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UNITED STATES BANKRUPTCY COURT
SOUTHERN DISTRICT OF NEW YORK
____________________________________
)
In re )
)
MF GLOBAL HOLDINGS LTD., et al.,1 ) :
)
Debtors. )
)
____________________________________ )
AFFIDAVIT OF SERVICE
STATE OF ILLINOIS )
) ss
COUNTY OF COOK )
I, Brian P. Karpuk, being duly sworn, depose and state:
1. I am an Assistant Director with GCG, Inc., the claims and noticing agent for Louis Freeh,
as Chapter 11 Trustee of the bankruptcy estates of MF Global Holdings Ltd. (the “Trustee”) and
its affiliated debtors and debtors-in-possession (the “Debtors”) in the above-captioned
proceeding. Our business address is 190 South LaSalle Street, Suite 1520, Chicago, Illinois
60603.
2. On July 25, 2012, at the direction of Morrison & Foerster LLP (“Morrison”), counsel for
the Trustee, I caused a true and correct copy of the following document to be served by e-mail on
the parties identified on Exhibit A annexed hereto (Master Service List and Notice of
Appearance Parties with available e-mail addresses), and by first class mail on the parties
identified on Exhibit B annexed hereto (Master Service List and Notice of Appearance Parties
with unavailable e-mail addresses):
1 The Debtors in these cases, along with the last four digits of each Debtor’s federal taxpayer identification number,
are: MF Global Holdings Ltd. (1260), and MF Global Finance USA Inc. (4890).
Chapter 11
Case No. 11-15059 (MG)
(Jointly Administered)
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EXHIBIT A
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A.W. RUSH & CO. AKERMAN SENTERFITT LLP
AKERMAN SENTERFITT LLP ATTORNEY GENERAL OF STATE OF NEW YORK
BAKER & HOSTETLER LLP BALLARD SPAHR LLP
BALLARD SPAHR LLP BARNES & THORNBURG LLP
BARNES & THORNBURG LLP BARNES & THORNBURG LLP
BARNES & THORNBURG LLP BARRACK RODOS & BACINE
BARRACK RODOS & BACINE BARRACK RODOS & BACINE
ATTN JILLIAN WINOKER ATTN KATHLYN SCHWARTZ, ESQ.
ATTN SUSAN F. BALASCHAK, ESQ. ATTN ENID N. STUART , ASST AG
ATTN GERALDINE E. PONTO, ESQ. ATTN JOSHUA ZUGERMAN, ESQ.
ATTN TOBEY M DALUZ, ESQ. ATTN DAVID M. POWLEN, ESQ.
ATTN DEBORAH L. THORNE, ESQ. ATTN KATHLEEN L. MATSOUKAS, ESQ.
ATTN VINCENT P. SCHMELTZ III, ESQ. ATTN A. ARNOLD GERSHON, ESQ.
ATTN LEONARD BARRACK, ESQ. ATTN MARK R. ROSEN, ESQ.
230 PARK AVE RM 1000 335 MADISON AVE, STE 2600
335 MADISON AVE, STE 2600 120 BROADWAY, FL 24
45 ROCKEFELLER PLZ 919 N MARKET ST, FL 11
919 N MARKET ST, FL 11 1000 N WEST ST STE 1200
1 N WACKER DR STE 4400 1 N WACKER DR STE 4400
1 N WACKER DR STE 4400 425 PARK AVE FL 31
3300 TWO COMMERCE SQ 3300 TWO COMMERCE SQ
2001 MARKET ST 2001 MARKET ST
NEW YORK, NY 10169-1099 NEW YORK, NY 10017
NEW YORK, NY 10017 NEW YORK, NY 10271
NEW YORK, NY 10111 WILMINGTON, DE 19801
WILMINGTON, DE 19801 WILMINGTON, DE 19801-1058
CHICAGO, IL 60606-2841 CHICAGO, IL 60606-2841
CHICAGO, IL 60606-2841 NEW YORK, NY 10022-3513
PHILADELPHIA, PA 19103 PHILADELPHIA, PA 19103
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
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BARRACK RODOS & BACINE BARTLETT HACKETT FEINBERG P.C.
BEAUTYMAN ALVSTAD LLP BEAUTYMAN ALVSTAD LLP
BERGER & MONTAGUE, P.C. BERGER & MONTAGUE, P.C.
BLAU & MALMFELDT BUCHALTER NEMER PC
CALFEE, HALTER & GRISWOLD LLP CALFEE, HALTER & GRISWOLD LLP
CALFEE, HALTER & GRISWOLD LLP CHAPMAN AND CUTLER LLP
CHAPMAN AND CUTLER LLP CHAPMAN AND CUTLER LLP
ATTN WILLIAM J. BAN, ESQ. ATTN FRANK F. MCGINN, ESQ.
ATTN MICHAEL J. BEAUTYMAN, ESQ. ATTN STEPHEN L. ALVSTAD, ESQ.
ATTN DANIEL WALKER, ESQ. ATTN MERRILL G DAVIDOFF, ESQ.
ATTN LESLIE A. BLAU, ESQ. ATTN SHAWN M CHRISTIANSON, ESQ
ATTN GUS KALLERGIS, ESQ. ATTN JEAN R. ROBERTSON, ESQ.
ATTN SCOTT C. MATASAR, ESQ. ATTN ANN E ACKER ESQ.
ATTN CRAIG PRICE, ESQ. ATTN JAMES E. SPIOTTO, ESQ.
425 PARK AVE FL 31 155 FEDERAL ST FL 9
1201 BETHLEHEM PIKE 1201 BETHLEHEM PIKE
1622 LOCUST ST 1622 LOCUST ST
203 N LA SALLE ST STE 1620 55 SECOND ST, 17TH FL
1405 E 6TH ST STE 1 1405 E 6TH ST STE 1
1405 E 6TH ST STE 1 111 W MONROE ST
330 MADISON AVE FL 34 111 W MONROE ST
NEW YORK, NY 10022-3513 BOSTON, MA 02110-1610
FLOURTOWN, PA 19031-1902 FLOURTOWN, PA 19031-1902
PHILADELPHIA, PA 19103-6305 PHILADELPHIA, PA 19103-6305
CHICAGO, IL 60601-1218 SAN FRANCISCO, CA 94105-3493
CLEVELAND, OH 44114-1601 CLEVELAND, OH 44114-1601
CLEVELAND, OH 44114-1601 CHICAGO, IL 60603
NEW YORK, NY 10017-5010 CHICAGO, IL 60603
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
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CHAPMAN AND CUTLER LLP CHICAGO BOARD OPTIONS EXCHANGE, INC.
