*' WISCONSIN ALUMNI RESEARCH FOUNDATION September 30. 1981 Ms. Lucy Petitt . Paralegal Office of the General Counsel National Science Foundation Washington. D. C. 20550 Dear Ms. Petitt: Re: Institutional Patent Agreement University of Wisconsin - National Science Foundation Attached you will find the various form sheets adopted by the National Science Foundation for the reporting of inventions under the Institutional Patent Agreement with the University of Wisconsin. which sheets will comprise the annual report called for under that Agreement. The report addresses the period from July 1. 1980 through June 30. 1981. which represents the fiscal year of the Wisconsin Alumni Research Foundation. the designee of the University of Wisconsin. under the Agreement. Very truly yours. UNIVERSITY OF WISCONSIN .By Controller WISCONSIN AL UM NIR ESEAR CH FOUNDATION By ...... -__ Howard W. Bremer. Patent Counsel RHL:HWB:rw Ene. POST OFFICE BOX 7365 • MADISON, WISCONSIN 53707 • TELEPHONE (608) 263-2500
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WISCONSIN ALUMNI RESEARCH FOUNDATION€¦ · 30/09/1981 · report addresses the periodfrom July 1. 1980 throughJune 30. 1981. which represents the fiscal year of the Wisconsin Alumni
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*'WISCONSINALUMNIRESEARCHFOUNDATION
September 30. 1981
Ms. Lucy Petitt.ParalegalOffice of the General CounselNational Science FoundationWashington. D. C. 20550
Dear Ms. Petitt:
Re: Institutional Patent AgreementUniversity of Wisconsin - NationalScience Foundation
Attached you will find the various form sheets adopted by the NationalScience Foundation for the reporting of inventions under the InstitutionalPatent Agreement with the University of Wisconsin. which sheets willcomprise the annual report called for under that Agreement. Thereport addresses the period from July 1. 1980 throughJune 30. 1981.which represents the fiscal year of the Wisconsin Alumni ResearchFoundation. the designee of the University of Wisconsin. under theAgreement.
Status of patent application· if not yet granted: "If U.S. patent has reen' c1enied or the application-':-h-,cas::-;baL::c:e::n~an::;:':::aC:::nC:;dC=oC:::n-,ce3d-,-'h;:-a~sthe invention been disclosed in a publication? .
•
If so: Journal title: • Date: "*Anderson, Louis W. -----.
FIRSrLICENSEE: Fitzsimmons, William A. - • Date of license: 4/11/78. .' National Research Group, Inc.
Tot<d license payments to grantee before Oct•. 1, 1976: $,-'0"'•..;0"- ,.-_"
Pay.nents frOm Oct. i, 1976 to Sep. 30, 1977: $0. ° •OCt. I, 1977to Sep. 30, 1978: $0. ° •OCt. I, 1978 to Sep•. 30, 1979: $0 0 '10/1/79 to 9/30/80; $0.0; 10/1/80 to 9/30/81: $0.0Has the invention reen put into commercial 'use under this license? •If so, give date and c1escdbe briefly; if not, describe any intende-';d"--~commercial use (use reck for extended comments). Date: ;Description:
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SECOND LICENSEE ~ • Date of license: •-------,-----' -----'Total license payments 'to grantee before oct.' 1, 1976: $~ ~"
Payments from Oct. 1, 1976 to Sep. '30, 1977: $. • oct; 1,1977toSep. 30, 1978: $ ; oct. I, 1978 to Sep. 30, 1979: $ ,.
Has the invention' reen put into commercial use under this license? .,,-__•If so, give date and c1escribe briefly; if not, describe arty intended.corrurercial use (use back for extended comment:s). Date: ;Description:
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Please provide above information for further licenses on the back, andch""k here: • Is invention available to other licensees? .;.__"Are you still actively seeking licensees? Yes )( No •
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FOREIGN Pl'-TTh'T srAWSCountry of filing Filing date Filing No. Date Grallted Patent 1\"'0. i;. ..
, I. • . I:
*Invention was put intQ use by inventors and their jointly owned Company before patent !iissued. Royalty-free license was issued to inventors and to their jointly owned 1:Company under waiver provisions from Department"of Energy. 1'1, :1..
Ind~v~dual or Organization seekLl'\g licensees for invent.ion:
YARF "
~ U.S. Patent Application filed. 'Date: 10/2/78 i S.N.: 947.428
5l U.S. Pat.ent. granted. Date: 6/23/81 i No.: 4.275.265 ,
:
Status of patent application, if not yet. granted: •If U.S. patent. has l:een' Clenied or the applicat.ion-;:h-=as~re=e:::n:-:ao::;:·::a::n::d;;;o::::n::e::d',-;:h=a-=-sthe invention been disclosed in a publication? _
•
·•
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Tot?l licensepayrrents to grant.ee before Oct.., 1, 1976: $O.~."'0 ,
Payiltent.s from Oct.. i, 1976 to Sep. 30, 1977: $0.0 ; Ck:t:. 1, 1977to Sep. 30, 1978: $0.0 i OCt. I, 1978 to Sep. 3D, 1979: $0.0 '10/1/79 to 9/30/80: $0.0; 10/1/80 to 9/30/81: $0.0. ' .Has the invention reen put into colilmercial use onder this license? .,-_.:......cIf so, give date and Clescribe briefly; if not, describe any intendedcoffilltercial use (use h3.ck for extended comments). Date: ;Description:
If so: Journal title: i Date::-------------'--' ---~
FIRS'.!; LICENSEE:: ~ i Date of license: '
SECOND LICE:NSBE: ---'_--'i Date of license: ,__-,-__-'.
Payments from oct.. 1, 1976 to Sep. ,30 r 1977: $. ~ O-..--t. 1,1971to Sep. 30, 1978: $ 'i OCt.. 1, '1978 to Sep. 30 •. 1979: $ ,.
Has the invention l:een put into commercial use under this license? .,-_---'.If SOr give date and Cescribe briefly; if not, describe any intendedcoif.mercial use (use reck for extended commencs). Date: ~
Description:
andPlease provide above information for further licenses on the reck/ch·~ck here: • Is invention available to other licensees? __...c.
Are you still actively seeking licensees? ,Yes x No. .•
FOREIGN Pl'-Tlli'T srAWSCountry of filing Filing date Filing lb. Date Gral1.ted Patent No•
•
NSP Pile NUinoer:
OMB NO. 99-R0308APPROVAL EXPIRES~
STATUS 01" NS!?-FU:IDE:D Il-<VEt-iTIG.'l April 30. 1981
Same as 198077-36 ' Disclosure Date: 12/22/76 l-laiver Date:
Status of patent application ·if not yet granted: •If U.S. patent has reen' c1enied or ·the application-h"-a-sC-;lB;--e-::n-ab"7:-:-a-n-:d;'-o-n-ed""-,-;ha'-sthe invention been disclosed in a publication? .
title: --;- ;, Date: ....:.Option Agreement -
FIRS]? LICENSEE: ·-'Q"'"'"ua...n.....t""a.............lnuc....~ ,; Date of license: --I7y/",:2;<lIli-f/-ll!l±1-o
Tot;:il license payxr.ent5 to grantee before Oct•. 1, 1976: $G.=..O:::.-"- ~-.:...'o
Payinents froo' Oct. I, 1976 to Sep. 3D, 1977: $0.0 ; lXt•. 1, 1977to Sep. 3D, 1978: $0.0 ; OCt. 1, 1978 to Sep. 30, 1979: $0.0 ' i10/1/79 to 9/30/80; $0.0 ; 10/1/80 to 9 /30/81: $O~ 0 • . . .Has the invention reen put into commercial use rumr this license? ...-_-,-0.If so, give date and c1escribe briefly; if not, describe any intendedcommercial use (use reck for e~tended coiilllents). Date: ~
Description:
'SECOND LIC8NSEE: ---'; Date of license: ,.
Total license payments 'to grantee ref<;>ce oct.' 1, 1976: $---------,,.--,.
Has the invention reen put into commercial use under this license? .,_---'~If so, give date and c1escrire briefly; if not, descrire arty intendedcoifu-nercial use (use back for e~tended commencs). Date: ;Description:
Please provide above information for further licenses on the back,ch",ck here: • Is invention available to other licensees? •Are you still actively seeking licensees? ,Yes x No__===-.-
FOREIGN P1'.TR;'T SI'ATUSCountlCY of filing Filing date Filing No. Date Granted Patent No.
Invention Title: ,A Database Encryption System with SUbkeys
Individup.l or Organization seeking licensees for invention:
WARP
[]j U.S. Patent Application filed. Date: 1/30/S0. S.N.: _ ...1....17....,.....1...4"'0-'-__
Du.S. Patent. grant.ed. Dat.e: .• No.: --,_0
Status of pat.ent applicat.ion'if not yet grant.ed: Amendment due 1O/29/S1.If u.s. patent has been' eenied or the application has been abandoned, hasthe invention been disclosed in a publication? •
---_--.:.If so: Journal title: • Date:---------------'Option Agreement -
FIRS-r LICENSEE: --.>.Q~!UJJa<loJn"'t"':l....----UTnUlc~-------,. Date of license: .......I7'f;!..<.?.o8'1-/.o8.1..J----c.
Tot?l license payrr.ents to grantee before O~t., 1, 1916: $;::0.....;::0'-- -'.
•
SECOND LICENSBE: ',; Date of license: ,.
Total license payments 'to grantee before oct.' 1, 1916: $ --:.
FOREIGN Pl'..TTh"T srA.WSCountry of filing Filing date Filing No. Date Granted Patent No.
II
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Payment.s from Oct. 1, 1916 to Sep. 30, 1971: $0. ° •oct. 1, 1917to Sep. 30, 1978: $0. ° ; oct. 1, 1978 to Sep. 30, 1979: $0. ° '10/1/79 to 9/30/S0; $0. °;10/1/80 to 9/30/S1: $0. °. ' ,,Has the invention teen put into commercial' use under this license? .,,-_-'--'.If so, give date and eescribe briefly; if not, describe any intendedcommercial use (use reck for extended corro:nents). Date: ;Description:
. .
Payments from Oct. 1, 1976 to Sep. '30, 1977: $, • oct. 1,1977to Sep. 30,1978: $ 'i Oct. 1, '1978 to Sep. 30,,1979: $ 0,
Has the invention been put intocornmercial use under this license? .,....__•If so, give date and c1escribe briefly; if not, describe any intendedcommercial use (use back for extended commencs). Date: ;Description:
Please provide above information for further licenses on the b-:lck,ch·;!ck here: 0 Is invention available to other licensees? °---Are you still actively seeking licensees? "Yes x No_~__•
Status of patent application ,if not yet granted: Application abandoned 7/27/81.If U.S. patent has been' c'!enied or the application has reen abandoned, hasthe i.l1.vention been disclosed in a publication? yes.: '
'Antimicrobial Agel).ts and :If so: Journal title: Chemotherapy. 14. 69-72 .. D:lte: July 1978' •
FIRSJ; LICENSEE: ; Pate of license:-------------Tot<il license payrcents to grantee l:;afore oct. ,1, 1976: $~O,-.:::.O ~..
Payil'.ents frOm' oct. i, 1976 to Sep. 30, 1971: $0.0 ; <X:t. If 1971to Sep. 30, 1978: $0.0 ; Oct. 1, 1978 to Sep. 30, 1979: $.QJ}_'__J10/1/79 to 9/30/80; $0. 0; 10/1/80 to 9/30/81: $0.0. ,'.Has the invention reen put into commercial use under this license? .,.-_.:... ..;.If so, give date and c'!escribe briefly; if not, oescribe any int.endedcommercial use (use rock fol:' extended comments) • Date: ;Description:
Payments from oct. 1, 1976 to Sep. '30, 1977: $, ; oct:. 1;1.977to Sep. 30, 1978: $ "; Oct. 1, '1978 to Sep. 30, 1979: $ ,..
Has the invention been put into commercial use under this license? "",",__'If so, give date and describe briefly; if not, describe any intendedcormrercial use (use back for extended commencs). Date: ;Description:
Please provide above inforrration for further licenses on the mck,ch.;,ck here: ,. Is invention available to ol:b.er licensees? .;..'_-.-:'Are you still activel.y seeking licensees? ,Yes N0 :x •
FORBIGN Pl'.T~'T STATUScountry of filing Filing date Filing No. Date Grai'lted Patent No•
Individual or Organization seeking licensees for invention:
RARF ,
[Xi U.S. Patent Application filed. Date:
Du.s. Patent granted. Date: ----', No.: _~_-_-~,.,Status of patent application'if not yet granted: Amenclment due9/3Q/81' •If 0.5. patent has been'denied or the application has reen abandorh~a,' hasthe invention, been disclosed in a publication? , ' ' :,
:
If so: Journal title: ; Date:-~---------------' ------'
FI.RSJ; LICENSEE: -,...' ~_~__~.; Date of license: '
Total license paym=nts to grantee l::efore O~t.,1, 1976: $0",,,,,,-"O~'_-_-'-_---"
, 10/1/79 to 9/30/80; $0,0; 10/1/80 to 9/30/81: $0.0, ' ' "Has the invention teen put into romrnercial use onder this license? ..,-__'If so, give date and describe briefly; if not, t'lescribe any intendedcommercial use (use 1::ack fOJ:" extended coruments). Date: ;Description:
.:'SECOND LICeNSEE: ---'i Date of license: .__-:--__..;.
'., Total license payments 'to grantee before oct~' 1; 1976:$ ~_~.•.
Payrr~ts from Oct. I, 1976 to Sep. -30. 1977: $.:.,'=-----e~_.=n;' OCt. 1,1971to Sep. 30, 1918: $ '; Oct:. 1, 1978 to Sep. 30 •. 1979: $ •
, '
Has 'the invention 'reen put into coror..ercial use under this license? ......_---'.If so, give (!ate and Cescribe briefly; if not, describe any iptendedcoIfu-rercial use (use 1::ack for extended comments). Date: ;Description:
Please provide above infonnation for further licenses on the b-:J.ck,ch·~ck here: • Is invention available to other licensees? __-'.Are you still actively seeking licensees? ,Yes x ~ _
FOREIGN Pl'.TD:T SI'ATUSFiling date Filing No. Date GraIlted Patent 1'.0.country of filing
,payments frOm oct. i. 1976 to Sept 30, lSJ77: $0.0 : CX::t. 1. 1977to Sept 30. 1978: $0.0 : Oct. I, 1978 to Sept 30. 1979: $0. ° .10/1/79 to 9/30/80: $0.0; 10/1/80 to 9/30/81: $0. 0.Has the invention reen put· into c:ommercial use Onder this license? .,,-_";""':_If so. give date and describa briefly; if not, ()escribe any intendedcoffiil1ercial use (use mOe for extencLod comment~). Date: 1Description: ..
payments from Oct. I, 1916 to Sept '30, 1977-: $. ~ Q::t. 1,1977to Sept 30, 1978: $ '; Oct. I, '1978 to Sept 30 •. 1979: $ ........:.
Has the invention reen put' into c:ommercial use under this license? ."._........:. 'If so, give date and describe briefly; if not:. describe arty i!1tendedcojfu~rcial use (use mck for extended comment::s). Date: 1Description:
andPh~ase provide above information for further licenses On the lr::lCk,ch·;,ck here: • Is invention available to other licensees? ';'-'-__'.Are you still actively seeking licensees? Yes x 1\0 •.. .
•
3/31/80.
Country of filingAustraliaCanadaIsraelNew ZealandBelgiumGreat Britain
:
FOReIGN Pl'.TEtolT STATUSFiling date Filing 1'<>. Date Gra,1ted
Individual or Organization seeking licensees for invention:
WARF .
o u.s. Patent Application filed. Date:
(
I[iJ u.s. Patent granted. Date: 2(3/81 • lb.: 4.248,791 •
:
status of patent application· if not yet granted: • -If U.S. patent has keen' denied or the application has l:een abandoned, hasthe invention -been disclosed in a publication? _•. ...... .
If so: Journal title: ----------,. Date: __~_..;
FIRS'.!,' LICENSEE: :.--'.. Date of license: -_-=-- ,
'rot?l license payrrents to grantee before Oct. _I, 1976: $;:.0,....0"'--,. _
Payil'.ents frOm' Oct. i, 1976 to Sep. 30, 1977: $0.0 , • o::t. 1, 1917to Sep. 30, 1978: $0.0 • Oct. 1, 1978 to Sep. 30, 1979: $0.0 .10/1/79 to 9/30/80; $0,0; 10/1/80 to 9/30L81: $0,0. -
Has the invention teen put into commercial use llllder this license? ......--=...:If so, give date and describe briefly; if not, oescdbe any int.endedcommercial use (use rock for extended oomments). Date: ~
Payments .from Oct. 1, 1976 toSep. '30, .1977: $:;....=--_-,;:-;:--~""",,' Oct. 1,1977to Sep. 30 t 1978: $ '; Oct. I, 1978 to Sep. 3D" 1979: $ •
Has 'the invention -l::een put into commercial use under this license? -.,.... .•If so, give date and c'!escribe briefly; if not, descril:e arty intendedcoifu~rcial use (use back for extended comment:s). Date: ;Description:'
and
887.344
Patent No.
:
Country of filingAustraliaNew ZealandIsraelBelgiumFrance
Please pr:ovide above information for further licenses on the back,ch·;,ck here: • Is invention available to other licensees? .•Are you still actively seeking licensees? ,Yes x Jib •
FOREIGN Pl'..TTh-rsrATUSFiling date Filing lb. Date Granted2/3/81 66846/811(.21/81 1960391/19/~1 61930.2/2/81 203676 • 2(.27/812/2/81 8101957
Status of patent applicat.ion·if not. yet. grant.ed; Application has'been allowed.If U.S. patent. has been' eenied or the applicat.ion has been abandoned, basthe invent.ion been disclosed i~ a pUblication? : . •
and
If so: Journal title: ,; Date: .....:~
FIRS~ LICENSEE:: . ---------.!; Dat.e of license: __' .....:;'
Tot?l license payrrent.s to grantee before Oct•. 1, 1976: $0.0 •..=.=-------'Payiuents frOm' Oct.. 1, 1976 to Sep. 30, 1977: $0.0 ; OCt.. I, 1977to Sep. 30, 1978: $0.0. ; Oct. 1, 1978 to Sep. 30, 1979: $0:0 .10/1/79 to 9/30/80: $0.0 ; 10/1/80 to 9/30/81: $0.0 •.Has the invention been put. int.o commercial USe onaer this license? •If so, give date and eescribe briefly; if pot, describe any intende'Sd--=--·commercial use (use reck fOl:" extenCLod comment.s). Dat.e: ~
Descript.ion:. -
.SECOND LICE:NSEE; ; Date of license: ~-~----------' -----'
Total license payments 'to grantee before Oct. 1, 1976: $ ----,,......,.
