Top Banner
765 T ricuspid regurgitation (TR) is associated with morbid- ity and mortality in children with hypoplastic left heart syndrome (HLHS). 1–3 Cross-sectional studies using 2-dimen- sional echocardiography (2DE), 3-dimensional echocardiog- raphy (3DE), and intraoperative surgical inspection of the tricuspid valve (TV) after stage 1 palliation have suggested multiple causative factors for TR in HLHS. These include annular and ventricular dilation, leaflet prolapse and tether- ing, leaflet dysplasia, papillary muscle (PM) displacement, and right ventricular (RV) dyssynchrony. 4–6 Clinical Perspective on p 772 Real-time 3DE has emerged as a clinically useful tool for anatomic and functional assessment of atrioventricular valves before and after surgical repair. 7,8 Several studies have shown the added value of 3DE over 2DE in the evaluation of mitral valve disease. 6,9–16 In pediatric subjects, real-time transthoracic 3DE generates optimal images of the TV. 8–10 Quantitative 3DE permits evaluation of the spatial relationships between the TV annulus, leaflets, and the supporting apparatus by measure- ment of tethering and prolapse volumes, leaflet and annular areas, and PM angles. 4,11 We have reported the use of quan- titative 3DE to assess mechanisms of TR and demonstrated that this technique is able to detect areas of TV tethering and prolapse in HLHS. 4 Previous studies have evaluated mechanisms for TR in HLHS at or beyond the time of the second-stage palliation; however, there is a paucity of literature on TV function before Background—Our purpose was to test the following hypotheses: (1) patients with hypoplastic left heart syndrome who develop significant tricuspid regurgitation (TR) or require tricuspid valve (TV) surgery in the medium term have detectable TV abnormalities by 3-dimensional echocardiography (3DE) prestage 1 palliation and (2) TR is associated with reduced survival and increased TV intervention. Methods and Results—Infants were prospectively studied with 3DE and 2DE prestage 1 and followed up for the end points of TR, TV surgery, transplantation, or death. From prestage 1 3DE, spatial coordinates of TV annulus and leaflets were extracted; annulus size, leaflet area, prolapse volume, tethering volume, bending angle, and papillary muscle angle were measured. TR was assessed prestage 1 and at latest follow-up. Of 70 patients, 62 (88.6%) had mild or less TR and 8 (11.4%) had moderate or greater TR prestage 1. Prestage 1 tethering volume correlated to leaflet area (r=0.736; P<0.001), annulus area (r=0.651; P<0.001), right ventricular end-diastolic area (r=0.347; P=0.003), fractional area change (r=−0.387; P<0.001), and TR grade (r=0.447; P<0.001). At follow-up, 46 (65.7%) had mild or less TR (group A) and 24 (34.3%) had moderate or greater TR (group B). Prestage 1 3DE showed greater TV tethering volume and flatter annulus in group B. Survival was better in group A. Conclusions—Increased TV tethering volume and flatter bending angle prestage 1 palliation is associated with TV failure at medium-term follow-up. Increased prestage 1 tethering is related to having larger TV annulus, larger leaflet area, larger right ventricular size, and reduced systolic function. TR progression results in increased TV intervention and decreased survival. (Circ Cardiovasc Imaging. 2014;7:765-772.) Key Words: echocardiography, three-dimensional heart ventricles hypoplastic left heart syndrome pediatric cardiology tricuspid valve © 2014 American Heart Association, Inc. Circ Cardiovasc Imaging is available at http://circimaging.ahajournals.org DOI: 10.1161/CIRCIMAGING.113.001161 Received August 5, 2013; accepted July 24, 2014. From Pediatric Cardiology, Children’s Hospital and Medical Center and University of Nebraska Medical Center, Omaha (S.K., L.L., A.P., D.A.D.); Stollery Children’s Hospital (T.C., E.T., C.V., D.T.T., J.F.S., N.S.K.) and Department of Biomedical Engineering (R.B.T.), University of Alberta, Edmonton, Alberta, Canada. *Drs Kutty and Colen contributed equally to this work. Correspondence to Shelby Kutty, MD, University of Nebraska Medical Center and Children’s Hospital and Medical Center, 8200 Dodge St, Omaha, NE 68114. E-mail [email protected] Tricuspid Regurgitation in Hypoplastic Left Heart Syndrome Mechanistic Insights From 3-Dimensional Echocardiography and Relationship With Outcomes Shelby Kutty, MD*; Timothy Colen, MBBS*; Richard B. Thompson, PhD; Edythe Tham, MBBS; Ling Li, MD, PhD; Chodchanok Vijarnsorn, MD; Amanda Polak, RDCS; Dongngan T. Truong, MD; David A. Danford, MD; Jeffrey F. Smallhorn, MBBS; Nee Scze Khoo, MBChB Cardiomyopathies by guest on February 24, 2016 http://circimaging.ahajournals.org/ Downloaded from
9

Tricuspid regurgitation in hypoplastic left heart syndrome: mechanistic insights from 3-dimensional echocardiography and relationship with outcomes

May 14, 2023

Download

Documents

Welcome message from author
This document is posted to help you gain knowledge. Please leave a comment to let me know what you think about it! Share it to your friends and learn new things together.
Transcript
Page 1: Tricuspid regurgitation in hypoplastic left heart syndrome: mechanistic insights from 3-dimensional echocardiography and relationship with outcomes

765

Tricuspid regurgitation (TR) is associated with morbid-ity and mortality in children with hypoplastic left heart

syndrome (HLHS).1–3 Cross-sectional studies using 2-dimen-sional echocardiography (2DE), 3-dimensional echocardiog-raphy (3DE), and intraoperative surgical inspection of the tricuspid valve (TV) after stage 1 palliation have suggested multiple causative factors for TR in HLHS. These include annular and ventricular dilation, leaflet prolapse and tether-ing, leaflet dysplasia, papillary muscle (PM) displacement, and right ventricular (RV) dyssynchrony.4–6

