United States Senate Financial Disclosures Annual Report for Calendar 2014 (Amendment 1) The Honorable Timothy M Kaine (Kaine, Tim) Filed 06/03/2015 @ 7:27 PM The following statements were checked before filing: I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief. I understand that reports cannot be edited once filed. To make corrections, I will submit an electronic amendment to this report. I omitted assets because they meet the three-part test for exemption. Part 1. Honoraria Payments or Payments to Charity in Lieu of Honoraria Did any individual or organization pay you or your spouse more than $200 or donate any amount to a charity on your behalf, for an article, speech, or appearance? No Part 2. Earned and Non-Investment Income Did you or your spouse have reportable earned income or non-investment income? Yes # Who Was Paid Type Who Paid Amount Paid 1 Spouse Salary Commonwealth of Virginia Richmond, VA > $1,000 Part 3. Assets Did you, your spouse, or dependent child own any asset worth more than $1000, have a deposit account with a balance over $5,000, or receive income of more than $200 from an asset? Yes Asset Asset Type Owner Value Income Type Income 1 IRA Managed by Morgan Stanley Retirement Plans IRA Spouse 1.1 SGENX - First Eagle Global A (NASDAQ) Mutual Funds Mutual Fund Spouse $1,001 - $15,000 Excepted Investment Fund, None (or less than $201)
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United States Senate
Financial Disclosures
Annual Report for Calendar 2014 (Amendment 1)The Honorable Timothy M Kaine (Kaine, Tim) Filed 06/03/2015 @ 7:27 PM
The following statements were checked before filing:
I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief.
I understand that reports cannot be edited once filed. To make corrections, I will submit an electronic amendment to this report.
I omitted assets because they meet the three-part test for exemption.
Part 1. Honoraria Payments or Payments to Charity in Lieu of HonorariaDid any individual or organization pay you or your spouse more than $200 or donate any amount to a charity on your behalf, for anarticle, speech, or appearance? No
Part 2. Earned and Non-Investment IncomeDid you or your spouse have reportable earned income or non-investment income? Yes
# Who Was Paid Type Who Paid Amount Paid
1 Spouse Salary Commonwealth of Virginia
Richmond, VA
> $1,000
Part 3. AssetsDid you, your spouse, or dependent child own any asset worth more than $1000, have a deposit account with a balance over $5,000, orreceive income of more than $200 from an asset? Yes
Asset Asset Type Owner Value
Income
Type Income
1 IRA Managed by Morgan Stanley Retirement Plans
IRA
Spouse
1.1 SGENX - First Eagle Global A (NASDAQ) Mutual Funds
8.16 Morgan Stanley Bank, N.A.(New York, NY)Type: Savings,
Bank Deposit Child $15,001 -
$50,000
Interest, None (or
less
than
$201)
8.17 CRIRX - Columbia Acorn International Select
R5 (NASDAQ)
Mutual Funds
Mutual Fund
Child $1,001 -
$15,000
Excepted
Investment
Fund,
None (or
less
than
$201)
8.18 FRVAX - Franklin VA Tax-Free Income A
(NASDAQ)
Mutual Funds
Mutual Fund
Child $1,001 -
$15,000
Excepted
Investment
Fund,
None (or
less
than
$201)
8.19 HYH - Halyard Health, Inc. (NYSE) Corporate
Securities
Stock
Child $1,001 -
$15,000
Dividends, None (or
less
than
$201)
Part 4a. Periodic Transaction Report SummaryIn this section, electronically filed periodic transaction report (PTR) transactions are displayed for you. Have you filed any paper-basedPTRs in this period? No
Part 4b. TransactionsDid you, your spouse, or dependent child buy, sell, or exchange an asset that exceeded $1,000? Yes
Part 8. PositionsDid you hold any outside positions during the reporting period? Yes
# Position Dates Position Held Entity Entity Type Comments
1 Jan 2010 to
present
Other (Board Member) Myotonic Dystrophy
Foundation
San Francisco, CA
Nonprofit
Organization
Volunteer
2 Nov 2013 to
present
Other (Honorary
Chairman)
United States Spain Council
Falls Church, Virginia
Nonprofit
Organization
Part 9. AgreementsDid you have any reportable agreement or arrangement with an outside entity? No
Part 10. CompensationIf this is your first report, or you are a candidate did you receive compensation of more than $5,000 from a single source in the twoprior years? No
Attachments & CommentsNo attachments added. No comments added.
