AD-A126 116 THEORY OF CUSPTRON MICROWRVE TUBES(U) NAVAL SURFACE - i/i WEAPONS CENTER SILVER SPRING ND H S UHN ET AL. OCT 82 UNCLASSIFIED NSC/TR-82-530 SBI-AD-F588 147 FEF/ 9/ EhhhhhhhhhhiI EIIIIIIIIIIIIE EllIhlllIIhllE EhlllhllllllhE EllllllllllllE
AD-A126 116 THEORY OF CUSPTRON MICROWRVE TUBES(U) NAVAL SURFACE - i/iWEAPONS CENTER SILVER SPRING ND H S UHN ET AL. OCT 82
UNCLASSIFIED NSC/TR-82-530 SBI-AD-F588 147
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UNCLASSIFIED
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NSWC TR 82-530 -A ZA 116)4. TITLE (and Subtitle) S. TYpe Or REPORT & PERIOD COVERED
THEORY OF CUSPTRON MICROWAVE TUBES
6. PERFORMING ORG. REPORT NUMBER
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Han S. Uhm and Chung M. Kim
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19. KEY WORDS (Contlnue on reverse aide It neceeaary and Identity by block num bor) / . I
Cusptron Microwave Tubes
20. ABSTRACT (Continue on reverse side If necesarty and Identitfy by block rnumber)Stability properties of the negative-mass instability in a rotating annular
electron beam (E-layer) is investigated, in connection with applications onthe cusptron microwave tubes. Analysis is carried out for an infinitelylong E-layer propagating through a magnetron-type conducting wall and propa-
4 gating parallel to an applied axial magnetic field. We assume that the
layer is thin and very tenous. A closed algebraic dispersion relation of thenegative-mass instability is obtained, including the important influence of
DO FjAN7 1473 EDITION 00 1 NOV 65 IS 0BSOLETE UNCLASSIFIEDS-N 01 02.LF1 4.6i04 SECURITY CLASSIFICATION Of THIS PAGE (hen Dots Etered)
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conducting boundaries on the mode control in microwave generation and amplification. It is showtn that for typical persent experimental bram parameters, gainand efficiency of the cusptron can be more than five times those of the gyro-tron. Moreover, with an appropriate geometric configuration, perturbations
.-.- with azimuthal mode number N can be dominantly unstable, thereby optimizing,. the microwave power output for radiation with high frequency w N=c, where- w is the electron cyclotron frequency and N is the resonator number in thec
conducting wall.
IiI
XO.699ofl For.
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* Distribution/
Availabi11t Cod'9S. aInd/or
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* L"NCLASS:FIEDSECURITY CLASSIFICATION OF1!MIS AGE(mIRn 009a ltoet.)
NSWC TR 82-530
FOREWORD
Stability properties of the negative-mass instability in a rotating
annular electron beam (E-layer) is investigated, in connection with applica-
tions on the cusptron microwave tubes. Analysis is carried out for an
infinitely long E-layer propagating through a magnetron-type conducting
wall and propagating parallel to an applied axial magnetic field. We
assume that the E-layer is thin and very tenous, A closed algebraic
dispersion relation of the negative-mass instability is obtained, including
the important influence of conducting boundaries on the mode control in
microwave generation and amplification. It is shown that for typical
present experimental beam parameters, gain and efficiency of the cusptron
can be more than five times those of the gyrotron. Moreover, with an
appropriate geometric configuration, perturbations with azimuthal mode
number N can be dominantly unstable, thereby optimizing the microwave
power output for radiation with high frequency w Nwc, where w is the
electron cyclotron frequency and N is the resonator number in the conducting
wall.
Approved by:
IRA M. BLATSTEIN, HeadRadiation Division
i
NSWC TR 82-530
CONTENTS
Section Pae
I INTRODUCTION. .. .................... .. . . . 1
*II VLASOV-MAXWELL THEORY ...................... 4
III VACUUM DISPERSION RELATION .. ................... 15
IV NEGATIVE-MASS INSTABILITY IN MAGNETRON-TYPE CONDUCTOR. ...... 18
V CONCLUSIONS..... ............ .. . . .27
VI ACKNOWLEDGEMENTS.................... .... 29
APPENDIX A--MAGNETIC WAVE ADMITTANCES .............. A-
NSWC TR 82-530
ILLUSTRATIONS
Figure Page
I CROSS SECTIONAL VIEW OF CUSPTRON ...... .................. .. 30
2 PLOTS OF THE PARAMETERS n (SOLID CURVES) and , (DASHED CURVES)VERSUS RATIO R c/Ra [OBTAINED FROM EQ. (45)] FOR N - 6, s - 0,
a - 4/12 AND THREE LOWEST RADIAL MODES .... ............... .. 31
3 PLOTS OF PARAMETER n VERSUS RATIO R /R OBTAINED FROM EQ. (45)c a
FOR s - 0, a - /2N, LOWEST RADIAL MODE NUMBER, AND SEVERALVALUES OF N ........... ............................ . 32
4 PLOTS OF PARAMETER n VERSUS RATIO R /Ra OBTAINED FROM EQ. (45)
FOR N - 6, a - 4/12, LOWEST RADIAL MODE NUMBER AND DIFFERENT
VALUES OF s ....... .. .. ............................ .. 33
5 PLOTS OF PARAMETER n VERSUS RATIO R c/Ra OBTAINED FROM EQ. (45)
FOR N - 8, s - 0, LOWEST RADIAL MODE NUMBER AND SEVERAL VALUESOF a ........... .. ................................ ... 34
6 THE STRAIGHT LINES w - k8 c + L c AND w - kc/8z INTERSECT AT2 2C
(w0 ,k 0 ) = (wcy z , w cazy z/c). THE VACUUM WAVEGUIDE MODE""22 2 22 /
w - (k2c2 + ni c /, 2) PASSES THROUGH (we0 k0 ) PROVIDEDa0R w /c " n/zyz ...... .... ........................... .... 35a cz
7 PLOT OF THE GEOMETRIC FACTOR r(w,kb) VERSUS NORMALIZED fREQUENCY
w/w c IN EQ. (28) FOR N - 6, Z " 6, s - 0, a - 4/12, R c/Ra = 1.4
AND R w /- 0.4433 CORRESPONDING TO THE GRAZING CONDITION FOR
= - 0.2 .......... .............................. 36
8 PLOTS OF (a) NORMALIZED GROWTH RATE 1w AND DOPPLER-SHIFTED
REAL OSCILLATION FREQUENCY r/ w VERSUS w/w OBTAINED FROMr c c
EQ. (47) FOR ELECTRON BEAM PARAMETERS v = 0.002, .5 - 0.04,
Be w 0.4, Bz m 0.2, FIELD INDEX n = 0 AND THE GRAZING CONDITIONS
CORRESPONDING TO EQ. (53), AND PARAMETERS OTHERWISE IDENTICAL
TO FIG. 7 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
iii-
NSWC TR 82-530
ILLUSTRATIONS (Cont.)
