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Page 1 MEETS 2001 Technical Paper Hurley, Schilling, Mackey 1 June 2001 William L. Hurley, Jr., P.E., Spencer S. Schilling, Jr., and Thomas P. Mackey Contract Designs for Ballast Water Treatment Systems on Containership R.J. Pfeiffer and Tanker Polar Endeavor ABSTRACT The Great Lakes Ballast Technology Demon- stration Project is a joint U.S. and Canadian cooperative project which recently funded three 6-month, full-scale design studies of promising ballast water treatment systems. The intent of each study is to fully develop, for a specified “target” vessel, the contract design and life-cycle cost of a reliable, optimized flow-through, on- board treatment system that effectively removes living organisms from the ship’s ballast water before it is discharged into an ecosystem other than its original source. The authors address two of these three studies, selecting two different kinds of target vessels. These ships represent classes of vessels typically involved in ballast water discharge in the ports and waterways of the U.S. West Coast, Hawaii and Alaska. This is one of the first efforts devoted to developing contract design level technical solutions, quantifying life-cycle costs and assessing actual vessel operational impacts on effective ecosystem maintenance. INTRODUCTION Introduction of nonindigenous species to new environments is one of the greatest threats to the world’s coastal waters. Ballast water is a major contributor to the transfer of harmful organisms and pathogens. Potential economic impacts and impacts on human health and the ecology are very significant and cannot be ignored. A substantial amount of scientific study has been devoted to the problem of invading species that are carried in ships’ ballast water. The solutions to the problem are simple in concept, but complex in execution. These solutions are illustrated in Figure 1 below. Most maritime professionals agree that ballast water exchange, which is currently the only officially recom- mended method for limiting the transfer of organisms in ballast water, has many limitations and is not the long-term answer. Effective ballast water treatment methods must, therefore, be developed and their efficacy established. The installation engineering of these systems as applied to specific ships is the focus of this paper and will be part of a larger project report. Figure 1. Paper Focus (Chart Originated in [1]) BALLAST WATER MANAGEMENT Solutions to the NIS Problem PORT-BASED SHIPBOARD TREAT AFTER DEBALLASTING BALLAST WITH TREATED WATER Land-based Plant Receiving Vessel ONBOARD TREATMENT BALLAST WATER EXCHANGE Emptying & Refilling Flow-through Exchange PRIMARY Filtration SECONDARY MECHANICAL CHEMICAL Ultra Violet (UV) Heat (in transit) Ultra Sound Magnetic Field Electrical Field Biocides Chlorine Ozone Hydrogen Peroxide Organic Chemicals Other Paper Focus Installation Engineering Costs Operational Impact Cyclonic
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Page 1: William L. Hurley, Jr., P.E., Spencer S. Schilling, Jr ...glpf.org/wp/wp-content/uploads/2011/03/MEETS2001-21.pdf · MEETS 2001 Technical Paper Hurley, ... P.E., Spencer S. Schilling,

Page 1MEETS 2001 Technical PaperHurley, Schilling, Mackey 1 June 2001

William L. Hurley, Jr., P.E., Spencer S. Schilling, Jr., and Thomas P. MackeyContract Designs for Ballast Water Treatment Systems on

Containership R.J. Pfeiffer and Tanker Polar Endeavor

ABSTRACTThe Great Lakes Ballast Technology Demon-stration Project is a joint U.S. and Canadiancooperative project which recently funded three6-month, full-scale design studies of promisingballast water treatment systems. The intent ofeach study is to fully develop, for a specified“target” vessel, the contract design and life-cyclecost of a reliable, optimized flow-through, on-board treatment system that effectively removesliving organisms from the ship’s ballast waterbefore it is discharged into an ecosystem otherthan its original source. The authors address twoof these three studies, selecting two differentkinds of target vessels. These ships representclasses of vessels typically involved in ballastwater discharge in the ports and waterways ofthe U.S. West Coast, Hawaii and Alaska. This isone of the first efforts devoted to developingcontract design level technical solutions,quantifying life-cycle costs and assessing actualvessel operational impacts on effectiveecosystem maintenance.

INTRODUCTIONIntroduction of nonindigenous species to new

environments is one of the greatest threats to theworld’s coastal waters. Ballast water is a majorcontributor to the transfer of harmful organismsand pathogens. Potential economic impacts andimpacts on human health and the ecology arevery significant and cannot be ignored.

A substantial amount of scientific study hasbeen devoted to the problem of invading speciesthat are carried in ships’ ballast water. Thesolutions to the problem are simple in concept,but complex in execution. These solutions areillustrated in Figure 1 below. Most maritimeprofessionals agree that ballast water exchange,which is currently the only officially recom-mended method for limiting the transfer oforganisms in ballast water, has many limitationsand is not the long-term answer. Effectiveballast water treatment methods must, therefore,be developed and their efficacy established. Theinstallation engineering of these systems asapplied to specific ships is the focus of thispaper and will be part of a larger project report.

Figure 1. Paper Focus (Chart Originated in [1])

BALLAST WATER MANAGEMENTSolutions to the NIS Problem

PORT-BASED SHIPBOARD

TREAT AFTERDEBALLASTING

BALLAST WITHTREATED WATER

Land-based PlantReceiving Vessel

ONBOARDTREATMENT

BALLAST WATEREXCHANGE

Emptying & RefillingFlow-through Exchange

PRIMARYFiltration

SECONDARYMECHANICAL CHEMICAL

Ultra Violet (UV)Heat (in transit)Ultra SoundMagnetic FieldElectrical Field

BiocidesChlorineOzoneHydrogen PeroxideOrganic ChemicalsOther

Paper FocusInstallationEngineering CostsOperational Impact

Cyclonic

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Page 2MEETS 2001 Technical PaperHurley, Schilling, Mackey 1 June 2001

Table 1. Summary of Studies

Target Vessel Treatment SystemShip Name, Type and

OwnerBallast Rate Ballast

CapacityRoute Primary

TreatmentSecondaryTreatment

M/V Polar Endeavor(Millennium Class),Polar Tankers, Inc.

Two (2) @ 2,860 m3/hr(12,600 gpm);(main system)

60,700 m3 TAPS Trade– Alaska &U.S. West

Coast

CyclonicSeparator*

UltravioletRadiation*

M/V R. J. Pfeiffer2,420 TEU Containership,

Matson Navigation

Two (2) @; 350 m3/hr.(1540 gpm);

(Only one pump is usedfor ballasting)

14,600 m3 U.S. WestCoast and

Hawaii

CyclonicSeparator**

UltravioletRadiation

*Treatment System for Polar Endeavor includes a chemical treatment option.

**Primary Treatment System for R.J. Pfeiffer includes MicroKill filters with automatic backflush as an alternate.

The Great Lakes Ballast Technology Demon-stration Project (GLBTDP) [2, 3], led by theNortheast Midwest Institute and the LakeCarriers’ Association, has made an importantstep in the process of moving toward control ofinvasive species. It seeks operationally soundand biologically effective ballast water treatmentsolutions, going from the science and studystage to the engineering stage by applying thescience to specific, full-scale installations – withthe objective of assessing engineeringpracticalities and cost.