Payments from Oct.. 1, 1976 to Sep. -30, 1971: $. : Oct. 1,1977to Sep. 30, 1978:$ .. ,.' ,; Oct. 1, "1978 to Sep. 30" 1979; $ .•
Has the invention been put int.o cornr::ercial use under this license? .,....__.~
If so, give Clate and eescribe briefly; if not:, describe arty intendedcoITu-nercial use (use back for extended commencs). Date: ;Descdption: '
Please provide above information for further licenses on the bacK,ch·"ck here: • Is invention available to other licensees? __-,"Are you still act.ivel.y seeking licensees? ,Yes x No "
....;. ...... ..._~ -- ---- --APPROVAL L,,<PIRES:April 30. 1981 I
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and
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.0 u.s. Patent granted. Date: 3 (3/81 ; lib.: -.:.4;r...•.£o2""S:x,4.....Qa4:...L5.........,_.•
Status of patent application, if not yet granted: .'If U.S. patent has been' C!enied or the application-"-has-'-.'re;::-:e:-::n:-::ab=an':"d:5":o::':n::':e:-:!d',""h':"a-:--sthe invention been disclosed in a publication? . • : .
Payiltents frOm oct. i, 1976 to sep. 30, 1977: $0.0' : OCt. 1, 1971to Sep. 30,1978: $0.0 : Oct. 1, 1978 to Sep. 30,1979: $o.Q'10/1/79 to 9/30/80; $0.0; 10/1/80 to 9/30/81: $0.0. .'Has the invention reen put into commercial U~lt this license? .,.._-,-"If so, give date and describe briefly; if not, describe any intendedcommercial use (use l:a~ for extended C01Th1\Cnts). Date: tDescription:
.SECOND LICENSEE: ~ ,__ ~__,; nate of license: . .,.,-,-.,
Total license payments 'to g1Cantee before Oct.. 1, 1976: $ •
Payments from Oct. 1, 1976 to Sep. '30, 1977: $, : o::t~ 1,1977to Sep. 30,1978:' $ '; O:;t:. 1, 1978 to Sep. 30,,1979: $ •
Has 'the invention reen put into commercial use under this license? .,.-~--'If so, give date and C!escdbe briefly; if not, describe arty intendedCOil"u"rercial use (use back for extended commencs). Date: ;Des=iption:
Please provide above information for further licenses on the back,ch;,ck here: , Is invention available to other licensees? __~'
Are you still actively seeking licensees? Yes X No •.. '
. .\ "...,Individual or Organization seeking licensees for invention:
, \ \'WAltF """ "':" \ ... \ . ,.',,". . VP
lEi u.s. l'atent AppJ.ication filed. \Date: 3o'8d9. S.N.: 024.848\.
,GJ U.s. l'atent granted. Date: 5/9/80. No.: '4.201 881 •
Status of patent appJ.ication ,if. nOt: yet 9J;antM: _If U.S. patent has been'renied OlZ.. thel a..OPlicat;iOllllas been abandoned,. hasthe invention ,been disclosed i~ a publication? ' _,:' .
:
If so: Journal title: _ __..------'-----__..----', Date: ~.....:-
FIRST LICENSEE: __.......-'- -1. Date of license: _~ ,;,
Tot~l license payn:ents to grantee before Oct., I, 1976: $0:::::<..;::.0__------
Fay.1'.ents fram oct. i, 1976 to Sep., 30, 1977: $~O~.!,!O_-=>o.,......""",'; ~. 1,1977'to Sep. 30, 1978: $0.0 ; Oct. 1, 1978 to Sep. 30, 1979: $0.0' ;10/1/79 to 9/30/80; $0.0 ; 10/1/80 to 9/30L81: $0.0.
Has the invention been put into commercial u~e orlder this license? ."._-..:......•If so, give date and describe briefly; if not, describe any intendedcommercial use (use back for extended comments). Date: ;Description: '
SECOND LICBNSEE: ; Date of license: 9---------------' --------'Total license payments 'to grantee before oct.- 1, '1976: $_~~ ,._.•
Payn:ents from Oct. 1, 1976 to Sep. '30, 1977: $. ; Oct. 1,1977to Sep. 30, 1978: $ '~ ()ct. I, 1978 to Sep. 30,,1979: $, -:-
•
. . .Has the invention'reen put into commercial use under this license? ....__If so, give date and CJescribe briefly; if not, describe arty intendedcoil'ucercial use (use back for extended comment:s). Date: ;Description:
andl'lease provide above information for further licenses on the reck,ch·;,ck here: • Is invention available to other licensees? "Are you still actively seeking licensees? ,Yes x ~, _
•
822,143 - I• OVER i
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Patent No.
3/31/80•
FOm:IGN pp...T~'1' Sl'ATUSFiling date Filing lb. Date Granted2/22/80 55810/801/17/80 34388610/22/79 5852610/23/79 1919003/7/80 199728
:
Counb:y of filingAustraliaCanadaIsraelNew ZealandBelgium
Individual or Organization seeking licensees for invention:
•
.'
Date:
YARF
Patent Application filed. Date: 8/6/79 ; S.N.: 064,2.54(Division of U. S. S. N. 024,848)
10/7 /80 ; No.: 4 226 788 .: •..... . ~
Qg U.S. Patent gcanted.
13 u.s.
:
. .
Status of patent ClPplication' if not yet granted: ~If U.S. patent has been'renied or the application-rhas.,-:--:t>a.-e"'n:--:ab'=a-:n""'d·..,o-n-e'd;-,-;-ha-s....:the invention been disclosed in a publication? __~
:
If so: Journal title: ~_....-_; Date: __~_....;o
FJRS'J," LICBNSEE: ~ ---'; Date of license: __' ,;.
Tot?-l license payn:ents to gcantee before Oct•. I. 1976: $'.:::O:....~O~_'_.. ,.
I
PaYir.ents frOm· Oct. i, 1976 to Sep. 30, 1977:$0;0 ; OCt. 1, 1977to Sep. 30, 1978: $0.0 ; Oct. I, 1978 to Sep. 30, 1979: $0.0 .10/1/79 to 9/30/80: $0.0 ; 10/1/80 to 9/30/81: $0.0. '. .Has the invention been put into commercial use Gnder this license? .,,-_..:....:.If so, give date and rescribe brieflYi if not, describe any intendedcomIT'.ercial use (use reck. for extended comments). Date: ~
Description:
.SECOND LICENSEE: __..:..... --'; Date of license: ....;.
Individual or Organization seekLt1g licensees for invention:
WARF "o U.S. Patent Application filed. Date:'. ; S.N.: •
Advised NSF 7/7/81 that we would not file a pa'tent application due to insufficient.0 U.S. Patent ~anted. D~te: ; No.:. . '. • fuformation.
Status of patent a,.oplication, if not yet granted: •If U.S. patent has been'denied or the a,.oplication has teen abandonedr hasthe invention been disclosed i~ a publication? •
:If so: Journal title: _~ -'~ Date: __-'--__•.
FIRS:!; IJ:CENSEE: ; Date of license:: ;,.---~--------' ----_.
Tot~ license payreents to grantee before Oct., 1, 1976: $O,~.~O~ ,.
Payiuents frOm'Oct.i, 1976 to Sep. 30 r 1977: $0.0 ; o±. ,lr 1977to sep. 30, 1978: ~O. 0 ; Oct. 1, 1978 to sep. 30, 1979: $0.0 '10/1/79 to 9/30/80; $0.0 ; 10/1/80 to 9/30/81: $0.0. . '.Has the invention reen put into commercial u~e under this license? ...,,-~.:-'.If so, give date and <3escribe briefly; if not, Clescribe any intendedcommercial use (use back for extended comments). Date: :Dascription:
Payments from Oct. 1, 1976 to Sep. -30; 1977: $.:-.,=--_=--...=,,~ Oct. 1,1977to Sep. 30, 1978: $ '; Oct. lr '1978 to Sep. 30" 1979: $ •
. . ,.
Has the invention been put into oomnercial use under this license? .,._-.:.:.If so, give date and Cescribe briefly; if not, describe My intendedCOif.mercial. use (use back for extended comment:s). Date: ;Description: .
Please provide above information for further licenses on the 1::ac:krch·;>ck here: • Is invention available to other licensees? _'__•Are you still activel.y seeking licensees? ,.Yes Ro){.
FOREIGN Pl':r~'T srATUSCountq of filing Filing date Filing t,o. Date Granted Patent No•
Total license payrr.ents to gcant.ee before Oct.., 1, 1976: $.;:0",. .oe0'-- ....:
Pay,uents frbmOct. i, 1976 tOSep. 30, 1977:$0.0 : CX:t.l,to Sep. 30, 1978: $0. ° ' ~ Oct.. 1, 1978 to Sep. 30, 1979: $""0....",0 _10/1/79 to 9/30/80; $0. °;10/1/80 to 9/30181: $0.0.' ,Has the invention reen put into cn-mnerciaJ. use unaer this license? ..,....._-"'--'Xf so, give date and Clescribe briefly; if not., describe any intendedcommercial use (use l:ack for extended comments). Date: :Description:
, ,
Status of patent application, if not. yet. granted: under Ap£eaI-' ,If U.S. patent has been' Clenied or the applicat.ion has reen andoned,the irr"ent.ion been disclosed i~ a publicat.ion? : '
FIRS:!; LICENSEE:: : Date of license:-----------' ----'---
If so: Journal title: ; Dat.e:---------------' ------'
..
'SECOND LIC8NS£E: ,i Date of license: __-:-__",,:0
Total license payments 'to gcantee before Oct.' 1, 1976: $, ..."...~..
Payments from Oct. 1, 1976 toSep. ,30 .. 1977: $, ~ Oct. 1,1977to Sep. 30, 1978: $ '; Oct. I, '1978 to Sep. 30" 1979: $__~--,..
Has the invention been put. int.o corm;:erc:i.al use under this license? ..,....._--c-:If so, give date and Clescribe briefly; if not., describe any intendedcommercial use (use back for extended commencs). Date: ;Descript.ion: I
andPlease provide above information for further licenses on the reck,ch:x:k here: • Is invent.ion available to other licensees? •---Are you still activel.y seeking licensees? ,Yes x 1'lo, ,.
FORBIGN PJl.TEt-,1T '8rA'rUS 'Country of filing Filing date Filing lb. Date Granted Patent. No•
Invention Title: S~anning'Low-,:E;nergy El~ctron Diffractometer with a FieldEmission Source
Individual or Organizat.iori seeking licensees for invention:
RARF "
o u.s. Patent Application filed. Date: ; S.N.: ~Invention being evaluated for potential patentability. ------~.
,. oU.S. Patent granted. Date: ; No.: _..:.' -,..._,.,Status of patent application, if not yet granted: ~
If u.s. patent has reen'c3enied or the application has reen abandoned, hasthe invention been disclosed i~ a publication? •
If so: Journal title: -'; Date: ~ .-
FIRS~ LICENSEE: --'. Date of license: ;,
Toqu license payn:ents to grantee, before Oct., 1, 1976: $..;:;0.<,.• .=0__--'- <,
pay;r.ents frOm' Oct. 1, 1976 to Sep. 30, 1977: $0.0 : Cd:. 1, 1977to Sep. 30, 1978: $0.0 ' ; Oct. 1, 1978 to Bep. 30. 1979: $0. Q .10/1/79 to 9/30/80: $0.0 ; 10/1/80 to 9/30181: $0.0. '., ,Bas the invention reen put into commercial u::fe uttaer this license? ,,_~~If so, give date and c3escrire briefly; if not, describe any intendedcoffiIT'.ercial use (use reck for extended comments). Date: 7Description:
. .: .SECOND LICENSEE: ; Date of license: ~----'-----------' -----_.Total license payments 'to grantee before Oct.: 1, 1976: $, ---:__...,...:.;:~
Payrrents from Oct. 1,1976 to Sep. ,30; .l':177: $, ' , : OCt~ 1,1977to Sep. 30, 1978: $ i Oct. 1, 1978 to Sep. 30,.1979: $, ...;..
Bas the invention' been put into commercial ,use under this license? "'.,--__,.If so, give date and c3escribe briefly; if not, describe any intendedcoiru>!erciaJ. use (use back for e:xtended comment:s). Date: 1Description:
Please provide above information for further licenses on the back,ch,;x:k here: • Is invention available to other licensees? ,:,,-__.•Are you still actively seeking licensees? ,Yes No _
FORBIGN pl'.Ta"T SfATUSCountry of filing Filing date Filing no. Date Granted Patent No.
'rotq.l license payrrents to grantee before Oct•. I, 1976: $;;:0,-.::;:0 ,
Payil'.ents fr6mOct. I, 1976 to Sep. 30, 1977: $0. 0 ~ OCt. 1, 1977to Sept 30, 1978: $0.0 • Oct. 1, 1978 to Sept 30, 1979: $0.0 '10/1/79 to 9/30/80; $0. 0 ; 10/1/80 to 9/30/81: $0.0. .}las the invention reen put into coli!inercial use ru1t1er this license? ..._~.If so, give date and Cescribe briefly;· if not, describe any intendedcormr.ercial use (use back for extencLcd coriiments). Date: 1Description:
Status of patent application· if not yet granted: under AmendmentIf U.S. patent has been'Cenied or the application has been abandoned,the invention been disclosed ii"!'a publication? ,
·SECOND LICE:NSBE: ---------'~ Date of license: __-;-__--:.
..
Payments from oct. 1, 1976 to Sep. ·30, 1977: $.,;..'=--~-'""""n'~ Oct.. 1,1977to Sept 3D, 1978: $ . ~ Oct. I, "1978 to Sep. 3D" 1979: $ •
and
.lIas the invention been put into commercial use under this license? ~~_".If so, give date and Cescdbe briefly; if not, describe any intendedcowurercial use (use back for: extended commencs). Date: ~
Des=iption: '
Ple.ase provide above information for further licenses on the back,ch·;,ck here: • Is invention available to other licensees? ~__.•Are you still actively seeking licensees? Yes x 1'\0 •
. .- ";,
·FORBIGN PJI.TTh.'TSl'AWSCountry of filing Filing date Filing No. Date Granted Patent No.
;
•
.•
NSP File NUi.~r:
()HB NO. 99-R0308APPROVAL EXPIRES:
STATUS OP NSf~FU~U8D I~VE~'TION April 30. 1981. No change from 1980
Invention Title: .Sensitized Thermolumintscent Phosphor and Method
Individual or Organization seeking licensees for invention:
RARF ..
[] U.S. Patent Application filed. Date:
GU.s. Patent gcanted. Date: 6/8/76, ,
:
Status of patent application· if not yet granted: •If U.s. patent has reen'denied or the applicatioo.......h-a-s~re;--e-n-ab.-a-n~d...o-n-e....d·,-;-h-a-sthe invention been disclosed i~ a publication? 0.
:
If so: Journal. title: -'-__-'. Date: ~.
FIRS:J; LICENSEE: _,-- ,: Date of license: _'-.. ---'-';.
Total license payn:ents to gcantee before oct. 1, 1976: $0=......0""- '---'"
•,Payinents frOm Oct. i, 1976 to Sep. 30, 1977: $0.0 ; <:Xn:.l t 1971to Sep. 30, 1978: $0.0 ; OCt. 1, 1978 to Sep. 30/ 1979: $0.0 .10/1/79 !o 9/3Q/80: $0.0 ; lQ/1/80 to 9/3.0/81: $0.0.· .. " .Has the ~nventl.on reen put mto oommercl.aJ. use mlder this hcense? ...-_-:..-.If so, give date and descrire briefly; if not, descrire any intendedcommercial use (use rock. for extended comments). Date: ~'
Descript.ion: ..
"
SECOND LICENSEE:: --, ,; Date of license: __.,-__~"
'Total license payments 'to gcantee refoce oct.' I, 1976: $-------'7'-"~
Payrr.ents from Oct. 1, 1976 to Sep. '30, .1977: $. t ~. 1,1977to Sep. 30, 1978: $ .; OCt. I, 1978 to Sep. 30,. 1979: $_-'-__--""
Has the invention reen put mto co~rcial use under this license? ~_--:.
If so, give date and .descrire briefly; if not, describe any intendedcorrurercial use (use· back for extended commencs). Date: tDescription:
andPlease provide above inforrration for further licenses on the back,ch·:x:k here: • Is invention available to other licensees? .•Are you still actively seeking licensees? ,Yes -x Ro. -:"
'FOREIGN Pl':r~"T srATUSCountry of filing Filing date Filing tb. Date Gra11ted Patent 1\"0.
Status of patent application· if not yet granted: ~_-.-_-'-,,--_. -,--_&
If U.S. patent has reen' c1enied or the application has been abandoned, hasthe invention been disclosed in a publication? _
~-Cancell
If so: Journal title: ; Date: ..,:*
N. V. Philips Gloeilampen-FIRST LICBNSBB:fabrienken, Netherlands· ; Date of license: III /79
. - - - , - I
. . Entered into new Agreemeniwith PHILIPS - 7/1/81.Total license payn:enl:s to gcantee l5efore Oct•. 1, 1976: $D=..;<.0 ,&
Payir,ents frOm Del:. 1, 1976 to Sep. 30, 1977: $0,0 ; OCt. 1, 1977to Sep. 30, 1978: $0.0 ; Oct. 1, 1978 to Sep. 30,1979: $itO;,,QOO10/1/79 to 9/30/80; $0.0; 10/1/80 to 9/30L81: $0.0. .'