Figure Page
9 PLOTS OF (a) NORMALIZED GROWTH RATE 0 1/w AND (b) DOPPLER-
SHIFTED REAL OSCILLATION FREQUENCY nr/wc VERSUS w/w OBTAINED
FROM EQ. (47) FOR R c/R a - 1.4, Ra w c/c - 0.4433, SEVERAL
DIFFERENT VALUES OF THE FIELD INDEX n, AND PARAMETERS OTHERWISEIDENTICAL TO FIG. 8 ......... ........................ .. 39
10 PLOTS OF (a) NORMALIZED GROWTH RATE a ±/we AND (b) DOPPLER-
SHIFTED REAL FREQUENCY r /wc VERSUS NORMALIZED AXIAL WAVE
NUMBER kc/ c OBTAINED FROM EQ. (48) FOR THE PARAMETERSC- 41IDENTICAL TO FIG. 8................ ........
11 PLOTS OF (a) NORMALIZED GROWTH RATE 0 1/w AND (b) DOPPLER-
SHIFTED REAL FREQUENCY ar/wc VERSUS w/wc FOR Be = 0.96, THE
GRAZING CONDITIONS CORRESPONDING TO EQ. (53), AND PARAMETERS
OTHERWISE IDENTICAL TO FIG. 8 ..... ................. .... 43
12 PLOT OF THE NORMALIZED GROWTH RATE 0i/wc VERSUS w/wc OBTAINED
FROM EQS. (47) AND (58) FOR 8e , 0.96, N - 24, k - 25,
SRc /Ra = 1.1, Ra w c/c - 1.069, a - 7/2N, AND PARAMETERS OTHERWISE
IDENTICAL TO FIG. 8 ......... ........................ .. 45
A-1 CONFIGURATION OF A RESONATOR ....... ................... ... A-6
iv
.0l
NSWC TR 82-530
I. INTRODUCTION
[' b
In recent years, there have been numerous experimental and theoretical
investigations on high power and high frequency microwave devices such as
gyrotrons I- 3 relativistic magnetrons4 and free electron lasers.5 ,6 High
power microwaves have been also produced by the negative-mass instability7 9
of a relativistic rotating electron layer (E-layer) in a conducting
waveguide. This relatively new scheme of microwave generation by a
rotating E-layer has many attractive features in practical application.
Using the mode control scheme currently under investigation,I0 for example,
this device could be a tunable, high-frequency microwave tube with low
magnetic fields. One of the simple ways to produce a rotating E-layer is
use of a magnetic cusp field through which an annular electron beam be-11
comes the same radius rotating beam. After passing through a cusped
magnetic field, a nonrelativistic E-layer is propagating through a
convential magnetron-type conducting wall called the cusptron. The name
"'cusptron" is originated from the cusp and the magnetron. In this paper,
we investigate the negative-mass stability properties of the E-layer in
a magnetron-type conductor, in connection with the application on the
cusptron microwave tube.
The stability analysis of the negative-mass instability is carried
out for anE-layer with radius R0 propagating through a mangetron-type
conductor with its inner-and outer-most radii R and Rc, respectively.
Equilibrium and stability properties are calculated for the
electron distribution function (Eq. (1)] in which all electrons have the
same energy and the same canonical angular momentum but a Lorentzian
' "" ' / " " . . , . o . i , . : iI
* . .. . . . . _ , . ., . .. .-, . _ .'*'-. ___ . _._.. . . . .. .. .
NSWC.TR 82-530
distribution in the axial canonical momentum. The stability analysis is
calculated within the framework of the linearized Vlasov-Maxwell equations
for an infinitely long E-layer propagating parallel to an applied magnetic
field Boe with an axial velocity 0 ce. We assume that the E-layer is thin
and very tenuous. The formal dispersion relation [Eq. (29)] of the negative-
mass instability is obtained in Section II, including the important
.. influence of conducting boundaries on the mode control in microwave
amplification and generation.
In Section III, properties of the vacuum dispersion relation in a
magnetron-type conductor are investigated without including the influence
of beam electrons. It is shown that the vacuum dispersion relation reduces
to three distructive modes; the transverse electric (TE), the transverse
magnetic (TM), and the magnetron TE modes. From numerical calculation, the
cut-off frequency wct Mc/Ra is obtained in terms of the ratio Rc /Ra* In
Section IV, the negative-mass stability properties of an E-layer is numerically
investigated. Several points are noteworthy from the numerical calculation for
a nonrelativistic cusptron. First, optimum coupling occurs between the beam
and the fundamental 2Tr modes. It is shown for the fundamental 2Tr mode that for
typical present experimental beam parameters, gain and efficiency of the cusptron
can be more than five times those of the gyrotron. Second, for the
applied magnetic field satisfying the grazing condition of the I = N
perturbations, other azimuthal perturbations with Z 0 N are suppressed.
Here t is the azimuthal harmonic number of perturbations and N is the
number of resonator in the magnetron-type conductor. Under this grazing
condition, the I - N mode perturbation is the dominant unstable mode,
optimizing the microwave power output for radiation with frequency
W = c . Therefore, even for relatively low magnetic field, high frequency
2
NSWC TR 82-530
microwave can be amplified by making use of the cusptron with N 2.
Finally, the growth rate and Doppler-shifted real oscillation frequency
are substantially increased by changing the applied field index from
zero to a small positive value. Preliminary investigation of a rela-
tivistic cusptron amplifier is also carried out in Section IV.
I.
i-3
NSWC TR 82-530
II. VLASOV-MAXWELL THEORY
As illustrated in Fig. 1, the equilibrium configuration consists
of a nonneutral electron layer (E-layer) that is infinite in axial extent
and aligned parallel to an applied magnetic field B0 (r)iZ. The electron
layer is accomplished by passing of a hollow electron beam through an
ideal cusp magnetic field. Therefore, the electron layer is in a fast
rotational equilibrium, where all electrons have positive canonical
angular momentum. The mean radius of the E-layer is denoted by R0 . We
also assume that the radial thickness of the E-layer is 24 which is much
less than the equilibrium radius R0 , i.e., a <<R0 . The mean motion
of the E-layer is in the azimuthal direction, and the applied magnetic
field provides radial confinement of the electrons. As shown in Fig. 1,
the outer conductor is a magnetron-type configuration with its inner-
and outer-most radii R and R ,respectively. The angle of the open spaces
in the magnetron-type conductor is denoted by 2a. In the theoretical
analysis, cylindrical polar coordinates (r, 8, z) are employed. In the
present analysis, we assume that v/1 << 1, where v - Nbe2/mc2 is Budker's
parameter and -?mc2 is the electron energy. Here Nb is the total number
of electrons per unit axial length, -e and m are the charge and rest
mass of electrons, respectively. Consistent with the low-density assump-
tion, we neglect the influence of equilibrium self-fields.
In the present analysis, we investigate the equilibrium and stability
properties for the choice of equilibrium distribution function
w N 4 A 6(y- 61)Sfb (H, Pe, 8 z ) 2 - 2 2
41 mc2 P z ) 2 + P )
14
NSWC TR 82-530
2 (m 2c4 22)where H - ymc c + c p is he total energy, Pz is the axial
. - canonical momentum, P0 - r(p0 - (e/c)Ao(r)] is the canonical angular
momentum, wc - eB0 (Ro)/imc is the electron cyclotron frequency, A0 (r)
is the axial component of the equilibrium vector potential,
P0 - (e/c)RoA0 (R0 ) - (e/2c)Ro2B0 (R0) and 9, z and A constants.
