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Tilburg University Dynamics of depression and diabetes Bot, M. Publication date: 2012 Link to publication Citation for published version (APA): Bot, M. (2012). Dynamics of depression and diabetes. Ridderprint. General rights Copyright and moral rights for the publications made accessible in the public portal are retained by the authors and/or other copyright owners and it is a condition of accessing publications that users recognise and abide by the legal requirements associated with these rights. - Users may download and print one copy of any publication from the public portal for the purpose of private study or research - You may not further distribute the material or use it for any profit-making activity or commercial gain - You may freely distribute the URL identifying the publication in the public portal Take down policy If you believe that this document breaches copyright, please contact us providing details, and we will remove access to the work immediately and investigate your claim. Download date: 22. Aug. 2020
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Page 1: Tilburg University Dynamics of depression and diabetes Bot, M. · decisions, and/or IX) recurrent thoughts of death and suicide. This wide variety in symptoms could mean that two

Tilburg University

Dynamics of depression and diabetes

Bot, M.

Publication date:2012

Link to publication

Citation for published version (APA):Bot, M. (2012). Dynamics of depression and diabetes. Ridderprint.

General rightsCopyright and moral rights for the publications made accessible in the public portal are retained by the authors and/or other copyright ownersand it is a condition of accessing publications that users recognise and abide by the legal requirements associated with these rights.

- Users may download and print one copy of any publication from the public portal for the purpose of private study or research - You may not further distribute the material or use it for any profit-making activity or commercial gain - You may freely distribute the URL identifying the publication in the public portal

Take down policyIf you believe that this document breaches copyright, please contact us providing details, and we will remove access to the work immediatelyand investigate your claim.

Download date: 22. Aug. 2020

Page 2: Tilburg University Dynamics of depression and diabetes Bot, M. · decisions, and/or IX) recurrent thoughts of death and suicide. This wide variety in symptoms could mean that two

Dynamics of Depression and Diabetes

Mariska Bot

Page 3: Tilburg University Dynamics of depression and diabetes Bot, M. · decisions, and/or IX) recurrent thoughts of death and suicide. This wide variety in symptoms could mean that two

Dynamics of Depression and Diabetes© 2012, M. Bot, The Netherlands

All rights reserved: No part of this thesis may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, without the written permission from the author, or, when appropriate, from the publishers of the publications.

ISBN: 978-90-5335-596-1Cover image: Nick Selway and CJ Kale Cover lay-out: N. Vermeulen, RidderprintPrinting: Drukkerij Ridderprint, Ridderkerk

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Dynamics of Depression and Diabetes

Proefschrift

ter verkrijging van de graad van doctor aan Tilburg University op gezag van de rector magnificus, prof.dr. Ph. Eijlander, in het

openbaar te verdedigen ten overstaan van een door het college voor promoties aangewezen commissie in de aula van de Universiteit op

vrijdag 30 november 2012 om 10.15 uur

door

Mariska Bot

geboren op 7 februari 1985 te Hoorn.

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Promotores: Prof. dr. P. de Jonge

Prof. dr. F. Pouwer

Promotiecommissie: Prof. dr. B.W.J.H. Penninx

Prof. dr. L.V. van de Poll-Franse

Prof. dr. R.P. Stolk

dr. M.C. Adriaanse

dr. A. Nouwen

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1 General introduction 7

Part 1: Consequences 23

2 Predictors of incident major depression in outpatients with diabetes and subthreshold depression

25

3 Association of coexisting diabetes and depression with mortality after myocardial infarction

41

Part 2: Mechanisms 57

4 Inflammation and treatment response to sertraline in patients with coronary heart disease and comorbid major depression

59

5 Depression, insulin sensitivity and insulin secretion in the RISC cohort study

73

6 Differential associations between depressive symptoms and glycemic control in outpatients with diabetes

89

Part 3: Treatment 105

7 Eicosapentaenoic acid as an add-on to antidepressant medication for co-morbid major depression in patients with diabetes mellitus: a randomized, double-blind placebo-controlled study

107

8 General discussion 119

Samenvatting (Summary in Dutch) 137

List of publications 143

Over de auteur - About the author 145

Contents

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Chapter 1

General introducti on

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In 1674, the British physician Thomas Willis wrote that sadness or long sorrow could bring on diabetes mellitus.1,2 This was one of the first written observations of a potential rela-tionship between depression and diabetes. In the last decades of the twentieth century, psychosomatic research evolved rapidly, and numerous studies showed the high frequency and negative consequences of depression in various chronic diseases, including diabetes.3,4 Nowadays, depression and diabetes are considered to be two conditions that frequently co-occur and mutually influence each other. Individually, these conditions pose important global health threats, due their high prevalence and associated burden of disease. Moreover, the combination of the two conditions also appears to be rather unfavorable, as depression in patients with diabetes appears to have a disproportionate detrimental effect on important self-care activities and the course of the disease.

Depression

Depression is an important health problem world-wide, both because of its high lifetime prevalence and its association with significant disability.5 According to the World Health Organization, depression was rated as the leading global cause of disability as measured by years lost due to disability (YLD), and was ranked as the fourth leading contributor to the global burden of diseases in 2000.6 In the Netherlands, the 12-month prevalence and lifetime prevalence of depressive disorder were 5.2% and 18.7%, respectively, in adults aged 18-64 years.7 Apart from the detrimental impact on the quality of life of individuals affected with the disorder, and their family members, depression is also related to high societal costs as a consequence of workplace absenteeism, diminished work productivity, and increased use of health care.8

Depression is a heterogeneous disorder with a highly variable course.9 Its diagnosis is based on a set of variable symptoms. Using the criteria of the Diagnostic and Statistical Manual of Mental Disorders, fourth edition, text revised (DSM-IV-TR), major depressive disorder can be diagnosed by means of a clinical interview. In DSM-IV-TR,10 a diagnosis of major depressive disorder requires the presence of at least five out of nine symptoms, including at least one of the two of the core symptoms of depression (i.e. I) depressed mood and II) diminished interest or pleasure in all or almost all activities) to be present for at least two weeks. In order to diagnose a major depressive disorder, these symptoms should be accompanied by additional symptoms of III) significant weight loss or increase, decreased/increased appetite, IV) insomnia or hypersomnia, V) psychomotor agitation/retardation, VI) fatigue or loss of energy, VII) feelings of worthlessness or guilt, VIII) diminished ability to concentrate/make decisions, and/or IX) recurrent thoughts of death and suicide. This wide variety in symptoms could mean that two persons diagnosed with major depressive disorder may only have one symptom in common and differ on all others. In addition, some of the symptoms of different

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General introduction |

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individuals may be in opposite directi ons: some pati ents diagnosed with major depressive disorder have increased appeti te and gain weight, whereas others have decreased appeti te and lose weight. Furthermore, depression can manifest in minor or subthreshold forms, also characterized by a collecti on of cogniti ve, aff ecti ve and somati c depressive symptoms. The understanding of the eti ology of depression is limited, with no single nor suffi cient cause for depression.11 It is, however, unlikely that a heterogeneous syndrome as depression will refl ect a single underlying process.

Several eff ecti ve treatments for major depression exist, with anti depressant medicati on and cogniti ve behavioral therapy among the ones most widely used.12 A substanti al part of individuals with depression, however, is not diagnosed as such and does not receive treatment.13 In the Netherlands, depression is recognized by general practi ti oners in about two-thirds of the people aff ected, but other studies show even lower recogniti on rates.14 These limited detecti on rates may be due to consultati on ti me constraints, and the hetero-geneous presentati on of the disorder.15 In additi on to subopti mal recogniti on, anti depres-sant treatment is not always eff ecti ve. About 30% of the depressed pati ents fail to achieve remission despite multi ple treatment initi ati ves.16 Compared to placebo treatments, the effi cacy of anti depressant medicati on may have been overesti mated as publicati on of anti de-pressant trials appeared to be biased towards positi ve results, which increased the apparent eff ect size by one-third.17 Furthermore, anti depressant medicati on may only be eff ecti ve in pati ents with severe depressive symptoms, and not in the main group of mild to moderate depression.18 Hence, there remains considerable room for improvement in recogniti on and treatment of depression. Throughout this thesis, we will use the term depression for both signifi cant depressive symptoms and major depression, unless otherwise noted.

Diabetes mellitus

Diabetes mellitus is a chronic, metabolic conditi on that emerged as one of the greatest global health threats in the last decades. Worldwide, approximately 366 million people fulfi ll the criteria for diabetes mellitus.19 By 2030, this number is expected to be increased to 552 million people, aff ecti ng one in every ten adults worldwide.19 For the Netherlands, the scope of the problem is similar to these global perspecti ves, with approximately one million people having diabetes, of whom an one-fourth is undiagnosed.20 Diabetes is one of the major causes of premature illness and death worldwide. Hypoglycemia is an important short-term complicati on of diabetes. Important long-term complicati ons of diabetes include cardiovascular diseases (e.g. myocardial infarcti on21, heart failure22), and microvascular diseases (e.g. rethinopathology, nefropathology, neuropathology).21 Approximately 4.6 million people aged 20-79 years died from diabetes in 2011, accounti ng for 8% of the global all-cause mortality of people in this age group.19

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Diabetes mellitus is a progressive disease characterized by elevated blood glucose values as a result of a defect in secretion of the hormone insulin and/or a poor response to insulin by the body’s tissues.23 The two main types of diabetes that can be distinguished are type 1 diabetes and type 2 diabetes. In type 1 diabetes, the insulin producing beta-cells of the pancreas are destroyed as a consequence of an auto-immune reaction, and no insulin is secreted. Although type 1 diabetes can occur at any age, it typically occurs before the age of 30 years, its onset is quick and progressive, and insulin (administered by injections and/or insulin pump therapy) is required to regulate glucose levels.24 Type 2 diabetes is the most common type of diabetes (approximately 90% of all diabetes cases), and is characterized by insulin resistance of the tissues, combined with relative deficits in the amount or rate of insulin secretion. Type 2 diabetes predominantly occurs at ages above 40 years, and the disease may be undetected for months to even years as the symptoms of diabetes (e.g. frequent urination, excessive thirst, and tiredness) may be mild, and can be easily interpreted as being the result of aging. Due to the epidemic increase of obesity, which is the main risk factor for type 2 diabetes, the prevalence of type 2 diabetes is rapidly increasing, also in children.25,26 Although many persons with type 2 diabetes will eventually need insulin injections, a diet or oral glucose-lowering medication may initially be sufficient to lower glucose values.

Although progress has been made to reverse the onset of diabetes, type 1 diabetes cannot be cured at present, and type 2 diabetes may be reversed only occasionally (e.g. by bariatric surgery in severe obese patients).27,28 Hence, diabetes results in a life-long chronic disease with the depressing prospect of onset and deterioration of serious complications. In order to delay the onset and progress of complications, diabetes management requires demanding self-care activities in multiple domains, including physical activity, healthy diet, glucose monitoring, medication use, and symptom management.

Depression and diabetes

Depression and diabetes frequently co-occur. A meta-analysis of prevalence studies indicate that depression is almost twice as common in individuals with type 2 diabetes mellitus compared to those without diabetes (17.6% vs. 9.8%).29 For type 1 diabetes, the prevalence of depression is less studied and no firm conclusions could be made for this group,30 although recent studies show that the prevalence is increased compared to persons without diabetes.31 Furthermore, it has been reported that up to 30% of the diabetes patients experience depressive symptoms.32 Among patients with diabetes, depression has been related to a variety of adverse outcomes for the individual and for society, including an impaired quality of life,33 poor adherence to self-care activities involved in diabetes management,34 suboptimal glycemic control,35 increased health care costs,36,37 increased risk

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General introduction |

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for macro- and microvascular complicati ons,38 and an increased mortality rate.39-42

Although there is ample evidence that diabetes and depression are related, the temporal and causal mechanisms remain unclear. With respect to the directi on of the relati onship, it has been proposed that depression may be the result of the daily burden of living with diabetes and the long-term complicati ons.43 Meta-analyses of prospecti ve studies supported this noti on as they showed that type 2 diabetes is associated with an increased risk for the onset of depression.44,45 On the other hand, as the Briti sh physician Thomas Willis already noted in 1674, diabetes may also be the consequence of depression.1,2 Recent meta-analyses indeed pointed out that depression was related to increased incident type 2 diabetes.44,46 Hence, it has been proposed that the relati onship diabetes and depression is likely to be of a bidirec-ti onal nature: diabetes infl uences mood and vice versa.44

Interesti ng data regarding the temporal relati onship between depression and type 2 diabetes can be derived from preclinical states of diabetes. The type 2 diabetes spectrum can be viewed as a conti nuum, ranging from insulin insensiti vity, impaired glucose tolerance to overt diabetes. Insulin resistance (also known as insulin insensiti vity), is the reduced sensiti vity of peripheral insulin receptors to the acti on of insulin. As diabetes is the result of an imbalance of insulin sensiti vity and insulin secreti on, these two aspects may provide relevant data with respect to the nature and temporality of the relati onship between diabetes and depression. The current literature on the relati onship between depression and insulin sensiti vity in adults without diabetes is inconclusive, however. While some cross-secti onal and cohort studies observed an associati on between depression and insulin sensiti vity,47-52 other studies did not or did even fi nd a negati ve associati on.53-56 The relati onship between depression and insulin secreti on is even less investi gated. Studying the relati onship between depression and insulin sensiti vity and secreti on in a sample without diabetes may enhance our understanding of the mechanisms that link depression and diabetes incidence.

Diabetes, depression and mortality

Depression has been related to an increased mortality rate among pati ents with diabetes.39-

42 Interesti ngly, studies in the general populati on showed an increased mortality risk in people with coexisti ng depression and diabetes compared to those having neither, or just one of the two conditi on(s).57-60 This led to the suggesti on that the relati onship of depression and diabetes with mortality might be of a synergisti c nature, that is, having both diabetes and depression relates to an elevated mortality risk, beyond that of having diabetes and depression alone.57 It is, however, unclear whether this suspected relati onship can be extended from the general populati on to other populati on groups. In parti cular, it would be interesti ng to test this in samples with a substanti al prevalence of diabetes and

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depression, such as patients with myocardial infarction (MI). MI is caused by an interrup-tion of the blood supply in the coronary arteries of the heart, resulting in the death of heart muscle cells. Diabetes is not only a risk factor for the onset of MI,59,60 but is also related to an increased rate of subsequent cardiovascular mortality in MI patients.61,62 Correspond-ingly, depression affects approximately 20% of the MI survivors,63 and is related to an almost 2.5-fold increased mortality risk in post-MI patients.64 It has not been elucidated whether the suggested potential synergistic interaction between diabetes, depression and mortality in the general population can be observed in a sample of MI patients, a patient group with a relatively high risk for mortality. As this may have prognostic implications in MI patients, this research question deserves further study.