Clinical Perspective on p 772

Real-time 3DE has emerged as a clinically useful tool for anatomic and functional assessment of atrioventricular valves

before and after surgical repair.7,8 Several studies have shown the added value of 3DE over 2DE in the evaluation of mitral valve disease.6,9–16 In pediatric subjects, real-time transthoracic 3DE generates optimal images of the TV.8–10 Quantitative 3DE permits evaluation of the spatial relationships between the TV annulus, leaflets, and the supporting apparatus by measure-ment of tethering and prolapse volumes, leaflet and annular areas, and PM angles.4,11 We have reported the use of quan-titative 3DE to assess mechanisms of TR and demonstrated that this technique is able to detect areas of TV tethering and prolapse in HLHS.4

Previous studies have evaluated mechanisms for TR in HLHS at or beyond the time of the second-stage palliation; however, there is a paucity of literature on TV function before

Background—Our purpose was to test the following hypotheses: (1) patients with hypoplastic left heart syndrome who develop significant tricuspid regurgitation (TR) or require tricuspid valve (TV) surgery in the medium term have detectable TV abnormalities by 3-dimensional echocardiography (3DE) prestage 1 palliation and (2) TR is associated with reduced survival and increased TV intervention.

Methods and Results—Infants were prospectively studied with 3DE and 2DE prestage 1 and followed up for the end points of TR, TV surgery, transplantation, or death. From prestage 1 3DE, spatial coordinates of TV annulus and leaflets were extracted; annulus size, leaflet area, prolapse volume, tethering volume, bending angle, and papillary muscle angle were measured. TR was assessed prestage 1 and at latest follow-up. Of 70 patients, 62 (88.6%) had mild or less TR and 8 (11.4%) had moderate or greater TR prestage 1. Prestage 1 tethering volume correlated to leaflet area (r=0.736; P<0.001), annulus area (r=0.651; P<0.001), right ventricular end-diastolic area (r=0.347; P=0.003), fractional area change (r=−0.387; P<0.001), and TR grade (r=0.447; P<0.001). At follow-up, 46 (65.7%) had mild or less TR (group A) and 24 (34.3%) had moderate or greater TR (group B). Prestage 1 3DE showed greater TV tethering volume and flatter annulus in group B. Survival was better in group A.

Conclusions—Increased TV tethering volume and flatter bending angle prestage 1 palliation is associated with TV failure at medium-term follow-up. Increased prestage 1 tethering is related to having larger TV annulus, larger leaflet area, larger right ventricular size, and reduced systolic function. TR progression results in increased TV intervention and decreased survival. (Circ Cardiovasc Imaging. 2014;7:765-772.)

Key Words: echocardiography, three-dimensional ◼ heart ventricles ◼ hypoplastic left heart syndrome ◼ pediatric cardiology ◼ tricuspid valve

© 2014 American Heart Association, Inc.

Circ Cardiovasc Imaging is available at http://circimaging.ahajournals.org DOI: 10.1161/CIRCIMAGING.113.001161

Received August 5, 2013; accepted July 24, 2014.From Pediatric Cardiology, Children’s Hospital and Medical Center and University of Nebraska Medical Center, Omaha (S.K., L.L., A.P., D.A.D.);

Stollery Children’s Hospital (T.C., E.T., C.V., D.T.T., J.F.S., N.S.K.) and Department of Biomedical Engineering (R.B.T.), University of Alberta, Edmonton, Alberta, Canada.

*Drs Kutty and Colen contributed equally to this work.Correspondence to Shelby Kutty, MD, University of Nebraska Medical Center and Children’s Hospital and Medical Center, 8200 Dodge St, Omaha,

NE 68114. E-mail [email protected]

Tricuspid Regurgitation in Hypoplastic Left Heart SyndromeMechanistic Insights From 3-Dimensional Echocardiography and

Relationship With Outcomes

Shelby Kutty, MD*; Timothy Colen, MBBS*; Richard B. Thompson, PhD; Edythe Tham, MBBS; Ling Li, MD, PhD; Chodchanok Vijarnsorn, MD; Amanda Polak, RDCS;

Dongngan T. Truong, MD; David A. Danford, MD; Jeffrey F. Smallhorn, MBBS; Nee Scze Khoo, MBChB

Cardiomyopathies

by guest on February 24, 2016http://circimaging.ahajournals.org/Downloaded from

Page 2: Tricuspid regurgitation in hypoplastic left heart syndrome: mechanistic insights from 3-dimensional echocardiography and relationship with outcomes

766 Circ Cardiovasc Imaging September 2014

stage 1 and its potential implications on TR and RV function at follow-up. The relevance of prestage 1 TR in the manage-ment of HLHS is unknown because there are no longitudinal studies on evolution of TV function over time. After our ini-tial reports on the use of 3DE in the assessment of HLHS, we established a prospective, longitudinal, bi-institutional study since 2007 to serially examine TV function using 2DE and 3DE. Our primary hypothesis was that patients who develop significant TR at any stage have functional abnormalities of the TV before stage 1 palliation. Accordingly, the specific aims of the present study were to (1) prospectively derive parameters for quantitative assessment of the TV by real-time 3DE before stage 1 palliation and (2) correlate the severity of TR at follow-up with medium-term outcomes in patients with HLHS.

Methods

Patient PopulationThis was a prospective study of patients with classic HLHS born at the Stollery Children’s Hospital, University of Alberta and the Children’s Hospital and Medical Center, University of Nebraska Medical Center from January 2007. Variants of HLHS such as het-erotaxy or unbalanced atrioventricular septal defect were excluded. Patients were also excluded if their gestational age was <35 weeks or if extracardiac malformations were present. Institutional review board approvals were obtained from both institutions, and informed consent was obtained from parents of all recruited patients.