Has the invention reen pul: into commercial use onder this license? ves 'If so, give. date and c1escribe briefly; if not, describe any intendedcommercial use (use reck for extended comments). Date: July 1981 ;Description: .
!,,"
.SECOND LICE:NSEE: ; Date of license: --.:&
Total license payments to gcantee before Del:- 1, 1976: $. ---,_--:.
Payments from Oel:. I, 1976 to Sep. '30, 1977: $, ; Oct. 1,1977to Sep. 30, 1978: $ '; Oct. 1, 1978 to Sep. 30, 1979: $, &
I.*
II
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iiiruii'I'l
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and
Patent No.
•
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'FOREIGN Pl'.Til;-r srATUSFiling date Filing lb. Date Gra11ted5/16/79 3277715/15/79 79.038075/16/~9 60249/795/11/79 79165345/15/79 P291942505/15/79 7913277
, "
Has the invention reen put into commercial use under this license? "<,,,_,--..
If so, give date and c1escribe briefly; if not, describe arty intendedcommercial use (use back for extended commencs). Date: ;Description:
Country of filingCanada
. HollandJapanGreat BritainW. GermanyFrance .
Please provide above information for further licenses on the back,cho;,ck here: • Is invention available to other licensees? __~.
Are You still actively see.~ing licensees? "Yes x :No. _
Status of patent application if not yet granted: ~_~_~,..- ~~_'
If U.S. patent has been' denied or the application has been abandoned, hasthe invention been disclosed in a publication? __~
If so: Journal title: ; Date: •(See NSF File Number 78-22; ------,;
FLRST LICENSEE: licensed to PHILIPS under ; Date of license: _-=--=-_~.. '. same Agreement) '. .
'l'otal license payments f.o grantee before Oct•. I, 1976: $,:::.0:...• ..:;0:.-__'-- .•
paYittents framOd:. I, 1976 toSep. 30, ],977: $0.0 ; OCt. I, 1977 "to Sep. 30, 1978: $0. ° ;Oct. I, 1978 to Sep. 30, 1979: $(See NSF File10/1/79 to 9/30/80; $0. 0; 10/1/80 to 9/30L81: $0. 0. . -Number 78-22)
Has the invention reen put into comnerciaJ. US2 mider this license? yes .•If so, give date and describe briefly; if not, describe any intendedcommercial use (use lack for extend..<>d comments). Date: JlIly 198] ;Description:
'SECOND LICENSBE: __.:.- ; Date of license: . ...:.
Payrrents from Oct. I, 1976 to Sep. '30, 1977: $ ; Oct. 1,1977to Sep. 30, 1978: $ '; Oct. I, '1978 to Sep. 30, 1979: $, _
Please provide above information for further licenses on the back, andch'o>ck here: • Is invention available to other licensees? .:-.__Are You still actively seeking licensees? Yes' x lb •
Has the invention been put into commercial use under this license? .,-__•If so, give date and describe briefly; if not, describe arty intendedcorrunercial use (use back for extended commencs). Date: ;Description: .
!'
FOREIGN pl':ra'T srAWSFiling date Filing No. Date Granted PatentNo.5/16779 327772
No patent application filedto date; awaiting more data from-in-v-en-to-r~s-.----'o U.S. Pat.ent. gcant.ed. Date: ; No.: •
:
Stat.us of patent applicat.ion· if not yet gcant.ed: -...-::---;-::-::-::-:====:=.-=,=,6If U.s. patent has been' denied or the application has been abandoned, hasthe invention been disclosed ~,a publication? -,-_----'
•
·•
•
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•'.•
_____________,; Date of license: __' ,FIRSJ,' LICENSEE::
Tot?-l. license payrrents to gcantee before Oct.. ,I, 1976: $0,=.,::0:..- -,
Payil'.ent.s fr6rnOct. i, 1976 to Sep. 3D, 1977: $0.0 ; OCt. 1, 1977to Sep. 30, 1978: $0.0 ; Oct. 1, 1978 to Sep. 30, 1979: $0.0 .10/1/79 to 9/30/80: $0.0 ; 10/1/80 to 9/30/81: $0.0. 'Has the invention reen put into commercial use mmer this license? ",',.-.......:._If so, give date and describe briefly; if not, describe any intendedcommercial use (use !:ack for extend...od comments). Date: fDescciption: '
If so: Journal title: ' ~ ,; Date: ---'---"
SECO~ 'LICE:NSBE: __~ ,; Date 'of license: ......;~
Payrrents from oct. I, 1976 to Sep. '30, 1977: $, : Oct. 1,1971to Sep. 30, 1978: $ ; Qct. I, 1978 to'-S""e-p-.--=3""O-,..-,1"9"'7=9: $ 6
Has the invention been put into commercial use under this license? •If so, give date and Cesccibe briefly; if not, describe arty intendedcorr.mercial use (use back for extend...od commencs). 'Date: fDescciption:
•andPlease provide above infor:mation for further licenses on tile b-J.ck,
cho;,ck here: • Is invention available to other licensees? __",.Are you still actively seeking licensees? Yes 1'10 •.. ,
'FORBIGN pp.:rE/-;"T grAWSCountry of filing Filing date Filing lb. Date GraJlted Patent No•
Individual or Organization seeki.l'1g licensees for invention:'
WARP
Q;j U.S. Patent Application filed.
o U.s. Patent. granted. Date: ;, ·No.: -"':,.-"
Stat.us of patent applicat.ion· if not yet granted: Awaiting 1st Office Action..If U.S. patent. has been' Clenied or the application has been abandoned, hasthe invention been disclosed in.. a publ~cat.ion? : '
J1'I'1
"
• ,• II•
1977 ,-
•'.•
:FLRS':!; LICENSEE: ; Date of license:---~-------' -----
Total license payments'to grantee l:efore Oct.' 1, 1976: $:.- -,.-_,.
Payments from Oct. i, 1976 to Sep. -30, 1977: $. f Oct. 1,1977to Sep. 30, i978: $ '; Oct. I, 1978 to Sep. 30, 1979:$.
Payil!ents frOm oct. i, 1976 to Sep. 30, 1977: $.~O~• .!,!O_---,;-,o:-.,..",;OCt:. 1 f
to Sep. 30, 1978: $0. ° ;Oct. 1, 1978 to Sep. 30, 1979: $".,0....,0"--__10/1/79 to 9/30/80; $0.0; 10/1/80 to 9/30/81: $0. 0.Has the invention reen put into coRmercial use U!1der this license? -=-_.;.......If so, give oate and describe briefly; if not, describe any intendedcoim'ercial use (use reck for extended COlii!1t2nts). Date: ~
Description:' .,
If so: Journal title: ; Date: .------------- ---_.
Toti;l1. license payrr.ents to grantee before Oct•. 1, 1976: $;::.0....-"'0 ...:
.SECOND LICE:NSBE: .• Date of license: •-------------" .----_....:, .
FORBIGN P1>.TTh--r srATUSCountry of filing Filing oate Filing lb. Date Gral'lted Patent No.
and
•, :
lIas the invention I::een put into commercial use under this license? .,,__.•If so, give date and Clescribe briefly; if not, describe arty intendedCOil"unercial use (use reck for extended commencs). Date: fDescript.ion:
. Please provioe above information for further licenses on the reck,ch;,ck here: • Is invention available to other licensees? •Are You still actively seeking licensees?.Yes x 1':0- .-:.
.•
u~u ~U~ ~~-fiVJVU
APPROVAL EXPIRES:STtlTUS OF NSf'-FUIDE:D nIVE~lTION April ~O. 1981
Same as 1980NSF File Number: 79-69 . Disclosure Date: 3/26/79 1-1aiver Date:
Invention Title: ·Control.Of Soliciification Microstructure by the Use ofEmulsified Metal Droplets °
Individual or Organization seeking licensees for invention: '
"WARP
o U.S. Patent Application filed. Date: i S.N.: -------'"Application drafted; awaiting more data from inventors.o U.S. Patent gcanted. Date: ; 00.: -------:-f--.. "
I
•has, .
•
·•
•~o1:<ll license payments to grantee before Oct•. 1, 1976: $a=-• .::::;0_---' .
Payments fr6mOct. i, 1976 to Sep. 30, 1977: $0.0 i a±.l, 1977to Sep. 30, 1978: $0.0 i OCt. I, 1978 to Sep. 30, 1979: $0.0 .10/1/79 to 9/30/80; $0.0; 10/1/80 to 9/30/81: $0.0. .' °
Has the invention reen put into commercial usa utferer this license? •If so, give date and descrire briefly; if not, describe any ° intende"'d--'--·commercial use {use 1::ack for exten.ded comments}. Date: rDescription:
If so: .Journal title: _----'- ..,.- --,-__,; Date: ...;
FI.RS~. LICENSEE:: . i Date of license: ~----------~ -----'
Status of patent application· if not yet gcanted:If U.S. patent has been'denied or the application-;-h-as-be'-e-n:-':ab:L""a"'n"d'-:o"'n-::ed"""',-r-----:-'the irwentionbeen disclosed in a publication? .: .
·SECONOLIC~Sf:E::._0 ===--,- i Date of license: _--==-'.
Payrr.-ents from Oct. 1, 1976 to Sep. -30, 1977: $, ~ Oct~ 1,1917to Sep. 30, 1978: $ '; OCt. 1, '1978 to Sep_ 30,.1979: $ •.
.Has the invention' been put into commercial use' under this license? ..-_--'~Xf so, give date and describe briefly; if not., describaariy int.endedcoil'u-nerciaJ. use {use back for extended comment:s}. Dat.e: 1Descript.ion:
Please provide above information for further licenses on the b-J.ck, andch,~ck here: .'. Is invention available to other licensees? _Are you still actively seeking licensees? ,Yes x lb ~
FoRBIGN PP-.Til:T SI'ATUSCountry of filing Filing date Filing lb. Date Grai1ted Patent. No•
Invention Title: .Use of _Emulsified Metal Droplets as Seeds for the Productionof Non~uilibriumPhases
Individual or Organization seeking licensees for invention:
1\'ARF
o U.S. Patent Application filed. Date: ; S.N.: &
No application has been filed to date; awaiting more data from inventors.ou.s. Patent granted. Date: ; lb.: - ,,'.:
Status of patent application' if not yet granted: &
If U.S. patent has reen'denied or the application has been abandoned, hasthe invention been disclosed in a publication? &
If so: Journal title: ,i Date:-_--,.__--'
FIRSJ,' LICENSEE: -; Date of license:----------- -----'Total license paYlOOnts to grantee before oct. _I, 1976: $.:;.O.=...• .=.0 ...:
PaYil!.ents from Oct. i, 1976 to Sep. 3D, 1977: $0.0 ; OCt. 1, 1971to Sep. 30, 1978: $0. 0 ; Oct. 1, 1978 to Sep. 30, 1979: $0. 0 '10/1/79 to 9/30/80: $0. 0 ; 10/1/80 to 9/30/81: $0.0. --Has the invention reen put into co=ercial use under this license? -,,-_-,-,If so, give date and descrire briefly; if not, descrire any intendedcomrr~rcial use (use tack for extended comments). Date: ;Description:
o '
-SECOND LICENSEE: ~i Date of license: _---'--.,..;&
Total license payments 'to grantee before oct.' 1, 1976: $ ....,.-...;&
pa,YlTents from oct. 1, 1976 to Sep. '3D, 1977:$.:..,~_=~"",,,,,: OCt. 1,1971to Sep. 30, 1978: $ ' .. Oct. 1, 1978 to Sep. 30,,1979: $ ~
. .Has the invention reen put into commercial use under this license? .,,_......:.If so, give date and describe briefly; if not, descrire any intendedcommercial use (use tack for extended commencs). Date: ;Description:
Please provide above inforroation for further licenses on the mck,ch-"ck here: • Is invention available to other licensees? .:-.__"Are you still actively seeking licensees? Yes No •
: .~
'FOREIGN pp.:rTh'T srAWSCountry of filing Filing date Filing No. Date Granted Patent No.
"Tot?l license payrr.ents to grante.e before Oct•. 1, 1976: $0.=•.::0:...... .
Status of patent application·if not yet granted: ~_-,--__-.-~._~.-........_.If U.S. patent has been' denied or the a...oplication has reen abandoned,the invention been disclosed in a publication? •. ... . :
If so: Journal title: ,. Date:
FIR5~L.ICENSEE:. ----'. Date of license: _~ .
.',Payil'.ents frOm' Oct. i, 1976 to Sep. 30, 1977: $0.0 ; 0Ct.1 t 1977to Sep. 30, 1978: $0.0 • Oct. 1, 1978 to Sep. 30, 1979: $0.0-10/1/79 to 9/30/80; $0.0 ; 10/1/80 to 9 /30L81:$0. 0 • .'lIas the invention reen put into colilffiercial use miller this li~nse? ...._.:..._,.Xf so, give date and describe briefly; if not, describe any intendedcommercial use (use !:ack for extended comments). Date: fDescription:
Payments from oct. 1, 1976 to Sep. -30,1977: $. ; oct. 1,1977to Sep•. 30,1978: $ ': Oct. 1, 1978 to Sep. 30,_ 1979: $ -:<- ..
and
lIas the invention' reen put into commercial use under this license? .."..-.__.•Xf so, give date and describe briefly; if not, descrire any intendedcorr.-r:ercial use (use back for extended commen€s). Date: 1Descdption:
Please provide above information for further licenses on the back,ch·"ck here: .• Is invention available to other licensees?· -,-__.•Are you still actively seeking licensees? Yes x ~~ .•.- . '\,
'FOREIGN pma'T srAWSCountry of filing Filing date Filing lb. Date Granted Patent No.
:
•
III
II
•
•
NSP File Nu:moer:
OMB NO. 99-R0308APPROVAL EXPIRES:.
STATUS OF NS.E'-FOIDBD IlIiVB:~lTrm:l . April 30. 1981
. . Same as 198075-99 . Disclosure Date: 2/13/75 l-laiver Date:
Status of patent application, if not yet granted: ....-.-~-=-;:--.,.."c=::-;,--;-__.~If u.s. patent has teen' eenied or the application has reen abandoned, hasthe L.1wention been disclosed i~ a publication? a
If so: Journal title: i Date: __-,-__,.
FIRSJ; LICE:NSEE: . Burroughs-Wellcoine ; Date of license: . if. /1/76 - :... . License terIIlinated 4[I(79
. Total license payreents to grantee before Oct•. 1, 1976: $'-1; ·000 •
Payments frOm· Oct. i, 1976 to Sep. 30, 1977: $0. 0 i ~. 1 ( 1977to Sep. 30, 1978: $0.0 ; oct. 1, 1978 to Sep. 3D, 1979: $~O~.Q"'--_:f10/1/79 to 9 /30/80; $0.0 ; 10/1/80 to 9/30/81; $0.0. . .Has the invention reen put into coli'ffiercial USe utIITer this license? •If so, give date and describe briefly; if not, describe any intende"'a:----'--cowmercial use (use lack for exteo.cL=d comments). Date: ;Description:
."
.SECOND LICE:NSEE: -'- -,; Date of license: __:--_---'.
Payrt:.ents from oct. 1, 1976 to Sep. '30, 1977: $. ; oct. 1,1977to Sep. 30, 1978: $. .; OCt. 1, 1978 to Sep. 30" 1979: $ ~.
Has the invention· teen put into corome~cial use under this license? _.-__,.If so, give (late and describe briefly; if not, descrire any intendedcoj[""~rcial use (use back for extended coromenEs). pate: ;Description:
Please plCovide above information for further licenses on the 1T:lck,ch·;,ck here: • Is invention available to other licensees? "Are you still actively seeking licensees? Yes x 'N:> ..: '\0
FOREIGN pi'.TENr Sl'ATUSCountry of filing Filing date Filing lb. Date Grai1ted Patent No.
L' "'0'" • Rasmuss.en-LoperInven...wn J-J.tle: ' The Compaction of Amorphous Droplets Produced by
Emulsification 'Individual or Organization seeking licensees for invention:
UAllF ,
mU.S. Patent Application 'filed. Date: •
, III1 I: I
j•
.'•
•..
••.•
:
@U.S. Patent granted. Date: 8/4/81 ' : No.: 4 282 034. . r ; • is
, ,
Status of patent application, if not yet granted: •If U.S. patent has teen' eenied or the application has teen abandoned, hasthe invention been disclosed in a publication? '
Totai license payrcents to grantee before Oct., 1, 1976: $O~.~O~ .
Payments frOnt oct. i, 1976 to Sep. 30, 1977: $0.0 : Ck:t. 1, 1977to Sep. 30, 1978: $0.0' : Oct. 1, 1978 to Sep. 30, 1979: $.0....>.0<.._'__10/1/79 to 9/30/80; $0.0 ; 10/1/80 to 9/30/81: $0.0. ' ,JIes the invention reen put into commercial use mltler this license? -=-_-'-'
If so, give date and eescribe briefly; if not, describe any intendedcolGmercial. use (use reck for extenCLod CO'ffitents). Date: ~
Description:
If so: Journal title: ~ ;. Date: ~_'
FIRS'J;' LICEN$E: ' .: Date of license: _'.:.''-:"' '
PaJIrents from Oct. 1, 1976 to Sep. -30, 1977: $, 1 Oct. 1,1977to Sep_ 30, 1978: $ ': Oct. 1, 1978 to sap. 30" 1979: $, ,~
and
•
'FOREIGN PNfTh'T Sl'ATUSFiling date Filing lb. Date Gra..'1t.ed Patent No.
11/13/79 339.652:
Country of filingcanada
. '
Hes the invention' teen put into commercial use under, this license? .~__.•If so, give date and eescribe briefly; if not, describe any intendedcorr.mercial. use' (use back for extenCLod comment:s). Date: ,Description:
Please provide above infor:mation for further licenses on the back,ch.~c'k here: • Is invention available to other licensees? .;..-__.•Are ,YOu still actively seeking licensees? Yes x No •
, .
