William M Nickerson Financial Disclosure Report for 2010

8/3/2019 William M Nickerson Financial Disclosure Report for 2010

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~010Roy. 1 /2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Repor t Required by the Eth ics

in Government Ac t o f 19 78(5 U.S.C. app . 101-111)

I . Person Rep or t ing ( las t name, f i r s t , middle Ini t ia l) 2. Court or Organiza t ion 3. Date of Repor tNick e rs on , Wi l l i a m M , M a r y l a n d 05/11/2011

5a. Repor t Type (check approp r iate type). Title (Article 111 Judges Indicate active or senior status;magistrate judges indicate hil l- or part-t lme)U.S. D is t r ic t Judge , Senior St

7. Chambers or Office Address

1 0 1 W . L o m b a r d S h e e tBal t imore MD 21201

] N o m i n a t i o n , D a t e[] Initial [] Annual [] Haal5b. [] Amended Report

6, Repor t ing Per iod01]01 /2010to12/3112010

8.On the basis of the Information contained In this Report and anymodificatluns pertahdng thereto, it Is, In my opinion, In compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n * .

Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE bo x for each par t where you ha ve no reportable informat ion. S ign on las t page .

I . P O S I T I O N S . ~ , ~ ,p o ,,~ i ndh, ldua l on&; * e e p p . 9 - 1 3 n f f i ll n g tn,t,,ct io#,.)~ NONE O V o repor table pos i t i ons. )

P O SII]O N N A M E O F O R G A N IZ A T IO N /E N T IT Y

I I . AG REEMENT S. c~,~.o.i.zD (No repor tab le agreements . )O NE

D A T EI . 12/6/93 Sta te of Md. Judic ia l Pension P lan;

P A R T I E S A N D T E R M S


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FINANCIAL DISCLOSURE REPORTPage 2 of 11

~ a m e o f P e r s o n R e p o r t in gN l c k e r s o n , W i l li a m M .

D a t e o f R e p o r t05/11/201 [

I I I . N O N - I N V E S T M E N T I N C O M E . ( R o p o rt l n Z in d i~ ld , ,a t* . ~s ~o ~ . ;s ee ~ , p , 17-24 of fillng instructions.)A. F i l e r s N o n - I n v e s t m e n t I n c o m eD N O N E ( ~V o reportable non-investment income.)

D A T E SOURCE AND TYPE INCOME(you rs , no t s pou s e s )1 . month ly Sta te of Md, Judic ia l Pension P lan $29,727 .362.

3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - I f y oa w ere m arr ied d u r ing any p or t ion o f th e rep or t ingy ear , comp le te th i s sec t imt( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a . )

N O N E ( N o r e p o r t a b le n o n - i n v e s tm e n t i n c o m e . )DATE .~OURCE AND TYPE

1 .2.

3.

4.

IV. REIMBURSEM ENTS -( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t h i t d r e n , " s e e p p . 2 5 - 2 7 o f f il i n g i m t r u c t i o n s . )~- ~ N O N E ( N o reportable reimbursemen ts .)

, ~ O U R C E ~ LOCATION P U P . P O S E ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 1

N~ m e o f Pe r s on R epor t i ngN i c k e r s o n , W i l l ia m 5 I .

D a t e o f R e p o r t05111/2011

V . G I F T S . a ~ , . t , ,a e s , h o , . e ~ o ~ . ~ o , , ~ , o n a a , p ~ d ~ n t c h i l d r e n ; s e e p p . 2 8 - 3 1 o f f i li n g i n s t r u c t i o n s . )N O N E ( N o reportable g~s.)

SOURCE DESCRIPTIONI.2.3.4.

5.

~-] N O N E I W o reportable liabilities.)CREDITOR DESCRIPTION

1 .2.3.4 .5.

VALU~CODE


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N a m e of Person Repor t ingNic ker son , V , q l l i am M .

D a t e o f R e p o r t05/1112011

V I I . I N V E S T M E N T S a n d T R U S T S - i.eo.,~, v,,tu., IransactionsD NOIq-E (No repo rtable income, assets , or transactions . )

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o dE a c " ( X ) " a f te r e a c h a s s e t A m o u n t T y p ee x e m p t f r o m p r i o r d i s c lo s u r e C o d e l d [ v . , r e n t ,( A - H ) o r i n t . )

I. Br is to l Myer s Squ ibb cmn2. C h e v r o n T e xa c o C o r p . f o r m e r ly C h e v r o nCorp. cmn3. C o c a C o la C o . c m n4. Co l g a t e P a l mo l i v e Co . e mn5, D ia m o n d Of f s h o r e D r i l l in g C o . c m n6. DuPo n t , E . 1 .7. Equifax Inc . cmn8. Genera l E lec tr ic Co. cmn9. Genera l Mil ls Inc . gmnI0 . Johnson &. Johnson cmn1 1 . Merck & Co . , Inc . cmn

1 2 . Pitney Bowes, lnc . cmn1 3 . P r o c t er & G a m b le C o . c m n

1 4 . M u tu a lS h a r e s F u n d1 5 . C o n s t e I l a t i o n E n e r g y

1 6 . Cheese cake Fac tory Inc . cmn1 7 . Jones Grp cmn (Former ly Jones Appa re l )

B D iv id e n dB D iv id e n dB D iv id e n dB D iv id e n dA D iv id e n dA D iv id e n dA D iv id e n dB D iv id e n dB D iv id e n dC D iv id e n dA D iv id e n dA D i v i d e n dA D iv id e n dA D i v i d e n dA D i v i d e n d

N o n eA D iv id e n d

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d( 1 ) (~)Value ValueC o d e 2 M e t h o d

( J - P ) C o d e 3( Q . W )

K TL TL TM TK TJ TK TK TL TL TK TJ TJ TJ TJ T

K TJ T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(0 (~) O) (4) (~ )

T y p e { e . g . , D a t e Value Gain I d e n t i , y o fbuy, sell , m m / dd / y i Code 2 C o d e 1 buyer/sellerr e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

t r a n s a c t i o n )

