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Yumiko Hamano IP Consultant - IP Commercialization Partner, ET Cube International Where to File Patent Application © 2018 Yumiko Hamano
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Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

Sep 03, 2020

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Page 1: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

YumikoHamanoIPConsultant-IPCommercialization

Partner,ETCubeInternational

WheretoFilePatentApplication

© 2018 Yumiko Hamano

Page 2: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

Patent •  A right granted by a state to the owner of an invention,

to exclude others from making, using, selling or importing in the territory without the inventor’s consent

•  Granted to an invention of process, method, device, machine, compound, composition, and improvements thereof

•  In exchange for a disclosure of specification of the invention

•  Limited period, 20 years in many countries

•  Territorial ©2018YumikoHamano

Page 3: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

Patent: Legal Requirements

1.  Novelty 2.  Inventive Step 3.  Industrial Applicability

©2018YumikoHamano

Page 4: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

InventiveStep(Non-obviousness)

Existingtechnologiesintheworld(priorart)

Conceptderivedfromexistingtechnologies

Yourinvention

Inventivestep

©2018YumikoHamano

Page 5: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

WheretoFileaPatent

1)  Nationalfiling2)  PCTfiling3)  Foreignfiling

© 2018 Yumiko Hamano

Page 6: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

WheretoFileaPatent

•  Whereisyourmarket?•  Whatisyourmarketsize?•  Competition?•  Barriertoentry?•  Costofpatent(filing,attorney,translation,annuitiesfeeetc.)

© 2018 Yumiko Hamano

Page 7: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

WheretoFileaPatent

© 2018 Yumiko Hamano

Largecompanies’generalcriteriaofPCTdesignatedcountries•  Musthave:US,EP,JP•  Verylargeeconomy:CN,IN•  Largeeconomy:RU,KR,BR,MX•  Englishspeaking:CA,AU,SA•  SouthEastAsia:IN,TH•  Otherconsideration:Easeofdoingbusiness

Page 8: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

WheretoFileaPatent

Nationalfiling

àFilingbeforethenationalpatentoffice

© 2018 Yumiko Hamano

Page 9: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

WheretoFileaPatent

Foreigndirectpatentfiling

© 2018 Yumiko Hamano

Page 10: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

PCTPatentFiling

•  AnationalorresidentofoneorofthePCTContractingStates

•  EitherwithyournationalpatentofficeordirectlywithWIPO

•  Eitheronpaperorelectronically•  FilingatWIPOinanylanguage•  LanguagesacceptedbytheReceivingOffice•  TheRequestFormin10languagesoftheinternationalpublication:Arabic,Chinese,English,French,German,Japanese,Korean,Portuguese,RussianandSpanish.

©YumikoHamano

Page 11: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

PCTPatentApplication

Page 12: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

WheretoFileaPatent

PCTinternationalpatentfiling•  Filebeforethenationalreceivingoffice•  Filingwithin12monthsfromprioritydate•  InternationalSearchReportandopinion•  A19amendment•  InternationalPatentPublication•  InternationalPreliminaryExaminationReport•  Nationalphase32monthsfrompriorityclaim

© 2018 Yumiko Hamano

Page 13: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

152PCTContractingStates

© 2018 Yumiko Hamano

Page 14: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

Avantages of PCT

•  Upto18monthstoreflectonthedesirabilityofseekingprotection.

•  YourapplicationisintheformprescribedbythePCT.

•  Youcanevaluate,basedontheISRandthewrittenopinion,withreasonableprobabilitythechanceofyourinventionbeingpatented.

•  Youhavethepossibilitytoamendtheclaimsduringtheinternationalphase.

•  ManynationalofficetakeintoconsiderationISRandIPER.

•  Internationalpublicationputstheworldonnoticeofyourapplication,whichcanbeaneffectivemeansofadvertisingandlookingforpotentiallicensing.

©YumikoHamano

Page 15: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

Patentiscertainlyimportantforbigcompanies….