United States Senate
Financial Disclosures
Annual Report for Calendar 2014 (Amendment 2)The Honorable Timothy M Kaine (Kaine, Tim) Filed 07/22/2015 @ 5:32 PM
The following statements were checked before filing:
I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief.
I understand that reports cannot be edited once filed. To make corrections, I will submit an electronic amendment to this report.
I omitted assets because they meet the three-part test for exemption.
Part 1. Honoraria Payments or Payments to Charity in Lieu of HonorariaDid any individual or organization pay you or your spouse more than $200 or donate any amount to a charity on your behalf, for anarticle, speech, or appearance? No
Part 2. Earned and Non-Investment IncomeDid you or your spouse have reportable earned income or non-investment income? Yes
# Who Was Paid Type Who Paid Amount Paid
1 Spouse Salary Commonwealth of Virginia
Richmond, VA
> $1,000
Part 3. Assets AmendedDid you, your spouse, or dependent child own any asset worth more than $1000, have a deposit account with a balance over $5,000, orreceive income of more than $200 from an asset? Yes
Asset Asset Type Owner Value
Income
Type Income
1 IRA Managed by Morgan Stanley Retirement Plans
IRA
Spouse
1.1 SGENX - First Eagle Global A (NASDAQ) Mutual Funds
Part 4a. Periodic Transaction Report SummaryIn this section, electronically filed periodic transaction report (PTR) transactions are displayed for you. Have you filed any paper-basedPTRs in this period? No
Part 4b. TransactionsDid you, your spouse, or dependent child buy, sell, or exchange an asset that exceeded $1,000? Yes
# Owner Ticker Asset Name
Transaction
Type
Transaction
Date Amount Comment
1 Self -- Sentinel VPT Common Stock Sale (Full) 07/29/2014 $1,001 -
$15,000
--
2 Self -- Sentinel VPT Small Company Sale (Full) 07/29/2014 $1,001 -
$15,000
--
3 Self -- Sentinel VPT Bond Sale (Full) 07/29/2014 $1,001 -
$15,000
--
4 Self AAGOX Alger Large Cap Growth I-2 (NASDAQ) Sale (Full) 07/29/2014 $1,001 -
$15,000
--
5 Self -- Alliance Bernstein VPS Small/Mid Cap
Value
Sale (Full) 07/29/2014 $1,001 -
$15,000
--
6 Self AVPLX American Century VP Internation
(NASDAQ)
Sale (Full) 07/29/2014 $1,001 -
$15,000
--
7 Self -- Neuberger Berman AMT Short
Duration Bond Fund
Sale (Full) 07/29/2014 $1,001 -
$15,000
--
8 Self PAFDX T. Rowe Price Equity Income Adv
(NASDAQ)
Sale (Full) 07/29/2014 $1,001 -
$15,000
--
9 Self -- Van Eck VIP Emerging Markets Sale (Full) 07/29/2014 $1,001 -
$15,000
--
10 Self EMBUX Van Eck Unconstrained Emerg Mkts
Bond I (NASDAQ)
Sale (Full) 07/29/2014 $1,001 -
$15,000
--
11 Self -- Van Eck VIP Global Hard Assets Sale (Full) 07/29/2014 $1,001 -
$15,000
--
12 Self DPDFX Delaware Diversified Income A
(NASDAQ)
Sale (Full) 08/11/2014 $15,001 -
$50,000
--
13 Self -- Permanent Portfolio Inc. Sale (Full) 01/17/2014 $50,001 -
$100,000
--
14 Child FBGRX Fidelity Blue Chip Growth (NASDAQ) Sale (Full) 07/14/2014 $1,001 -
Part 7. LiabilitiesDid you, your spouse, or dependent child have a liability worth more than $10,000 at any time? Yes
# Incurred Debtor Type Points
Rate
(Term) Amount Creditor Comments
1 2011 Joint Mortgage 0 4%
(15
years)
$50,001 -
$100,000
Wells Fargo
San Francisco,CA
Mortgage on personal
residence
Part 8. PositionsDid you hold any outside positions during the reporting period? Yes
# Position Dates Position Held Entity Entity Type Comments
1 Jan 2010 to
present
Other (Board Member) Myotonic Dystrophy
Foundation
San Francisco, CA
Nonprofit
Organization
Volunteer
2 Nov 2013 to
present
Other (Honorary
Chairman)
United States Spain Council
Falls Church, Virginia
Nonprofit
Organization
Part 9. AgreementsDid you have any reportable agreement or arrangement with an outside entity? No
Part 10. CompensationIf this is your first report, or you are a candidate did you receive compensation of more than $5,000 from a single source in the twoprior years? No
Attachments & CommentsNo attachments added. No comments added.
