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US District Court Civil Docket as of April 26, 2019 Retrieved from the court on April 26, 2019 U.S. District Court District of Delaware (Wilmington) CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated Fund, Inc., et al v. Navient Corporation et al Assigned to: Judge Maryellen Noreika Related Cases: 1:16-cv-00075-MN 1:16-cv-00084-MN Cause: 15:78m(a) Securities Exchange Act Date Filed: 02/26/2016 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Plaintiff Lord Abbett Affiliated Fund, Inc. Lead Plaintiff represented by Christopher M. Foulds Friedlander & Gorris, P.A. 1201 N. Market Street Suite 2200 Wilmington, DE 19801 302-651- 3162 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher P. Quinn Friedlander & Gorris, P.A. 1201 N. Market Street Suite 2200 Wilmington, DE 19801 302-573-3500 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel E. Friedlander Friedlander & Gorris, P.A. 1201 N. Market Street Suite 2200 Wilmington, DE 19801 (302) 573-3500 Email: j[email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED
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U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

Jun 17, 2020

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Page 1: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

US District Court Civil Docket as of April 26, 2019 Retrieved from the court on April 26, 2019

U.S. District Court District of Delaware (Wilmington)

CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN

Lord Abbett Affiliated Fund, Inc., et al v. Navient Corporation et al Assigned to: Judge Maryellen Noreika Related Cases: 1:16-cv-00075-MN

1:16-cv-00084-MN

Cause: 15:78m(a) Securities Exchange Act

Date Filed: 02/26/2016 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff Lord Abbett Affiliated Fund, Inc. Lead Plaintiff

represented by Christopher M. Foulds Friedlander & Gorris, P.A. 1201 N. Market Street Suite 2200 Wilmington, DE 19801 302-651- 3162 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher P. Quinn Friedlander & Gorris, P.A. 1201 N. Market Street Suite 2200 Wilmington, DE 19801 302-573-3500 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel E. Friedlander Friedlander & Gorris, P.A. 1201 N. Market Street Suite 2200 Wilmington, DE 19801 (302) 573-3500 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Page 2: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

Karen L. Morris Morris & Morris LLC 4023 Kennett Pike #254 Wilmington, DE 19807 (302) 426-0400 Email: [email protected] TERMINATED: 04/26/2019 LEAD ATTORNEY ATTORNEY TO BE NOTICED Bruce W. Leppla Email: [email protected] TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Daniel P. Chiplock Email: [email protected] TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Joy A. Kruse UNDELIVERABLE EMAIL 1/8/2018 TERMINATED: 05/02/2018 PRO HAC VICE ATTORNEY TO BE NOTICED Michael J. Miarmi Email: [email protected] TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Patrick Francis Morris Morris & Morris LLC 4023 Kennett Pike #254 Wilmington, DE 19807 (302) 426-0400 Email: [email protected] TERMINATED: 04/26/2019 ATTORNEY TO BE NOTICED R. Michael Lindsey Ballard Spahr LLP 919 North Market Street 11th Floor Wilmington, DE 19801-3034

Page 3: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

(302) 426-0400 Email: [email protected] TERMINATED: 04/26/2019 ATTORNEY TO BE NOTICED Richard M. Heimann Email: [email protected] TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Sharon M. Lee Email: [email protected] TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Steven E. Fineman Email: [email protected] TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund Lead Plaintiff

represented by Christopher M. Foulds (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher P. Quinn (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel E. Friedlander (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Karen L. Morris (See above for address) TERMINATED: 04/26/2019 LEAD ATTORNEY ATTORNEY TO BE NOTICED Bruce W. Leppla (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE

Page 4: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

ATTORNEY TO BE NOTICED Daniel P. Chiplock (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Joy A. Kruse (See above for address) TERMINATED: 05/02/2018 PRO HAC VICE ATTORNEY TO BE NOTICED Michael J. Miarmi (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Patrick Francis Morris (See above for address) TERMINATED: 04/26/2019 ATTORNEY TO BE NOTICED R. Michael Lindsey (See above for address) TERMINATED: 10/22/2018 ATTORNEY TO BE NOTICED Richard M. Heimann (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Sharon M. Lee (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Steven E. Fineman (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff

Page 5: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

Lord Abbett Bond Debenture Fund, Inc. Lead Plaintiff

represented by Christopher M. Foulds (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher P. Quinn (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel E. Friedlander (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Karen L. Morris (See above for address) TERMINATED: 04/26/2019 LEAD ATTORNEY ATTORNEY TO BE NOTICED Bruce W. Leppla (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Daniel P. Chiplock (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Joy A. Kruse (See above for address) TERMINATED: 05/02/2018 PRO HAC VICE ATTORNEY TO BE NOTICED Michael J. Miarmi (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Patrick Francis Morris (See above for address) TERMINATED: 04/26/2019 ATTORNEY TO BE NOTICED

Page 6: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

R. Michael Lindsey (See above for address) TERMINATED: 10/22/2018 ATTORNEY TO BE NOTICED Richard M. Heimann (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Sharon M. Lee (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Steven E. Fineman (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff Lord Abbett Investment Trust - Lord Abbett High Yield Fund Lead Plaintiff

represented by Christopher M. Foulds (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher P. Quinn (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel E. Friedlander (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Karen L. Morris (See above for address) TERMINATED: 04/26/2019 LEAD ATTORNEY ATTORNEY TO BE NOTICED Bruce W. Leppla (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED

Page 7: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

Daniel P. Chiplock (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Joy A. Kruse (See above for address) TERMINATED: 05/02/2018 PRO HAC VICE ATTORNEY TO BE NOTICED Michael J. Miarmi (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Patrick Francis Morris (See above for address) TERMINATED: 04/26/2019 ATTORNEY TO BE NOTICED R. Michael Lindsey (See above for address) TERMINATED: 10/22/2018 ATTORNEY TO BE NOTICED Richard M. Heimann (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Sharon M. Lee (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED Steven E. Fineman (See above for address) TERMINATED: 04/26/2019 PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff

Page 8: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

Tore Heniz Markus Jagrelius Individually and On Behalf of All Others Similarly Situated

represented by Norman M. Monhait Rosenthal, Monhait & Goddess, P.A. Mellon Bank Center, Suite 1401 P.O. Box 1070 919 Market Street Wilmington, DE 19899-1070 (302) 656-4433 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Mary K. Blasy Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Samuel H. Rudman Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff George A. Menold Individually and On Behalf of All Others Similarly Situated

represented by Peter B. Andrews Andrews & Springer LLC 3801 Kennett Pike, Building C, Suite 305 Wilmington, DE 19807 (302) 504-4957 Fax: 302-397-2681 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Craig J. Springer Andrews & Springer LLC 3801 Kennett Pike, Building C, Suite 305 Wilmington, DE 19807 302- 504-4957 Fax: 302-397-2681 Email: [email protected] ATTORNEY TO BE NOTICED David M. Sborz Andrews & Springer LLC 3801 Kennett Pike Building C, Suite 305 Wilmington, DE 19807 302-504-4957 Fax: 302-397-2681 Email: [email protected] ATTORNEY TO BE NOTICED

Page 9: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

Plaintiff Policemen's Annuity & Benefit Fund of Chicago

represented by Joel E. Friedlander (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher P. Quinn (See above for address) ATTORNEY TO BE NOTICED Jeffrey M. Gorris Friedlander & Gorris, P.A. 1201 N. Market Street Suite 2200 Wilmington, DE 19801 302-573- 3508 Email: [email protected] ATTORNEY TO BE NOTICED

V.