Before stage 1 palliation, all patients were cared for in a neonatal intensive care unit on prostaglandin E1. The physicians responsible for clinical care determined the requirement for ventilation or inotro-pic support. Patient demographics and acid-base status at the time of echocardiogram were recorded. Patients underwent stage 1 palliation with an RV-to-pulmonary artery conduit (Sano shunt) as the provi-sion for pulmonary blood flow. Elective bidirectional cavopulmonary anastomosis was performed between 4 and 6 months of age on the basis of the treating cardiologist’s clinical assessment, including level of urgency for single ventricular unloading, trends in arterial oxygen-ation, and somatic growth. Data were assessed via review of surgical database and clinical records for outcomes including the occurrence and timing of TV repair, further palliative surgery, cardiac transplant, or death.

Two-Dimensional EchocardiographyStandard 2DE was obtained before stage 1 palliation and at follow-up on iE33 (Philips Medical Systems, Andover, MA) or Vivid 7 (GE Medical Systems, Milwaukee, WI) ultrasound systems with ECG tracing. Before stage 1 palliation and at latest follow-up, the fol-lowing 2DE measurements were included: (1) RV fractional area change, (2) RV diastolic area, (3) left ventricular (LV) diastolic area, (4) RV sphericity index, and (5) degree of TR. RV areas were mea-sured from the apical 4-chamber view by tracing the RV endocar-dium in systole and diastole, and percentage fractional area change was calculated as (end-diastolic area−end-systolic area)/end-diastol-ic area×100. Sphericity index was measured at end-diastole from the apical 4-chamber view, with the long-axis dimension measured from the midpoint of the TV annulus to the RV apex and the short-axis dimension measured from the free wall to the septum perpendicu-lar to the long-axis dimension at its midpoint. LV size was mea-sured as LV area at end-diastole from the apical 4-chamber view. Ventricular sizes were indexed to body surface area calculated using the Haycock formula.

TR was assessed with 2DE before stage 1 palliation and at most recent follow-up (before TV surgery, cardiac transplanta-tion, death, or conclusion of the study) by qualitative grading. The severity of TR was graded as follows: trivial (narrow single jet), mild (multiple narrow jets), moderate (wide jet reaching

midportion of the right atrium), and severe (wide jet reaching the back wall of the right atrium). The TR grades at latest follow-up were grouped as mild or less (group A) and moderate or greater (group B) for analysis.

Three-Dimensional EchocardiographyThe iE33 ultrasound system and matrix X7-2 transthoracic transducer (Philips Medical Systems, Andover, MA) were used for image ac-quisition before stage 1 palliation. Images were acquired during an expiratory breath-hold if the patient was ventilated or free breathing if not ventilated. Multibeat acquisitions (with ECG gating to merge pyramidal scans obtained over 4 or 7 heart beats) were used to maxi-mize frame rate in all patients. Multiple full-volume data sets were acquired in the apical window using the high frame rate mode, and the smallest sector format was used to acquire an image optimized for spatial and temporal resolution. Care was taken to minimize stitch artifacts by avoiding significant respiratory changes and by reducing transducer movement during image acquisition. Analysis was per-formed only on the 3D data set without stitch artifact from respira-tory movement.

Three-Dimensional Echocardiography QuantificationThe raw 3DE data sets were transferred from the ultrasound system to an offline system for analysis (TomTec Inc, Unterschleissheim, Germany) as described previously.4 In brief, one experienced observ-er (T.C.) performed all analyses in a blinded fashion. End-diastole was defined as the frame after TV closure, and end-systole was de-fined as the frame before TV opening. The number of frames be-tween end-diastole and end-systole was counted, and midsystole was defined as the midpoint. Twelve radial planes were obtained (every 15°) around the center of the TV annulus, and the annulus was de-lineated at the leaflet hinge points in midsystole. To delineate the 3D surface of the leaflets, 9 radial planes (20° between each) were obtained around the center point of the TV annulus. In midsystole, 9 coordinate points were placed along the leaflet from annulus to annulus on each plane. To mark the anterior PM, the tip and base of the anterior PM was triangulated from 3 planes that were centered on the TV annulus at 3 equidistant points. From each point in turn, the plane was rotated manually until the tip of the PM was identified and a marker was placed. From the same annular point, the base of the PM was marked using the same technique. This was performed from 3 TV annular points such that the PM tip and base were each marked by 3 markers.

All points were converted into spatial coordinates (x, y, and z) and exported into Matlab (MathWorks Inc, Natick, MA) for analysis. This proprietary software was used to develop 3D models of the TV and its apparatus for analysis as described previously.4,11 Briefly, by using the extracted x, y, and z spatial coordinates, the software de-fined 2 separate surfaces, one surface that is fit to the TV leaflets and one that is fit to the annulus. The coordinate system was rotated and translated so that the origin (0, 0, 0) is at the center of the annulus and the z axis is perpendicular to the best-fit plane to the annulus, as shown in Figure 1A and 1C, for 2 representative subjects. In this new frame of reference, the leaflet and annular surfaces were defined by z-coordinates over a uniformly spaced x–y grid, with points every 1.0 mm. The best-fit annular surfaces for 2 sample cases are shown in Figure 1A and 1C, showing the uniformly spaced mesh grid that defines a smooth surface passing through all annular points. A simi-lar surface was defined for the leaflet points, shown in Figure 1B and 1D, with a solid texture to highlight the volume contained by the leaflet. The volume was calculated as the sum of elemental rectan-gular volumes defined in the x–y dimension by the uniformly spaced grid and in the z-dimension (the vertical dimension in Figure 1) by the 2 surfaces at each of the x–y coordinates. The tethering volume was defined as the volume between the surfaces below the annulus (toward the RV), and the prolapse volume was the volume between the surfaces above the annulus (toward the right atrium). The leaflet and annular areas were calculated as the areas of these respective

by guest on February 24, 2016http://circimaging.ahajournals.org/Downloaded from

Page 3: Tricuspid regurgitation in hypoplastic left heart syndrome: mechanistic insights from 3-dimensional echocardiography and relationship with outcomes

Kutty et al 3DE in Hypoplastic Left Heart Syndrome 767

surfaces, where the annulus defines the intersection of the surfac-es. The annular bending angle was measured using a previously reported method, illustrated in Figure 1.4 Briefly, the annulus was divided into anterior and posterior sections, as defined by the bend-ing points, identified in the figure near the midseptum. The annular points in each of these sections were fit with a plane (non-negative least squares), from which the bending angle was measured as the angle between the normal lines for each plane. The line of the PM was defined as the best-fit line between the points identifying the tip and the base of the anterior PM. The angle of this line to the annular plane was then measured.

