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HUAWEI TECHNOLOGIES CO., LTD.
www.huawei.com
Huawei Confidential
2013/6/11
WiMAX Principle and
Key Technology
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WIMAX Key Technology2
1 WIMAX Overview
Content
Content
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Cellular Network (GSM, CDMA, UMTS, )
Fixed Network (xDSL, )
BWA (WiMAX 802.16e, )
1 10 1000,01 0,1Bandwidth
(Mb/s)
Fixed
W
alk/Vehicle
High Speed
SubUrban-incar
Personal
Urban fixed
Mobility
On foot
Urban-incar
Nomadic
What WiMAX can do?
Mobile WiMAX can meet both Mobility and Broadband Access!
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Canada2.3/2.5GHz
3.5/5GHz
USA1.5/2.3GHz
2.5/5GHz
C & SA2.5/3.5GHz
5GHz
ME & A
3.5GHz5GHz
Europe3.5GHz
5GHz
Russia2.3/2.5/3.5GHz
5GHz
Asia Pacific2.3/3.3/3.5GHz
5GHz
Each geographical region defines and regulates its own set of licensed and
license-exempt bands, as shown in the previous figure.
WiMAX global applications are mainly used in 2.3G, 2.5GHz, 3.5GHz, and
5.8GHz frequency bands, of which 5.8GHz is a license-exempt band.
Spectrum by Region
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SS: Subscriber Station
ASN: Access Service Network
CSN: Connectivity Service Network
NSP:Network Service Provider
NAP:Network Access Provider
ASP: Application service provider
WiMAX Network Structure
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WIMAX Key Technology2
1 WIMAX Overview
ContentContent
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WiMAX key technology
QOS & Mobility
OFDM/OFDMA MIMO Scalable Channel Bandwidth
NBTS
Multi-element
Transmitter
M
MS
Multi-element
Receiver
AMC & HARQ
64QAM
16QAM
From 1MHz to 20MHz
D D D U UD D D
D Downlink U Uplink
Spectrally-Efficient TDD
QPSK
Various WiMAX Key Technology configuration affect network planning increase network complexity
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OFDM/OFDMA introduction(1) OFDM
OFDM = Orthogonal Frequency Division
Multiplexing
Belongs to a family of transmission schemes
called multi-carrier modulation
OFDM dividing a high-bit-rate data stream into
several parallel lower bit-rate streams and
modulating each stream on separate carriers -
often called sub carriers
Low rate signals have large symbol periods,
which make OFDM signal resistant to multi-
path delay spread
OFDM use Fast Fourier Transform (FFT)
to allow overlap in frequency of
individual narrowband signals
More efficient than conventional multi-
carrier Guard
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OFDM/OFDMA introduction(2)
OFDMA is the foundation for 4G
1. OFDMA is a multi-carrier system
2. Available bandwidth is divided into many narrow bands ( sub - carrier )
3. OFDMA divide these sub-carriers into N Groups ( sub -Channel )4. Data is transmitted in parallel on these sub-Channels
OFDM Vs OFDMA
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OFDMA Permutations
Different ways of dividing the sub carriers to sub
channels in protocol are called Permutations
Main permutations:
FUSC - Full Usage of Sub-channels (downlink only )
Achieves best frequency diversity by
spreading tones over entire band
Distributed permutations
PUSC - Partial Usage of Sub channels (uplink & downlink) / Distributed permutations
Groups tones into tiles/clusters to enable fractional frequency re-use
Still has distribution of tones across band for each sub-channel
AMC - (or Band AMC) Adaptive Modulation and Coding (UL & DL) /
Adjacent Sub-carrier Permutation
Uses adjacent tones for each sub-channel for use with beam forming
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Sub-carrier Allocation
Pilot sub-carrier Data sub-carrier
Guard sub-carrier
DC sub-carrier
10MHz*(28/25)=10.94KHz*1024
DL-PUSC
Parameters Values
System Bandwidth(MHz) 5 10
FFT Size(Nfft) 512 1024
Number of Guard Subcarriers 91 183
Number of Cluster/Subchannels 15 30
Number of Used Subcarriers 420 841
Number of Data Subcarriers 360 720
Number of Pilot Subcarriers 60 120
UL-PUSC
Parameters Values
System Bandwidth(MHz) 5 10
FFT Size(Nfft) 512 1024
Number of Guard Subcarriers 91 183
Number of Cluster/Subchannels 17 35
Number of Used Subcarriers 420 841
Number of Data Subcarriers 272 560
Number of Pilot Subcarriers 136 280
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OFDMA Frame Structure
OFDMA frame is a time-frequency two-dimensional structure. The x axis is the time and the y axis is
frequency
TTG and RTG are the time intervals between the downlink sub-frame and uplink sub-frame
The minimum unit of the time is symbol. There are totally 48 symbols per frame
The minimum unit of the frequency is sub channel, there are totally 30 sub channels DL and 35 UL
DL Sub-frame TTG UL Sub-frame RTGLast Frame
frequency
Time
Next Frame
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R=1/2 X1 -X2*X2 X1*
X4
X3
X2
X1
Matrix A
Matrix B
QPSK
16QAM
64QAM
R=2/3
R=4/5
MIMO
MIMO in WiMAX system Exploit multiple antennas at both transmitter and receiver side to transmit and receive
multiple parallel data stream. Also adopt spacial multiplexing. Without increased broadband MIMO technology can improve system capacity, frequency
utilization and data transmit rate.