CHICAGO MERCANTILE EXCHANGE COLLINS & COLLINS
COMMODITY FUTURES TRADING COMMISSION COMMODITY FUTURES TRADING COMMISSION
COMMODITY FUTURES TRADING COMMISSION CURTIS, MALLET-PREVOST, COLT & MOSLE LLP
CURTIS, MALLET-PREVOST, COLT & MOSLE LLP CURTIS, MALLET-PREVOST, COLT & MOSLE LLP
DEPOSITORY TRUST COMPANY DUANE MORRIS LLP
ENTWISTLE & CAPPUCCI LLP ENTWISTLE & CAPPUCCI LLP
DIRECTOR LEGAL DIV & CHIEF ENFORCEMENTATTN LAURA APPLEBY, ESQ.
ATTN ANDREW SPIWAK
ATTN KATHLEEN M CRONIN ATTN MICHAEL R. COLLINS, ESQ.
ATTN DAN BERKOVITZ ATTN JONATHAN L. MARCUS, DEPUTY GC
ATTN ROBERT A. SCHWARTZ, ASST GC ATTN MICHAEL A. COHEN, ESQ.
ATTN STEVEN J. REISMAN, ESQ. ATTN TURNER P. SMITH, ESQ.
ATTN PATRICIA H. HEER, ESQ.
ATTN ANDREW J. ENTWISTLE, ESQ. ATTN JORDAN A. CORTEZ, ESQ.
330 MADISON AVE FL 34
400 S LA SALLE ST
131 S DEARBORN ST 8 S MICHIGAN AVE STE 1414
THREE LAFAYETTE CENTRE 1155 21ST ST NW
1155 21ST ST NW 101 PARK AVE
101 PARK AVE 101 PARK AVE
55 WATER ST
1540 BROADWAY
280 PARK AVE, FL W 26 280 PARK AVE, FL W 26
1155 21ST ST NW
NEW YORK, NY 10017-5010
CHICAGO, IL 60605-7001
CHICAGO, IL 60603-5517 CHICAGO, IL 60603-3372
WASHINGTON, DC 20581-0001
WASHINGTON, DC 20581-0001
WASHINGTON, DC 20581-0001 NEW YORK, NY 10178-0061
NEW YORK, NY 10178-0061 NEW YORK, NY 10178-0061
NEW YORK, NY 10041-0099
NEW YORK, NY 10036-4086
NEW YORK, NY 10017 NEW YORK, NY 10017
email: [email protected]
email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] ; [email protected]
email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected]
email: [email protected]
email: [email protected] email: [email protected]
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ENTWISTLE & CAPPUCCI LLP FEDERAL RESERVE BANK OF NEW YORK
FEDERAL RESERVE BANK OF NEW YORK FINANCIAL INDUSTRY REGULATORY AUTHORITY
FORD MARRIN ESPOSITO WITMEYER FORD MARRIN ESPOSITO WITMEYER
FORD MARRIN ESPOSITO WITMEYER FREEH, SPORKIN & SULLIVAN, LLP
GARDEN CITY GROUP GOLUB & GOLUB, LLP
GRANT & EISENHOFER P.A. GRANT & EISENHOFER P.A.
GRANT & EISENHOFER P.A. GRANT & EISENHOFER P.A.
& GLESER, L.L.P. & GLESER, L.L.P.
& GLESER, L.L.P. ATTN: THOMAS MCC SOUTHER
ATTN JOSHUA K. PORTER, ESQ. ATTN MEGHAN MCCURDY, ESQ.
ATTN SHARI D. LEVENTHAL, ESQ. ATTN RICHARD G. KETCHUM CEO
ATTN JOHN J. WITMEYER III, ESQ. ATTN JON R. GRABOWSKI, ESQ.
ATTN STEPHEN R. CHUK, ESQ. 350 5TH AVE STE 3101
ATTN BRIAN KARPUK ATTN STEVEN M. GOLUB, ESQ.
ATTN DANIEL L. BERGER, ESQ. ATTN JAY W. EISENHOFER, ESQ.
ATTN LINDA P. NUSSBAUM, ESQ. ATTN MATTHEW P. MORRIS, ESQ.
280 PARK AVE, FL W 26 33 LIBERTY ST
33 LIBERTY ST 1735 K ST NW
WALL STREET PLZ WALL STREET PLZ
WALL STREET PLZ
190 S LA SALLE ST STE 1520 225 BROADWAY, FL 15
485 LEXINGTON AVE 485 LEXINGTON AVE
485 LEXINGTON AVE 485 LEXINGTON AVE
NEW YORK, NY 10017 NEW YORK, NY 10045-0001
NEW YORK, NY 10045-0001 WASHINGTON, DC 20006-1506
NEW YORK, NY 10005 NEW YORK, NY 10005
NEW YORK, NY 10005
NEW YORK, NY 10118-3192
CHICAGO, IL 60603-3489 NEW YORK, NY 10007
NEW YORK, NY 10017 NEW YORK, NY 10017
NEW YORK, NY 10017 NEW YORK, NY 10017
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected]
email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
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HINCKLEY, ALLEN & SNYDER LLP HOWARD, STALLINGS, FROM & HUTSON, P.A.
HUGHES HUBBARD & REED LLP HUGHES HUBBARD & REED LLP
HUGHES HUBBARD & REED LLP IBM CORPORATION
IBM CORPORATION/IBM CREDIT LLC JAMES L. KOUTOULAS, ESQ
JP MORGAN CHASE BANK JP MORGAN SECURITIES LLC
KASOWITZ BENSON TORRES & FRIEDMAN LLP KASOWITZ BENSON TORRES & FRIEDMAN LLP
KAYE SCHOLER LLP LABATON SUCHAROW LLP
ATTN JENNIFER V. DORAN, ESQ. ATTN JOSEPH H. STALLINGS, ESQ.
ATTN CHRISTOPHER K. KIPLOK, ESQ. ATTN JAMES B. KOBAK JR., ESQ.
ATTN JEFFERY S. MARGOLIN, ESQ. ATTN MARIE-JOSEE DUBE
ATTN MARIE-JOSEE DUBE
ATTN AGENT OR INDENTURE TRUSTEE ATTN KARIN E ROSS
ATTN DAVID J MARK ESQ ATTN DAVID S ROSNER ESQ
ATTN HAROLD D. ISRAEL, ESQ. ATTN ANGELINA NGUYEN, ESQ.