StatisticsContinuous variables are presented as median (range) or mean±SD as appropriate. Comparisons of normally distributed continuous vari-ables between groups were made using Student t test. Comparisons of non-normally distributed variables were made using Mann–Whitney U test. Total count and percentages are reported for categorical vari-ables. Pearson product–moment correlation coefficients were used to determine the strength of the relationship between continuous variables. Abnormal TV tethering was defined as a tethering volume of >0.69 mL/m2 per our previous work.4 Comparisons of outcomes (mortality or transplant) among patients grouped by categorical vari-ables such as sex, morphological type, and TR were compared using Fisher exact test for 2×2 tables, and the Freeman–Halton extension of

Fisher exact test for 2×3 tables. Intraobserver and interobserver agree-ments for 20 repeated quantitative 3DE measurements were deter-mined using Bland–Altman analysis to identify possible bias (mean divergence) and the limits of agreement (2 SD of the divergence). The level of statistical significance was set at P<0.05. Analysis was performed using commercially available statistical software (SPSS version 19.0, SPSS Inc., Chicago, IL and MedCalc version 13.0.2, Ostend, Belgium).

ResultsThe study cohort consisted of 70 infants with HLHS. Forty-five patients completed bidirectional cavopulmonary anasto-mosis at a mean age of 5.8±1.5 months, and 20 patients have undergone Fontan completion at a mean age of 34.6±5.8 months. Seven patients required TV surgery, 8 have under-gone cardiac transplantation for deteriorating RV function, and there were 25 deaths. Before stage 1 palliation, 62 patients (88.6%) had mild or less TR and 8 patients (11.4%) had mod-erate or greater TR. At latest follow-up, 46 (65.7%) patients moderate or greater TR (group A) and 24 (34.3%) had mild or less TR (group B). The 2DE characteristics at prestage 1 palliation and at latest follow-up compared between groups

Figure 1. Derivation of 3-dimensional model of the tricuspid valve components for characterization of morphology. This figure demon-strates the methodology used to quantify the targeted tricuspid valve parameters. Tricuspid valve in a subject with (A and B) a smaller tethering volume and (C and D) a large tethering volume. Left, The raw leaflet coordinates from the 9 radial planes, and best-fit annulus from the 12 radial planes, are shown. Also shown is a best-fit annular surface, which defines the surface of zero tether or prolapse. Right, The corresponding panels show the best-fit leaflet surface and the annular plane, which intersect at the annulus. For measurement of bending angle (E), the annulus was divided into anterior and posterior sections as defined by the bending points, identified in the figure near the midseptum. The annular points in each section were fit with a plane, and the bending angle was measured as the angle between the normal lines for each plane.

by guest on February 24, 2016http://circimaging.ahajournals.org/Downloaded from

Page 4: Tricuspid regurgitation in hypoplastic left heart syndrome: mechanistic insights from 3-dimensional echocardiography and relationship with outcomes

768 Circ Cardiovasc Imaging September 2014

A and B are shown in Table 1. At prestage 1, the RV frac-tional area change, RV end-diastolic area, or RV sphericity index in group B were no different to group A. There was a trend toward smaller LV end-diastolic area in group B. At lat-est follow-up, there was no difference between the 2 groups in 2DE RV parameters.

The morphology, surgical history, and outcomes are shown in Table 2. The prestage 1 palliation 3DE data for all patients and comparisons between groups A and B are shown in Table 3. Low prestage 1 tethering volume con-ferred significant survival benefit over those patients with high tethering volume (Figure 2). Survival to 53 months in the low-indexed tethering volume group was 72% and in the high-indexed tethering volume group was 41% (P=0.042). Other prestage 1 3DE parameters (TV leaflet and annular areas, bending, and PM angles) were not found to have a statistically significant relationship with survival. Although greater tethering volume (P=0.009) and bending angle (P=0.022) was demonstrated in group B compared with group A, there were no statistically significant differ-ences in leaflet area, annulus area, or PM angle between the groups. Prestage 1 tethering volume correlated to leaflet area (r=0.74; P<0.001), annulus area (r=0.65; P<0.001), RV end-diastolic area (r=0.35; P=0.003), and fractional area change (r=−0.39; P<0.001) as shown in Figure 3. Tethering volume also correlated significantly with TR grade at fol-low-up (r=0.45; P<0.001). The TV prolapse volumes were small in all patients with no statistically significant differ-ence between the groups.

All patients in group B had significant morbidity with 7 requiring TV surgery (versus 0 in group A; P=0.005) and 6 progressing to transplantation (versus 2 in group A; P=0.038). Twelve of 46 patients in group A (26%) died, as compared with 13 of 24 (54%) from group B (P=0.027). The Bland–Altman analysis showed good intraobserver and interobserver

agreements for quantitative 3DE measurements as represented in Figures 4 and 5.

DiscussionThe main finding of the present study is that TV failure at medium-term follow-up in HLHS is associated with a larger tethering volume and bending angle (flatter annulus) in the first weeks of life, before any surgical intervention. This larger tethering volume is related to larger TV annulus area, total TV

Table 2. Morphology, Surgical History, and Outcomes Compared Between Groups

Variable Group A Group B P Value

Sex (male/female) 33/13 14/10 0.389

Morphology

Mitral stenosis-aortic stenosis 14 4

Mitral stenosis-aortic atresia 7 5

Mitral atresia-aortic atresia 25 15 0.507

Norwood-Sano

n 46 22

Age at Norwood-Sano, d 9.0 (4.0–40.0) 12.0 (7.0–38.0) 0.174

Glenn

n 36 9

Age at Glenn, mo 5.4 (3.4–11.4) 5.4 (4.2–9.4) 0.688

Fontan

n 15 5

Age at Fontan, mo 36.1 (28.9–49.3) 31.3(28.8–41.3) 0.230

TV surgery

n 0 7

Age at TV surgery, mo … 5.1(0.4–35.8)

Transplantation

n 2 6

Age at transplantation, mo 10.1(8.4–14.1) 25.3(4.3–46.4) 0.346

Death

n 12 13

Age at death, mo 4.2 (0.7–37.7) 3.0 (1.0–44.8) 0.713

Death or transplant

n 14 19

Transplant-free survival

n 32 5 0.00013

Data shown as numbers or median (ranges).