OMS NO. 99-R0308" APPROVAL EXPIRES:
STATUS OP NSP-FUIDt:D It-.VE:.>I"TION April 30, 1981Same as 1980
. .Status of patent application· if not yet gJ:"anted: •
, If U.S. patent has reen' denied or the application-rha-s::-ire;-:-:e::n=--=ab=a:::nC3a>:o:::n:":eC3d',"""has=the invent.ion been disclosed in a publication? •
Payil'.ents frOm Oct.. i, 1976 to Sep. 30, 1977: $0. 0 ; o±•.1, 1971to Sep. 30, 1978: $0.0 ; Oct.. 1, 1978 to Sep. 30, 1979: $0. Q '
10/1/79 to 9/30/80: $0. 0 ; 10/1/80 to 9/30/81: $0.0. .Has the invention reen put into commercial USe mider this license? ..,._..:..-'If so, give date and describe briefly; if not, describe any intendedcommercial use (use hick for ext:.enCLod comments). Date: ;Description:
If so: Journal title: -..'; Date: -"
FLIC~ LICBNSEE:: ; Date of license: ' .---.,.----'----_---! -----
FOREIGN PATENf SrAWSCountry' of filing Filing date Filing lb. Date GraIlted Patent ro.
Payrr:-ents from Oct.. 1, 1976 to Sep. '30, 1977: $, f Oct. 1,1977to Sep. 30, 1978: $ '; Oct.. 1, 1978 to Sep. 30,. 1979: $ ~
Has the invention' been put into commercial use under this license? ..".-__"If so, give date and i!escribe briefly; if not, describe any intendedconu-rercial use (use back for extended comments). Date: ;Description:
Please provide above infonration for further licenses on the back,ch'''ck here: • Is invention available to other licensees? •Are you still actively seeking licensees?" Yes x No__==~-.-
.SECOND LICBNSEE: . ; Date of license:------------'. ..
UMB NU. "-~UjVO
'. APPROVAL EXPIRES=STATUS OF NSI?-FUIDE:D Ir.VE::'i'TIo.~ April 30. 1981
Same as 1980NSP File Nur:lber: 76-92 . nisclosure Date: 2/6/76 t-laiver Dat.e:
Grantee Instit.ution: l-1isconsin : Inventor(s) = T ro!.'t-Verhoeven
Invention Title: . Catalytic Allylic Alkylation
; S.N. = -1J6""'46l.l....6~4....0.L-_...:o
Individual or Organizatioriseeking licensees for invention:
, , lorAP.F " "'
mU.S. Patent Application filed. Date: .11506
[K} u.s. Patent granted. Date: _,)/27f77 • No.: --!l4'.-• .1l0;).51J.,.,..JlI.o:5....7__~0
:
Status of patent application, if 'not yet granted= 0
If u.s. patent has been'denied or the application has been abandoned, hasthe invention been disclosed iI!' a publication? ' 0
If 50: JO'.lrnal title: --'. nate: _-__~..
];":ms~ LICE:NSEE: " ----' ---'. Date of license: _..::-.:. ~
;
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and
.•...__~ ,; Date of license~' ----J0
Payments from Oct. I, 1976 to Sep. 30. 1977:$.: Oct. 1,1977to Sep. 30, 1978: $. ' • .Oct. 1. 'r978 to Sep. 30., 1979: $ .0
o
•
Has the invention been put into commercial use under this lice!Use? ...-__'0
If 50, give date and describe bdefly; if not. describe any intendedcoll'.mercial use (use back for extended commencs). Date: :Description:
Please provide above information for further licenses on the baCk,ch.;,ck here~ • Is invention available to other licensees? ,:-,,__.•Are :you still activel,y see.~ing licensees? '. Yes x :No 0
FOREIGN Pl':rE~""l' mAWSCountry of filing Filing date Filin5] lb. Date Gral1.ted, Patent No.
Payinents frOm'Oct. i, 1976 to Sep. 30, 1977: '$0,0' ; OCt. 1, 1977to Sep. 30. 1978: $0.0 ; Oct. 1. 1978 to Sep. 30. 1979: $0. Q .10/1/79 to 9/30/80: $0.0 ; 10/1/80 to 9/30L81: $0.0. ' ,
Has the invention reen put into comrnercialuse Ull1'ler this license? .".-_..:.,_,0
If so. give date and describe briefly; if not. describe any intendedcommercial use (use back fOJ:" extencLod COinrnents). Date: ;Description:
Tot?1 license paYJOOnt5 to grantee before Oct.. ,I. 1976: $:::c0....0~ ...:<.
Invention Title: 'Ring Expansion and Chain Extension Process 'and Reagents
Individual or Organization seeking licensees for invention:
'WARF[II U.S. Patent Application filed. Date:
ou.S. Patent granted. Date: ~; No.: --'._._.
•has~
•
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•
•
:
Tot?l license pa.Y!f.ents to grantee before Oct•. 1, 1976: $0.0""-.:O.... ~__.
PaYil'.ents frOm Oct. i, 1976 to Sep. 30, 1971: $0. 0 ; oct•. 1,. 1977 ,.to Sep. 30, 1978: $0.0 ; Oct. 1, 1978 to Sep. 30, 1979: $0.0 ' ,10/1/79 to 9/30/80; $0.0 ; 10/1/80 to 9/30/81: $0.0. .' .Has the invention reen put into commercicil use ffiider this license?If so, give date and Clescribe briefly; if not, describe any intende'3d;--""':'-ccommercial use (use reck for extended comments). Date: ~
Description:
FIRS!;. LICENSEE: ......-.; Date of license: _._' '
If so: Journa:t. title: ; Date:--~----------' ----'
Status of Patent application, if not yet granted: under Amendment. If U.S. patent has been' Clenied or the application has reen abandoned,the invention been 'disclosed in a publication? .:
'SECOND LICENSEE:.' ~
__--'--' -1; Date of license:. .•
Total license payments 'to grantee before Oct.' 1, 1976: $ .,....-'.
and
Payments from Oct. 1, 1916 to Sep. '30, 1977: $. ·1 Oct. 1 r1977to Sep. 30, 1978: $ ; Oct. 1, '1978 to Sep. 30" 1979: $ ....:~
Has the' invention· been put into comme~ciai use under this licimsEe ..,..._---'~If so, give date and Clescribe briefly; if not, describe any intendedcorr.mercial use (use reck for extended commencs). Date: 1Description:
Please provide above information for further licenses on the reck,ch,,,ck here: • Is invention available to other licensees? ,:,-__."Are you still actively seeking licensees? '. Yes x No •
FOREIGN Pl'.TB-iT srAWSCountry of filing Filing date Filing No. Date GraI1ted Patent No.
TotaJ. license paymants to grantee before Oct•. 1, 1976: $O.~.:=,0 ,
Payil'.ents frOm Oct. i, 1976 to Sept 30/ 1977: $0; 0 ; OCt. 1, 1971to Sept 30, 1978: $0.0 ; Oct. 1, 1978 to Sept 30, 1979: $0. Q .10/1/79 to 9/30/80: $0.0 ; 10/1/80 to 9/30/81: $0.0. ".Has the invention reen put into caromercialuse urider this license? ."..-_"-.•If so, give date and describe briefly; if not, describe any intendedcommercial use (use back foJ::' extended comments). Date: ~
DesCription:
If so: Journal title: ,; Date: -'
Status of patent application. if not yet granted:If U.S. patent has been' Cenied or the application-....ha-s=>be=e=n-::ab;::a=:n~d:'>.o::':n=e:-:;d·/--;:-~theinvent.ion been disclosed in a publication? ':
Pa,YIr:ents from Oct. 1, 1976 toSep. '30, 1977: $. ~
to Sept 30, 1978: $ . J O:::t. 1, 1978 to Sept 30,.1919:
-SECOND LICENSEE: ; Date of license:-------------'.-
. ~ .-
. lias the invention' been put into CO!Il!':\ercial use under this license? ..".-_"';_If so, give date and describe briefly; if not, describe any intendedcorr.'llercial use (use back for extended commencs). Date: ;Description:
"
. .
and
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FORBIGN Pl'.TTh'T srATUS __~~IFiling date Filing No. Date Grant.ed Patent No. ~
:' . YAlU:" (: C ,. cUi u.s. Patent Application filed. Date:·4/16/is i S.N;.: 568.577
Status of patent application· if not yet gJ3nted: •If U.S. patent has l:een' renied or the applicatiQn-;-has-:-'l:eC:-:e"::n-=anL• a=n=d5~o::n::e:-:;d',--;:h=as-:::-" ,the inve:ntion been disclosed in a 'Oublication? • '. ... . :
If so: JO'.lrnal title: i Date: •------------_:....-_' ------..;FIRSJ; LICENSEE: ,'_' ----.-'; Date of license: --..;;.
'Tot?l license payments to grantee J::efore oct. 1, 1976:$O.:=..O:::- ~__,..
Pay,nents frOm' Oct. i, 1976 to Sep. 30, 1977: $0.0 i OCt. 1, 1977 ,"to Sep. 30, 1978: $0.0 i 9Ct. 1, 1978 to Sep. 30, 1979: $0. Q' JI'10/1/79 to 9/30/80: $0.0; 10/1/80 to 9/30181: $0.0. ' , ,(See' ,.Has the invention reen put into coli1fllerciaJ. use utlder this license? over). 1If so, give date' and rescrilE briefly; if not., oeseribe any intendedcomme:rcial use (use l:ack for extended CXllil!llents). Date: ;Description:
..
'SECOND r.:rCENSBE: ,i Date of license: __,--_--:.
Payn:ents from oct:. 1, 1976 to Sep. '30, 1977: $. ; Oct. 1,1971 ,to Sep. 30, 1978: $ '; Oct. 1, '1978 to Sep. 30,. 1979: $ •
Has the inventionl:een put into cornme~cial use under this license? _,-_....;.If so, give date and rescribe bdeflYi if not, describe any intendedcolfu-ner.ciaJ. use (usel::ack for extended comment:s). Date: ;.Description:
•andPlease pcovide aOOve information for further licenses on the back,
ch·;,ck here: • Is invention available to other licensees? '.Are ;you still actively seeking licensees? ,Yes x No__--.
Status of patent application' if not yet granted:If U.S. patent has been' Clenied or the application......-has-::-'ba=e=n-:::;abca:::.n:"':do'=n=e'"'d',-.:"C:-:'
. the invention been disclosed i~ a publication? •.
If so: Journal title: ,; Date: '
:FIRS:!;' LICENSEE: . • Date of license:,--------_--:_--:_,. -----Tot?-1 license payreents to grantee before oct•. 1, 1976: $O.:=c....O-=- _
Payments frOm'Oct. i, 1976 toSep. 30,1977: $0.0 ; Ck±. 1, 1977to Sep. 30, 1978: $0. ° ;~. 1, 1978 to Sep. 30, 1979: $.Q...Q---:'__,10/1/79 to 9/30/80; $0.0 ; 10/1/80 to 9/30/81: $0.0. .Has the invention lEen put into commercial use Ulitler t.his license? -:;----'-'If so. give date and Clescribe briefly; if not, describe any intendedcommercial use (use reck for extended comments). Date: ;Description: .'
'SECOND LICENSEE: ,; Date of license:· 0.
.. Total license payments 'to grantee before Oct:.' 1, 1976: $ --:--';
and
FOREIGN PJl..'l'Th"T Sl'AWSFiling date Filing lb. Date Granted Patent No.
9/9/77 286,403 11/18/80 1,089,926
•
:
country of filingCanada
Payments from oct. 1, 1976 to Sep. ,3D. ,1977: $, ; o..."\:. 1,1977to Sep. 30, 1978: $ 1 oct. 1, 1978 to Sep. 3D" 1979: $ ~
Has the invention been put into comme~cial use under this license? ."._--.:"If so, give date and Clescdbe briefly; if not, descril::e any intendedcolfu-nercial use (use reck for extencLod coroment:s). Date: ~
Description:
Ph~ase ~ovide above information for further licenses on the back,ch·"ck here: "Is invention available to other licensees? "'-_-C"Are :you still actively seeking licensees? Yes x 1'«> •
: ':.
:-iSP Pile ~umher:
APPROVAL EXPIRES:STATUS OF NSF-FUIDED UNE:liTIOL'l April 30. 19Si
No change from 198076-122' Disclosure Date: 3/15/76 tlaiver Date:
Individual or Organization seekLl'\g licensees for invention:.'
:
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:'.If 50: Journal title: .; Date: '
1,19/79 i No.: _4<1".......13"'3;,.,.....8"'2041__..::-'•.. '
Status.of patent application· if not yet granted: ..,..-_..-_---,,-_,__-,-........_.If U.S. patent has been' cJenied or the a..OP1icationhas reen abandoned,the invent.ion been disclosed in a publication? .: .
VARF
o u.s. Patent Application filed" Date:' 3/15(17 i S.N.: ~7w7'-L7~;....8...36,-,-_-,.. .
payn:ents from oct. 1, 1976 to Sep. ·30, 1977: $. J Oct. 1,1977to Sep. 30, 1978: $ .-'..... ; OCt. I, 1978 to Sep. 30,. 1979: $ -"-
Has the invention' reen put into corome~cial use under this license? ...._--cIf so, give date and describe brieflYi if not., describe any intendedcolf.mercial use (use reck for ext.ended comment:s). Dat.e: ;Description: .
FOReIGN PJl-T&'T SJ?ATUSCountry of filing Filing date Filing Ib, Date Granted Patent No.
Tot?l license payrr.ents to grantee before Oct•. 1, 1976:' $0;;;.,....0"'- -'
Payil'.ents frOnt· Oct.. i, 1976 to Sep. 3D, 1977: $0.0 i OCt. 1, 1977to Sep. 30, 1978: ~O. 0 i ~t. I, 1978 to Sep. 30, 1979: $0, 0 .10/1/79 to 9/30/80: $0.0; 10/1/80 to 9/30/81: $0,0, . .Has the invention reen put into colillllercial .use mider this license? .,-_..:......;If so, give date and describe briefly; if not, oescribe any intendedcoffi!l'.ercial use (use tack for extended comments), Date: ;Description: .
FIR5~.LICE:NSEE: ~ __!.; Date of license: __: --:
Please provide above information for further licenses on the reck,ch·"ck here: • Is invention available to other licensees? __.-:.Are you st.ill act.ivel.y seeking licensees? ,Yes x No'__~.-:.
.SECOND LICBNSElk .' i Date of license:---'---------'-, ---:---,-",:
•
. ...
.•
~SP File NUinoer:
APPROVAL EXPIRES:STATUS OF NSJ?-FUNDt:D UlVEl'i"TIOO April 30~ 1981
No change from 198076-140' Disclosure Date: 3/25/76 naiver Date:
o U.S. Patent gt:'ant:ed. Date: 2/8/7i; l«>.: 4,007, 009
•has,
•...
""'Xo~ license payreents to gt:'antee before oct. _1, 1976: $O:::..,-O~ ...;
Status of patent application' if not yet granted:If U.S. patent has been·.denied or the application-h"'as-·re-e"'n-ab;-a-n""d'-o""n-e~d"',-;--·the invent.ion been disclosed i~ a publication? • : -
FLRS~ LICENSEE: -J. Date of license: _~: ....;
If so: JO'.l1:nal title: ~ ~~. Date: _~ .:
.. ~
Payn'.ents fram' oct. i, 1976 to Sep. 30, 1977: $0; 0 ; OCt., 1, 1971to Sep. 30, 1978: $0. 0 ~ Oct. 1, 1978 to Sep. 30, 1979: $0.0 .10/1/79 to 9/30/80; $0.0 ; 10/l/80 to 9/30/81: $0.0. . .Has the invention reen put into COli'mercia). use under this license?If so, give date and describe briefly; if not, describe any intendedcommercial use (use lack for extenCLod cormnents). Date: ;Description:
.'
.SECOND LICE:ll.'S.EE: ,. Date of .p.cense: .__.,--_---"0
.. Total license payil1ents'to grantee before Oct.- 1, 1976: $ -'- ~o
Payrrents from Oct. 1, 1976 to Sep. '30, 1977: $. .; Oct. 1,1977to Sep. 30, 1978: $ . ,. ; Oct. 1, 1978 to Sep. 30,. 1979:$ ...;.
Has the invention been put into o:>rome~cial use under this l:tcEmse? .".-__.•If so, give date and Cescribe briefly; if not, oescdt>e ariy intendedcorr.mercial use (use back for extended oomment:s). Date: ;Description:
•andPlease provide above information for further licenses on the back,
ch,;,ck here: • Is inlTentionalTailable to other licensees? _._--..:~
Are you still actively seeking licensees? Yes x No'... . ':.
Country of filingCanada
FORBIGN Pl':fDo'T srATUSFiling date Filing lb. Date Granted2/1/77 270,802, 1/1/80
Invention Title: 'EthanolProduction from Cellulosic Biomass by Co-cultures ofClostridium Thermocellum and a New Isolate Clostridium Thermohydrosulfuricum
Individual or Organizacion seekh'tg licensees for invention: Strain 39E
~ARF
UJ U.S. Patent Application filed. Date:
,0 U.S" Patent granted. Date: • 1«).: _-'- •, ,
Status of patent application' if not yet granted: Awaiting 1st Office !\.ctiOOIf U.S. patent has been'denied or the application ha~ teen abandoned, hasthe invention been disclosed in a publication? ' •
-"
".
