Zetasizer ZS Helix (DLS/Raman) For Characterization of Pharmaceuticals and Biopharmaceuticals
Benefits of Zetasizer ZS Helix
› What it provides Develop mechanistic insight into oligomerization and
aggregation
Use that insight to improve biopharmacuetical product
› How it works Characterize particle size distribution
And simultaneously…
Characterize protein secondary and tertiary structure
› Additional Benefits Same sample, same time/Save sample, save time
Same heating rate - DLS and Raman data directlycomparable
“Expertise Optional” software analysis mode –generate reports without making “expert level”decisions
Overview of Presentation
› Dynamic light scattering (DLS) basics
› Raman basics
› Combination of DLS and Raman - benefits
› Experimental description
› “Expertise Optional” data analysis
› Biopharmaceutical application example Mechanistic insight into oligomerization and aggregation
› Small molecule pharmaceutical – potential application Characterization of nano-milling
DLS Basics – Rayleigh Scattering
› Scattered light as a function of timetells us about average particle size Smaller particles – intensity correlated
over short time
Larger particles – intensity correlatedover longer time
› Particle Size Distribution
› Polydispersity Indicative of oligomers/aggregation
› Protein-protein interactions kD and B22
Change of signal with time correlates toparticles size distribution
Raman Basics – Inelastic Scattering
› Raman spectra give information aboutvibrations of molecular bonds
› Changes in the local environment ofthe protein backbone and amino acidresidues appear as changes to theRaman spectra a-helix and b-sheet content derived from
Amide I and III peaks – secondary structure
Hydrogen bonding extent, the localenvironment (hydrophilic or hydrophobic),dihedral angle, and other informationdescribing the local environment of tyrosineand tryptophan side chains appears inmultiple distinct peaks throughout thespectrum – tertiary structure
Disulfide bond conformations and quantityappear in a distinct region of the spectra –tertiary structure
From:https://depts.washington.edu/ntuf/facility/docs/NTUF-Raman-Tutorial.pdfDaniel Schwartz, Univ. of Washington, Dept. of Chem. Eng.
Raman Basics
› NOT Rayleigh scattering – but inelastic scatterEach band below corresponds to a specific protein backbone or side
chain bond, and its specific environment defined by its secondary andtertiary structure
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11
26
11
74
600 800 1000 1200 1400 1600 1800
Wavenumber (cm-1)
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Raman Characterization
› Protein secondary and tertiary structurecharacterization In-depth analysis of 2e and 3e structure
Impact of this on stability of the molecule
› Chemical identification – small molecule API Raman fingerprint can be compared to library spectra for
chemical ID
Raman spectra vary with polymorphic form
Fiber coupled Raman probe
Attenuator
Laser – 633 nm
Correlator
LensMovable mirror
Detector
Fiber coupler
Cuvette holder
RamanSpectrometer/Laser
– 785 nm
Schematic of ZS Helix Experiment
Raman and DLS datacollected in aninterleaved fashion
› Practicality of combining Liquid samples
Cuvette sampling
Fiber optic coupling
Limited moving parts
Modes of Operation
› Kinetics / Isothermal Incubation / Temperature Jump Determine kinetics of oligomerization and/or aggregation events
Investigate reversibility of size and structural changes duringthese processes
› Thermodynamics / Temperature Ramp Determination of thermodynamic properties
• Tonset, Tmelt
• Enthalphy/coopertivity of transitions
Compare relative stability of samples
Mechanistic understanding of oligomerization and aggregationevents
› Sample Series Evaluate impact of a perturbation across a range of samples
Perturbation other than temperature (pH, denaturant, etc.)
“Expertise Optional” Analysis Mode:Key Raman metrics pre-defined and automaticallycalculated
• Secondary structure – determined via multivariate model linking Raman and CD• Tertiary structure – moiety specific band analysis
Biopharmaceutical Industry
› What they want from their drug product formulation Stable formulations
Easy to administer – customer delivered, not IV at hospital
Efficacious
• Low volume
• High concentration
› Pain points – resulting from what you want (above) Aggregation issues
Highly viscous
Solubility issues
Current analytical techniques require low concentrationsamples – do these characterizations predict high concentrationbehavior???