In the subsequent stability analysis, we examine the linearized
Vlasov-Maxwell equations for perturbations about a thin E-layer
equilibrium described by Eq. (1). To calculate stability quantities
of the E-layer, we adopt a normal-mode approach in which all E-layer
perturbations are assumed to vary with time and space according to
6rP(z,t) = '(r)exp {i(Z9 + kz - wt)} ,
where Imw > 0. Here, w is the complex eigenfrequency, k is the axial
wavenumber, and Z is the azimuthal harmonic number. The Maxwell
equations for the perturbed electric and magnetic field amplitudes can
be expressed as
" x E(x) -i )(x)--V X- -- X
V x A(x) -(4ir/c)5(x) -i(w/c)t(x) (2)
where 2(x) and 9(x) are the perturbed electric and magnetic fields,
()=-ef d 3p v tb(x'?) (3)
is the perturbed current density.
0VIx (X')1S) - e aTexp(-i) ( + f (4)
tb(hxe fn -@. (
is the perturbed distribution function, and T t' t.
5
i , . . '. " . .. - .. _ . . .. .o L o~- . -. - . - " , * -* *. ,- . ,, :-. ~ - . .- . - . .
NSWC TR 82-530
From Eq. (2), it is straightforward to show that
21"~ ~ E-gzr (r +- - t Cr) . (r) (5)ar Zz W ie r jz j c LB
where
p 2 2 /2C k2 (6)
For present purpose, we assume that
"ll - 1W - - k$cl <<z g'
la << R0 (7)
where 6z - z/Imc and c is the speed of light in vacuo. The perturbedz
axial and azimuthal electric fields 1iJ(r) and Ez(0) are continuous
across the beam boundaries (r --R and r = R2). Here R - R - a and2 1 0
R2 = R0 + a are the inner and outer boundaries of the E-layer, respec-
tively. Moreover, within the context of Eq. (7), it is valid to approximate
Eke (Rl) .= EL(RO) Eje(R 2 )
(8)
Elz(Rl) EzCR0 ) EXz(R 2).
Integrating Eq. (5) from r = - to r - R2 + 6 and taking the limit
6 .* 0+, we obtain
+ 4 r R2B z(R2 ) - BLz(R1-) = -- I drJ (r) (9)
1
where d0 (R + ). Similarly, the discontinuity of
the azimuthal component of the perturbed magnetic field is given by
6
. I
77 7-75 . 7 ... ~
NSWC TR E -530
B toe(R 2+ ) 4 toe(Rl.) f dr3Iz (r), (10)
fRa
For convenience in the subsequent Analysis, ye introduce the
normalized electric and magnetic wave admittances, 12.d and b+~, defined
at the inner and outer surfaces of the E-layer by
d+- r 0 2 () d 2)
and
b+ LB,, (R 2 10jPr OB tir)Bt R
(12)
b- Ii CR1 -)/r /a r) 2 z(r)] R,
From Eq. (2), it is -traightforward to show that
:-Btz Cr) i- rEz (r) + E r)]
)b +t i-w - Ez(r) (13)
p r cp
outside the E-layer and the radial coordinate r satisfying r Ra
Substituting Eq. (13) into Eqs. (9) and (10) and making use of Eqs. (11)
and (12) we obtain
7
4
NSWC TR 82-530
,,R,
";!%,, ,:' " ( b .+ b ) 2 R 0i ( R ' ) k i ( 1 )1 - - i 4 ,_
. (14)
(d_+ d+)A (R)m i 4w 2dr3B (r) +i 4rp2 O ]2dri~ (r)
where use has been made of Eq. (8). Evidently, an evaluation of the
azimuthal and axial components of the perturbed current density
(Jr.t and J z) is required for a detailed stability analysis.
* A. Perturbed Current Density
" "" In this section, we evaluate the perturbed distribution function
and subsequently the perturbed current density. As indicated in Eq. (4),
the particle trajectories, r'(O), 8'(-) and z'((T), in the equilibrium
fields are required in order to evaluate the perturbed distribution
function. The applied axial magnetic field B (r)jz is approximated by
B0(r) - B0 (R0) (1 - np/R0) (15)
" where p r 0 and
n B (R) B0(r) (16)
B(0 ) . r I R
0: is the magnetic field index. Therefore, the azimuthal component of the
vector potential is expressed as
rA 0 (r) - RoA 0 (R0 ) + B0 (%) f dr r 1 L ) " (17)
*'8. °
8
-~ -- iK1 11 ~x S
NSWC TR 82-530
?Making use of the Hamiltonian H - cmc2 . (m2c 4 + c p2) , the canonical
angular momentum P8 a r [Pa - (e/c)%(r)I and Eq. (17), we obtain the
electron trajectories13
P r'- R0 = wc6Pl mr 2N + Arn(wrl +)
z = z + p z/im , (18)
!clW c JPe R
where
2
= - - (19)W 2!Wr2 n)wc2 (20)
is the radial betatron frequency-squared of electrons, y8 - (1 - %2)-
is the relativistic mass ratio associated with the aximuthal electron
velocity a8 c, Ar is the amplitude for radial betatron oscillations,P - P0Pe = 0 and T t' - t. Within the context of Eq. (7), it is
valid to approximate
. 6Pe
e= c - 2 (21)YmR%
and to neglect the small oscillatory term cp'/R 0.
After a simple algebraic manipulation that makes use of Eq. (7),
the perturbed distribution function in Eq. (4) is approximated by12'13
P 9
NSWC TR 82-530
SkV V a
fb { I(,- z) ROE e(R) + W 2.(R 0) fbo
+:e. . (22)
[+ (I v (R0 ) -
where the orbit integral I is defined by
T m d exp (i [z£' -9) + k(z' -Z) WT
(23)
kp iSpe -1- + -
and use has been made of Eq. (8). Substituting Eq. (23) into Eq. (22)
and carrying out a tedious but straightforward algebra, we obtain the
perturbed distribution function
2 2 2ec I +( 2
b = im 2 (w _ k, _ kVa) o(% ) + Izitz(%) (24)
Subsequently, integrals of the perturbed current density in the left-hand
side of Eq. (14) are given by
•f RfRidr . (r) - ( / B) dr J, (r)
R R
.r - (RO) + 1z ,) (25)
where the effective susceptibility a is defined by
10
-- -. -, . . ! . 1.- ,,- -. ._- ,.- -
o - +. .._ -' . --- . -. - .. '_--. , _' , , _ _. -- - -
NSWC TR 82-530
2 2 k2R2ck)2 - L kR (26)R 2 (W - L ~c - kSz + ikl zcIA/YZ3)2
and v - Ne2/mc2 is Budker's parameter.
Substituting Eq. (25) into Eq. (14), we obtain the matrix equation
relating ile(R.) and ilz(%). The condition for a nontrivial solution
to this matrix equation is that the determinent of the matrix vanishes.
This gives the general dispersion relation
F tw2 (kc-2 b + b+ d -d+] + 1 0 (27)
p2c2 +d+
where use has been made of the approximation w 1 wc + k8z c, which is
consistent with Eq. (7). Defining the geometric factor r(w,k)
rp2c2 2 Wc2 (kc- $..)2 1r(wk" 2 [d + z (28)
and substituting Eq. (26) into Eq. (27), the dispersion relation in
Eq. (27) is expressed as
v c2 X2 - k2RO2-Jr-- (29)
r(w,k) - - 2 ( 1W k c (z)cA/z3)2(w - ~w- k ,c + ilktI ch/
which can be used to determine the complex eigenfrequency Q w - Lwc - cc z
in terms of various physical parameters.