28 STATE ST 5410 TRINITY RD STE 210
ONE BATTERY PARK PLZ ONE BATTERY PARK PLZ
ONE BATTERY PARK PLZ 13800 DIPLOMAT DR
1360 RENE-LEVESQUE W., STE 400
190 S LA SALLE ST STE 3000
4 NEW YORK PLZ FL 18 383 MADISON AVE FL 28
1633 BROADWAY 1633 BROADWAY
THREE FIRST NATIONAL PLZ 140 BROADWAY
P.O. BOX 12347
MONTREAL H3G 2W6 QC CANADA
70 W MADISON ST STE 4100
BOSTON, MA 02109
RALEIGH, NC 27607-6003
NEW YORK, NY 10004 NEW YORK, NY 10004
NEW YORK, NY 10004 DALLAS, TX 75234-8812
CHICAGO, IL 60603-3446
NEW YORK, NY 10004-2413 NEW YORK, NY 10179-0001
NEW YORK, NY 10019 NEW YORK, NY 10019
CHICAGO, IL 60602-4231
NEW YORK, NY 10005
email: [email protected]
email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected]
email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected]
email: [email protected]
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LABATON SUCHAROW LLP LABATON SUCHAROW LLP
LANE SASH & LARRABEE LLP LAW OFFICE OF MARK SCHLACHET
LAW OFFICE OF THOMAS V. PURPI, P.C. LOUIS F. BURKE P.C.
LOWENSTEIN SANDLER PC LOWENSTEIN SANDLER PC
LOWENSTEIN SANDLER PC LOWENSTEIN SANDLER PC
LOWENSTEIN SANDLER PC MAGNOZZI & KYE, LLP
MAYER BROWN LLP MAYER BROWN LLP
ATTN CHRISTOPHER J. KELLER, ESQ. ATTN JONATHAN GARDNER, ESQ.
ATTN SHARON M. SASH, ESQ. ATTN MARK SCHLACHET, ESQ.
ATTN THOMAS V. PURPI, ESQ. ATTN LOUIS F. BURKE, ESQ.
ATTN BRUCE S. NATHAN, ESQ. ATTN IRA M. LEVEE, ESQ.
ATTN IRA M. LEVEE, ESQ. ATTN SCOTT CARGILL, ESQ.
ATTN SHARON L. LEVINE, ESQ. ATTN AMISH R. DOSHI, ESQ.
ATTN BRIAN TRUST, ESQ. ATTN CHRISTINE A. WALSH, ESQ.
140 BROADWAY 140 BROADWAY
106 CORPORATE PARK DR STE 110 3637 GREEN RD STE 2
419 LAFAYETTE ST, FL 4 460 PARK AVE, FL 21
1251 AVENUE OF THE AMERICAS, FL 18 1251 AVE OF THE AMERICAS, FL 18
65 LIVINGSTON AVE 65 LIVINGSTON AVE
65 LIVINGSTON AVE 23 GREEN ST STE 302
1675 BROADWAY 1675 BROADWAY
NEW YORK, NY 10005 NEW YORK, NY 10005
WHITE PLAINS, NY 10604-3817 CLEVELAND, OH 44122-5717
NEW YORK, NY 10003 NEW YORK, NY 10022
NEW YORK, NY 10020 NEW YORK, NY 10020
ROSELAND, NJ 07068 ROSELAND, NJ 07068
ROSELAND, NJ 07068 HUNTINGTON, NY 11743-3336
NEW YORK, NY 10019 NEW YORK, NY 10019
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
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MAYER BROWN LLP MCCARTER & ENGLISH, LLP
MCGUIREWOODS LLP MCGUIREWOODS LLP
MEYER, SUOZZI, ENGLISH & KLEIN, P.C. MISSOURI DEPARTMENT OF REVENUE
MORRISON & FOERSTER LLP MORRISON & FOERSTER LLP
MORRISON & FOERSTER LLP MORRISON COHEN LLP
MURPHY DESMOND S.C. MURPHY DESMOND S.C.
NYC DEPT OF FINANCE NYS UNEMPLOYMENT INSURANCE FUND
BANKRUPTCY UNIT
ATTN MICHAEL R. DAL LAGO, ESQ.
ATTN HOWARD S. BELTZER, ESQ. ATTN DAVID J. ADLER, ESQ.
ATTN DION W. HAYES, ESQ. ATTN SHAWN R. FOX, ESQ.
ATTN ALAN E. MARDER, ESQ.
ATTN STEVEN A. GINTHER, ESQ.
ATTN BRETT H. MILLER, ESQ. ATTN LORENZO MARINUZZI, ESQ.
ATTN MELISSA A. HAGER, ESQ.
909 THIRD AVE
ATTN BRITTANY S. OGDEN, ESQ. ATTN CATHERINE J. FURAY, ESQ.
ATTN LEGAL AFFAIRS - DEVORA COHN
1675 BROADWAY 245 PARK AVE FL 27
1345 AVENUE OF THE AMERICAS FL 7 1345 AVENUE OF THE AMERICAS FL 7
990 STEWART AVE STE 300
PO BOX 475
1290 AVENUE OF THE AMERICAS 1290 AVENUE OF THE AMERICAS
1290 AVENUE OF THE AMERICAS
33 E MAIN ST STE 500 33 E MAIN ST STE 500
345 ADAMS ST FL 3
PO BOX 551
P.O. BOX 2038 P.O. BOX 2038
NEW YORK, NY 10019 NEW YORK, NY 10167-2801
NEW YORK, NY 10105-0005 NEW YORK, NY 10105-0005
GARDEN CITY, NY 11530-9882
JEFFERSON CITY, MO 65105-0475
NEW YORK, NY 10104 NEW YORK, NY 10104
NEW YORK, NY 10104 NEW YORK, NY 10022
MADISON, WI 53703-2287 MADISON, WI 53703-2287
BROOKLYN, NY 11201
ALBANY, NY 12201-0551
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected]
email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected]
email: [email protected]
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ODIN FELDMAN & PITTLEMAN PC OFFICE OF THE UNITED STATES TRUSTEE
OFFICE OF THE UNITED STATES TRUSTEE OLSHAN GRUNDMAN FROME ROSENZWEIG WOLOSKY
OUTTEN & GOLDEN LLP OUTTEN & GOLDEN LLP
PAUL, WEISS, RIFKIND, WHARTON & GARRISON PAUL, WEISS, RIFKIND, WHARTON & GARRISON
PEITZMAN, WEG & KEMPINSKY LLP PEITZMAN, WEG & KEMPINSKY LLP
PEPPER HAMILTON LLP PEPPER HAMILTON LLP
PEPPER HAMILTON LLP PEPPER HAMILTON LLP
ATTN DONALD F. KING, ESQ.
