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WiMAX 16e Principle and Key Technology

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    HUAWEI TECHNOLOGIES CO., LTD.

    www.huawei.com

    Huawei Confidential

    2013/6/11

    WiMAX Principle and

    Key Technology

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 2

    WIMAX Key Technology2

    1 WIMAX Overview

    Content

    Content

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 4

    Cellular Network (GSM, CDMA, UMTS, )

    Fixed Network (xDSL, )

    BWA (WiMAX 802.16e, )

    1 10 1000,01 0,1Bandwidth

    (Mb/s)

    Fixed

    W

    alk/Vehicle

    High Speed

    SubUrban-incar

    Personal

    Urban fixed

    Mobility

    On foot

    Urban-incar

    Nomadic

    What WiMAX can do?

    Mobile WiMAX can meet both Mobility and Broadband Access!

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 5

    Canada2.3/2.5GHz

    3.5/5GHz

    USA1.5/2.3GHz

    2.5/5GHz

    C & SA2.5/3.5GHz

    5GHz

    ME & A

    3.5GHz5GHz

    Europe3.5GHz

    5GHz

    Russia2.3/2.5/3.5GHz

    5GHz

    Asia Pacific2.3/3.3/3.5GHz

    5GHz

    Each geographical region defines and regulates its own set of licensed and

    license-exempt bands, as shown in the previous figure.

    WiMAX global applications are mainly used in 2.3G, 2.5GHz, 3.5GHz, and

    5.8GHz frequency bands, of which 5.8GHz is a license-exempt band.

    Spectrum by Region

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 6

    SS: Subscriber Station

    ASN: Access Service Network

    CSN: Connectivity Service Network

    NSP:Network Service Provider

    NAP:Network Access Provider

    ASP: Application service provider

    WiMAX Network Structure

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 7

    WIMAX Key Technology2

    1 WIMAX Overview

    ContentContent

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 8

    WiMAX key technology

    QOS & Mobility

    OFDM/OFDMA MIMO Scalable Channel Bandwidth

    NBTS

    Multi-element

    Transmitter

    M

    MS

    Multi-element

    Receiver

    AMC & HARQ

    64QAM

    16QAM

    From 1MHz to 20MHz

    D D D U UD D D

    D Downlink U Uplink

    Spectrally-Efficient TDD

    QPSK

    Various WiMAX Key Technology configuration affect network planning increase network complexity

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 9

    OFDM/OFDMA introduction(1) OFDM

    OFDM = Orthogonal Frequency Division

    Multiplexing

    Belongs to a family of transmission schemes

    called multi-carrier modulation

    OFDM dividing a high-bit-rate data stream into

    several parallel lower bit-rate streams and

    modulating each stream on separate carriers -

    often called sub carriers

    Low rate signals have large symbol periods,

    which make OFDM signal resistant to multi-

    path delay spread

    OFDM use Fast Fourier Transform (FFT)

    to allow overlap in frequency of

    individual narrowband signals

    More efficient than conventional multi-

    carrier Guard

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 10

    OFDM/OFDMA introduction(2)

    OFDMA is the foundation for 4G

    1. OFDMA is a multi-carrier system

    2. Available bandwidth is divided into many narrow bands ( sub - carrier )

    3. OFDMA divide these sub-carriers into N Groups ( sub -Channel )4. Data is transmitted in parallel on these sub-Channels

    OFDM Vs OFDMA

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 11

    OFDMA Permutations

    Different ways of dividing the sub carriers to sub

    channels in protocol are called Permutations

    Main permutations:

    FUSC - Full Usage of Sub-channels (downlink only )

    Achieves best frequency diversity by

    spreading tones over entire band

    Distributed permutations

    PUSC - Partial Usage of Sub channels (uplink & downlink) / Distributed permutations

    Groups tones into tiles/clusters to enable fractional frequency re-use

    Still has distribution of tones across band for each sub-channel

    AMC - (or Band AMC) Adaptive Modulation and Coding (UL & DL) /

    Adjacent Sub-carrier Permutation

    Uses adjacent tones for each sub-channel for use with beam forming

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 12

    Sub-carrier Allocation

    Pilot sub-carrier Data sub-carrier

    Guard sub-carrier

    DC sub-carrier

    10MHz*(28/25)=10.94KHz*1024

    DL-PUSC

    Parameters Values

    System Bandwidth(MHz) 5 10

    FFT Size(Nfft) 512 1024

    Number of Guard Subcarriers 91 183

    Number of Cluster/Subchannels 15 30

    Number of Used Subcarriers 420 841

    Number of Data Subcarriers 360 720

    Number of Pilot Subcarriers 60 120

    UL-PUSC

    Parameters Values

    System Bandwidth(MHz) 5 10

    FFT Size(Nfft) 512 1024

    Number of Guard Subcarriers 91 183

    Number of Cluster/Subchannels 17 35

    Number of Used Subcarriers 420 841

    Number of Data Subcarriers 272 560

    Number of Pilot Subcarriers 136 280

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 13

    OFDMA Frame Structure

    OFDMA frame is a time-frequency two-dimensional structure. The x axis is the time and the y axis is

    frequency

    TTG and RTG are the time intervals between the downlink sub-frame and uplink sub-frame