Table 3. Prestage 1 3DE Measurements Compared Between Groups

Prestage 1 3DE Variable Group A (n=46)

Group B (n=24) P Value

Leaflet area/BSA, cm2/m2 8.0±3.4 8.9±2.8 0.23

Annulus area/BSA, cm2/m2 7.2±3.2 7.8±2.2 0.41

Tethering volume/BSA, mL/m2 0.54±0.40 0.86±0.60 0.009

Prolapse volume/BSA, mL/m2 0.024±0.05 0.043±0.12 0.897

Bending angle 150.3±9.2 155.6±8.9 0.022

Papillary muscle angle 74.7±17.9 76.6±17.3 0.67

3DE indicates 3-dimensional echocardiography; and BSA, body surface area.

Table 1. Two-Dimensional Echocardiography Measurements Compared Between Groups: Prestage 1 and at Latest Follow-Up

Group A (n=46)

Group B (n=24) P Value

Prestage 1

Moderate or greater TR 4 4

Indexed LV area, cm2/m2 5.2±4.7 3.0±4.7 0.07

Indexed TV annulus diameter, cm/m2 7.5±2.7 7.2±0.9 0.44

FAC, % 37.8±7.7 34.5±8.8 0.13

Indexed RV end-diastolic area, cm2/m2 29.5±18.9 26.3±7.8 0.32

RV sphericity index 0.65±0.17 0.69±0.15 0.32

At latest follow-up

Moderate or greater TR 0 24

Indexed LV area, cm2/m2 5.3±4.3 4.7±4.5 0.75

Indexed TV annulus diameter, cm/m2 10.2±3.4 10.7±2.6 0.13

FAC, % 36.8±8.2 33.4±10.5 0.23

Indexed RV end-diastolic area, cm2/m2 50.9±28.1 68.2±39.7 0.56

RV sphericity index 0.67±0.22 0.73±0.20 0.62

FAC indicates fractional area change; LV, left ventricular; RV, right ventricular; TR, tricuspid regurgitation; and TV, tricuspid valve.

by guest on February 24, 2016http://circimaging.ahajournals.org/Downloaded from

Page 5: Tricuspid regurgitation in hypoplastic left heart syndrome: mechanistic insights from 3-dimensional echocardiography and relationship with outcomes

Kutty et al 3DE in Hypoplastic Left Heart Syndrome 769

leaflet size, and, to a lesser extent, larger RV size and reduced RV systolic function. Previous studies in HLHS have shown a trend toward increased risk of mortality with greater degrees of preoperative TR.12 The present study confirms that progres-sion of TR results in increased TV intervention and decreased survival. Furthermore, our findings suggest that TV tethering soon after birth may be an important precursor for early and intermediate TV failure in HLHS. We speculate that this early tethering manifests mostly from in utero developmental varia-tions13 in TV and RV structural components.

TV Failure in HLHSNormal TV function requires coordinated action of multiple components: annulus, leaflets, subvalvular apparatus (chor-dae and PM s), as well as normal right atrial and RV func-tion. Abnormalities in any of these components may result in abnormal function.6 Pediatric data on TV function are lim-ited, especially for the TV in a systemic circulation. In adults with congenitally corrected transposition, a morphologically abnormal TV predicts the development of TR, and significant TR precedes RV dysfunction.14 In contrast to the mitral valve,

the morphological TV (with its variable PM morphology and PM attachments to the interventricular septum) is likely to be less suited to function as a systemic atrioventricular valve. The TV in HLHS is even more vulnerable as it is exposed to vari-ous volume and pressure load stresses. TR in turn may cause significant volume loading during staged palliation, leading to dilatation, geometry changes, and dysfunction of the systemic RV.15,16 RV dilatation from volume overloading may further progress TR. Multiple observational studies have shown that TR is an important contributor to RV failure and has a nega-tive impact on medium and long-term outcomes.17,18

Our group has previously demonstrated a role for interven-tricular septal position, hence LV function, in maintaining an elliptical TV annulus shape. In conjunction with RV free wall motion during systolic contraction, the annulus shape is important for maintaining TV leaflet coaptation in normal biventricular hearts.19 In a cross-sectional study of HLHS, this mechanism was found to be disturbed in those with significant TR. In addition, the TV annulus was flatter, a geometry known to increase leaflet stress,20 and the anterior PM was more later-ally displaced.19 Using 3DE, our group then demonstrated that TR in HLHS is associated with 2 distinct mechanisms of fail-ure: tethering or prolapse of the TV leaflets. Those with TV tethering had a flattened annulus (increased bending angle) and a more laterally displaced anterior PM, whereas those with TV prolapse had a more dilated annulus, smaller septal leaflet size, and were older.4

Tethering and TV FailureTethering is an important risk factor for atrioventricular valve regurgitation.21,22 Tethering is known to be associated with PM position4 and ventricular size and is possibly an adaptation to ischemia.23 In our cohort of neonatal HLHS, some degree of tethering was almost universally present before any surgical intervention, demonstrated by the small prolapse volume mea-sured. This finding would suggest that early HLHS tethering is unlikely to be secondary to an ischemic insult related to the

Figure 2. Medium-term survival in patients with low and high tri-cuspid valve tethering volumes prestage 1.