9302 LEE HWY STE 1100
ATTN BRIAN MASUMOTO
ATTN ELISABETTA G GASPARINI ATTN MICHAEL S. FOX, ESQ.
ATTN JACK A. RAISNER, ESQ. ATTN RENE ROUPINIAN, ESQ.
ATTN CLAUDIA L. HAMMERMAN, ESQ. ATTN STEPHEN J. SHIMSHAK, ESQ.
ATTN DAVID B. SHEMANO, ESQ. ATTN HOWARD J. WEG, ESQ.
ATTN DAVID B. STRATTON, ESQ. ATTN DAVID M. FOURNIER, ESQ.
ATTN EVELYN J. MELTZER, ESQ. ATTN ROBERT S. HERTZBERG, ESQ.
33 WHITEHALL ST STE 2100
33 WHITEHALL ST STE 2100 PARK AVE TOWER
3 PARK AVE FL 29 3 PARK AVE FL 29
1285 AVENUE OF THE AMERICAS 1285 AVENUE OF THE AMERICAS
2029 CENTURY PARK E STE 3100 2029 CENTURY PARK E STE 3100
HERCULES PLAZA, STE 5100 HERCULES PLAZA, STE 5100
HERCULES PLAZA, STE 5100 THE NY TIMES BLDG, FL 37
65 E. 55TH ST
1313 MARKET ST, PO BOX 1709 1313 MARKET ST, PO BOX 1709
1313 MARKET ST, PO BOX 1709 620 EIGHTH AVE
FAIRFAX, VA 22031-6054 NEW YORK, NY 10004
NEW YORK, NY 10004
NEW YORK, NY 10022
NEW YORK, NY 10016-5902 NEW YORK, NY 10016-5902
NEW YORK, NY 10019-6028 NEW YORK, NY 10019-6028
LOS ANGELES, CA 90067-3044 LOS ANGELES, CA 90067-3044
WILMINGTON, DE 19899-1709 WILMINGTON, DE 19899-1709
WILMINGTON, DE 19899-1709 NEW YORK, NY 10018-1405
email: [email protected] email: [email protected]
email: [email protected]
email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
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PERKINS COIE LLP PERKINS COIE LLP
PROSKAUER PROSKAUER
PROSKAUER RONALD ROWLAND ESQ, AGENT FOR EMC CORP
ROSENTHAL COLLINS GROUP, L.L.C. SATTERLEE STEPHENS BURKE & BURKE LLP
SATTERLEE STEPHENS BURKE & BURKE LLP SCHIFF HARDIN LLP
SCHIFF HARDIN LLP SCHIFF HARDIN LLP
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION
C/O RECEIVABLE MANAGEMENT SERVICES
DIVISION OF MARKET REGULATION DIVISION OF MARKET REGULATION
ATTN ALAN D. SMITH, ESQ. ATTN SCHUYLER G. CARROLL, ESQ.
ATTN IRENA M. GOLDSTEIN, ESQ. ATTN MARTIN J. BIENENSTOCK, ESQ.
ATTN MICHAEL P. KESSLER, ESQ.
ATTN MICHAEL J. CONTI, ESQ. ATTN ABIGAIL SNOW, ESQ.
ATTN CHRISTOPHER R. BELMONTE, ESQ. ATTN ALYSON M. FIEDLER, ESQ.
ATTN LOUIS T. DELUCIA, ESQ. ATTN STACIE R. HARTMAN, ESQ.
ATTN MARK SCHONFELD, REGIONAL DIRECTOR ATTN NEAL JACOBSON
1201 3RD AVE STE 4800 30 ROCKEFELLER PLZ
ELEVEN TIMES SQUARE ELEVEN TIMES SQUARE
ELEVEN TIMES SQUARE 307 INTERNATIONAL CIR STE 270
216 W JACKSON BLVD STE 400 230 PARK AVE
230 PARK AVE 666 FIFTH AVE
666 FIFTH AVE 233 S WACKER DR STE 6600
450 5TH ST NW 450 5TH ST NW
SEATTLE, WA 98101-3266 NEW YORK, NY 10112
NEW YORK, NY 10036-8299 NEW YORK, NY 10036-8299
NEW YORK, NY 10036-8299 HUNT VALLEY, MD 21030-1322
CHICAGO, IL 60606-6987 NEW YORK, NY 10169
NEW YORK, NY 10169 NEW YORK, NY 10103
NEW YORK, NY 10103 CHICAGO, IL 60606-6360
WASHINGTON, DC 20549-0006 WASHINGTON, DC 20534-0001
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
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SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE COMMISSION
SECURITIES INVESTOR PROTECTION CORP SEWARD & KISSEL LLP
SEWARD & KISSEL LLP SEWARD & KISSEL LLP
SHERMAN & STERLING LLP SHERMAN & STERLING LLP
SILVERBERG LAW CORP SIMPSON THACHER & BARTLETT LLP
SIMPSON THACHER & BARTLETT LLP SIMPSON THACHER & BARTLETT LLP
SKADDEN ARPS SKADDEN ARPS
SEC HEADQUARTERS CHICAGO REGIONAL OFFICE
ATTN CHAIRMAN OR GENERAL COUNSEL ATTN MERRI JO GILLETTE
ATTN STEPHEN P HARBECK ATTN ARLENE R. ALVES, ESQ.
ATTN JOHN R. ASHMEAD, ESQ. ATTN KALYAN DAS, ESQ.
ATTN FREDRIC SOSNICK, ESQ. ATTN NED S. SCHODEK, ESQ.
ATTN PETER M. CHO, ESQ ATTN JASON S. FRIEDMAN, ESQ.
ATTN MORRIS J. MASSEL, ESQ. ATTN PETER V PANTALEO, ESQ.