    The minimum unit of the time is symbol. There are totally 48 symbols per frame

    The minimum unit of the frequency is sub channel, there are totally 30 sub channels DL and 35 UL

    DL Sub-frame TTG UL Sub-frame RTGLast Frame

    frequency

    Time

    Next Frame

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 14

    R=1/2 X1 -X2*X2 X1*

    X4

    X3

    X2

    X1

    Matrix A

    Matrix B

    QPSK

    16QAM

    64QAM

    R=2/3

    R=4/5

    MIMO

    MIMO in WiMAX system Exploit multiple antennas at both transmitter and receiver side to transmit and receive

    multiple parallel data stream. Also adopt spacial multiplexing. Without increased broadband MIMO technology can improve system capacity, frequency

    utilization and data transmit rate.

    MIMOMultiple Input Multiple Output

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 15

    Supported to provide transmit

    diversity and reduce fading

    margin by 2-8dB depending on

    the environment &terminal

    antenna number

    STTD: Space Time Transmit Diversity

    Compare with SISO, MIMO 22 can improve the coverageradius about 40%~60%

    Support fixed and mobile service

    One dual-polarization antenna can support 2T2R MIMO

    Can support single or dual antenna terminal

    MIMO Matrix A-2T2R

    800

    MHZ

    1T2R 2T2R1T1R

    X1

    X2 X1*

    -X2*

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 16

    SM: Spatial Multiplexing

    With 2x2 MIMO, the DL user and

    sector peak data rate are

    theoretically doubled. But 1.3~1.6

    times than SISO is realizable.

    SM: Each signal may convey different data to the same or different users, thus increase

    the capacity.

    Sector throughput, peak data rate and spectrum efficiency can be improved

    Single antenna SS can support UL collaborative SM

    UL collaborative SM (Virtual MIMO) can not increase the peak data rate of users, but

    can improve the UL sector throughput (about 20~30%)

    MIMO Matrix B-2T2R

    X4

    X3

    X2

    X1

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 17

    Adaptive MIMO Switch

    STC mode at the cell

    edge, to improve

    coverage

    SM mode at the cell

    center, to improve

    system throughput

    Works on SM or STCmode based on CINR

    level

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 18

    MS

    Tx /Rx

    Tx /Rx

    Tx/Rx

    Tx/Rx

    MIMO 4T4R

    Huawei DBS3900 can support MIMO 4x4 (4Tx

    antenna,4 Rx antenna)

    Near2.5 dBPB3 channel of coverage gain can be

    obtained using MIMO 4Rx compared with MIMO 2Rx

    Coverage radius increase 15~20 thank to2.5dB

    additional diversity gain of MIMO 4T4R

    MS

    BS

    Tx /Rx

    Tx /Rx

    UL_PUSC_PB3_QPSK12_Float

    HARQReTransDelay=10

    1.00E-05

    1.00E-04

    1.00E-03

    1.00E-02

    1.00E-01

    1.00E+00

    -4 -2 0 2 4 6 8 10

    SNR

    RCT_test_point 1X1 1X2_MRC_HARQ0

    1X2_M RC_ HA RQ1 1X2_ MRC_ HA RQ2 1X2_ MRC_ HA RQ 3

    1X4_MRC

    PER

    2.5dB

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 19

    Multipath effect will make different phases for one signal so that the compound signal

    will be offset or reduced. The CINR will be lower since the multipath effect is there.

