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FINANCIAL DISCLOSURE REPORTFOR CALENDAR Y EAR 2010
Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 5959 10!-111)
1. Person Repor ting ( las t name, f ir s t , middle init ial)O K E L L E Y , W I L L I A M C .
4. Ti t le (Art ic le 111 judges ind ica te ac t ive o r sen io r s ta tus;magistrate judges indicate full- or part-time)
S e n i o r U. S . Di s t r i c t J ud g e
7. Chambers or Of f ice Address1942 U n i ted Sta tes Courthouse75 S pr ing S t ree t , S .W .At l an t a , Georg i a 30303-3309
2. Court o r O r g a n i z a t i o nU.S.Dist r ict Court , N.D.Ga.
3. Date o f Report5/12/2011
5a . Report Type (check appropria te type )] N om ina tion , Date[] Initial [] Annual [] Finallb. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is R eport and anymodif ica t ions pe rta in ing the re to , i t is , in my o p in ion , in compliancewith appl i cable l aws and regula t ions .
6. Repor t ing Per iod01/01/2010
to12/31/2010
Reviewing Office r Date
I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. ~qlgn on last page.
I . P O S I T I O N S . m e p o n i n g i n d i v l d u a l o n l y ; s e e p p . 9 - 1 ~ of filing instructions.)~ NONE(N o reportable positions.)
POSITION1 . B o a r d o f G o v e r n o r s2.3.4.5.
N A M E O F O R G A N I Z A T I O N / EN T I T YS i gm a C h i Fou nda t i on , E v ans t on , I L
I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)N O N E (No reportable agreements.)
D A T E1 .2.
3.
PARTIES AND TERMS
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N a m e o f P e r s o n R e p o r t in gOKELLEY, WILLIAM C.
D a t e o f R e p o r t5/12/2011
I l L N O N - I N V E S T M E N T I N C O M E . ( R e p o . i n g ~ndividual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investment Incom e~] (No reportable income.)ON E non- inves tment
DATE SOURCE AND TYPE
2.3.
4.
INCOME( yo ur s , n o t s p o us e s )
B . S p o u s e s N o n q n v e s tm e n t I n c o m e - If you were married during anyportion of the reporting year, complete this section.(Dolla r amount not required except for honoraria.)
N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE
1 .2:3.
4.
I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmena(Includes those to spouse and dependent children; see pp. 25-2 7 of f!ling instructions.)~-] N O N E (No reportable reimbursements.)
2.3.4.5.
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
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Name o f Pe rson Report ingOKELLEY, WILLIAM C.
Date of Repor t5/12/2011
V . G I F T S . a n c l u d e s t h o s e t o s p o u s e u n d dependent children; see p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)
SOURCE1 .2.3.4.5.
DESCRIPTION VALUE
V I . L I A B I L I T I E S . ( I n c lu d e s t h o s e o S s p o u s e . n d d e p e n d e n t children; see p p . 3 2 - 3 3 offi ling instruct ions.)N O N E ( N o reportable liabilities.)
CREDITOR DESCRIPTION1 .2.3.4.5.
VALUE CODE
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N a m e o f P e r s o n R e p o r t i n gOKELLEY, WILLIAM C.
D a t e o f R e p o r t5/12/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactio.s (Includes those of spouse a.d dependent children; see pp. 34-60 of f!llng instructions.)~] NONE income, assets, or transactions.)N o reportable
I. S o u t h e r n C o . - c o m . s t k [] D D ivid en d M T2. 1 /2 in t e re s t acreage , Ha l l County , GA N o n e P1 QAppra i s a l Janua ry 20093. W e l l s F a r g o ( f o r m e r l y W a c h o v i a C o r p . ) - B D ivid en d N T
com.s tk4. W e l l s F a r g o ( f o r m e r l y W a c h o v i a C o r p . ) - A Dividend L Tcom.stk[]5. B a n k o f A m e r i c a - c k . a c c . A Interes t J T6. Regions Bank - ck.acc. A I n t e r e s t K T7. Regions B a n k ( M o r g a n Keegan) -IRA-
(Wells F a r g o c o m . s tk )8. Centerpoint Energy, Inc.
A
CDividend J TDividend L T
9. Reg io n s F in an c ia l Co rp . - co m .s tk1 0 . A T & T - c o m . s tk ~1 1 . B a n k o f A m e r i c a C o r p . - c o m . s t k []1 2 . Co ca Co la - co m .s tk
AD
AB
Dividend K TDividend M TDividend N TDividend L T
1 3 .