I . Incom e Gai n C odes : A = 1 ; I . 0 0 0 o r b e s s B = $ 1 , ~ 0 1 - 1 ; ; 2 ,5 0 0 C =$2 . 501 - $5, 000 D = 1 ; 5 , 0 0 1 - $ 1 5 , 0 0 0( S e ~ Columm B 1 a nd D 4) F = $ 5 0 . ~ 1 - $ [ 0 0 , ~ 0 G =$t00,~1 -$l ,0O0,000 H I = S ] , ~ , O 0 t - $ 5 , 0 0 0 . ~ 0 H2 =M or t I ha n $5 ,000 ,~02. V~ue Code s J = ~ I 5 , 0 0 0 o r I s s K =$ [ 5 , 001 - $ 50, ~0 L ~ S 50,001 ~ 100,0~ M =(S ee Co lum ns C I an d D 3} N =$ 25 0.~ I - SS0 O.0 00 O =$ 500 .~1 - $ I ,~ ,000 P 1 =$1.0~.00 t - $5,000,000 P2 -$~.000,001 - $25.000.~

P3 =I;25,000,001 - $~0,000,000 P4 =More than~. Va lue Me th~ Code s Q - A p p ~ i sa l R =Cost (Real Estate OnIy~ S -Assgssm er . t T ~ a s h M a r k e t( S e ColumnC2} U = B o o k V~lue V = O l h e r W =Est i m at ed

E = ~ 1 5 , 0 1 3 1 - S f 0 , 0 0 0


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N J m e o f P e r s o n R e p o r t in gNickerson, William M.

D a t e o f R e p o r t0 5 1 1 t / 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S - in , o~,e , vo , ,o , t ran sac t ionsN OIqE (N o r e p o r t ab l e i n c o m e , as s e t s, o r tr an s a c t i o n s . )

D e s c r , p t i o n o f A s s e t s I n c o m e d u r i ng( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(1) (~)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 d i v . , r e n t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (~)Value Value

C o d e 2 M e t h o d( J - P ) C o d e 3

( Q - W )

Do

T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d(1) ( 2 ) ( 3 ) ( 4 ) (})T y p e ( e . g . , D ~e Value G a i n I d e n t i t y o fb u y , s e l l, mm/dd/)7 C o d e 2 C o d e 1 b u y e r / s e ! l e rr e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

t r a n s a c J o n )

- Chevron Corp .- D e w C h e m ic a l Gen Elec t Co- E xxo n M o b i l C a r p

1 8 . T.R.P. l~Id . Tax F ree Bond1 9 . T . R , P . T a xE xe m p t M / M20 . J P Morgan - T rus tj21." . J P Morgan US (FormDolla rPr inc ipa lDeposit Sweep InstT2 2 . . .1P M o r g a n S ho r t Te r m M u n . B d . F d .23 . - V e r i z o n C o m m u n ic a t io n s24 .25 .26 .27 .28 .29 .30 .31 .32 .

33 .34 .

- J F M o r g a n C o r e B o n d S e l F id F u n d- Alt r ia Group , Inc .- Am er ican E lec tr ic Power Co, Inc .- B a n k o f A m e r ic a C a r p ( F o r m e r ly N e w) B o e in g C o .

-Bristol Meyers Squibb Co- Consol ida ted Edison, Inc .

D iv id e n dD iv id e n d

Dis t r ibu t ion

LM

PI

T

T

T

Bu y ! 1/23/09 N

Sold 11/25/09 L( p r o )

Sold 11/25/09 K(part)

B uy 11/25/09 K(add l )

Bu y 11/25/09 K

1 . I ncome G a i n C o d e s : A = $1 .000 o r l ess B =$1. 00! - $2 , 500 C ~$2,501 - $5,0C0 D =$5, 001 - $ t 5 , 000(See Columm 131 at~d D4) F = $50,001 - $100,000 G = S 10 0,0 01 - $1 ,0~,000 H I = S l . ~ ,0 0 t - $ 5 , 0 0 0 . 0 0 0 H2 =M ot e t han $5. 000, 000

2. VI I Ue C~e s J =$ l 5,000 or [e~s K =S IS , 001 - $50, ~0 L *$50,00 t - S l~ ,0~ M =$ i0~,001 - $250,000( S e e C o l u m ~ C I a n d D 3 ) N =5250,001 - $500,000 O = S 500 ,~ 1 - ~1 ,0~ ,000 P 1 ~ $ l , ~ O .0 0 1 - $ ~ , 0 ~ ,0 ~ P1 -$5. 000, 001 - ~2 5, Q00, ~0

P3 ~52 5, ~0, 001 - $50. 000, ~00 P4 =More t h i n3. Value Method Codes Q = A p p ra isal R ~C~st (Real Estate Only) S ~Asses~m ent T = C a s h M a r k e t( S e e C o l u m n ~ ) U ~Buok Value V = O ~ h e r W =Est i m at ed

E = $ I 5 . 0 0 1 - $ 5 0 , 0 0 0


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Name of Person Report ingN i c k e r s o n , W i l li a m M .

D a t e o f R e p o r t05/11/2011

A B.Description of Assets Income dur ing(including trust assets} r e p o r t i n g p e r i o d

(I) (2 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,exempt from prior disclosure C o d e 1 d i v . , r e n t ,

( A - H ) o r i n t . )

G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o do f r e p o r t i n g p e r i o d(0 (2) (l ) (2) (3) (4) (5 )Value Value T y p e ( e . g . , D a ~ e Value G a i n I d e n t i t y o fC o d e 2 M e t h o d b u y , s e l l, m m / d d /y y C od e 2 C od e 1 b u y e r / s e l ! e r

( J - P ) C o d e 3 r e d e m p t i o n } { J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )3 5 . - D o m in io n R e s o u r c e s l n c V A36 . - S c a n a Co r p37 . - H o m e D e p o t , I n c.3 8 . - McDona lds Corp .3 9 . - M o r g a n S t a n l e y 4 . 2 5 % 5 / 1 5 /1 040 . - D o n n e l l ey R R & S o n s C o .

S o ld 1 1 / 2 5 1 0 9 KB uy 11/25/09 KB uy 11/25/09 K

R e d e e m e d 11/27/09 KSold 11/25/09 K

41 . - D u k e E n e r g y ( F o r m e r ly H ld g . ) C o r p .42 . - Trave le r s Cos. lnc .4 3 . - W h i r lp o o lC o r p .44. - Kra f t Foods , I nc .45 . - Spect r a Ene rgy Corp .46 . - Pf izer lnc .

: 4 7 . - Ph i l ip Mor r is ln tT , Inc . {X)48 . - K e l l o g g C o .

B uy I 1/25109 K

49 . - J P M o r g a n M u n . B d . F d .

5 0 . - C o c a -C o l a C o .51 . - S y s c o C o r p .