Defendant Navient Corporation represented by Kelly E. Farnan

Richards, Layton & Finger, PA One Rodney Square 920 N. King Street Wilmington, DE 19801 (302) 651-7705 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Abid R. Qureshi Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Blake Rohrbacher Richards, Layton & Finger, PA One Rodney Square 920 N. King Street Wilmington, DE 19801 (302) 651-7847 Email: [email protected] ATTORNEY TO BE NOTICED Christopher Harris Email: [email protected] PRO HAC VICE

Page 10: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

ATTORNEY TO BE NOTICED Christopher S. Turner Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Peter A. Wald Email: [email protected] ATTORNEY TO BE NOTICED

Defendant John F. Remondi represented by Kelly E. Farnan

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant John Kane represented by Kelly E. Farnan

Richards, Layton & Finger, PA One Rodney Square Suite 600 920 N. King Street Wilmington, DE 19801 (302) 651-7705 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant Somsak Chivavibul represented by Kelly E. Farnan

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant William M. Diefenderfer, III. represented by Kelly E. Farnan

(See above for address) ATTORNEY TO BE NOTICED

Defendant Ann Torre Bates represented by Kelly E. Farnan

(See above for address) ATTORNEY TO BE NOTICED

Defendant Diane Suitt Gilleland represented by Kelly E. Farnan

(See above for address) ATTORNEY TO BE NOTICED

Defendant

Page 11: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

Linda Mills represented by Kelly E. Farnan (See above for address) ATTORNEY TO BE NOTICED

Defendant Barry A. Munitz represented by Kelly E. Farnan

(See above for address) ATTORNEY TO BE NOTICED

Defendant Steven L. Shapiro represented by Kelly E. Farnan

(See above for address) ATTORNEY TO BE NOTICED

Defendant Jane J. Thompson represented by Kelly E. Farnan

(See above for address) ATTORNEY TO BE NOTICED

Defendant Barry L. Williams represented by Kelly E. Farnan

(See above for address) ATTORNEY TO BE NOTICED

Defendant Credit Suisse Securities USA LLC represented by John M. Seaman

Abrams & Bayliss LLP 20 Montchanin Road Suite 200 Wilmington, DE 19807 (302) 778-1000 Fax: (302) 573-3501 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Adam S. Hakki Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Anthony D. Marinello Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Daniel R. Ciarrocki Abrams & Bayliss LLP 20 Montchanin Road

Page 12: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

Suite 200 Wilmington, DE 19807 302-778-1181 Fax: 302-397-2907 TERMINATED: 01/25/2018 ATTORNEY TO BE NOTICED Daniel Kahn Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Daniel C. Lewis Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Kevin G. Abrams Abrams & Bayliss LLP 20 Montchanin Road Suite 200 Wilmington, DE 19807 (302) 778-1000 Fax: (302) 778-1001 ATTORNEY TO BE NOTICED

Defendant Deutsche Bank Securities Inc. represented by John M. Seaman

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Daniel R. Ciarrocki (See above for address) TERMINATED: 01/25/2018 ATTORNEY TO BE NOTICED Daniel Kahn (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Kevin G. Abrams (See above for address) ATTORNEY TO BE NOTICED

Defendant J.P. Morgan Securities, LLC represented by John M. Seaman

(See above for address) LEAD ATTORNEY

Page 13: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

ATTORNEY TO BE NOTICED Daniel R. Ciarrocki (See above for address) TERMINATED: 01/25/2018 ATTORNEY TO BE NOTICED Daniel Kahn (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Kevin G. Abrams (See above for address) ATTORNEY TO BE NOTICED

Defendant RBC Capital Markets LLC represented by John M. Seaman

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Daniel R. Ciarrocki (See above for address) TERMINATED: 01/25/2018 ATTORNEY TO BE NOTICED Daniel Kahn (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Kevin G. Abrams (See above for address) ATTORNEY TO BE NOTICED

Defendant Barclays Capital Inc. represented by John M. Seaman

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Daniel R. Ciarrocki (See above for address) TERMINATED: 01/25/2018 ATTORNEY TO BE NOTICED Daniel Kahn (See above for address) PRO HAC VICE

Page 14: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

ATTORNEY TO BE NOTICED Kevin G. Abrams (See above for address) ATTORNEY TO BE NOTICED

Defendant Goldman, Sachs & Co. represented by John M. Seaman

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Daniel R. Ciarrocki (See above for address) TERMINATED: 01/25/2018 ATTORNEY TO BE NOTICED Daniel Kahn (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Kevin G. Abrams (See above for address) ATTORNEY TO BE NOTICED

Defendant Merrill Lynch, Pierce, Fenner & Smith Incorporated

represented by John M. Seaman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Daniel R. Ciarrocki (See above for address) TERMINATED: 01/25/2018 ATTORNEY TO BE NOTICED Daniel Kahn (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Kevin G. Abrams (See above for address) ATTORNEY TO BE NOTICED

Defendant RBS Securities Inc. represented by John M. Seaman

(See above for address) LEAD ATTORNEY

Page 15: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

ATTORNEY TO BE NOTICED Daniel R. Ciarrocki (See above for address) TERMINATED: 01/25/2018 ATTORNEY TO BE NOTICED Daniel Kahn (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Kevin G. Abrams (See above for address) ATTORNEY TO BE NOTICED

Defendant Wells Fargo Securities LLC represented by John M. Seaman

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Daniel R. Ciarrocki (See above for address) TERMINATED: 01/25/2018 ATTORNEY TO BE NOTICED Daniel Kahn (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Kevin G. Abrams (See above for address) ATTORNEY TO BE NOTICED

Movant The City of Miami Fire Fighters' and Police Officers' Retirement Trust TERMINATED: 09/29/2016

represented by Peter Bradford deLeeuw Rosenthal, Monhait & Goddess, P.A. Mellon Bank Center, Suite 1401 P.O. Box 1070 919 Market Street Wilmington, DE 19899-1070 (302) 656-4433 Email: [email protected] TERMINATED: 09/29/2016 ATTORNEY TO BE NOTICED

Movant

Page 16: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

Boilermaker-Blacksmith National Pension Trust TERMINATED: 09/29/2016

represented by Christine S. Azar Labaton Sucharow LLP 300 Delaware Avenue Suite 1340 Wilmington, DE 19801 (302) 573-2530 TERMINATED: 09/29/2016 ATTORNEY TO BE NOTICED

Movant Employees' Retirement System of the City of Providence TERMINATED: 09/29/2016

represented by Peter B. Andrews (See above for address) TERMINATED: 09/29/2016 ATTORNEY TO BE NOTICED

Date Filed # Docket Text

02/26/2016 1 COMPLAINT for Violations of the Federal Securities Laws filed with Jury Demand against Barclays Capital Inc., Ann Torre Bates, Somsak Chivavibul, Credit Suisse Securities USA LLC, Deutsche Bank Securities Inc., William M. Diefenderfer, III, Diane Suitt Gilleland, Goldman, Sachs & Co., J.P. Morgan Securities, LLC, John Kane, Linda Mills, Barry A. Munitz, Navient Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets LLC, RBS Securities Inc., John F. Remondi, Steven L. Shapiro, Jane J. Thompson, Wells Fargo Securities LLC, Barry J. Williams - Magistrate Consent Notice to Pltf. ( Filing fee $ 400, receipt number 0311-1885259) - filed by Policemen's Annuity & Benefit Fund of Chicago. (Attachments: # 1 Certificate of R. Tuczak, # 2 Civil Cover Sheet)(klc) (Entered: 02/29/2016)

02/26/2016 2 Notice, Consent and Referral forms re: U.S. Magistrate Judge jurisdiction. (klc) (Entered: 02/29/2016)

02/29/2016 No Summons Issued. (klc) (Entered: 02/29/2016)

03/02/2016 Case Assigned to Judge Gregory M. Sleet. Please include the initials of the Judge (GMS) after the case number on all documents filed. (rjb) (Entered: 03/02/2016)