Treatment of depression in diabetes

Several effective treatment options for depression in patients with diabetes exist, including cognitive behavioral therapy, tricyclic antidepressants (TCA), selective serotonin reuptake inhibitors (SSRI), and collaborative care programs, with an overall mean standardized effect size of 0.51.65,66 Collaborative care is a structured approach for depression care, and is based on chronic disease management principles, including a more prominent role for nonmedical specialist (nurse practitioners, psychologists) in close collaboration with the mental health specialist and other physicians.67 However, similar to persons without diabetes, the existing depression treatments are not optimal. Studies indicate that between 15 - 52% of the diabetes patients receiving antidepressant treatment do not achieve remission of depression within 8 to 12 weeks.68-71 The current antidepressant medication act, at least in part, on the monoamine neurotransmitters, which are part of the dominant biological etiological theory for depression.9 The monoamine-deficiency theory of depression attributes depressive symptoms to changes in the metabolism or activity of monoamines in the brain, such as serotonin, noradrenalin and dopamine.9 However, as monoamines may not explain all depression due to the imperfect efficacy of traditional antidepressant agents,9,16 additional etiological models have been proposed. One mechanism with a potential role in the pathophysiology of depression is inflammation.72 Meta-analyses showed that depression is related to increased levels of proinflammatory markers such as C-reactive protein, and the cytokines Interleukin-6, Interleukin-1 and Tumor Necrosis Factor-α.73,74 Furthermore, it has been observed that depressive symptoms can be induced by immunotherapy,75 and treatment with the anti-inflammatory drug celecoxib appeared to enhance the antidepres-sant effect of fluoxetine in depressed patients.76 Interestingly, some studies have shown that increased inflammatory markers have been related to a poor treatment response to anti-depressant medication,77,78 although not all studies have observed this.79 As only a handful studies have examined the effect of inflammation on subsequent antidepressant treatment

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General introduction |

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response, further research is needed. If such a relati onship exists, targeti ng infl ammati on might be a new avenue for future anti depressant treatments.80

ω-3 fatty acids

Another interesti ng mechanism that may guide new treatment directi ons in depression is impaired fatt y acid intake or metabolism, in parti cular of long-chain ω-3 fatt y acids, that has been observed in depression.81 The best-known long-chain ω-3 fatt y acids are Alpha Linoleic Acid (ALA), Eicosapentaenoic Acid (EPA) and Docosahexaenoic Acid (DHA). They can be derived from plant oils and sea food. EPA and DHA are nearly exclusively found in fatt y fi sh such as salmon, trout, herring, sardines, and mackerel. Hence, these fatt y acids are oft en referred to as fi sh oils. Several favorable qualiti es are ascribed to the long-chain ω-3 fatt y acids, including positi ve eff ects on fetal development, cardiovascular diseases, and cogniti ve functi oning among mild Alzheimer’s disease pati ents.82,83 ALA cannot be synthesized by the human body, and is therefore considered to be an essenti al fatt y acid. In contrast, the human body is able to convert ALA to EPA, and subsequently to DHA, but the conversion rates are limited.84 The level of EPA and DHA can be increased by higher intake of fatt y fi sh or by the use of ω-3 supplements.

Multi ple lines of evidence show a potenti al benefi cial role of ω-3 fatt y acids for depression. In 1998, an ecological study, although limited by its design and methodology, showed that depression was more common in countries that had low levels of apparent fi sh consumpti on as opposed to countries with high levels of fi sh consumpti on.85 In accordance, studies indicate that low intake of long-chain ω-3 fatt y acids was related to depression, and interesti ngly, to cardiovascular diseases, and type 2 diabetes. Furthermore, reduced plasma or serum levels of ω-3 fatt y acids have been reported in both pati ents with depression as well as in pati ents with diabetes.86-88 In depressed pati ents, a meta-analysis of randomized controlled trials showed that ω-3 fatt y acids (provided as monotherapy or augmentati on of anti depres-sant medicati on) were effi cacious as anti depressant therapy when compared to placebo,89 although a recent study in coronary heart disease pati ents with major depression did observe no benefi cial eff ect of augmentati on of sertraline with ω-3 fatt y acids compared to placebo treatment on depressive symptoms.90 Because of the high prevalence of depression among pati ents with diabetes, and the uncertainty whether ω-3 fatt y acid supplementati on for depression in persons without diabetes could be extrapolated to diabetes pati ents, it is relevant to test whether ω-3 fatt y acids may have anti depressant potenti al in diabetes pati ents with depression.81 This has not been tested in a randomized controlled trial, which is generally considered to be the gold standard for demonstrati ng effi cacy of treatment.

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Course of depression in persons with diabetes

Depression presents itself in several forms, ranging from mild, subtreshold depression to a major depressive disorder, and dysthymia. Although subthreshold depression is an important risk factor for the onset major depression in the general population,91 not all persons with subthreshold depression will develop a full-blown depression. For diabetes patients, characteristics that predict the transition from subthreshold depression to major depression are largely unknown, as the limited available studies had a cross-sectional design, or lacked clinical instruments to diagnose major depression. Longitudinal studies indicate that depression in diabetes patients appears to be of a chronic and recurrent nature, as about half of the patients report depression one to five years later.92,93 These and other prospective studies have shown an important role for baseline severity of depression, and history of depression for the prediction of recurrent or persistent depression over time.92-94 In addition, other factors such as low educational level, multiple complications, coronary procedures, and diabetes symptom severity are among the factors that relate to persistent or recurrent depression.93,95 However, from these studies it remains unclear which risk factors predispose diabetes patients with subthreshold depression to the onset of a major depression. Knowledge of the characteristics that are related to the onset of major depression among patients with diabetes with subthreshold depression may be useful to target preventive interventions.

Depressive symptoms and glycemic control

Glycated hemoglobin (HbA1c) is an important laboratory marker that is used to monitor glycemia in diabetes patients. It reflects the average blood glucose level in the past three months, but not its daily fluctuations.96 Studies have shown that high levels of HbA1c predict the development of diabetes complications and mortality among diabetes patients.21,97,98 Hence, the American Diabetes Association recommends to lower HbA1c levels to 53 mmol/mol (7%) in most patients, although more and less stringent cut-offs should be considered in certain patients and circumstances.99 In 2000, a meta-analysis showed that elevated depressive symptoms in diabetes patients were related to a poor glycemic control, as evidenced by higher HbA1c levels, with effect sizes in the small to medium range.35 More recent longitudinal and intervention studies did not find a significant relationship between elevated depressive symptoms and HbA1c.

66,100,101 The inconsistent associations might be related to the heterogeneous concept and diagnosis of depression. As depression includes a variety of symptoms, persons with depression may substantially differ with respect to the symptoms they present. At present, little is known about the association of individual symptoms of depression with HbA1c in diabetes patients. Knowledge about the specific asso-

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1. General introducti on

Consequences

2. Onset of depression in DM pati ents with subthreshold depression

3. Depression, diabetes and mortality in MI pati ents

Mechanisms

4. Treatment-resistant depression and infl ammati on in CHD pati ents

5. Insulin sensiti vity and secreti on and depression

6. Individual depressive symptoms and HbA1c in DM pati ents

Treatment

7. Supplementati on of EPA in DM pati ents with depression

8. General discussion

Figure 1. Overview of this thesis

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General introduction |

1

ciati ons between individual depressive symptoms and HbA1c may identi fy subsets of pati ents requiring specifi c therapeuti c interventi ons. In additi on, it may guide research on eti ology, as the various depressive symptoms might signify diff erent pathophysiological pathways.

General aim and outline of the thesis

The general aim of this thesis is to gain a bett er understanding of depression in pati ents with diabetes mellitus, with an emphasis on its predicti ve role, its related mechanisms and op-portuniti es for anti depressant treatment. Various cohort and interventi on studies form the backbone of this thesis. These studies will be further explained in each chapter. A schemati c overview of the thesis can be found in Figure 1.

Abbreviations: CHD, coronary heart disease; DM, diabetes mellitus; EPA, eicosapentaenoic acid; MI, myocardial infarction.

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The thesis will first examine the prognostic role of depressive symptoms in diabetes patients. Chapter 2 of this thesis will describe the rates and risk factors for the development of major depressive disorder in a two-year period among diabetes patients with subthresh-old depression. Chapter 3 focuses on the potentially adverse combination of diabetes and depression for mortality in MI patients, a group with a high risk for mortality.

Next, several mechanisms that might explain the role of depression in cardiovascular disease and diabetes will be discussed. Using data from the ω-3 randomized controlled trial in CHD patients with major depression, Chapter 4 will discuss whether inflammation is related to treatment non-response to sertraline in patient with CHD and major depression. CHD is a common, important complication and cause of death in both type 1 and type 2 diabetes.102,103 Furthermore, Chapter 5 explores the relationship between depressive symptoms and insulin sensitivity and insulin secretion in people without diabetes, to examine whether defects in one or either mechanism might explain the increased risk of future type 2 diabetes that is related to depression. Chapter 6 explores the association of individual depressive symptoms with HbA1c in an outpatient sample of diabetes patients in the Netherlands.

Subsequently, the potential of the long-chain ω-3 fatty acid EPA for the treatment of depression in diabetes patients will be discussed in Chapter 7, using data from a randomized controlled trial conducted in the Netherlands.

Lastly, the findings of Chapter 2 through 7 are summarized, discussed and integrated with the current literature and future perspectives in Chapter 8.

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References

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medical records demonstrate a good recogniti on of depression? A new perspecti ve on case extrac-ti on. J Aff ect Disord. 2011;133(3):522-527.

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1 7. Turner EH, Matt hews AM, Linardatos E, Tell RA, Rosenthal R. Selecti ve publicati on of anti depres-sant trials and its infl uence on apparent effi cacy. N Engl J Med. 2008;358(3):252-260.

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1 9. Internati onal Diabetes Federati on. IDF Diabetes Atlas, 5th editi on. Brussels: Internati onal Diabetes Federati on, 2011. htt p://www.idf.org/diabetesat-las. 2012. Accessed April, 17th 2012; 2012.

2 0. Diabetes Fonds. Diabetes in cijfers. [htt p://www.diabetesfonds.nl/arti kel/diabetes-cijfers]; 2011.

2 1. Stratt on IM, Adler AI, Neil HA, et al. Associati on of glycaemia with macrovascular and microvas-cular complicati ons of type 2 diabetes (UKPDS 35): prospecti ve observati onal study. BMJ. 2000;321(7258):405-412.

2 2. van Melle JP, Bot M, de Jonge P, de Boer RA, Van Veldhuisen DJ, Whooley MA. Diabetes, glycemic control and new onset heart failure in pati ents with stable coronary artery disease: Data from the Heart & Soul Study. Diabetes Care. 2010;33:2084-2089.

2 3. Alberti KG, Zimmet PZ. Defi niti on, diagnosis and classifi cati on of diabetes mellitus and its com-plicati ons. Part 1: diagnosis and classifi cati on of diabetes mellitus provisional report of a WHO consultati on. Diabet Med. 1998;15(7):539-553.

2 4. Heine RJ, Tack CJ, eds. Handboek Diabetes Mellitus. 3rd ed. Utrecht: de Tijdstroom; 2006.

2 5. Hossain P, Kawar B, El Nahas M. Obesity and diabetes in the developing world--a growing challenge. New Engl J Med. 2007;356(3):213-215.

2 6. Zimmet P, Alberti KG, Shaw J. Global and societal implicati ons of the diabetes epidemic. Nature. 2001;414(6865):782-787.

2 7. Skyler JS, Ricordi C. Stopping type 1 diabetes: att empts to prevent or cure type 1 diabetes in

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man. Diabetes. 2011;60(1):1-8.

28. Schernthaner G, Brix JM, Kopp HP, Scherntha-ner GH. Cure of type 2 diabetes by metabolic surgery? A critical analysis of the evidence in 2010. Diabetes Care. 2011;34 Suppl 2:S355-360.

29. Ali S, Stone MA, Peters JL, Davies MJ, Khunti K. The prevalence of co-morbid depression in adults with Type 2 diabetes: a systematic review and me-ta-analysis. Diabet Med. 2006;23(11):1165-1173.

30. Barnard KD, Skinner TC, Peveler R. The prevalence of co-morbid depression in adults with Type 1 diabetes: systematic literature review. Diabet Med. 2006;23(4):445-448.

31. Gendelman N, Snell-Bergeon JK, McFann K, et al. Prevalence and correlates of depression in individuals with and without type 1 diabetes. Diabetes Care. 2009;32(4):575-579.

32. Anderson RJ, Freedland KE, Clouse RE, Lustman PJ. The prevalence of comorbid depression in adults with diabetes: a meta-analysis. Diabetes Care. 2001;24(6):1069-1078.

33. Schram MT, Baan CA, Pouwer F. Depression and quality of life in patients with diabetes: a sys-tematic review from the European depression in diabetes (EDID) research consortium. Curr Diabetes Rev. 2009;5(2):112-119.

34. Gonzalez JS, Peyrot M, McCarl LA, et al. Depres-sion and diabetes treatment nonadherence: a meta-analysis. Diabetes Care. 2008;31(12):2398-2403.

35. Lustman PJ, Anderson RJ, Freedland KE, de Groot M, Carney RM, Clouse RE. Depression and poor glycemic control: a meta-analytic review of the literature. Diabetes Care. 2000;23(7):934-942.

36. Egede LE, Zheng D, Simpson K. Comorbid depres-sion is associated with increased health care use and expenditures in individuals with diabetes. Diabetes Care. 2002;25(3):464-470.

37. Bosmans JE, Adriaanse MC. Outpatient costs in pharmaceutically treated diabetes patients with and without a diagnosis of depression in a Dutch primary care setting. BMC Health Serv Res. 2012;12:46.

38. de Groot M, Anderson R, Freedland KE, Clouse RE, Lustman PJ. Association of depression and diabetes complications: a meta-analysis. Psychosom Med. 2001;63(4):619-630.

39. Katon W, Fan MY, Unutzer J, Taylor J, Pincus H, Schoenbaum M. Depression and diabetes: a po-tentially lethal combination. J Gen Intern Med.

2008;23(10):1571-1575.

40. Bruce DG, Davis WA, Starkstein SE, Davis TM. A prospective study of depression and mortality in patients with type 2 diabetes: the Fremantle Diabetes Study. Diabetologia. 2005;48(12):2532-2539.

41. Lin EH, Heckbert SR, Rutter CM, et al. Depression and increased mortality in diabetes: unexpected causes of death. Ann Fam Med. 2009;7(5):414-421.

42. Ismail K, Winkley K, Stahl D, Chalder T, Edmonds M. A cohort study of people with diabetes and their first foot ulcer: the role of depression on mortality. Diabetes Care. 2007;30(6):1473-1479.

43. Talbot F, Nouwen A. A review of the relationship between depression and diabetes in adults: is there a link? Diabetes Care. 2000;23(10):1556-1562.

44. Mezuk B, Eaton WW, Albrecht S, Golden SH. De-pression and Type 2 Diabetes Over the Lifespan: A meta-analysis. Diabetes Care. 2008;31(12):2383-2390.

45. Nouwen A, Winkley K, Twisk J, et al. Type 2 diabetes mellitus as a risk factor for the onset of depression: a systematic review and meta-analy-sis. Diabetologia. 2010;53(12):2480-2486.