ATTN J G MILMOE, K ZIMAN, J E IVESTER ATTT GEORGE PANAGAKIS
100 F ST NE 175 W JACKSON BLVD STE 900
805 15TH ST NW STE 800 ONE BATTERY PARK PLZ
ONE BATTERY PARK PLZ ONE BATTERY PARK PLZ
599 LEXINGTON AVE 599 LEXINGTON AVE
8778 W SUNSET BLVD 425 LEXINGTON AVE
425 LEXINGTON AVE 425 LEXINGTON AVE
FOUR TIMES SQ 155 N WACKER DR STE 2700
WASHINGTON, DC 20549-2000 CHICAGO, IL 60604-2815
WASHINGTON, DC 20005-2207 NEW YORK, NY 10004
NEW YORK, NY 10004 NEW YORK, NY 10004
NEW YORK, NY 10022 NEW YORK, NY 10022
WEST HOLLYWOOD, CA 90069-2206 NEW YORK, NY 10017
NEW YORK, NY 10017 NEW YORK, NY 10017
NEW YORK, NY 10036 CHICAGO, IL 60606-1720
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] ; [email protected] ; [email protected] email: [email protected]
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SQUIRE, SANDERS & DEMPSEY (US) LLP SQUIRE, SANDERS & DEMPSEY (US) LLP
STUTZMAN BROMBERG ESSERMAN & PLIFKA PC STUTZMAN, BROMBERG, ESSERMAN & PLIFKA PC
STUTZMAN, BROMBERG, ESSERMAN & PLIFKA PC STUTZMAN, BROMBERG, ESSERMAN & PLIFKA PC
STUTZMAN, TREISTER & GLATT, P.C. SUSAN LEVY, ATTORNEY-AT-LAW
SUTHERLAND ASBILL & BRENNAN LLP SUTHERLAND ASBILL & BRENNAN LLP
TANNENBAUM HELPERN SYRACUSE HIRSCHTRITT TANNENBAUM HELPERN SYRACUSE HIRSCHTRITT
TENNESSEE DEPARTMENT OF TREASURY TENNESSEE DEPARTMENT OF TREASURY
C/O TN ATTORNEY GENERAL'S OFFICE C/O TN ATTORNEY GENERAL'S OFFICE
ATTN ANDREW M. SIMON, ESQ. ATTN STEPHEN D. LERNER, ESQ.
ATTN ROBERT T BROUSSEAU ESQ. ATTN DAVID A. KLINGLER, ESQ.
ATTN PETER C. D'APICE, ESQ. ATTN SANDER L. ESSERMAN, ESQ.
ATTN ERIC D. GOLDBERG, ESQ. ATTN SUSAN LEVY, ESQ.
ATTN ALISON GRAAB, ESQ. ATTN MARK SHERRILL, ESQ.
ATTN SARAH E MENDOLA ESQ. ATTN WAYNE H DAVIS ESQ.
ATTN MARVIN E. CLEMENTS, JR., ESQ. ATTN ROBERT E. COOPER, JR., ESQ.
221 E 4TH ST STE 2900 30 ROCKEFELLER PLZ FL 22
2323 BRYAN ST STE 2200 2323 BRYAN ST STE 2200
2323 BRYAN ST STE 2200 2323 BRYAN ST STE 2200
1901 AVENUE OF THE STARS, FL 12 165 W 66TH ST APT 7B
1275 PENNSYLVANIA AVE, NW 1275 PENNSYLVANIA AVE, NW
900 THIRD AVE 900 THIRD AVE
BANKRUPTCY DIVISION BANKRUPTCY DIVISION
PO BOX 20207 PO BOX 20207
CINCINNATI, OH 45202-4095 NEW YORK, NY 10112-2299
DALLAS, TX 75201-2655 DALLAS, TX 75201-2655
DALLAS, TX 75201-2655 DALLAS, TX 75201-2655
LOS ANGELES, CA 90067 NEW YORK, NY 10023-6506
WASHINGTON, DC 20004 WASHINGTON, DC 20004
NEW YORK, NY 10022 NEW YORK, NY 10022
NASHVILLE, TN 37202-4015 NASHVILLE, TN 37202-0207
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: d'[email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
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Page 15
THOMPSON HINE LLP THOMPSON HINE LLP
TODTMAN, NACHAMIE, SPIZZ & JOHNS, P.C. TROUTMAN SANDERS LLP
TROUTMAN SANDERS LLP TROY BOUCHER
WEIL, GOTSHAL & MANGES LLP WEIL, GOTSHAL & MANGES LLP
WILLKIE FARR & GALLAGHER LLP WILLKIE FARR & GALLAGHER LLP
WILMINGTON TRUST NA WINSTON & STRAWN LLP
WINSTON & STRAWN LLP WOLLMUTH MAHER & DEUTSCH LLP
CORPORATE CLIENT SERVICES
ATTN ANDREW D. TURSCAK, JR., ESQ. ATTN WILLIAM H. SCHRAG, ESQ.
ATTN STEPHEN D. OESTREICH, ESQ. ATTN BRETT D. GOODMAN, ESQ.
ATTN LESLIE S. AHARI, ESQ.
ATTN DEBRA A. DANDENEAU, ESQ. ATTN MARCIA L. GOLDSTEIN, ESQ.
ATTN ANA M. ALFONSO, ESQ. ATTN MARGOT B SCHONHOLTZ ESQ.
ATTN JULIE J BECKER, VICE PRESIDENT
ATTN ALAN MOSKOWITZ, ESQ.
ATTN DAVID NEIER, ESQ. ATTN PAUL R. DEFILIPPO, ESQ.
3900 KEY CENTER 335 MADISON AVE FL 12
425 PARK AVE, FL 5 THE CHRYSLER BLDG
1660 INTERNATIONAL DR STE 600
3149 CONESTOGA WAY
767 FIFTH AVE 767 FIFTH AVE
787 SEVENTH AVE 787 SEVENTH AVE
50 S 6TH ST STE 1290
200 PARK AVE
200 PARK AVE 500 5TH AVE FL 12
127 PUBLIC SQ
405 LEXINGTON AVE
DROP CODE 7100/MINNESOTA
CLEVELAND, OH 44114-1291
NEW YORK, NY 10017-4666
NEW YORK, NY 10022
NEW YORK, NY 10174-0001
MCLEAN, VA 22102-4877
BILLINGS, MT 59105-4664
NEW YORK, NY 10153-0119 NEW YORK, NY 10153-0119
NEW YORK, NY 10019-6099 NEW YORK, NY 10019-6099
MINNEAPOLIS, MN 55402-1544
NEW YORK, NY 10166-4193
NEW YORK, NY 10166-4193 NEW YORK, NY 10110-1299
email: [email protected]
email: [email protected]
email: [email protected]
email: [email protected]
email: [email protected]
email: [email protected]
email: [email protected] email: [email protected]
email: [email protected] email: [email protected]
email: [email protected]
email: [email protected]
email: [email protected] email: [email protected]
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Page 16
WRIGHT, LINDSEY & JENNINGS LLP YESKOO HOGAN & TAMLYN, LLP
ATTN JUDY S. HENRY, ESQ. ATTN RICHARD C. YESKOO, ESQ.