GLBTDP contracted with HerbertEngineering and The Glosten Associates – twoleading Naval Architecture and MarineEngineering design firms experienced inconducting design studies, developing contractplans, and preparing packages for regulatoryreview and approval. Hyde Marine supportedthe studies with equipment definition. Shipowners Polar Tankers, Inc., (previously ARCOMarine, Inc.) and Matson Navigation supportedthe effort at no cost. These ship owners have areal interest in installing treatment systems intheir vessels. Addressing owner preferences wasa very important part of the study.

Two design studies addressed the applicationof specifically selected systems to target vesselsby retrofitting ballast water treatment systemsinto these existing ships. It is anticipated thatdesigning treatment systems for newconstruction will be significantly less expensivethan the retrofits presented in this study.

Although generic treatment system typeswere selected for the study, specific equipment

was identified and integrated into the shipsystems’ designs, and firm equipment priceswere used in the cost estimates. System per-formance data presented in this paper are basedon manufacturer claims, but some of the systemshave been previously tested and evaluated.

Table 1 briefly describes the primarytreatment systems and targeted vessels selectedfor each of the two studies. Complete details ofthe treatment systems and vessels can be foundin the following sections.

TREATMENT SYSTEMREQUIREMENTSGoals

Each design study provides a reliable on-board treatment system that “effectively”removes living organisms from shipboard ballastwater before it is discharged into an ecosystemother than its original source. Moreover, eachdesign study develops a treatment system thataims towards the optimization of the followingGLBTDP goals:• Maximizes killing and/or inactivation of

living organisms from the target vessel’sballast water.

• Meets demands of the shipboard marineenvironment.

• Minimizes operational changes to the ves-sel’s existing ballast management processes.

• Fits within normal and existing operationalprocedures of shipboard personnel andimposes minimal additional workload.

• Minimizes adverse effects on environment.

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Page 3MEETS 2001 Technical PaperHurley, Schilling, Mackey 1 June 2001

• Minimizes extent and physical impact ofmodification to the vessel.

• Minimizes initial capital as well as life-cycleand long-term operational costs.

• Meets the existing safety standards of theindustry, regulatory bodies and the targetvessel operating company.

Biological Sampling and EquipmentMonitoring

The systems must be designed to provide thefollowing sampling and monitoring features:• Routine monitoring and sampling to ensure

proper system operation.• Initial extensive sampling for biological

evaluation to verify installation.• Automated operation and alarm.• Reporting and data logging features.

SELECTED TREATMENTSYSTEMS

There is currently a wide variety of possibletreatment options for ballast water [4]. Treat-ment systems were selected for this study thathave either undergone testing and evaluation andhave some documented results, or wererequested for investigation by the ship owner.

Cyclonic SeparatorAn in-line flow-through cyclonic separator

(CS) separates and removes suspended sedimentfrom ballast water passing through the system.Past studies and testing have shown thatcyclonic separation will remove entrainedparticles that are heavier than seawater [5].

Cyclonic separators are passive devices thatallow the separation and removal of larger andheavier solids with some associated pressuredrop added to the system. A major advantage ofa CS is that there are no moving parts, and it istherefore highly reliable. There are some dis-advantages as well. The CS will not removematerials with densities less than or equal to theballast water. It also cannot handle significantdifferences in flow rate and will lose itseffectiveness if the flow rate is reduced and thevortex collapses.

The CS requires a backpressure valve tobuild pressure to force the solids to dischargeoverboard against the static head of the shipduring ballasting.

These separators are particularly suitable onthe ballast intake cycle where the separated par-ticles can be discharged back into the harbor oforigin with an estimated 5 to 10% of the pumpedwater.

Cyclonic separators can be scaled in size toeven the largest ballast pumping rates of ships.

Ultraviolet (UV) Light TreatmentThe second stage treatment irradiates the

“clean” ballast water processed through thecyclonic separator via application of UV light tothe water stream. UV irradiation is currentlyavailable and has been demonstrated to kill ordeactivate biological organisms, viruses andbacteria. The irradiation can be accomplishedduring both ballasting and deballasting. A UVunit has been installed on a ship specifically totreat ballast water, and UV units have undergonestudy and a full scale evaluation [5].

New units are under development withincreased irradiation intensity to increaseeffectiveness in turbid water with transmittancesas low as 30%.

The UV light units have the followingpositive attributes:• Long history in marine industry with proven

use in other shipboard applications. • Readily available on the market. • Low maintenance, easy lamp replacement.• High and low flow rates available.• Small pressure drop and simple piping

modifications allow treatment in both ballastand deballasting operations.

• Capable of electronic monitoring/alarms.• Compact size – 3,500 m3/hr flow rate unit is

about 2 meters long by 1 meter in diameter.

Filtration with BackflushIn-line filters have been tested and results

and efficacy are reported in references [3] and[5]. Key technical issues and conclusions are:• A 5 mm prescreen should be used upstream

to protect finer filter screens.• Automatic backwash is required and should

be implemented during ballasting.• A screen size of 50 microns is necessary;

however, up to 100 microns size may besatisfactory if used with UV treatment.

• Filtration improves ballast water clarity.

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Page 4MEETS 2001 Technical PaperHurley, Schilling, Mackey 1 June 2001

Filtration with backflush may be a necessarycomponent in the system if the ecosystemscontain organisms that are known to be resistantto the UV irradiation levels selected. It is also aviable alternate to the cyclonic separator, and isparticularly advantageous in vessels with lowerballast rates (less than 500 m3/hr). In thisregard, we reviewed current filtration tech-nology being evaluated by the GLBTDP, plus atleast two other filter technologies. Of these, theMicroKill filter was identified for this study.

Backflush filtration requires high pressureand flow capability to overcome filter resistanceon existing ships. This design feature couldrequire changing ballast pumps, or reducing theoverall throughput rate due to the nature of thebackflush action.

To retain the ballast throughput rate, externalsources such as the ship’s firemain or seawaterservice system, perhaps backed up bycompressed air, could be used to backflush thefilters. The backflush liquid, which should beminimal, can be pumped directly overboardduring ballasting, or at the end of the ballastingperiod, using a separate pump or eductor.Backflush collection tanks and independentpumps can be provided.

On larger vessels, backflush filters are muchmore expensive than cyclonic separators, bothfor first cost and in operation.

Chemical TreatmentChemical treatment is a potential secondary,

tertiary or stand-alone treatment system thatcould be used in conditions where the primaryand secondary systems of separators with UV orfilters with UV are not effective. Chemicaltreatment does carry with it potentially oneroushurdles such as storing, handling and dosing thematerial on board ship, and gaining approvalsfor use and application.

Chemicals proposed for ballast watertreatment include SeaKleen, glutaraldehyde,acrolein, hypochlorite and ozone, among othercandidate treatments. Chemicals can be addedusing existing injection technology.