S o ld 11123/09 N

I. Incom Gu m C odes :( S e e Columus B I a~ l D 4 )

2 . Value Codes( S e e C o l u m m C I ~ n d D 3 )

3.Value Method Codes(See C ol u m n C 2 )

A -$1, 000 o r l essE = $50 ,001 - $ 1 0 0 , 0 0 0J =SI ~,0~0 or lessN =$250,001 - $500,000P 3 ~ $25.000 ,001 - $50 ,0g0 .000U =Book Val u e

B = $ 1 , 0 0 1 I 2 , 5 0 0G =$ 1 0 0 , 0 OI - $ 1 , 0 0 0 , 0 0 0K = $ 1 5 , 0 0 1 .O =~5 0 0 . 0 0 1 - $ l , t , 0 0 , 0 0 0R - C o s t ( R e a l E s t a t e O n l y )V =Ot he r

C ~$ 2 . ~0 1 - SS , 0 0 0H I = S l . 0 0 0 , O 0 1 -L = $ 5 0 , 0 0 l - $ 1 0 0 . 0 0 0P I = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 . 0 0 0P4 =M o re t b . a n $ 5 0 , 0 0 0 . 0 0 0W =E s t i ma t e d

D = $ 5 , 0 0 1 . $ 1 5 . 0 0 0H 2 = M ~ r e t h anM = $ | 0 0 , 0 0 1 - $ 2 5 0 . 0 0 0P 2 = $ 5 . 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0T = C a s h M a r k e t

E "$15,001 - $50,~00


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Nam e o f P e r s on R epor t ingN l c k e r s o n , V i ll i a m M .

Date of R e p o r t05/11/201 !

V I I . I N V E S T M E N T S a n d T R U S T S - i, eo,.,. ~t,,. ,,~.,=.,io,s a,,,.d,, ,ho,, o.t ,po,,so ~,.~,~e~,, ,ae, ,t ,~iW on: ~,,~,~, . ~-~0 o.r~i,~~ NOiqE (No reportable income, assets, or transactions.)

Description of Assets Income dur ing( inc luding I rust assets) r e p o r t i n g p e r i o dO) (2 )P l a e ~ " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o do f r e p o r t i n g p e r i o d(t ) ~ 2 ) O) (2) (3)Value Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fC o d e 2 M e t h o d b u y , s e l l , m m / d d / ~ , 3 ~ C od e 2 C od e 1 b u y e r / s e l l e r( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )5 2 . - Y u m B r a n d s I n c. B uy 11/25/09 K53 . E xxo n l v io b i l C o r p c m n A Dividend K T54, IntelCorpcmn D iv id e n d

55 . P N C F i n l . S v s . Gr p . c mn A D iv id e n d K T56 . Microsof t Corpcmn A D iv id e n d J T

57. T. Ro we Pr ice Inc . cmn58 . Z e b r a T e c h e m n

i " 5 9 . W a l -M a r t S t o r e s c mn60 . Fide l i ty Nat l . In to . Svc~. Inc . cmn61 . Z i mme r H l d g s . I n c . c mn

D iv id e n d L TN o n e K T

AA

D iv id e n d J TD iv id e n d J T

N o n e J T62 . S m u ~ k e r J M C o c m n A D iv id e n d J T63 . Medcohea l th Solut ions , lnc . cmn N o n e J T64 . Massachuse t t s Mutua l Ins . Co . - whole l i f epolicy6 5 . Amer ipr iseTrust Co. ACF W. M. NickersonIR A66 . - Columbia A corn Fd. - A

D i v i d e n d L T

L T67 ,68 .

- Columbia (Former lyRiversource)Divers i f ied Bd, Fd. CI A- ( C o lu m b ia ( F o m a e r ly R iv e r s o u rc e ) H ig hYie ld Bd . Fd . CI A

AA

D i v i d e n d J TD iv id e n d K T

I . In c o me G a i n C o d e s : A = $ 1 . ~ ) 0 o r l e s s B = $ 1 , 0 0 1 . $ 2 , 5 0 0 C = $ 2 , 5 0 1 - $ 5 , 0 ~ 0 D ~ $ 5 , 0 0 1 - $ 1 5 , 0 0 0(See Co lumns B I and D4 ) F -$50,~ I - $ IOO ,~0 G =$ I ~,O01 - S I .OOO .~O H I = $1,000,001 - $ 5,0~0,~,0 H2 = Mo~than $5.000,000

2 . V a l u e C o d e s ~ = $ 1 ~ , 0 0 0 o r l e s s K =$ 1 5 ,0 0 1 - $ 5 0 ,0 0 0 L = $ 5 0 .0 0 1 - $ 1 0 0 .0 0 0 M(See Co lumnsCI and D3) N =$250,~ I - SS 00,0~ 0 =~5~,001 - SI,~.OOO PI =$1,000,001 - $5.~0,000 P2 =$5.~,001 - S25.~0,0~

P3 = $25,000,001 - $50,000,000 P4 =MOrn t han] . Va lue Me thod Codes Q =App~ is= l R =Cus~ (Real E=~t On ly ) S =As~s5ment T =Cash Markm(See Column ~) U = B o o k Val~e V = O = h e * W =E s t i ma t e d

E = S 1 5 , 0 o r - $ 5 0 . 0 0 0


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FINANCIAL DISCLOSURE REPORTP a g e 8 o f 1 1 [ame of Person Report ingN i c k e r s o n , W i l li a m M . Date of Repor t05/11/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i.co.,., ~.~.e, t,a.~.=,io,.D N O N E (No repor table incom e, asse ts , or transact ions . )

D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(0 (2)P t a c ~ " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I d i v . , r e a r ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(t) (2)Value ValueC o d e 2 M e t h o~

( J - P ) C o d e 3( Q - W )

T y p e ( e . g .,b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d( 2 ) ( 3 ) ( 4 ) ( 5 )

Date Value Gain I d e n t i t y o fm m /d d/yy C od e 2 C ode I buyer/seller

( J - P ) ( A - H ) ( i f p r i v a t et r a n s a c t i o n )