03/14/2016 3 NOTICE of Appearance by Kelly E. Farnan on behalf of Navient Corporation (Farnan, Kelly) (Entered: 03/14/2016)

03/16/2016 CORRECTING ENTRY: The Motion for Leave to Appear Pro Hac Vice (formerly DI 4) has been removed from the docket. Counsel shall re-file the motion with the required certifications. (mdb) (Entered: 03/16/2016)

03/16/2016 4 MOTION for Pro Hac Vice Appearance of Attorney Peter A. Wald, Christopher R. Harris, Abid R. Quershi and Christopher S. Turner of Latham & Watkins LLP - filed by Navient Corporation. (Attachments: # 1 Certifications By Counsel To Be Admitted Pro Hac Vice)(Farnan, Kelly) (Entered: 03/16/2016)

03/16/2016 5 STIPULATION Answering Complaint; Appointing Lead Plaintiff and Lead Counsel, etc. by Navient Corporation. (Farnan, Kelly) (Entered: 03/16/2016)

Page 17: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

03/17/2016 SO ORDERED - re 4 Motion for Pro Hac Vice Appearance of Attorney Peter A. Wald, Christopher R. Harris, Abid R. Quershi and Christopher S. Turner of Latham & Watkins LLP filed by Navient Corporation. Ordered by Judge Gregory M. Sleet on 3/17/2016. (mdb) (Entered: 03/17/2016)

03/17/2016 SO ORDERED - re 5 Stipulation Answering Complaint; Appointing Lead Plaintiff and Lead Counsel, etc. filed by Navient Corporation. Ordered by Judge Gregory M. Sleet on 3/17/2016. (mdb) (Entered: 03/17/2016)

03/21/2016 Pro Hac Vice Attorney Peter A. Wald, Christopher S. Turner, Christopher Harris, Abid R. Qureshi for Navient Corporation added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. (cna) (Entered: 03/21/2016)

04/11/2016 6 MOTION to Appoint Counsel , MOTION to Consolidate Cases - filed by The City of Miami Fire Fighters' and Police Officers' Retirement Trust. (Attachments: # 1 Text of Proposed Order, # 2 Exhibit B -- Rule 7.1 Statement)(deLeeuw, Peter) (Entered: 04/11/2016)

04/11/2016 7 OPENING BRIEF in Support re 6 MOTION to Appoint Counsel MOTION to Consolidate Cases filed by The City of Miami Fire Fighters' and Police Officers' Retirement Trust.Answering Brief/Response due date per Local Rules is 4/28/2016. (deLeeuw, Peter) (Entered: 04/11/2016)

04/11/2016 8 DECLARATION re (10 in 1:16-cv-00075-GMS, 10 in 1:16-cv-00075-GMS, 9 in 1:16-cv-00084-GMS, 9 in 1:16-cv-00084-GMS, 6 in 1:16-cv-00112-GMS, 6 in 1:16-cv-00112-GMS) MOTION to Appoint Counsel MOTION to Consolidate Cases , (10 in 1:16-cv-00084-GMS) Opening Brief in Support, (11 in 1:16-cv-00075-GMS) Opening Brief in Support, (7 in 1:16-cv-00112-GMS) Opening Brief in Support, [of Norman M. Monhait] by The City of Miami Fire Fighters' and Police Officers' Retirement Trust. (Attachments: # 1 Exhibit A - D to Monhait Declaration)(deLeeuw, Peter) (Entered: 04/11/2016)

04/11/2016 9 MOTION to Appoint Counsel and Appoint Lead Plaintiff - filed by Lord Abbett Affiliated Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Investment Trust - Lord Abbett High Yield Fund. (Attachments: # 1 Text of Proposed Order)(Lindsey, R.) (Entered: 04/11/2016)

04/11/2016 10 MOTION to Appoint Counsel Motion of Policemen's Annuity and Benefit Fund, Amalgamated Bank, and Arkansas Public Employees Retirement System for Appoint as Lead Plaintiff, Approval of Selection of Lead Counsel, MOTION to Consolidate Cases - filed by Policemen's Annuity & Benefit Fund of Chicago. (Attachments: # 1 Text of Proposed Order)(Friedlander, Joel) (Entered: 04/11/2016)

04/11/2016 11 OPENING BRIEF in Support re 10 MOTION to Appoint Counsel Motion of Policemen's Annuity and Benefit Fund, Amalgamated Bank, and Arkansas Public Employees Retirement System for Appoint as Lead Plaintiff, Approval of Selection of Lead Counsel MOTION to Consolidate Cases filed by Policemen's Annuity & Benefit Fund of Chicago.Answering Brief/Response due date per Local Rules is 4/28/2016. (Friedlander, Joel) (Entered: 04/11/2016)

Page 18: U.S. District Court District of Delaware (Wilmington ...securities.stanford.edu/.../2017113_r01k_16CV00112.pdf · CIVIL DOCKET FOR CASE #: 1:16-cv-00112-MN Lord Abbett Affiliated

04/11/2016 12 DECLARATION re (11 in 1:16-cv-00112-GMS) Opening Brief in Support, (10 in 1:16-cv-00112-GMS, 10 in 1:16-cv-00112-GMS) MOTION to Appoint Counsel Motion of Policemen's Annuity and Benefit Fund, Amalgamated Bank, and Arkansas Public Employees Retirement System for Appoint as Lead Plaintiff, Approval of Selection of Lead Counsel MOTION to Consolidate Cases Declaration of Christopher Quinn by Policemen's Annuity & Benefit Fund of Chicago. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Friedlander, Joel) (Entered: 04/11/2016)

04/11/2016 13 DECLARATION re (13 in 1:16-cv-00075-GMS, 12 in 1:16-cv-00084-GMS, 9 in 1:16-cv-00112-GMS) MOTION to Appoint Counsel and Appoint Lead Plaintiff LR7.1.1 Averment - filed by Lord Abbett Affiliated Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Investment Trust - Lord Abbett High Yield Fund (Lindsey, R.) (Entered: 04/11/2016)

04/11/2016 14 DECLARATION re (13 in 1:16-cv-00075-GMS, 12 in 1:16-cv-00084-GMS, 9 in 1:16-cv-00112-GMS) MOTION to Appoint Counsel and Appoint Lead Plaintiff by Lord Abbett Affiliated Fund, Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8)(Lindsey, R.) (Entered: 04/11/2016)

04/11/2016 15 OPENING BRIEF in Support re 9 MOTION to Appoint Counsel and Appoint Lead Plaintiff filed by Lord Abbett Affiliated Fund, Inc..Answering Brief/Response due date per Local Rules is 4/28/2016. (Lindsey, R.) (Entered: 04/11/2016)

04/11/2016 16 Disclosure Statement pursuant to Rule 7.1: No Parents or Affiliates Listed filed by Lord Abbett Affiliated Fund Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund. (Lindsey, R.) (Entered: 04/11/2016)

04/11/2016 17 MOTION to Appoint Counsel , MOTION to Consolidate Cases , MOTION Consolidation, Appointment as Lead Plaintiff, and Approval of Selection of Lead Counsel - filed by Boilermaker-Blacksmith National Pension Trust. (Attachments: # 1 Exhibit [Proposed] Order for Consolidation, Appointment as Lead Plaintiff, and Approval of Selection of Lead Counsel, # 2 Certificate of Compliance Certification of Counsel Pursuant to Local Rule 7.1.1)(Azar, Christine) (Entered: 04/11/2016)

04/11/2016 18 OPENING BRIEF in Support re 17 MOTION to Appoint Counsel MOTION to Consolidate Cases MOTION Consolidation, Appointment as Lead Plaintiff, and Approval of Selection of Lead Counsel filed by Boilermaker-Blacksmith National Pension Trust.Answering Brief/Response due date per Local Rules is 4/28/2016. (Azar, Christine) (Entered: 04/11/2016)

