Top 3 Things Investment Advisors in LA Can Learn from the Anthem Security Breach (SlideShare)

Top 3 Things Investment Advisors in LA

Can Learn from the Anthem

Security Breach

Courtesy of FPA Technology Services, Inc.

http://www.TechGuideforLAInvestmentAdvisors.com

http://www.techguideforlainvestmentadvisors.com/

Sponsored by


Craig PollackFounder & CEO

LA investment advisor firms

need to safeguard their

information from terminated

employees, discourage

password-sharing in the office,


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and devise strategies to deal

with stolen smartphones and

laptops


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Monitor Existing Accounts


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Watch for any unauthorized

transfers or activity on the firm’s

financial accounts, including

brokerage and 401K accounts


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Pay Attention to the Security

of Company Data


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The ideal solution will include

the following features:


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• Immediate validation and

assessment


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• Thoroughly audit financial

files


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• Establish approved baselines


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Get Security Systems Tested

by the Professionals


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These specialists occupy two

camps:


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those who proactively identify

and tackle potential cyber

threats,


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and “ethical hackers”

who help the firm run tests

on its internal systems

to prevent security breaches


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Bottom Line


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Bear in mind that actual harm

to customers is not required

for the SEC or FINRA to impose

penalties when customer data

is exposed


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Did your firm make any added

security enhancements in the

wake of the Anthem security

breach?


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Let us know your thoughts

in the Comments box below


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Top 3 Things Investment Advisors in LA Can Learn from the Anthem Security Breach (SlideShare)

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