46. Knol MJ, Twisk JW, Beekman AT, Heine RJ, Snoek FJ, Pouwer F. Depression as a risk factor for the onset of type 2 diabetes mellitus. A meta-analy-sis. Diabetologia. 2006;49(5):837-845.

47. Rasgon NL, Rao RC, Hwang S, et al. Depression in women with polycystic ovary syndrome: clinical and biochemical correlates. J Affect Disord. 2003;74(3):299-304.

48. Timonen M, Laakso M, Jokelainen J, Rajala U, Meyer-Rochow VB, Keinanen-Kiukaanniemi S. Insulin resistance and depression: cross sectional study. BMJ. 2005;330(7481):17-18.

49. Everson-Rose SA, Meyer PM, Powell LH, et al. De-pressive symptoms, insulin resistance, and risk of diabetes in women at midlife. Diabetes Care. 2004;27(12):2856-2862.

50. Pan A, Ye X, Franco OH, et al. Insulin resistance and depressive symptoms in middle-aged and elderly Chinese: findings from the Nutrition and Health of Aging Population in China Study. J Affect Disord. 2008;109(1-2):75-82.

51. Adriaanse MC, Dekker JM, Nijpels G, Heine RJ, Snoek FJ, Pouwer F. Associations between depres-sive symptoms and insulin resistance: the Hoorn

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Study. Diabetologia. 2006;49(12):2874-2877.

5 2. Pearson S, Schmidt M, Patt on G, et al. Depres-sion and Insulin Resistance: Cross-Secti onal Associati ons In Young Adults. Diabetes Care. 2010;33(5):1128-1133.

5 3. Roos C, Lidfeldt J, Agardh CD, et al. Insulin resis-tance and self-rated symptoms of depression in Swedish women with risk factors for diabetes: the Women’s Health in the Lund Area study. Metabo-lism. 2007;56(6):825-829.

5 4. Lawlor DA, Ben-Shlomo Y, Ebrahim S, et al. Insulin resistance and depressive symptoms in middle aged men: fi ndings from the Caerphilly prospec-ti ve cohort study. BMJ. 2005;330(7493):705-706.

5 5. Lawlor DA, Smith GD, Ebrahim S. Associati on of insulin resistance with depression: cross secti onal fi ndings from the Briti sh Women’s Heart and Health Study. BMJ. 2003;327(7428):1383-1384.

5 6. Shen Q, Bergquist-Beringer S, Sousa VD. Major depressive disorder and insulin resistance in nondiabeti c young adults in the United States: the Nati onal Health and Nutriti on Examinati on Survey, 1999-2002. Biol Res Nurs. 2011;13(2):175-181.

5 7. Egede LE, Nietert PJ, Zheng D. Depression and all-cause and coronary heart disease mortality among adults with and without diabetes. Diabetes Care. 2005;28(6):1339-1345.

5 8. Black SA, Markides KS, Ray LA. Depression predicts increased incidence of adverse health outcomes in older Mexican Americans with type 2 diabetes. Diabetes Care. 2003;26(10):2822-2828.

5 9. Zhang X, Norris SL, Gregg EW, Cheng YJ, Beckles G, Kahn HS. Depressive symptoms and mortality among persons with and without diabetes. Am J Epidemiol. 2005;161(7):652-660.

6 0. Pan A, Lucas M, Sun Q, et al. Increased mortality risk in women with depression and diabetes mellitus. Arch Gen Psychiatry. 2011;68(1):42-50.

6 1. Koek HL, Soedamah-Muthu SS, Kardaun JW, et al. Short- and long-term mortality aft er acute myo-cardial infarcti on: comparison of pati ents with and without diabetes mellitus. Eur J Epidemiol. 2007;22(12):883-888.

6 2. Donahoe SM, Stewart GC, McCabe CH, et al. Diabetes and mortality following acute coronary syndromes. JAMA. 2007;298(7):765-775.

6 3. Thombs BD, Bass EB, Ford DE, et al. Prevalence of depression in survivors of acute myocardial in-farcti on. J Gen Intern Med. 2006;21(1):30-38.

6 4. van Melle JP, de Jonge P, Spijkerman TA, et al. Prognosti c associati on of depression following myocardial infarcti on with mortality and car-diovascular events: a meta-analysis. Psychosom Med. 2004;66(6):814-822.

6 5. Lustman PJ, Clouse RE. Treatment of depression in diabetes: impact on mood and medical outcome. J Psychosom Res. 2002;53(4):917-924.

6 6. van der Feltz-Cornelis CM, Nuyen J, Stoop C, et al. Eff ect of interventi ons for major depressive disorder and signifi cant depressive symptoms in pati ents with diabetes mellitus: a systemati c review and meta-analysis. Gen Hosp Psychiatry. 2010;32(4):380-395.

6 7. Gilbody S, Bower P, Fletcher J, Richards D, Sutt on AJ. Collaborati ve care for depression: a cumula-ti ve meta-analysis and review of longer-term outcomes. Arch Intern Med. 2006;166(21):2314-2321.

6 8. Lustman PJ, Freedland KE, Griffi th LS, Clouse RE. Fluoxeti ne for depression in diabetes: a ran-domized double-blind placebo-controlled trial. Diabetes Care. 2000;23(5):618-623.

6 9. Lustman PJ, Griffi th LS, Clouse RE, et al. Eff ects of nortriptyline on depression and glycemic control in diabetes: results of a double-blind, placebo-controlled trial. Psychosom Med. 1997;59(3):241-250.

7 0. Bogner HR, Morales KH, de Vries HF, Cappola AR. Integrated management of type 2 diabetes mellitus and depression treatment to improve medicati on adherence: a randomized controlled trial. Ann Fam Med. 2012;10(1):15-22.

7 1. Lustman PJ, Griffi th LS, Freedland KE, Kissel SS, Clouse RE. Cogniti ve behavior therapy for depres-sion in type 2 diabetes mellitus. A randomized, controlled trial. Ann Intern Med. 1998;129(8):613-621.

7 2. Raison CL, Capuron L, Miller AH. Cytokines sing the blues: infl ammati on and the pathogenesis of depression. Trends Immunol. 2006;27(1):24-31.

7 3. Dowlati Y, Herrmann N, Swardfager W, et al. A Meta-Analysis of Cytokines in Major Depression. Biol Psychiatry. 2010;67:446-457.

7 4. Howren MB, Lamkin DM, Suls J. Associati ons of Depression With C-Reacti ve Protein, IL-1, and IL-6: A Meta-Analysis. Psychosom Med. 2009;71(2):171-186.

7 5. Bonaccorso S, Puzella A, Marino V, et al. Immuno-therapy with interferon-alpha in pati ents aff ected by chronic hepati ti s C induces an intercorrelated

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stimulation of the cytokine network and an increase in depressive and anxiety symptoms. Psychiatry Res. 2001;105(1-2):45-55.

76. Akhondzadeh S, Jafari S, Raisi F, et al. Clinical trial of adjunctive celecoxib treatment in patients with major depression: a double blind and placebo controlled trial. Depress Anxiety. 2009;26(7):607-611.

77. Lanquillon S, Krieg JC, Bening-Abu-Shach U, Vedder H. Cytokine production and treatment response in major depressive disorder. Neuropsy-chopharmacology. 2000;22(4):370-379.

78. Eller T, Vasar V, Shlik J, Maron E. Pro-inflammatory cytokines and treatment response to escitalo-pram in major depressive disorder. Prog Neuro-psychopharmacol Biol Psychiatry. 2008;32(2):445-450.

79. Basterzi AD, Aydemir C, Kisa C, et al. IL-6 levels decrease with SSRI treatment in patients with major depression. Hum Psychopharmacol. 2005;20(7):473-476.

80. Miller AH, Maletic V, Raison CL. Inflammation and its discontents: the role of cytokines in the patho-physiology of major depression. Biol Psychiatry. 2009;65(9):732-741.

81. Pouwer F, Nijpels G, Beekman AT, et al. Fat food for a bad mood. Could we treat and prevent de-pression in Type 2 diabetes by means of omega-3 polyunsaturated fatty acids? A review of the evidence. Diabet Med. 2005;22(11):1465-1475.

82. Kris-Etherton PM, Harris WS, Appel LJ. Fish con-sumption, fish oil, omega-3 fatty acids, and cardio-vascular disease. Circulation. 2002;106(21):2747-2757.

83. Swanson D, Block R, Mousa SA. Omega-3 fatty acids EPA and DHA: health benefits throughout life. Adv Nutr. 2012;3(1):1-7.

84. Arterburn LM, Hall EB, Oken H. Distribution, inter-conversion, and dose response of n-3 fatty acids in humans. Am J Clin Nutr. 2006;83(6 Suppl):1467S-1476S.

85. Hibbeln JR. Fish consumption and major depres-sion. Lancet. 1998;351(9110):1213.

86. Sontrop J, Campbell MK. Omega-3 polyunsatu-rated fatty acids and depression: a review of the evidence and a methodological critique. Prev Med. 2006;42(1):4-13.

87. Decsi T, Szabo E, Burus I, et al. Low contribution of n-3 polyunsaturated fatty acids to plasma and erythrocyte membrane lipids in diabetic young

adults. Prostaglandins Leukot Essent Fatty Acids. 2007;76(3):159-164.

88. Vessby B. Dietary fat and insulin action in humans. Br J Nutr. 2000;83 Suppl 1:S91-96.

89. Appleton KM, Rogers PJ, Ness AR. Updated sys-tematic review and meta-analysis of the effects of n-3 long-chain polyunsaturated fatty acids on depressed mood. Am J Clin Nutr. 2010;91(3):757-770.

90. Carney RM, Freedland KE, Rubin EH, Rich MW, Steinmeyer BC, Harris WS. Omega-3 augmenta-tion of sertraline in treatment of depression in patients with coronary heart disease: a random-ized controlled trial. JAMA. 2009;302(15):1651-1657.

91. Cuijpers P, Smit F. Subthreshold depression as a risk indicator for major depressive disorder: a systematic review of prospective studies. Acta Psychiatr Scand. 2004;109(5):325-331.

92. Pibernik-Okanovic M, Begic D, Peros K, Szabo S, Metelko Z. Psychosocial factors contributing to persistent depressive symptoms in type 2 diabetic patients: a Croatian survey from the European Depression in Diabetes Research Consortium. J Diabetes Complications. 2008;22(4):246-253.

93. Katon W, Russo J, Lin EH, et al. Depression and diabetes: factors associated with major depres-sion at five-year follow-up. Psychosomatics. 2009;50(6):570-579.

94. Nefs G, Pouwer F, Denollet J, Pop V. The course of depressive symptoms in primary care patients with type 2 diabetes: results from the Diabetes, Depression, Type D Personality Zuidoost-Brabant (DiaDDZoB) Study. Diabetologia. 2012;55(3):608-616.

95. Peyrot M, Rubin RR. Persistence of depressive symptoms in diabetic adults. Diabetes Care. 1999;22(3):448-452.

96. Jeffcoate SL. Diabetes control and complications: the role of glycated haemoglobin, 25 years on. Diabet Med. 2004;21(7):657-665.

97. Colayco DC, Niu F, McCombs JS, Cheetham TC. A1C and cardiovascular outcomes in type 2 diabetes: a nested case-control study. Diabetes Care. 2011;34(1):77-83.

98. The Diabetes Control and Complications Trial Research Group. The relationship of glycemic exposure (HbA1c) to the risk of development and progression of retinopathy in the diabetes control and complications trial. Diabetes. 1995;44(8):968-983.

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9 9. American Diabetes Associati on. Standards of Medical Care in Diabetes - 2012. Diabetes Care. 2012;35:Suppl 1.

1 00. Georgiades A, Zucker N, Friedman KE, et al. Changes in depressive symptoms and glycemic control in diabetes mellitus. Psychosom Med. 2007;69(3):235-241.

1 01. Fisher L, Mullan JT, Arean P, Glasgow RE, Hessler D, Masharani U. Diabetes distress but not clinical depression or depressive symptoms is associ-

ated with glycemic control in both cross-sec-ti onal and longitudinal analyses. Diabetes Care. 2010;33(1):23-28.

1 02. Laakso M. Cardiovascular disease in type 2 diabetes: challenge for treatment and preventi on. J Intern Med. 2001;249(3):225-235.

1 03. Orchard TJ, Costacou T, Kretowski A, Nesto RW. Type 1 diabetes and coronary artery disease. Diabetes Care. 2006;29(11):2528-2538.

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Part 1Consequences

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Chapter 2

Predictors of incident major depression in outpati ents with

diabetes and subthreshold depression

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Mariska Bot François Pouwer Johan Ormel Joris P.J. SlaetsPeter de Jonge

Predictors of incident major depression in diabeti c outpati ents with subthreshold depression

Diabeti c Medicine 2010; 27(11):1295-1301

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Abstract

Aims | The objecti ve of the study was to determine rates and risks of major depression in diabetes outpati ents with subthreshold depression.

Methods | This study is based on data of a stepped care-based interventi on study in which pati ents with diabetes and subthreshold depression were randomly allocated to low-intensity stepped care, aimed at reducing depressive symptoms, or to care as usual. Pati ents had a baseline Center for Epidemiologic Studies Depression Scale (CES-D) score ≥ 16, but no baseline major depression according to the Mini Internati onal Neuropsychiatric Interview (MINI). Demographic, biological, and psychological characteristi cs were collected at baseline. The MINI was used to determine whether parti cipants had major depression during two-year follow-up. Predictors of major depression were studied using logisti c regression models.

Results | Of the 114 pati ents included at baseline, 73 pati ents were available at two-year follow-up. The two-year incidence of major depression was 42% (n=31). Higher baseline anxiety levels [odds rati o (OR) = 1.25; 95% confi dence interval (CI) = 1.04 - 1.50; p = 0.018] and depression severity levels (OR = 1.09; 95% CI = 1.00 - 1.18; p = 0.045) were predictors of incident major depression. Stepped care allocati on was not related to incident major depression. In multi variable models, similar results were found.

Conclusions | Having a higher baseline level of anxiety and depression appeared to be related to incident major depression during two-year follow-up in pati ents with diabetes and subthreshold depression. A stepped care interventi on aimed at depression alone did not prevent the onset of depression in these pati ents. Besides level of depression, anxiety might be taken into account in the preventi on of major depression in pati ents with diabetes and subthreshold depression.

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Introduction

Major depression is a common, burdensome disease in patients with diabetes.1,2 Among patients with diabetes, depression is associated with less optimal glycemic control, more diabetes complications, reduced quality of life, and increased mortality.3-6 Although sub-threshold depression is a significant risk factor for major depression in the general population,7,8 not all persons with subthreshold depression will develop a full-blown depression. It is useful to know which characteristics of persons are associated with incident major depression in order to target preventive interventions. Up until now, most studies focusing on risk factors for depression in persons with diabetes had a cross-sectional design and relied on self-reported measures of depression. For instance, it was demonstrated that female sex, younger age, low education, being unmarried, high body mass index, smoking, higher comorbidity and treatment with insulin were associated with depressive symptoms in persons with diabetes.9 Only a handful of longitudinal studies have investigated persistent or incident depression in patients with diabetes. Accumulating evidence suggests that persistent depression is frequently observed in persons with diabetes,10,11 in particular in patients who have more diabetes complications, are not treated with insulin, and are less educated.11 Pibernik-Okanovic et al.12 showed that emotional factors were better predictors for one-year persistence of elevated depressive symptoms in patients with diabetes than demographic or diabetes-related variables. They found that clinical depression at baseline, diabetes-related distress, and social and physical quality of life aspects predicted the persistence of elevated depressive symptoms over one year in patients with diabetes.12 However, little is known about the risk factors that predispose diabetes patients with sub-threshold depression to a major depression.