04/11/2016 19 DECLARATION re 17 MOTION to Appoint Counsel MOTION to Consolidate Cases MOTION Consolidation, Appointment as Lead Plaintiff, and Approval of Selection of Lead Counsel , 18 Opening Brief in Support, by Boilermaker-Blacksmith National Pension Trust. (Attachments: # 1 Exhibit Exhibit A to Declaration of Christine S. Azar, # 2 Exhibit Exhibit B to Declaration of Christine S. Azar, # 3 Exhibit Exhibit C to Declaration of Christine S. Azar, # 4 Exhibit Exhibit D to Declaration of Christine S. Azar)(Azar, Christine) (Entered: 04/11/2016)

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04/12/2016 CORRECTING ENTRY: DI 20 and its attachments have been removed from the docket by the Docket Clerk, and therefore no longer exists. The parties are instructed to refrain from filing Notices of Motions. All briefs, memorandums, declarations, or appendices are to be filed as a separate docket item using the corresponding CM/ECF code. The movant shall refile the documents previously filed at DI 20, which no longer exists. (mdb) (Entered: 04/12/2016)

04/12/2016 20 MOTION to Appoint Lead Plaintiff and Counsel, and to Consolidate Related Actions - filed by Employees' Retirement System of the City of Providence. (Attachments: # 1 Proposed Order)(Andrews, Peter) Modified on 4/12/2016 (mdb). (Entered: 04/12/2016)

04/12/2016 21 OPENING BRIEF in Support re 20 Motion to Appoint Lead Plaintiff and Counsel, and to Consolidate Related Actions filed by Employees' Retirement System of the City of Providence.Answering Brief/Response due date per Local Rules is 4/29/2016. (Andrews, Peter) Modified on 4/12/2016 (mdb). (Entered: 04/12/2016)

04/12/2016 22 DECLARATION re 21 Opening Brief in Support, 20 MOTION to Appoint Lead Plaintiff and Counsel, and to Consolidate Related Actions by Employees' Retirement System of the City of Providence. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Andrews, Peter) (Entered: 04/12/2016)

04/20/2016 23 NOTICE of Appearance by John M. Seaman on behalf of Barclays Capital Inc., Credit Suisse Securities USA LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets LLC, RBS Securities Inc., Wells Fargo Securities LLC (Seaman, John) (Entered: 04/20/2016)

04/20/2016 24 MOTION for Pro Hac Vice Appearance of Attorney Adam S. Hakki, Daniel C. Lewis, and Anthony D. Marinello - filed by Barclays Capital Inc., Credit Suisse Securities USA LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets LLC, RBS Securities Inc., Wells Fargo Securities LLC. (Attachments: # 1 Certification of Adam S. Hakki, # 2 Certification of Daniel C. Lewis, # 3 Certification of Anthony D. Marinello, # 4 Text of Proposed Order)(Seaman, John) (Entered: 04/20/2016)

04/20/2016 25 NOTICE of Non-Opposition by Policemen's Annuity & Benefit Fund of Chicago (Friedlander, Joel) (Entered: 04/20/2016)

04/20/2016 26 Disclosure Statement pursuant to Rule 7.1: identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman, Sachs & Co.; Corporate Parent NB Holdings Corporation, Other Affiliate Bank of America Corporation for Merrill Lynch, Pierce, Fenner & Smith Incorporated; Corporate Parent EVEREN Capital Corporation, Other Affiliate Wells Fargo & Company for Wells Fargo Securities LLC; Corporate Parent DB U.S. Financial Markets Holding Corporation, Other Affiliate Taunus Corporation, Other Affiliate DB USA Corporation, Other Affiliate Deutsche Bank A.G. for Deutsche Bank Securities Inc.; Corporate Parent Credit Suisse (USA), Inc., Other Affiliate Credit Suisse Group AG, Other Affiliate Credit Suisse Holdings (USA), Inc., Other Affiliate Credit Suisse AG, Other Affiliate Credit Suisse Group AG Guernsey Branch for Credit Suisse Securities USA LLC; Corporate Parent Barclays Bank PLC for Barclays Capital Inc.; Corporate Parent Royal Bank of

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Scotland Group plc, Corporate Parent RBS Holdings USA Inc. for RBS Securities Inc.; Corporate Parent Royal Bank of Canada for RBC Capital Markets LLC; Corporate Parent J.P. Morgan Broker-Dealer Holdings Inc., Other Affiliate JPMorgan Chase & Co.. for J.P. Morgan Securities, LLC filed by Barclays Capital Inc., Credit Suisse Securities USA LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets LLC, RBS Securities Inc., Wells Fargo Securities LLC. (Seaman, John) (Entered: 04/20/2016)

04/21/2016 SO ORDERED - re 24 MOTION for Pro Hac Vice Appearance of Attorney Adam S. Hakki, Daniel C. Lewis, and Anthony D. Marinello filed by J.P. Morgan Securities, LLC, Goldman, Sachs & Co., Barclays Capital Inc., Deutsche Bank Securities Inc., RBC Capital Markets LLC, Wells Fargo Securities LLC, RBS Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Credit Suisse Securities USA LLC. Ordered by Judge Gregory M. Sleet on 4/21/2016. (mdb) (Entered: 04/21/2016)

04/21/2016 Pro Hac Vice Attorney Anthony D. Marinello,Daniel C. Lewis,Adam S. Hakki for Credit Suisse Securities USA LLC added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. (dmp, ) (Entered: 04/21/2016)

04/25/2016 27 Amended Disclosure Statement pursuant to Rule 7.1: identifying Corporate Parent BAC North America Holding Company, Other Affiliate Bank of America Corporation, Other Affiliate NB Holdings Corporation for Merrill Lynch, Pierce, Fenner & Smith Incorporated filed by Merrill Lynch, Pierce, Fenner & Smith Incorporated. (Ciarrocki, Daniel) (Entered: 04/25/2016)

04/25/2016 28 NOTICE of non-opposition to pending motions for appointment as Lead Plaintiff by The City of Miami Fire Fighters' and Police Officers' Retirement Trust re (10 in 1:16-cv-00075-GMS, 10 in 1:16-cv-00075-GMS, 9 in 1:16-cv-00084-GMS, 9 in 1:16-cv-00084-GMS, 6 in 1:16-cv-00112-GMS, 6 in 1:16-cv-00112-GMS) MOTION to Appoint Counsel MOTION to Consolidate Cases , (17 in 1:16-cv-00112-GMS, 17 in 1:16-cv-00112-GMS, 17 in 1:16-cv-00112-GMS) MOTION to Appoint Counsel MOTION to Consolidate Cases MOTION Consolidation, Appointment as Lead Plaintiff, and Approval of Selection of Lead Counsel , (21 in 1:16-cv-00075-GMS, 21 in 1:16-cv-00075-GMS, 21 in 1:16-cv-00075-GMS) MOTION to Consolidate Cases MOTION to Appoint Counsel MOTION Consolidation, Appointment as Lead Plaintiff, and Approval of Section of Lead Counsel , (14 in 1:16-cv-00075-GMS, 14 in 1:16-cv-00075-GMS, 13 in 1:16-cv-00084-GMS, 13 in 1:16-cv-00084-GMS, 10 in 1:16-cv-00112-GMS, 10 in 1:16-cv-00112-GMS) MOTION to Appoint Counsel Motion of Policemen's Annuity and Benefit Fund, Amalgamated Bank, and Arkansas Public Employees Retirement System for Appoint as Lead Plaintiff, Approval of Selection of Lead Counsel MOTION to Consolidate Cases , (13 in 1:16-cv-00075-GMS, 12 in 1:16-cv-00084-GMS, 9 in 1:16-cv-00112-GMS) MOTION to Appoint Counsel and Appoint Lead Plaintiff, (19 in 1:16-cv-00084-GMS, 19 in 1:16-cv-00084-GMS, 19 in 1:16-cv-00084-GMS) MOTION to Appoint Counsel MOTION to Consolidate Cases MOTION , (20 in 1:16-cv-00112-GMS) MOTION to Appoint Lead Plaintiff and Counsel, and to Consolidate Related Actions [NOTICE OF NON-OPPOSITION OF THE CITY OF MIAMI FIRE FIGHTERS AND POLICE OFFICERS RETIREMENT TRUST] (deLeeuw, Peter) (Entered: 04/25/2016)