1 4 .
1 5 .
1 6 .
S unt rus t Banks ( fo rmer ly GB&TBancs ha res ) - com.s tkReliant Resources, Inc. - com.stk
M e r c k & C o . - c o m . s t k . ~
Dividend K TNone
Dividend L TMerged
(with line 18)B u y
1 2 / 0 6 1 1 0 J B r o k e r04/21/10 K Broker
B o s t o n S c i e n t if i c C o r p . c o m . s t k .~ None J T1 7 . C o l u m b i a C a s h R e s e r v e s A I n t e r e s t J T
1. I nc ome G ain C odes :(S e e Co lun ms BI a n d D4)
2.Valu e C odes(S e e Co lumn s C l a n d D3)
3. Valu e Meth od C odes(S e e Co lun m C2)
A = $1 0 0 0 or c sS B =$1,001 i $21500 C =$2;501 - $5,000F =$50,001 - $100,000 G =$100,00 l - $1 ,000,000 H 1 =$ 1,000i001 = $5;000,000J =$ I 5,000 or less K =$15,001 - $50,000 L =*50 001 ~$i 00~000N =$250,001 - $500,000 O =$500,001 - $1,000,000 P 1 =$1,000~00i : $5,000,000P3 =$25,000,001 - $50,000,000 P4 =More than $50;000,000Q =Appraisal R = C os t ( R eal E s t a t e O nly ) S = A s s es s mentU = B ook Valu e V =Othe r W =Estinlated
D =$5,001 - $15,000 E =$15,001 - $50,000H2 =More than $5,000;000 ~M = $ ~ o o , o 0 ~ . $ 2 5 0 ,0 0 ~P2 =$5,000,001 = $25;000,000T =Ca sh Ma rke t
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N a m e o f P e r s o n R e p o r t in gOKELLEY, WILLIAM C.
D a t e o f R e p o r t5/12/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l n c , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!llng instructions.)N O N E (No reportable income, assets, or transactions.)
(incifiding t~S~ aS~)of:repoSing ~d
: ~ M~th~ ~se[[~ ~d~ ~ Co~ ~r/S~i!~
1 8 . Genon Energy, Inc. - com stk.1 9 . The G uardian Life Ins. Co.
None
Dividend
TRedeemed M F Guardian
1. lnc0me Gaif i C0des: A ~$]i0~6 ~ i~SS B --S1,001 - $2 ,500(See Co)lumns BI an d D 4) F =$50,/)01 - $100 ,0 00 G =$100 ,001 - $1,000,000
2 . V alue Co de s J =$15,000 or tess K =$15,001 - $50,000( See C olu nms C I and D 3 ) N =$250,00 ! - $500,000 O =$500,001 - $ 1 ,000,000
P3 =$25,000,001 - $50,000;0003 . Valu e Meth od C odes Q =Appraisal R =Cost (Real Estate Only)( See C olu mn C 2) U = B ook Valu e V = O th er
C =$2;501 - $5~000 D =$5,001 - $15,000 E =$15,001 -$50,000L =$50~001 - $100,000 M =$100;001 ~ $250~000PI =$1;000,001 -- $5;000i000 P2 =$51000,001 ~ ~25,000,000p4 =M0r~ than $~01000i000 ....S =Assessmeht T- - C h s h Mar k etW =Estimated
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N a m e o f P e r s o n R e p o r t in gOKELLEY, WILLIAM C.
D a t e of Report5/12/201 !
V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicate part of report.)App r a i s a l da t e f o r Pa r t V I I , l i ne 2 , i s J anu a r y 20 0 9 .
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Name o f Pe rson Report ingOKELLEY, WILLIAM C.
Date o f Report5/12/201 l
IX. CERTIFICATION.I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s
a c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q . , 5 U . S. C . 7 3 5 3 , a n d J u d i c ia l C o n f e r e n c e r e g u l a t i o n s .
Signature: S/WILLIAM C. OK ELLEY
N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F UL L Y F A L S I FI E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LAND CRI MI NAL SANCTI ONS (5 U .S.C. ap p . 104)
Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544
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FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010
Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)
1 . P e r s o n Repo rt ing (las t name, fi rs t , middle ini t ial)OKELLEY, WILLIAM C.
] 4. Tit le (Article 11I judges indicate active or senior status;magistrate judges indicate full- or part-time)
Senior U.S. Dis t r ic t Judge
7. Chamber s o r Of f ice A d d r e s s19 42 Uni ted S ta tes Cour thouse75 Spr ing Stree t , S.W.Atlanta , Georgia 30303-3309
2. Court or Organizat ionU.S.Distr ict Court , N.D.Ga.
3. Date of R e p o r t9/6/2011
5a. Repor t Type (check appropr ia te type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the informat ion conta ined in thi s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.