The goal of the present study was twofold: (1) to explore the risk factors for incident clinical major depression during a two-year follow-up period in persons with diabetes and sub-threshold depression, and (2) to evaluate whether a relatively simple, stepped care inter-vention focused on depressive symptoms alone would affect this risk.

Patients and Methods

Patients and setting

The present study was part of the Stepped Treatment of Emotional Problems in Patients with Established Diabetes (STEPPED). STEPPED is a randomized controlled trial testing the effects of a stepped care intervention for patients with diabetes and elevated depressive symptoms vs. care as usual. Participants of STEPPED were recruited from May 2004 until August 2005 from the following four diabetes outpatients clinics in the north of the

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Netherlands: Academic Hospital of Groningen, Groningen; Marti ni Hospital, Groningen; Wilhelmina Hospital, Assen; and Medical Center Leeuwarden Zuid, Leeuwarden. Inclusion criteria for parti cipati on in STEPPED were age ≥ 55 years, diabetes (type 1 or type 2) and a score of ≥16 on the Center for Epidemiologic Studies Depression Scale (CES-D). Exclusion criteria were insuffi cient mastery of the Dutch language, currently receiving psychiatric treatment, and having a life expectancy of < 1 year.

Potenti al parti cipants were mailed an invitati on lett er for the study. The CES-D13 was mailed to parti cipants to assess self-reported symptoms of depression. One hundred and thirty-one parti cipants met the inclusion criteria of the study and agreed to parti cipate. All parti cipants gave writt en informed consent. Pati ents were followed up for two years. For this study, we aimed to explore predictors of incident major depression during two-year follow-up. Therefore, we excluded all parti cipants with a major depression at baseline (n = 9), and those whose clinical status of major depression could not be determined (n = 8). Baseline major depression was assessed with a face-to-face Mini Internati onal Neuropsychiatric Interview (MINI).14 The MINI is a brief and reliable structured diagnosti c instrument based on the Diagnosti c and Stati sti cal Manual of Mental Disorders, Fourth Editi on (DSM-IV) and the Internati onal Classifi cati on of Diseases, Tenth Revision (ICD-10), with an administrati on ti me of approximately 15 minutes.14

Measures

Outcome measure

The primary outcome measure of the study was the incidence of major depression during a two-year follow-up, as determined with the MINI,14 which was administered by telephone. For the purpose of the present study, an adaptati on of the MINI was made so that the presence of major depression could be determined in the ti me frame of two years, using the Life Chart method as developed by Lyketsos et al.15

Secondly, depression severity aft er two years was assessed with the CES-D questi onnaire,13 assessing depressive symptoms in the previous week. A total score between 0 and 60 can be obtained. Higher scores refl ect higher depressive symptom severity. The questi onnaire has good psychometric properti es, also in older persons.16

Independent variables

The selecti on of the potenti al predictors was based on the literature and availability in the study. At baseline, demographic, biological, and psychosocial predictors were measured. Age, sex, educati onal level, marital and cohabitati on status, nati onality, and type of diabetes were obtained during an interview. Blood was sampled at baseline to assess glycated hemoglobin (HbA1c). Furthermore, parti cipants received a questi onnaire to be completed

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at home. Apart from age, sex, and HbA1c, the following measures were included as possible predictors of incident depression.

Comorbid chronic illness(es) were determined by self-report, using a list developed by the Dutch National Institute of Statistics (Statistics Netherlands), comprising the 25 most prevalent chronic illnesses. Patients were asked whether they had the chronic disease in the last year. The total number of chronic comorbidities was calculated and classified into < 3 comorbidities and ≥ 3 comorbidities.

Stressful life events were measured with a list of 16 threatening events based on the List of Threatening Events.17 Participants were asked which events they experienced in the last year. The number of life events in the last year was summed and categorized into 0, 1 and ≥ 2 life events.

Depression severity was assessed at baseline with the CES-D.13

Anxiety was assessed with the 7-item Hospital Anxiety and Depression Scale Anxiety subscale (HADS-A).18 The HADS-A is suitable for use in patients with a chronic disease. This instrument has been developed to measure cognitive symptoms of anxiety, as somatic symptoms of anxiety such as trembling can overlap with symptoms of a concurrent medical problem (e.g. hypoglycemia).18 A score of 0 - 21 can be obtained. Higher scores reflect more anxiety symptoms. Anxiety was used as a continuous measure and as a dichotomized variable (≥ 11) to indicate probable anxiety pathology, based on previously determined criteria.18

Diabetes-specific emotional distress was assessed with the 20-item Problem Areas In Diabetes scale (PAID).19 Scores on the PAID items were summed and transformed to a 0 - 100 scale, with higher scores indicating higher levels of diabetes-specific emotional distress.

Neuroticism or emotional instability was assessed with the 12-item neuroticism subscale of the Revised Eysenck Personality Questionnaire (EPQ-N).20 The total score reflects a patient’s tendency to the personality trait of neuroticism which is considered to signal a person’s vul-nerability to internalizing mental disorders, including anxiety and depression.21

Intervention vs. care as usual

We also investigated whether the intervention of the randomized controlled trial influenced depression outcome. Participants of STEPPED were randomly assigned to either stepped care or care as usual. Participants assigned to the intervention group entered a stepped care intervention, based on their initial level of depression according to the MINI. Patients with symptomatic depression (no depression diagnosis on the MINI) entered the program at step 1 (watchful waiting/bibliotherapy), patients with minor depression on the MINI entered the program at step 2 (cognitive behavioral interventions by a non-specialist). Patients with

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major depression entered the program at step 3 (mental health specialist interventi on), but were excluded from the present analyses because we investi gated the incidence of major depression. Each step lasted 12 weeks. When no improvement was observed (CES-D score ≥ 16 or did not decrease at least 5 points), the pati ent entered a higher step for another 12 weeks, unti l improvement was observed. The control group received care as usual during the study, in which anti depressants or psychotherapy were treatment possibiliti es. To take possible eff ects of the interventi on on incident major depression into account, we included the interventi on allocati on as a predictor.

Stati sti cal analysis

We compared the baseline characteristi cs of pati ents whose major depression status could be determined aft er two years and the drop-outs using Student’s t-tests and Chi-square tests. Predictors of incident major depression during two-year follow-up were tested in univariable and multi variable (adjusted for age and sex) logisti c regression analyses. The following baseline predictors were tested: sex, age, type of interventi on (stepped care in-terventi on vs. care as usual), number of comorbid chronic diseases, number of stressful life events, HbA1c, depression severity, anxiety severity, diabetes-specifi c emoti onal distress, and neuroti cism. The assumpti on that conti nuous variables are linearly related to the logit was checked with the Box-Tidell transformati on22 and met for each conti nuous variable, except for age. Therefore, age was categorized into terti les (55 - 59, 60 - 66, and 67 - 88 years). Furthermore, we conducted univariable and multi variable (adjusted for age and sex) linear regression analyses with the CES-D score at two-year follow-up as dependent outcome. The independent variables used in these analyses were similar to the independent variables in the logisti c regression analyses. The stati sti cal assumpti ons for linear regression were checked and were met for all models. All the data were analyzed using SPSS version 17 (SPSS Inc., Chicago, IL, USA). The p-value for stati sti cal signifi cance was set at 0.05.

Results

For the present study, 114 pati ents were eligible at baseline. Table 1 presents baseline characteristi cs of these pati ents. The average age was 65 years, and 54% were male. Most pati ents (81%) had type 2 diabetes. Although none of the pati ents described in Table 1 fulfi lled the criteria for major depression, the average CES-D score was relati vely high (mean score 24; SD: 8). The majority of the pati ents assigned to the stepped care interventi on started with watchful waiti ng (n = 48, 83%). The baseline characteristi cs shown in Table 1 did not diff er between the interventi on and care as usual group.

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Table 1. Baseline characteristics of the patients with diabetes and subthreshold depression who par-ticipated in the randomized clinical trial (n=114)

na %

Female 52 / 114 46Male 62 / 114 54Intervention 58 / 114 51Care as usual 56 / 114 49Educational level Primary school 18 / 111 16 Secondary (vocational) education 74 / 111 67 Higher education (college/university) 19 / 111 17Marital status Married or living together 72 / 111 65 Never married 6 / 111 5 Divorced 12 / 111 11 Widow 21 / 111 19Dutch nationality 111 / 111 100Diabetes type 1 20 / 105 19Diabetes type 2 85 / 105 81Comorbiditiesb

0 4 / 90 4 1 12 / 90 13 2 13 / 90 14 ≥ 3 61 / 90 68Stressful life events 0 27 / 74 37 1 24 / 74 32 ≥ 2 23 / 74 31Probable anxiety (HADS-A score ≥ 11) 22 / 91 24Increased diabetes-specific emotional distress (PAID score ≥ 40) 22 / 75 29

n Mean (SD)Age, years 114 65.3 (8.2)Depression severity (CES-D score) 114 24.5 (6.8)Glycated hemoglobin, % 101 7.5 (1.1)Depression severity (HADS-D score) 91 8.1 (4.0)Anxiety level (HADS-A score) 91 8.3 (3.4)Diabetes-specific emotional distress (PAID score) 75 29.4 (19.0) Neuroticism (EPQ-N score) 89 5.9 (2.8)

a The first number denotes the number of participants in the category, the second number denotes the total response on the variable.b Based on 25 common chronic diseases in adults. Abbreviations: CES-D, Center for Epidemiologic Studies Depression Scale; EPQ-N: Eysenck Personality Question-naire - Neuroticism; HADS-A: Hospital Anxiety and Depression Scale - anxiety subscale; HADS-D Hospital Anxiety and Depression Scale - depression subscale; PAID: Problem Areas in Diabetes scale

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Table 2. Univariable logisti c regression with baseline predictors for clinical major depression during two-year follow-up according to the MINI

n Wald ORa 95% CI p-value

Female 73 0.11 1.17 0.46 - 2.97 0.74

Middle terti le age (60-66 years)b 73 2.83 2.67 0.85 - 8.37 0.09

Highest terti le age (67-88 years)b 73 0.70 0.59 0.17 - 2.04 0.40

Interventi on vs. care as usual 73 0.22 1.25 0.49 - 3.18 0.64

≥ 3 vs. < 3 comorbiditi es 62 0.22 1.29 0.44 - 3.78 0.64

1 vs. 0 stressful life events 50 0.01 1.05 0.28 - 3.92 0.94

≥ 2 vs. 0 stressful life events 50 0.16 0.75 0.19 - 3.03 0.69

Glycated hemoglobin, % 66 0.40 0.86 0.54 - 1.37 0.53

Depression severity (CES-D score) 73 4.01 1.08 1.00 - 1.18 0.045

Anxiety severity (HADS-A score) 62 5.60 1.25 1.04 - 1.50 0.018

Probable anxiety (HADS-A ≥ 11) 62 6.50 5.50 1.48 - 20.39 0.011

Diabetes-specifi c emoti onal distress score (PAID score)

52 1.92 1.02 0.99 - 1.05 0.17

Increased diabetes-specifi c emoti onal distress score (PAID ≥ 40)

52 0.77 1.69 0.52 - 5.43 0.38

Neuroti cism score (EPQ-N) 61 1.41 1.07 0.88 - 1.31 0.48Abbreviations: CES-D, Center for Epidemiologic Studies Depression Scale; CI, confidence interval; EPQ-N, Eysenck Personality Questionnaire - Neuroticism; HADS-A, Hospital Anxiety and Depression Scale - anxiety subscale; OR, odds ratio; and PAID, Problem Areas in Diabetes scale.a Owing to the relatively high incidence in our sample, odds ratios should not be interpreted as relative risks.b Reference is the lowest age tertile: 55-59 years.

Of the 114 persons available at baseline, 73 were available at two-year follow-up (64%). Twenty-four pati ents could not be reached, 14 parti cipants refused further parti cipati on, and 3 parti cipants died during the follow-up. Persons who dropped out were on average older and had more oft en a low educati on level. For the other variables presented in Table 1, no diff erences were observed between those who dropped out and those who did not.

Incidence of major depression

The incidence of major depression during two-year follow-up was 42% (n = 31). In the univariable logisti c regression models (Table 2), baseline depression severity was related to the onset of major depression [odds rati o (OR) = 1.08; 95% confi dence interval (CI) = 1.00 - 1.18; p = 0.05]. In additi on, both conti nuous and dichotomized baseline anxiety scores were signifi cant predictors of incident major depression (OR = 1.25; 95% CI = 1.04 - 1.50; p = 0.02, and OR = 5.50; 95% CI = 1.48 - 20.39; p = 0.01, respecti vely). Type of interventi on

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(stepped care or care as usual) was not related to the incidence of major depression during two-year follow-up (OR = 1.25; 95% CI = 0.49 - 3.18; p = 0.64). Further, sex, age, number of comorbidities, number of stressful live events, HbA1c, diabetes-specific emotional distress score, and neuroticism score did not significantly predict the incidence of major depression during two-year follow-up. After adjustment for age and sex in multivariable models, similar results were found (Table 3).

Additional analyses

To investigate the possibility of a differential effect of the intervention on major depression for persons with high levels of anxiety and depression, we first compared the baseline levels of anxiety and depression of the two groups, and second included the interaction term of anxiety*randomization and depression*randomization, respectively, in the logistic regression model. Baseline anxiety and depression scores did not significantly differ between the intervention and care as usual group. No significant interaction was observed between level of anxiety and intervention, and level of depression and intervention for incident major depression.

Table 3. Multivariable logistic regression (adjusted for sex and age) with baseline predictors for clinical major depression during two-year follow-up according to the MINI

n Wald ORa 95% CI p-value

≥ 3 vs. < 3 comorbidities 62 0.37 1.42 0.46 - 4.41 0.55

1 vs. 0 stressful life events 50 0.82 2.04 0.44 - 9.51 0.37

≥ 2 vs. 0 stressful life events 50 0.02 0.90 0.20 - 4.16 0.89

Glycated hemoglobin, % 66 0.14 0.91 0.54 - 1.51 0.71

Depression severity (CES-D score) 73 3.88 1.09 1.00 - 1.19 0.049

Anxiety severity (HADS-A score) 62 6.23 1.28 1.05 - 1.56 0.013

Probable Anxiety (HADS-A ≥ 11) 62 5.79 5.44 1.37 - 21.6 0.016

Diabetes-specific emotional distress score (PAID score)

52 3.15 1.03 1.00 - 1.06 0.08

Increased diabetes-specific emotional distress score (PAID ≥ 40)

52 1.28 2.05 0.59 - 7.11 0.26

Neuroticism score (EPQ-N) 61 0.40 1.07 0.87 - 1.32 0.53Abbreviations are as for Table 2. a Owing to the relatively high incidence in our sample, odds ratios should not be interpreted as relative risks.