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04/26/2016 29 MOTION to Consolidate Cases , MOTION to Appoint Lead Plaintiff and, MOTION to Appoint Counsel - filed by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund. (Lindsey, R.) (Entered: 04/26/2016)

04/26/2016 30 MOTION for Pro Hac Vice Appearance of Attorney Steven E. Fineman, Joy A. Kruse, Daniel P. Chiplock, Michael J. Miarmi, Richard M. Heimann and Bruce W. Leppla - filed by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund. (Lindsey, R.) (Entered: 04/26/2016)

04/26/2016 SO ORDERED - re (25 in 1:16-cv-00084-GMS, 30 in 1:16-cv-00112-GMS, 27 in 1:16-cv-00075-GMS) MOTION for Pro Hac Vice Appearance of Attorney Steven E. Fineman, Joy A. Kruse, Daniel P. Chiplock, Michael J. Miarmi, Richard M. Heimann and Bruce W. Leppla filed by Lord Abbett Affiliated Fund, Inc., Lord Abbett Investment Trust - Lord Abbett High Yield Fund, Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Bond Debenture Fund, Inc. Ordered by Judge Gregory M. Sleet on 4/26/2016. Associated Cases: 1:16-cv-00075-GMS, 1:16-cv-00084-GMS, 1:16-cv-00112-GMS(mdb) (Entered: 04/26/2016)

04/28/2016 Pro Hac Vice Attorney Steven J. Fineman, Michael J, Miarmi for Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. Associated Cases: 1:16-cv-00075-GMS, 1:16-cv-00084-GMS, 1:16-cv-00112-GMS(cna) (Entered: 04/28/2016)

04/28/2016 Pro Hac Vice Attorney Joy A. Kruse for Lord Abbett Affiliated Fund, Inc.,Joy A. Kruse for Lord Abbett Bond Debenture Fund, Inc.,Joy A. Kruse for Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund,Joy A. Kruse for Lord Abbett Investment Trust - Lord Abbett High Yield Fund added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. (dmp, ) (Entered: 04/28/2016)

04/29/2016 Pro Hac Vice Attorney Bruce W. Leppla for Lord Abbett Affiliated Fund, Inc.,Bruce W. Leppla for Lord Abbett Bond Debenture Fund, Inc.,Bruce W. Leppla for Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund,Bruce W. Leppla for Lord Abbett Investment Trust - Lord Abbett High Yield Fund added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. (dmp, ) (Entered: 04/29/2016)

05/03/2016 Pro Hac Vice Attorney Daniel P. Chiplock for Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund,Lord Abbett Investment Trust - Lord Abbett High Yield Fund added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all

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papers. Associated Cases: 1:16-cv-00084-GMS, 1:16-cv-00112-GMS(klc) (Entered: 05/03/2016)

05/12/2016 Pro Hac Vice Attorney Richard M. Heimann for Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. Associated Cases: 1:16-cv-00075-GMS, 1:16-cv-00084-GMS, 1:16-cv-00112-GMS(cna) (Entered: 05/12/2016)

06/30/2016 31 Amended Disclosure Statement pursuant to Rule 7.1: identifying Corporate Parent Everen Capital Corporation, Other Affiliate Wells Fargo & Company, Other Affiliate Berkshire Hathaway Inc. for Wells Fargo Securities LLC filed by Wells Fargo Securities LLC. (Seaman, John) (Entered: 06/30/2016)

06/30/2016 32 SO ORDERED - re (26 in 1:16-cv-00075-GMS, 26 in 1:16-cv-00075-GMS, 24 in 1:16-cv-00084-GMS, 24 in 1:16-cv-00084-GMS, 29 in 1:16-cv-00112-GMS, 29 in 1:16-cv-00112-GMS) Stipulation and Proposed Order Regarding Consolidation, Appointment of Lead Plaintiff, and Approval of Selection of Lead Counsel. Signed by Judge Gregory M. Sleet on 6/30/2016. Associated Cases: 1:16-cv-00112-GMS, 1:16-cv-00075-GMS, 1:16-cv-00084-GMS(mdb) (Entered: 07/01/2016)

07/01/2016 Remark - Pursuant to the Stipulation and Proposed Order, these cases are consolidated FOR ALL PURPOSES. All future filings shall ONLY be made in Lead C.A. No. 16-112-GMS. Associated Cases: 1:16-cv-00112-GMS, 1:16-cv-00075-GMS, 1:16-cv-00084-GMS(mdb) (Entered: 07/01/2016)

07/01/2016 33 ORDER REGARDING CASE MANAGEMENT IN CIVIL CASES. Signed by Judge Gregory M. Sleet on 7/1/2016. (asw) (Entered: 07/01/2016)

07/13/2016 34 STIPULATION Initial Scheduling Stipulation and [Proposed] Order by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund. (Morris, Patrick) (Entered: 07/13/2016)

07/21/2016 35 SO ORDERED - re 34 Initial Scheduling Stipulation and [Proposed] Order. (Amended Complaint due by 9/28/2016. See Stipulation for more information). Signed by Judge Gregory M. Sleet on 7/21/2016. (mdb) (Entered: 07/21/2016)

09/28/2016 36 AMENDED COMPLAINT Consolidated Amended Class Action Complaint against All Defendants - filed by Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Investment Trust - Lord Abbett High Yield Fund.(Morris, Patrick) Modified on 9/29/2016 (mdb). (Entered: 09/28/2016)

11/09/2016 37 STIPULATION re: extend page limit for the Opening and Answering Briefs on Navient Corporations and the Individual Defendants Motion to Dismiss shall be extended to 25 pages and the page limit for Defendants Reply Brief shall be extended to 12 pages. by Somsak Chivavibul, Navient Corporation, John F. Remondi. (Farnan, Kelly) (Entered: 11/09/2016)

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11/10/2016 SO ORDERED - re 37 Stipulation re: extend page limit for the Opening and Answering Briefs on Navient Corporations and the Individual Defendants Motion to Dismiss shall be extended to 25 pages and the page limit for Defendants Reply Brief shall be extended to 12 pages filed by Navient Corporation, Somsak Chivavibul, John F. Remondi. Ordered by Judge Gregory M. Sleet on 11/10/2016. (mdb) (Entered: 11/10/2016)

11/14/2016 38 MOTION to Dismiss Based upon Under Fed. R. Civ. P. 12(b)(6) - filed by Somsak Chivavibul, Navient Corporation, John F. Remondi. (Attachments: # 1 Text of Proposed Order Proposed Order)(Farnan, Kelly) (Entered: 11/14/2016)

11/14/2016 39 OPENING BRIEF in Support re 38 MOTION to Dismiss Based upon Under Fed. R. Civ. P. 12(b)(6) OPENING BRIEF IN SUPPORT OF MOTION TO DISMISS UNDER FED. R. CIV. P. 12(b)(6) BY NAVIENT CORPORATION AND THE INDIVIDUAL DEFENDANTS filed by Somsak Chivavibul, Navient Corporation, John F. Remondi.Answering Brief/Response due date per Local Rules is 12/1/2016. (Farnan, Kelly) (Entered: 11/14/2016)