Reviewing Off icer Date
6. Repor t ing Per iod01/01/2010
to12/31/2010
I M P O R T A N T N O T E S : The instructions accompanying this fortn must be followetL Complete all parts,check ing the NONE box for each par t where you have no repor table in formation. S ign on las t page.
I . P O S I T I O N S . ( R e p o r a n g individual only; seepp. 9-13 of f!ling instructions.)~ (No reportable positions.)O N E
POSITION1 . Boar d o f Gover nor s2.3.
4.5.
N A ME O F O R G A N I ZA T I O N / E N T I T YSigma C h i F ou nda t ion , Eva ns ton , IL
I I . A G R E E M E N T S . ( R e p o r t i n g individual only; seepp. 14-16 of filing instructions.)[~ N O N E (No reportable agreements.)
D A T E PARTIES AND TERMS
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N a m e o f P e r s o n R e p o r t in gOKELLEY, WILLIAM C.
D a t e o f R e p o r t9/6/2011
I I I . N O N - I N V E S T M E N T I N C O M E . m e p o r t i u g individual and spouse; see pp. 17-24 of f!ling instructions.)A. Filers Non-lnvestm ent Incom e~ ~o reportable income.)ONE non-investment
DATE SOURCE AND TYPE
2.
3.
4.
INCOME( y o u r s , n o t s p o u s e s )
B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for hon oraria.)
N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE
1 .2.
3.
4.
I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen~(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
N O N E (No reportable reimbursements.)SOURCE DATES LOCATION
1.2.3.4.
5.
PURPOSE ITEMS PAID OR PROVIDED
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N a m e o f P e r so n R e p o r t i n gOKELLEY, WILLIAM C.
D a t e o f R e p o r t9/6/2011
V . G I F T S . a n c l u d e s those to spouse and dependent children; seepp. 28-31 of filing instructions.)N O N E (No reportable gifts.)
SOURCE DESCRIPTIONI.
2.
3.
4.
5.
VALUE
V I . L I A B I L I T I E S . a n c l u d e s those of spouse and dependent children; seepp. 32-33 of filing instructions)N O N E (No reportable liabilities.)
CREDITOR DESCRIPTION1 .2.
3.
4.5.
VALUECODE
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N a m e o f P e r s o n R e p o r t i n gO K E L L E Y , W I L L IA M C .
D a t e o f R e p o r t9/6/2011
V I I . IN V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)
A. B. C.D e s c r i p t io n o f A s s e t s Income during G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d
(1 ) (2 ) (1) (2) (1) (2) :, (3)Place"(X)" af ter eaeh asset Amount T y p e ( e . g ., Value Va l ue T y p e ( e . g ., Date ~ V alueexempt from prior disclosure C o d e . l d i v . , r e n t , C o d e 2 M e t h o d buy; sell; mm]dd/yy: Code 2( A - H ) o r i n t ) ( J - P ) C o d e 3 . r edempt ion ) ( J - P )( Q - W )
Transactions during reporting period
[ (4 ) (5 )Gain Identity ofCode 1 buyer/seller(A-H) (if private
transaction)
1 . Sou ther n Co . - com .s tk - s - D Div idend M T2. 1 /2 in ter es t acr eage , Hal l Coun ty , GA N o n e P1 QAppr ai sa l Januar y 2 0093. W e l l s F a r g o ( f o r m e r l y W a c h o v i a C o r p . ) - B Div idend N T
com.s tk4. W e l l s F a r g o ( f o r m e r l y W a c h o v i a C o r p . ) - A Div idend L Tcom.s tk - s -5. B a n k o f A m e r i c a - c k .a c c . A Interes t J T6. R e g i o n s B a n k - c k . a c c . A Interes t K T7. R e g i o n s B a n k ( M o r g a n K e e g a n ) - I R A -( W e l l s F a r g o c o m . s ik )8. Center po in t Ener gy , Inc .