Chemical treatment considerations that needto be addressed include, among others: toxicity

implications, efficacy, product availability,ecosystem damage and political acceptance.This study looks at equipment and materialscompatibility and practical application of thetechnology with minimal cost.

TARGET VESSELSTwo ship types were selected to represent

major vessel types and operations on the WestCoast: the TAPS trade tanker and thecontainership. The new Polar Tankers’ PolarEndeavor (Fig. 2), the first delivery of theMillennium Class, was selected as the tanker forthe study, and the existing Matson containershipR.J. Pfeiffer (Fig. 3) was selected as thecontainership.

Ship owners Polar Tankers, Inc., and MatsonNavigation supported this project. Their shipscall at U.S. ports including some of the mostsensitive areas such as San Francisco, PugetSound and Valdez, Alaska.

Polar Tankers, Inc., is currently operating afleet of tankers in the U.S. domestic tradebetween Alaska and the U.S. West Coast.

Matson Navigation is a U.S. domestic carrieroperating a fleet of containerships between theWest Coast and Hawaii.

Design Study #1 – “Other Vessel of10,000 MT Displacement or Greater”

Vessel Name M/V Polar EndeavorVessel Type 125,000 DWT Crude Oil

Carrier Year Delivered 2001 (new building)Owner/Operator Polar Tankers, Inc.Length Overall 272.69 mBeam 46.20 mDepth 25.30 mDraft 16.31mDeadweight 127,005 MTBallast Capacity 60,700 m3 (55,000 m3 used

for heavy ballast condition)Number of BallastTanks

6 pairs main tanks + 1 focsletank + 4 aft tanks

Ballast PumpingCapacity

2 at 2,860 m3/hr, main pumps2 at 1,000 m3/hr, aft pumps

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Page 5MEETS 2001 Technical PaperHurley, Schilling, Mackey 1 June 2001

Characteristics of Polar Endeavor:1. Large volume of ballast and large pumping

capacity with both pumps typically in use forballast operations. Excellent comparisonwith other target ship types with lower ballastpumping requirements.

2. Dependence on gravity feed for loading anddischarging ballast for operational efficiency.

3. Because of its trade routes between PugetSound and other West Coast ports and PrinceWilliam Sound (PWS), it ballasts anddeballasts in environmentally sensitive ports.

4. Could be a candidate for incentives (from theCalifornia State Lands Commission and theState of Washington Aquatic NuisanceSpecies Coordinator) to install the proposedsystem.

Figure 2. M/V Polar Endeavor

Figure 3. M/V R.J. Pfeiffer

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Design Study #2 – “2000 TEU or GreaterContainership Regularly Calling at U.S.Port”Vessel Name M/V R.J. Pfeiffer Vessel Type 2,420 TEU Containership Year Delivered 1992Owner/ Operator Matson Navigation CompanyLength Overall 217.47 mBeam 32.21 mDepth 20.27 mDraft 11.58 mDeadweight 28,758 MTContainer Capacity 2420 TEU Ballast Capacity 14,600 m3

Ballast Tanks 26Ballast PumpingCapacity

2 at 350 m3/hr

Characteristics of R.J. Pfeiffer:1. This vessel is a typical Panamax container-

ship with ballast in the double bottom andwings used to maintain stability as well ascontrol trim and list. It was selected overpost-Panamax sized vessels because thelarger vessels have much more flexibleballasting options and can often avoid portdischarge through careful planning.

2. Only one ballast pump is used at a timeproviding a flow rate of 350 m3 per hour.

3. The required system capacity is essentiallyidentical to the system installed on theGLBTDP barge [2, 3].

4. Because of its trade routes on the U.S. WestCoast and in Hawaii, it ballasts and deballastsin environmentally sensitive ports. Biologi-cal data for these ports are readily available.

5. Could be a candidate for incentives (from theCalifornia State Lands Commission and theState of Washington Aquatic NuisanceSpecies Coordinator) to install the proposedsystem.

DESIGN SUMMARY – POLARENDEAVORVessel Ballast System Characteristics,Ballasting Practices and Common PortCalls

Polar Endeavor is entering service this yearin the Trans-Alaska Pipeline System (TAPS)trade on the West Coast. The ship is designed todeliver North Slope crude oil from Valdez, AK,

to the U.S. West Coast ports in Puget Sound,San Francisco, Long Beach (CA) and Hawaii.

There are two ballast systems on the vessel:the primary system consisting of two2,860 m3/hr (12,600 gpm) pumps serving the sixpairs of forebody tanks and a single forepeaktank (both main pumps are typically usedsimultaneously); and the aft ballast systemconsisting of two smaller pumps serving foursmall tanks in the aft end of the vessel. Theprimary system also has an eductor system forstripping the forebody ballast system, and the aftballast system is used to control trim and list.

Tanker ballasting operations are charac-terized by moving large volumes of ballast eachtrip. The ship must have a minimum draft whennot carrying cargo to control hull stresses,provide good seakeeping and maneuvering, andprovide propeller submergence.

Deck officers, or mates, perform the ballast-ing operations from the cargo control room.Pumps and valves are controlled by the ballastcontrol system, which is part of cargo control.

“Gravitating” ballast is an importantcomponent of the ship’s ballasting operations.Gravitating is allowing water to flow into or outof the tanks using the head differential betweenthe tank level and the outside water level, andnot using pumps. The ability to gravitatereduces the owner’s cost because of reducedpump operating time, and provides simpler andmore efficient operations for the crew.

The timeline (Table 2) roughly describes theanticipated operations of the vessel, withoutconsideration of ballast water treatment.

Gravitating ballast is not possible in atreatment system using a cyclonic separator.The head differential used to gain the flow is notadequate to overcome the additional resistanceimposed by the separator. Without gravitating,additional pump time is necessary. Additional-ly, pumping time is extended further due to theadded resistance in the system and reduced flowrate, as well as the lost 5 to 10% capacity due tothe sludge return from the cyclonic separator.

Table 3 summarizes the impact on ballastpump times. These data were developed using apiping system flow model of the PolarEndeavor’s ballast system that accounts for thechanging tank levels during the pumpingoperation, the resistance of each component andthe actual pump performance curve.

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Page 7MEETS 2001 Technical PaperHurley, Schilling, Mackey 1 June 2001

Increased pump usage is accounted for in thelife cycle cost study in terms of pump mainten-ance increase and fuel cost associated with theadditional electrical power generation.

One could presume that overall ship opera-tion timelines would not be affected becausepumping ballast will always be faster thangravitating ballast; however, because of ship’sgenerator power limitations, ballast pumpscannot operate simultaneously with full outputof cargo pumps. If the CS and UV were

installed, the 5 hour increase in ballast pumpingtime would have to occur during the 8 hours oftransit time outbound from the refinery to thesea buoy. There is potential for the vesselschedule to be affected. Arriving in PrinceWilliam Sound, the vessel could still gravitateon the ballast discharge, as the water was treatedon the intake. However, as the system iscurrently designed, this operation would bypassthe second UV treatment on the discharge.