Figure 3. Correlations of prestage 1 tethering volume with tricuspid valve (TV) leaflet and annulus areas are stronger than those with right ventricular (RV) end-diastolic area and fractional area change (FAC).

by guest on February 24, 2016http://circimaging.ahajournals.org/Downloaded from

Page 6: Tricuspid regurgitation in hypoplastic left heart syndrome: mechanistic insights from 3-dimensional echocardiography and relationship with outcomes

770 Circ Cardiovasc Imaging September 2014

cardiopulmonary bypass, whereas intrinsic myocardial isch-emia attributable to reduced coronary perfusion remains pos-sible. The tethering volume instead was moderately associated with increased TV annulus size and TV leaflet area in a cohort that had little TR before first-stage surgery, hence the usual pathophysiology of annulus dilation and subsequent increased atrial surface leaflet area from tethering and reducing coapta-tion area, was not the likely explanation. This coupled with a weak association with increased RV size and reduced RV function would further support an alternative explanation of congenital TV tethering in HLHS, as compared with current concepts in functional TV incompetence.

The lack of significant prolapse volumes in our young cohort, despite previous data that prolapse is an important mechanism of TR in HLHS in older patients,4 lends support to the concept that TR associated with leaflet prolapse evolves, rather than being a congenital abnormality in this condition. Leaflet growth is likely an important factor for maintaining normal leaflet coaptation. The atrioventricular valves are able to adapt to stresses by increasing leaflet length and thickness as demonstrated in both human and animal studies.24–26 Leaflet tethering, RV dilation, and dysfunction likely influence this adaptation in HLHS. Although tethering forces influence leaf-lets to compensate and expand, as demonstrated by in vitro studies,27 our data suggest that too much early tethering is clini-cally unfavorable. TV failure may represent an inability of TV reserve to adequately compensate for the increased demand of greater congenital leaflet tethering and the rapid annular dila-tion that accompanies volume and pressure loading stressors

after stage 1 palliation. This hypothesis should be tested in future longitudinal 3DE studies assessing the effects of early tethering and subsequent TV leaflet size.

Although there was no statistically significant difference in indexed LV area between groups, there was a trend toward smaller LV areas in group B. Septal position is likely an impor-tant contributor to normal TV function, especially affecting the septal leaflet. It has been demonstrated in the systemic RV of congenitally corrected transposition of the great arteries that increasing LV pressure reduces TR, possibly attributable to a change in the septal position.28 A pathological study sug-gested that septal leaflet support apparatus differed in HLHS patients with smaller LV (mitral atresia/aortic atresia).29 This pathological series did not have clinical correlates to identify which patient group had significant TR29; however, it is pos-sible that structural differences in subvalvular apparatus may also affect TV function.

Clinical ImplicationsTR is an important risk factor for morbidity and mortality in HLHS. Understanding the predictors and evolution of TR may improve the understanding of TV and RV failure in HLHS. TV repair has been reported in ≤25% of early survivors.30 However, there are limited technical options for repair, and the commonly used techniques do not directly address leaflet tethering.31 Although volume unloading with the cavopulmo-nary shunt results in RV remodeling, its impact on TR is mini-mal.32 The need for innovative new surgical approaches to this complex valve is pressing. The pursuit of understanding the

Figure 4. Bland–Altman plots of intraobserver agreements for quantitative tricuspid valve measurements on 3-dimensional echocardiography.

by guest on February 24, 2016http://circimaging.ahajournals.org/Downloaded from

Page 7: Tricuspid regurgitation in hypoplastic left heart syndrome: mechanistic insights from 3-dimensional echocardiography and relationship with outcomes

Kutty et al 3DE in Hypoplastic Left Heart Syndrome 771

TV unit (annulus function, leaflet function, chordae and PM function, interactions with atrial and ventricular function) and its adaptive reserve may prove valuable for surgical teams in the development of surgical approaches that address the func-tional abnormalities.

Study LimitationsThis study assessed TV function using quantitative 3DE at a single time point (before stage 1 intervention), so the evolution of TR was not studied by 3DE. Comparison with quantitative 3DE measurements at follow-up was not performed and is a recognized limitation of this study. RV function was assessed using only 2DE parameters. TR at follow-up was graded qual-itatively because there are no widely accepted guidelines to grade TR in children. Functional parameters were measured only at midsystole therefore dynamic changes in annulus and leaflets were not assessed. Patients were recruited from 2 insti-tutions with potential differences in preoperative and postop-erative strategies, although both institutions used Norwood procedure with the Sano modification as the initial palliation. Finally, the cohort does not represent the entire spectrum of patients with palliated HLHS, in part because of the exclusion of patients with variants of HLHS.

ConclusionsQuantitative 3DE indices of increased TV tethering volume and a flatter annulus early in life are associated with valve failure at medium-term follow-up of HLHS. Having low TV tethering volume before stage 1 palliation is associated with

improved survival. The potential of 3DE quantitated TV func-tion in the neonatal period for risk stratification of HLHS war-rants further investigation.

AcknowledgmentsWe are grateful to the patients who participated in this study. We also appreciate the assistance of the echocardiography laboratory staff at both participating institutions.

DisclosuresNone.

References 1. Barber G, Helton JG, Aglira BA, Chin AJ, Murphy JD, Pigott JD,

Norwood WI. The significance of tricuspid regurgitation in hypoplastic left-heart syndrome. Am Heart J. 1988;116(6 pt 1):1563–1567.

2. Hickey EJ, Caldarone CA, Blackstone EH, Lofland GK, Yeh T Jr, Pizarro C, Tchervenkov CI, Pigula F, Overman DM, Jacobs ML, McCrindle BW; Congenital Heart Surgeons’ Society. Critical left ventricular outflow tract obstruction: The disproportionate impact of biventricular repair in border-line cases. J Thorac Cardiovasc Surg. 2007;134:1429–1436; discussion 1436.