B. Geometric Factor r(wk)
The evaluation of the wave admittances at the boundaries of the
E-layer is required in order to complete the dispersion relation. To
11
NSWC TR 82-530
make the theoretical analysis tractable, in the subsequent analysis, we
concentrate the lowest modes of the electromagnetic waves inside the
14,1resonator where R < r < R • Moreover, the previous study 1 ,15 have".-:a c
exhibited that the lowest modes in the resonator dominates the wave
interaction. In this regard, for the transverse magnetic (TM) mode, we
select (Appendix)
z() 0, Ra 4 r R Rc (30)
which is lowest mode properly satisfying all the necessary boundary
conditions. The Maxwell equations of the TM mode in the region
0 r 4 R can be expressed as
at a
Sp E (r)-0 (31)~rrr ~2 )
2 2 2 2except the inside of the E-layer (i.e., R < r < R). Here p w /c - k
is defined in Eq. (6). The physically acceptable solutions to Eq. (31)
is given by
A J Jr(pr) 0 R
B 1z (r) - B[JI(pr) - Ji(n)NI(pr)/N1(n)] (32)
R2 r<R a
* where JI(x) and N (x) are Bessel functions of the first and second kind,
respectively, the parameter n is defined by
2 ( c k 2)R 2 (33)
12
NSWC TR 82-530
and A and B are constants. Substituting Eq. (32) into Eq. (11) and
carrying out a straightforward algebra with a << %, we obtain a sum
of the electric wave admittance
i 2J (n)/irt
d + d+ - ( ( T - (34)
*where t - R/a
Similarly, for the transverse electric (TE) mode, the sume of the
magnetic wave admittances is expressed as (Appendix)
b + b+ - (35)" b-b -
, ()+ G(w,k)Nt (M
where
-. I (n)D(w,k). .~ G(w,k) -- ,(36)
I-i N (n)F(wk)
- n (n) /in \2D(w,k) j n, W ( nn
"n
,J 10 (n)Nl( ) - J1 (C)N0 (n)
Not J1 ( )N(n0) - Jl(n)N 1
is the vaccuum dispersion function,
F(wk) D(wk) - ["-n N'() 1 -( --n ) (38)
I I
the integer n in Eq. (37) is defined by
n s + mN (39)
13
NSWC TR 32-530
N is the number of the resonators, a is the half angle of the open
spaces as shown in Fig. 1, a is an integer satisfying 0 < s 4 N - 1,
the prime(') denotes (d/dx)J (x), and finally the parameter is defined
by
2 2 2 2 2 (40)R C R /R 22W/ _k) c(0
Pbr detailed informatiou in deriving Eq. (35), we urge the reader to
read the Appendix. Substituting Eqs. (34) and (35) into Eq. (28)
completes the dispersion relation of the cusptron microwave tube.
4
14
NSWC TR 82-530
III. VACUUM DISPERSION RELATION
In the absence of the beam IV + 0 in Eq. (29)], the dispersion
relation in Eq. (27) reduces to the TM dispersion relation
J t(r) 0O (41)
and to the TE dispersion relation
G I (w,k) - 0 , (42)
where use has been made of Eqs. (28), (34) and (35). The TM dispersion
relation is equivalently expressed as
2W - 2 in (43)
- a
a
where 8in is the nth root of J1($2n) - 0. Similarly, it is shown from
Eq. (36) that the TE dispersion relation can be equivalently expressed
as the ordinary TE mode
- k --in (44)
c R 2
a
and the magnetron TE mode
D(w,k) n (sin na)=- 3 '(n) \ I
n
J0 (n)N1 () - J1 ()No()
N- I"j.(;)N 1 (n) - jI(iiN 1W 0 (45)
1.5
nor
NSWC TR 82-530
where an is the nth root of JI (an) - 0. In Eq. (45), N is the
-€ number of resonators, a is the half angle of the open space in resonator,
the integer n in Eq. (45) is defined by n - s + iN, s - 0, 1, 2, ... N - 1,
and the parameter n and C are defined by n2 2 Ra2/R c2 22 p2Ra2
(W2/c - k2)Ra2 in Eq. (33).
In the remainder of this section, we investigate properties of the
magnetron TE mode in Eq. (45) which relates the parameter n to the
parameter C. In other words, the value of the parameter n is evaluated
in term of Rc/Ra - c/n. Once we determine value of the parameter n, the
dispersion curve in (wk) parameter space is obtained from the relation
W2/C2 _ k2 2/R 2 (46)/ck i /a
Shown in Fig. 2 are plots of the parameters n (solid curves) and C
(dabhed curves) versus the radius ratio Rc/Ra for N - 6, s - 0, a - w/12
and the three lowest radial modes. Several points are noteworthy in
Fig. 2. First, as expected, value of the parameter n decreases
monotonically as the ratio Rc/Ra increases. However, value of the
parameter C stays relatively steady. Second, we note that values of
parameters n and c at Rc/R a - 1 are given by n - C 01 - 3.83 for the
lowest radial mode (the fundamental 2w mode), a02 - 7.02 for the second
and a61 - 7.50 for the third mode. Finally, it is shown for the third
radial mode that the value of the parameter T has a plateau for
1.2 <R /R 1.4.
Figure 3 is plots of the parameter n versus ratio R /R for s - 0,c a
a - w/2N, the lowest radial mode number, and several values of N.i4Remarkably, the value of the parameter n is relatively independent of
16
NSWC TR 82-530
the number N for N ;0 3 and for the lowest radial mode number. On the
A, other hand, for N - 2 and Rc/R a - 1, the parameter n is given
n a " 21 - 3.05. Dependence of the parameter n on the integer s is
presented in Fig. 4 where parameter n is plotted versus the ratio
R /R. for N - 6, a - w/12, lowest radial mode number and differentca
values of s. After a careful examination of Eq. (45), we note that the
dispersion relation for s - 1 is identical to that for s - N - 1, and
so on. In this regard, plots in Fig. 4 are presented only for the
integer s satisfying 0 4 s 4 N/2. Obviously from Fig. 4, we conclude
that the parameter n depends sensitively on the integer s. For R a 1,
the value of the parameter n is given by in - asl for each s. Of course,
the vacuum dispersion relation in Eq. (45) is also investigated for
different values of the half angle a. Shown in Fig. 5 are plots of
the parameter n versus the ratio Rc/R a for N - 8, s 0 0, lowest radial
mode number and several values of a. Parameter n reduces with increasing
value of the half angle a for the range 1 < R c/Ra < 1.4, which is a typical
parameter range of present experiments.
17
NSWC TR 82-530
IV. NEGATIVE-MASS INSTABILITY IN MAGNETRON-TYPE CONDUCTOR
In this section, we investigate stability properties of the
negative-mass instability in a E-layer propagating through a magnetron-
type conductor, by making use of the dispersion relation in Eq. (29).