200 W CAPITOL AVE STE 2300 139 SOUTH ST
LITTLE ROCK, AR 72201-3699 NEW PROVIDENCE, NJ 07974
email: [email protected] email: [email protected]
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EXHIBIT B
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Page 18
ATTORNEY GENERAL OF STATE OF NEW YORK CHICAGO BOARD OPTIONS EXCHANGE
COMMODITY FUTURES TRADING COMMISSION COMMODITY FUTURES TRADING COMMISSION
COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF THE TREASURY
DEPARTMENT OF THE TREASURY DEPOSITORY TRUST & CLEARING CORP
FEDERAL RESERVE BANK OF CHICAGO FINANCIAL SERVICES AUTHORITY
ILLINOIS ATTORNEY GENERAL MF GLOBAL HOLDINGS LTD
NATIONAL FUTURES ASSOCIATION NEW YORK ATTORNEY GENERAL
NYS DEPT OF TAXATION AND FINANCE OFFICE OF THE UNITED STATES TRUSTEE
OFFICE OF THE UNITED STATES TRUSTEE OFFICE OF THE UNITED STATES TRUSTEE
OFFICE OF THE US ATTORNEY PROSKAUER
OFFICE OF GENERAL COUNSEL
DEPT OF LABOR AND INDUSTRY INTERNAL REVENUE SERVICE (IRS)
INTERNAL REVENUE SERVICE (IRS)
ATTN ANDREW WHITTAKER
ATTN LAURIE FERBER, ESQ
ATTN ERIC T. SCHNEIDERMAN, AG
ATTN JOANNE MOFFIC-SILVER
ATTN DAN BERKOVITZ
CENTRALIZED INSOLVENCY OPERATION
ATTN LARRY E THOMPSON, MANAGING DIR & GC
ATTN ELIZABETH KNOSPE
25 THE NORTH COLONNADE CANARY WHARF
ATTN LISA MADIGAN
ATTN ERIC SCHNEIDERMAN
ATTN BANKRUPTCY/SPECIAL PROCEDURES ATTN BRIAN MASUMOTO
ATTN ELISABETTA G GASPARINI ATTN LINDA RIFFKIN
ATTN PATRICK FITZGERALD USA ATTN IRENA M. GOLDSTEIN, ESQ.
120 BROADWAY, FL 24
400 S LA SALLE ST
140 BROADWAY
THREE LAFAYETTE CENTRE
625 CHERRY ST RM 203 15TH & PENNSYLVANIA AVE NW
PO BOX 7346
55 WATER ST FL 22
230 S LASALLE ST
100 W RANDOLPH ST 142 W 57TH ST FL 10
300 S RIVERSIDE PLZ STE 1800
THE CAPITOL FL 2
PO BOX 5300 33 WHITEHALL ST STE 2100
33 WHITEHALL ST STE 2100 33 WHITEHALL ST STE 2100
219 S DEARBORN ST FL 5 ELEVEN TIMES SQUARE
1155 21ST ST NW
LONDON E14 5HS UNITED KINGDOM
NEW YORK, NY 10271
CHICAGO, IL 60605-7001
NEW YORK, NY 10005
WASHINGTON, DC 20581-0001
READING, PA 19602-1152 WASHINGTON, DC 20005
PHILADELPHIA, PA 19101-7346
NEW YORK, NY 10041-0024
CHICAGO, IL 60604
CHICAGO, IL 60601 NEW YORK, NY 10019-3300
CHICAGO, IL 60606-6615
ALBANY, NY 12224-0341
ALBANY, NY 12205-0300 NEW YORK, NY 10004
NEW YORK, NY 10004 NEW YORK, NY 10004
CHICAGO, IL 60604-2029 NEW YORK, NY 10036-8299
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PROSKAUER PROSKAUER
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE COMMISSION UNITED STATES ATTORNEY'S OFFICE
DIVISION OF MARKET REGULATION DIVISION OF MARKET REGULATION
NEW YORK REGIONAL OFFICE SEC HEADQUARTERS
CHICAGO REGIONAL OFFICE SOUTHERN DISTRICT OF NEW YORK
ATTN MARTIN J. BIENENSTOCK, ESQ. ATTN MICHAEL P. KESSLER, ESQ.
ATTN MARK SCHONFELD, REGIONAL DIRECTOR ATTN NEAL JACOBSON
ATTN REGIONAL DIRECTOR ATTN CHAIRMAN OR GENERAL COUNSEL
ATTN MERRI JO GILLETTE ATTN JOSEPH CORDARO
ELEVEN TIMES SQUARE ELEVEN TIMES SQUARE
3 WORLD FINANCIAL CTR STE 400 100 F ST NE
175 W JACKSON BLVD STE 900 86 CHAMBERS ST FL 3
450 5TH ST NW 450 5TH ST NW
NEW YORK, NY 10036-8299 NEW YORK, NY 10036-8299
WASHINGTON, DC 20549-0006 WASHINGTON, DC 20534-0001
NEW YORK, NY 10281-1022 WASHINGTON, DC 20549-2000
CHICAGO, IL 60604-2815 NEW YORK, NY 10007-2632
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EXHIBIT C
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Page 21
ADAM GOLDENBERGCO BLACKSTONE AHSAT LLC
AKANTHOS ARBITRAGE MASTER FUND, LP AQR OPPORTUNISTIC PREMIUM OFFSHORE FUND LP
AVERY HOLDING CORP BRITTANY M WEEDEN
CADIAN FUND LP CADIAN MASTER FUND, LP
CHESAPEAKE PARTNERS L.P. CHESAPEAKE PARTNERS MASTER FUND, LTD
CLINTON EQUITY STRATEGIES MASTER FUND LTD. CLINTON MAGNOLIA MASTER FUND, LTD. III
CNH CA MASTER ACCOUNT, LP CNH DIVERSIFIED OPPORTUNITIES MASTER ACCOUNT LP
D E SHAW & CO LP A/C BEAR STEARNS DISCOVERY GLOBAL CITIZENS MASTER FUND LTD
DISCOVERY GLOBAL FOCUS MASTER FUND, LTD. DISCOVERY GLOBAL OPPORTUNITY MASTER FUND, LTD
DOWNSVIEW MANAGED ACCOUNT PLATFORM INC. ERGOS OFFSHORE I LTD.