United States Senate
Financial Disclosures
Annual Report for Calendar 2014 (Amendment 3)The Honorable Timothy M Kaine (Kaine, Tim) Filed 08/09/2016 @ 4:54 PM
The following statements were checked before filing:
I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief.
I understand that reports cannot be edited once filed. To make corrections, I will submit an electronic amendment to this report.
I omitted assets because they meet the three-part test for exemption.
Part 1. Honoraria Payments or Payments to Charity in Lieu of HonorariaDid any individual or organization pay you or your spouse more than $200 or donate any amount to a charity on your behalf, for anarticle, speech, or appearance? No
Part 2. Earned and Non-Investment IncomeDid you or your spouse have reportable earned income or non-investment income? Yes
# Who Was Paid Type Who Paid Amount Paid
1 Spouse Salary Commonwealth of Virginia
Richmond, VA
> $1,000
Part 3. Assets AmendedDid you, your spouse, or dependent child own any asset worth more than $1000, have a deposit account with a balance over $5,000, orreceive income of more than $200 from an asset? Yes
Asset Asset Type Owner Value
Income
Type Income
1 IRA Managed by Morgan Stanley Retirement Plans
IRA
Spouse
1.1 SGENX - First Eagle Global A (NASDAQ) Mutual Funds
8.20 KMI - Kinder Morgan, Inc.Filer comment: KMI acquired the assets ofKinder Morgan Energy Partners L.P. on12/3/2014 through a corporate exchange.
Corporate
Securities
Stock
Child $15,001 -
$50,000
Dividends, None (or
less
than
$201)
Part 4a. Periodic Transaction Report SummaryIn this section, electronically filed periodic transaction report (PTR) transactions are displayed for you. Have you filed any paper-basedPTRs in this period? No
#
Transaction
Date Owner Ticker Asset Name Type Amount Comment
1 12/03/2014 Child -- Kinder Morgan Energy
Partners (KMP)
Exchange $15,001
-
$50,000
--
2 12/03/2014 Child KMI Kinder Morgan, Inc. Exchange $15,001
-
$50,000
KMI acquired KMP on 12/3/2014
through a corporate exchange
Part 4b. TransactionsDid you, your spouse, or dependent child buy, sell, or exchange an asset that exceeded $1,000? Yes
# Owner Ticker Asset Name
Transaction
Type
Transaction
Date Amount Comment
1 Self -- Sentinel VPT Common Stock Sale (Full) 07/29/2014 $1,001 -
$15,000
--
2 Self -- Sentinel VPT Small Company Sale (Full) 07/29/2014 $1,001 -
$15,000
--
3 Self -- Sentinel VPT Bond Sale (Full) 07/29/2014 $1,001 -
$15,000
--
4 Self AAGOX Alger Large Cap Growth I-2 (NASDAQ) Sale (Full) 07/29/2014 $1,001 -
# Position Dates Position Held Entity Entity Type Comments
2 Nov 2013 to
present
Other (Honorary
Chairman)
United States Spain Council
Falls Church, Virginia
Nonprofit
Organization
Part 9. AgreementsDid you have any reportable agreement or arrangement with an outside entity? No
Part 10. CompensationIf this is your first report, or you are a candidate did you receive compensation of more than $5,000 from a single source in the twoprior years? No
Attachments & CommentsNo attachments added. No comments added.