The growth rate and bandwidth of the negative-mass instability are
directly related to the gain and bandwidth of the cusptron amplifier
or oscillator. Making use of the fact that the "Doppler-shifted"
eigenfrequency 9 in Eq. (7) is well removed from the electron cyclotron
resonance, i.e., IlI < < Wc, and evaluating the function r(w,k) at
k - (w - lwc)/Bzc for the amplifier and at w - - 1w + kB c for
the oscillator, the dispersion relation in Eq. (29) can be approximated
:I by
(wk c g-kr) ki 2z3
(47)
. 2"Z2k 2. 2 - 2
2 YR 0 2 bED
for the amplifier and
[:.r(%,k) +(~r r + i Ik8c3
*O (48)2
2'R02 (t2U- k20)I %
18
NSWC TR 82-530
for the oscillator. In the remainder of this section, the growth rate
S- InMS and the Doppler-shifted real oscillation frequency ar - ReQ arer
numerically calculated from Eq. (47) for the amplifier and from Eq. (48)
for the oscillator. Numerical calculation is carried out for the
nonrelativistic electron beam parameters v - 0.002, A - 0.04, O8 - 0.4
and 8z " 0.2 corresponding to j - 1.118. For a relativistic beam,
8e " 0.96 and 8z " 0.2 corresponding to y - 5.1.
To the lowest order, the eigenfrequency w and axial wavenumber k
are obtained from the simultaneous solution of the vacuum waveguide mode
dispersion relation,
2 2k 2 (49)
c 2R2a
and the condition for cyclotron resonance
w= k + k5 c. (50)
Moreover, to maximize the growth rate and efficiency of microwave
generation and amplification, it is required that the group velocity of
the vacuum waveguide mode in Eq. (49) be approximately equal to the
beam velocity, i.e.,
2V - dw/dk - kc2/W 8 c . (51)g 2
Solving Eqs. (50) and (51) for the characteristic frequency and axial
wavenumber (w,k) - 'w0,k0), we find (Fig. 6)
W Z YZ2 k0 - Z czYz 2 /C . (52)
19
NSWC TR 82-530
For maximum growth, it is also required that (w0 k0) solve Eq. (49) in
• .leading order. Therefore, for maximum efficiency, we find that R should* a
satisfy
R - nc/w cy . (53)a cz
Under the grazing condition in Eq. (53), the cyclotron resonance mode
in Eq. (50) is a tangetial line of the vacuum waveguide mode in Eq. (49),
as shown in Fig. 6. Noting 8 % Wc/C, it is found from Eq. (53) that
the beam radius is determined from
R0/Ra ffi c/Rawc = eyz/n , (54)
and that the parameter n should satisfy the inequality
- nlty > o(55)
for a physically acceptable cusptron microwave tube.
A. Nonrelativistic Cusptron Amplifier
In this section, we summarize results of numerical calculation
from Eq. (47) for the amplifier in a nonrelativistic electron beam6
09 . 0.4) propagating through a unifrom applied magnetic field with
the field index n 0 0. Shown in Fig. 7 is a plot of the geometric
factor r(w,k b) versus normalized frequency w/wc in Eq. (28) for N =.6,gc
Z - 6, s - 0, a - n/12, R c/Ra = 1.4 and Ra w c 0.4433 corresponding
to the grazing condition in Eq. (53) for the parameter n = 2.715 in
Fig. 2. Here the axial wavenumber k is substituted by kb ( - Zc)/5 c
consistent with the dispersion relation in Eq. (47) for amplifiers. As
20
NSWC TR 82-530
expected from the condition Ra w c - 0.4433, the curve of the geometric
tactor r grazes the horizontal line. Values of the geometric factor r
are very close to zero in a considerable range (i.e., 6 <w/w < 6.5 in
Fig. 7) of w space, thereby exhibiting possibility of broad unstable
frequency range.
Figure 8 shows plots of (a) normalized growth rate Oi/wc and
(b) Doppler-shifted real frequency Qr/W c versus w/w obtained from
Eq. (47) for the electron beam parameters v - 0.002, A - 0.04,
ae M 0.4, Oz - 0.2, the field index n - 0 and the grazing conditions
(i.e., R w /c - 0.4433 for R /R 1.4, 0.4934 for R /R - 1.3,
0.5453 for R /R = 1.2, 0.5905 for R /R - 1.1 and 0.6257 for R /R 1),
corresponding to fundamental 21T mode, and parameters otherwise identical
to Fig. 7. For each value of R c/R a, the growth rate curve consists of
two parts; solid line corresponding to relatively large Doppler-shifted
real frequency and dashed line corresponding to very small Doppler-shifted
real frequency [Figs. 8(a) and (b)]. The efficiency of microwave tube is
directly proportional to the Doppler-shifted real frequency.16 In this
regard, even though instability of the dashed curve exhibits large growth
rate, there is no sifnificant amplification in this frequency range
4i corresponding to small Doppler-shifted real frequency. Obviously from
Fig. 8(a), the amplification growth rate [solid curve in Fig. 8(a)]
reduces as R c/Ra approaches to unity. In particular, for R c/Ra f 1,
the amplification growth rate vanishes, thereby smoothly connecting
two dashed curves in Fig. 8(a). In this case (R c/Ra = i), the
Doppler-shifted real frequency Qr/w c is less than 0.003. We also
'I
4 21
NSWC TR 82-530
note from Figure 8(a) that the maximum growth rate of the cusptron is more
[aathan five times that for conventional gyrotron amplifier [Curve for Rcl/R a
1.4 in Figure 8(a)]. Also the Doppler-shifted real frequency for R /R -c a
1.4 in Figure 8(b) exhibits a strong possibility of very high efficiency in
microwaye amplification.
Numerical investigation of Equation (47) has been also carried out for
a broad range of physical parameters s, 1, a, N and various radial mode
number. From this numerical calculation, we maki several conclusions.
First, under the grazing condition Ra = nc/Nw yz corresponding to =,
there is no amplification growth rate of instability for perturbations with
+ N azimuthal harmonic number. Second, optimizing value of the parameter
SRaw /c according to Equation (53), the £ + N perturbations also have substantial
amount of the amplification growth rate with relatively large Doppler-shifited
real frequency. However, comparing with Figure 8, we conclude that the
amplification growth rate of the I = N perturbation is largest and is most
effective means of the microwave amplification. Third, after optimizing the
parameter Rawc/c according to Equation (53), the s = 0 perturbation is the
best in the microwave amplification. Fourth, it is found that the lowest
radial mode perturbation is dominant unstable mode. Fifth, we also found
from the numerical calculation that after optimizing R aw c, the growth rate and
Doppler-shifted real frequency are almost independent of a in the range
i/4N < a < v/2N for s - 0, £ = N and the lowest radial mode number. However,
increasing a from n/2N to 7/N reduces drastically the growth rate and Doppler-
shifted real frequency. Finally, stability properties have been investigated
I
I
NSWC TR 82-530
also for N = 4 and parameters otherwise identical to Figure 8. It has been
shown from numerical calculation that the maximum growth rate and Doppler-
shifted real frequency of N = 4 are comparable to those of N - 6 case. However, the
optimum value of the growth rate and real frequency occurs at Rc/Ra - 1.8
and R aw c/c - 0.4494. After consideration of all of these properties, we
conclude for the nonrelativistic electron beam with - 0.4 that the optimum
physical parameters for microwave amplification are N - 6, £ - 6, s - 0,
- g/12, R c/R -1.4 and R w /c - 0.4433.