3. Ghanayem NS, Allen KR, Tabbutt S, Atz AM, Clabby ML, Cooper DS, Eghtesady P, Frommelt PC, Gruber PJ, Hill KD, Kaltman JR, Laussen PC, Lewis AB, Lurito KJ, Minich LL, Ohye RG, Schonbeck JV, Schwartz SM, Singh RK, Goldberg CS; Pediatric Heart Network Investigators. Interstage mortality after the Norwood procedure: Results of the multi-center Single Ventricle Reconstruction trial. J Thorac Cardiovasc Surg. 2012;144:896–906.

4. Takahashi K, Inage A, Rebeyka IM, Ross DB, Thompson RB, Mackie AS, Smallhorn JF. Real-time 3-dimensional echocardiography provides new insight into mechanisms of tricuspid valve regurgitation in patients with hypoplastic left heart syndrome. Circulation. 2009;120:1091–1098.

Figure 5. Bland–Altman plots of interobserver agreements for quantitative tricuspid valve measurements on 3-dimensional echocardiography.

by guest on February 24, 2016http://circimaging.ahajournals.org/Downloaded from

Page 8: Tricuspid regurgitation in hypoplastic left heart syndrome: mechanistic insights from 3-dimensional echocardiography and relationship with outcomes

772 Circ Cardiovasc Imaging September 2014

5. Bharucha T, Honjo O, Seller N, Atlin C, Redington A, Caldarone CA, van Arsdell G, Mertens L. Mechanisms of tricuspid valve regurgitation in hy-poplastic left heart syndrome: a case-matched echocardiographic-surgical comparison study. Eur Heart J Cardiovasc Imaging. 2013;14:135–141.

6. Khoo NS, Smallhorn JF. Mechanism of valvular regurgitation. Curr Opin Pediatr. 2011;23:512–517.

7. Kutty S, Smallhorn JF. Evaluation of atrioventricular septal defects by three-dimensional echocardiography: benefits of navigating the third di-mension. J Am Soc Echocardiogr. 2012;25:932–944.

8. Takahashi K, Mackie AS, Rebeyka IM, Ross DB, Robertson M, Dyck JD, Inage A, Smallhorn JF. Two-dimensional versus transthoracic real-time three-dimensional echocardiography in the evaluation of the mechanisms and sites of atrioventricular valve regurgitation in a congenital heart dis-ease population. J Am Soc Echocardiogr. 2010;23:726–734.

9. Anwar AM, Geleijnse ML, Soliman OI, McGhie JS, Frowijn R, Nemes A, van den Bosch AE, Galema TW, Ten Cate FJ. Assessment of normal tricuspid valve anatomy in adults by real-time three-dimensional echocar-diography. Int J Cardiovasc Imaging. 2007;23:717–724.

10. Badano LP, Agricola E, Perez de Isla L, Gianfagna P, Zamorano JL. Evaluation of the tricuspid valve morphology and function by transtho-racic real-time three-dimensional echocardiography. Eur J Echocardiogr. 2009;10:477–484.

11. Takahashi K, Mackie AS, Thompson R, Al-Naami G, Inage A, Rebeyka IM, Ross DB, Khoo NS, Colen T, Smallhorn JF. Quantitative real-time three-dimensional echocardiography provides new insight into the mecha-nisms of mitral valve regurgitation post-repair of atrioventricular septal defect. J Am Soc Echocardiogr. 2012;25:1231–1244.

12. Azakie A, Johnson NC, Anagnostopoulos PV, Akram SM, McQuillen P, Sapru A. Stage II palliation of hypoplastic left heart syndrome without cardiopulmonary bypass. J Thorac Cardiovasc Surg. 2011;141:400–406.

13. Brooks PA, Khoo NS, Mackie AS, Hornberger LK. Right ventricular function in fetal hypoplastic left heart syndrome. J Am Soc Echocardiogr. 2012;25:1068–1074.

14. Prieto LR, Hordof AJ, Secic M, Rosenbaum MS, Gersony WM. Progressive tricuspid valve disease in patients with congenitally corrected transposition of the great arteries. Circulation. 1998;98:997–1005.

15. Kutty S, Graney BA, Khoo NS, Li L, Polak A, Gribben P, Hammel JM, Smallhorn JF, Danford DA. Serial assessment of right ventricular volume and function in surgically palliated hypoplastic left heart syndrome us-ing real-time transthoracic three-dimensional echocardiography. J Am Soc Echocardiogr. 2012;25:682–689.

16. Bellsham-Revell HR, Tibby SM, Bell AJ, Witter T, Simpson J, Beerbaum P, Anderson D, Austin CB, Greil GF, Razavi R. Serial magnetic resonance imaging in hypoplastic left heart syndrome gives valuable insight into ven-tricular and vascular adaptation. J Am Coll Cardiol. 2013;61:561–570.

17. Azakie T, Merklinger SL, McCrindle BW, Van Arsdell GS, Lee KJ, Benson LN, Coles JG, Williams WG. Evolving strategies and improving outcomes of the modified norwood procedure: a 10-year single-institution experience. Ann Thorac Surg. 2001;72:1349–1353.

18. Malec E, Januszewska K, Kołz J, Pajak J. Factors influencing early out-come of Norwood procedure for hypoplastic left heart syndrome. Eur J Cardiothorac Surg. 2000;18:202–206.

19. Nii M, Guerra V, Roman KS, Macgowan CK, Smallhorn JF. Three-dimensional tricuspid annular function provides insight into the

mechanisms of tricuspid valve regurgitation in classic hypoplastic left heart syndrome. J Am Soc Echocardiogr. 2006;19:391–402.

20. Salgo IS, Gorman JH 3rd, Gorman RC, Jackson BM, Bowen FW, Plappert T, St John Sutton MG, Edmunds LH Jr. Effect of annular shape on leaflet curvature in reducing mitral leaflet stress. Circulation. 2002;106:711–717.

21. Fukuda S, Song JM, Gillinov AM, McCarthy PM, Daimon M, Kongsaerepong V, Thomas JD, Shiota T. Tricuspid valve tethering predicts residual tricuspid regurgitation after tricuspid annuloplasty. Circulation. 2005;111:975–979.

