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Dual Modulation of Semiconductor Lasers Vera B. Gorfinkelo and Serge Lt.,n' oUnioersity of Kassel, Kasxl, Genrcry b AT&f BeU laboratoia, Murrry HiIl, NI 07974 Abstract large signal analysis of dual modulation of semiconductor lasers (by a simultaneous high-frequency control of the pumping cunent I and an additional intrinsic parameter) shows that the method allows suppressing the relaxation oecillationsfor an arbitrary shapeof the pumping orrent signal / (l) . Because of that, the rate of information coding can be enhanced to about 80 Gbit/sec. Moreover, we demonstratethat dual modulation allows to 4aintain a lincar relationship between I (t) and the output optical power in a wide frequency band. Inhoduction We diruss a new method for modulating output radiation of semicondu,ctor lasers. The key idea is to conirol the laser with an additional high-frequencyinput signal, varied simulLaneously with the pumping curre'ntI. The additional signal can be any one of the severalphysical parameters influencing the optical wave in a laser cavity, such as the gain g, the confinementfactor f, the photon lifetime 5n, the wavelength I, etc. Although mntrolling such parameters may not be as technologically straightforwardand natural as modulating the pumping current,we shall arguebelow tlut it is certainly worth the touble and may evenbe indispensable for certain important goalsin opticalcommunications. Dual laser modulation with a parameter X varied together with I r,t'ill be referred to as the (l?X) dual modulation scheme. Technical feasibility of several such scherres is not in doubt, since most of the required elements have been demonstrated in a different context.In DBR lasers for coherent optical communications, it is possibleto vary the optical path in the cavity simultaneouslywith the pumping current, thus implementing the (lttX) dual rheme. Feasibility of the (18 ron ) rheme follows from the recently demonshated electro-optic conlrol of DBR mirror reflectivity in surfaceemitting microcavity lasers.l Similar electro-optic control can be used for the implementation of the ( I & f ) scheme in edgeemitting lasers. High-frequency modulation of the modal gain has been demonstrated2 in a four-terminal laser structure of special design, where the lateral distribution of carriers in a cross-section of the cavity can be rapidly shifted relative to the optical wave intensity profile. An attractive and, in our opinion, quite feasible approach to implementing the ( I I g ) dual schemeis to control an effective temperature T" of carriers in the laser active region. This can be done in a variety of ways, e.g.,by heating the carriersby a lateral electric field, or by rnaking use of the power that elechons or holes, injected from a wide'gap cladding layer, bring into the carrier ensemble in a narrow-gap active layer- Previously,weconsidered twospc''cialcases[(18 g )scheme3and (I& Tp, )schemea]andshowedbyasmall- signal analysisthat dual modulation allows to eliminate relaxation orillations, enhance the modulation frequenry, and achieve pure AM or pure FM modulation regimesof the laseroutput radiation. In this work we dispense with the assumption of a small-signal linear system and present a large'signal analysisof dual modulation in general.We show that it allows suppressing the relaxation oscillations for an arbitrary shape of the pumping current signal I (f ) . Becauseof that, the rate of information coding can be enhanced to about 80 Gbit/sec. Moreover, we shall demonstrate that dual modulation allows to maintain a linear relationship between I (t) and the output optical power P (f ) in a wide band of modulation frequencies. .,: I r& :j i:j ;"{ r{ ,? -ti .s ir . ,,r ; ''1 :{ I 204 i SPIE Yol. 2t 46 0-B | 94- | 14 r -: 911s6.00
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Dual modulation of semiconductor lasers

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Page 1: <title>Dual modulation of semiconductor lasers</title>

Dual Modulation of Semiconductor Lasers

Vera B. Gorfinkelo and Serge Lt.,n'

oUnioersity of Kassel, Kasxl, Genrcryb AT&f BeU laboratoia, Murrry HiIl, NI 07974

Abstract

large signal analysis of dual modulation of semiconductor lasers (by a simultaneous high-frequency control of thepumping cunent I and an additional intrinsic parameter) shows that the method allows suppressing the relaxationoecillations for an arbitrary shape of the pumping orrent signal / (l) . Because of that, the rate of information codingcan be enhanced to about 80 Gbit/sec. Moreover, we demonstrate that dual modulation allows to 4aintain a lincarrelationship between I (t) and the output optical power in a wide frequency band.