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Toti;il license payrcents to gL"antee before Oct•. I, 1976: $O,~.~0e....- _
Payil'.ents fram'Oct. I, 1976 toSep. 30,1977: $0.0 • CX:t. I, 1977to Sep. 30, 1978: $0.0 • Oct. I, 1978 to Sep. 30, 1979: $0,0 '10/1/79 to 9/30/80: $0.0 ; 10/1/80 to 9/30L81: $0. 0 . . 'Has the invention reen put into commercial~r this license? ..,,-.--'-'If so, give date and Oesc:dbe briefly; if not, describe any intendedcommercial use (use reck for extended comments). Date: rDescription:
If so: Journal title: '-- ,; Date: _
FJ;.R5T LICENSEE: • nate of license: _
SECOND LICBNSEE: • Date of license: -'-_...:-
Total license payments 'to grantee before Oct.' I, 1976: $ ---:"
Payments from Oct. I, 1976 to Sep. -30, 1977: $, ~ oct. 1,1977to Sep. 30, 1978: $ '; Oct. I, '1978 to Sep. 30,,1979: $, ...:.
Has the invention 'been put into coITl!Ilercial use under this license? ....-'-_.If so, give date and describe briefly; if not, describe any intendedcorrurercial use (use back for extenCLod commencs}. Date: ;Description:
I,I,Ij.
I
andPlease provide above information for further licenses on the back,ch·"ck here: "Is invention available to other licensees? "Are you still actively seeking licensees? Yes x 1\0 •
FOREIGN Pl'.TEJ.>;'T Sl'AWSCountry of filing Filing date Filing No. Date Granted Patent No.
" .Invention Title: 'Bioconv~sionof Organic Pyrolysis Products to ChemicalFeedstocks by Novel Technology that Employs Acidogenic Bacteria
Individual or Organization seekLttg licensees for invention:
lJARF
o u.s. Patent Application filed. Date: 7/23/81. S.N.: 286;246
o u.s. Patent granted. Date: ., No.: ....,...:-._~
Status of patent a,.oplication, if not yet granted: Awaitin§ ]st O~iCe~ctiottIf u.s. patent has reen' Clenied or the application has re_n aban oned, nasthe invention been disclosed in a publication? .: ' ,
If so: Journal title: ,. Date: ....:
FLIB~ LICE:IiISEE: ' ,; Date of license: . '
To~ license payrr.ents to grantee l::cfore Oct., I, 1976: $D.;;;:!..."'0 _
PaYit'.ents fram oct. i, 1976 to Sep. 30, 1977: $0;0 • ~. 1, 1977to Sep. 30, 1978: $0.0 • Oct. 1,1978 to Sep. 30,1979: $0.0 '10/1/79 to 9/30/80: $0.0; 10/1/80 to 9/30f81: $0.0.'Has the invention reen put into coli'lllercial use ffiJOer this license? ~_-'1£ so, give date and Clescribe briefly; if not, describe any intendedcommercial use (use back for extended comments). Date: 1Description:
SECOND LIC~'SEE: ,. Date of license: __:--_~~
Total license payments -to grantee before O~. 1, 1976: $ --'~
Payments from Oct.. 1,1976 to Sep. -30, .1977: $. 1 Oct. 1,1977to Sep. 30, 1978: $ -. ' • Oct. 1, 1978 to Sep. 30,_ 1979: $__--"
Has the invention reen put into coiro:le~cial use under this license? ...,-_-..:.If so, give date and i!es=ibe briefly; if not, describe ariy intendedcoifurercial use (use back for extended commencs). Date: 1Des=iption:
Please provide above information for further licenses' on the reck,ch·;,ck here: • Is invention available to other licensees'? _~_.Are you still actively seeking licensees? ,Yes x No •
FOREIGN P1'.TillT Sl'ATUSCountry of filing Filing date Filing lb. Date Gral'lted Patent 1-k>.
:
•
•
UMtl NU. ~~-~UJVO
APPROVAL EXPIRES:STATUS .Of NSf-FUNDED INVENTION April 30, 1981
No change from 1986NSF File Number: 74-62 ' Disclosure Date: 3/26/74 \-laiver Date: .
Status of patent application· if not yet granted: ~_-.--__-;-_.._.......--'-,-_.If u.s. patent has teen denied or the application has reen abandoned, hasthe invention been disclosed in a publication? _
---~.
•4/11/78
Journal title: ; Date:*Anderson, Louis W.
LICENSEE: Fitzsimmons, William A. - ; Date of license:. National Research Group, Inc. . .
hcense payments to grantee before Oct. 1, 1976: $.:;0"-. .:;0'-- --.
If so:
FIRSt
Tot<;ll
Total license payrnentsto grantee before oct.' 1, 1976: $ ,.
payments from Oct. 1, 1976 to Sep.30, 1977: $. ; OCt. 1,1977to Sep. 30, 1978: $ ; Oct. 1, 1978 to Sep. 30, 1979: $ •
and
___________~,; Date of license: ,.
paylllents from Oct. 1, 1976 toSep. 30, 1977: $.:::O~.-",-O,---.c"--,-,,..; OCt. 1, 1977'to Sep. 30, 1978: ro.O ; OCt. 1, 1978 to Sep. 30, 1979: $1jO,-1.LO _10/1/79 to 9/30/80: $0.0; 10/1/80 to 9/30/81: $0.0Has the invention teen' put into commercial use unaer this license? ...--__If so, give date and describe briefly; if not, describe any intendedcommercial use (use reck for extended comments). Date: ;Description:
Has the invention teen put into commercial use under this license? .,-__•If so, give date and describe briefly; if not, describe arty intendedcommercial use (use reck for extended commencs). Date: ;Description:
Please provide above information for further licenses on the reck,ch,;,ck here: • Is invention available to other licensees?Are you still actively seeking licensees? .Yes x No ---
SECOND LICENSEE: I,I
IIII,I.IIII,IIi·1IiliI'
i·1if"FOREIGN Pl'.TEJ),'T srAWS :j
Country of filing Filing date Filing No. Date Granted Patent No. 'I
*Invention was put intq' use by inventors and their jointly owned Company before patent IIissued. Royalty-f~eelicens.e ~as issued to invento:r:s and to t'heirjointly owned /ICompany under walverprovlslOns from Department of Energy. ..' H
GI U.S. Patent gr:anted. Date: 6/23/81; No.: 4.275,265
Status of patent application· if not yet granted: •If U.S. patent has been denied or the application has been abandoned, hasthe invention been disclosed in a publication? ,
,
,
,
1977,.,
_______,; Date of license: --:FIRSr LICENSEE: ~_..-.S>"
Payments fram oct. 1, 1976 to Sep. 3D, 1977: $.~O~.~O~~~~; O::t. 1,to Sep. 30, 1978: $0,0 ; OCt. 1, 1978 to Sep. 30, 1979: $",O~."'0 -10/1/79 to 9/30/80: $0.0; 10/1/80 to 9/30L81: $0.0.
Has the invention reen put into commercial USB under this license? .,,_..:.-:If so, give date and Cescribe briefly; if not, describe any intendedcommercial use (use J:ack for extended comments). Date: ;Description:
If so: Journal title: _' '--_; Date: .....;
Total license payrr.ents to grantee before Oct.. 1, 1976: $.~O~.~O~ ,
'SECOND LICENSEE: _~ ~; Date of license: _-__---"'
and
Total license payments to gr:antee befor:e oct. 1, 1976: $, ,
Payments from Oct. 1, 1976 to Sep.30, 1977: $. ; OCt. 1,1977to Sep. 30, 1978: $ ; OCt. 1, 1978 to Sep. 30, 1979: $. ,
Has the invention been put into commercial use under this license? ",,"""__'If so, give date and Cescribe briefly; if not, describe any intendedcommercial use (use tack for extended commencs). Date: ;Description:
Please provide above information for further licenses on the tack,ch.;,ck here: ,Is invention available to other licensees? -'-__'Are you still actively seeking licensees? . Yes x No, ,
FORE:IGN Pl'.Tti;'T srATUSCountry of filing Filing date Filing No. Date Grat1ted Patent No•
•
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'.
NSP File Nu.nber:
ONB NO. 99-RU3011APPROVAL EX~IRES:
STATUS OF NSF-ru,,'DE:D It-lVENTION April 3D, 1981Same as 1980
Status of patent application' if not yet granted: ~~-.-~~..--,-,;,----.;~;---'oIf U.S. patent has reen' eenied or the a...oplication has reen abandoned, hasthe invention been disclosed in a publication? 0 ,
FIRSI'. LICE:NSEE:: ·.,.,Q"'-"u"'a.IJn""ta"'........Ilinl.oc~_~ ~-'; Date of license:
Tot<1l license payments to grantee before Oct•. 1, 1976: $0-'='.'--0"- .0
payiltents frOm oct. i, 1976 to Sep. 3D, 1977: $0.0 ; oct.. 1,1977to Sep. 30, 1978: $0. ° ; oct. 1, 1978 to Sep. 30, 1979: $0. ° '10/1/79 to 9/30/80: $0. °;10/1/80 to 9/30/81: $0. °. ..Has the invention reen put into commercial' USe wider this license? .,,-_..:......•If so, give date and eescribe briefly; if not, describe any intendedcommercial use (use back for extended coJNnents). Date: •Description:
Payments from Oct. 1, 1976 to Sep. ,3D, 1977: $. ; oct. 1,1977to Sep. 3D, 1978: $ '; Oct. 1, '1978 to Sep. 30,.1979: $ ...;0
Has .the invention' reen put into commercial use under this license? ...-~_o
If so, give date and eescribe briefly; if not, deserire arty intendedcoIru-rercial use (use reck for extended comment:s). Date: ;Description:
Please provide above information for further licenses on the reck,cho"ck here: • Is invention available to other licensees? 'Are you still actively seeking licensees? "Yes' x Ro •
FOREIGN Pl'.TEI\;'T grAWSCountg of filing Filing date Filing No. Date Granted Patent No•
Invention Title: ·A Database Encryption System with Subkeys
Individual or Organization seekLl'\g licensees for invention:
WARFl]j U.S. Patent Application filed. Date: 1I30/8Q; S.N.: _lL1L7L,.....lu4uO.l--_...:.
o U.S. Patent granted. Date: ; No.: :-.
Status of patent application, if not yet granted: Amendment due 10129/81.If U.S. patent has reen' Cenied or the application has reen abandoned, hasthe invention been disclosed in a publication? _
FIRSr LICENSEE: -\.Q~JUlJaJJnUJt"":'l........lJlnLl!c....... ,; Date of license: _7'-1l",?",S"I,-,S)JJ,-_,'
Total license paym=rits to grantee before Oct. ,I, 1916: $0",-,-• .;::.0 •
Payments frOm Oct. i, 1916 to Sep. 30, 1917: $0. 0 ; ~. 1, 1917to Sep. 30,1978: $0.0 ; Oct. 1,1978 to sep. 30,1919: $O.Q '10/1/79 to 9/30/80: $0.0 ; 10/1/80 to 9/30/81: $0.0. ' ,Has the invention reen put into commercial use lliumr this license? ..,,-_...:.-'If so, give (late and Cescribe briefly; if not, Oescribe any intendedcommercial use (use J::ack for extended comments). Date: ;Description:
SECOND LICENSEE: ',; Date of license: __,--_----'.
Total license payments 'to grantee befo~e oct.' I, 1976: $ ...:0
Payments from Oct. i, 1916 to Sep. ,3D, 1977: $, ; OCt. 1,1977to Sep. 30, 1978: $ '; Oct. 1, t978 to Sep. 30, 1919: $ ....;.
Has the invention reen put into CO!!Imercial use under' this license? .,..-_.......;.If so, give Clate and Cescribe briefly; if not, describe any intendedcolmnercial use (use back for, extended commencs). Date: ~ ,Description:
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FOREIGN p1'.TENr srATUSCountl:y of filing Filing date Filin~ lb. Date Granted Patent w .
Invention Title: "Enzymatic Assay of Aminog1ycoside AntibiotiCs inSerum,Urine, Effluents, Animal Feeds, etc.
Individual or Organization seeking licensees for invention:
WARFo u.s. Patent Application filed.
DU.S. Patent granted. Date: ~; No.: ~.
Status of patent application if not yet granted: Application abandoned 7/2.7/81.If U.S. patent has been" denied or the a..oplication has been abandoned, hasthe invention been disclosed in a publication? yes
"AntimiCrobial Agents andIf so: Journal title: Chemotherapy, 14, 69-72 ; Date: July 1978 -•
FIRSr LICENSEE: ; Date of license: •--------~--- -----
Total license payments to grantee t.efore Oct. 1, 1976: $O=..:;.0 -.
Payments frOm oct. 1, 1976 to Sep. 30, 1977: $0.0 ; OCt. 1, 1977to Sep. 30, 1978: $0.0 ; OCt. 1, 1978 to Sep. 30, 1979: $0.0 i10/1/79 to 9/30/80: $0.0; 10/1/80 to 9/30L81: $0.0.Has the invention teen put into commercial use under this license? .,,-_.:....:If so, give date and describe briefly; if not, describe any intendedcommercial use {use tack for extended comments}. Date: rDescription:
-SECOND LICENSEE: ~; Date of license: ---C.
Total license payments to grantee tefore oct. 1, 1976: $ -:--,.
Payrr..ents from Oct. 1, 1976 to Sep.30, 1977: $ ; OCt. 1,1977to Sep. 30, 1978: $ -; oct. 1, "1978 to Sep. 30, 1979: $ •
Has the invention been put into commercial use under this license? ..-__If so, give date and descrite brieflYi if not, descrite arty intendedcommercial use {use tack for extended comments}. Date: ;Description: -
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FOREIGN PATTh'T Sl'ATUSCountry of filing Filing date Filing No. Date GraI1ted Patent No•
Individual or Organization seeking licensees for invention:
WARFGJ u.s. Patent Application filed.
Ou.s. Patent granted. Date: ~ No.: ~
Status of patent application if not yet granted: Amendment.due 9/::l0/81 •If U.S. patent has been denied or the application has been abandorled,' hasthe invention been disclosed in a publication? _
If so: Journal title: ~ Date: .•
FIRST LICENSEE: ~ Date of license:---------- ----_.Total license payments to grantee before Oct•. 1, 1976: $.;:0....~O c......--..;'
Pay.nents fram oct. 1, 1976 to Sep. 30, 1977: $~O~.O":---""'-'N~ o±.l, 1977to Sep. 30, 1978: $0. ° ~ Oct. 1, 1978 to Sep. 30, 1979: $",0....",0 _10/1/79 to 9/30/80: $0. 0; 10/1/80 to 9/30L81: $0. 0.Has the invention reen put into commercial USe antler this license? ",,_-'-'If so, give date and describe briefly; if not, describe any intendedcommercial use (use lack for extended comments). Date: ;Description:
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Total license payments 'to grantee before oct. 1, 1976: $ .•
Payments from Oct. 1, 1976 to Sep. ,3D, 1977: $. ~ Oct. 1,1977to Sep. 3D, 1978: $ .; O±. 1, 1978 to Sep. 30, 1979: $ ,.
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OVER
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364,55011/13/80
FOREIGN Pl'..Till'lT srATUSFiling date Filing No. Date Gral1ted Patent No.Country of filing
AustraliaCanadaDenmarkFranceGermanyGreat Britain
Has the invention teen put into commercial use under this license? ..,,-~_'
If so, give date and describe briefly; if not, describe arty intendedcoIfu'nercial use (use J::ack for extended commencs). Date: ;Description:
Status of patent application, if not yet granted: ,If U.S. patent has been' eenied or the application-';-na=-=s::-LlEC::-=e=-n-ab::r:a:-:n""d;::o=n=-ed"',---'h=-=a-=-sthe invention been disclosed in a publication? _
If so: Journal title: ; Date: ,-------------~' ----...:
FIRSr LICENSEE: ; Date of license: •---------~ ----
Tot<il license payrr.ents to grantee before Oct., 1, 1976: $0",,-,--,;;:.0 ,
PaYinents frOm oct. 1, 1976 to Sep. 3D, 1977: $"",O~,0><--_0=--,,,:; O::t. I, 1977to Sep. 30, 1978: $0,0 ' ; OCt. 1, 1978 to Sept 30, 1979: $0,0 i10/1/79 to 9/30/80: $0.0; 10/1/80 to 9/30L8l: $0.0.Has the invention l:2en put into commercial use ut~r this license? -;------'_.If so, give date and eescribe briefly; if not, describe any intendedcommercial use (use rock for extended comments). Date: ;Description:
SECOND LICENSEE: ; Date of license: •----------- -----'Total license payments to grantee before oct. I, 1976: $ -."_,,
Payments from Oct. 1, 1976 to Sep. '30, 1977-: $, ; OCt. 1,1977to Sep. 30, 1978: $ '; Oct. I, 1978 to Sep. 30, 1979: $_~ "
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-OVER. .
88203"6 .
Patent No.
3/31/80
,
FOREIGN PAT~'T srAWSFiling date Filing No. Date Gral'lted2/22/80 55/809/802/28/80 34664610/22/79 5/85252/8/80 1928263/3/80 1996393/3/80 8007118
Country of filingAustraliaCanadaIsraelNew ZealandBelgiumGreat Britain
Has the invention been put into commercial use under this license? -;-__' ,If so, give date and eescribe briefly; if not, describe arty intendedcorr.mercial use (use reck for extended commencs). Date: ;Description:
Individual or Organization seeking licensees for invention:
UARF
mU.S. Patent Application filed. Date:
(iJ U.S. Patent granted. Date: 2/3/81 ; N:>.: 4.248.791
Status of patent application, if not yet granted: -.-_--.-__...-~..__-._..,,.____'.If U.S. patent has ~en' denied or the application has teen abandoned, hasthe invention been disclosed in a publication? __-,
•
•
• II
1977 I0, I,
Payments frOm Oct. I, 1976 to Sep. 30, 1977: $0. ° ; OCt. 1,to Sep. 30, 1978: $0. ° ;Oct. 1, 1978 to Sep. 30, 1979: $'1'0...., uO _10/1/79 to 9/30/80: $0. 0; 10/1180 to 9/30L81: $0. 0.
Has the invention reen put into commercial use un~r this license? .,,---"-'-If so, give date and describe briefly; if not, describe any intendedcommercial use (use tack for extended comments). Date: ;Description:
If so: Journal title: ~ ; Date: ~ '
Total license payments to grantee before Oct. I, 1976: $0=•.:;:0'-- _
FIRST LICENSEE: -'-; Date of license:
SECOND LICE:NSEE~ __'-- ----,.; Date of license: _
Total license payments to grantee before oct., I, 1976: $, ---'.