11/14/2016 40 DECLARATION re 38 MOTION to Dismiss Based upon Under Fed. R. Civ. P. 12(b)(6) Declaration of Christopher S. Turner by Somsak Chivavibul, Navient Corporation, John F. Remondi. (Attachments: # 1 Exhibit 1 through 5)(Farnan, Kelly) (Entered: 11/14/2016)

11/14/2016 41 Disclosure Statement pursuant to Rule 7.1: No Parents or Affiliates Listed filed by Somsak Chivavibul, Navient Corporation, John F. Remondi. (Farnan, Kelly) (Entered: 11/14/2016)

11/14/2016 42 JOINDER by Barclays Capital Inc., Credit Suisse Securities USA LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets LLC, RBS Securities Inc., Wells Fargo Securities LLC, joining in 38 Motion to Dismiss, 39 Opening Brief in Support, Underwriter Defendants' Joinder of Navient Corporation's Memorandum of Law in Support of its Motion to Dismiss the Consolidated Amended Class Action Complaint. (Seaman, John) (Entered: 11/14/2016)

12/29/2016 43 ANSWERING BRIEF in Opposition re 38 MOTION to Dismiss Based upon Under Fed. R. Civ. P. 12(b)(6) PLAINTIFFS' OPPOSITION TO DEFENDANTS' MOTION TO DISMISS THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT filed by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund.Reply Brief due date per Local Rules is 1/5/2017. (Morris, Patrick) (Entered: 12/29/2016)

12/29/2016 44 DECLARATION re 43 Answering Brief in Opposition,, DECLARATION OF MICHAEL J. MIARMI IN SUPPORT OF PLAINTIFFS' OPPOSITION TO DEFENDANTS' MOTION TO DISMISS THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund. (Morris, Patrick) (Entered: 12/29/2016)

01/26/2017 45 REQUEST for Judicial Notice by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid

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Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund re 43 Answering Brief in Opposition,, (Attachments: # 1 Consumer Financial Protection Bureau v. Navient Complaint, # 2 State of Washington v. Navient Complaint, # 3 People of the State of Illinois v. Navient Complaint )(Morris, Patrick) Modified on 1/27/2017 (mdb). Modified on 1/27/2017 (mdb). (Entered: 01/26/2017)

01/27/2017 CORRECTING ENTRY: The docket text descriptions of exhibits 2 and 3 of 45 Request for Judicial Notice have been swapped. (mdb) (Entered: 01/27/2017)

01/30/2017 46 REPLY BRIEF re 38 MOTION to Dismiss Based upon Under Fed. R. Civ. P. 12(b)(6) filed by Somsak Chivavibul, Navient Corporation, John F. Remondi. (Farnan, Kelly) (Entered: 01/30/2017)

01/30/2017 47 DECLARATION re 38 MOTION to Dismiss Based upon Under Fed. R. Civ. P. 12(b)(6) Declaration of Sian B. Jones by Somsak Chivavibul, Navient Corporation, John F. Remondi. (Attachments: # 1 Exhibit 6 through 8)(Farnan, Kelly) (Entered: 01/30/2017)

01/30/2017 48 JOINDER by Barclays Capital Inc., Credit Suisse Securities USA LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets LLC, RBS Securities Inc., Wells Fargo Securities LLC, joining in 46 Reply Brief /Underwriter Defendants' Joinder of Navient Corporation's Reply Brief in Support of Motion to Dismiss by Navient Corporation and the Individual Defendants. (Seaman, John) (Entered: 01/30/2017)

02/02/2017 49 OBJECTIONS by Barclays Capital Inc., Somsak Chivavibul, Credit Suisse Securities USA LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Navient Corporation, RBC Capital Markets LLC, RBS Securities Inc., Wells Fargo Securities LLC to 45 Notice (Other),, . (Attachments: # 1 Exhibit A)(Farnan, Kelly) (Entered: 02/02/2017)

02/06/2017 50 NOTICE of Request for Oral Argument by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund re 38 MOTION to Dismiss Based upon Under Fed. R. Civ. P. 12(b)(6) (Morris, Patrick) (Entered: 02/06/2017)

02/08/2017 51 RESPONSE TO OBJECTIONS by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund re 45 Notice (Other),, Regarding Plaintiffs' Request for Judicial Notice. (Morris, Patrick) (Entered: 02/08/2017)

05/05/2017 52 Amended Disclosure Statement pursuant to Rule 7.1: identifying Corporate Parent Everen Capital Corporation, Other Affiliate Wells Fargo & Company for Wells Fargo Securities LLC filed by Wells Fargo Securities LLC. (Seaman, John) (Entered: 05/05/2017)

08/10/2017 53 NOTICE of Supplemental Authority by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High

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Yield Fund re 43 Answering Brief in Opposition,, (Attachments: # 1 Exhibit A - Order in St. of Washington v. Navient Corp., # 2 Exhibit B - Memo Opinion in Consumer Financial Protection Bureau v. Navient Corp.)(Morris, Patrick) (Entered: 08/10/2017)

08/28/2017 54 OBJECTIONS by Ann Torre Bates, Somsak Chivavibul, William M. Diefenderfer, III, Diane Suitt Gilleland, Linda Mills, Barry A. Munitz, Navient Corporation, John F. Remondi, Steven L. Shapiro, Jane J. Thompson, Barry L. Williams to 53 Notice (Other), Defendants' Response to Plaintiffs' Notice of Supplemental Authority. (Farnan, Kelly) (Entered: 08/28/2017)

09/06/2017 55 MEMORANDUM. Signed by Judge Gregory M. Sleet on 9/6/2017. (mdb) (Entered: 09/06/2017)

09/06/2017 56 ORDER re 55 Memorandum - Defendants' motion to dismiss (D.I. 38) is GRANTED; Plaintiffs' consolidated amended class action complaint (D.I. 36 ) is DISMISSED WITHOUT PREJUDICE; and if Plaintiffs do not file an amended complaint by November 5, 2017, the clerk of the court is directed to close the case. Signed by Judge Gregory M. Sleet on 9/6/2017. (mdb) (Entered: 09/06/2017)

10/30/2017 57 STIPULATION of Scheduling and Proposed Order re 56 Order, by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund. (Morris, Patrick) (Entered: 10/30/2017)

11/03/2017 58 SO ORDERED - re 57 Stipulation of Scheduling and Proposed Order filed by Lord Abbett Affiliated Fund, Inc., Lord Abbett Investment Trust - Lord Abbett High Yield Fund, Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Bond Debenture Fund, Inc.. Signed by Judge Gregory M. Sleet on 11/3/2017. (mdb) (Entered: 11/03/2017)

11/17/2017 59 Second AMENDED COMPLAINT against All Defendants - filed by Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Investment Trust - Lord Abbett High Yield Fund.(Morris, Patrick) (Entered: 11/17/2017)

11/29/2017 60 MOTION for Pro Hac Vice Appearance of Attorney Sharon M. Lee - filed by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund. (Morris, Patrick) (Entered: 11/29/2017)

11/30/2017 Pro Hac Vice Attorney Richard M. Heimann for Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund and Lord Abbett Investment Trust - Lord Abbett High Yield Fund added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. (nmg) (Entered: 11/30/2017)

11/30/2017 Pro Hac Vice Attorney Michael J. Miarmi for Lord Abbett Affiliated Fund Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, and Lord Abbett Investment Trust - Lord Abbett High Yield Fund added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to

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file all papers. Associated Cases: 1:16-cv-00075-GMS, 1:16-cv-00112-GMS(nmg) (Entered: 11/30/2017)

11/30/2017 Pro Hac Vice Attorney Steven E. Fineman for Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. Associated Cases: 1:16-cv-00112-GMS, 1:16-cv-00075-GMS, 1:16-cv-00084-GMS(nmg) (Entered: 11/30/2017)