Table 2. Vessel Operations Timeline – Anticipated

Time EventDay 1Hour 0

Enter Puget Sound at Cape Flatterywith 125,000 dwt tons of oil at a44 foot draft, no ballast on board.

Day 1Hour 8

Dockside, at the Puget Soundrefinery, ballast is allowed to free-flood into the forebody tanks ascargo discharge begins.

Day 1Hour 18

The free-flood rate diminishes as theship draft decreases, and ballastingoperations are suspended. 29,000tons of ballast is taken on bygravitating in this 10 hour period.

Day 2Hour 2

Cargo discharge is completed in atotal of 18 hours of pumping. Withpower available for ballast pumps,they are started in order to finishballasting.

Day 2Hour 10

After 8 hours of pumping, mainballast tanks are loaded to the nor-mal ballast condition. Ship departswith 50,300 tons of main ballast onboard. Aft ballast tanks are empty.

Time EventDay 2Hour 18

Ship clears Cape Flattery buoyheading northbound.

Day 3Hour 12

Ship encounters heavy weather andmates take on 3,300 tons of ballast inthe aft tanks, 2,200 in the focsle tankand 4,300 in the #6’s to get to theheavy ballast condition, with a totalof 60,100 tons of ballast.

Day 6Hour 6

Ship arrives at Cape Hinchinbrook,entrance to Prince William Sound,and with a low sea state is able togravity-drain ballast.

Day 6Hour 12

Vessel arrives at Valdez, and beginstaking on crude oil. Both mainballast pumps are started todischarge ballast. 21,750 tons aredischarged by gravitating.

Day 6Hour 20

Ballast tanks are empty, cargo load-ing continues. 38,350 tons are dis-charged by the main ballast pumps.

Day 6Hour 22

Cargo tanks full, ship departs south-bound to Puget Sound.

Day 10Hour 10

Enter Puget Sound at Cape Flattery.

Table 3. Ballast Pumping Time Comparison Filling Tanks with Cargo Discharge atPuget Sound Refinery – Polar Endeavor

Procedure Gravitating Time(Free Flooding)

Pumping Time Total BallastingTime

Gravitating and Pumping,no Separator / UV treatment

10.2 hours 7.5 hours 17.7 hours

Pumping Only,no Separator / UV Treatment

– 10 hours 10 hours

Pumping Only,with Separator / UV Treatment

– 12.3 hours 12.3 hours

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MEETS 2001 Technical Paper Page 8Hurley, Schilling, Mackey 1 June 2001

Polar Endeavor Treatment Philosophyand Functionality

We have selected treatment systems thateither have demonstrated effectiveness (or lookto be the most promising of the existingtreatments) and that have the capacity to supportthe vessel’s large ballast system with minimalimpact on operations. For example, we areusing cyclonic separators instead of filtersbecause the ballast system rate is high for finefiltration applications.

To provide design and operational flexibilityand so that various water contaminationproblems can be treated, we have also specifiedredundant systems and different types ofsystems. These different treatment systems havebeen estimated and engineered separately, butcan be combined in a number of ways dependingon:• Final rulings from the regulatory bodies

on acceptability of equipment.• New efficacy information that comes

available.• New regulations that come into force.• Owner preferences. The main and aft ballast system primary

treatment is in three stages. The first stage is totreat the ballast as it is taken aboard byseparating heavier particles with a cyclonicseparator unit. The sludge is immediatelydischarged back into the harbor of origin. Thesecondary treatment irradiates the cleaned waterwith ultraviolet light to kill or inactivate theorganisms in the water. Interference with UVirradiation is reduced by separating solidparticles before entering the UV unit. Sincesurviving organisms may multiply while in theballast tank during the voyage, the third stageirradiates the water again when discharged in thereceiving harbor.

An optional chemical treatment system isprovided as either a fourth stage, an alternatesecondary treatment, or a stand-alone alternatetreatment. Incoming ballast water can runthrough the cyclonic separator and the UV, andthen also be treated chemically, or the cyclonicseparator and UV can be bypassed and the wateronly treated chemically.

If incoming ballast water is clean and withoutsolids, the cyclonic separator can be bypassed

and water run only through the UV. It is notpossible in this system design, however, to runwater through the separator and bypass the UVunit, although the UV can be de-energized andwater flow through without irradiation.

Both the main and aft ballast systems willhave this functionality. Each of the four pumpshas an associated separator and UV unit;however, one chemical tank serves the fourpossible ballast supply lines with four separatedosing pumps. The aft system is smaller in scaleand capacity than the main system, matching theaft ballast pump capacity.

An eductor system has the capability to stripthe ballast tanks and pump directly overboard.Hence a fifth UV unit is provided in that dis-charge line to provide the third stage treatment –irradiating water flowing through that system asit may be discharged in the receiving harbor.

Description of Polar Endeavor SystemEquipment

The following treatment equipment wasselected for installation in the Polar Endeavor:Main Ballast System, Capacity 2860 m3/hr x2 pumps• Cyclonic Separators (2): MicroKill Model

3000 (Capacity 2,700 to 3,200 m3/hr)• UV Light Treatment (2): MicroKill UV

Model MP600-08-7300 (Capacity 3,000m3/hr @ 120mWs/cm2)

Eductor System, Capacity 500 m3/hr• UV Light Treatment (1): MicroKill UV

Model MP300-02-2500 (Capacity 500 m3/hr@ 50mWs/cm2)

Aft Ballast System, Capacity 1000 m3/hr x2 pumps• Cyclonic Separators (2): MicroKill Sep

Model 1000 (Capacity 800 to 1200 m3/hr)• UV Light Treatment (2): MicroKill UV

Model MP300-04-2500 (Capacity 1000m3/hr @ 50mWs/cm2)

Chemical Treatment, Capacity to treat 60,000tons ballast at 5,720 m3/hr ballast rate.• SeaKleen Chemical Treatment System: One

200 gallon tank with four feed pumps, eachsized for 30 liters per hour. Tank’s 200gallon capacity is sized for chemical volumerequired to treat full 60,000 m3 ballastvolume of ship.

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MEETS 2001 Technical Paper Page 9Hurley, Schilling, Mackey 1 June 2001

Polar Endeavor Equipment InstallationIssues

Equipment installation in Polar Endeavor,and potentially in all tankers, is complicatedbecause the ballast piping, pumps and valvingare all located in the pump room, which is ahazardous area. The pump room also happens tobe the most crowded, densely packed space onthe vessel.

In addition, it is probably not possible toinstall a UV unit in that space because it wouldintroduce electrical equipment and its wiring in ahazardous area. Electrical equipment inhazardous areas is not allowed unless “essentialfor operation purposes.” The electricalequipment that can be allowed in the pump roommust be intrinsically safe, and so far anintrinsically safe UV unit is not available.

