9 UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT CHA"ERS OF JUDGE D. BROOKS SMITH ALLEGHENY PROFESSIONAL CENTER 1798 OLD ROUTE 220 NORTH SUITE 203 DUNCANSVLLE, PA 16635 (814) 693-0570 July 29, 2007 Honorable Ortrie D. Smith, Chair C ,. = Judicial Confrence of the United States = ( : c ( Committee on Financial Disclosure ( , --, m One Columbus Circle, N.E. .. w Washington, DC 20544 r � c: 0 - rD < ol ) Re: Honorable D. Brooks Smith ., , m ., Calendar Year 2007 Filing (" 0 r Dear Judge Smith: The fllowing are the required responses to your request dated July 2, 2008: Part VII, page 14 a. Line 16: Travelcenters of America LLC i. Travelcenters of America LLC was a spin of fom Hospitality Properties Trust on February 1, 2007. Hospitality Properties Trust was listed on the 2006 report on Page 8 of 10, line 71. Travelcenters of America LLC was subsequently sold on February 15, 2008.
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UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT · 2019. 7. 26. · Travelcenters of America LLC . i. Travelcenters of America LLC was a spin of rom Hospitality . Properties
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9
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT CHAc"vfBERS OF
JUDGE D. BROOKS SMITH
ALLEGHENY PROFESSIONAL CENTER 1798 OLD ROUTE 220 NORTH
SUITE 203 DUNCANSVILLE, PA 16635
(814) 693-0570
July 29, 2007
Honorable Ortrie D. Smith, Chair CJ ,.....,
=Judicial Conference of the United States = (/) ::0c:o ()Committee on Financial Disclosure
(_ , --, m One Columbus Circle, N.E. ...
wWashington, DC 20544 rn�� c::
0
-rrl
<ol> )>Re: Honorable D. Brooks Smith .,, , m .,,
Calendar Year 2007 Filing ("") 0
rr1
Dear Judge Smith:
The following are the required responses to your request dated July 2, 2008:
Part VII, page 14
a. Line 16: Travelcenters of America LLC
i. Travelcenters of America LLC was a spin off from Hospitality
Properties Trust on February 1, 2007. Hospitality Properties Trust was
listed on the 2006 report on Page 8 of 10, line 71. Travelcenters of
America LLC was subsequently sold on February 15, 2008.
CJ
C)
-
- _..,...
-111
Repor/ Required by the Elhics FINANCIAL DISCLOSURE REPORT AO JO in Government Act of 1978
Rev. 112008 FOR CALENDAR YEAR 2007 (5 US.C. app. §§ 101-111)
I. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of Report
Third Circuit Court of Appeals Smith, D. Brooks 05/15/2008
4. Title (Article Ill judges indicate active or senior status; Sa, Report Type (check appropriate type) 6. Reporting Period
D
magistrate judges indicate full- or part-time)
Nomination, Date 01/01/2007 Judge-Active toInitial Annual FinalD 0 D 12/31/2007
Sb. Amended Report D 7. Chambers or Office Address 8, On the basis of the information contained in this Report and any
modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. US Court of Appeals, Ste 203
1798 Old Route 220N Duncansville, PA 16635
Reviewing Officer Date------
IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign 011 last page.
J. POSITI 0 NS. (Reporting individual only; see pp. 9-13 of .ftling instructions.)
D NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY
l. True tee Mount Aloysius College, Cresson, PA
2.
3.
4.
5.
,._,c:::> c.-:::> = ;o
(/} (") rn r-,, :w--
-< (')oz(/)-II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.) cJ> w n1
..,,,.:....) _.;
r-ci C) NONE (No reportable agreements.) [2J c-:J ;::.... J>
< rn
-r1 0PARTIES AND TERMS r·q U1
_II.
2.
3.
(yours, not spouse's)
I.
2.
3.
4.
