Welcome to Ron Baremans e-Line DNB “a generic reporting system”
Jan 02, 2016
Welcome to
Ron Baremans
e-Line DNB“a generic reporting system”
De Nederlandsche Bank Eurosystem
• National Central Bank • Supervisor
• 100 banks• 800 pensionfunds• 400 insurance companies• 200 investment firms• 100 money exchange offices
• Statistics• BOP: 2500 direct reporters
Chain of reporting
Data production
PublicationData transmission
StorageQualitychecks
ECB
BIS
Eurostat
NationalStatisticsBureau
Government
XML
Data-entry
XBRL
Internet
Mathematical
Plausibility Datawarehouse
Departments
Positions
• All supervisors (in Europe) building their own systems in the chain of reporting is inefficient.
• There will be a tendency for sharing systems in partnerships.
DNB generic solution for reporting
Data production
PublicationData transmission
StorageQualitychecks
ECB
BIS
Eurostat
NationalStatisticsBureau
Government
XML
Data-entry
XBRL
Internet
Mathematical
Plausibility Datawarehouse
e-Line overview
• Reporting portal• Internet based
• Platform• 1 application• All kind of reports
• Quality assessment of reports• Monitoring reporting progress• Multiple languages
BrowserWeb
server
Security(PKI)
CertificateCredentials
RegisterReportingprogress
Registerdata
Reportstorage
Reportingassessment
Time seriesdatabase
Reportingarrange-ments
e-Lineexternal
e-LineInternal
back office
Internet
BrowserWeb
server
Security(PKI)
CertificateCredentials
RegisterReportingprogress
Registerdata
Reportstorage
Reportingassessment
Time seriesdatabase
Reportingarrange-ments
e-Lineexternal
e-LineInternal
back office
Internet
Browser for Reporters
• Overview of reports DNB to be delivered• Fill out reports
- data-entry- Importing: XML, XBRL
• Quality checks: technical and business rules• Saving & sending in reports• Export to Excel / PDF• Multi-user handling
News flashes/ announcements
Start reporting
Technical support
Documentation
Specific information per reporting framework
Red “due date” for late reports
Menu for editing reports
Status per report
Questionnaire with drop
down menuDifferent forms in
tree
Extensive layout possibilities
Menu
Use of colour White
spots
Dimensions
Extensible no. rows
Forms can change by interaction
BrowserWeb
server
Security(PKI)
CertificateCredentials
RegisterReportingprogress
Registerdata
Reportstorage
Reportingassessment
Time seriesdatabase
Reportingarrange-ments
e-Lineexternal
e-LineInternal
back office
Internet
Register
• Who are our reporters• Contact information• e-mail adresses to have the system
automatically generate e-mails
BrowserWeb
server
Security(PKI)
CertificateCredentials
RegisterReportingprogress
Registerdata
Reportstorage
Reportingassessment
Time seriesdatabase
Reportingarrange-ments
e-Lineexternal
e-LineInternal
back office
Internet
Reporting progress
• Customized reporting obligations per reporter• Overviews of reporting progress
• Who is late• Adjust due date per reporter• Reasons for delay & comments on report• Possibility for automatic reminder (mail merge
with MS Word)• Define own views
BrowserWeb
server
Security(PKI)
CertificateCredentials
RegisterReportingprogress
Registerdata
Reportstorage
Reportingassessment
Time seriesdatabase
Reportingarrange-ments
e-Lineexternal
e-LineInternal
back office
Internet
Report storage
• All data stored at DNB systems • Data only available for DNB after report has
been sent in• DNB facilitates and guarantees back-up facilities
BrowserWeb
server
Security(PKI)
CertificateCredentials
RegisterReportingprogress
Registerdata
Reportstorage
Reportingassessment
Time seriesdatabase
Reportingarrange-ments
e-Lineexternal
e-LineInternal
back office
Internet
Reporting Assessment
• Assessment of reports sent in• Adding comments• Error/warnings report• Internal copies of reports to correct data• Enforce re-reporting• Audit trail of all reports• Updates/revision reports to compare a re-reports with a
previous one sent in• Changing the status of a report (concept/authorized)
BrowserWeb
server
Security(PKI)
CertificateCredentials
RegisterReportingprogress
Registerdata
Reportstorage
Reportingassessment
Time seriesdatabase
Reportingarrange-ments
e-Lineexternal
e-LineInternal
back office
Internet
Security (PKI = Public Key Infrastructure)
PKI facilitates:• Login handling• Workstation independency• Digital signature with reports• DNB uses authentication based on userid and
password• Strong authentication (e.g. with smartcard) easy
to implement
BrowserWeb
server
Security(PKI)
CertificateCredentials
RegisterReportingprogress
Registerdata
Reportstorage
Reportingassessment
Time seriesdatabase
Reportingarrange-ments
e-Lineexternal
e-LineInternal
back office
Internet
Interface to back office systems
• XML interface to back office system• e-Line works with:
• Use of message queue (like in e-mail)• Transformation module to map XML on
database• Back office & e-Line can be developed
separately
Current status
Report Purpose Population status
ECB: BSI, MIR reports, monetary banks operationalBasle 2 COREP supervision banks operationalBasle 2 FINREP supervision banks operationalBasle 2 Pillar 2 supervision banks operationalpension scheme questionnaire supervision/statistics pension funds / insurance companies operationalreport on business supervision money exchange offices operationalhealth insurance report supervision health insurance companies operationalbalance of payments statistics companies in the Netherlands operational
Basle 2 COREP supervision investment firms november 2006Basle 2 FINREP supervision investment firms november 2006quarterly report on investments supervision pensionfunds november 2006yearly report supervision pensionfunds 2007recoveryplan supervision pensionfunds november 2006quarterly report supervision insurance companies 2007yearly report supervision insurance companies 2007
Finally
• Short time to market: 10 - 20 hours per form• 3 years of use has shown a stable system• Partnerships with other National Banks /
Supervisors are possible
Positions
• All supervisors (in Europe) building their own systems in the chain of reporting is inefficient.
• There will be a tendency for sharing systems in partnerships.