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Table 4. Univariable linear regression models for depression severity score (CES-D) aft er two-year follow-up

n t B 95% CI p-value

Female 57 1.74 3.74 -0.57 - 8.04 0.09

Age (years) 57 1.14 0.17 -0.13 - 0.47 0.26

Interventi on vs. care as usual 57 0.81 1.78 -2.61 - 6.17 0.42

≥ 3 vs. < 3 comorbiditi es 50 0.73 1.90 -3.32 - 7.11 0.47

1 vs. 0 stressful life events 40 -0.62 -2.14 -9.08 - 4.78 0.54

≥ 2 vs. 0 stressful life events 40 -0.17 -0.58 -7.74 - 6.57 0.87

Glycated hemoglobin, % 51 0.92 1.01 -1.19 - 3.20 0.36

Depression severity score (CES-D) 57 1.83 0.39 -0.04 - 0.81 0.07

Anxiety severity score (HADS-A) 50 2.99 1.16 0.38 - 1.93 0.004

Probable anxiety (HADS-A ≥ 11) 50 2.52 7.07 1.42 - 12.71 0.015

Diabetes-specifi c emoti onal distress score (PAID)

41 1.87 0.12 -0.01 - 0.25 0.07

Increased diabetes-specifi c emoti onal distress score (PAID ≥ 40)

41 0.57 1.63 -4.19 - 7.44 0.57

Neuroti cism score (EPQ-N) 49 1.93 0.91 -0.04 - 1.85 0.06Abbreviations are as for Table 2. In addition, t refers to t statistic, and B refers to the unstandardized regression coefficient.

Table 5. Multi variable linear regression models (adjusted for sex and age) for depression severity score (CES-D) aft er two-year follow-up

Variable n t B 95% CI p-value

≥ 3 vs. < 3 comorbiditi es 50 0.50 1.32 -3.98 - 6.62 0.62

1 vs. 0 stressful life events 40 -0.19 -0.70 -8.30 - 6.90 0.85

≥ 2 vs. 0 stressful life events 40 -0.16 -0.56 -7.85 - 6.72 0.88

Glycated hemoglobin, % 51 0.66 0.72 -1.49 - 2.94 0.51

Depression severity score (CES-D) 57 1.45 0.31 -0.12 - 0.75 0.15

Anxiety severity score (HADS-A) 50 3.10 1.19 0.42 - 1.96 0.003

Probable anxiety (HADS-A ≥ 11) 50 2.76 7.62 2.07 - 13.18 0.008

Diabetes-specifi c emoti onal distress score (PAID)

41 1.67 0.12 -0.02 - 0.26 0.10

Increased diabetes-specifi c emoti onal distress score (PAID ≥ 40)

41 0.38 1.13 -4.95 - 7.20 0.71

Neuroti cism score (EPQ-N) 49 2.44 1.16 0.20 - 2.12 0.02Abbreviations are as for Table 2. In addition, t refers to t statistic, and B refers to the unstandardized regression coefficient.

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Depression severity

For 57 persons (50% of the eligible study population at baseline), the CES-D score for depression severity at two-year follow-up was available. The onset of major depression during two-year follow-up and the CES-D score at two-year follow-up were correlated (Pearsons’ r = 0.48, p < 0.001). Table 4 shows the results of the univariable linear regression analysis for predictors of the CES-D score at two-year follow-up. Again, anxiety was a significant predictor of depression severity either as a continuous variable [regression coefficient (B) = 1.16, 95% CI = 0.38 - 1.93; p = 0.004] or as a dichotomized variable (B = 7.07, 95% CI = 1.42 - 12.71; p = 0.015). Intervention allocation was not associated with depressive symptoms at two-year follow-up (B = 1.78, 95% CI = -2.61 - 6.17, p = 0.42). Similar associa-tions were found in multivariable analyses (Table 5). In addition, neuroticism score became a statistically significant predictor.

Discussion

This explorative, longitudinal study showed that more than 40% of the patients with diabetes and comorbid subthreshold depression developed a major depression during a two-year follow-up period. Besides depression severity, higher levels of anxiety appeared to be a significant predictor for the onset of major depression during two-year follow-up. In additional analyses with depression severity score after two years as outcome measure, anxiety remained significantly related to depression. Whether patients were allocated to a low-intensity stepped care intervention aimed at reducing depressive symptoms or to care as usual was not predictive of incident major depression during two-year follow-up.

Overall, few studies have investigated risk factors for incident major depression longitudi-nally. Cuijpers et al.23 studied risk factors for the onset of depression in non-diabetic partici-pants with a subthreshold depression in the primary care. A family history of depression and the presence of chronic illness were related to incident major depression in persons with subthreshold depression, after adjusting for potential confounders.23 In addition, higher depression symptomatology and neuroticism were associated with increased incident depression in univariable analyses. In our sample we also observed that higher depression severity was a risk factor for subsequent major depression.

In contrast to Cuijpers et al.,23 all participants in our study had a chronic disease (diabetes). No significant relationship between additional comorbid chronic illnesses and incident major depression was observed. Possibly, the existence of a chronic illness is more important than the number of chronic illnesses, but our lack of association might also be related to the small amount of variation on this variable combined with a small sample size: the majority of the participants had several comorbid illnesses.

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In a sample of pati ents with diabetes studied by Pibernik-Okanovic et al.,12 clinical depression at baseline, diabetes-related distress and social and physical quality of life aspects were related to persistence of elevated depressive symptoms over a one-year period. Anxiety was not included as a possible predictor. In the study of Cuijpers et al., 18% of the persons with subthreshold depression developed a major depression during one-year follow-up.23 In our study in pati ents with diabetes, this percentage was strikingly high (42%) during two-year follow-up. Thus, many pati ents who eventually developed major depression were detected with the CES-D. However, simply screening for depression may not be suffi cient to improve outcomes.24 Instead, embedding screening and monitoring in routi ne care might be more eff ecti ve. For example, monitoring and discussing psychological well-being by a diabetes nurse specialist as part of standard diabetes care signifi cantly improved mood in outpati ents with diabetes.25 Furthermore, the stepped care interventi on in this study was not suffi cient to prevent incident major depression. This result could be biased due to the relati vely large number of lost to follow-up. However, it can also be related to the limited monitoring of depression during the follow-up period, or to the focus of the interventi on, which was merely on the reducti on of depressive symptoms. De Jonge et al. recently observed that a multi faceted nurse-led interventi on reduced major depression in diabetes outpati ents with a high risk for depression.26 This interventi on consisted of the following single or combined treatments: counseling, focusing on coping with disease and compliance with treatment; referral to a liaison psychiatrist; or organizati on of a multi disciplinary case conference att ended by the treati ng physicians, nurses and a liaison psychiatrist.26 Therefore, a multi -faceted interventi on might be more eff ecti ve in the preventi on of depression than an inter-venti on merely focused on depression.

Furthermore, we observed that anxiety was a strong risk factor for incident major depression. This complies with studies in the general populati on showing that an anxiety disorder oft en precedes a major depressive episode.27,28 Based on our results, a targeted preventi on of major depression should probably also focus on anxiety. Anxiety symptoms are prevalent among persons with diabetes.29 Although treatment for anxiety is not well studied in people with diabetes, both psychological and pharmacological treatments can be considered as treatment.30

An important strength of our study is the use of the MINI, which can be used to diagnose major depression. Furthermore, in contrast to most research on risk factors for depression in diabetes, our study had a longitudinal design. This provides more informati on concerning the directi on of the relati onship. However, causality cannot be inferred from this cohort study because data prior to the study period are lacking. Furthermore, there is always the possibility of residual confounding. The results of our study should be considered in light of several limitati ons. First, our explorati ve study was based on data of a randomized

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controlled study that was designed to investigate the effect of a stepped care intervention compared to care as usual. To study the relationship of possible predictors and incident major depression was a secondary aim. Second, we could not rely on complete data for all participants. There were missing data for the predictor variables because not all baseline questionnaires were completed and returned. In addition, there was a considerable loss to follow-up from baseline to two-year follow-up (36%). Due to the small sample size, we were not able to test multivariable models extensively. Although some differences existed between those available for follow-up and those who were not (age and education level), we do not know the impact on the relationship studied. Third, we do not have information about treatment of depression during the follow-up. Fourth, information about previous depressive episodes was lacking, while it is likely that this will influence the onset of major depression.

As our study is explorative, our results should be interpreted as preliminary. Further research on predictors of incident major depression in patients with diabetes is warranted and should include larger study samples.

In summary, more than 40% of the patients with diabetes and subthreshold depression developed a major depression during two-year follow-up. Both baseline depression and anxiety levels were related to the onset of major depression.

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References

1. Barnard KD, Skinner TC, Peveler R. The prevalence of co-morbid depression in adults with Type 1 diabetes: systemati c literature review. Diabet Med. 2006;23(4):445-448.

2. Ali S, Stone MA, Peters JL, Davies MJ, Khunti K. The prevalence of co-morbid depression in adults with Type 2 diabetes: a systemati c review and me-ta-analysis. Diabet Med. 2006;23(11):1165-1173.

3. de Groot M, Anderson R, Freedland KE, Clouse RE, Lustman PJ. Associati on of depression and diabetes complicati ons: a meta-analysis. Psychosom Med. 2001;63(4):619-630.

4. Schram M, Baan CA, Pouwer F. Depression and quality of life in pati ents with diabetes: a sys-temati c review from the European Depression in Diabetes (EDID) Research Consorti um. Curr Diabetes Rev. 2009;5(2):112-119.

5. Egede LE, Nietert PJ, Zheng D. Depression and all-cause and coronary heart disease mortality among adults with and without diabetes. Diabetes Care. 2005;28(6):1339-1345.

6. Lustman PJ, Clouse RE. Depression in diabeti c pati ents: the relati onship between mood and glycemic control. J Diabetes Complicati ons. 2005;19(2):113-122.

7. Cuijpers P, Smit F. Subthreshold depression as a risk indicator for major depressive disorder: a systemati c review of prospecti ve studies. Acta Psychiatr Scand. 2004;109(5):325-331.

8. Smit F, Ederveen A, Cuijpers P, Deeg D, Beekman A. Opportuniti es for cost-eff ecti ve preventi on of late-life depression: an epidemiological approach. Arch Gen Psychiatry. 2006;63(3):290-296.

9. Katon W, von Korff M, Ciechanowski P, et al. Behavioral and clinical factors associated with depression among individuals with diabetes. Diabetes Care. 2004;27(4):914-920.

10. Talbot F, Nouwen A. A review of the relati onship between depression and diabetes in adults: is there a link? Diabetes Care. 2000;23(10):1556-1562.

11. Peyrot M, Rubin RR. Persistence of depressive symptoms in diabeti c adults. Diabetes Care. 1999;22(3):448-452.

12. Pibernik-Okanovic M, Begic D, Peros K, Szabo S, Metelko Z. Psychosocial factors contributi ng to persistent depressive symptoms in type 2 diabeti c pati ents: a Croati an survey from the European

Depression in Diabetes Research Consorti um. J Diabetes Complicati ons. 2008;22(4):246-253.

13. Radloff LS. The CES-D scale: A self report depres-sion scale for research in the general populati on. Appl Psychol Meas. 1977;1:385-401.

14. Sheehan DV, Lecrubier Y, Sheehan KH, et al. The Mini-Internati onal Neuropsychiatric Interview (M.I.N.I.): the development and validati on of a structured diagnosti c psychiatric interview for DSM-IV and ICD-10. J Clin Psychiatry. 1998;59 Suppl 20:22-33;quiz 34-57.

15. Lyketsos CG, Nedstadt G, Cwi J, Heithoff K, Eaton WW. The Life Chart Interview: A standardized method to describe the course of psychopathol-ogy. Int J Meth Psychiatr Res. 1994;4:143-155.

16. Radloff LS, Teri L. The use of the Center for Epi-demiologic Studies Depression Scale with older adults. In: Brink TL, ed. Clinical Gerontology: A Guide to Assessment and Interventi on. Vol 5. New York: Haworth Press; 1986:119-136.

17. Brugha T, Bebbington P, Tennant C, Hurry J. The List of Threatening Experiences: a subset of 12 life event categories with considerable long-term contextual threat. Psychol Med. 1985;15(1):189-194.

18. Zigmond AS, Snaith RP. The hospital anxiety and depression scale. Acta Psychiatr Scand. 1983;67(6):361-370.

19. Snoek FJ, Pouwer F, Welch GW, Polonsky WH. Diabetes-related emoti onal distress in Dutch and U.S. diabeti c pati ents: cross-cultural validity of the problem areas in diabetes scale. Diabetes Care. 2000;23(9):1305-1309.

20. Eysenck SBG, Eysenck HJ, Barrett P. A revised version of the psychoti cism scale. Pers Individ Dif. 1985;6:21-29.

21. Ormel J, Rosmalen J, Farmer A. Neuroti cism: a non-informati ve marker of vulnerability to psy-chopathology. Soc Psychiatry Psychiatr Epidemiol. 2004;39(11):906-912.

22. Hosmer DW, Lemeshow S. Applied Logisti c Re-gression. New York: Wiley; 1989.

23. Cuijpers P, Smit F, Willemse G. Predicti ng the onset of major depression in subjects with sub-threshold depression in primary care: a prospec-ti ve study. Acta Psychiatr Scand. 2005;111(2):133-138.

24. Pouwer F. Should we screen for emoti onal distress

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in type 2 diabetes mellitus? Nat Rev Endocrinol. 2009;5(12):665-671.

25. Pouwer F, Snoek FJ, van der Ploeg HM, Ader HJ, Heine RJ. Monitoring of psychological well-being in outpatients with diabetes: effects on mood, HbA(1c), and the patient’s evaluation of the quality of diabetes care: a randomized controlled trial. Diabetes Care. 2001;24(11):1929-1935.

26. de Jonge P, Hadj FB, Boffa D, et al. Prevention of major depression in complex medically ill patients: preliminary results from a randomized, controlled trial. Psychosomatics. 2009;50(3):227-233.

27. Merikangas KR, Zhang H, Avenevoli S, Acharyya S, Neuenschwander M, Angst J. Longitudinal trajec-

tories of depression and anxiety in a prospective community study: the Zurich Cohort Study. Arch Gen Psychiatry. 2003;60(10):993-1000.

28. King-Kallimanis B, Gum AM, Kohn R. Comorbid-ity of depressive and anxiety disorders for older Americans in the national comorbidity survey-rep-lication. Am J Geriatr Psychiatry. 2009;17(9):782-792.

29. Collins MM, Corcoran P, Perry IJ. Anxiety and depression symptoms in patients with diabetes. Diabet Med. 2009;26(2):153-161.

30. Rubin RR, Peyrot M. Psychological issues and treatments for people with diabetes. J Clin Psychol. 2001;57(4):457-478.