69 . - I S ha r e s M S CI E m e r g i n g M k t s . A I D i v id e n d7 0 , - I S h a r e s R u s s e l l 1 0 0 0 V a lu e A D iv id e n d7 1 . - [ Sha re s ; Russe l l 1000 G rowth A D iv id e n d L T72 . - I S h a r e s S & P E u r o p e 3 5 0 I n d e x A D i v i d e n d K T7 3 . - 1 Sha re~ S&P Midcap400 Ba r r a Growth A D iv id e n d KIndex Fd .7 4 . - 1 Shares S&P Midcap 400 Bar ra -Value A D iv id e n d KIndex Fd.75 . - I S h a r e s S & P S m a l l ca p 6 0 0 I n d e x F d . A D iv id e n d L76 . - Morgan Stanley Capi ta l Trust V A D iv id e n d K77 . - F ide l i ty Advisor New Ins igh ts - T Fd . N o n e K7 8 . - Columbia (Former ly RVS) D iverse Equi ty A D iv id e n dInc. - A79 . - MFS Int l . D iverse - A A D iv id e n d K

TTTTT

S o ld 12/11/09 K

8 0 . - F ide l i ty Adv isor Mid Cap 1 I - A8 1 . Columbia b ,~ul t Adv(Fonner lyRiversource)In t t Se l VaI -A Fund8 2 . C o lu m b ia M id C a p V a lu e - A F u n d83 . Co l u mb i a S ma l I Ca p V a l u e A F u n d

84 . C o lu m b ia R e c o v e r y & ln f r s t A F d .85 . Fide l i ty Advisor Mid C ap I I -A Fd .

None

A D iv id e n dA D iv id e n dA D iv id e n d

A D iv id e n dN o n e

KKKKKK

TTTT

TT

B uy 01/27f10 K

I . Incom e Gai n C odes : A = $1 ,000 ur le ss B = $1,001 - $2 ,500 C =$2 , 501 - $5, 000(See C ol u m ns B 1 and D 4) F =$~0.001 - $100,000 G ~5 10 0,0 01 -~,I,0 00 ,0 00 H I =$ I.0 00 ,0 OI - $ 5,0 00 ,0 00

2. V~lue Codes J ~$15,000 or less K =S 1J ,001 - $50,000 L = $ 5 0 , 0 0 1 - $ 1 0 ~ J ,0 0 0(See C ol u m ns C t and D3 ) N = $250 ,001 - $500 ,000 O =$ 50 0,0 01 -$ 1,0 00 ,0 00 P l = $1 ,0 00 ,0 01 - $ 5,0 00 ,0 00

P3 =$25,000.001 - $50.000,000 p4 = M o d e t han $hO , (100, 00n3 . Value M etho d C od es Q = A pp raisal R = C o~.t (R eal Estate On ly) S = A s s e s sm e n t(See C ol u m n C 2 ) U =Book Val u e V =O t her W =Est i m at ed

D = $5 ,001 - $15.000H2 =Mot e l haa $5, 000. 000M = $ 1 0 0 . 0 0 t - $250 ,000P2 =$5,000,00 ! - $25,000,000T ~ C a s h M ~ k e t

E = t 1 5 , [ 1 0 1 -


9/21


N a m e o f P e r so n ReportingN | c k e r s o n , W i l li a m M .

Date of Report05/11/2011

D e s c r i p t i o n o f A s s c t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o dO) (~)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . ,e x e m p t f ro m p r i o r d is c l o s u r e C o d o I d i v . , r e n t ,( A - H ) o r i n t . )

G ro s s v a l u e a t e n d T ra n s a c t io n s d u r i n g r e p o r t i n g p e r i o do f r e p o r t i n g p e r i o dO) C2) O) (2) (3) (~) C 5 )Value Value T y p e ( , g . , D a t e Value G a i n I d e n t i t y o fC o d ~ 2 M e t h o d b u y, s e l l , m m / d d / y y C o d e 2 C o d e 1 b u y e r / s e l l e r

( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) u a n s a c t i o n )1 8 6 . Fide l i ty Ad visor New Ins igh ts A Fd . N o n e K T B u y 01/27/10 J

8 7 . M F S V a lu e - A F d , A D i v i d e n d K T B u y 01/27/10 K8 8 . Morgan Stanley Capi ta l Trust V A D i v i d e n d J T8 9 . O p p e n h e i m e r D e v e l o p i n g M k t s . - A F d .90 . Rive r soa ree Rot . Adv. Plus Annu i ty91 . Rive r source Rot , Adv. Plus Annu i ty

A D iv id e n dA Int . /Div.A InL/Div.

JLL

T

U

U

92 . Inves tment p rope r ty, Ba l t imore , MD93 . Lender Proc . Svcs . , Inc . - cmn A

~ o n eD i v i d e n d

MJ

RT

94. R i v e r s o u rc e R o t . A d v , 4 A d . V A A n n u i ty95 . R i v e r s o u rc e R o t . A d v . 4 A d . V A A n n u i ty9 6 . Riversource Roe . & [nf ra . A Fd.97 . Frank l in MD T ax F~ee Inc . - A

C Int . /Div. MA l n t ~ / D i v . LA D i v i d e n d JA I D iv id e n d JI

UU B u yTT

12111/09

I . Incom e Gai n C odex : A = $ I , 0~0 o r l e~S B : $1, 001 - $2 , 500 C "$2 , S01 - $5, 000 D =$5 ,~1 - $15 ,0002. Value Codes J ~ $ 1 5 , ~ o r l e s s K

(See C ol u m t l s C I and D3 ) N -$250 ,~1 $5U 0,00 0 O = $ 50 0,~1 - $1 ,O O O .~0 PI =~1,000,~1 - $5.000.000 P2 =$5, 000. ~1 - $2 5, 000, 000P~ "$25,000.001 - $$0,000,~0 P 4

E = $ I $ , 0 0 1 - $ 5 0 , 0 0 0


10/21

FINA~NCIAL DISCLOSURE REPORTP a g e 1 1 o f 1 1

Nam e O f P e r s on R epor t i ngN l c k e r s o n , W i l li a m M .

D a t e o f R e p o r t05/11/2011

IX. CERTIFICATION.I ce r t ify t h a t a l l I n fo rm a t i o n g i v e n a b o v e ( i n c l u d i n g In fo rm a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t ch i l d re n , i f a n y ) i sa ccu ra t e , tru e , a n d co m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n fo rm a t i o n n o t r e p o r t e d w a s w i t h h e l d b e ca u s e i t m e t a p p l i ca b le s t a t u t o ry

p r o v i s i o n s p e r m i t ti n g n o n -d i s c l o s u r e .I [ u r t h e r ce r ti fy th a t e a rn e d i n co m e f ro m o u t s i d e e m p l o y m e n t a n d h o n o ra r i a a n d t h e a cce p t a n ce o f g i f t s w h i ch h a v e b e e n r e p o r t e d a r e i no m p l i a n c e w i th t he p r o v i s i o n s o f 5 U .S .C . a p p . 50 1 e t . s e q . , 5 U .S .C . 73 53 , a n d J u d i c i a l Co n f e r e n c e r e g u l a t i o n s .