There are three potential solutions to theproblem: 1) Route the ballast piping out of thepump room up into a small UV unit compart-ment accessible from the engine room and installthe UV unit in that space. 2) Continue in thedevelopment of an intrinsically safe unit andalso gain acceptance from the regulatory bodiesthat the unit is essential for operation purposes.(OptiMarin has applied to DNV for certificationas explosionproof and intrinsically safe).3) Drop the UV unit and proceed with otheralternatives.

Option 1 would be the best choice, but it isnot easy to accomplish given the pump roomspace arrangements and physical size of thepiping. Also, there are still potential regulatoryproblems as the ballast piping could beconsidered to pass through spaces where sourcesof ignition are present. This alternative is shownin Figure 4.

Additionally, although the lamps are isolatedfrom the internal volume of the ballast pipingwith quartz sleeves, the internal piping may alsohave oil vapors when dry. This problem can beaddressed by installing a flow sensor on thepiping that does not allow the UV unit to beenergized unless the pipe is full of flowingballast water.

We have proceeded with developing thecontract plans for the installation, and the UVunit is included in the drawings pendingapproval from the American Bureau of Shipping(ABS) and the U.S. Coast Guard and pending

development of a unit that can be approved foruse in pump rooms.

The aft ballast systems are much easier toinstall because the components can all be in thespacious enginerooms, and not be subject to thespace and hazardous location constraints of thepump room. System diagrams are provided andthe arrangement of the aft ballast system in theenginerooms can be developed and detailed bythe shipyard.

The chemical treatment system is thesimplest and least-cost installation and requiresvery minor storage facilities and tank volume.However, before discharge of the chemical isaccepted, approval of all regulatory bodies(federal, state and local) is required. Theregulatory approval process may be long, andmay not be resolved by completion of this study– hence the optional nature of this chemicaltreatment system.

SeaKleen is the chemical identified for thisstudy; the following engineering, design andcost information is used in this report:• The chemical is a water-soluble powder.

One kg of powder is mixed with 10 kg ofwater, which treats 1,000 metric tons ofseawater.

• To treat 60,000 metric tons of ballast wewould need 60 kg (132 lb) of powder mixedin 600 kg (1,322 lb or 160 gal) of fresh water.

• SeaKleen is a natural biocide, relatively safecompared with other chemicals. It has noparticular storage or handling problems orunusual safety concerns.

• Toxicity diminishes over time so that it isrelatively benign by the time the vesselreaches the ballast water receiving port and isready to discharge ballast.

• Current cost estimates from SeaKleenindicate about $0.20 per ton of seawatertreated, based on laboratory production of thechemical. This equates to about $200/kg ofdry chemical. The final cost may be as lowas one-half this cost, which is addressed laterin life cycle cost estimates.

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MEETS 2001 Technical Paper Page 10Hurley, Schilling, Mackey 1 June 2001

Figure 4. Alternate UV Unit Location

The chemical must be mixed just beforeballasting, as degradation of the biocide beginsas soon as it is mixed with water. A 200 gallontank is specified because the chemical is mixedfor each trip. A storage area is required, suitablefor 900 kg (2,000 lb) of dry, powderedSeaKleen, which is adequate for about 15 trips.The entire system will be installed on one or twoof the flats in the vertical access above the pumproom.

SeaKleen may be manufactured in pellets,which would make it easier to store and use.

System Setup, Operation and EquipmentMonitoring

Ballasting operations will become signifi-cantly more complex for the ship’s crew,although nothing that cannot be accommodated.Ballasting operations and monitoring wouldinclude:

Operation of the cyclonic separator: Exitpressure is automatically monitored and thebackflow pressure valve automatically adjustedwith the changing draft of the ship. The sludgeline will have a flow meter, and much of theother monitoring can be done with the automaticcontrol and monitoring system.

Operation of the UV unit: Operation of theUV unit is set up to be automatic. Initialenergizing of the unit at the controller will belinked to the ballast pump startup, and final

energizing will be linked to the flow meter in thepiping. The light transmittance is monitored andrecorded, along with temperature. The unitcontrol panel logs the data, and a summaryalarm is added to the ship’s machinerymonitoring system to indicate if ballast isflowing but transmittance level is belowthreshold.

Operation of the chemical treatment system:Operation of the system is relatively automatic,with most of the impact on the crew occurring inthe setup of the system and mixing of thechemical. The proportioning pumps will beenergized in conjunction with the correspondingballast pump. Chemical flow will be monitoredand again alarmed if the flow rate is belowspecification.

Mixing of the chemical in the nurse tank,although relatively simple, will be a newoperation for most crews. First, approximately0.6 m3 (160 gal.) of fresh water is metered intothe tank. The chemical tank will have a sightglass for level indication. Then 60 kg (132 lb)of powder (or pellets) is added through a hatchin the top of the tank. The dry chemical will bestored in an expanded metal cage adjacent to thetank. Access platforms and fixtures to aid in thepouring of the chemical will be provided.

Given the sensitivity of the chemical dosageand short duration of its effectiveness, a drychemical dispensing system should be

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developed, to dispense 10 kg at a time with acoordinated metering of 100 kg (27 gal) ofwater.

For automatic dispensing of the chemicalinto the ballast tanks when gravitating, a seconddispensing rate will need to be determined sothat, at the end of the gravity fill, the properamount of chemical will have been added.

Sampling and Treatment PerformanceMonitoring

Means must be provided to sample the ballastwater on board to determine treatmenteffectiveness. It is intended that the ship’s crewwill perform this function, but on occasion atrained science technician will come aboard totest the efficacy of the system. Sampling portsare provided in three places: incoming ballastbefore the cyclonic separator, outgoing ballastafter the UV treatment, and at the sludgedischarge.

A simple test kit will have to be developedand supplied to ships’ crews, and they must betrained in its use.

System MaintenanceMaintenance of the ballast water treatment

systems specified is relatively low. There is nomaintenance on the cyclonic separator, and theUV unit only needs lamp replacement andoccasional calibration of the light intensitymonitoring equipment. The chemical treatmentsystem also may require little maintenance.

A section that follows on life-cycle costsincludes the effect of the system on ballast pumpmaintenance (from increased usage).

Personnel Training and SafetyThe proposed systems do not present any

particularly problematic training or safety issue.The systems are much less complex than manyof the other systems on the vessel. Safety issuesrelating to the handling and storage of thechemical are minor. Coveralls, gloves and facemasks will be all that is necessary.

Polar Endeavor Shipyard Scope of WorkThe treatment systems on the Polar

Endeavor are divided into four areas of work.The owner can select these components for

implementation either individually orcollectively. They are:1) Main ballast system cyclonic separators.

The ballast system piping will be modifiedto install the cyclonic separators (two, onefor each ballast pump) as shown on thedrawing, including its foundation, sludgelines and new dedicated overboarddischarge. New hydraulic actuated valveswill be installed with control integrated intothe ship’s ballast valve control system.

2) Main ballast system UV light treatmentunits. The ballast system piping will bemodified to install the UV units (three total),as shown on the drawing, including founda-tion, control panel and power panel.Electrical power (480 VAC 60 kW each forthe two main units and 5 kW for the eductorunit) will be fed from an auxiliarymachinery power panel, and control andmonitoring wiring will interconnect theequipment with the ship’s alarm system.New hydraulic actuated valves will beinstalled with control integrated into theship’s ballast valve control system.