Payments from Oct. 1, 1976 to Sep.30, 1977: $, ; Oct. 1,1977to Sep. 30,1978: $ ; Oct. 1,1978 to Sep. 30,,1979: $ •
Please provide above information for further licenses on the tack, andch.;,ck here: • Is invention available to other licensees? --Are you st,H1 actively seeking licensees? ,Yes x No,_'--__
OVER
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FOREIGN Pl'.TEf);'TsrAWSFiling date Filing No. Date Granted Patent No.
Country of filingAustraliaNew ZealandIsraelBelgiumFrance
Has the invention been put into commercial use under this license?If so, give date and describe briefly,; if not, describe any intendedcorr.mercial use (use tack for extended commencs). Date: ;Description:
'Process. for Preparing 24-F1uoro-2S-Hydroxycho1ecalcifero1
Individual or Organization seeking licensees for invention:
WARF
Gd u.S. Patent Application filed. Date: 9/22/80; S.N.: -.'...1J./.89z.•...,5....JJ..>3.L-__••
o U.S. Patent granted. Date: • lib.:, •--------Status of patent application, if not yet granted: Application has been allowed.If u.s. patent has been denied or the application has been abandoned, hasthe invention been disclosed in a publication? _
If so: Journal title: ; Date: •--------------' -----FIRST LICENSEE: • Date of license:------------' ----,.Total license payID2nts to grantee before Oct•. 1, 1976: $0=•.;;;0 •
PaYinents fr6moct. I, 1976 to Sep. 30, 1977: $""O~.0><--""-.7C' oct.. 1, 1977to Sep. 30, 1978: $0.0 • Oct. 1, 1978 to Sep. 30, 1979: $0.0 f10/1/79 to 9/30/80: $0.0; 10/1/80 to 9/30[81: $0.0.Has the invention l:een put into commercial use mider this license? .,,-_-,-.'If so, give date and describe briefly; if not, describe any intendedcommercial use (use tack for extended comments). Date: ;Description:
SECOND LICBNSEE: • Date of license: •----------- -----'
and
Total license payID2ntsto grantee befoce Oct. 1, 1976: $ .,.-.•
PaYJT.ents from Oct. 1, 1976 to Sep. '30, 1977: $ '; Oct. 1,1977to Sep. 30, 1978: $ '. Oct. 1, '1978 to Sep. 30" 1979: $ •
Has the invention been put into commercial use under this license? •If so, give date and describe brieflYi .if oot" describe any intende'd'---'commercial use (use tack for extended commencs). Date: ;Description:
Please provide above information for further licenses on the reck,ch,;>ck here: • Is invention available to other licensees? "Are you still actively seeking licensees? '. Yes x No _
FOREIGN PATTh'T srATUSCountry of filing Filing date Filing No. Date Granted Patent No•
Status of patent application· if not yet granted: •If u.s. patent has been c1enied or the app1l.cation-,-h-a-s-be;--e-n--aoan7·-·d-o-ne-d"",--.h-a.......:sthe invention been disclosed in a publication? _
If so: Journal title: ,; Date: ,.
FIRST LICENSEE: ; Date of license: •----------'---, ----_.Total license payrr.ents to grantee before Oct•. 1, 1976: $.~O,-.~O •
PaY'llents frOm oct. 1, 1976 to Sep. 30, 1977: $.~O:..-"!O=-----..-r.-~; CX:t. 1, 1977to Sep. 30, 1978: $0.0 ; Oct. I, 1978 to Sep. 30,1979: $0,0 ~
10/1/79 to 9/30/80: $0.0 ; 10/1/80 to 9/30/81: $0.0.Has the invention l:.een put into commercial use ~r this license? .".---'_If so, give date and c1escribe briefly; if not, describe any intendedcommercial use (use tack for extended comments). Date: iDescription:
.SECOND LICENSEE: ; Date of license: __,--_---'.
Total license payments to grantee tefore oct. I, 1976: $ ---'.
Payments from Oct. I, 1976 to Sep.30, 1977: $. ; Oct. 1,1977to Sep. 30, 1978: $ ; Oct. I, '1978 to S~p. 30, 1979: $ ~.
Please provide above information for further licenses on the tack, andch,;,ck here: Is invention available to other licensees? --Are you still actively seeking licensees? .Yes x No__---'
Has .the invention been put into commercial use under this license? .,.-_--c
If so, give date and c1escribe brieflYi if not, describe arty intendedcommercial use (use tack for extended commencs). Date: ;Description:
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Patent No.
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FOREIGN Pl'.TTh'T srATUSFiling date Filing No. Date Gra11ted4/15/81 69562/811/30/81 620271/27/8~ 1961:23~/17/81 2045314/15/81 8107611
Count!y of filingAustraliaIsraelNew ZealandBelgiumFrance
. . \Status of patent application, ifnot\ yet gcante.d: \ "If U.S. patent has been' c1eniedorthe applicat;i<?l\ has reen abandonedtcllasthe invention been disclosed in a publication? ": '
mU.S.
[jg U.S.
If so: Journal title: __~ ; Date: ~__~_'"
FIRS,!, LICENSEE: -'- ; Date of license: _---_"
Tot9.1 license payments to gcantee before Oct., 1, 1976: $,:::0.'-0:::-. •
Payments frOm oct. I, 1976 to Sep. 30, 1977: $,,!,!O~•.l,lO-~~~; O±. 1, 1977to Sep. 30, 1978: $0.0 ; OCt. I, 1978 to Sep. 30, 1979: $0. ° ' i10/1/79 to 9/30/80: $0.0; 10/1/80 to 9/30L81: $0. O.
Has the invention I:::een put into commercial use untler this license? .,,_-"If so, give date and c1escribe briefly; if not, describe any intendedcommercial use (use tack for extended comments). Date: ;Description:
'SECOND LICENSEE: ; Date of license: "
Total license payments 'to gcantee before oct., 1, 1976: $ "
Payrr..ents from Oct. 1, 1976 to Sep.30, 1977: $, ; oct. 1,1977to Sep. 30, 1978: $ ; Oct. 1,1978 to Sep. 30, 1979: $, "
and
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Patent No.
822,1433/31/80•
FOREIGN PATENr srAWSFiling date Filing lb. Date Granted2/22/80 55810/801/17/80 34388610/22/79 5852610/23/79 1919003/7/80 19972 8
Country of filingAustraliaCanadaIsraelNew ZealandBelgium
Has the invention been put into commercial use under this license? -=-__"If so, give date and c1escribe briefly; if not, describe arty intendedcorru"nercial use (use tack for extended commencs). Date: ;Description:
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•Date: 8/6/79 ; S.N.: 064.254(Division of U. S. S. N. 024. 848)
10 17 /80 ; No.: 4,226,788 •
Individual or Organization seeking licensees for invention:
UARF
~ U.S. Patent Application filed.
IJ9 u.s. Patent gcanted. Date:
Status of patent application ,if not yet granted: •If U.S. patent has reen denied or the application-"'h""'as"'tEL:':eC::n:--:ana"'·=nd""'-'::o-n"'"ed"'-,'hc-a-sthe invention reen disclosed in a publication? _
If so: Journal title: ; Date: •-------------- -----'FIRST LICENSEE: -----,; Date of license: ,.
Total license payrrents to gcantee before Oct., 1, 1976: $0"",-.""O ~_.
Payluents framOct. 1, 1976 to Sep. 30, 1977: $"O~,,,,O_~n---.,..,,.; ~. 1, 1977to Sep. 30, 1978: $0.0 ; Oct. 1, 1978 to Sep. 30, 1979: $0.0 i10/1/79 to 9/30/80: $0.0; 10/1180 to 9/30L81: $0.0.Has the invention teen put into commercial use ~r this license? .,-_-'-'If so, give date and descrire briefly; if not, oescrire any intendedcommercial use (use reck for extended comments). Date: ;Description:
SECOND LICENSEE: ; Date of license:----------~ ------'
Payments from Oct. 1, 1976 to Sep.30, 1977: $, ; Oct. 1,1977to Sep. 30, 1978: $ ; Oct. 1, t978 to Sep. 30, 1979: $ --'"
Bas the invention reen put into commercial use under this license? .,,-__'If so, give date and descrire briefly; if not, descrire any intended,corrunercial use (use back for extended commencs). Date: ;Description:
Please pcovide above information for further licenses on the back,ch."ck here: • Is invention available to other licensees? •Are you still actively seeking licensees? ,Yes x No__===-.-
FOREIGN PATEf);'T srAWSCountry of filing Filing date Filing No. Date Gra.."1ted Patent No.
Individual or Organization seeking licensees for invention:
WARF
o U.S. Patent Application filed. Date: ; S.N.:Advised NSF 7/7/S1 that we would not file a patent application due to insufficiento u.s. Patent granted. Date: ; No.: ...• information.
Status of patent application' if not yet granted: •If U.S. patent has been eenied or the apPlication-;:-ha=-s~re;::-:C:e:-:nc-'-::ao:;:'=a=nd-:;-=on=-e=-d:>,---;h:-:a=s'the invention been disclosed in a publication? _
•
•
•
1977•~
•
Tot<ll license payments to grantee before Oct•. 1, 1976: $.;;cO.'--O=- _
Payments frOm oct. I, 1976 to Sep. 30, 1977: $0.0 ; OCt. I,to Sep. 3D, 1978: $0.0 ; Oct. I, 1978 to Sep. 30, 1979: $0,..,...0",-__10/1/79 to 9/30/S0: $0.0; 1O/1/S0 to 9/30LS1: $0.0.
Has the invention reen put into commercial use rnitler this license?If so, give date and eescribe briefly; if not, describe any intende"'d--commercial use (use reck for extended comments). Date: ;Description:
If so: Journal title: ; Date:-------------- -----'FIRST LICENSEE: ,; Date of license: _
'SECOND LICENSEE: .; Date of license: •.
Total license payments 'to grantee before oct. I, 1976: $ --..,......:.
FOREIGN P1'.TTh'T srAWSCountry of filing Filing date Filing No. Date Granted Patent No•
Payments from Oct. 1, 1976 to Sep.30, 1977: $, ; OCt. 1,1971to Sep. 3D, 1978:$ '; Oct. I, 1978 to Sep. 30, 1979: $ •
and
•
Has the invention'reen put into commercial use under this license? •If so, give date and eescribe briefly; if not, describe arty intende"3d,...----·coIr.rnercial use (use reck for extended commencs). nate: ;Description:
Please provide above information for further licenses on the reck,ch.;>ck here: • Is invention available to other licensees? "Are you still actively seeking licensees? '. Yes No x
Status of patent application· if not yet gcanted: und~ Ap.qea1· •If U.S. patent has teen eenied or the application has reen aoandoned, hasthe invention been disclosed in a publication? _
•
•
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1977•••
; Date of license:----------FIRST LICENSEE:
Payillents frOm oct. 1, 1976 to Sep. 30, 1977: $~O::..",:O::-----en-",:; OCt. 1,to Sep. 30, 1978: $0. ° ;OCt. 1, 1978 to Sep. 30, 1979: $",O~.0"'--__10/1/79 to 9/30/80: $0. 0; 10/1/80 to 9/30L81: $0. 0.Has the invention reen put into commercial use WIQer this license?If so, give date and eescribe briefly; if not, describe any intende"'d--:---commercial use (use b3.ck for extended comments). Date: ;Description:
If so: Journal title: ; Date:------------- ------:
Total license payments to gcantee before Oct•. 1, 1976: $0. °-=-~------
SECOND LICENSEE: ; Date of license: __,---__,.
and
Total license payments to gcantee tefore oct.· 1, 1976: $ .•
payn:ents from Oct. 1, 1976 to Sep. ·30, 1977: $. ; OCt. 1,1977to Sep. 30, 1978: $ ; OCt. 1,1978 to Sep. 30,. 1979: $ ,.
Has the invention teen put into commercial use under this license? ...-_--'If so, give date and Cescribe briefly; if not, describe arty intendedcommercial use (use back for extended commen£s). Date: ;Description:
Please provide above information for further licenses on the back,ch."ck here: • Is invention available to other licensees? •Are you still actively seeking licensees? .Yes x No:........._.
FOREIGN PATTh'TsrATUSCountry of filing Filing date Filing No. Date Granted Patent No•
Invention Title: Scanning Low-Energy Electron Diffractometer with a FieldEmission Source
Individual or Organization seeking licensees for invention:
WARP
o U.S. Patent 1\pplication filed. Date: : S.N.:.Invention being evaluated for potential patentability. -------'o U.S. Patent granted. Date: : No.: --------
Status of patent ClflPlication, if not yet granted: °If U.S. patent has been denied or the application--;-ha-=-s"'-'bei:'":"Ce:":n=-=ao'":':a--nod""o:':n-ed"','he-as--the invention been disclosed in a publication? °
0
•
°
1977•••
Payments frOmOct. 1, 1976 to Sep. 30, 1977: $0.0 : OCt. 1,to Sep. 30, 1978: $0.0 : Oct. 1, 1978 to~se""p:-.-""30",-'1"9'79: $",0...."'0 _10/1/79 to 9 /30/80; $0.0 ; 10/1/80 to 9/30L81: $0.0.Has the invention reen put into commercial use Wider this license? .,-_-'-'If so, give date and describe briefly: if not, describe any intendedcommercial use (use mck for extended COliments). Date: ;Description:
If so: Journal title: i Date:-------------- -----'
Tot<i1 license payments to grantee before Oct. ,I, 1976: $0.0=-"'-------'
FIRST LICENSEE: ,: Date of license:
and
'SECOND LICENSEE: : Date of license: °---'---------' -----'Total license payments to grantee tefore Oct.' 1, 1976: $ -:--,.
Payments from Oct. 1, 1976 to Sep.30, 1977: $, 1 oct. 1,1977to Sep. 30, 1978: $ '1 OCt. 1, '1978 to Sep. 30" 1979: $ •
Has the invention been put into commercial ,use under this license? •If so, give date and Cescribe briefly; if not, describe any intende"d"---corrunercial use (use reck for extended commencs). Date: ;Description:
Please provide above information for further licenses on the back,ch·"ck here: ° Is invention available to other licensees? -"--__Are you still actively seeking licensees? Yes No o
FOREIGN PATENT srATUSCountry of filing Filing date Filing No. Date Granted Patent No•
Invention Title: 'Electrogenerative Reduction of Nitrogen Oxides
Individual or Organization seeking licensees for invention:
WARPog U.S. Patent Application filed. Date: 5/23/80 ~ S.N.: 152,728
o U.S. Patent granted. Date: ~ No.: ~_ _.,_-
Status of patent application ·if not yet granted: under AmendmentIf U.S. patent has been denied or the application has been abandoned,the invention been disclosed in a publication? _
•
•has
If so: Journal title: ~ Date:---------------' -~--_.
FIRST LICENSEE: ~ Date of license:------------, ----,.Total license payrr.ents to grantee before Oct•. 1, 1976: $.:;.0.......=.0 0,
I?ay,nents frOm Oct. 1, 1976 to Sep. 30, 1977: $0. ° ~ OCt. 1, 1977to Sep. 30, 1978: $0. ° ~ OCt. 1, 1978 to Sep. 30, 1979: $0. ° '~c?11g~ ~~~~~~~~OJe~ ~t1U£t8~:~j~i~{8~~10rn~er this license? .,,- .If so, give date and describe briefly; if not, describe any intendedcommercial use (use lick for extended COiuments). Date: ;Description:
'SECOND LICBNSEE: ; Date of license: •-----------, ----_.Total license payments to grantee before oct.' 1, 1976: $ .,--,.
Payrr:.ents from Oct. 1, 1976 to Sep.30, 1977: $. ; OCt. 1,1977to Sep. 3D, 1978: $ ; Oct. 1, t978 to Sep. 30, 1979: $ _
Has the invention been put into commercial use under this license? .,......__If so, give date and Cescribe briefly; if not, describe arty intendedcoIl'u-nercial use (use reck for extended commencs). Date: ;
• • IDeser~pt~on: . '
Please provide above infoJ:1l1ation for further licenses on the reck, andch,,,ck here: Is invention available to other licensees?Are You still actively seeking licensees? Yes x No ---
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FOREIGN pl'..TENr srATUSCountry of filing Filing date Filing No. Date Gral1ted Patent No.
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OMB NO. 99-R0308APPROVAL EXPIRES:
STATUS Of' NSf'-FUNDE:D HWE!)lTION April 30. 1981No change from 1980
Invention Title: .Sensitized ThermoluminiscentPhosphor and Method
Individual or Organization seeking licensees for invention:
WARFPatent Application filed. Date:[] U.S.
GU.S.Status of patent application-if not yet granted:If U.S. patent has been denied or the application-':ha'="s=-"te=Ce:-::n=-:ab=an=:5do-:'n-:'e:::'d",---;:h=-=a-=-sthe invention been disclosed in a publication? _
If so: Journal title: ; Date: •---------------' -----FIRST LICENSEE: ; Date of license: •
--~------- -------Total license payrr.ents to grantee before Oct. 1, 1976: $0=.-=-0 •
payinents fram Oct. I, 1976 to Sep. 30, 1977: $-",O~.""0_-.,."",,,,; 0:::1:. 1, 1977to Sep. 30, 1978: $0. 0 ; OCt. I, 1978 to Sep. 30, 1979: $0. O' ;10/1/79 to 9/30/80: $0.0; 10/1/80 to 9/30L81: $0.0.Has the invention !::Ben put into commercial usa cuider this license? .,.-_-,-_'If so, give date and describe briefly; if not, describe any intendedcommercial use (use back for extend..od cOlnments). Date: ;Description:
SECOND LICENSEE: ; Date of license: •----------- ----_.Total license payrnentsto grantee before oct. I, 1976: $ -:--,.
payments from Oct. I, 1976 to Sep. '30, 1977: $. ; Oct. 1,1977to Sep. 30, 1978: $ ; Oct. I, 1978 to Sep. 30,. 1979: $_~__.•
Has the invention reen put into cornnercial use under this license? •If so, give date and describe briefly; if not, describe arty intende'd--coll'unercial use (use back for extended commencs). Date: ;Description:
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FOREIGN P1'.TiTh'T grAWSCountry of filing Filing date Filing No. Date Granted Patent No•
Individual or Organization seeking licensees for invention:
WARF[] U.S. Patent Application filed. Date: 11/1517& S.N.: 960,830 •
, ," ,(C-i-p of S. N~ 906.686 - abandoned 6/15/79)[lilU.S. Patent granted. Date: 5/20/80 : lob.: ,,4,204.225 - ."
