Walker D Miller Financial Disclosure Report for 2009

8/3/2019 Walker D Miller Financial Disclosure Report for 2009

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N ..... P e r s o n R e p o r t i n g ] D ..... f Repot,PageFINANCIAL2 o f 9 D I S C L O S U R E R E P O R T r ~ m i e ~ , v ~ a l k e r D . I 0 5 / 1 6 / 2 0 1 0

A. Fliers Non-Investment IncomeNONE 0Vo reportable non-investment income.)

D A T E SOURCE AND TYPF I N C O M E{ y o u r S , n o t s p o u s e s )1 .2.

3.

4

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - 1f ~,ou ,t,ere married during any portion of the reporting year, complete ibis section,(f)oiiar amout~t not requ ired except Jot hollororia.)

~ N O N E (No reportable non-investment income.)D A T E SOURCE AND TYPE

I. 2009 Colorado State University (salary)

2.

3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertai ......(Includes those to sp~use and depende~tt children: see pp. 25-27 oJfiling instrttctions.)

N O N E (No reportable reimbursements.)~ D A T ES L O C A T IO N P U R P O S E IT EM S P A I D O R P R O V I D ED

1 .2.

3.4.5.


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F I N A N C I A L D I SC L O S U R E R E P O R T ~ . . . .~ P e r ~ 0 . ~ o p o r , i. .~Page 4 of 9 Miller, W a l k e r D . 0 5 / 1 6 / 2 0 1 0

V I I . IN V E S T M E N T S a n ~ T R U S T S - i .. .. .. .. .. . ~ ............ ~ i o , , . ~ . a , , ~ . . . . ~ , , . .N O N E (No reportab& income, assets, or transactions,)

A. C. D.D ~ c r i p l i o n o f A ~ s e ~ I n ~ o m ~ d u r i n ~ G r o ~ v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o ~ i n g p ~ r i o d~ i n c l u d m g t ~ t a s s e t s ) rep o r t ing p er iod : o f r e p o ~ i n g p e r i o dPl a ce " (X)" a f te r ea ch a s se t A m o u n t Type (e .g . , V a lu e V a lu e T~c (e.g.,exempt f ro m pr io r d i sc l o su re ~ C e d e I d iv ., ren t , C o d e 2 M e t h o d bu y. se l l : m m / d d / yy C a d e 2 " C o d e I b uyer/ s el ler(A -H) o r in t.) (J-P) C o d e 3 r e d e m p t i o n )

~1. A I n t e r e s t J To hn Hancock2. UBS Cash Fnnd A I n t e r e s t ] T3. UBS Retirement, A I n t e r e s t J T4. Capi ta l lmst Ret i rement A Interest J T5. B R e n t O W6. Lot, Grand County, CO N o n e M T7, Franklin Income A in te res t J T8. Delaware Diversified A I n t . / D i v . J T9. !vy Asset Fund A Int . iDiv. J T

I 0 . Oppenheimer Fund A l n t , ,i D i v . J TI I. TIA A - C R EF M ut ua [ F und B D i v i d e nd L T1 2 , TI A A A n n u i ty A D i v i d e nd K T1 3 . TIAA-CREF Ret i rement B I n t e r e s t M T14 . D e n v e r I 3 o n d A I n t e r e s t Redeemed 1 2 / 1 6 1 0 9 J AI5 , Co lo . U n i v . H o s p it a l B o n d A I n t e r e s t J T

1 6 . F t . Co l l in s W a t e r B o n d A Interest R e d e e m e d 01/02/09 J A17 . University Colorado Itosp. Bond A l n l e r e s t J T


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FINANCIAL DIS CLOS URE REPORT ,~ ..... t P e r s n n R e p o r t i n g [ D a t e o f R e p o r tP a g e 5 o f 9 Mi!ler, Walker D.I

0 S / , 6 , 2 0 t 0

V II. INVESTMENTS an d TRUSTS - i,, ....... i , , ~ , t ....... tions (Includes th ..... f sp ....... d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f i li n g i n s tr u c t i o n s . )NONE 0Vo reportable income, assets, or transactions.)