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Chapter 3

Associati on of coexisti ng diabetes and depression with mortality aft er

myocardial infarcti on

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Mariska Bot

François Pouwer

Marij Zuidersma

Joost P. van Melle

Peter de Jonge

Associati on of coexisti ng diabetes and depression with mortality aft er myocardial infarcti on

Diabetes Care 2012; 35(3):503-509

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Depression, diabetes and mortalit� after mi |

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Abstract

Objecti ve | Diabetes and depression are both linked to an increased mortality risk aft er myocardial infarcti on (MI). Populati on-based studies suggest that having both diabetes and depression results in an increased mortality risk, beyond that of having diabetes or depression alone. The purpose of this study was to examine the joint associati on of diabetes and depression with mortality in MI pati ents.

Research Design and Methods | Data were derived from two multi center cohort studies in the Netherlands, comprising 2,704 pati ents who were hospitalized for MI. Depression, defi ned as a Beck Depression Inventory (BDI) score ≥ 10, and diabetes were assessed during hospitalizati on. Mortality data were retrieved for 2,525 pati ents (93%).

Results | During an average follow-up of 6.2 years, 439 pati ents died. The mortality rate was 14% (226 of 1,673) in pati ents without diabetes and depression, 23% (49 of 210) in pati ents with diabetes only, 22% (118 of 544) in pati ents with depression only, and 47% (46 of 98) in pati ents with both diabetes and depression. Aft er adjustment for age, sex, smoking, hyper-tension, left ventricular ejecti on fracti on, prior MI, and Killip class, hazard rati os for all-cause mortality were 1.38 (95% CI = 1.00 - 1.90) for pati ents with diabetes only, 1.39 (95% CI = 1.10 - 1.76) for pati ents with depression only, and as much as 2.90 (95% CI = 2.07 - 4.07) for pati ents with both diabetes and depression.

Conclusions | We observed an increased mortality risk in post-MI pati ents with both diabetes and depression, beyond the associati on with mortality of diabetes and depression alone.

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Introduction

Myocardial infarction (MI) is an important cause of morbidity and mortality worldwide.1 Major depression after MI is present in approximately 20% of all MI patients.2 A meta-analy-sis showed that depression is associated with an almost 2.5-fold increased risk for mortality in post-MI patients, independent from other established risk factors for mortality.3 Likewise, diabetes is common in MI patients and is independently associated with increased risk for cardiovascular morbidity4 and mortality.5,6

Depression and diabetes are known to interact in the general population, and their combination results in poor health outcomes. The prevalence of depression is high in patients with diabetes, affecting approximately 18% of the patients with type 2 diabetes.7 Depression can impair diabetes management and diabetes outcomes through behavioral or biological pathways.8 For example, depression appeared to be associated with less optimal diabetes self-care behaviors and subsequent poor glycemic control.9 In addition, depression was related to hypothalamic-pituitary-adrenocortical hyperactivity, which subsequently can affect glucose metabolism.10 It has also been proposed that diabetes and depression may share a common underlying pathogenesis.8 Among patients with diabetes, several studies showed that depression is an independent risk factor for an increased risk of mortality.11-

14 Moreover, studies in the general population suggest a synergistic, additive interaction between diabetes and depression on mortality,8,15-17 e.g. that having both diabetes and depression results in an increased mortality risk, beyond that of having diabetes or depression alone.

The association of the coexistence of diabetes and depression with mortality has not been investigated in patients who had a recent MI, which are patients with a high mortality risk. Hence, the aim of this study is to investigate whether the coexistence of diabetes and depression is associated with increased risk of all-cause and cardiac mortality in patients who had an MI, beyond the risks associated with diabetes and depression alone.

Research Design and Methods

Data were derived from the Depression and Myocardial Infarction Study (DepreMI)18 and the Myocardial Infarction and Depression-Intervention Trial (MIND-IT).19 In these multi-cen-ter studies, 528 and 2,176 MI patients, respectively, were screened for depression. Patients were recruited from 14 hospitals (including 4 university hospitals) located in different parts of the Netherlands. Patients were included from September 1997 through September 2000 in DepreMI and from October 1999 through November 2002 in MIND-IT if they met established criteria for MI.20 Exclusion criteria were cognitive dysfunction, not being able to

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speak or read Dutch, hospitalizati on for other reasons than MI (except angina pectoris), and a life expectancy of < 1 year as a result of noncardiovascular disease. In MIND-IT, pati ents were also excluded if they were already receiving psychiatric treatment for a current depressive episode (n = 104). Because the two studies were highly comparable in pati ent recruitment, inclusion and exclusion criteria, and depression assessment, data of both studies were combined for the present analyses. Both studies were approved by the local ethical committ ee of the parti cipati ng hospitals, and all pati ents gave informed consent.

Measurements

Depression and diabetes

In pati ents who were hospitalized for index-MI, we assessed depression with the 21-item Beck Depression Inventory (BDI), using BDI scores ≥ 10 to indicate depression. The BDI is a validated instrument for depression, and BDI scores ≥ 10 are considered to signify at least mild depression.21 The presence of diabetes was based on either self-reported diagnosis at admission, which was verifi ed by the medical chart, or a new diagnosis at discharge for which medicati on was necessary. This informati on was collected during hospitalizati on for index-MI.

Mortality

The primary outcome was all-cause mortality. Mortality records up unti l 31 December 2007 were provided by Stati sti cs Netherlands through linkage to the Municipal Personal Records Database. We calculated ti me to mortality from the index-MI to date of death. Survivors were censored at 31 December 2007. Secondary outcome was death from cardiac disease as primary cause of death (cardiac mortality), based on Internati onal Coding of Diseases 10 (ICD-10; codes I11, I20-I25, I42-I50, and R57.0) in the mortality records. For this outcome, survivors were censored at 31 December 2007. Pati ents who died of non-cardiac reasons were censored at the date of death.

Covariates

Demographic, lifestyle, and cardiovascular data were collected during hospitalizati on for index-MI, and included age, sex, smoking status, hypertension, left ventricular ejecti on fracti on (LVEF), prior MI, and Killip class. Smoking was defi ned as current smoking or cessati on of smoking < 3 months ago. Informati on about hypertension was derived from the medical chart. LVEF was assessed by either echocardiography or radionuclide ventriculogra-phy. Killip class was determined at hospital admission, with a standardized four-point clinical assessment of the degree of heart failure, based on pulmonary rales and X-ray. Killip class was divided in two categories (class 1 and class 2, 3 or 4).

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Statistical analysis

We classified the patients according to their diabetes and depression status into the following four categories: 1) no diabetes, no depression; 2) diabetes, no depression; 3) no diabetes, depression; and 4) diabetes, depression. First, we evaluated with multinomial regression whether baseline characteristics for groups 2 to 4 differed significantly from group 1 (no diabetes, no depression). Next, we assessed time to all-cause and cardiac mortality using Cox regression models, in a crude model, and after adjusting for a priori defined covariates, in a stepwise approach: 1) age and sex; 2) age, sex, hypertension, and smoking; and 3) age, sex, hypertension, smoking, LVEF, prior MI, and Killip class. The group without diabetes and depression served as reference group. To illustrate the relationships between depression and diabetes with mortality, we plotted Kaplan-Meier curves for each diabetes and depression category. Furthermore, we tested whether biological interaction had occurred. Biological interaction refers to a deviation from additivity of two or more causes of disease that together influence the disease outcome.22 In Cox regression analysis, biological interaction differs from statistical interaction because in Cox regression models, statistical interaction is implicitly exponential and therefore multiplicative. We tested whether biological interaction had occurred using the Relative Excess Risk due to Interaction (RERI)22 by using the method outlined by Andersson et al.23 RERI represents the risk that is in excess of what would be expected if the combination of two risk factors would be purely additive (e.g. no synergism). A RERI > 0 indicates a synergistic, additive interaction. We adjusted for the same sets of covariates as described for the Cox regression models.

Missing values for the variables used in the statistical analyses were assumed to be missing at random and were multiply imputed using imputation by chained equations. Ten imputed datasets were created. Variables used to impute datasets were diabetes, log-transformed BDI score at baseline, log-transformed BDI score at 3 months, factor scores for somatic/affective depressive symptoms and cognitive/affective depressive symptoms, mortality, log-transformed time to mortality, age, sex, hypertension, smoking, LVEF, prior MI, Killip class, body mass index, study, location of MI, hypercholesterolemia, family history of coronary artery disease, rehospitalization, and log-transformed time to rehospitalization. The numbers and hazard ratio’s (HRs) reported in the present study were based on the multiply imputed datasets. HRs from the imputed datasets were combined using Rubin’s rules.24 The numbers were averaged over the ten imputed datasets. Although mortality data were used to create the imputed datasets, cases with imputed mortality data were excluded from the Cox regression analysis as recommended by von Hippel.25 We also did an available-case analysis in which we repeated the Cox regression analysis with the existing data. We tested statistical interaction between depression and diabetes for mortality by testing the significance of the interaction term depression*diabetes as a supplementary analysis. Analyses were performed in STATA 10.1 (Corp., College Station, Texas). A two-sided

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Depression, diabetes and mortalit� after mi |

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α of 0.05 was used to indicate stati sti cal signifi cance.

Results

From the 2,704 pati ents in the dataset, 2,111 (78%) were men. The mean age at baseline was 61 years (standard deviati on; SD = 12). Missing data of depression and diabetes were multi ply imputed for 236 pati ents (9%) and 15 pati ents (< 1%), respecti vely. At baseline, 1,789 pati ents (66%) had no diabetes and no depression, 224 pati ents (8%) had diabetes but no depression, 585 pati ents (22%) had depression but no diabetes, and 106 pati ents (4%) had both diabetes and depression. Table 1 presents the baseline characteristi cs across these four categories. Those with both diabetes and depression were on average less healthy and had a worse cardiovascular risk profi le, but were less oft en current smokers than pati ents without diabetes and depression. Table 1 also shows the percentage of missing values that were imputed per baseline variable, which varied between 0 - 9%.

For 179 pati ents (7%), data on mortality could not be retrieved. These pati ents were therefore excluded from the Cox regression analyses. Additi onal analyses showed that these pati ents did not diff er from those with mortality data regarding presence of depression, diabetes, and on the other covariates, except for prior MI. There was a higher prevalence of prior MI in pati ents whose mortality data could not be retrieved (21% vs. 14%, p = 0.005). Of the remaining 2,525 pati ents with data on mortality, a total of 439 parti cipants (17%) died during follow-up, of which 175 (7%) were classifi ed as cardiac death. The all-cause mortality rate was 14% (226 of 1,673) for pati ents without depression and without diabetes, 23% (49 of 210) for pati ents with diabetes only, 22% (118 of 544) for pati ents with depression only, and 47% (46 of 98) for pati ents with both depression and diabetes. The mean follow-up ti me for the parti cipants was 6.2 years (SD = 2.0).

Figures 1 and 2 show the Kaplan-Meier curves for all-cause and cardiac mortality for each strata of diabetes and depression. Table 2 shows the number of deaths and the HRs for all-cause and cardiac mortality across the four categories of diabetes and depression. Pati ents who had both diabetes and depression had a considerably higher HR for mortality. For all-cause mortality, the HR was 4.58 (95% CI = 3.29 - 6.37) for the pati ents with both diabetes and depression in the unadjusted analyses compared with the reference group (pati ents without diabetes and without depression). The strength of the relati onship with mortality decreased to some extent aft er adjustment for the potenti al confounders (age, sex, smoking, hypertension, LVEF, previous MI, and Killip class), but remained signifi cant. Furthermore, post hoc comparisons showed that the HR in those with both diabetes and depression was higher compared to pati ents with diabetes only (full model: HR = 2.10, 95% CI = 1.38 - 3.21) and depression only (full model: HR 2.08, 95% CI = 1.46 - 2.98).

Page 49: Tilburg University Dynamics of depression and diabetes Bot, M. · decisions, and/or IX) recurrent thoughts of death and suicide. This wide variety in symptoms could mean that two

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sets

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)

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| Chapter 3

Page 50: Tilburg University Dynamics of depression and diabetes Bot, M. · decisions, and/or IX) recurrent thoughts of death and suicide. This wide variety in symptoms could mean that two

Tabl

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conti

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).

49 |

Depression, diabetes and mortalit� after mi |

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Figure 1. Kaplan-Meier curves for all-cause mortality for each diabetes and depression category (unadjusted analysis)

Figure 2. Kaplan-Meier curves for cardiac mortality for each diabetes and depression category (unadjusted analysis)

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The associati on between diabetes, depression and mortality did not diff er by sex; the interacti on terms of the diabetes depression categories with sex were not stati sti cally signifi cant.

The HR for cardiac mortality in the diabetes and depression group was 5.77 (95% CI = 3.53 - 9.43) in the unadjusted model and 3.27 (95% CI = 1.97 - 5.41) in the fully adjusted model. Post hoc comparisons showed that the HR in pati ents with both diabetes and depression was higher compared to pati ents with diabetes only (full model: HR = 2.54, 95% CI = 1.32 - 4.89) and depression only (full model: HR = 2.10, 95% CI = 1.25 - 3.54).

When we repeated the Cox regression analysis as an available-case analysis in the non-imputed dataset, approximately similar results were found (data not shown). For example, the HR for all-cause mortality in the fully adjusted model was 1.37 (95% CI = 0.95 - 1.98) for those with diabetes only, 1.32 (95% CI = 1.02 - 1.71) for those with depression only and 3.23 (95% CI = 2.25 - 4.64) for those with both diabetes and depression compared to those without diabetes and without depression in the available-case analysis.

Table 2. Number of deaths and HRs for all-cause and cardiac mortality for the four diabetes and depression categories

No diabetes, no depression

Diabetes, no depression

Depression, no diabetes

Diabetes, depression

All-cause mortality

Number of deathsa 226 of 1673 49 of 210 118 of 544 46 of 98

Unadjusted 1.00 1.89 (1.38 - 2.60) 1.75 (1.39 - 2.20) 4.58 (3.29 - 6.37)

Model 1 1.00 1.56 (1.13 - 2.15) 1.63 (1.29 - 2.06) 3.78 (2.71 - 5.28)

Model 2 1.00 1.58 (1.15 - 2.17) 1.61 (1.27 - 2.03) 3.79 (2.71 - 5.29)

Model 3 1.00 1.38 (1.00 - 1.90) 1.39 (1.10 - 1.76) 2.90 (2.07 - 4.07)

Cardiac mortality

Number of deathsa 84 of 1673 18 of 210 51 of 544 22 of 98

Unadjusted 1.00 1.86 (1.07 - 3.24) 2.01 (1.39 - 2.92) 5.77 (3.53 - 9.43)

Model 1 1.00 1.58 (0.91 - 2.76) 1.92 (1.32 - 2.80) 4.97 (3.02 - 8.18)

Model 2 1.00 1.58 (0.91 - 2.76) 1.90 (1.30 - 2.76) 4.91 (2.98 - 8.09)

Model 3 1.00 1.29 (0.75 - 2.22) 1.56 (1.07 - 2.26) 3.27 (1.97 - 5.41)Data are HR (95% CI) unless noted otherwise. Model 1: adjusted for age and sex. Model 2: adjusted for age, sex, smoking, and hypertension. Model 3: adjusted for age, sex, smoking, hypertension, previous MI, Killip class, and LVEF. a Using multiple imputation for missing values. Missing data for mortality are not multiply imputed.