Inhoduction

We diruss a new method for modulating output radiation of semicondu,ctor lasers. The key idea is to conirol thelaser with an additional high-frequency input signal, varied simulLaneously with the pumping curre'nt I. Theadditional signal can be any one of the several physical parameters influencing the optical wave in a laser cavity,such as the gain g, the confinement factor f, the photon lifetime 5n, the wavelength I, etc. Although mntrollingsuch parameters may not be as technologically straightforward and natural as modulating the pumping current, weshall argue below tlut it is certainly worth the touble and may even be indispensable for certain important goals inoptical communications.

Dual laser modulation with a parameter X varied together with I r,t'ill be referred to as the (l?X) dualmodulation scheme. Technical feasibility of several such scherres is not in doubt, since most of the requiredelements have been demonstrated in a different context. In DBR lasers for coherent optical communications, it ispossible to vary the optical path in the cavity simultaneously with the pumping current, thus implementing the(lttX) dual rheme. Feasibility of the (18 ron ) rheme follows from the recently demonshated electro-opticconlrol of DBR mirror reflectivity in surfaceemitting microcavity lasers.l Similar electro-optic control can be usedfor the implementation of the ( I & f ) scheme in edgeemitting lasers. High-frequency modulation of the modalgain has been demonstrated2 in a four-terminal laser structure of special design, where the lateral distribution ofcarriers in a cross-section of the cavity can be rapidly shifted relative to the optical wave intensity profile. Anattractive and, in our opinion, quite feasible approach to implementing the ( I I g ) dual scheme is to control aneffective temperature T" of carriers in the laser active region. This can be done in a variety of ways, e.g.,by heatingthe carriers by a lateral electric field, or by rnaking use of the power that elechons or holes, injected from a wide'gapcladding layer, bring into the carrier ensemble in a narrow-gap active layer-

Previously,weconsidered twospc' 'c ialcases[(18 g )scheme3and (I& Tp, )schemea]andshowedbyasmall-signal analysis that dual modulation allows to eliminate relaxation orillations, enhance the modulation frequenry,and achieve pure AM or pure FM modulation regimes of the laser output radiation. In this work we dispense withthe assumption of a small-signal linear system and present a large'signal analysis of dual modulation in general. Weshow that it allows suppressing the relaxation oscillations for an arbitrary shape of the pumping current signal I (f ) .

Because of that, the rate of information coding can be enhanced to about 80 Gbit/sec. Moreover, we shalldemonstrate that dual modulation allows to maintain a linear relationship between I (t) and the output opticalpower P (f ) in a wide band of modulation frequencies.

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Page 2: <title>Dual modulation of semiconductor lasers</title>

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Large Signal Analysis of Dual Modulation

We shall describe the laser by a standard system of rate equations for the carrier density z and the photon densityS in theactivelayer:

= I - gS -Bn2 ;

=s ( rg - .Pn t )+p rB r2 '

rP1l s '

d nd f

dsdr

(1a)

(1b)

where | = IleV.6 is the electron flux per unit volume Voof. the active hyer, g the optical gain in the active layer, fthe confinement factor for the radiation intensity, p the spontaneous emission factor, t 6 the photon lifaine in thecavity, B = (n Gr)

- t is the bimolecular radiative coefficient, and f* (n) the radiative recombination lifetime ofcarriers

It isevidentfromsystem(1)thatahighfrequencymodulationof anyoneof i tsparameters,* I , g, l , or tph,isacrompanied by a variation of both S and n . It is also evident that in a conventional laser modulation by pumpingcurrent alone, variations 6n, acrompan)'rng any high-frequenry-modulation 65, are of parasitic ruture. Theoutconc is not so obvious when the laser is inlluenced by simultaneously varying tzw of the above pararrcters. In thenext section we discuss the possibility of suppressing 6n with a dual modulation of / and one of the other threeparameErs g, I', or tr1 .