D e s c ~ p t i o n o f A s s e ts ~ l n c ~ m d u r i n g [ ~ r o z s v a lu e a t e n d ~ T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o a i n g p e r i o d of rcpo~aing nor iod "P t a c e " ( X ) " a f t e r e a c h ~ s s e t A m o u n t T y p e t e . ~ . ,e x e m p t f ~ m p r i o r d i sc l o s u r e , C o d e I d i v . , t e n ; ~ C o d e 2 M e ~ h o d b u y , $ c 1 1 . I m m i d d /y v ~ C ~ d e 2 ~ C o d e [ ~ buyer/seller~ A - H ) o r i n t . ) I ( J - P ~ C o d e 3 r e d e m p ti o n ) :~ (J-P) ~ (A-H) I~ ( i f p r i v a t e: ~ ( Q - W ) t r a n s a c t i o n )

1 8 . A d am s/ We l d S ch ool Bond A I n t e r e s t K T19 . D e n v er C O P B o n d B I n t e r e s t K T

2 0 . D e nv e r A i ~or t Bond B Interest K T R e d e e m e d 0 5 / ~ 5 / 0 9 J A(pam2 1 . D e n v e r Sc h o o l ~ o n d B Interest R e d e e m e d ! 2 / 0 1 1 0 9 K A2 2 . D e nv e r A i ~or t Bond A Interest J T

2 3 . Co t o . E d . & Cu l t . B o n d A Interest J T2 4 . Co ke . E d . & Cu l t . B o n d A Interest K T2 5 . B r o o mf i e ld B o n d A Interest K T

2 6 . Garfield Pi tkin School Bond B I n t e r e s t K T2 Z M e s a C o u n t , S c ho o l B o n d A Interest K T2 8 . C o { o H e a l th Bo n d B Interest K T2 9 . D e n v e r Sc h o o l B o n d A Interest R e d e e m e d 12/16 /09 J A

3 0 . Co lo r a d o W a t e r B o n d A I n t e r e s t K T3 I. J e f fe r s o n Co u n t y Sc h o o l B o n d A { n t e r e s t K T3 2 . Foothil ls Pa rk Bon d A Interest K T3 3 . Co lo . E d . & Cu l t . B o ~ d A Interest K T3 4 . Jefferson Connty School A Interest K T


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Na m e o f Pe r s o n R e po r t in g D a te o f R e po r tFI NA N C I A L D I S C L O S U R E R E P O R T Mi I~r, W~lke 0.Page 6 of 9 o ~ / t 6 / 2 o i o

~ N ONE (No reportable income, assets, or transactions.)D.D es cr i p t i on of A s s et s I ~ e o m e d u r i n g Gro~s v a lue a t cad T r a ~ s a c t i o n ~ d u r i n g r e p o ~ i o g p e r io d( i n c h M i n g t ~ s t a s s e t s ) : rep o r t ing p er iod of report i ng per i od

P lace "(X )" a l~ cr e ach a sse t ~A m o unt Typ e (e .g , V M u e ~t V a lu e T y p e le g ., ~ Date V a l u e ~ G a i n [ d e r m t y o f "exempt f rom p r io r d isc losure ~ C o d e I div .. rent. C ode 2 ~ M et hod buy, sell, m m [ d ~ ~ C o d e 2 ~ : C o d e I b uy ed se l l e r(A - H ) o r i n t . ) (J-P) C o d e 3 r e d e m p t i o n ) ( J - P ) ~ ( A - H ) (i f private~ ( Q-W ) t ransac t ion)

35 . Stonegate Metro. Dist A I n t e r e s t K T3 6 . D e n v e r Co n v e n t i o n Ce n t e r A Interest

137. P . 5 0 B l a n c o S e h . D A I n t e r e s t J T B u y 0 1 1 0 9 /0 938. Colo. Health Fac A I n t e r e s t J T B u y 0 8/0 7/0 939 . Colo. Health Fac A i n t e r e s t K T B u y 1 2 / 0 2 / 0 9

( a d d l )40 . RTD A I n t e r e s t K T B u y 1210710q

41 . U.S. Treasury Notes B I n t e r e s t K T42 . UBS Retirement Fund A I n t e r e s t J T

! 43. Westembank CD A I n t e r e s t Redeemed 0 7 / 3 1 / 0 9 K B

i44 . New Frontier Stock N o n e J W45 . New" Frontier Bank Acct. A I n te re s t I ~ .e d e e m e d 0 5 1 1 6 / 0 9 L A46 . New Frontier CD D I n t e r e s t Redeemed 0 5 / 0 8 / 0 9 M C