MIMOMultiple Input Multiple Output
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Supported to provide transmit
diversity and reduce fading
margin by 2-8dB depending on
the environment &terminal
antenna number
STTD: Space Time Transmit Diversity
Compare with SISO, MIMO 22 can improve the coverageradius about 40%~60%
Support fixed and mobile service
One dual-polarization antenna can support 2T2R MIMO
Can support single or dual antenna terminal
MIMO Matrix A-2T2R
800
MHZ
1T2R 2T2R1T1R
X1
X2 X1*
-X2*
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SM: Spatial Multiplexing
With 2x2 MIMO, the DL user and
sector peak data rate are
theoretically doubled. But 1.3~1.6
times than SISO is realizable.
SM: Each signal may convey different data to the same or different users, thus increase
the capacity.
Sector throughput, peak data rate and spectrum efficiency can be improved
Single antenna SS can support UL collaborative SM
UL collaborative SM (Virtual MIMO) can not increase the peak data rate of users, but
can improve the UL sector throughput (about 20~30%)
MIMO Matrix B-2T2R
X4
X3
X2
X1
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Adaptive MIMO Switch
STC mode at the cell
edge, to improve
coverage
SM mode at the cell
center, to improve
system throughput
Works on SM or STCmode based on CINR
level
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MS
Tx /Rx
Tx /Rx
Tx/Rx
Tx/Rx
MIMO 4T4R
Huawei DBS3900 can support MIMO 4x4 (4Tx
antenna,4 Rx antenna)
Near2.5 dBPB3 channel of coverage gain can be
obtained using MIMO 4Rx compared with MIMO 2Rx
Coverage radius increase 15~20 thank to2.5dB
additional diversity gain of MIMO 4T4R
MS
BS
Tx /Rx
Tx /Rx
UL_PUSC_PB3_QPSK12_Float
HARQReTransDelay=10
1.00E-05
1.00E-04
1.00E-03
1.00E-02
1.00E-01
1.00E+00
-4 -2 0 2 4 6 8 10
SNR
RCT_test_point 1X1 1X2_MRC_HARQ0
1X2_M RC_ HA RQ1 1X2_ MRC_ HA RQ2 1X2_ MRC_ HA RQ 3
1X4_MRC
PER
2.5dB
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Multipath effect will make different phases for one signal so that the compound signal
will be offset or reduced. The CINR will be lower since the multipath effect is there.