Elimination of relaxation oscillations

Consider first the situation where simultaneously with the pumping current (and independen0y of it) we can varythe optical gain 8. In general, g depends on several parameters, I = g(C2,n,7", S ), where O is the opticalfrequency.+* We shall consider T" to be the only independent parameter (other than D. [-et us rc-write Eqs. (1) underthe condition dn/dl = 0 :

A= l - l t - gS ;d q

fr = r(/-/u) -where /,r, = B nh and n{h is the pinned carrier concenhation. For the sake of simplicity, we have neglected thesPontaneous emission term in (2), since typically F = tO - { . Equation (2b) establishes a littar rclaaonship betr,rreen Sand / of the form

G ( t - f ' , ) e - t ' l \ d { = e - u l " G (t',) et't\ dt' ,

where G(f) =f t /(t) -/ ,r, 1. Linearityof the SI/(f)] relationshipisof greatvalueforopticalcommunicationsystems, However, in order for this property to hold, we must satisfy Eq. (2a) with the help of a simultaneousvariation of T",viz.

glo,rh, ,?:( f ) ,S, = s}

G"" *."ncerned here with the pcsibility of varyrng p, which may be of interet only in the context of fut'remlcocayity las€F having p --r I .

{ h a dnglemode miaoresonator, fl may vary in a wide range, intluenced by variations in the refractive index (due tovarying a ud T.) and in the phase of th-e mirior reflection.{

(2a)

(2b)

(3)f

?- S= J0

I0

(4)

-SPIE vol. 21 46 | 205

Page 3: <title>Dual modulation of semiconductor lasers</title>

Having solved Eq. ( ) for the time dependence T" (l), we can determine the required heating power signal from anappropriate energ'y balance eguation.

Similar effect of relaxation oscillation zuppression, resulting in a linear relationship between the optical powersignal and the pumping current, can be obtained by varying F (or qr.,) ratlrer tha g. Since the gain is now constant,g ( nr., ) = 8o,in thesecaseslinearityof therelationbetween Sand/followsdirectly fromEq. (2a),

^ I - l ' xo =

*

ln order to fulfil Eq. (5) one needs to maintain the following relationship between the current / andconholled parameter of dual modulation, (f or ro5):

fr=r+rfld l n ( / - / o , )

dr 'r (Q)

+=r-t! ' i'Ph

d l n ( / - / t r , )

(s)

the second

(5)

dnldf = 0.

(8b)

that the

(eb)

d t

I-et us now consider a small-signal response of the laser to a dual modulation, under the corrlitionForsignalsof the U B g) typ,

IU I= /o+6 Ie i { o r ;g ( t )=gs+69e i ' r ,

equation (3) yields the following response function:

65 = ----{-go (1+ io rph ) '

while the required relation between the dual inputs 69 and 6/ is of the form

! ^ _ i o l t r r r 6 /0 8 =

1 + i o r p h s o

We remark that the "target condition" (8b) is pmctically frequency-iruCependent for o rph > 1 andmagnitude of the required dual nrodulation input is inversely proportional to 56 .

Foradualmodulationof thetype (l Sf ) or ( I8 :.ph ) weobtainafrequenry-independentresponse

(7a\

(7b)

(9a)65=I ,8o

(8a)

while the required ratio 6f/fs , (or 6 qn/ t!?) increases with the frequenry:

6f = i r,l t!? 6/

I'e So 8o

We see that the relative magnitude of the required dual modulation input (6f/I.o or 6trr,/r!?) is again inverselyproportional to Se .

Figure 1 shows a comparison of the laser response functions for different modulation schemes. It is evident thatthe dual modulation rcsponse (curve 4) has a substantially larger 3 dB bandwidth. It shows no elechon-photonresoruurc€ peak and at high frequencies the response drops only as 1/co.

2 0 6 / S P I E Y o l . 2 t 4 6

Page 4: <title>Dual modulation of semiconductor lasers</title>

Frequency (GHz)

Figure 1. Small-signal laser r€spons€.1: conventional 6I modulation,2 single modulation 69,3: single modulation 6f (or 6 trr,),4: Dual modulation by 6I & 69(equivalentln 6I & 6F or 6I & 6 tpr).

Broken fat line indicates - 3 dB level.

I:ser parameters:2 5 0 p m x 1 p m x 7 Q W : 7 0 A ,fo = 0 .075,g ' , = 5x 10-15 cm2,Iu = 10mA, r l = NVo.