B. Effect of Non-Zero Field Index
As shown in Equations (47) and (48), the coupling coefficient is directly
proportional to the parameter
1 1 2. + n (56)1-n - 2 1 - n
where n is the field index defined in Equation (16). Evidently from Equation
(56), for nonrelativistic beam with 682 << 1, small increase of the field
index from zero makes a big difference in the coupling coefficient, thereby
enhancing the gain and efficiency of the microwave amplification. Shown in
Figure 9 is plots of (a) normalized growth rate 1w c and (b) Doppler-shifted
real oscillation frequency 2/wc obtained from Equation (47) for R c/Ra = 1.4,
R aw c/c - 0.4433, several different values of the field index n, and parameters
otherwise indentical to Figure 8. Obviously, the growth rate and real
frequency increase substantially by increasing the field index from zero to
a small positive value. However, since the applied magnetic field is not
anymore uniform along the axial direction for non-zero field index,
23
NSWC TR 82-530
tapering of the conducting wall radius Ra is required in order to match
the grazing condition in Equation (53) (e.g., Rawc/c - 0.4433 in Figure 9).
C. Nonrelativistic Cusptron Oscillator
The growth rate and Doppler-shifted real oscillation frequency are
numerically obtained from Equation (48) for the oscillations in a nonrelativistic
electron beam. Figure 10 is plots of (a) normalized growth rate and (b)
Doppler-shifted real frequency versus normalized axial wavenumber kc/w obtainedC
from Equation (48) for the parameters identical to Figure 8. Normalized
lowest order eigenfrequency wo/wc = t + k8z/c/w is also shown in the horizon-
tal scale in Figure 10. Comparing Figure 10(a) with Figure 8(a), we note
that unstable range in frequency space for the oscillation is broader than
that for the amplifier. Perfurbations in the amplifier are unstable only
for the positive k-space. Moreover, the real frequency in the oscillator
is considerably different from that in the amplifier [Figures 8(b) and 10(b)].
D. Relativistic Cusptron Amplifier
Preliminary investigation of Equation (47) has been carried out for the
amplifiers in a relativistic electron beam with 80 - 0.96 and 8z - 0.2.
After a careful examination of Equation (55) and Figure 2, we note for the
relativistic electron beam (0, - 1) that the first available coupling occurs
at the third lowest radial mode number where the parameter n is larger than
0 N for a reasonable range of R c/R . Figure 11 shows plots of (a) normalized
growth rate i 1w and (b) Doppler-shifted real frequency 0r /w versus /Wic rc c
for 8 - 0.96, the grazing conditions (R wc - 1.1101 for R/ aR m 1.5,a cc a
6 1.1679 for R c/R - 1.25 and 1.2249 for R c/Ra m 1), and parameters otherwise
21
NSWC TR 82-530
identical to Figure 8. Contrary to a nonrelativistic cusptron amplifiers
(in Figure 8), the growth rate and bandwidth of instability in Figure 11,: incrase drastically as Rc /Ra approaches to unity. However, for Rc/R a m 1.5
and % C /c - 1.1101, the Doppler-shifted real frequency of perturbations with
+ . N azimuthal mode number vanishes, while the f - N perturbation has
* considerably large Doppler-shifted real frequency. In this regard, by
selecting Rc/Ra - 1.5 a, Ra c /c - 1.1101, microwaves with I - N mode
perturbations are dominantly amplified, thereby optimizing the microwave
power output for radiation with frequency w = w . On the other hand, forC
_ RR " 1, various other modes compete with the £ - N mode, leading to multi-
mode amplification. Therefore, even though the growth rate for Rc /Ra - 1.5
. is less than that for R /R - 1, geometric configuration with R /R - 1.5 isc a c a
more effective to amplify microwaves. Numerical investigation of Equation
(47) for N - 12 and N - 24 also exhibits very similar properties.
After a careful examination of the geometric factor r(w, k) for a broad
range of various physical parameters, it can be found
r(w, kb) 0,b (57)
,- k)/9k] k - kb = 0,
for particular values of R w /c and frequency w. In this case, in order toa c
correctly evaluate the gain of the cusptron, we approximate Equation (29) by
r Ia1 (2, z kb 21z2C2 (k )k1 r(., - --28 2 2 2~
3 -2
a kJc (.2u - ~2R 2 ). (58)2R02
z 0
25
NSWC TR 82-530
Of course, the dispersion relation in Equation (47) is used to obtain the
gain for a broad range of physical parameters except w satisfying Equation
(57). Obviously, Equation (47) fails to estimate the gain for this
frequency range. We therefore make use of Equation (58) to obtain the gain
at the frequency satisfying Equation (57). We also emphasize the reader
that the gain of the cusptron amplifier at the frequency w corresponding
to Equation (57) is significantly greater than that at other frequencies.
In order to illustrate a high gain cusptron amplification, shown in
Figure 12 are plot of the normalized growth rate S1 1w versus w/w obtainedi c c
from Equations (47) and (58) for -0 = 0.96, N - 24, ti 25, Rc/Ra - 1.1,
R aw c/c = 1.069 and parameters otherwise identical to Figure 8. The dashed
curves in Figure 12 are plot of the gain obtained from Equation (47) in the
frequency range satisfying Equation (57). Obviously Equation (47) fails in
this frequency range. However, Equation (58) correctly evaluates the growth
rate in this region. As expected, the maximum gain in Figure 12 is considerably
enhanced in comparison with that of ordinary cusptron amplifier (Figures 8
and 11). However, the Doppler-shifted real frequency in this frequency range
is comparable or smaller than that for other frequency ranges. Other detailed
properties of the relativistic cusptron amplifiers and oscillators are currently
under investigation by authors for a broad range of physical parameters and
will be published elsewhere.
26I
NSWC TR 82-530
V. CONCLUSIONS
In this paper, we have investigated the negative-mass stability
properties of an E-layer propagating through a magnetron-type conductor,
in connection with application on the cusptron amplifier and oscillator.
Stability analysis has been carried out within the framework of the
linearized Vlasov-Maxwell equations, assuming that the E-layer is thin
and in a fast rotational equilibrium. The formal dispersion relation
of the negative-mass instability was obtained in Section V, including the
important influence of the magnetron-type conductcr which has periodic
resonators. Properties of the vacuum waveguide mode in a magnetron-type
conductor have been briefly investigated in Section III, without including
the influence of beam electrons. Making use of the vacuum dispersion
relation, the cut-off frequency w = nc/R has been calculated in termsct a
of the radius ratio Rc/Ra. For the number N of the resonator more than three,
it has been shown for the fundamental 2w mode with s - 0 that wR a/c aO 0
3.83 when R /R - 1. In Section IV, the negative-mass stability propertiesc a
of an E-layer were numerically investigated, including the important
influence of the magnetron-type conductor. Several points are noteworthy
from this numerical calculation for a nonrelativistic cusptron amplifier
or oscillator. First, optimum coupling occurs between the beam and the
fundamental 2r modes. Utilizing the fundamental 2w mode, it was shown
that for typical present experimental beam parameters, gain and efficiency
of the cusptron can be more than five times those of the gyrotron. Second,
for the applied magnetic field satisfying the grazing condition Ra /c
n/NY of the Z = N perturbations, other azimuthal perturbations with Z # N
z
27
.4I
NSWC TR 82-530
are suppressed. Therefore, under this grazing condition, the I = N mode
perturbation is the dominant unstable mode, optimizing the microwave
power output for radiation with frequency w = Lw c In this regard, even
for relatively small applied field, high frequency microwaves can be
amplified by making use of the cusptron with N > 2. Finally, the growth
rate and Doppler-shifted real oscillation frequency are substaatially
increased by changing the applied field index from zero to a small positive
n value. Preliminary investigation of a relativistic cusptron amplifier has
been carried out, and it has been shown that the stability trend of the
relativistic cusptron is similar to the nonrelativistic case.