3) Aft ballast system cyclonic separators andUV units. The aft ballast system piping willbe modified to install cyclonic separators(two) and UV units (two), as shown on thedrawing, including foundations, sludgelines, and new dedicated overboarddischarge line. All equipment will beinstalled in the two main enginerooms, portand starboard. The new hydraulic valveswill be remotely controlled by the cargocontrol system. Alarm and monitoringsystems will be modified to allow the newinputs.

4) Chemical treatment system. The fresh watersystem will be extended to a flat in thevertical access above the pump room, wherea 200 gallon fabricated tank will beinstalled. The fresh water piping will bearranged to meter into the tank (an air gapmust be provided). On the level above thetank the dry chemical storage area will befabricated of expanded metal cage. Thetank will have a hinged hatch in the top foradding the chemical. Independent supplypiping will run to each of four air-powered

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diaphragm pumps for injecting thechemical, and chemical feed piping will runto the designated ballast mains.

Installation Cost Estimating Assumptionsand Data

A budgetary cost estimate was developed forthis study, which is intended to be confirmed bya shipyard quotation. An in-house historicalcost database was used to generate the estimate.Typical estimating assumptions were made asfollows:• Shipyard labor rate of $50/hr.• Shipyard engineering cost about 15% of the

installation cost.• Material markup of 15%. This is a fairly

standard value among most yards.• Estimating contingency of 12%. This value

is appropriate for this contract design level,particularly since we have firm quotationsfor the treatment equipment.

A summary of the estimate is provided inTable 4.

Life Cycle Cost Analysis Assumptionsand Data

The method for calculating life cycle costs ispresented as follows:

Life Cycle Cost is the overall estimated costfor the particular modification over the assumedremaining life of the ship, including direct andindirect initial non-recurring costs plus anyperiodic or recurring costs of operation andmaintenance. Life cycle cost is simply the sumof the projected cash flow over the life of theship, including assumed inflation rates that varywith the cost components.

Present Value of the Life Cycle Cost is thepresent worth or value of the projected cash flowassuming a discount rate.

Discount Rate is the nominal interest rate thatthe owner may expect to obtain if he were toinvest the same money at t=0 in an incomeproducing venture, either in other internalcompany projects or in external investments.

This is a highly variable number. It will varyamong owners, as well as depend on primeinterest rates at the time, projected profitmargins for the company, and target corporaterate of return.

Uniform Equivalent Annual Cost is thepresent value of the life cycle cost distributedover the life of the ship using the same discountrate, so that each year has a equal cost. This isalso known as the average annual cost (AAC).

The following assumptions were applied inthe life cycle cost analysis for the PolarEndeavor:• Life of the ship: 30 years• Hypothetical discount rate: 8%• Shipboard crew labor rate,

direct + indirect: $50/hr• Inflation rates

Fuel and Chemicals: 3.0%Labor: 5.5%UV lamps and parts: 4.0%

• Increased ballast pump usage was calculatedas described earlier, including: the effect ofnon-gravitating, the increased head in thesystem from the CS’s, a 5% increase in totalpump volume required to fill the tanks dueto the sludge discharge of the CS, theincrease in pump maintenance and theincreased fuel consumption for generatingelectrical power to drive the pumps.

• UV lamps have a 1000 hour life, and theirmaterial cost as well as the labor cost ofreplacing the lamps is included. UV unitsare energized for both the ballasting anddeballasting operations.

• The increased fuel consumption for generat-ing UV unit electrical power is included.

• The cost of the chemical additive is includedon a per-ton basis, assuming 2 hours of laboreach trip to handle and mix the chemical.

• Polar Tankers reports they have nosignificant problems with the accumulationof mud in the ballast tanks of TAPS tradetankers, so there is no cost savingsassociated with reducing mud in the tanks.

The results of life cycle cost analysis for thePolar Endeavor are presented in Table 5.

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Table 4. Installed Cost Data – Polar EndeavorItem Material Cost Labor Cost Material Markup Contingency Total1. Main Ballast

System CyclonicSeparators

$321,000 $83,000 $48,000 $39,000 $491,000

2. Main BallastSystem UV LightTreatment Units

$427,000 $181,000 $64,000 $73,000 $745,000

3. Aft Ballast SystemCyclonic Separa-tors and UV Units

$474,000 $135,000 $71,000 $73,000 $753,000

4. ChemicalTreatment

$38,000 $22,000 $6,000 $5,000 $71,000

Table 5. Life Cycle Cost Data – Polar EndeavorItem Life Cycle (LC)

CostPresent Value of

LC CostUniform Equiva-lent Annual Cost

(AAC)1. Main Ballast System

Cyclonic Separators$726,000 $561,000 $50,000

2. Main Ballast SystemUV Light TreatmentUnits

$1,530,000 $815,000 $72,000

3. Aft Ballast SystemCyclonic Separators andUV Units

$1,049,000 $832,000 $74,000

4a. Chemical Treatment @$0.20 / ton

$10,233,000 $3,583,000 $318,000

4b. Chemical Treatment @$0.10 / ton

$5,353,000 $1,884,000 $167,000

Cost ScenariosThe life cycle cost data can be combined in

various ways, depending on final ownerdecisions on implementation, and inconsideration of the latest data on treatmenteffectiveness of the various systems. Forexample purposes, we assume the followinghypothetical scenario:• Install the cyclonic separators in the main

ballast system as primary treatment.• Do not install the UV units in the main bal-

last system because regulatory acceptance forthe installation is not in place.

• Install the chemical treatment system for usein the main ballast system. Assume that the

regulatory agencies have approved its use andcost is $0.10 / ton ballast water.

• Install the aft ballast system – separator andUV units, because installation is simpler andrelatively cost effective.Table 6 presents the cost data for this

scenario. While present value cost in $/ton isone cost measure, it is important to note that thiscost will vary greatly among ships even whenthe same system type is installed in the sameship type. Economic factors such as life of theship and the owner’s particular discount ratehave a significant impact on the resultingnumber.

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Table 6. Hypothetical Scenario Cost Summary – Polar Endeavor

Item Installation Cost Present Value ofLife Cycle Cost

Uniform Equiva-lent Annual Cost

(AAC)1. Cyclonic Separators

in Main BallastSystem

$491,000 $561,000 $50,000

4b. Chemical TreatmentSystem (@$0.10/ton)

$71,000 $1,884,000 $167,000

3. Aft Ballast System $753,000 $832,000 $74,000Totals $3,277,000 $291,000

Tons of Ballast Pumped (Life Cycle and AAC) 43,056,000 1,435,200

Cost/Ton (Life Cycle and AAC) $0.08 $0.20

DESIGN SUMMARY –R.J. PFEIFFERPfeiffer Ballast System Characteristics,Ballasting Practices and Common Port Calls

R.J. Pfeiffer trades on the U.S. West Coastand in Hawaii, ballasting and deballasting tomaintain stability and control trim and list.Typical port calls include Long Beach, Oakland,Seattle and Honolulu. Pfeiffer has a total ballastcapacity of 14,300 m3 as compared with the60,000 m3 of Polar Endeavor, but the ballastcan be loaded into 26 different tanks comparedwith 17 in Endeavor. The Pfeiffer is outfittedwith a separate heeling pump and two dedicatedwing tanks, one port and one starboard, to adjustfor adverse heel associated with unbalancedcargo loading conditions.