. .' . . ._~ - .
Status of patent application -if not yet granted: ......_.-__,--,,___..........-.If U.S. patent has teen'denied or the a,.oplication has !:Ben abandoned, hasthe invention been disclosed in a publication? .-
~-Cancell
If so: Journal title: ~ Date:, ...:.N. V. Philips Gloeilampen-
FIRST LICENSEE:fabrienken. Netherlands : Date of license: 111179. . . r."'otal' ' Entered into new Agreementwith PHILIPS -7/1/81... hcense payreents to grantee I5efore Oct., 1, 1976: ~,~,:::.0 -'-_,
Payillents frOm'Oct. i, 1976 ,to Sep. 30, 1977: $0.0 : OCt. 1, 1977 "to Sep. 30, 1978: $0. 0 ~ Oct. 1, 1978 to Sep. 30,1979: $.lO;,-QOO I10/1/79 !o 9/3q/80: $0.0 ; 1q/1/80 to 9/~OL81: $0.0. ','Has the J.nventl.On teen put mto commerc~aluse ffila~r thJ.s hcense? les ' ,If so, give. date and descrire briefly; if not, describe any intendecommercial use (use reck for extended comments). Date: .July 1981 :Descriotion' ' , ,;,.. . .. .'. .
'SECOND LICENSEE: __.:........ : Date of license: , '
'" Total license payments to grantee before Oct. 1, 1976: $, ,
Payrrents from Oct. 1, 1976 to Sep.30, 1977: $, : Oct. 1,1977to Sep. 30, 1978: $ : Oct. 1, t978 to Sep. 30, 1979: $- ,
Has the invention teen put into rommercial use under this license? .,,__•If so, give date and describe briefly; if not, describe arty intendedcorrunercial use (use back: for extencLod commencs). Date: :Description:
. .
and
Patent No.
•
FOREIGN PATENr srAWSFiling date Filing lb. Date Gra....lted5/16/79 3277715/15/79 79.038075/16/7;9 60249/79,5/11/79 79165345/15/79 P291942505/15/79 7913277
Country of filingCanadaHollandJapanGreat BritainW. GermanyFrance '
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Individual or Organization seeki.'1g licensees for invention:
WARP~ U.S. Patent Application filed. Date:
II
•".Gil U.s. Patent gcanted. Date: 5120/80 • No.: 4,204.226
Status of patent application, if not yet granted: •If U.S. patent has been' cienied or the application-;-h-as-=-i:'re::-e=-n:-an"":-::a-:n""d;::o:-::n:-::e'd-,~h;-a-s-'the invention been disclosed in a publication? ,.
Total
If so: Journal title: : Date: •(See NSF File Number 78-22; ------'
FIRSr LICENSEE: licensed to PHfi..,IPS under • Date of license: •," same Agreement) , , . '
license payments Eo gcantee before Oct. 1, 1976: $,;:0"",""0"-- ,.
PaYinents frOm Oct. I, 1976 to Sep. 30, 1977: $0.0 • oct. 1, 1977 "to Sep. 30, 1978: $0. ° ; Oct, 1, 1978 to Sep. 30, 1979: $($ee NSF File10/1/79 to 9/30/80; $0. °;10/1/80 to 9/30/81: $0. °. ',]\lumber 18,.22)Has the invention reen put into commercial usa ullder this license? ves ' •If so, give date and ciescribe qriefly; if not, oescribe any intendeocornme~c~,:-1 use (use lack for extended comments), Date: July 1981 :Descr1pl.-10n:
'SECONDLICENSEE: • Date of license: --:.
Total license payments 'to gcantee before oct.' 1, 1976: $ ..,..-,.
payrr.ents from Oct. 1, 1976 to Sep. ,3D, 1977: $, ; Oct. 1,1977to Sep. 3D, 1978: $ '; Oct. I, '1978 to Sep. 30,. 1979: $ -:.
Has the invention been put into commercial use under this license? ..,,_---:If so, give date and ciescribe briefly; if not, describe any intendedcoIru-nercial use (use back for extended commencs). Date: ;Description:
i!!!.
!,,I
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. ~~
. ,
and
•
•
FOREIGN pl':rENr srAWSFiling date Filing No, Date Granted Patent No.5/16/79 327772
Country of filingcanada
Please provide above information for further licenses on the back,ch.;>ck here: • Is invention available to other licensees? •Are you still actively seeking licensees? ,Yes x lilO__===-.-
Invention Title: 'Digital Fluoroscopic Three-BeamK-EdgeImaging of Iodineon a Point by Point Basis Using Differences '.
Individual or Organization seeking licensees for mventwn:
WARP
o U.S. Patent Application filed. Date: , ; S.N.: .•No patent application filed to date; awaiting more data from inventors.o U.S. Patent granted. Date: ; lb.: ~_
Status of patent application ,if not yet granted: ~_~__~~_....".---,~.
If U.S. patent has teen'denied or the application has been abandoned, hasthe invention been disclosed ina publication? _
If so: Journal title: ; Date: ---'....;.
FIRST LICENSEE: _____________; Date of license: ~ "
Tot?-l license payments to grantee before Oct. ,I, 1976: $O.~.~O:._ ,.
Payinents frOm Oct. I, 1976 to Sep. 30, 1977: $.~O~.J,!O_---..,,---...-n,; OCt. 1, 1977to Sep. 30, 1978: $0.0 ; Oct. I, 1978 to Sep. 30, 1979: $0 0 110/1/79 to 9/30/80: $0.0; 10/1/80 to 9/30/81: $0.0.Has the invention reen put into commercial U&e Ulider this license? ."...- __If so, give date and describe briefly; if not, describe any intendedcommercial use (use reck for extenCLod comments). Date: iDescription:
'SECOND LICENSEE~ ; Date of license: , ~.
Total license payments to grantee tefore oct. I, 1976: $, .........:.
Payments from Oct. I, 1976 to Sep.30, 1977: $, ; Oct. 1,1977to Sep. 30, 1978: $ ; Oct. 1, 1978 to Sep. 30" 1979: $. ~.
Has the invention teen put into comI:\ercia1 use under this license? ~__If so, give date and describe briefly; if not, descr:ite any intendedcolmnercial use (use reck for extended comments). Pate: ;Description:
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FORE:IGN PJI.TTh'T srATUSCountry of filing Filing date Filing No. Date Gral"lted Patent No•
Invention Title: . Em ulf>ification of Metals' in Glaf>f> and Molten Salts
Individual or Organization seeking licensees for invention:'
WARF
U U.S. Patent Application filed.
o U.S. Patent granted. Date:
Status of patent application' if not yet granted: Awaiting If>t Office Action.If U.S. patent has teen' c1enied or the application has teen abandoned, hasthe invention been disclosed in a publication? '
If so: Journal title: , Date: ......:.
FIRST LICENSEE: , Date of license: •-----------~. ----"--"
Total license payments to grantee before Oct. ,I, 1976: $:=,0,"-0"- ,.
PaYinents fram Oct. i, 1976 to Sep. 30, 1977: $0. ° ;'Cd:. 1, 1977to Sep. 30,1978: $0.0 ; OCt. 1,1978 to Sep. 30, 1979: $uO~.O"-__l10/1/79 to 9/30/80; $0. 0; 10/1/80 to 9/30/81: $0, 0. 'Has the invention teen put into commercial use ffiiaer this license?If so, give date and c1escribe briefly; if not, describe any intende"3d--.cc...·commercial use (use reck for extend..od cormnents). Date: ;
,Description:
SECOND LICENSEE: ; Date of license:-----------~
Total license payments to grantee b=fore Oct. 1, 1976: $ .......-, .•
Payrr.ents from Oct. 1, 1976 to Sep.30, 1977: $, ; oct. 1,1977to Sep. 30, 1978: $ ; OCt. 1, 1978 to Sep. 30, 1979: $ --:"
Has the invention teen put into commercial use under this license? -..,_--'If, so, give date and c1escribe briefly; if not, describe any intendedcormnercial use (use back for extended commenfs). Date: ;Description:
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FOREIGN PATTh'T srATUSCountry of filing Filing date Filing lb. Date Granted Patent No•
•
. .
OMB NO. 99-R0308APPROVAL EXPIRES:
STATUS OF NSe-FUNDED Il'<VEl!'lTIo." April 30. 1981Same as 1980
Invention Title: ·ControlQf Solidification Microstructure by the Use ofEmulsified Metal Droplets
Individual or Organization seeking licensees for invention: .
WARF
o U.S. Patent Application filed. Date: : S.N.: -'AppliciHion drafted; awaiting more data frolJl inventors.o U.S.. Patent granted. Date: : N:>.: ~.
Status of patent application·if not yet granted: -.-_--.-__.-_._-..--._,.If U.S. patent has teen· denied or the application has been abandoned, hasthe invention been disclosed in a publication? _
If so: Journal title: ,; Date: •
FIRST LICENSEE: __----- : Date of license: ----_.
and
Tot<J,l license payments to grantee before Oct.. 1, 1976: $0.=.~O:-.. •
Payinents frOm Oct. 1, 1976 to Sep. 30, 1977: $0.0 : oct. 1, 1977to Sep. 30,1978: $0,0 : oct. 1, 1978 to Sep. 30,1979: $C1.0r....J./O--'__110/1/79 to 9/30/80: $0.0; 10/1/80 to 9/30/81: $0.0.Has the invention teen put into commercial use rnider this license? ~_-'
If so, give date and describe briefly; if not, describe any intendedcommercial use {use reck for extended comments}. Date: ;Description:
·SECClL'lD·LICENSEE: : Date of license: ---'.
Total license payments to grantee refore oct. 1, 1976: $ --'.
Payrr..ents from oct. 1, 1976 to Sep.30, 1977: $ : OCt. 1,1977to Sep. 30, 1978: $ .: OCt. 1, t978 to Sep. 30,. 1979: $. •
Bas the invention I::een put into commercial use under this license? -;-__If so, give date and describe brieflYi if not, descril::e arty intendedcorru"nercial use (use reck for extended commencs). Date~ :Description:
Please provide above information for further licenses on the back,ch;,ck here: • Is invention available to other licensees? __--'.Are You still actively seeking licensees? Yes x No. •
FOREIGN PATTh'l' srATUSCountry of filing Filing date Filing No. Date Granted Patent NO.
Inventwn ntle. 'Use of EmulsIfIed Metal Droplets as Seeds for the Productionof Nonequilibrium Phases
Individual or Organization seeking licensees for invention:
WARP
o U.S. Patent Application filed. Date: ; S.N.:No application has been filed to date; awaiting more data from inventors.o U.S. Patent granted. Date: ; No.: - - • ---
Status of patent application -if not yet granted:If U.S. patent has_ been- aenied or the application-;-h-as"--'b=;--e"'n=-=abC;:-a-::n"3d-o-'-n-ed",---'hc--a-sthe invention been disclosed in a publication? -
If so: Journal title: ; Date: •------------~ -----
Pay'llents from Oct. 1, 1976 to Sep. 30, 1977: $",,0'!o-'""O--.c,,-~; O::t. 1, 1977to Sep. 30, 1978: $0. ° ;Oct. 1,1978 to Sep. 30, 1979: $0. ° i10/1/79 to 9/30/80; $0. °;10/1/80 to 9/30/81: $0. °.
Has the invention reen put into commercial use under this license? ..._--'If so, give date and aescribe briefly; if not, describe any intendedcommercial use (use tack for extended comments). Date: iDescription:
-SECOND LICENSEE: ; Date of license: •-----------, ----_.Total license payments to grantee before oct.- 1, 1976: $ -:-.
Payrr..ents from Oct. 1, 1976 to Sep. -3D, 1977: $_ ; OCt. 1,1977to Sep. 30, 1978: $ ; Oct. 1, 1978 to Sep. 30, 1979: $ •
Has the invention been put into commercial use under this license? -,-__If so, give date and aescribe briefly; if not, describe arty intendedcommercial use (use tack for extended comment:s). Date: ;Description:
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FOREIGN PATlli'r srATUSCountry of filing Filing date Filing No. Date Gra11ted Patent No.
Status of patent application·if not yet granted:' •If U.S. patent has been. denied or the application"-ha-s--;b2;--e-n-abo-a-n'd'o-n-e-d',-""h-as-the invention been disclosed in a publication? ---If so: Journal title: ,; Date: -----"
and
FIRST LICENSEE: ; Date of license: ,------------ ----_.Tot?l license payments to grantee before Oct•. 1, 1976: $O..:::!-• .;:.O ••
PaYinents frOmOct. i, 1976 to Sep. 30, 1977: $0, ° ; O::t. 1, 1977to Sep. 30, 1978: $0, ° ; OCt. 1, 1978 to Sep. 30, 1979: $0.0 '10/1/79 to 9/30/80: $0.0; 10/1/80 to 9/30/81: $0.0.Has the invention 1::een put into commercial usa Wider this license? ~_-'-"
If so, give date and describe briefly; if not, describe any intendedcommercial use (use reck for extend..od comments). Date: ;Description:
SECOND LICENSEE, ; Date of license: __,-__"
Total license payments to grantee before oct. I, 1976: $ "
Payments from Oct. 1, 1976 to Sep.30, 1977: $, ; OCt. 1,1977to Sep. 30, 1978: $ ; OCt. 1, 1978 to Sep. 30, 1979: $ ,.
Has the invention been put into commercial use under this license? ~_...;'If so, give date and describe briefly; if not, describe arty intendedcorr.mercial use (use back for extended comment:s). Date: iDescription:
Please provide above information for further licenses on the back,ch·"ck here: • Is invention available to other licensees? ---'Are you still actively seeking licensees? "Yes x No. •
FOREIGN Pl'.TRiT srATUSCountry of filing Filing date Filing No. Date Granted Patent No•
•
. .
NSP File NUinber:
OMB NO. 99-RUJUUAPPROVAL EXPIRES:
STATUS OF NSf-FUNDE:O Il'<"VEt-iTION ' April 3D, 1981
Same as 198075-99 ' Disclosure Date: 2/13/75 Waiver Date:
[i] U.S. Patent granted. Date: 10/26/76; lb.: 3,988 338; r s
and
Status of patent application· if not yet granted: --07--.----,---,,-...........,..,,---:If U.S. patent has been denied or the applic'-ltion has b2en abandoned,' hasthe invention been disclosed in a publication? "
If so: Journal title: 1' Date: __-,-__.
FIRST LICENSEE:' Burrollghs-Wellcoine ; Date of license: 4 tI 176 _ •. License terI!1inated 4/I/79
Tot?l hcense payments to grantee before Oct•. 1, 1976: $""q"':i"'.t'J"'O"'O'-- •
Pay'ltents frOmOct. I, 1976 to Sep. 30, 1977: $",0'!c'"O_~,,--~l' oct. I, 1977to Sep. 30, 1978: $0.0 ; OCt. 1, 1978 to Sep. 30, 1979: $0.0 ~
10/1/79 to 9/30/80: $0. °;10/1/80 'to 9/30L81: $0. °.Has the invention teen put into commercial use rntder this license? -=----'_"If so, give date and describe briefly; if not, describe any intendedcommercial use (use reck for extended comments). Date: ;Description:
'SECOND LICENSEE: __..:..... ; Date of license: •
Total license payments 'to grantee before Oct.' 1, 1976: $. .......:.
Payments from Oct. 1, 1976 to Sep.30, 1977: $. ;: OCt. 1,1977to Sep. 30, 1978: $ ; OCt. 1, 1978 to Sep. 30,. 1979: $ ---.:.
Has the invention been put into commercial use under this license? -=-__•If so, give date and describe briefly; if not, describe any intendedcorrunercial use (use reck for extended comment:s). Date: ;Description:
Please provide above information for further licenses on the reck,ch·"ck here: "Is invention available to other licensees? -,-__•Are you still actively seeking licensees? . Yes x lb •
FOREIGN pl'..TENr srAWSCountry of filing Filing date Filing No. Date Gra."1ted Patent No.
Inventl.On T~tle: . The CompactiOn of Amorphous Droplets Produced' byEmulsification
Individual or Organizatiori seeking licensees for invention: .
WARF
Patent Application filed. Date:mU.S.
Gil U.S.
Status of patent application· if not yet gcanted: .....,..-~--~---.;,..--.c-.,_.If U.S. patent has reen' c1enied or the application has been abandoned, hasthe invention been disclosed in a publication? _
If so: Journal title: : Date: __~_~.
FIRS!, LICENSEE: . ,: Date of license: ~.
Total license payments to gcantee before Oct •. 1, 1976: $D,=..~O --.:.
SECOND LICENSEE: ~: Date of license: ---'.
Total license payments 'to gcantee before oct. 1, 1976: $, •
Payn:ents from Oct. 1, 1976 to Sep.30, 1977: $. : Oct. 1,1977to Sep. 30, 1978: $ ': Oct. 1, 1978 to Sep. 30, 1979: $, ,
Has the invention reen put into commercial use under this license? ~__If so, give date and c1escribe briefly; if not, describe arty intendedcommercial use (use back for extended commencs). Date: :Description:
I
I, I
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and
•
FOREIGN PATENr Sl'ATUSFiling date Filing No. Date Gral1ted Patent No.
11/13/79 339.652
•
Country of filingCanada
Pay.ltents fram Oct. 1, 1976 to Sep. 30, 1977: $0.0 : oct. 1, 1977to Sep. 30, 1978: $0.0 : Oct. 1, 1978 to Sep. 30, 1979: $0.0 r10/1/79 to 9/30/8.0: $0.0; 10/1/8.0 to 9/30/8.1: $0.0.