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I ON S { 5 U . S . C . a p p . 1 0 4 )

C o m m i tt e e o n F i n a n c ia l D i s cl o s u reA d m i n i s tr a t iv e O f f ic e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.W a s h i n g to n , D . C . 2 0 5 4 4


11/21

AO IO1 / 2 o . FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Required by the Ethics

in Government Act of 1978(5 U.S.C. app. 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t ia l )Nickerson , W i ll iam M .

4. Tit le (Artic le 111 judges ind icate active or senior s ta tus ;magistrate judges indicate full- or part-time)U.S. Dis t r ic t Judge , Sen ior St

7 . Cham bers o r Off i ce Addres s101 W . L om b a r d S t r e e tBal ti mo re M D 21 20 1

2 . C o u r t o r O r g a n i z a t i o nMaryland

5a . Re por t T ype (c h e c k a ppropr i a t e t ype )] Nomina t ion, Date[] lnitia! [] Annual [] Final5b. [] Amended Report8. On th e b a s i s o f t h e in fo rma t ion c on ta ine d I n th i s Re por t a nd a nymodif icat ions perta ining thereto, i t is , in my opinion, in compliancewith ap p l icab le laws a n d r eg u la t io n s .

R ev iewin g Of f ice r Date

3. D a t e o f R e p o r t05/11/2011

6. Reporting Period01/01/2010to12/31 /2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe~ Complete all parts,checking the NON E box for each part w here you have no reportable information. Sign on last page.

I . P O S I T I O N S . m e p o , i n g i , d i v l d u o t o n l y ; s e e p p . 9 - 1 3 of filing instructions.)~] N O N E ( N o reportable positions.)

POSITION

2.

3.

4.

5,

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . m e , o , in g individual only; see pp. 14-16 of filing instructions.) - - - ] N O N E (No reportable agreements.)

DATE1.12/6/93 St a t e o f Md. J ud i c i a l P e ns i on P l a n ;2.3.

PARTIES AND TERM S


12/21

FINANCIAL DISCLOSURE REPORTPage 2 o f 1 1

Name of Person Report ingNic k e r s o n , W i l li a m M .

Date of Report05/ I 1/2011

I II . N O N - I N V E S T M E N T I N C O M E . (nepon ing i .d lvldual a .d spouse; see pp . 17-24 of filing instructions.)A, Filers Non-lnvestment Income

~ (No reportable non-investment income.)ONEDATE SOURCE AND TYPE INCOME(yours, not s p o u s e s )

1. monthly Sta te of Md. Judic ia l Pension P lan $29,727 .362.3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were ma rr i ed d ur i ng a ny p o rffo n o f t he rep o r t i ng y ea r , c o mp l et e t h i s sec t i o n .(D ollar amount not required except for honoraria.)

~] N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

2.

3.4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

N O N E (No reportable reimbursements.)SOURCE. DATES LOCATION

I.2.

3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


13/21

FINANCIAL DISCLOSURE REPORTPa ge 3 o f 1 1

Nam e o f P er so n R ep o r t in gN i c k c r s o n , W i l li a m M .

Date of Report05/1 !/2011

V . G I F T S . t i n c t . d e s those to spouse a.d dependen t children; see pp. 28-31 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1.

2.

3.

4.5.

V A L U E

V I . L I A B I L I T I E S . a n d u d e s t h o s e o S s p o u ~ e a n d d e p e n d e n t children; see p p . 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTIONI.

2.

3.

4.5.

V A L U E C O D E


14/21


Name of Person Report ingNi ck e r s o n , W i l li a m M .

Date of Report05/I 1 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D e sc r ip tio n o f A s se ts In c o m e d u r in g G ro s s v a lu e a t e n d T ra n sa c tio n s d u r in g re p o r tin g p e r io d

( inc lud ing t r u s t a s s e t s ) r e p o r t i n g p e r io d o f r e po r t i n g pe r i o d(1 ) (2 ) (1 ) (2 ) (1 ) (2) (3) (4)

Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u e Type (e.g., D a te Value Gainexempt from prior disclosure C o d e l div., rent, C o d e 2 M e t h o d b u y , s e l l , mm/dd/yy Code 2 I Code 1( A - H ) or in t . ) (J-P) C o d e 3

( Q - W )1 . Br i s t o l Mye r s Squ ibb cm n B Dividend K T2. Chevron Texaco Cor p . f o r m e r l y Ch e vr on B Dividend L TC o r p . c m n3. C o c a C o l a C o . c m n B Dividend L T4. Colgate Palm ol ive Co. cm n B Dividend M T5. Diamon d Offshore Dri l l ing Co. cm n A Dividend K T6. DuPont, E. I. cm n A Dividend J T7. Equifax Inc . cm n A Dividend K T8. Ge nera l Electr ic Co. cmn B Dividend K T9. Genera l M i ll s Inc . cmn B Dividend L T1 0 . J ohn s on & J ohn s on cmn C Dividend L T1 1 . M erck& Co ., In c . cmn A Dividend K T1 2 . Pitn eyBo we s , In c . cm n A Dividend J T1 3 . Proct e r & G amb l e Co . cmn A Dividend J T1 4 . M utual Shares Fund A Dividend J T1 5 . Const e l lat ion Energy cmn A Dividend J T1 6 . Cheesecake Fac tory In c . cmn None K T1 7 . J o n es G rp cmn (F o rm er l y J o n es A p p a re l ) A Div id e n d J T

redemption) (JP) (A-H)

(5 )I d e n t i . t y o f

bu yer / se l le r(if private

transaction)

1. Inc ome Ga in Code s : A = $1 .000 or less B = $1 ,001 - $2,500 C =$2,501 -$5,000(See Colurans B I a n d D 4 ) F = $ 50,001 - $ 1 00,000 G =$100,001 - $1.000,000 H 1 =$1,000,001 - $5,000,000

2. Value C odes J = $15.000 or le ss K =$15,001 - $ 50,000 L =$50,001 - $ 100,000(S ee Co lu m ns CI an d D 3) N =$2 50.001 - $5 00,000 O =$500,001 - $1,000,000 PI =$1,000,001 - $5,000,000P3 =$25,000,001 - $50,000,000 P4 M ore than $50,000,0003. Value M e tho d C od es Q =A ppraisal R =Cos t (Rca l Es ta te Only ) S =Assessment( S e e C o l u m n C 2 ) U =Book Value V = O t h e r W =Es t ima ted

D =$5,001 - $15,000H2 =More than $5,000,000M = $100,001 - $250,000P2 =$5,000,001 - $25,000.000T = C a s h M a r k e t

E = $15,001- $50 .000


15/21


N a m e o f P e r s o n R e p o r t in gN ic k e r s o n , W i ll ia m M .