Butpatentisevenmoreimportantforsmallbusinessesandstart-ups,because:•  Thepatentmaybetheonlycompetitiveadvantage•  Essentialtofindinvestorsandcommercializationpartnersorobtain

accesstoenablingtechnologies•  Investorstypicallyviewpatentsasinsurancefortheirinvestment•  Thevalueofasmallcompany'spatentsmaythereforebeacrucial

factorinthedecisionofaventurecapitalistorotherinvestortoinvestinacompany.

•  Strongpatentsmayalsobeusedasbargainingchipsforlicensing,salesandbusinesscollaborationopportunities

©2018YumikoHamano

Page 16: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

UtilityModelsinMalaysia

•  ReferredtoasUtilityInnovation(Certificates)inMalaysia•  Donotrequireaninventivestepand•  Canonlycoverasingleclaimperapplication

© 2018 Yumiko Hamano

Page 17: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

Copyrights

– Protection provided to the creators of “original works of authorship”

– Literary, dramatic, photographic, musical, artistic, and other works, both published and unpublished

– Protects expression of ideas rather than idea itself

– Right arises automatically at creation

©2018YumikoHamano

Page 18: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

Copyrights

– Protection in a tangible form – Gives owner exclusive right to

•  Copy •  Reproduce •  Prepare derivative works •  Distribute copies of work •  Perform work publicly •  Display work publicly

©2018YumikoHamano

Page 19: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

Copyrights

Important IP right for protecting computer software and algorithms

–  When patenting is not available, then copyright often becomes the strongest form of protection that can be obtained in the information technology field

–  A piece of software might not rise to a sufficient degree of novelty and inventive step for patent protection

–  In many jurisdictions computer software is not patentable “per se”

©2018YumikoHamano

Page 20: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

Trademarks •  TypeofIPintheformofaword,name,symbol,ordeviceused

toidentifygoods•  Indicatestheoriginofthegoods•  Providespublicassurance•  Distinguishesthegoodsfromthoseofothers•  Usedtopreventothersfromusingasimilarmarkthatwould

likelyconfuseconsumers•  Cannotpreventothersfrommaking,using,orsellingsametype

ofgoods•  Onlyprotectsthemark(e.g.,aname)thatidentifiesthegood

orservicesandnotthegoodsthemselves•  Strongandeffectivetoolforbranding

©2018YumikoHamano

Page 21: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

Industrial Designs •  Protection for ornamental features

associated with articles used in commerce

•  Limited uniformity world-wide in requirements and scope of protection available

•  Design patents in some countries •  Protection of industrial design and

patent protection not mutually exclusive in some countries

©2018YumikoHamano

Page 22: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

Trade Secrets

Trade Secrets –  Any confidential information with independent economic value

not in public domain (often know-how of designs, manufacturing method)

–  Any information belonging to an entity that is neither readily known nor readily ascertainable outside the entity

Examples of Trade secrets: –  Formulas, patterns, processes, methods, compilations, customer

lists, etc. –  Secret formula for making Coca Cola®

(Coca Cola company holds formula as trade secret)

©2018YumikoHamano

Page 23: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

Trade Secrets Advantage

–  No time limit for protection –  No patent filing costs

Disadvantage –  Protection only as long as secret is kept as secret –  Legally protected only where third parties have obtained the

confidential information by illegitimate means (spying, economic espionage, stealing information etc.)

–  No uniformed laws of trade secret. Many countries do not have any legal framework for trade secrets protection

–  Limited protection i.e., companies are often less interested in licensing trade secrets compared to patents

©2018YumikoHamano

Page 24: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

IPrights

ValueofproductCompetitiveadvantage

Idea

InventionPatent

InventionPatentTM

InventionPatentTM

IndustrialDesign

InventionPatentTM

IndustrialDesign

Copyright

InventionPatentTM

IndustrialDesign

CopyrightOtherIP

IP - Added Value

©2018YumikoHamano

Page 25: Where to File Patent Application...Patent • A right granted by a state to the owner of an invention, to exclude others from making, using, selling or importing in the territory without

Thank you for your attention

[email protected] [email protected]