12/07/2017 SO ORDERED - re 60 MOTION for Pro Hac Vice Appearance of Attorney Sharon M. Lee filed by Lord Abbett Affiliated Fund, Inc., Lord Abbett Investment Trust - Lord Abbett High Yield Fund, Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Bond Debenture Fund, Inc.. Ordered by Judge Gregory M. Sleet on 12/7/2017. (mdb) (Entered: 12/07/2017)

12/12/2017 Pro Hac Vice Attorney Sharon M. Lee for Lord Abbett Affiliated Fund, Inc.,Lord Abbett Bond Debenture Fund, Inc.,Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund,Lord Abbett Investment Trust - Lord Abbett High Yield Fund added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. Associated Cases: 1:16-cv-00112-GMS, 1:16-cv-00075-GMS, 1:16-cv-00084-GMS(crb) (Entered: 12/12/2017)

01/05/2018 61 STIPULATION regarding Page Limits for MTD Briefing re 58 SO ORDERED, by Somsak Chivavibul, Navient Corporation, John F. Remondi. (Farnan, Kelly) (Entered: 01/05/2018)

01/10/2018 62 SO ORDERED - re 61 Stipulation regarding Page Limits for MTD Briefing filed by Navient Corporation, Somsak Chivavibul, John F. Remondi. Signed by Judge Gregory M. Sleet on 1/10/2018. (mdb) (Entered: 01/10/2018)

01/16/2018 63 MOTION to Dismiss for Failure to State a Claim Motion to Dismiss 2nd Amended Complaint - filed by Barclays Capital Inc., Ann Torre Bates, Somsak Chivavibul, Credit Suisse Securities USA LLC, Deutsche Bank Securities Inc., William M. Diefenderfer, III, Diane Suitt Gilleland, Goldman, Sachs & Co., J.P. Morgan Securities, LLC, John Kane, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Linda Mills, Barry A. Munitz, Navient Corporation, RBS Securities Inc., John F. Remondi, Steven L. Shapiro, Jane J. Thompson, Wells Fargo Securities LLC, Barry L. Williams. (Attachments: # 1 Text of Proposed Order Proposed Order)(Farnan, Kelly) (Entered: 01/16/2018)

01/16/2018 64 OPENING BRIEF in Support re 63 MOTION to Dismiss for Failure to State a Claim Motion to Dismiss 2nd Amended Complaint filed by Barclays Capital Inc., Ann Torre Bates, Somsak Chivavibul, Credit Suisse Securities USA LLC, Deutsche Bank Securities Inc., William M. Diefenderfer, III, Diane Suitt Gilleland, Goldman, Sachs & Co., J.P. Morgan Securities, LLC, John Kane, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Linda Mills, Barry A. Munitz, Navient Corporation, RBC Capital Markets LLC, RBS Securities Inc., John F. Remondi, Steven L. Shapiro, Jane J. Thompson, Wells Fargo Securities LLC, Barry L. Williams.Answering

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Brief/Response due date per Local Rules is 1/30/2018. (Farnan, Kelly) (Entered: 01/16/2018)

01/16/2018 65 DECLARATION re 63 MOTION to Dismiss for Failure to State a Claim Motion to Dismiss 2nd Amended Complaint Declaration of Sian B. Jones by Barclays Capital Inc., Ann Torre Bates, Somsak Chivavibul, Credit Suisse Securities USA LLC, Deutsche Bank Securities Inc., William M. Diefenderfer, III, Diane Suitt Gilleland, Goldman, Sachs & Co., J.P. Morgan Securities, LLC, John Kane, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Linda Mills, Barry A. Munitz, Navient Corporation, RBC Capital Markets LLC, RBS Securities Inc., John F. Remondi, Steven L. Shapiro, Jane J. Thompson, Wells Fargo Securities LLC, Barry L. Williams. (Attachments: # 1 Exhibit 1 through 5)(Farnan, Kelly) (Entered: 01/16/2018)

01/24/2018 66 NOTICE of Withdrawal of Counsel re: Daniel R. Ciarrocki, formerly of Abrams & Bayliss LLP by Barclays Capital Inc., Credit Suisse Securities USA LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets LLC, RBS Securities Inc., Wells Fargo Securities LLC (Seaman, John) (Entered: 01/24/2018)

03/02/2018 67 ANSWERING BRIEF in Opposition to Defendants' Motion to Dismiss the Second Amended Class Action Complaint filed by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund.Reply Brief due date per Local Rules is 3/9/2018. (Morris, Patrick) (Entered: 03/02/2018)

03/02/2018 68 DECLARATION of Michael J. Miarmi in Support of Plaintiffs' Opposition to Defendants' Motion to Dismiss the Second Amended Class Action Complaint by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund. (Morris, Patrick) (Entered: 03/02/2018)

04/16/2018 69 REPLY BRIEF re 63 MOTION to Dismiss for Failure to State a Claim Motion to Dismiss 2nd Amended Complaint Defendants' Reply Brief filed by Barclays Capital Inc., Ann Torre Bates, Somsak Chivavibul, Credit Suisse Securities USA LLC, Deutsche Bank Securities Inc., William M. Diefenderfer, III, Diane Suitt Gilleland, Goldman, Sachs & Co., J.P. Morgan Securities, LLC, John Kane, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Linda Mills, Barry A. Munitz, Navient Corporation, RBC Capital Markets LLC, RBS Securities Inc., John F. Remondi, Steven L. Shapiro, Jane J. Thompson, Wells Fargo Securities LLC, Barry L. Williams. (Farnan, Kelly) (Entered: 04/16/2018)

04/16/2018 70 DECLARATION re 69 Reply Brief,, Declaration of Brian A. O'Connell by Barclays Capital Inc., Ann Torre Bates, Somsak Chivavibul, Credit Suisse Securities USA LLC, Deutsche Bank Securities Inc., William M. Diefenderfer, III, Diane Suitt Gilleland, Goldman, Sachs & Co., J.P. Morgan Securities, LLC, John Kane, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Linda Mills, Barry A. Munitz, Navient Corporation, RBC Capital Markets LLC, RBS Securities Inc., John F. Remondi, Steven L. Shapiro, Jane J. Thompson, Wells Fargo Securities LLC, Barry L. Williams. (Attachments: # 1 Exhibit 6 and 7)(Farnan, Kelly) (Entered: 04/16/2018)

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04/20/2018 71 NOTICE of by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund of Plaintiffs' Request for Oral Argument on Defendants' Motion to Dismiss the Second Amended Class Action Complaint (Morris, Patrick) (Entered: 04/20/2018)

05/02/2018 72 NOTICE of by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund of Withdrawal of Counsel (Morris, Patrick) (Entered: 05/02/2018)

09/20/2018 Case reassigned to Judge Maryellen Noreika. Please include the initials of the Judge (MN) after the case number on all documents filed. Associated Cases: 1:16-cv-00075-MN, 1:16-cv-00084-MN, 1:16-cv-00112-MN (rjb) (Entered: 09/20/2018)

10/05/2018 73 ORAL ORDER - The plaintiffs shall provide the Court with one courtesy copy of the Amended Complaint ( 36 ) and the Second Amended Complaint ( 59 ) by 4:00 PM on Tuesday, October 9, 2018. The courtesy copies shall be double-sided and bound on the left margin. ORDERED by Judge Maryellen Noreika on 10/5/2018. (mdb) (Entered: 10/05/2018)

10/19/2018 74 NOTICE of Withdrawal of Counsel by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund (Morris, Patrick) (Entered: 10/19/2018)

01/29/2019 75 MEMORANDUM OPINION. Signed by Judge Maryellen Noreika on 1/29/2019. (dlw) (Entered: 01/29/2019)