Date of Repo rt05/I 1/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D NONE(No reportable incom e, assets, or transactions.)

1 8 .

1 9 .

20 .21 .22 .23 .

D e s c r i p t i o n o f As s e t s T r a n s a c t i o n s d u r i n g r e po r t i n g pe r i o d( i n c lu d in g t ru s t a s se t s )Place " (X)" after each asset

exempt from prior disclosure

In c o m e d u r in g G ro s s v a lu e a t e n dr e p o r t i n g p e r io d o f r e po r t i n g pe r i o d

(1 ) (2 ) (1) (2)A m o u n t Type (e.g., V a l u e V a l u eC o d e 1 div., rent, C o d e 2 M e t h o d

( A - H ) or in t . ) (J-P) C o d e 3( Q - W )

(1 ) (2) (3) (4)Type (e.g., D a t e V a l u e G a i nb uy , sell, m m/dd /y y C o d e 2 C o d e 1

(J-P) (A-H)

T . R . P . M d . T a x F r e e B o n d C Dividend LT.R.P. Tax Exem pt M /M A Dividend MJ P Morgan - Trust A Distribution PI- J P M organ US Dol l arPr inc ipa l (FormDeposit Sweep Instl .- JP M organ Shor t Term M un. Bd. Fd. B uy 11/23/09 N- Ver i zo n C o mm u n i ca ti o n s

redemption)

(5 )Identity of

b u y e r / s e l l e r(if private

t r a n s a c t i o n )

2 4. - C he vro n C orp .25 . - Dow C h e m i c a l

S o ld 11/25/09 L(part )

26. -GenElectCo

27 . - Exxon M ob i l Corp

28 . - J P Mo rgan Core Bon d Se l Fid Fund

29 . -A lt r i aG roup , I n c .

3 0. - Ame r i c a n El e ct r ic Po w e r Co , In c .31 . - Bank o f Amer i c a Corp ( Fo rme r l y New)

32 . -Boe ing Co.

33. - Bristol 1M eyers Squibb Co

3 4. - Co n s o li da t e d Ed is o n , In c .

S o ld 11/25/09(part)

B uy 11/25/09( add l )

B uy 11/25/09

1. Inc om e Gain C od es: A = $1 ,000 o r less B =$1,001 - $2,500 C = $2,501 - $5 ,000 D =$5,001 - $15,000(See Colum~s BI and D4) F = $50,001 - $1 00,000 G = $100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More t ha n $5 ,000,000

2, Va lue C odes J = $15,000 or le ss K =$15 ,001 - $50,000 L -$50,001 - $100,000 M =$100,001 - $250,000(See Columns C I and D3) N =$250,001 - $500,000 O =$500,001 - $ 1 ,000,000 P 1 =$1,000,001 - $5,000,000 P2 =$5,000,001 o $25,000,000

P3 -$25,000,001 - $50,000,000 P4 -More than $50,000,0003 . Va lue Me thod Code s Q =Appra i s al R =Cos t (Rea l Es ta te Only ) S =Assessment T - C a s h M a r ke t(See Column C2) U =Book Value V = O t h e r W =Es t ima ted

E =$15,001- $50 ,000


16/21

FINANCIAL DISCLOSURE REPORTPage 6 o f 11

N a m e o f P e r s o n R e p o r t i n gNic k e r s o n , W i ll i a m M .


V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (ln~ludes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D e sc r i p t i o n o f A sse t s In c o m e d u r in g G ro s s v a lu e a t e n d T ra n s a c tio n s d u r in g re p o r tin g p e r io d

( in c lu d in g tru s t a s s e ts ) re p o r tin g p e rio d o f r e po r t i n g pe r i o d(1 ) (2 ) (l) (2 ) (1 ) (2) (3) (4) (5 )

Type(e.g., D a te Value I Gain Identityofb u y , s e l l , m m / d d / y y Code 2 [ Code 1 b u y e r / s e l l e r

r e d e m p t i o n ) (J-P) ( A - H ) transaction) (i

Place "(X)" after each asset A mount Type (e.g.. V alu e Va lueexempt f rom prior d isc losure Code 1 div., rent, C ode 2 Method(A-H) o r i n t . ) (J-P) Code 3

(Q-W)

35 . - D o m i n io n R es o u rce s I n c VA36 . o Sc a na Cor p S o ld 11/25/09 K37 . - Hom e D e p o t , Inc . B uy 11/25/09 K38 . - M cD o n a l d s C o rp . B u y ! 1 /25 /09 K39 . - Mor ga n S t a n l e y 4 . 2 5 % 5 / 15 /10 R e d e e m e d 11/27/09 K4 0. - D onne l le y RR & Sons C o . S o ld 11/25/09 K41 . - D u k e E n e rg y ( F o rm er l y H ld g . ) C o rp .42 . - Trave le r s Cos . Inc .4 3. - W hirlp oo l C orp .44 . - Kraf t Foods , Inc .4 5. - Sp ec tr a E n er gy C or p.46 . P f ize r lnc . B uy 11/25/09 K4 7 . - P h il ip M o r ri s I n t l. , I n c. (X )48 . - K e l l ogg Co .49 . - JP Morgan Mun. Bd. Fd . S o ld 11/23/09 N50 . - C o ca - C o l a C o .51 . - Sy s c oCor p .

1. I ncome Gain Codes: A =$ 1,000 or less B =$ 1 ,001 - $2 ,500 C =$2,501 - $ 5 ,000 D =$5 .001 - $15 .000(See Columns BI and D4) F = $50,001 - $1 00,000 G =$100,001 - $1.000,000 HI =$1,000,001 - $5,000,000 H2 =More t ha n $5 ,000,0002 . Va lue Code s J =$15,000 or less K =$15 ,001 - $50,000 L =$50,001 - $ 100.000 M =$ 100,001 - $250,000(S e e Columns C I a nd D3) N =$250,001 - $500,000 O =$50 0,00 1 - $1 ,00 0,00 0 P I = $ 1 ,00 0,0 01 - $5,0 00,000 P 2 = $5,00 0,00 1 - $2 5,0 00,0 00

P3 ~$25,000,001 - $50,000,000 P4 =M ore t ha n $50,000,0003 . Va lue Me thod Code s Q =Appra i s al R =Cos t (Rea l Es ta te Only ) S =Assessment T C a s h M a r k e t(See Column C2) U =Book Value V - O t h e r W =Est ima ted

E =$15 ,001 - $50.000


17/21


N a m e o f P e r s o n R e p o r t in gN lc k e r s o n , W i ll ia m M .