28
0o
.* NSWC TR 82-530
VI. ACKNOWLEDGEMENTS
This research was supported by the Independent Research Fund at
the Naval Surface Weapons Center.
:I
'" 29
4-
PJSWC TR 82-530
MAGNETRON-TYPE CONDUCTOR
RESONATOR
0R
0c
0R
SR
E-LAYER
FIGURE 1. CROSS SECTIONAL VIEW OF CUSPTRON
30
NSWC TR 82-530
II N=68' s-=0
77 a lr/1 2
01I1 2 345 6
Rc/Ra
FIGURE 2. PLOTS OF THE PARAMETERS 77 (SOLID CURVES) AND (DASHED CURVES) VERSUSRATIO RcIRa [OBTAINED FROM EQ. (45)] FOR N 6, s =0, a 7r/12 AND THREE LOWESTRADIAL MODES
31
. . . . . . . . . . . .
NSWC TR 82-530
4- s =0a r/2N
N=877 N=6
2 N=4
N=2
13 5
FIGURE 3. PLOTS OF PARAMETER 77 VERSUS RATF) R C/R a OBTAIINED FROM EQ. (45) FOR s=0,airf2N, LOWEST RADIAL MODE NUMBER, AND SEVERAL VALUES OF N
32
-
NSWC TR 82-530
4 N=6a=7r/12
s=2
b77
2
s= 3 =O
01 3 5
L'L"L.:RC/R
a
FIGURE 4. PLOTS OF PARAMETER r VERSUS RATIO RcIRa OBTAINED FROM EQ. (45) FOR N-6,a - /12, LOWEST RADIAL MODE NUMBER AND DIFFERENT VALUES OF s
33
I
NSWC TR 82.530
4 7r/32 N=87r/l16 s=0
3 7r/327r/8
12
01 35
Rc/Ra
FIGURE 5. PLOTS OF PARAMETER 17VERSUS RATIO R /R1 OBTAINED FROM EQ. (45) FOR N =8,
s 0, LOWEST RADIAL MODE NUMBER AND SEVERAL VALUES OF c
34
o ,, . . .. ; ., . ° . ,., - . . . - ,. *, . -'--' J,-. .. _ ._. -........ .
NSWC TR 82-530
W 2/C2 k2 = 72/R2a
k
,.
FIGURE 6. THE STRAIGHT LINES w k1zc + 2w AND wA~ kc/O3z INTERSECT AT (wk) =
(Qw-t Qw2C2 2 172R 2 2 /
Z, O ' 0.THE VACUUM WAVEGUIDE MODE W~ (k2 /RaPASSES THROUGH (wo, k) PROVIDED RawcIC
35
NSWC TR 82-530
N=6 Rc/Ra =1.4"':" s =040...R c/c= 0.4433
a c20 a=ir/12
6.4-1 0 6.2 6.6
-20
-40
-60
FIGURE 7. PLOT OF THE GEOMETRIC FACTOR F(w,kb) VERSUS NORMALIZED FREQUENCYO w/c IN EO. (28) FOR N - 6, Q = 6, s - 0, a - ir/12, Rc/Ra - 1.4 AND Raw = 0.4433
CORRESPONDING TO THE GRAZING CONDITION FOR ,' " 3.2
3
36
NSWC TR 82-530
*1"
(a) v=0.002 A =0.04,
::: 'iR 8 /Ra 1.4
0-
x ~ ~1.3I/
li \ 11.2 1 I
6.0 6.2 6.4 6.6
FIGURE 8. PLOTS OF (a) NORMALIZED GROWTH RATE ni/wc AND DOPPLER-SHIFTED REALOSCILLATION FREQUENCY Sr/w VERSUS w/w OBTAINED FROM EQ. (47) FORELECTRON BEAM PARAMETERS v = 0.002. L = 0.04, 00 = 0.4, Oz = 0.2, FIELD INDEXn = 0 AND THE GRAZING CONDITIONS CORRESPONDING TO EQ. (53), ANDPARAMETERS OTHERWISE IDENTICAL TO FIGURE 7
37I
a . * -. .S
NSWC TR 82-530
(b) V=0.002, A=0.04,g°= 0 "4 ' f3z =0.2,
12-
x -
3.
oc 6
06.0 6.2 6.4 6.6
FIGURE 8. (CONTINUED)
38
- -
NSWC TR 82-530
(a) Rc/Ra= 1.4, V =0.002,Rawc/C=0.4433, A=0.04,
n=0.2 e 0.4 , /3z =0.216
n n= 0. 1
0 n-O-i:8
6.0 6.2 6.4 6.6wcC
FIGURE 9. PLOTS OF (a) NORMALIZED GROWTH RATE 1i/wc AND (b) DOPPLER-SHIFTED REAL
OSCILLATION FREQUENCY 2r/wc VERSUS w/w/c OBTAINED FROM EQ. (47) FOR
Rc/Ra = 1.4, Ra w/C = 0.4433, SEVERAL DIFFERENT VALUES OF THE FIELD INDEX
n, AND PARAMETERS OTHERWISE IDENTICAL TO FIGURE 8
39
NSWC TR 82-530
24- (b) Rc/Ra =1.4, P=0.002,Ra w /c=O.4433, A=0.041
0.~ 4,'~ I = 0.2
* 016
01
04
NSWC TR 82-530
(a) =0.002,, A=0.04,0 =0.4, fPZ=0.2, n=O
00I!8-
x
c4 0
0 c/i a
-0.5 0 1.25 2.5kc/ c
5.9 6.0 6.25 6.5Wb/cOc
FIGURE 10. PLOTS OF (a) NORMALIZED GROWTH RATE fi/wc AND (b) DOPPLER-SHIFTED
REAL FREQUENCY Qr/wc VERSUS NORMALIZED AXIAL WAVE NUMBER kc/w c
OBTAINED FROM EQ. (48) FOR THE PARAMETERS IDENTICAL TO FIGURE 8
41
NSWC TR 82-530
6
4 f 0 0 0 4 , 0,=0.2, n=o
0
-0.5 0 1.25 2.5kc/cuw
59 6.0 6.25 6.5
b0c
FIGURE 10. (CONTINUED)
42
"Wa
NSWC TR 82-530
(a) v=0.002, A=0.04,10- go =0.96, 8z=0.2
* I
" a
5- Rc/Ra=1
Ii1.25
0 1.5
6 6.4 6.8
FIGURE 11. PLOTS OF (a) NORMALIZED GROWTH RATE 2i/c AND (b) DOPPLER-SHIFTED REALFREQUENCY *r/wc VERSUS w/w c FOR go = 0.96, THE GRAZING CONDITIONS
CORRESPONDING TO EQ. (53). AND PARAMETERS OTHERWISE IDENTICALTO FIGURE 8
.4
NSWC TR 82-530
* . 0 () V 0.002, A 0.04,0 =0.96, #3 =0.2
* . 0
: . x
5 3 5a-
1.25_ 1.5
06
6 6.4 6.8- /Icwoc
FIGURE 11. (CONTINUED)
44i4
I
NSWC TR 82-530
" N=24, 1=25,s =O, Rc/Ra = 1.1,
3 RaCwc/C = 1.069 '/ \ v 0.002,
o A=0.04,0 0=0.96~20-
025
25 26 27
S.4
FIGURE 12. PLOT OF THE NORMALIZED GROWTH RATE Qi/w c VERSUS wl/c OBTAINED FROM
EQS. (47) AND (58) FOR 0 = 0.96, N - 24, Q - 25, Rc/Ra . 1.1, Rawc/c = 1.069, a = /2 ,
AND PARAMETERS OTHERWISE IDENTICAL TO FIGURE 8
45
I
I.