22. Fukuda S, Gillinov AM, Song JM, Daimon M, Kongsaerepong V, Thomas JD, Shiota T. Echocardiographic insights into atrial and ven-tricular mechanisms of functional tricuspid regurgitation. Am Heart J. 2006;152:1208–1214.

23. Silbiger JJ. Mechanistic insights into ischemic mitral regurgitation: echocardiographic and surgical implications. J Am Soc Echocardiogr. 2011;24:707–719.

24. Dal-Bianco JP, Aikawa E, Bischoff J, Guerrero JL, Handschumacher MD, Sullivan S, Johnson B, Titus JS, Iwamoto Y, Wylie-Sears J, Levine RA, Carpentier A. Active adaptation of the tethered mitral valve: insights into a compensatory mechanism for functional mitral regurgitation. Circulation. 2009;120:334–342.

25. Chaput M, Handschumacher MD, Guerrero JL, Holmvang G, Dal-Bianco JP, Sullivan S, Vlahakes GJ, Hung J, Levine RA; Leducq Foundation MITRAL Transatlantic Network. Mitral leaflet adaptation to ventricular remodeling: prospective changes in a model of ischemic mitral regurgita-tion. Circulation. 2009;120(11 suppl):S99–103.

26. Chaput M, Handschumacher MD, Tournoux F, Hua L, Guerrero JL, Vlahakes GJ, Levine RA. Mitral leaflet adaptation to ventricular remodel-ing: occurrence and adequacy in patients with functional mitral regurgita-tion. Circulation. 2008;118:845–852.

27. He S, Fontaine AA, Schwammenthal E, Yoganathan AP, Levine RA. Integrated mechanism for functional mitral regurgitation: leaflet restriction versus coapting force: in vitro studies. Circulation. 1997;96:1826–1834.

28. Kral Kollars CA, Gelehrter S, Bove EL, Ensing G. Effects of morphologic left ventricular pressure on right ventricular geometry and tricuspid valve regurgitation in patients with congenitally corrected transposition of the great arteries. Am J Cardiol. 2010;105:735–739.

29. Stamm C, Anderson RH, Ho SY. The morphologically tricuspid valve in hypoplastic left heart syndrome. Eur J Cardiothorac Surg. 1997;12:587–592.

30. Elmi M, Hickey EJ, Williams WG, Van Arsdell G, Caldarone CA, McCrindle BW. Long-term tricuspid valve function after Norwood opera-tion. J Thorac Cardiovasc Surg. 2011;142:1341–1347.e4.

31. Ugaki S, Khoo NS, Ross DB, Rebeyka IM, Adatia I. Tricuspid valve re-pair improves early right ventricular and tricuspid valve remodeling in patients with hypoplastic left heart syndrome. J Thorac Cardiovasc Surg. 2013;145:446–450.

32. Kasnar-Samprec J, Kühn A, Hörer J, Vogt M, Cleuziou J, Lange R, Schreiber C. Unloading of right ventricle by bidirectional superior cavopulmonary anastomosis in hypoplastic left heart syndrome pa-tients promotes remodeling of systemic right ventricle but does not improve tricuspid regurgitation. J Thorac Cardiovasc Surg. 2012;144:1102–1108.

CLINICAL PERSPECTIVETricuspid valve regurgitation is associated with significant morbidity and mortality in patients with hypoplastic left heart syndrome. In the present study, we prospectively investigated parameters for quantitative assessment of the tricuspid valve by real-time 3-dimensional echocardiography before stage 1 palliation and correlated the severity of tricuspid regurgita-tion at follow-up with medium-term outcomes. Three-dimensional echocardiography indices of increased tricuspid valve tethering volume and greater bending angle (flatter annulus) before stage 1 were associated with tricuspid valve failure at medium-term follow-up. Increased prestage 1 tethering volume was related to having larger valve annulus, larger leaflet area, larger right ventricular size, and reduced right ventricular systolic function. Progressive regurgitation resulted in increased tricuspid valve intervention and decreased survival. Further investigation into the mechanistic aspects of tricus-pid regurgitation may prove valuable for the development of surgical approaches to address functional abnormalities of the tricuspid valve in this lesion.

by guest on February 24, 2016http://circimaging.ahajournals.org/Downloaded from

Page 9: Tricuspid regurgitation in hypoplastic left heart syndrome: mechanistic insights from 3-dimensional echocardiography and relationship with outcomes

Nee Scze KhooVijarnsorn, Amanda Polak, Dongngan T. Truong, David A. Danford, Jeffrey F. Smallhorn and

Shelby Kutty, Timothy Colen, Richard B. Thompson, Edythe Tham, Ling Li, Chodchanok3-Dimensional Echocardiography and Relationship With Outcomes

Tricuspid Regurgitation in Hypoplastic Left Heart Syndrome: Mechanistic Insights From

Print ISSN: 1941-9651. Online ISSN: 1942-0080 Copyright © 2014 American Heart Association, Inc. All rights reserved.

Dallas, TX 75231is published by the American Heart Association, 7272 Greenville Avenue,Circulation: Cardiovascular Imaging

doi: 10.1161/CIRCIMAGING.113.0011612014;7:765-772; originally published online July 29, 2014;Circ Cardiovasc Imaging. 

http://circimaging.ahajournals.org/content/7/5/765World Wide Web at:

The online version of this article, along with updated information and services, is located on the

  http://circimaging.ahajournals.org//subscriptions/

is online at: Circulation: Cardiovascular Imaging Information about subscribing to Subscriptions: 

http://www.lww.com/reprints Information about reprints can be found online at: Reprints:

  document. Permissions and Rights Question and Answer information about this process is available in the

requested is located, click Request Permissions in the middle column of the Web page under Services. FurtherCenter, not the Editorial Office. Once the online version of the published article for which permission is being

can be obtained via RightsLink, a service of the Copyright ClearanceCirculation: Cardiovascular Imagingin Requests for permissions to reproduce figures, tables, or portions of articles originally publishedPermissions:

by guest on February 24, 2016http://circimaging.ahajournals.org/Downloaded from