EQUITY OFFICE 664 W. 58TH ST.
C/O AKANTHOS CAPITAL MGMT LLC C/O AQR CAPITAL MANAGEMENT, LLC
40 AGIOU KONSTANTINOU AVENUE 231 E 76TH ST
C/O CADIAN CAPITAL MANAGEMENT, LLC C/O CADIAN CAPITAL MANAGEMENT, LLC
C/O CHESAPEAKE PARTNERS MANAGEMENT C/O CHESAPEAKE PARTNERS MANAGEMENT CO., INC.
C/O CLINTON GROUP, INC. C/O CLINTON GROUP, INC.
C/O CNH PARTNERS, LLC C/O CNH PARTNERS, LLC
120 W 45TH STREET 39TH FLOOR, TOWER 45 C/O DISCOVERY GLOBAL CITIZENS CAPITAL PARTNERS LLC
C/O DISCOVERY CAPITAL MANAGEMENT LLC C/O DISCOVERY CAPITAL MGMT.LLC
C/O SEVERN RIVER CAPITAL MANAGEMENT LLC C/O CLINTON GROUP, INC.
1140 AVENUE OF THE AMERICAS FL 12
21700 OXNARD STREET, STE 1730 2 GREENWICH PLAZA, 3RD FLOOR
ATTN GRAHAM QUIGLEY 535 MADISON AVENUE, 36TH FLOOR
2800 QUARRY LAKE DRIVE SUITE 300 2800 QUARRY LAKE DR. SUITE 300
9 WEST 57TH STREET 26TH FLOOR 9 WEST 57TH STREET 26TH FLOOR
900 THIRD AVENUE 3RD FLOOR, TWO GREENWICH PLAZA
20 MARSHALL ST
20 MARSHALL STREET 20 MARSHALL STREET
500 WEST PUTNAM AVE. 3RD FLOOR 9 WEST 57TH STREET 26TH FLOOR
535 MADISON AVENUE, 36TH FLOOR
MAROUSSI 15124 ATHENS GREECE
NEW YORK, NY 10036
HINSDALE, IL 60521
WOODLAND HLS, CA 91367 GREENWICH, CT 06830
NEW YORK, NY 10021
NEW YORK, NY 10022
NEW YORK, NY 10022
BALTIMORE, MD 21209 BALTIMORE, MD 21209
NEW YORK, NY 10019 NEW YORK, NY 10019
GREENWICH, CT 6830 GREENWICH, CT 06830
NEW YORK, NY 10036-4041
SOUTH NORWALK, CT 06854
NORWALK, CT 06854-2256 NORWALK, CT 06854-2256
GREENWICH, CT 06830 NEW YORK, NY 10019
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Page 22
ERIK SJOGREN ETON PARK FUND, LP
ETON PARK MASTER FUND, LTD FELICIA RUBIN
FOUNDRY FUND LP GARY POKOIK & FRE POKOIK JTTEN *CONVERTS*
GOJO HEDGE PARTNERSHIP GPC 83, LLC
GRACIE CREDIT OPPORTUNITIES MASTER FUND LP HEDGE VENTURES, LP *CONVERTS*
HIGHBRIDGE INTERNAT'L LLC US HIGHBRIDGE STATISTICAL OPPORTUNITIES MSTR FUND LP
INTEGRATED ASSETS II LLC JOHN MACDONALD
JON CORZINE KANGAROO INVESTMENTS, LLC MESA
KRISTEN MAROLA GITOMER LAURION CAPITAL MASTER FUND, LTD.
LIBERTY HARBOR CONVEX STRATEGIES MASTER FUND L.P. M DOUGLASS & J DOUGLASS TTEES
15 DINSMORE ROAD C/O ETON PARK CAPITAL MGMT, LP
C/O ETON PARK CAPITAL MGMT. LP P O BOX 12866
C/O STRATEGIC INV'T, MGMT 2400 BROADWAY SUITE 220
C/O SSI INVESTMENT MANAGEMENT INC. C/O P & S CREDIT MANAGEMENT LP
C/O P&S CREDIT MANAGEMENT, LP 2400 BROADWAY SUITE 220
C/O HIGHBRIDGE CAPITAL MANAGEMENT LLC C/O HIGHBRIDGE CAPITAL
C/O MILLENNIUM INTERNATIONAL MANAGEMENT LP 38 RIVER AVE
PO BOX 1276 C/O TRADELINK CAPITAL LLC
263 WEST END AVENUE APT 13-A 360 MADISON AVENUE SUITE 1900
C/O GOLDMAN SACHS ASSET MANAGEMENT, LP THE 1999 DOUGLASS FAMILY TRUST DTD 6/22/99
ATTN TERENCE AQUINO'S
ATTN TERENCE AQUINO'S
1001 19TH STREET NORTH, 16TH FLOOR
9440 SANTA MONICA BLVD 8TH FLOOR 590 MADISON AVENUE 28TH FLOOR
590 MADISON AVENUE 28TH, FL
40 WEST 57TH STREET 32ND FLOOR 40 WEST 57TH STREET 32ND FLOOR
666 FIFTH AVENUE 8TH FLOOR
71 S WACKER DR STE 1900
200 WEST STREET, 35TH FLOOR 205 UPLANDS DRIVE
399 PARK AVENUE, 10TH FLOOR
399 PARK AVENUE, 10TH FLOOR
LONDON SW12 9PT UNITED KINGDOM
NEW YORK, NY 10022
NEW YORK, NY 10022
EL PASO, TX 79913-0866
ARLINGTON, VA 22209
SANTA MONICA, CA 90404
BEVERLY HILLS, CA 90210-4704 NEW YORK, NY 10022-2524
NEW YORK, NY 10022
SANTA MONICA, CA 90404
NEW YORK, NY 10019 NEW YORK, NY 10019-2701
NEW YORK, NY 10103
MONMOUTH BCH, NJ 07750
HOBOKEN, NJ 07030-1276
CHICAGO, IL 60606-4637
NEW YORK, NY 10023-2616 NEW YORK, NY 10017
NEW YORK, NY 10282 HILLSBOROUGH, CA 94010-6942
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Page 23
MAP 87 SEGREGATED PORFOLIO MARGARET PELOSO
MARY-LILLIAN JOHNSON MENTA GLOBAL MASTER, LP
MICHAEL LARDIERE MISS DONNA DALE CARNEGIE
MSIL AS PLEDGEE FROM PROSHARES TRUST P GRACIE LTD.
