Documents Securities Act Secondary Distributions Insider resales - §2(a)(11) Broker as underwriter...

Slide 1 Securities Act Secondary Distributions Insider resales - §2(a)(11) Broker as underwriter –“offers or sells for issuer icw the distribution” –"issuer"…

Documents Securities Act Secondary Market Transactions Rule 144 Coverage –Insiders resales...

Slide 1 Securities Act Secondary Market Transactions Rule 144 Coverage –Insiders resales (“affiliates”) –Non-insider resales (“restricted shares”) –Brokers…