NSWC TR 82-530
REFERENCES
1. V. A. Flyagin, A. V. Gaponov, M. I. Petelin, and V. K. Yulpatov,IEEE Trans. Microwave Theory Tech. MTT-25, 514 (1977).
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6. H. S. Uhm and R. C. Davidson, Phys. Fluids 24, 1541 (1981).
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8. W. W. Destler, D. W. Hudgings, M. J. Rhee, S. Kawasaki, andV. L. Granatstein, J. Appl. Phys. 48, 3291 (1977).
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10. W. W. Destler, R. L. Weiler, and C. D. Strittler, Appl. Phys. Lett.38, 570 (1981).
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14. N. M. Kroll and W. E. Lamb, Jr., J. Appl. Phys. 19, 166 (1948).
15. G. B. Collins, Microwave Magnetrons, (New York, McGraw-Hill Co.,1948) Chap. 2.
16. P. Sprangle and W. M. Manheimer, Phys. Fluids 18, 224 (1975).
46
NSWC TR 82-530
APPENDIX A
Magnetic Wave Admittances
In this section, we obtain expressions for the wave admittances at
the boundaries of an E-layer in a magnetron-type conductor. Shown in
Fig. A-I is one of the resonators in a magnetron-type conductor. Obviously,
the electromagnetic field in the resonator is required to satisfy the
boundary conditions
r (r R) z(r R) = 0(r R)= 0,
(A.l)
B(e= ±a) E (e ±a) = (e ±M) -0e z r
The previous study1 5'16 has shown that the lowest azimuthal mode in the
resonator dominates the wave and beam interaction. Moveover, the
theoretical analysis is considerably simplified when the electromagnetic
field in the resonator is represented by the lowest azimuthal mode.
Therefore, after a careful examination of the boundary conditions in
Eq. (A.1), it is shown that the electric and magnetic fields in the.4
resonator are expressed as
B b [Jo(pr) - Jl(C)N0 (pr)/Nl(4)] exp {ikz} , (A.2)
E= ib(W/cp)[Jl(pr) - JI( )NI(pr)/NI( )] exp {ikz} , (A.3)
B = - (kc/w)E, (A.4)
A-I
NSWC TR 82-530
for the TE mode and
E B -E 0 (A.5)r e z
for the TM mode. In Eq. (A.2), J (x) and N (x) are Bessel functions of2. 2.the first and second kind, respectively, C - (W2 /C 2 - k2 R and b is
a constant. It is also emphasized that Eq. (A.5) is valid provided
W2/c2 _ k2 # 0. Making use of Eq. (A.5), the electric wave admittances
have been obtained in Eq. (34).
In the interaction region 0 4 r < Ra, the perturbed axial mangetic
field is expressed as
Sbin Jn(pr) exp { i(n8 + kz) }
on
- .- O <r <R 0B 4 r (A.6)
z
pbn Zn(pr) exp {i(ne + kz)}n nZ
R <r R0 a
where the function Zn (pr) is defined by
Jn(Pr) ,n
Z (pr) - (A.7)n
J2Z(pr) + G2IN2I(pr) , n .
and constant GZ is determined from the proper boundary condition. From
Eq. (A.3), we obtain the azimuthal electric field
A-20e
,I I _* I ., , ,.1*, ,!. . .. ,I il jZ . .... ! -. ,!
NSWC TR 82-530
-E(Ra + ) -i(w/cp) [Jl10) - J1 (r)Nl(n)/Nl( )1 exp { ikz } , (A.8)
for
Lr a < < 2-- + .+N N
and Ee(R ) = 0, otherwise, where N is the number of the resonators,
q0, 1, .. N -1, and *( )denotes 60 * (R.j + 6). It is also shownb +
from Eq. (A.6) that
e(Ra-) - -i(w/cp) 1 b Z (n) exp {i(ne + kz)} (A.9)a n nn
where the prime (') denotes (d/dx)Z n(x).
The constants bn are determined by the average field matching15 16
f dE(Ra) exp {-in}': f o
N-1 ((2nq/N)+ a
-E C R a+) d I d expf-mnej (A.10)q a 0 fJ(2irqf/N) -a
which gives
• 1
for n - s + inN, and b - 0 otherwise, where m is any integer and s = 0,n
1, ... N - 1. Substituting Eq. (A.l1)into Eq. (A.6), the axial magnetic
field in R0 < r < R is expressed as0i a
A-3
• 4- '
NSWC TR 82-530
Nc [F- J ( ") - 1l(
Br -b-I-i-- Nl(n) 1L.P (A.12)
CO Z(pr) (snnm-x Z n / exp {i(ne + kz)}MEi -- z W(n) n I
Resonance is determined by the requirement that the average value of
the axial magnetic field in the interaction region match that in the
resonator, i.e.,
(2wq/N) + a
deB z(R ) - 2B z(R ) . (A.13)
(2irq/N) - a
Substituting Eqs. (A.2) and (A.12) into Eq. (A.13), and carrying out a
tedious but straightforward algebra, we determine the constant G
J£ (n)D(w,k)
G (D,k) - (A.14)'..N£ ()F(,k)
where the vacuum dispersion function D(w,k) is defined by
' n(n) in na) 2
D(wk)m = -J (n )
(A. 15)
" J(n)NI() - Jl(C)N0W: Na JI1()NIl() - Jl (n)N l()
and the function F(w,k) is given by
A
bI,- A-4
.I
NSWC TR 82-530
F(w,k) aD(w,k) -___ ic J(A.16)(ni) N2 W>
The perturbed axial magnetic field with azimuthal harmonic number
2 is given by
{.~r bl 2 J 2I(pr) , 0 4 r < RO ,
]r b, [i. (pr) + G2IN 2I(pr)] , < r -4 R (
from Eq. (A.6). Making use of Eq. (A.17) and the definitions of the
magnetic wave admittances in Eq. (12), it can be shown that sum of the
magnetic wave admittances at r - R0 is expressed as
2b_ +. = I) (A.18)I I
b +b+ J- ()+GN {
where R0/R c =nRR = (w2/c2 - k2) R0.
A-5
NSWC TR 82-530
I2.a
FIGURE A-1. CONFIGURATION OF A RESONATOR
A-6
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