PAMELA G LAWRENCE & THOMAS A LAWRENCE JR TENCOM PAMELA G. LAWRENCE
PAMELA G. LAWRENCE MS & CO. CUSTODIAN IRA ROLLOVER PROSPECTOR PARTNERS SMALL CAP FUND
PROSPECTOR TURTLE FUND, LP QUANTUM PARTNERS, LP DISCOVERY PLUS
QUANTUM PARTNERS, LP QRDI MICRO RAYMOR SUPERANNUATION PTY LTD
SAMLYN OFFSHORE MASTER FUND LTD SHERWIN JAHANGIRI
SSI CONVERTIBLE OPPORTUNITY FUND LP SSI HEDGED CONVERTIBLE OPPORTUNITY FUND, L.P.
A A SEGREGATED PORTFOLIO OF LMA SPC [ADDRESS INTENTIONALLY REDACTED]
205 ROBIN HOOD TRL C/O MENTA CAPITAL LLC
8 HOWE PL C/O AJG CONSULTING CORP
ULTRA FINANCIALS C/O P&S CREDIT MANAGEMENT, LP
4530 PARK BROOKE TRACE CUST FOR KRISTEN E LAWRENCE UTMA/GA
4530 PARK BROOKE TRACE C/O PROSPECTOR PARTNERS, LLC
C/O PROSPECTOR PARTNERS LLC C/O DISCOVERY CAPITAL MANAGEMENT LLC
C/O SOROS FUND MANAGEMENT LLC ATF RAYMOR SUPERANNUATION FUND
F/K/A SAMLYN OFFSHORE LTD AS OF 01/02/2009 1058 EDGEBROOK LN
C/O SSI INVESTMENT MANAGEMENT INC. 9440 SANTA MONICA BOULEVARD 8TH FLOOR
21700 OXNARD STREET, SUITE 1730
ONE MARKET SPEAR STREET SUITE 3730
350 FIFTH AVE SUITE 2620 EMPIRE STATE BLDG
7501 WISCONSIN AVENUE SUITE 1000 590 MADISON AVENUE 28TH FLOOR
4530 PARK BROOKE TRACE
ATTN PETER N. PERUGINI
370 CHURCH STREET KAYA FLAMBOYAN 9
KAYA FLAMBOYAN 9 PO BOX 122
C/O SAMLYN CAPTIAL
9440 SANTA MONICA BLVD 8TH FLOOR
370 CHURCH STREET
500 PARK AVENUE, 2ND FLOOR
WILLEMSTAD,CURACAO NETHERLANDS ANTILLES
WILLEMSTAD,CURACAO NETHERLANDS ANTILLES AVALON BEACH NSW 2107 AUSTRALIA
WOODLAND HILLS, CA 91367
LOOKOUT MTN, TN 37350
SAN FRANCISCO, CA 94105
BRONXVILLE, NY 10708
NEW YORK, NY 10118-0699
BETHESDA, MD 20814-6527 NEW YORK, NY 10022
ALPHARETTA, GA 30022-3730
ALPHARETTA, GA 30022-3730
ALPHARETTA, GA 30022-3730
GUILFORD, CT 06437-2004
GUILFORD, CT 06437-2004
NEW YORK, NY 10022
GLENCOE, IL 60022-1044
BEVERLY HILLS, CA 90210-4704
BEVERLY HILLS, CA 90210-4653
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Page 24
SSI MARKET NEUTRAL, L.P. STAR, L.P.
THE SUPPORTING CAST THOMAS A LAWRENCE III
THOMAS A. LAWRENCE JR MS & CO. TWO SIGMA CONSTELLATION US MASTER FUND, LTD.
TWO SIGMA EQUITY PORTFOLIO, LLC TWO SIGMA JUPITER PORTFOLIO, LLC
TWO SIGMA SPECTRUM PORTFOLIO, LLC TWO SIGMA STRATEGIES MASTER FUND, LTD. PT
U.S. SCIENTIFIC ALPHA FUND B BLCKRCK INST TR CO UNITED TECHNOLOGIES CORPORATION
VICTORIA ANN LAWRENCE WTD CONSULTING, INC.
YVONNE GIBB
9440 SANTA MONICA BLVD 8TH FLOOR C/O HIGHBRIDGE CAPITAL MANAGEMENT, LLC
148 MADISON AVE FL 4 4530 PARK BROOKE TRACE
CUSTODIAN IRA ROLLOVER C/O TWO SIGMA INVESTMENTS, LLC
C/O TWO SIGMA INVESTMENTS, LLC C/O TWO SIGMA INVESTMENTS, LLC
C/O TWO SIGMA INVESTMENTS, LLC C/O TWO SIGMA INVESTMENTS, LLC
NA INV FNDS FOR TX EX AND FORGN ORG MASTER RETIREMENT TRUST
4530 PARK BROOKE TRACE 29 E MADISON ST STE 1220
516 N PARKWAY STREET
40 WEST 57TH STREET 32ND FLOOR
LAUREN CANGIANO
4530 PARK BROOKE TRACE 379 WEST BROADWAY
379 WEST BROADWAY 379 WEST BROADWAY
379 WEST BROADWAY 379 WEST BROADWAY
US SMALL CAP INTEREST C/O SSI INVESTMENT MANAGEMENT
400 HOWARD STREET 9440 SANTA MONICA BLVD 8TH FLR
BEVERLY HILLS, CA 90210-4653
NEW YORK, NY 10019-2701
NEW YORK, NY 10016-6700
ALPHARETTA, GA 30022-3730
ALPHARETTA, GA 30022-3730 NEW YORK, NY 10012-4302
NEW YORK, NY 10012-4302 NEW YORK, NY 10012-4302
NEW YORK, NY 10012-4302 NEW YORK, NY 10012-4302
SAN FRANCISCO, CA 94105-2618 BEVERLY HILLS, CA 90210-4610
ALPHARETTA, GA 30022-3730 CHICAGO, IL 60602-4409
GOLDEN BEACH, FL 33160-2253
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