01/29/2019 76 ORDER re 75 Memorandum Opinion. Defendants' motion to dismiss 63 is GRANTED-IN-PART and DENIED-IN-PART; Defendants' motion is GRANTED as to all claims based on the compliance statements and the Exchange Act claims based on the credit facility statements; Defendants' motion is DENIED in all other respects; The Securities Act and Exchange Act claims based on the compliance statements are dismissed WITH PREJUDICE; and The Exchange Act claims based on the credit facility statements are dismissed WITHOUT PREJUDICE. SEE ORDER FOR COMPLETE DETAILS. Signed by Judge Maryellen Noreika on 1/29/2019. (dlw) (Entered: 01/29/2019)

01/30/2019 77 ORAL ORDER - In light of the Court's 1/29/2019 Memorandum Opinion 75 and Order 76 , paragraph 6 of the parties Scheduling Stipulation and Order 57 , and the judicial reassignment to Judge Noreika, IT IS HEREBY ORDERED that the parties shall confer regarding proposed dates in the scheduling order and shall submit a proposed order, including a proposal for the length and timing of trial, to the Court no later than thirty (30) days from the date of this Order. The parties are to use the Court's form scheduling order, which is posted at http://www.ded.uscourts.gov (see Chambers, Judge Noreika, Forms). If there are disputes or issues that the Court needs to address in the proposed scheduling order, the parties shall direct the Court to the paragraph numbers in which those appear in a cover letter to the Court. ORDERED by Judge Maryellen Noreika on 1/30/2019. (dlw) (Entered: 01/30/2019)

02/08/2019 78 STIPULATION TO EXTEND TIME Defendants Navient Corporation, Individual Defendants and Underwriter Defendants Answers to Second Amended Complaint to

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through and including March 29, 2019 - filed by Ann Torre Bates, Somsak Chivavibul, William M. Diefenderfer, III, Diane Suitt Gilleland, John Kane, Linda Mills, Barry A. Munitz, Navient Corporation, John F. Remondi, Steven L. Shapiro, Jane J. Thompson, Barry L. Williams. (Farnan, Kelly) (Entered: 02/08/2019)

02/08/2019 SO ORDERED re 78 STIPULATION TO EXTEND TIME for Defendants Navient Corporation, Individual Defendants and Underwriter Defendants Answers to Second Amended Complaint to through and including March 29, 2019. ORDERED by Judge Maryellen Noreika on 2/8/2019. (dlw) (Entered: 02/08/2019)

02/18/2019 79 MOTION for Pro Hac Vice Appearance of Attorney Daniel Kahn - filed by Barclays Capital Inc., Credit Suisse Securities USA LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets LLC, RBS Securities Inc., Wells Fargo Securities LLC. (Attachments: # 1 Certification of Daniel Kahn, # 2 Text of Proposed Order)(Seaman, John) (Entered: 02/18/2019)

02/19/2019 SO ORDERED re 79 MOTION for Pro Hac Vice Appearance of Attorney Daniel Kahn filed by J.P. Morgan Securities, LLC, Goldman, Sachs & Co., Barclays Capital Inc., Deutsche Bank Securities Inc., RBC Capital Markets LLC, Wells Fargo Securities LLC, RBS Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Credit Suisse Securities USA LLC. ORDERED by Judge Maryellen Noreika on 2/19/2019. (dlw) (Entered: 02/19/2019)

02/21/2019 Pro Hac Vice Attorney Daniel Kahn for Barclays Capital Inc., Credit Suisse Securities USA LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets LLC, RBS Securities Inc., Wells Fargo Securities LLC added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users of CM/ECF and shall be required to file all papers. (lak) (Entered: 02/21/2019)

03/01/2019 80 STIPULATION Proposed Scheduling Order re 77 Oral Order,,, by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund. (Attachments: # 1 Cover Letter to [Proposed] Scheduling Order)(Morris, Patrick) (Entered: 03/01/2019)

03/04/2019 81 SCHEDULING ORDER: Case referred to the Magistrate Judge for the purpose of exploring ADR. Joinder of Parties due by 8/9/2019. Amended Pleadings due by 8/9/2019. Fact Discovery completed by 2/14/2020. Opening Expert Reports due by 2/28/2020. Rebuttal Expert Reports due by 3/30/2020. Reply Expert Reports due by 4/19/2020. Expert Discovery due by 5/29/2020. Dispositive Motions due by 6/29/2020. A Pretrial Conference is set for 1/11/2021 at 02:00 PM in Courtroom 4A before Judge Maryellen Noreika. A 7-day Jury Trial is set for 1/19/2021 at 09:30 AM in Courtroom 4A before Judge Maryellen Noreika. SEE ORDER FOR FURTHER DETAILS. Signed by Judge Maryellen Noreika on 3/4/2019. (dlw) (Entered: 03/04/2019)

03/05/2019 CASE REFERRED to Chief Magistrate Judge Mary Pat Thynge for Mediation. Please see Standing Order dated January 20, 2016, regarding disclosure of confidential ADR communications. A link to the standing order is provided here for

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your convenience at http://www.ded.uscourts.gov/general-orders/magistrate-judges-standing-order-adr-mediation (cak) (Entered: 03/05/2019)

03/29/2019 82 ANSWER to Amended Complaint, re: 59 Amended Complaint, by Ann Torre Bates, Somsak Chivavibul, William M. Diefenderfer, III, Diane Suitt Gilleland, John Kane, Linda Mills, Barry A. Munitz, Navient Corporation, John F. Remondi, Steven L. Shapiro, Jane J. Thompson, Barry L. Williams.(Farnan, Kelly) (Entered: 03/29/2019)

03/29/2019 83 ANSWER to Amended Complaint, re: 59 Amended Complaint, by Barclays Capital Inc., Credit Suisse Securities USA LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets LLC, RBS Securities Inc., Wells Fargo Securities LLC.(Seaman, John) (Entered: 03/29/2019)

04/02/2019 84 ORDER Setting Teleconference: Plaintiffs' counsel to initiate the call. A Telephone Conference is set for 4/12/2019 at 10:30 AM Eastern Time before Judge Mary Pat Thynge to discuss ADR. Signed by Judge Mary Pat Thynge on 4/2/19. (cak) (Entered: 04/02/2019)

04/03/2019 85 PROPOSED ORDER [Proposed] Confidentiality Agreement and Protective Order by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund. (Morris, Patrick) (Entered: 04/03/2019)

04/04/2019 86 PROTECTIVE ORDER. Signed by Judge Maryellen Noreika on 4/4/2019. (dlw) (Entered: 04/04/2019)

04/24/2019 87 STIPULATION Stipulation and [Proposed] Order Substituting Lead Counsel by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund. (Friedlander, Joel) (Entered: 04/24/2019)

04/24/2019 88 DECLARATION of Joel Friedlander re 87 Stipulation by Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, Lord Abbett Investment Trust - Lord Abbett High Yield Fund. (Attachments: # 1 Exhibit A)(Friedlander, Joel) Modified on 4/26/2019 (dlw). (Entered: 04/24/2019)

04/26/2019 89 SO ORDERED re 87 Stipulation Substituting Lead Counsel. Attorney Joel E. Friedlander, Christopher M. Foulds, Christopher P. Quinn for Lord Abbett Affiliated Fund, Inc., Lord Abbett Bond Debenture Fund, Inc., Lord Abbett Equity Trust - Lord Abbett Calibrated Mid Cap Value Fund, and Lord Abbett Investment Trust - Lord Abbett High Yield Fund added. Attorney Richard M. Heimann; Sharon M. Lee; Bruce W. Leppla; R. Michael Lindsey; Michael J. Miarmi; Karen L. Morris; Patrick Francis Morris; Daniel P. Chiplock and Steven E. Fineman terminated. Signed by Judge Maryellen Noreika on 4/26/2019. (dlw) (Entered: 04/26/2019)

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