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Biological interaction

For all-cause mortality, the RERI was 1.94 (95% CI = 0.37 - 3.51) in the unadjusted analysis and 1.13 (95% CI = 0.12 - 2.14) in the fully adjusted analysis. This exceeds the value 0 and, thus, suggests a positive interaction between diabetes and depression as departure from additivity. This means that the joint effect of diabetes and depression is significantly larger than the sum of the individual effects of diabetes and depression, even after controlling for confounders. For cardiac mortality, there was a trend for a positive additive interaction between diabetes and depression, but this was not statistically significant (unadjusted analysis: RERI = 2.90, 95% CI = -0.02 – 5.82; fully adjusted analysis RERI = 1.42, 95% CI = -0.21 - 3.06).

Supplemental analyses

We tested formal statistical (multiplicative) interaction between depression and diabetes for mortality. Although the direction of the multiplicative interaction was positive, this interaction was not significant for all-cause mortality (range p = 0.10 - 0.20 across the models) and cardiac mortality (range p = 0.21 - 0.30 across the models).

Conclusions

This is the first study that aimed to investigate the association of coexisting diabetes and depression with mortality after MI. We observed an increased mortality risk in patients with both diabetes and depression who were hospitalized for MI, beyond the association with mortality for diabetes and depression alone. This association weakened somewhat but remained statistically significant after adjustment for demographic and established prognostic cardiac factors. Most striking, there was a synergistic additive interaction between diabetes and depression for mortality, which weakened but remained statistical significant after adjusting for cardiac disease severity. Our results are similar to population-based, epidemiological studies that suggest a possible synergistic interaction between diabetes and depression or psychological distress for mortality.8,15-17,26 Although the absolute mortality rate in this high-risk group for mortality was considerably higher, the strength of the association of diabetes and depression with mortality is within the range of associations observed in the population-based studies.

Several explanations might be suggested for our results. First, depression might aggravate the course of diabetes in MI patients. It is known that patients with diabetes and depression have more diabetes-related complications (such as diabetic retinopathy, nephropathy, and neuropathy)27 and are more often in poor glycemic control, as denoted by elevated levels of glycated hemoglobin (HbA1c),

28 than patients without depression. In a population study

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of people with psychological distress and diabetes, elevated HbA1c levels did not explain the increased mortality risk.26 On the other hand, HbA1c levels appeared to be related to mortality in a study with MI pati ents, both in persons with and without diabetes.29 Depression is known to be related to a reduced adherence to self-care behaviors (i.e. diet, exercise, smoking cessati on) and to reduced medicati on adherence in diabetes as well as MI pati ents.30,31 Not only major depression, but also sub-threshold depression is associated with non-adherence to diff erent aspects of diabetes self-care.32 For MI pati ents with diabetes, poorer self-care might be more deleterious compared to MI pati ents without diabetes, because of the many and oft en complex self-care acti viti es involved in diabetes management. Furthermore, depression is related to several biological changes, such as increased infl ammati on and dysfuncti on of the autonomic nervous system, which in turn are related to increased cardiovascular mortality.33

Second, we found that part of the excess risk associated with the coexistence of diabetes and depression was explained by the baseline cardiac disease severity parameters. Specifi -cally, pati ents with both diabetes and depression had a worse physical health to start with, such as more peripheral vascular disease and cerebrovascular disease. It is unclear whether this represents confounding (i.e. that depression and diabetes may serve as a risk indicator for MI pati ents with a poor clinical profi le) or whether this is already a consequence of the diabetes-depression interacti on. A possible explanati on for these fi ndings rests on the premise that depression may have a diff erent eti ology in pati ents with diabetes compared to pati ents without diabetes. Diabetes and depression share several metabolic alterati ons in pro-infl ammatory cytokines, glucocorti coid signaling and cellular respirati on.34 The combinati on of diabetes and depression in MI pati ents might be an expression of such metabolic alterati ons and may therefore be associated with a poorer cardiac prognosis. This is in line with the many reports on the associati on of pro-infl ammatory cytokines with the development and progression of a cardiac disease, including increased mortality risk.35,36

What are the clinical implicati ons of our fi ndings? In the next decades, an immense increase in the prevalence of type 2 diabetes is expected to occur. Because the prevalence of depression in pati ents with type 2 diabetes is almost twice that of persons without diabetes,7 both diabetes and depression will become highly prevalent health problems in MI pati ents. Physicians should be aware that MI pati ents with diabetes and depression have an increased mortality risk. Therefore, it may be relevant to identi fy pati ents at risk with screening. However, there is an ongoing debate whether screening for depression will benefi t the pati ents’ prognosis. Although identi fi cati on can be useful, there are no studies showing that screening alone improves depressive symptoms and cardiac outcomes37 or diabeti c outcomes38 in pati ents with cardiovascular disease or diabetes, respecti vely. Recently, a nurse-led collaborati ve care management for primary care pati ents with poorly

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controlled diabetes and/or coronary artery disease and depression was evaluated.39 The intervention group had improved with respect to blood pressure, HbA1c, and depression after 12 months, which are factors that are known to be related to increased mortality.39 It may be worthwhile to monitor MI patients with both diabetes and depression closely to evaluate their mood, adherence to treatment regimens and compliance with lifestyle recommendations, such as enhancing physical activity. Likewise, prevention of the onset of diabetes and depression might be important. Furthermore, in our study we had a relatively low prevalence of diabetes. It might be relevant to investigate whether our results can be replicated in countries with a higher prevalence of diabetes in MI patients.

Strengths and limitations

Several strengths and weaknesses of this study should be acknowledged in interpreting our findings. First, our large cohort of MI patients and long follow-up period made it possible to study the effect of the coexistence of diabetes and depression on mortality. Second, both demographic and cardiac risk factors were included as confounders. Finally, by merging our data with the national mortality records, reliable and high-quality data of the primary cause of death could be retrieved. A limitation of our study was the use of depression question-naires instead of diagnostic interviews. However, the BDI has been validated in MI patients against a structural clinical interview for depression.40 In MIND-IT, patients with psychiatric treatment for depression during screening were excluded. This reduced the number of depressed patients in our study. Furthermore, depression was measured during hospitaliza-tion, and we did not have data on lifetime depression for the majority of our patients. The presence of diabetes was not systematically tested according to a prespecified laboratory protocol. Therefore, some patients with MI might have had undetected diabetes. Others might have been incorrectly designated as a person with diabetes. This might have influenced our associations with mortality. Furthermore, for 7% of the sample, data on mortality were not available. In addition, the ratio of cardiac deaths per covariate is small. This increases the risk of overfitting. We therefore showed several models were we adjusted for covariates in a stepwise approach. Finally, we did not assess other relevant diabetes-related aspects (HbA1c and diabetes complications) or self-care behaviors (physical activity and medication adherence) that might help to explain our findings.

To conclude, we found that the coexistence of diabetes and depression after MI is related to increased mortality, beyond the effect on mortality of diabetes and depression alone in MI patients.

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References

1. White HD, Chew DP. Acute myocardial infarcti on. Lancet. 2008;372(9638):570-584.

2. Thombs BD, Bass EB, Ford DE, et al. Prevalence of depression in survivors of acute myocardial in-farcti on. J Gen Intern Med. 2006;21(1):30-38.

3. van Melle JP, de Jonge P, Spijkerman TA, et al. Prognosti c associati on of depression following myocardial infarcti on with mortality and car-diovascular events: a meta-analysis. Psychosom Med. 2004;66(6):814-822.

4. van Melle JP, Bot M, de Jonge P, de Boer RA, Van Veldhuisen DJ, Whooley MA. Diabetes, glycemic control and new onset heart failure in pati ents with stable coronary artery disease: Data from the Heart & Soul Study. Diabetes Care. 2010;33:2084-2089.

5. Koek HL, Soedamah-Muthu SS, Kardaun JW, et al. Short- and long-term mortality aft er acute myo-cardial infarcti on: comparison of pati ents with and without diabetes mellitus. Eur J Epidemiol. 2007;22(12):883-888.

6. Donahoe SM, Stewart GC, McCabe CH, et al. Diabetes and mortality following acute coronary syndromes. JAMA. 2007;298(7):765-775.

7. Ali S, Stone MA, Peters JL, Davies MJ, Khunti K. The prevalence of co-morbid depression in adults with Type 2 diabetes: a systemati c review and me-ta-analysis. Diabet Med. 2006;23(11):1165-1173.

8. Black SA, Markides KS, Ray LA. Depression predicts increased incidence of adverse health outcomes in older Mexican Americans with type 2 diabetes. Diabetes Care. 2003;26(10):2822-2828.

9. Lustman PJ, Clouse RE. Depression in diabeti c pati ents: the relati onship between mood and glycemic control. J Diabetes Complicati ons. 2005;19(2):113-122.

10. Musselman DL, Betan E, Larsen H, Phillips LS. Re-lati onship of depression to diabetes types 1 and 2: epidemiology, biology, and treatment. Biol Psy-chiatry. 2003;54(3):317-329.

11. Katon W, Fan MY, Unutzer J, Taylor J, Pincus H, Schoenbaum M. Depression and diabetes: a po-tenti ally lethal combinati on. J Gen Intern Med. 2008;23(10):1571-1575.

12. Bruce DG, Davis WA, Starkstein SE, Davis TM. A prospecti ve study of depression and mortality in pati ents with type 2 diabetes: the Fremantle Diabetes Study. Diabetologia. 2005;48(12):2532-

2539.

13. Lin EH, Heckbert SR, Rutt er CM, et al. Depression and increased mortality in diabetes: unexpected causes of death. Ann Fam Med. 2009;7(5):414-421.

14. Ismail K, Winkley K, Stahl D, Chalder T, Edmonds M. A cohort study of people with diabetes and their fi rst foot ulcer: the role of depression on mortality. Diabetes Care. 2007;30(6):1473-1479.

15. Egede LE, Nietert PJ, Zheng D. Depression and all-cause and coronary heart disease mortality among adults with and without diabetes. Diabetes Care. 2005;28(6):1339-1345.

16. Zhang X, Norris SL, Gregg EW, Cheng YJ, Beckles G, Kahn HS. Depressive symptoms and mortality among persons with and without diabetes. Am J Epidemiol. 2005;161(7):652-660.

17. Pan A, Lucas M, Sun Q, et al. Increased mortality risk in women with depression and diabetes mellitus. Arch Gen Psychiatry.68(1):42-50.

18. Spijkerman TA, van den Brink RH, Jansen JH, Crijns HJ, Ormel J. Who is at risk of post-MI depressive symptoms? J Psychosom Res. 2005;58(5):425-432; discussion 433-424.

19. van den Brink RH, van Melle JP, Honig A, et al. Treatment of depression aft er myocardial infarc-ti on and the eff ects on cardiac prognosis and quality of life: rati onale and outline of the Myo-cardial INfarcti on and Depression-Interventi on Trial (MIND-IT). Am Heart J. 2002;144(2):219-225.

20. Gillum RF, Fortmann SP, Prineas RJ, Kott ke TE. Internati onal diagnosti c criteria for acute myo-cardial infarcti on and acute stroke. Am Heart J. 1984;108:150-158.

21. Beck AT, Steer RA. Beck Depression Inventory Manual. San Antonio, Texas: Psychological Corp, Harcourt Brace Jovanovich; 1993.

22. Rothman KJ. Epidemiology. An introducti on. New York: Oxford University Press; 2002.

23. Andersson T, Alfredsson L, Kallberg H, Zdravkovic S, Ahlbom A. Calculati ng measures of biological interacti on. Eur J Epidemiol. 2005;20(7):575-579.

24. Rubin DB. Multi ple Imputati on for Nonresponse in Surveys. New York: John Wiley & Sons; 1987.

25. von Hippel PT. Regression with Missing Ys: an Improved Strategy for Analyzing Multi ply Imputed Data. Sociol Methodol. 2007;37(1):83-117.

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26. Hamer M, Stamatakis E, Kivimaki M, Pascal Kengne A, Batty GD. Psychological distress, glycated hemoglobin, and mortality in adults with and without diabetes. Psychosom Med. 2010;72(9):882-886.

27. de Groot M, Anderson R, Freedland KE, Clouse RE, Lustman PJ. Association of depression and diabetes complications: a meta-analysis. Psychosom Med. 2001;63(4):619-630.

28. Lustman PJ, Anderson RJ, Freedland KE, de Groot M, Carney RM, Clouse RE. Depression and poor glycemic control: a meta-analytic review of the literature. Diabetes Care. 2000;23(7):934-942.

29. Kosiborod M, Inzucchi SE, Krumholz HM, et al. Glucose normalization and outcomes in patients with acute myocardial infarction. Arch Intern Med. 2009;169(5):438-446.

30. Gonzalez JS, Peyrot M, McCarl LA, et al. Depres-sion and diabetes treatment nonadherence: a meta-analysis. Diabetes Care. 2008;31(12):2398-2403.

31. Ziegelstein RC, Fauerbach JA, Stevens SS, Romanelli J, Richter DP, Bush DE. Patients with depression are less likely to follow recommen-dations to reduce cardiac risk during recovery from a myocardial infarction. Arch Intern Med. 2000;160(12):1818-1823.

32. Gonzalez JS, Safren SA, Cagliero E, et al. De-pression, self-care, and medication adherence in type 2 diabetes: relationships across the full range of symptom severity. Diabetes Care. 2007;30(9):2222-2227.

33. Kop WJ, Stein PK, Tracy RP, Barzilay JI, Schulz R, Gottdiener JS. Autonomic nervous system dys-function and inflammation contribute to the increased cardiovascular mortality risk associ-ated with depression. Psychosom Med. 2010 72(7):626-635.

34. McIntyre RS, Soczynska JK, Konarski JZ, et al. Should Depressive Syndromes Be Reclassified as “Metabolic Syndrome Type II”? Ann Clin Psychia-try. 2007;19(4):257-264.

35. Lindahl B, Toss H, Siegbahn A, Venge P, Wallentin L. Markers of myocardial damage and inflamma-tion in relation to long-term mortality in unstable coronary artery disease. FRISC Study Group. Fragmin during Instability in Coronary Artery Disease. N Engl J Med. 2000;343(16):1139-1147.

36. He LP, Tang XY, Ling WH, Chen WQ, Chen YM. Early C-reactive protein in the prediction of long-term outcomes after acute coronary syndromes:

a meta-analysis of longitudinal studies. Heart. 2010;96(5):339-346.

37. Thombs BD, de Jonge P, Coyne JC, et al. Depres-sion screening and patient outcomes in car-diovascular care: a systematic review. JAMA. 2008;300(18):2161-2171.

38. Pouwer F. Should we screen for emotional distress in type 2 diabetes mellitus? Nat Rev Endocrinol. 2009;5(12):665-671.