V I I . I N V E S T M E N T S a n d T R U S T S - i .... e, v a l u e , transactions a n c l u a e s th o s e o f s p o a s e a n , t d ~ p e n d ~ n t e hUa re n ; so, pp . 34-60 of filing instrD N O N E (No reportable incom e, assets, or transactions.)

A. B. C.D e s c r i p ti o n o f A s s e t s Income during Gross value at end( in c lu d in g tru s t a s se ts ) re p o r tin g p e r io d o f r e po r t i n g pe r i o d

( l) (2 ) (1) (2)Place "(X)" after each asset A m o u nt T y p e (e . g . , Value Valueexempt from pr ior disclosure C o d e 1 d i v . , r e n t , code 2 M e t h o d( A - H ) o r i n t . ) ( J - P ) C o d e 3( Q -W )

52 . - Y u m B r a n d s I n c .53 . E x x o n M o b i l C o r p c m n54 . I n te l C 0 rp cm n55 . PN C Finl . Svs . Grp. cmn56 . Mi c r os o f t Cor pc m n57 . T. Row e P r i c e Inc . c m n58 . Z e b r aT e c h c m n59 . W a l - Ma r t S t o r es c m n60 . Fide l i ty Na t l . Info. Svcs . Inc . cmn61 . Z i m m e r Hldgs . I nc . c m n62 . S m u c k e r J M C o c m n63 . Me dc oh e a l t h So l u t i ons , I nc . c m n6 4. M a s s a ch u s e tt s M u tu a l In s . C o . - w h o le l if epol icy65 . A m er i p ri s e T ru s t C o . A C F W. M . N i ck e r s o nIR A66 . - Co l u r a b i a A c or n F d . - A67 . - Co l um b i a ( F or m e r l yRiver source )Diver s i f ied Bd. Fd. CI A68 . - ( Co l um b i a ( F or m e r l y R i ve r s ou r c e ) HighYield Bd. Fd . CI A

Transactions dur ing repor ting per iod(1 ) (2) (3)

Type (e.g., D a te Valueb u y , s e l l , m m / d d / y y C o d e 2redemption) (I-P)

A D i v i d e n d K

B uy 11/25/09 K

A D i v i d e n d J T

A D i v i d e n d K TA D i v i d e n d J TA D i v i de nd L T

N o n e K TA D i v i de ndA Dividend

N o n eA Dividend

J

J

JJ

T

T

T

T

N o n e JD i v i de nd

AA

DividendDividend

JK

TT

( 4 ) ( 5 )Gain Identity of

Code 1 bu yer / se l le r(A-H) (if private

transaction)

I . Inc ome Ga in Code s : A =$1,000 or less B =$1,001 - $2,500 C = $2 ,501 - $5 ,000 D = $5 ,001 - $1 5,000(See Columns B I and D4) F = $50.001 - $100,000 G = $100,001 - $ 1,000,000 H l = $1 ,0 00 ,0 01 - $5 ,0 00 ,0 00 H 2 = M o re th an $5 ,0 00 ,0 002 . Va lue Code s J -$1 5,000 or le s s K $15 ,001 - $5 0 ,000 L =$50,001 - $1 00,000 M = $100.001 - $250,000(See Columns C I and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 M ore than $50 ,000 ,0003 . Va lue Me thod Code s Q =Appra i s al R =Cos t (Rea l Es ta te Only ) S =Assessment T = C a s h M a r k e t( S e e C o l um n C 2 ) U =Book Value V = O t h e r W =Es t ima te d

E =$15,001 o $50,000


18/21


N a m e o f P e rs o n R e p o r t in gN ic k e r s o n , W i ll ia m M .

Date of Report0 5 /1 1 /20 1 1

V I I. IN V E S T M E N T S a nd T R U S T S - in c om e , v .t .e , t ra n s a c t i o n s ( I n c l u d e s t h o s e of spouse and dependent children; s e e p p . 34-60 o f f i l l ng i ns t r uc t i o ns . )D N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )Place "(X)" after each asset

exempt f rom prior d isc losure

Income during Gross value at endr e p o r t i n g p e r i o d of reporting period(1) ( 2 ) (1 ) ( 2 )

A m o u n t T y p e ( e . g . , V a L u e ValueC o d e l d i v . , r e n t , C o d e2 M e t h o d( A r H ) o r i n t . ) ( J a P ) C o d e 3: ( Q -W )

( 1 )T y p e ( e . g . ,b u y , s e l l,

redemption)

Transactions during reporting period(2) (3)

D a t e Valuem m / d d / y y C o d e 2

(J-P)

( 4 ) ( 5 )Gain Ident i ty of

Code 1 bu yer / se l le r(A-H) (if private

transaction)

69. - I Sh a re s MSC I Em e r g i ng M k t s . A D i v i de nd K T70 . - I Sh a r e s Rus s e l l 1000 V a l ue A D i v i de nd K T71 . - I Shares Russe l l 1000 Growth A D i v i de nd L T72 . - I Sh a r e s S&P Eur ope 3 5 0 I nde x A D i v i de nd K T73 . - I Shares S&P M idcap400 Bar ra GrowthI nde x F d .74 . - I Sh a r e s S&P Mi dc a p 4 00 B a r r a - V a l ueI nde x F d .75 . - 1 Sh a r e s S&P Sm a l lc a p 6 00 I nde x F d .