Pfeiffer carries ballast in the full-loadcondition for stability and in a partial loadcondition for trim. Currently, the ship’s ballastsystem does not have the capability to transferballast between tanks. As a result, ballast wateris discharged to the sea when tanks aredeballasted even though new ballast water maybe brought into other tanks to reach the desiredload condition. If possible, ballast adjustmentsare made at sea prior to arriving, in anticipationof the expected loads, or after departing the port.Some ballasting may be necessary duringcontainer loading and unloading operations. Areview of previous voyages indicates that a total

of about 400 to 500 tons may be loaded inmultiple ports during a typical round-tripvoyage. Most ballast discharged in port is deepocean water.

Unlike the Polar Endeavor, Pfeiffer does notutilize gravity flow ballasting, and the addedpump energy to overcome the added pressurelosses is negligible in this size range,particularly given the smaller quantities pumped.Increase in ballasting time is only the amount tomake up for the sludge discharge, which isaccounted for in the life cycle costs (there is aminor amount of added fuel for the added powergeneration) but has no impact on the ballastoperations.

Treatment Philosophy and Functionality

We have selected treatment systems that havedemonstrated effectiveness for this study. Theinitial plan, based on the results from the GreatLakes testing [3, 5] was to pursue a filter systemwith automatic backflush as the primarytreatment and a UV light unit as the secondarysystem. However, the cyclonic separator waschosen as the preferred primary treatmentbecause of the mechanical simplicity of theseparator as compared to the filters. The actualshipboard maintenance costs for the filters arealso not yet fully understood. The separator alsofits better into the engineroom arrangement.

Normal ballasting operations require the useof only one pump, so only one treatment system,consisting of separator and UV unit, is needed.

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Both the separator and the UV system are sizedto the 350 m3/hour (1,500 gpm) capacity. Thesystem is designed so that ballast water flowsthrough both the separator and the UV unit whenloaded, but only through the UV unit on thedischarge. The cross connection to permittransfer of ballast forward and aft (and onlyforward and aft) would be made on the port side.

While both options are studied, only one isintended for installation.

Chemical treatment is not desired orconsidered at this time for this vessel.

Description of System EquipmentThe following treatment equipment was

selected for installation in the R.J. Pfeiffer.• Option 1 (preferred)

Primary Treatment: Cyclonic Separator,MicroKill Sep, Model SKX350

Secondary Treatment: UV Light Treatment,MicroKill UV, Model MP300-04-2500

• Option 2Primary Treatment: MicroKill Filter, Model

6 x 4" with backflush unitSecondary Treatment: UV Light Treatment,

MicroKill UV, Model MP300-04-2500

Equipment Installation IssuesEquipment installation on R.J. Pfeiffer is

relatively simple compared with the PolarEndeavor. There are no hazardous spacecomplications, and the engineroom (althoughnot spacious) has available room for themachinery. There are no significant equipmentinstallation issues.

System Setup, Operation and EquipmentMonitoring

Ballast operations and monitoring of thecyclonic separator and UV unit are similar tothose discussed for Polar Endeavor, but thesetup, operation and monitoring of the filtersystem is unique to the R.J. Pfeiffer.

The equipment provider has proposed that thePfeiffer filtration unit be continually backflushedas required during the ballasting operation. Thebackflush process is begun by securing thevalves on the input and output side of onefiltration element. A separate backflushing

pump with a hydrophore tank will be activatedand used to manually backflush that element ofthe filtration unit. The backflush water will becollected in a separate tank and then dischargedusing a newly installed line to the suction side ofthe existing bilge/ballast eductor. The actualdischarge process could be accomplished eitherin port or at sea after leaving port. Alternatively,the tank could be emptied automatically using afloat activated switch controlling a dedicatedpump and a separate discharge pipe line with ahull penetration and appropriate valving.

Particular to the R.J. Pfeiffer, and possiblyother vessels, it will not be simple to add to theexisting alarm and monitoring system. Thesystem is a custom, one-off design that isdifficult to change because of lack of vendorsupport. It will probably be necessary to installindependent alarms and monitoring for theballast treatment system, keeping the monitoringsystem independent of the main ship system.

Sampling and Treatment PerformanceMonitoring

Sampling ports will be provided to sampleballast water on board to determine treatmenteffectiveness, in the same manner discussed forPolar Endeavor. See an earlier Polar Endeavorsection on sampling.

System MaintenanceMaintenance issues are manageable for both

options. Issues of UV light intensity calibrationand lamp replacement will be the same as onPolar Endeavor, with added maintenanceimposed by the filter unit. The section on lifecycle costs, below, includes the effect ofmaintenance on ship’s crew costs.

Personnel Training and SafetyTraining and safety issues are also

manageable. See the discussion for PolarEndeavor.

Shipyard Scope of WorkThe two options for treatment systems on

R.J. Pfeiffer have separate shipyard work scopes.Option 1 – Cyclonic separator with UV lighttreatment unit serving the starboard side ballastpump.

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The ballast system piping will be modifiedto install the cyclonic separator as shown onthe drawing, including its foundation, sludgeline and new dedicated overboard discharge.New motor operated valves will be installed.

The ballast system piping will be modifiedto install the UV unit as shown on thedrawing, including foundation, control paneland power panel.

Electrical power (approximately 5 kW)will be fed from an auxiliary machinery powerpanel.

Control and monitoring wiring willinterconnect the equipment to the controlpanel installed in the machinery control roomand to the ballast control station in the ship’soffice on the main deck.

Option 2 – Filter system with UV light treatmentunit serving the starboard side ballast pump.

The ballast system piping will be modifiedto install an Arkal filter system with a separatemanual backflush pump and hydrophore tank.The unit will be configured to best fit into thespace, providing access to all components.

The backflush holding tank will be in-stalled complete with level indicator signalingautomatic startup of the backflush dischargepump. A dedicated overboard dischargepiping line with hull valves will be installed.

Power for the solenoid valves will be fed tothe unit control panel from a local 120Vpower panel.

Installation Cost Estimating Assumptionsand Data

We applied the same cost estimatingassumptions to R.J. Pfeiffer as we did to PolarEndeavor. A summary of the estimate isprovided in Table 7.

Life Cycle Cost Analysis Assumptions &Data

Life cycle cost estimating methods forR.J. Pfeiffer are the same as for Polar Endeavor,but there are a few differences in theassumptions:• Remaining life of the ship: 20 years• Hypothetical discount rate: 8%• Shipboard crew labor rate,

direct and indirect: $50/hr• Inflation rates

Fuel: 3%Labor: 5.5%UV lamps and filter parts: 4%

• UV lamps have a 1000 hour life. Materialcost, as well as the labor cost of replacingthe lamps, is included.