This situation occurs especially at the cell edge
BF is a technology which through adjusting different signals phasebefore transmitting
to get the same signal phases at the receiver, it adjusts the phase base on the
estimate of the UL channel status, So it can improve the signal quality for the special
user
BF brings 25% increment of border user throughput and 10% increment of sector
throughput
BF can obtain additional 3~4dB coverage gain at DL compared with MIMO Matrix A
4T4R MIMO A/B+BF (Beamforming)
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Huawei MIMO Evolution Roadmap
WiMAX industry development roadmap is from MIMO Matrix-A&B to MIMO-BF;
MIMO antenna technology is the basis for all 4G standards
MIMO 2T2R
Matrix-A
Adaptive
Matrix-A&B
MIMO 4T4RMIMO 4T4R
Beamforming
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Variable theoretical
TDD Ratio =35:12CCH Overhead: 7symbols(DL),
3symbols(UL)
Data symbol: DL:UL=28:9
1 2 3 4 5 6 7 8 33 34 35 36 37 38 39 40 47 48
DL-CCH DL-Data TTG UL-CCH UL-Data
TDD Ratio=29:18
CCH Overhead:7symbols(DL),
3symbols(UL)
Data symbol: DL:UL=22:15
DL-CCH DL-Data TTG UL-CCH UL-Data
1 2 3 4 5 6 7 8 27 28 29 30 31 32 33 34 47 48
Main TDD ratios supported by Industry products : (35: 12), (32 : 15), (29 : 18), (26 : 21)
More symbols, higher throughput
Select the TDD ratio for each network base on the throughput requirement of DL and UL
TDD: Time Division Duplex
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AMC: Adaptive Modulation and Coding
16QAM
64QAM
QPSK
25%~30%
65%~70%
DL modulation and coding type:
QPSK1/2, QPSK3/4
16QAM1/2, 16QAM3/464QAM1/2, 64QAM2/3, 64QAM3/4, 64QAM5/6
UL modulation and coding type:
QPSK1/2, QPSK3/4
16QAM1/2, 16QAM3/4
Peak throughput
Average throughput
Name Modulation And Efficiency Channel Coding Rate Bearer Efficiency (bits/symbol)
QPSK 1/2 QPSK 2 0.5 1
QPSK 3/4 QPSK 2 0.75 1.5
16QAM 1/2 16QAM 4 0.5 2
16QAM 3/4 16QAM 4 0.75 3
64QAM 1/2 64QAM 6 0.5 3
64QAM 2/3 64QAM 6 0.67 4
64QAM 3/4 64QAM 6 0.75 4.5
64QAM 5/6 64QAM 6 0.833 5
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Known number : bits data per symbol per carrier
frame length (5 millisecond)
Throughput = (modulation efficiency * coding efficiency * number of data symbols per frame
* number of data sub carriers per frame) / duration of each frame
Site Capacity Calculation - Concept
47 symbols for DL
sub-frame and UL
sub-frame. wetake 7 symbols for
common message
at DL and 3
symbols at UL.
Example: TDD
ratio 35:12,
symbols for data is
28 DL and 9 UL
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Mobile WIMAX PHY Data Rates with PUSC Sub-Channel
Parameter Downlink Uplink Downlink Uplink
System Bandwidth 5MHz 10MHz
FFT Size 512 1024
Null Sub-Carriers 92 104 184 184
Pilot Sub-Carriers 60 136 120 280
Data Sub-Carriers 360 272 720 560
Sub-Channels 15 17 30 35
For the PUSC permutation mode, each sub-channel includes 24 data sub-carriers DL and 16 data sub-
carriers UL. Different channel bandwidth can directly affect the single-site throughput. The number of sub-channels
assigned to single user directly affect the single-user throughput.
Site Capacity Calculation - Concept
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Site Capacity Calculation-PHY Layer
Fixed parameters:
DL-PUSC: The number of sub-channels is 30. Each sub-channel includes 24 data sub-carriers
UL-PUSC: The number of sub-channels is 35. Each sub-channel includes 16 data sub-carriers
Assumption condition:
The channel bandwidth is 10MHz.
The TDD scale time is DL:UL = 35:12.
The downlink modulation mode is 64QAM, and the coding mode is 5/6.
Uplink modulation mode is 16QAM, and the coding mode is 3/4.Calculation:
DL-PUSC throughput per sector
= number of sub-channels * data sub-carriers per sub-Channel * number of symbols
* Modulation Efficiency * coding Efficiency / duration of each frame
= 30*24*(35-7)*6*(5/6)/(5/1000)
= 20.16MbpsUL-PUSC throughput per sector = 35*16*4*(3/4)/(5/1000)
= 3.36Mbps
MAC efficiency is about 90% of the PHY throughput
The theoretical peak throughput can be doubled when Use MIMO B DL and CSM UL
Case:
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