DLS/Raman for Biopharma› Raman spectroscopy and DLS combined for the
analysis of protein therapeutics (to start…) Provide insight into the protein structural changes that drive
unfolding/denaturation/aggregation
• Protein size distribution, polydispersity, measure of proteininteractions that lead to aggregation (B22 + kD)
• Thermodynamics –Tonset, Tmelt, and DH
• Kinetics – rate constants of unfolding/structural changes
› For QbD/formulation development Compare relative formulation stability – but beyond screening
Is a transition caused by aggregation, oligomerization, or unfolding?
Which side chains and what environmental conditions are changing?
Raman/DLS Combined – Address Pain?
Provide mechanistic information• Aggregation• Unfolding/denaturation• Oligomerization
Improve product stability and formulation
mmAb “Narrative” – prior to ZSHelix evaluation
› The mmAb candidate is less stable than the mAb
› high temp transition at ~70C is the same for both mAb andmmAb, but the aggregation pathway appears to be different
› But - mmAb exhibits a low temp transition at ~53 C as well
› What is going on at the low temp transition?
› Analytical techniques used prior to Helix evaluation:› SLS, DLS, DSC, DSF, susceptibility to denature at air-liquid interface,
SDS-PAGE, accelerated and real-time stability
› Conclusions drawn prior to Helix evaluation:› Low concentration B22 and kD values NOT predictive of high
concentration behavior
› Different aggregation pathways exist for mAb and mmAb
› Unanswered questions remaining, prior to Helix evaluation:› What is happening at low temp transition?
› What are the different aggregation pathways?
DLS/Raman Combined to Answer the Question:“What is happening at the low temp transition?”Compare to DSC collected on different instrument
50 55 60 65 70 75 80 85
Temperature [C]
Red – DSCRed - DSCGreen – DLSBlue - Raman
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Lewis, Patent Pending
Method Used to Answer Question:Compare thermal ramp behavior: mAb vs mmAb
Raman results• mmAb double transition: ~54& 63 °C• mAb single transition: ~ 69 °C• mAb and mmAb respond differently to the
thermal stress, mmAb less stableTyrosine H-bonding environment mostperturbed during low temperature transition
Sizing results• mmAb double transition: ~53 & 65°C• mAb single transition: ~ 69 °C• PDI trend for mmAb – oligomerization
followed by aggregation
More Information on Kinetics of OligomerizationIsothermal incubation of mmAb at 46, 53, 60 °C
• 46 °C - pre-transition• size slowly increases• Raman maker bands show no change
• 53 °C – in-transition• size quickly increases from 10 to ~35 nm and then stabilizes• Tyr peak position drops, while the Trp peak position shifts slightly• Tyr peak position shifts from 856.8 to 855.5 cm-1 , the value seen at the first transition in the T ramps
• 60 °C – post-transition• size quickly increases to over 40 nm within 3 hours• Trp and Tyr peak positions quickly shift to lower frequencies• Tyr peak position shifts to ~855.5 cm-1 .
• Not shown here – heat mmAB over low T transition temperature, cool back down. Then heat up to 80 – only onetransition…
TryptophanTyrosineSize
ZS Helix Provides InsightsImprove product stability and formulation
› Story from DLS/Raman results:
› “… low temp transition is oligomerization event involvingtyrosine side chain – specifically showing up in the hydrogenbonding environment for this moiety.”
› “…high temp transition is a mass aggregation event.”
› “…oligomers formed at lot temp transition in mmAb arestable and irreversible.”
› Result: Tyrosine side chains can be manipulated to prevent lowtemp oligomerization and provide more stable mmAb
› What was missed previously using: SLS, DLS, DSC, DSF
› What is actually happening at that low temp transition?