A

A

A

D i v i de nd K TD i v i de nd K TD i v i de nd L T

76 . - M o r g a n S t a n l ey C a p i t al T r u s t V A D i v i de nd K T77 . - F idel i ty A dvisor New Ins ight s - T Fd . N o n e K T78 . - Co l um b i a ( F or m e r l y RV S) D i ve r s e Eq u i t y AInc. - A D i v i de nd79 . - MF S Int l . Diver se - A A D i v i de nd K80 . - F idel i ty A dvisor Mid C ap I I - A N o n e K81 . C o l u m b i a M u l t A d v ( F o r m e r l y R i v e r s o u r c e ) AInt l Se l VaI-A Fun d D i v i de nd82 . C o l u m b i a M i d C a p V a l u e -A F u n d A D i v i de nd K83 . C o l u m b i a S m a l l C a p V a l u e A F u n d A D i v i de nd K8 4. Col um b i a Re c ove r y & l n f r s t A F d . A D i v i de nd K B uy 01/27/10 K85 . Fidel i ty Advisor M id Cap I I -A Fd. N o n e K

1 . Inc ome Ga in Code s :(See Columns BI and D4)

2.Va lue Code s(See Columns CI and D3)

3.Va lue Me thod Code stSee Column C2)

A=$1,000 or lessF =$50,001- $100,000J =$15,000 or lossN =$250 ,001 -$500 ,000P3 =$25,000,001- $50.000,000Q =Appra i s alU =Book Value

B =$1,001- $2,500G=$100 ,001 -$1 ,000 ,000K=$15,001 -$50 ,000O=$500 ,001- $1 ,000 ,000R =Co s t (Rea l Es ta te Only )V = O t h e r

C =$2,501- $5 ,000HI =$1,000,001- $5,000,000L =$50,001- $100,000PI =$1,000,001 - $5,000,000P4 =More than $50,000,000S =AssessmentW = E s t i m a t e d

D=$5,001 - $15,000H2 =More than $5,000,000M =$100 ,001 - $250 ,000P2=$5,000,001 - $25,000,000T = C a s h M a r kc t

E =$15,001- $50 ,000


19/21


Name of Person Report ingNicke r s on , W i l li am M .

Date of Report0 5 /1 1 /20 1 1

V I I. IN V E S T M E N T S a nd T R U S T S - i .c o m e, v al.e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)D NONE (No reportable incom e, assets, or transactions.)

D e sc r ip tio n o f A s se ts In c o m e d u r in g( i n c lu d in g t ru s t a s se t s ) r e p o r t i n g p e r io d

(1 ) (2 )Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure C o d e 1 div. , r ent ,( A - H ) or in t . )

86 . Fidel i ty Advisor New Ins ight s A Fd. N o n e87. MFS Value - A Fd. A Dividend

88. Morgan Stanley Capital Trust V A Dividend

89. Oppenheimer Developing Mkts. - A Fd. A Dividend

90. Riversource Ret. Adv. Plus Annuity A Int./Div.

91. Riversource Ret. Adv. Plus Annuity A Int./Div.

92. Investment property, Baltimore, MD None

93. LenderProc. Svcs., Inc. - cmn A Dividend

94. Riversource Ret. Adv. 4 Ad. VA Annuity C Int./Div.

95. Riversource Ret. Adv. 4 Ad. VA Annuity A Int.iDiv.

96. Riversource Rec. & Infra. A Fd. A Dividend

97. Franklin MD Tax Free Inc. - A A Dividend

G r o s s v a l u e a t e n do f r e po r t i n g pe r i o d(1) (2)

V a l u e Va l u eC o d e 2 M e t h o d

(J - P ) C o d e 3( Q - W )

K TK TJ TJ T

L U

L U

M R

J T

M U

L U

J T

J T

Tr a n s a c t i o n s d u r i n g r e po r t i n g pe r i o d

(1 ) (2) (3) (4) (5 )Type (e.g., Date V alu e Gain Ident i ty of

b uy , sell, m m/dd/y y Code 2 Code 1 bu yer / se l le rredemption) (J-P) (A -H) (if p rivate

transaction)

B uy 01/27/10 JB uy 01/27/10 K

B uy 12/11/09 L

I. Incom e Gain C odes: A ~$1 ,000 or less B =$1 ,001 - $2,500 C =$2.501 - $5 ,000(See C o lum ns B I an d D4 ) F =$ 50.001 - $100,000 G =$ 100,001 - $1.000,000 H 1 =$1,000,001 - $5,000,000

2. Value C odes J = $15,000 o r le ss K =$15 ,001 - $50,000 L =$50,001 - $ 100,000(See Columns C I and D3) N ~$250,001 - $500,000 O =$500,001 - $1,000,000 P 1 =$1,000,001 - $5,000,000

P3 =$25,000,001 - $50,000,000 P4 =M ore t ha n $50,000,0003. Value M e tho d C od es Q =A pp raisal R -Cos t (Rea l Es ta te Only ) S =Assessment(See Column C2) U =Book Value V - O t h e r W =Est ima ted

D =$5,001 - $15,000H2 =M ore than $5,000,000M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000T - C a s h M a r k e t

E =$15,001- $50 ,000


20/21


Name of Person Report ingN ic k e r s o n , W i l l ia m M .

Date of Report05/I 1/2011

VIII. A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indlcate part of report.)Par t VII The JP Mo rgan Trus t ( l ine 20) provided me w i th a s ingle annua l r epor t for the pe r iod 08/01/2009 to 06/30/2010. The trust assets noted at l ines 22, 24, 27,29, 32 ,36,37 , 38, 39 , 40, 46 , 49 and 52 repor t t r ansac t ions dur ing the t rus t r epor t ing per iod w hich pred a te the pe r iod o f th is r epor t .Par t VII , l ine 78 C olum bia (Form er ly RVS ) Diver se Equi ty Inc . - A , an asse t l i s ted a t l ine 93 on las t year s annua l r epo r t , was inadver tent ly r epor ted as sold on12/11/09 in tha t repor t . In ac tua l i ty , only the n ame was changed .Par t VII , l ine 95 , a River source R e t . Adv. 4 Ad. VA A nnui ty , purchas ed on 12/11/09 was inadver tent ly om i t ted on las t year s annua l r epor t .Par t VII , line 92, As repor ted for 2008 and 2009, th is proper ty was purchased o n 11/07/2007 for $110,000.00


21/21

FINANCIAL DISCLOSURE REPORTPage 11 ofll

Nam e o f P er so n R ep o r t in gN i c k e r s o n , W i l li a m M .

Date o f R ep o r t05/11 /201 l

IX. CERTIFICATION.I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp rov i s ions pe rmi t t ing non -d i s c lo s u re .1 f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e incom pl iance w i th th e p rov i s ions o f 5 U .S .C . app . 501 e t . s eq . , 5 U .S .C . 7 3 53 , and J ud ic ia l Con fe r enc e r egu la t ions .

S ig n a t u r e : S /W i l li a m M . N ic k e r s o n

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y FA L S I F IE S O R F A I L S T O F I L E T HI S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

William M Nickerson Financial Disclosure Report for 2010

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