47 . Colorado Community Bank Acct. A [merest L T B u y 05/16/09 L48 . State Farm Bank C i n t e r e s t M T B u y 0 5 1 0 9 /0 9 M49 . RoyaRv Interest I C O E R o y a l t y M W

: 5 0 . Northwestern Mutual (whole life ins.) A D i v i d e n d K T

51 . Mutual o{New York (whole life ins.) A D i v i d e n d K Y


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FINANCIAL D I S C L OS U R E R E POR T s .... r P . . . . . r ~ p o r t i , , gP a g e 7 o f 9 , ~ 1 i n e r , W a l k e r D , 0 5 / 1 6 / 2 0 1 0VII. INVESTMENTS and TRUSTS --i ......... t,,.., ........io.~ (Includes tl .... of sp ......d dependent children; see pp. 34-60 of filing instrltctions,)

NONE (No reportable income, assets, or transactions.)

Descr ip t ion o f A~se t~ : h ~ c o m c d U r i l % g G r o s s ~ a t u e a l e n d [ T r a n s a c t i o n s d u r i n g r e p o r l i n g ~ J o d( inc lud ing l ru s t a sse ts ) repor t i ng pe6 od o f ~ p o s i n g p e r i o dPlace " (X )" a l te r each ~sse l ~ A m o u n t Type (e .g . , V a lu e V a lue T y p e (e.g., ~ Date i Value ~ Gain Iden t i ty o fe x e m p t k o m p r i o r d i s c l o s u r e ~ C ~ d e [ di v . , reng C o d e 2 Meth od b uy, s el l , [mmid~ :: Code 2 C o d e I buy er / se l lcc~ (A -H) o r in t . ) (~-P) C ~ d e 3 r ~ e m p t i o n ~

~~ J - P ) (A-It) (if private: : ~ (Q-W) ~ : t r a n s z c t i o n )

5 2 . Delaware Dividend A D i v i d e n d ~5 3 . G.E. Cap. C orp . A Interest K T5 4 . C FC A Interest J T B u y 0 1 1 2 1 1 0 9 J5 5 . H FC B Interest K T B u y 0 8 1 0 7 , 0 9 K

5 6 . Wi nd so r R e se r vo i r None K T57 . Claymore Fund A l n t e r c ~ t S o l d 0 1 i 0 9 / 0 9 J A

I l n c o m e G a i n C ~ d e s : A=$L000ortess B = $ I , ~ ) 0 1 - $ 2 . 5 0 0 C=$2,501-$5,000 D=$5,0ot-$ls,eo,q E=S15.00t-$50,000 "~


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F I N A N C I A L D I SC L O S U R E R E P O R T ,~ .... of P .... . . R e p o r l i a g ] Date O [ ReportPage 9 of 9 ~ , lm e , - , W a , U e r ~ " I 0 S " 6 / 2 0 0

I X . C E R T I FI C A T I ON .I c ~ r t i f y th a t a l l i n fo rm a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o rm a t i o n p e r t a i n i n g l u m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , i f a n y ) i saccu r a t e , t r ue , and com p l e te t o t h e be s t of m y k now l e d ge and be l ie f , and t h a t any i nfo r m a t i on no t r e p or t e d w as w i t h h e l d be cause i t m e t ap p li cabl e s t ~m ~t or yp ro v i s i o n ~ p e rm i t t i n g a u u - d i s c l o s u re .I f u r t h e r c e r ti ~ , t h a t e a rn e d i n c o m e f ro m o u t s i d e e m p l o y m e n t a n d h o n o ra r i a a n d t h e a c c e p t a n c e o f g i f t s w hi c h h a v e b e e n re p o r t e d a re i ncom p l i ance w i t h t h e pr ov i s i ons o f 5 U . S . C . ap p . 5 0 1 e t . s e q ., 5 U . S . C . 73 5 3 , and J ud i c i a l C o nfe r e nce r e gu l a t i on s .

N O T E : A N Y I ND I V I D U A L W H O K NO W I N GL Y A N D W I L F U L L Y F A L S I FI E S O R F A I L S T O F IL E T H I S R E PO R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

F IL I N G I N S T R U C T I O N SMai! signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of tl~e United States CourtsS u i t e 2 - 3 0 1One Columbus Circle, N.E.Washington, D.C. 20544

Walker D Miller Financial Disclosure Report for 2009

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