A
CDiv idend J TDiv idend L T
9. Regions Financia l Cor p . - com.s tk A Div idend K T1 0 . AT&T - com.s tk - s - D Div idend M TI 1 . B a n k o f Am e r i c a C o rp . - c o m .s tk - s - A D i v i d e n d N T
1 2 . Coca Co la - com.s tk B Div idend L T1 3 . Sun t r us t Banks ( f o r mer ly GB&T A Div idend KBancshar es ) - com .s tk1 4 . R elia n t R e so u rc es , In c . - co m .s tk N one1 5 . Mer ck & Co . - com.s tk . - s - C Div idend L
TM e r g e d 12/06/10 J Broker( wi th l ine 18)
Bu y 04/21 / 10 K B r o k e r1 6 . Bos ton Scien t i f i c Cor p . com .s tk .- s - N one T1 7 . C o l u m b i a C a s h R e s e r v e s A Interes t J
1: lncrnle Gfiin C0d~Si : ~ g $ 1 ; 0 0 0 0 ~ l ~ B =$!;001 - $2;500(See Columns B 1 and D4) F =$50,001 - $100,000 G =$ 100,001 - $ 1,000,000
2. Value Codes 1 =$15,000 or less K =$1 5,001 - $50,000(See C o lu mn s C t an d D3 ) N = $250,0 01 - $500,000 O ~$5 00,001 - $1 ,000 ,000
P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =Appr a i sa l R =Cost (Real Estate Only)(See C o lu mn C 2) U =Bo o k V a lu e V = O t h e r
C = $2,501 ~ $5,000 D =$5;001 - $15,000 E =$15,001 - $50,000HI =$1;060i00i ~ $5 600 000L = $ 5 0 ; o o iPI --$1,000,001 $5;000;000 P2 = $5;000;001 ~ $25,000~000P4 =Mrr~ than $50;000;000 .....S = A s ~ sS m e n t T = C a s h M a r k etw = E S t im a t ~
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N a m e o f P e r s o n R e p o r t in gOKELLEY, WILLIAM C.
D a t e o f R e p o r t9/6/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)
A. B. C. D.D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d . :. T r a n s a c t o n s d u r i n g r e p o r t i n g p e r i o d( in c lu d in g tru s t a ss e ts ) r e p o rt in g p e rio d o f r e p o r t i n g p e r i o d
(1) (2) (1) (2 ) (1) .... (2) (3) ~ (4) (5 )Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Da te Value Ga in I d e n t i t y o fexempt from prior disclosure C o d e 1 div.,rent, C o d e 2 M e th o d b u y , s e ! L m~dd/yy C o d e 2 Code I buyer /se l l e r( A - H ) or in t ) ( J -P ) C o d e 3 te d e n ip f !0 n ) (J- P ) ( A - H ) ( i f p r i v a t e
( Q - W ) t r a ns a c t i on)
1 8 . Geno n Energy, Inc. - com stk. None J T
19. The Gua rdian Life Ins . Co. - Life Insurance D Dividend K U Redeemed 01/12/10 M F Guardian Life Ins. Co.( p a r t )
1: lneom~ Gain odes: A =$1;000 o~iess : B =$!i06i ~i500 C =$2;501 5 $5,000 D =$5,001- $15,000 E =$15,001-$50,000(See Col um ns BI and D4) F =$50,001 - $ I00,000 G =$100,001 - $1,000;000 H I = $1 ;0 00 ;0 01 = $ 5, 00 0, 00 0 H 2 = Mo re t ha n $5 ~0 00 ~0 002. V a lu e C o d es J =$15,000 or less K ~$15i001 = $50,000 L = $50 00i ~ $100;000 M ~$1001001 - $250;000(See C o lu n m s C I an d D3) N =$250,001 - $500,000 O =$300~001, $1 ,000,000 P I = $1,000,00!, $5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,001 - $50,000~000 P4 =More than $50 000,000 T =Cash Marke t. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S --Assessment(See Col um n C2 ) U =Bo o k V a lu e V =O the r W =E s t ima ted
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N a m e o f P e r so n Report ingO K E L L E Y , W I L L I A M C .
Date of Report9/6/2011
VIII. ADDITIONAL INFORMATION OR EX PLANATIONS. a~,~ica,epart of report.)Appr ai sa l da te f o r Par t V II , line 2 , i s Januar y 2 009 .
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Name of Person Report ingO K E L L E Y , W I L L I A M C .
Date of Report9/6/2011
IX . CERTIFICATION.I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , i f a n y ) i s
a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp rov i s ions permi t t i ng non -d i sc losu re .I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e incom pl i ance wi th the p rov i s ions o f 5 U.S.C. app . 501 e t . s eq ., 5 U.S.C. 7353, and Jud ic i a l Conference regu la t i ons .
Signa ture: S /WILLIAM C. O KELLEY
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )
Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544