WIRM (Wholesale Investor Management) allows users to maintain the register of Wholesale Investors and for certain wholesale types also manage certificates associated with the wholesale investor. WIRM supports standard CONNECT Data access controls. Users will only be able to view client data that they have access to, based on their user set up in CONNECT. Features and Benefits Key features and benefits of WIRM are: 1. Tag Clients – Users will be able to tag clients as Wholesale or Retail. If they are wholesale a qualification type will outline how they have qualified as wholesale. This information will be visible in DART. 2. View and Maintain Wholesale Investor Register – CONNECT data access controls ensure that the user can only view the clients that they have access to. 3. View and maintain certificates associated with Wholesale Investors – attaching certificates to clients and uploading certificates into CONNECT Docs for review. 4. Certificate Expiry Management – generate reports and alerts for certificates which have expired and are about to expire. 5. Wholesale Investor Reporting, Mailing Lists and Distribution Lists. WIRM
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WIRM (Wholesale Investor Management) allows users to maintain the register of Wholesale
Investors and for certain wholesale types also manage certificates associated with the wholesale
investor. WIRM supports standard CONNECT Data access controls. Users will only be able to view
client data that they have access to, based on their user set up in CONNECT.
Features and Benefits
Key features and benefits of WIRM are:
1. Tag Clients – Users will be able to tag clients as Wholesale or Retail. If they are wholesale a qualification type will outline how they have qualified as wholesale. This information will be visible in DART.
2. View and Maintain Wholesale Investor Register – CONNECT data access controls ensure that the user can only view the clients that they have access to.
3. View and maintain certificates associated with Wholesale Investors – attaching certificates to clients and uploading certificates into CONNECT Docs for review.
4. Certificate Expiry Management – generate reports and alerts for certificates which have expired and are about to expire.
5. Wholesale Investor Reporting, Mailing Lists and Distribution Lists.
WIRM
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