Has the invention reen put into commercial use mlder this license? .,--_"':"':If so, give date and c1escribe briefly; if not, describe any intendedcommercial use (use reck for extended comments). Date: :Description:
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Are you still actively seeking licensees? Yes x No,__
OMB NO. 99-KU3UUAPPROVAL E.'<PIRES:
STATUS OP NSF~FUNDED INVENTION April 30, 1981Same as 1980
Status of patent application, if not yet granted: •If U.S. patent has been eenied or the application''''ha-s=--'be=e::n=-=an:"i:·:-::a-=n""d"'o":"n":"ed",-'h:-:a=s',the invention been disclosed in a publication? _
If so: Journal title: ., Date:--~-----------' -----,.
FIRST LICENSEE: ,; Date of license: •
TotC'i1 license payreents to gcantee before Oct. ,I, 1976: $0.:=.• .::.0 •
•
Total license payments to gcantee before oct. I, 1976: $ -:--,.
FOREIGN PATRiT srAWSCountg of filing Filing date Filing No. Date Gral'lted Patent No•
; Date of license: •-----------' -----
Payments from Oct. I, 1976 to Sep.30, 1977: $ ; Oct. 1,1977to Sep. 30, 1978: $ ; Oct. 1,1978 to Sep. 30, 1979: $_-__,.
. .
PaYlnents fr6mOct. 1, 1976 to Sep. 30, 1977: $0.0 ; O::t.l, 1977to Sep. 30, 1978: $0.0 ; Oct. 1, 1978 to Sep. 30, 1979: $Ou....O,,-__;10/1/79 to 9/30/80; $0.0; 10/1/80 to 9/30/81: $0.0. '
Has the invention teen put into commercial use ltiider, this license? ."...""--'~
If so, give date and eescribe briefly; if not, describe any intendedcommercial use {use tack for extended comments}. Date: ;Description:
Please provide above information for further licenses on the back, andch·"ck here: • Is invention available to other licensees?Are you still actively seeking licensees? Yes X No ---
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Has the invention been put into commercial use under this license? ...-__'If so, give date and eescribe briefly; if not, describe any intendedcommercial use {use back for extended commencs}. Date: ;Description:
NSF File Number:
OMB NU. ~~-KU~UO
APPROVAL EXPIRES:STATUS OF NSF-FUNDED IhVEt-iTION April 30. 1981
Same as 198076-92 ' Disclosure Date: 2/6/76 l-laiver Date:
{iJu.s. Patent granted. Date: JJ27177i No.: 4 051157 ". . r I • =
•
Status of patent application' if' not yet granted: •If U.S. patent has been' Clenied or the application-""h-as::>reL-::-:e:::n:-::ab=an=d'o"'n-e=-d",-'-h-as-=-the invention been disclosed in a publication? "
;,
•
0
1977•,
"
Tot<;l1 license payments to grantee before Oct•.1, 1976: $O=..""0 .
Pay,uents frOntOct. i, 1976 to Sep. 30, 1977: $0.0 ; oct.. I,to Sep. 30, 1978: $0.0 ; oct. 1, 1978 to Sep. 30,1979: $0.010/1/79 to 9/30/80; $0.0; 10/1/80 to 9/30/81: $0.0. ,>Lo-lJ,'--
Has the invention teen put into commercial use Wi1mr t.his license? .,,_-'-'If so, give date and Clescribe briefly; if not, describe any intendedcommercial use (use reck for extended comments). Date: ;Description:
If so: Journal title: i Date:---------------'FIRS'l;' LICENSEE: ' ; Date of license:
---~--------,
'SECOND LICENSEE: ,; Date of license: 0.
and
Total license payments to grantee before oct. I, 1976: $; ..,.-.0
Payrr..ents from Oct. 1, 1976 to Sep. ·30, 1977: $ ; OCt. 1,1977to Sep. 30, 1978: $ 'i OCt. 1, 1978 to Sep. 30,. 1979: $ ---:0
Has the invention been put into commercial use under this license?If so, give date and Clescribe briefly; if not, describe any intende""'d--'coIrunercial use (use back for extended comment:s). Date: ;Description:
Please provide above information for further licenses on the back,ch.;,ck here: • Is invention available to other licensees? •Are JOu still actively seeking licensees? .Yes x No__===-.-
FOREIGN PATa'T srATUSCountry of filing Filing date Filing No. Date Granted, Patent No.
Invention Title: 'Ring Expansion and Chain Extension Process and Reagents
Individual or Organization seeking licen$ees for invention:
WARP
ill U.S. Patent Application filed. Date: 7/3/80 ~ S.N.: _...J1....6...o5....-4.7....6"-'8__.
o u.s. Patent granted. Date: ~ No.: •
Status of patent application· if not yet granted: under AmendmentIf U.S. patent has been denied or the application has reen abandoned,the invention been disclosed in a publication? •
has•
and
If so: Journal title: -'-_~ Date: ,.
FIRST LICENSEE: ~ Date of license: •------'-----~ -----'
Total license payments to grantee before Oct•. I, 1976: $0=.:::.0 ,.
Paylnents fram Oct. I, 1976 to Sep. 30, 1977: $",,0!c'O,,----cc=:-----.""~ oct. I, 1977to Sep. 30, 1978: $0.0 ; oct. I, 1978 to Sep. 30, 1979: $0.0 l10/1/79 to 9/30/80; $0.0 ; 10/1/80 to 9/30/81: $0.0.Has the invention reen put into commercial use rnider this license? .,,---'_If so, give date and describe briefly; if not, describe any intendedcommercial use (use tack for extended comments). Date: ~
Description:
SECOND LICENSEE: ~ Date of license: __,.-__.•
Total license payments to grantee before oct.' I, 1976: $ •
Payments from Oct. 1, 1976 to Sep.30, 1977: $ ~ OCt. 1,1977to Sep. 30, 1978: $ ~ Oct. 1,1978 to Sep. 30, 1979: $ ,.
Has the invention been put into commercial use under this license? ...-__'If so, give date and C!escribe briefly; if not, describe arty intendedcorr.mercial use (use tack for extended commencs). Date: ;Description:
Please provide above information for further licenses on the reck,ch,;>ck here: Is invention available to other licensees? •
.Are you still actively seeking licensees? .Yes x No__===-.-'FOREIGN PATEN! grAWS
Country of filing Filing date Filing lb. Date Grarlted Patent No.
IXJ u.s. Patent granted. Date: 11/29/71 No.: 4,060 708 •
Status of patent application, if not yet granted: -,.-_-,---_--,,....--,,__..,,--,-_.If U.S. patent has teen' C!enied or the application has been abandoned, hasthe invention teen disclosed in a publication? _
If so: Journal title: , Date: •
FIRS'l' LICENSEE: ,i Date of license: 0
Toti;ll license payments to grantee before Oct. 1, 1976: $O,~.::!.O o
Payrr..ents from Oct. 1, 1976 to Sep. '30, 1977: $. ; OCt. 1,1971to Sep. 30, 1978: $ ; Oct. 1, '1978 to Sap. 30, 1979: $, •
Has the invention teen put into commercial use under this license? ~__•If so, give date and C!escribe briefly; if not, describe arty intendedcorrunercial use (use back for extended commencs). Date: ,Description:
Payments frOm Oct. 1, 1976 to Sep. 30, 1977: $0. 0 i O:::t. It 1971to Sep. 30, 1978: $0.0 ; Oct. 1, 1978 to Sep. 30, 1979: $0.0 '10/1/79 to 9/30/S0: $0.0; 1O/1/S0 to 9/30/S1: $0.0. 'Has the invention reen put into commercial use un<:ler this license?If so, give date and C!escribe briefly; if not, describe any intende""d---'-commercial use (use back for extended comments). Date: ;Description:
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NSP File Nu:mber:
OMB NO. YY-KU~U~
APPROVAL EXPIRES:STATUS OF NSf-FUNDED It.VE:'-I"TION April 30, 1981
No change from 198074-46 ' Disclosure Date: 2/5/74 Haiver Date:
Status of patent application' if not yet granted:If U.S. patent has l:::een denied or the apPlication-haL"":s::>:re=e.'::n-ao::i'::::a:-:n:"3dC:o'::ne'::d",--':h"'a-O::s',the invention been disclosed in a publication? _
If so: Journal title: --'-_; Date: ~.
FIRST LICENSEE: ~_~_,; Date of license: •
'l'ot<ll license pay:trents to grantee before Oct., I, 1976: $O.::.-!-.O=-- •
PaYiuents frOmOct. I, 1976 to Sep. 30, 1977: $0.0 ; ~. 1, 1977to Sep. 30, 1978: $0.0 ; 9Ct. I, 1978 to Sep. 3D, 1979: $0.0 t10/1/79 to 9/30/80: $0.0; 10/1/80 to 9/30/81: $0.0. ' (See'Has the invention teen put into commercial use U1ider this license? over).If so, give date' and describe briefly; if not, describe any intendedcommercial use (use reck for extended comments). Date: ;Description:
Total license payments to grantee l:::efore Oct. I, 1976: $ --,_,.
SECOND LICENSEE: • Date of license: •-----------' -----
Payments from Oct. 1, 1976 to Sep. '30, 1977: $ ; Q:;t. 1,1977to Sep. 30, 1978: $ '; Oct. I, t978 to Sep. 30" 1979: $ .•
Country of filingBrazilCanadaW. GermanyGreat BritainJapanCanada (Div. )
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Invention Title: 'Spark Source with Regulation of Spark Magnitude by Controlof SparkTiming .
Individual or Organization seeking licensees for invention:
WARF
[ij U.S. Patent Application filed. Date: 3/1776 ; S.N.: 662.891
IJf] U.S. Patent granted. Date: 10/25/77; No.: 4,0.5.5,783
Status of patent application if not yet granted: --..._-._-...._,;_ ___.--,.--'.If u.s. patent has teen' Cenied or the application has been abandoned, hasthe invention teen disclosed in a publication? _
•
•
•
1977i
•
Tot?,l license payments to grantee before oct•. 1, 1976: $0.;;:.,...~O _
Payillents fr6mOct. I, 1976 to Sep. 30, 1977: $0.0 ; OCt. I,to Sep. 30, 1978: $0.0 ; Oct. 1, 1978 to Sep. 30, 1979: $Q.u....J,l0 _
10/1/79 to 9/30/80; $0.0; 10/1/80 to 9/30/81: $0.0. .Has the invention teen put into commercial use wider this license? .,,-_,If so, give date and Cescribe briefly; if not, describe any intendedcommercial use (use back for extended comments). Date: ;Description:
If so: Journal title: ,; Date: ....:
FIRST LICENSEE: · i Date of license: _..:.- '
'SECOND LICENSEE: _-:....... ; Date of license: •
Total license payments 'to grantee before oct. I, 1976: $r ~__•
Payments from Oct. 1, 1976 to Sep. '30, 1977: $. i OCt. 1,1971to Sep. 30, 1978: $ '; Oct. I, '1978 to Sep. 30,.1979: $. •
Has the invention teen put into commercial use under this license? -=-__•If so, give date and Cescribe briefly; if not, describe arty intendedcoll'mercial use (use back for extended comment's). Date: ;Description:
. .
and
•
FORE:IGN PP-.TB.'T Sl'ATUSFiling date Filing No. Date Granted Patent No.
9/9/77 286.403 11/18/80 1,089,926
•
Country of filingCanada
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~'jSP File NUi"'nber:
U~n ~v. 7~-~VJVU
APPROVAL EXPIRES:STATUS OF NSf-FUNDED INVE~jTION April 30> 19Si
, No change from. 198076-122' Disclosure Date: 3/15/76 l-lalver Date:
Status of patent application' if not yet granted: ~_~__~~__~~-'"If U.S. patent has l:::een Cenied or: the application has reen abandoned, hasthe invention l:::een disclosed in a publication? -,-__
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1977
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FOReIGN Pl'.TBoo'T SI'ATUSFiling date Filing lb. Date Granted Patent No.
•
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Country of filing
PaYinents fr6mOct. 1, 1976 to Sep. 30, 1977: $,~O~• .!o!O_---;:,......".....; OCt. 1,to Sep. 30, 1978: $0.0 : Oct. 1, 1978 to Sep. 30, 1979: $,),<0,,-,",0 _10/1/79 to 9/30/80: $0.0; 10/1/80 to 9/30/81: $0.0.Has the invention reen put into commercial use miOOr this license? ...-_-'-'If so, give date and describe brieflYi if not, describe any intendedcommercial use (use l::ack for extend..od COlThnents). Date: ;Description:
If so: Journal title: ; Date: ~
FIRST LICENSEE: : Date of license: '
Total license payments to grantee before Oct. ,1, 1976: $0=.""0 ,
Status of patent application' if not yet granted: •If U.S. patent has l:een' c1enied or the application....has~~rec--e..,..n-ab-.--a-n..."do;--n.,..e.."d-,--;has;--the invention been disclosed in a publication? _
If so: Journal title: ~ -'--_: Date: ...;.
FIRS:!; LICENSEE: ; Date of license: •-----------, -----Total license payments to grantee before Oct•. 1, 1916: SO.;::!...""O ~_,.
•,Payments frem Oct. 1, 1916 to Sep. 30, 1971: $0.0 ; OCt. 1, 1971to Sep. 30, 1978: $0.0 : Oct. 1, 1978 to Sep. 30, 1919: $Q.O '10/1/79 to 9/30/80; $0.0 ; 10/1/80 to 9/30i81: $0.0. .Has the invention reen put into commercial use rnlder this license? ~_--'-'.If so, give date and c1escribe briefly; if not, describe any intendedcoffiITl.ercia1 use (use reck for extended corronents). Date: ;Description:
·SECOND LICENSEE: ~; Date of license: __,...:-__'
Total license payments to grantee before Oct.' 1, 1916: $ ,0
Payments from Oct. 1, 1916 to Sep.30, 1917: $, ; O::t. 1,1917to Sep. 30, 1978: $ .; Oct. 1, '1978 to Sep. 30, 1979: $ --.,;0
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, .
and
Patent No.1068930
FORBIGN PATEt>.'T grAWSFiling date Filing No. Date Granted2/1/77 270,802 1/1/80
•
Countg of filingcanada
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Invention Title: . EthanolProduction from Cellulosic Biomass by Co-cultures ofClostridium Thermocellum and a New Isolate Clostridium ThermohydrosulfuricUlrt
Individual or Organization seeking licensees for invention: Strain 39E
Status of patent application, if not yet granted: Awaiting 1 Sf 0!if.ic~ActiOlfIf U.S. patent has been' c1eriied or the application has reen aban oned, hasthe invention been disclosed in a publication? : '
If so: Journal title: ,i Date: ...:~
FIRSr" LICENSEE: _____________,; Date of license: ,~
Tot;:1l license payrrents to grantee before oct., 1. 1976: $;;0....""O,-- ~
,Payments frOnt oct. i. 1976 to Sep. 30, 1977: $0.0 ; CX:t. 1, 1977to Sep. 30, 1978: $0.0 ; oct. 1, 1978 to Sep. 30, 1979: $0.0. ' .j
10/1/79 to 9/30/80; $0.0; 10/1/80 to 9/30/81: $0.0. 'Has the invention reen put into commercial u~r this license? , ,If so, give date and c1escribe briefly; if not, describe any intendedcommercial use (use l:ack for extended comments). Date: ~
Description:
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Total license payments 'to grantee before oct.' I, 1976: $ -:-_.,
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Payments from Oct. 1, 1976 to Sep. ,3D, 1977: $, f ~t. 1,1977to Sep. 3D, 1978: $ '; oct. 1, t978 to Sep. 30,,1979: $ _ • !
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IandPlease provide above information for further licenses on the back,
check here: • Is invention available to other licensees? "Are you still a,ctively seeking licensees? ,.Yes x No, ,
FOREIGN PP.TEl\'T srAWSCountry of filing Filing date Filing lb. Date Granted Patent No.
Invention Title: ,Bioconversion of Organic Pyrolysis Products to ChemicalFeedstoCks by Novel TeChnology that Employs Acidogenic Bacteria
Individual or Organization seeking licensees for invention:
WARFo U.S. Patent Application filed. Date: 7/23/S1: S.N.:
o U.S. Patent granted. Date: : N::l.: _~ ---:_,.
Status of patent applicatio,; if not yet gr~nte~: Awa irjng 1 sf OWce A ctiottIf U.S. patent has been Clemed or the applJ.catwn has reen abandoned; hasthe invention been disclosed in a publication? _
I
Ij
•
•
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1977
.',
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Total license payments to grantee before Oct. 1, 1976: $0.0=-"-------
Payments frOm Oct. I, 1976 to Sep. 30, 1977: $0.0 ~ OCt. 1,to Sep. 3D, 1978: $0.0 : OCt. I, 1978 to Sep. 30, 1979: $""O~.0,-<-__10/1/79 to 9/30/S0: $0.0; 10/1/S0 to 9/30LS1: $0.0. '
Has the invention reen put into commercial use utloor this license?If so, give date and Clescribe bdefly; if not, describe any intende'd"--commercial use (use I:::ack for extended comments). Date: ~
Description:
If so: Journal title: ; Date:------------- ----FIRST LICENSEE: ; Date of license:
---~------- -----
SECOND LICBNSEE: ,: Date of license: ---C.
Total license payments to grantee before Oct. I, 1976: $ ,.
PayIr..ents from oct. I, 1976 to Sep.30, 1977: $, ~ OCt. 1,1977to Sep. 30, 1978: $ : Oct. I, 1978 to Sep. 30, 1979: $ ,.
Has the invention been put into commercial use under this license? ?T"--'
If so, give date and Clescribe briefly; if not, describe any intendedcommercial use (use back for extended comments). Date: ;Description:
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•
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FOREIGN PATlli"T srAWSCountry of filing Filing date Filing lb. Date Grfu"1ted Patent No.
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