High frequency digital information coding

Ict the signal to be coded consist of a series of Gaussian pulses of the form

IQ> = Io + It 4 , u - ( t - n T 1 2 l 2 t ' t z ,

where/^ is thepulseampl i tude,af i tshal fwidth,6n = (0,1) is thecode,and T = 7 l f is theper iod( /be ingthepulse repetition rate). Assuming that the pulse hainbegins at f > 0, we find'from Eq. (3)

S ( f ) = Ss + 51 J ! - u^ t ' t z ' ; i " (n r - t ) / 1 , r

t P h n = o

f ^ \ / ^ . l| - | ' n t +a t2 l to5 ' l - | t - (n t +ar2 l6h) I Ix lO l -+ r ?Oi#11 , (11)

L t i l f i J t *6 )) 'whereSo=( l - l u ) / go , S r = l ^ \ , l go ,andO is thee r ro r i n teg ra l tO ( r ) -+1 fo r x> l ,O ( - r )= -O( r )1 ,Thesumof twoC/sinthesquarebracketsdecreaseswith n muchfasterthan exp ( - n T lr"i,so theoverall sumconverges very rapidly

Figure 2 shows a pseuderandom train of coding pulses (10) together with the laser responseP (t) = rl SFOV^olgrph, ?s well as the variation of gain 8(t) and carrier temperature T" (f) targeted to

maintain a constant carrier concentration lr = n6, . The required amplitude 69 increases with decreasing Se.

S P I E V o l . 2 t 4 6 / 2 0 7

(10);n = 0

Page 5: <title>Dual modulation of semiconductor lasers</title>

53

52

51

50

1.0

axia

x

tob0

I

t (p0

^ 10.4BFFe ro.z

A .r

310MFI

t-,306Fr

3m10

Figure 2.La*r response P (t) to a series of pseudo-random current pulses / (t), at a coding rate of 80 Gbit/s€c, accompanied by adual variation of gain g (!), targeted to maintain a constant carrier concentration. The figure also shows the carrier temperaturevariaiion T. (t) whictr provides the required gain variation. laser parameters as in Fig. 1.

Conclusion

We have presented a large'signal analysis of the dual laser modulation method and demonsbated that this methodallows digital coding at bit rates as high as 1011 Gbls. In our illustrative example we assumed that the dual control isachieved by using a carrier heating scheme, although it is clear that other dual schemes can also be used.

On first glance, tlle carrier heating scheme app€ars rather power consuming but really it is not so bad. Forexample, in InGaAs where the energy relaxation time is rather long, q ) 1 ps, the power required to heat carriers by1oK isody S1.4 '10-11W/car r ie r . Ina laserw i th theac t ive layerd imens ionsof 250x1x0.1 pm3 andcar r ie rconcentrat ion n = p = 1018cm-3,therequiredheat ingpowerisabout 0.7mW/K. Inasmuchasvariat ion of T"byseveral degrees is sufficient (as shown above) for many applications, the nc'cessary additional power rnay be as low as10 mW.

2 0 8 / S P I E \ o i . 2 t 4 6

Page 6: <title>Dual modulation of semiconductor lasers</title>

1 .

References

O' Blurn, J. E. Zucker, T. H. Chiu, M. Dvino, K. L. fones, S. N. G. Chu, and T. K. Gustafson, "InGaAs/Inplultipfe guantum well tunable Bragg reflectorr, Appt. Phys. Lett. s9, 2971(1997);0. Blurrl l.E.Zu&er,X Wu,K H' Gulderu H'sohn, T. K. Gustafson, and l. s. smitb "low voltage tunable disbibuted Bragg reflector usingIrGaAs/GaAs quantum wells,', IEEE photonic Tulmot. I_ctt. S, pp. 695497.V' B' Corfinkel, S. A. Gurevich, G. E. Stengel, and I. E. Chebunina, "High frequenry modulation of a eW diode!*t Uy dual optical confinement factor and pumping qurent conhol", proc .lOttr int, Synp. on GaAs mn MabdCotttpounils, Freiburg ( 1 993).

V' B' Gorfinkel and S. Luryi,''HigtrFrequency Modulation and Suppression of Chirp in Semiconductor Lasers,,,/WI. Pkys. IAt. 62, pp. 292J-2925 (1 993):

E. A. AvnrtirU V. B. Gorfinkel,rnodulating the distributed Bragg(1e93).

s. Luryi, and K. A. shore, 'conhol of surfaceemitting laser diode bymirror reflectivity: small+ignal analysis", Avpr. plrys. kti. 63, pp.zaefr-zai2

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