William and Mary Law School
New York Law School
Cornell Law School
Ave Maria Law School
05118/2007
0512012007
09/08/2007
0911012007
1012012007
1012212007
11/15/2007
11/07/2007
Williamsburg, VA
New York, NY
Ithica, NY
Ann Arbor, MI
Graduation Speech
Moot Court Competition
Moot Court Competition
Moot Court Competition
Travel, food and lodging
Travel, food and lodging
Lodging
Travel and lodging
FINANCIAL DISCLOSURE REPORT
Page 2 of 16
Name of PerS-On Reporting
Smith, D. Brooks
Date of Report
05/15/2008
Ill. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructwns.)
A. Filer's Non-Investment Income
0 NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME
I.
2.
3.
4.
B. Spouse's Non-Investment Income - lf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
IV. REIMBURSEMENTS --transportation, lodging, food, eritertainment.
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
D NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 3 of 16 Smith, D. Brooks 05/15/2008
5.
FINANCIAL DISCLOSURE REPORT
Page 4 of 16
Name of Person Reporting
Smith, D. Brooks
Date of Report
0511512008
V. GIFTS. (focludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
0 NONE (No reportable gifts.)
SOURCE DESCRIPTION
I.
VALUE
2.
3.
4.
5.
VJ. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instmctions.)
0 NONE (No reportable liabilities.)
DESCRIPTION VALUE CODE CREDITOR
2.
3.
4.
5.
i (2)- -(-1 -) -- -
!
I
'
(I) (2) (3) -----i
4 .
5.
14.
17.
(J-P)
FINANCIAL DISCLOSURE REPORT
Page 5 of 16
Name of Person Reporting
Smith, D. Brooks
Date of Report
05/1 5/2008
VII. INVESTMENTS and TRUSTS -- i11come, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing i11stmctions.)
D NONE (No reportable income, assets, or transactions.) --- ------------------�----
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(2) (I) (4) (5) Value Value Type (e.g., Date Value Gain Identity of IType (e.g., Place "(X)'" after each asset iAmount iCode 1 Code 2 Method buy, sell, Month - Code 2 Code 1 buyer/sellerdiv., rent, exempt from prior disclosure !
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.) -·---,
B. Description of Assets lncome dnring Gross value at end of Transactions dnring reponing period
(including trust assets) reporting period reponing period I
(2)' (I)i ;Amount i Value Gain Identity of Place "(X)" after each asset Type (e.g., Value Value Type (e.g., Date ! Code 1 div .. rent, Code 2 Method buy, sell, Month- I Code 2 : Code I buyer/sellerexempt from prior disclosnre
(A-H) or int.) (J-P) Code 3 redemption) Day 1 (J-P) (A-H) (if private
(Q-W) transaction) ··--·---
154. Brandywine realty Tr Sh Ben Int 2 A Dividend Sold 02115 J A
155. A Dividend Sold 02120 J A
156. Health Care Reit Incorporated 2 A Distribution Sold 04/05 J A
157. Lexinton Corporation PPTYS Tr 2 A Dividend Sold 04/05 J A
158. A Dividend Sold 08/29 J A
159. A Dividend Sold 08/30 J A
160. RJ Bank Deposit Program(X) 2 A Dividend J T
161. MacQuarie Infrastructure 2 A Dividend Buy 03102 J
162. Sold 09/13 J A
163. Sold 09/13 J A
164. Citigroup Incorporated 2 A Dividend Buy 03/14 J
165. A Dividend Buy 08/29 J
166. Sold 11/14 J A
167. Travelcenters of America LLC 2 (Stock A Dividend Sold 02115 J A Dividend from Hospital
I . Income Gain Codes: A =$1 f)OO or less B =$1,001 - $2,500 C =$2,501 - $5 .000 D =$5,001 - $15,000 E =$15,001 - $50,000
(See Columns B 1 and D4) F =$50,001 · $100,000 G =$100,001 - $1.000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100.001 - $250,000
(See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 - $1.000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U ==Book Value V =Other W =Estimated
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 15 of 16 Smith, D. Brooks 05/15/2008
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofReport.)
l) Held in- self directed IRA with American Skandia 2) Self directed IRA
FINANCIAL DISCLOSURE REPORT
Page 16 of 16
Name of Person Reporting Date of Report
Smith, D. Brooks 05/15/2008
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFUl,L Y FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301