• The increased fuel consumption for generat-ing electrical power for the UV units isincluded.

• Cost savings for reduced mud in tanks isconsidered insignificant in the Pfeiffer and isnot addressed.

The results of the life cycle cost analysis forR.J. Pfeiffer are presented in Table 8. Table 9gives a summary of cost.

Table 7. Installed Cost Data – R.J. Pfeiffer

Option Material Cost Labor Cost Material Markup Contingency Total

1. Cyclonic Separatorand UV LightTreatment Unit

$159,000 $35,000 $24,000 $19,000 $237,000

OR

2. Arkal Filter andUV LightTreatment Unit

$179,000 $54,000 $27,000 $28,000 $288,000

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Table 8. Life Cycle Cost Data – R.J. Pfeiffer

Option Life Cycle (LC)Cost

Present Value ofLC Cost

UniformEquivalent

Annual Cost(AAC)

1. Cyclonic Separatorwith UV LightTreatment

$304,000 $257,000 $26,000

2. Filter with UV LightTreatment

$427,000 $330,000 $34,000

Table 9. Cost Summary – R.J. Pfeiffer

Option Installation Cost Present Value ofLife Cycle Cost

UniformEquivalent

Annual Cost(AAC)

1. Cyclonic Separatorwith UV LightTreatment

$237,000 $257,000 $26,000

Tons of BallastPumped, RemainingLife of Ship & /year

--- 260,000 13,000

Life Cycle and AACin $ per ton

--- $1.00 $2.00

2. Filter with UV LightTreatment

$288,000 $330,000 $34,000

Tons of BallastPumped overRemaining Life ofShip

--- 260,000 13,000

Life Cycle and AACin $ per ton

--- $1.26 $2.60

CONCLUSIONSBallast water treatment technologies are

advancing beyond the scientific investigationstage to the engineering stage, where potentialship systems can be evaluated, designed andinstalled. Nonetheless, continued scientificbench testing and additional full-scale testing oftreatment solutions are needed.

Ship owners must know that their treatmentinstallation will have long term acceptance bythe regulatory bodies in order to confidentlyproceed with installations. They want assurancethat, after initial approvals, regulations do not

immediately change and become more stringent.The owners recognize their responsibility tomaintain and monitor the equipment over the lifeof the vessel, but the initial installation mustpromise acceptable results.

Selection of appropriate methods of costanalysis are also important to properly assess thetreatment systems. The present value in $/ton ofballast pumped is one measure of economicmerit that sounds simple, as does increase inrequired freight rate. However, these measuresare difficult to use across various ship types.Methods of evaluating treatment system costmust be specific to each type of vessel (volume

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of ballast handled varies), to each individualship within a type (remaining ship life varies)and to each owner (economic models vary).

Further discussion and evaluation ofappropriate economic measures is needed. Itmay then be possible to tabulate expected lifecycle costs against varying vessel type,remaining ship life and owner economic model.However, the economic assessment is complexand we anticipate that each individual ship willneed its own installation evaluation.

For a given ship, a rough evaluation can bemade by following the approaches presented inthis paper. The ship owner, along with theirnaval architect/marine engineer, will look at (inorder):1) Ballast system operational changes that do

not affect ship operations.2) Piping modifications.3) Installation of new treatment equipment.

Selection of this equipment and theassociated treatment method will be based notonly on life cycle cost, but also on simplicity ofchanges and owner preferences and judgment.Elements of the system installation design andequipment selection processes will vary fromship to ship.

REFERENCES1. Mackey, T.P., R.D. Tagg, M.G. Parsons,

“Technologies for Ballast WaterManagement,” 8th ICMES 2000/SNAMENew York Metropolitan SectionSymposium, May 22-23, 2000.

2. Parsons, M.G., R.W. Harkins, T. P. Mackey,D.L. Munro, A. Cangelosi, “Design of theGreat lakes Ballast TechnologyDemonstration Project,” SNAMETransactions, Vol. 105, 1997.

3. Parsons, M.G. and R.W. Harkins, “TheGreat Lakes Ballast TechnologyDemonstration Project Filtration MechanicalTest Program,” Marine Technology, Vol. 37,No. 3, Summer 2000.

4. Technology Summary, International BallastWater Treatment R&D Symposium, IMOLondon, Global Ballast Water ManagementProgramme, 26-27 March 2001.

5. Cangelosi, A, et al., “Prepublication Reporton Preliminary Results (Confidential)

Bioeffectiveness Study of a CommerciallyAvailable Ballast Treatment System (Hyde-Optimarin Shipboard Cyclonic Separatorand Ultraviolet Radiation System), Feb. 12,2001.

6. Mackey, T.P. “Ballast Water TreatmentTechnologies: Including a Review of InitialTesting and Lessons Learned Aboard theRegal Princess,” Marine EnvironmentalEngineering Technology Symposium,(MEETS), ASNE / SNAME, 1 June 2001

7. Tagg, R.D., “Ballast Water Management –Mitigating the Introduction of InvasiveMarine Organisms form Ship’s BallastWater,” SNAME Joint California SectionsMeeting, May 19, 1999.

ACKNOWLEDGEMENTSThe Great Lakes Ballast Demonstration Projecthas made another important step in addressingthe problems associated with the introduction ofnon-indigenous species (NIS) into marineecosystems. The marine engineeringrepresented in this paper addresses two ships orship classes. More importantly, two major U.S.ship owners participated in the process, and theyare much closer to getting viable ballasttreatment systems installed in ships.

Polar Tankers, Inc., and Matson NavigationCompany are acknowledged for their input,enthusiasm and support for this project and thispaper.

William L. Hurley, Jr., P.E., is the principalauthor and he is President of The GlostenAssociates, Inc., Seattle, WA.Spencer S. Schilling, Jr., is Vice President ofHerbert Engineering Corp., Alameda, CA.Thomas P. Mackey, is President of HydeMarine, Inc., Cleveland, OH.

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Appendix

Page A-1MEETS 2001 Technical PaperHurley, Schilling, Mackey Appendix

Figure A-1. Polar Endeavor Aft Ballast Treatment System (starboard side shown, port side similar)

Figure A-2. Polar Endeavor Main Ballast Treatment System, CS Detail and UV (one side shown,other side similar)

frompump

to tanks oroverboard

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Page A-2MEETS 2001 Technical PaperHurley, Schilling, Mackey Appendix

Figure A-3. Polar Endeavor Ballast Stripping Eductor UV Treatment System

Figure A-4. Polar Endeavor Chemical Treatment System Detail

from ballasttanks

to mainballast stbd

to mainballast port

to aft ballasttank piping

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Page A-3MEETS 2001 Technical PaperHurley, Schilling, Mackey Appendix

Figure A-5. R.J. Pfeiffer Ballast System Modifications