    This situation occurs especially at the cell edge

    BF is a technology which through adjusting different signals phasebefore transmitting

    to get the same signal phases at the receiver, it adjusts the phase base on the

    estimate of the UL channel status, So it can improve the signal quality for the special

    user

    BF brings 25% increment of border user throughput and 10% increment of sector

    throughput

    BF can obtain additional 3~4dB coverage gain at DL compared with MIMO Matrix A

    4T4R MIMO A/B+BF (Beamforming)

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 20

    Huawei MIMO Evolution Roadmap

    WiMAX industry development roadmap is from MIMO Matrix-A&B to MIMO-BF;

    MIMO antenna technology is the basis for all 4G standards

    MIMO 2T2R

    Matrix-A

    Adaptive

    Matrix-A&B

    MIMO 4T4RMIMO 4T4R

    Beamforming

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 21

    Variable theoretical

    TDD Ratio =35:12CCH Overhead: 7symbols(DL),

    3symbols(UL)

    Data symbol: DL:UL=28:9

    1 2 3 4 5 6 7 8 33 34 35 36 37 38 39 40 47 48

    DL-CCH DL-Data TTG UL-CCH UL-Data

    TDD Ratio=29:18

    CCH Overhead:7symbols(DL),

    3symbols(UL)

    Data symbol: DL:UL=22:15

    DL-CCH DL-Data TTG UL-CCH UL-Data

    1 2 3 4 5 6 7 8 27 28 29 30 31 32 33 34 47 48

    Main TDD ratios supported by Industry products : (35: 12), (32 : 15), (29 : 18), (26 : 21)

    More symbols, higher throughput

    Select the TDD ratio for each network base on the throughput requirement of DL and UL

    TDD: Time Division Duplex

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 22

    AMC: Adaptive Modulation and Coding

    16QAM

    64QAM

    QPSK

    25%~30%

    65%~70%

    DL modulation and coding type:

    QPSK1/2, QPSK3/4

    16QAM1/2, 16QAM3/464QAM1/2, 64QAM2/3, 64QAM3/4, 64QAM5/6

    UL modulation and coding type:

    QPSK1/2, QPSK3/4

    16QAM1/2, 16QAM3/4

    Peak throughput

    Average throughput

    Name Modulation And Efficiency Channel Coding Rate Bearer Efficiency (bits/symbol)

    QPSK 1/2 QPSK 2 0.5 1

    QPSK 3/4 QPSK 2 0.75 1.5

    16QAM 1/2 16QAM 4 0.5 2

    16QAM 3/4 16QAM 4 0.75 3

    64QAM 1/2 64QAM 6 0.5 3

    64QAM 2/3 64QAM 6 0.67 4

    64QAM 3/4 64QAM 6 0.75 4.5

    64QAM 5/6 64QAM 6 0.833 5

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 23

    Known number : bits data per symbol per carrier

    frame length (5 millisecond)

    Throughput = (modulation efficiency * coding efficiency * number of data symbols per frame

    * number of data sub carriers per frame) / duration of each frame

    Site Capacity Calculation - Concept

    47 symbols for DL

    sub-frame and UL

    sub-frame. wetake 7 symbols for

    common message

    at DL and 3

    symbols at UL.

    Example: TDD

    ratio 35:12,

    symbols for data is

    28 DL and 9 UL

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    HUAWEI TECHNOLOGIES CO., LTD. Huawei Confidential Page 24

    Mobile WIMAX PHY Data Rates with PUSC Sub-Channel

    Parameter Downlink Uplink Downlink Uplink

    System Bandwidth 5MHz 10MHz

    FFT Size 512 1024

    Null Sub-Carriers 92 104 184 184

    Pilot Sub-Carriers 60 136 120 280

    Data Sub-Carriers 360 272 720 560

    Sub-Channels 15 17 30 35

    For the PUSC permutation mode, each sub-channel includes 24 data sub-carriers DL and 16 data sub-

    carriers UL. Different channel bandwidth can directly affect the single-site throughput. The number of sub-channels

    assigned to single user directly affect the single-user throughput.

    Site Capacity Calculation - Concept

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    Site Capacity Calculation-PHY Layer

    Fixed parameters:

    DL-PUSC: The number of sub-channels is 30. Each sub-channel includes 24 data sub-carriers

    UL-PUSC: The number of sub-channels is 35. Each sub-channel includes 16 data sub-carriers

    Assumption condition:

    The channel bandwidth is 10MHz.

    The TDD scale time is DL:UL = 35:12.

    The downlink modulation mode is 64QAM, and the coding mode is 5/6.

    Uplink modulation mode is 16QAM, and the coding mode is 3/4.Calculation:

    DL-PUSC throughput per sector

    = number of sub-channels * data sub-carriers per sub-Channel * number of symbols

    * Modulation Efficiency * coding Efficiency / duration of each frame

    = 30*24*(35-7)*6*(5/6)/(5/1000)

    = 20.16MbpsUL-PUSC throughput per sector = 35*16*4*(3/4)/(5/1000)

    = 3.36Mbps

    MAC efficiency is about 90% of the PHY throughput

    The theoretical peak throughput can be doubled when Use MIMO B DL and CSM UL

    Case:

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    Thank youwww.huawei.com