39. Katon WJ, Lin EH, Von Korff M, et al. Collabora-tive care for patients with depression and chronic illnesses. N Engl J Med. 2010;363(27):2611-2620.

40. Strik JJ, Honig A, Lousberg R, Denollet J. Sensi-tivity and specificity of observer and self-report questionnaires in major and minor depression following myocardial infarction. Psychosomatics. 2001;42(5):423-428.

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Part 2M

echanisms

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Chapter 4

Infl ammati on and treatment response to sertraline in pati ents with coronary heart disease and

comorbid major depression

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Mariska Bot

Robert M. Carney

Kenneth E. Freedland

Eugene H. Rubin

Michael W. Rich

Brian C. Steinmeyer

Douglas L. Mann

Infl ammati on and treatment response to sertraline in pati ents with coronary heart disease and comorbid major depression

Journal of Psychosomati c Research 2011; 71(1): 13-17

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Abstract

Objecti ve | Treatment-resistant depression has recently emerged as a marker of increased risk for morbidity and mortality in pati ents with coronary heart disease (CHD). Studies in depressed pati ents without CHD suggest that elevated markers of infl ammati on predict poor response to treatment. This may help to explain the increased risk of cardiac events associated with depression. We therefore studied the relati onship between pretreat-ment markers of infl ammati on and treatment response in pati ents with CHD and major depression.

Methods | This was a planned, secondary analysis of a clinical trial in which 122 pati ents with CHD and comorbid major depression were randomly assigned to 50 mg of sertraline plus 2 g/day ω-3 fatt y acids or to 50 mg of sertraline plus 2 g/day corn oil placebo capsules for 10 weeks. Depressive symptoms were assessed with the Beck Depression Inventory-II (BDI-II). Blood samples were collected at baseline to determine levels of high-sensiti vity C-reacti ve protein (hs-CRP), interleukin-6 (IL-6), and tumor necrosis factor alpha (TNF-α). The primary outcome was the post-treatment BDI-II depression score.

Results | Baseline levels of hs-CRP, IL-6, and TNF-α were not associated with the 10-week post-treatment depression score (p = 0.89, p = 0.88, and p = 0.31, respecti vely). Treatment responders (> 50% reducti on from baseline BDI-II score) did not diff er from non-responders in either baseline hs-CRP, IL-6, or TNF-α (p = 0.83, p = 0.93, and p = 0.24, respecti vely). Similarly, depression remitt ers (BDI-II ≤ 8 at post-treatment) did not diff er from non-remit-ters on the three baseline infl ammati on markers.

Conclusion | These fi ndings do not support the hypothesis that elevated baseline infl amma-tory markers predict poor response to sertraline in pati ents with CHD and major depression. The explanati on for the increased risk of cardiac events associated with poor response to depression treatment remains unclear.

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Introduction

Depression is a risk factor for cardiovascular morbidity and mortality in patients with coronary heart disease (CHD).1,2 There has been growing interest in identifying the depression subtypes that carry the highest risk. Some evidence exists that patients with a first episode of depression and those whose depression began following a cardiac event, may be at especially high risk.3,4 In addition, there is evidence that depression that does not respond to standard treatment may be a high-risk form of depression. Approximately 20-30% of depressed patients fail to respond even to multiple antidepressant treatments.5 Secondary analyses of several randomized, controlled trials in patients with CHD showed that those who do not respond to depression treatment may be at a particularly high risk for mortality.5 The explanation for this risk is unknown.

Inflammatory processes have been associated with the progression of coronary artery disease and with cardiac events, including myocardial infarction.6 A recent meta-analysis found that increased levels of the inflammatory markers C-reactive protein (CRP) and interleukin-6 (IL-6), are associated with depression, both with and without comorbid CHD.7 Another meta-analysis showed that tumor necrosis factor alpha (TNF-α) was also increased in major depression.8

In depressed patients without heart disease, high baseline levels of inflammatory markers have been associated with poor treatment response,9,10 although not all studies have found this.11 In a study of patients with a recent acute coronary syndrome (ACS), those with persistent depression showed a trend towards higher baseline and follow-up CRP levels compared to remitted depressed patients.12 No studies have examined the relationship between pretreatment inflammation and treatment response in stable CHD patients with major depression. It is possible that elevated levels of inflammatory molecules may explain the increased risk of cardiac events in patients who do not respond well to antidepressant treatment.

The purpose of this study was to determine whether pretreatment levels of high-sensitivity CRP (hs-CRP), IL-6, and TNF-α predict response to treatment with 50 mg/day of sertraline in patients with CHD and comorbid major depression. We hypothesized that high levels of inflammatory markers are associated with poor response to depression treatment.

Methods

Participants and study design

This study was a planned, secondary analysis of data from a randomized, double-blind,

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placebo-controlled trial to determine whether ω-3 augmentati on improves the effi cacy of sertraline for the treatment of major depression in persons with CHD.13 The study data provided no evidence that ω-3 augmentati on increases the effi cacy of sertraline for depression in pati ents with CHD.13 The methods and results of the trial have been described previously.13

Briefl y, pati ents were recruited for this study between May, 2005 and December, 2008 from cardiology practi ces in St. Louis, Missouri, USA, and from cardiac diagnosti c labora-tories affi liated with Washington University School of Medicine. Pati ents were eligible to parti cipate if they had documented CHD, met the Diagnosti c and Stati sti cal Manual of Mental Disorders, Fourth Editi on (DSM-IV) criteria for a current major depressive episode, had a Beck Depression Inventory-II (BDI-II) score of ≥ 16, and sti ll had a diagnosis of major depression following the two week pre-randomizati on phase of the study.

CHD was documented by ≥ 50% stenosis in ≥ 1 major coronary artery, a history of coronary revascularizati on, or hospitalizati on for an ACS at least two months prior to enrollment. Exclusion criteria were (1) cogniti ve impairment, comorbid major psychiatric disorders, psychosis, a high risk of suicide, or current substance abuse; (2) ACS or revascularizati on within the previous two months, a left ventricular ejecti on fracti on < 30%, a diagnosis of heart failure, advanced malignancy, or a physical impairment that would prevent parti cipa-ti on; (3) ongoing use of an anti depressant, anti convulsant, lithium, or ω-3 supplement; (4) sensiti vity to sertraline or ω-3; and (5) physician or pati ent refusal. All parti cipants gave writt en informed consent. The study was approved by the Human Research Protecti on Offi ce at Washington University.

Interventi on

The parti cipants were randomly assigned to the ω-3 or the placebo arm by a permuted block random allocati on program (SAS Insti tute, Cary, NC, USA). All parti cipants were prescribed 50 mg/day of sertraline for 10 weeks. In additi on to sertraline, the ω-3 group received 2 g/day ω-3 acid ethyl esters, containing 930 mg eicosapentaenoic acid (EPA) and 750 mg doco-sahexaenoic acid (DHA). The placebo group received sertraline plus 2 g/day placebo corn oil. The omega-3 fatt y acids and corn oil were provided in two capsules each day for 10 weeks. The parti cipants, research nurses, and investi gators were blinded to treatment assignment during the trial. In order to assess medicati on adherence, parti cipants were asked to return any unused pills and to confi rm that the pills that were not returned had been taken as prescribed.

Measurements

Depression

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The 21-item BDI-II was administered weekly for 10 weeks, starting at baseline, to monitor changes in the severity of depression.14 At baseline and at a 10-week post-treatment evaluation, interviewer-rated depression severity was assessed with the 17-item Hamilton Rating Scale for Depression (HAM-D).15 On both scales, higher scores reflect more severe depressive symptoms. Both instruments are widely used for assessing depression outcomes in clinical trials, and have established reliability and validity.14,15 We defined treatment responders as participants who had a > 50% reduction on the BDI-II from baseline. Patients with a post-treatment BDI-II score ≤ 8 were classified as depression remitters. The primary study outcome was the post-treatment BDI-II score. Secondary outcomes include the post-treatment HAM-D score, and the response and remission rates based on the BDI-II.

Inflammation

Oral body temperature was measured at baseline in order to exclude patients with infectious diseases or other disorders that could cause a systemic increase in inflammatory markers. Blood samples were drawn at baseline and after 10 weeks of treatment to determine hs-CRP, IL-6, and TNF-α levels. Patients were asked to refrain from taking antihistamines, anti-plate-let agents, and nonsteroidal anti-inflammatory agents including aspirin for 24 hours prior to the blood draws. The specimens were spun and frozen immediately.

hs-CRP was determined by an enhanced immunonephelometric assay on a BN II analyzer (Dade Behring; Newark, NJ, USA). This assay can measure hs-CRP levels of less than 1 mg/dl with assay coefficients of variation below 10%. IL-6 and TNF-α were measured by high sensitivity enzyme-linked immunosorbent assay (ELISA; Quantikine HS, R&D Systems) according to the manufacturer’s specifications.

Statistical analyses

Because of the possibility that ω-3 fatty acids might have affected the relationship between inflammation and depression outcome, we tested for interactions between treatment allocation and inflammatory markers in all analyses. If the interaction term was significant, the analysis was stratified by treatment group, otherwise, the analysis was conducted without stratification. A linear regression model was used to examine the relationship between baseline inflammation and post-treatment depression scores, adjusting for baseline depression scores and treatment allocation. Sensitivity analyses were conducted to determine whether the addition of age, sex, smoking status, aspirin and statins altered the association between baseline inflammation and depression outcome. Analysis of variance (ANOVA) was used to compare the baseline levels of inflammatory markers of the responders vs. non-responders and remitters vs. non-remitters. hs-CRP, IL-6, and TNF-α distributions were found to be positively skewed, and therefore, natural logarithm-transformed values were analyzed for these variables. The Pearson correlation between change in inflamma-

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ti on from baseline to post-treatment and change in depression score from baseline to post-treatment was also calculated. The distributi ons of the changes in infl ammatory levels were approximately normal. Hence, these raw values were analyzed without transformati on. The two-tailed α level for signifi cance was set at 0.05. SAS version 9.1 was used for all stati sti cal analyses.

Table 1. Baseline characteristi cs of the study sample (n=122)

Mean (SD) or n (%) Age (years) 58.3 (8.9)ω-3 interventi on arm 62 (50.8%)Female 41 (33.6%)Educati on > high school 77 (63.1%)Body Mass Index (kg/m2) 33.2 (7.3)Cigarett e smoker Never 29 (23.8%) Past only 63 (51.6%) Current 30 (24.6%)Hypertension 94 (77.1%)Diabetes 44 (36.1%)History of MI 73 (59.8%)History of CABG or PTCA 101 (82.8%)Baseline medicati ons Aspirin 98 (80.3%) ACE inhibitors 60 (49.2%) Beta Blockers 99 (81.1%) Stati ns 90 (73.8%) Calcium channel blockers 34 (27.9%)Depression History of depression 81 (68.6%) Durati on of current depressive episode (months) 14.2 (17.2) History of depression treatment 76 (62.3%)Generalized Anxiety Disorder 42 (35.6%)Hemoglobin (g/dl) 13.9 (1.8)Creati nine (mg/dl) 0.96 (0.27)LDL cholesterol (mg/dl) 90.4 (36.7)HDL cholesterol (mg/dl) 43.2 (13.3)Triglycerides (mg/dl) 147 (107 - 223)a

Abbreviations: ACE, angiotensin-converting enzyme; CABG, coronary artery bypass graft; PTCA, percutaneous transluminal coronary angioplasty; LDL, low density lipoprotein; HDL, high density lipoprotein.a median and interquartile range

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Results

One hundred twenty-two patients (41 women, 34%) participated in the study. Table 1 presents the baseline characteristics of the study sample. The mean age was 58 ± 9 years. All participants had body temperatures within the normal range on the day of the blood draw. Adherence to sertraline was >98%. Table 2 displays the pre- and post-treatment depression scores and levels of inflammatory markers. Seven participants did not complete the study. Reasons for discontinuation of participation were: withdrawal to try another antidepres-sant (n = 2), refusal (n = 2), insomnia or dizziness (n = 2), and hospitalization because of worsening of a pre-existing medical condition (n = 1). One hundred fifteen participants completed the study. Of these, baseline hs-CRP, IL-6, and TNF-α levels were measured in 106, 113, and 112 participants, respectively. Patients with missing baseline inflammatory markers or post-treatment depression score did not differ from those who had these data in age, sex or cardiovascular history.

Baseline inflammatory markers and depression outcomes

No significant interactions were found between treatment allocation and any of the inflam-matory markers. Thus, the analyses were performed without stratification. After adjustment for the baseline BDI-II score and treatment allocation, baseline log-transformed hs-CRP, IL-6, and TNF-α levels were unrelated to the post-treatment BDI-II score (unstandardized regression coefficient (b) = 0.10, 95% CI -1.25 – 1.44, p = 0.89; b = 0.21, 95% CI = -2.42 – 2.84, p = 0.88; and b = -2.94, 95% CI -8.66 - 2.77, p = 0.31, respectively).

Similarly, baseline log-transformed hs-CRP, IL-6, and TNF-α levels remained unrelated to post-treatment HAM-D scores (b = 0.21, 95% CI= -0.75 – 1.17, p = 0.66; b = 0.41, 95% CI -1.43 – 2.25, p = 0.66; and b = 0.28, 95% CI = -3.84 – 4.40, p = 0.89, respectively) after adjustment for the baseline HAM-D score and treatment allocation. Adding age, sex, smoking, aspirin and statin use to the regression model only slightly altered the association between the inflammatory markers and treatment outcome (data not shown).

Table 2 displays the pre- and post-treatment depression scores and inflammatory marker measurements for the total group, and stratified by responders vs. non-responders and remitters vs. non-remitters. Fifty-seven (49.6%) of the 115 patients available at 10-week post-treatment were classified as responders after the 10 weeks of treatment with sertraline and ω-3 or corn oil capsules. The responders did not differ from the non-responders in baseline levels of log-transformed hs-CRP, IL-6 or TNF-α (p = 0.83, p = 0.93, and p = 0.24 respective-ly). Thirty-three (28.7%) of the 115 patients available at post-treatment were classified as depression remitters. The remitters did not differ from the non-remitters in baseline levels of log-transformed hs-CRP, IL-6, or TNF-α (p = 0.33, p = 0.53, and p = 0.82, respectively).

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Change in inflammatory markers and change in depression scores

Log-transformed levels of hs-CRP (p = 0.004) and IL-6 (p = 0.001), but not TNF-α (p = 0.19) were higher at 10 weeks than at baseline. Change in hs-CRP was not correlated with change in BDI-II score (Pearson’s r = 0.08, p = 0.42). However, change in hs-CRP was correlated with change in HAM-D score (r = 0.20, p = 0.04). Change in IL-6 was not correlated with either change in BDI-II or change in HAM-D score (r = 0.10, p = 0.31, and r = 0.06, p = 0.53, respec-tively). Likewise, change in TNF-α was not associated with either change in BDI-II score (r = 0.08, p = 0.38) or change in HAM-D score (r = -0.004, p = 0.97).

Discussion

Depression is related to increased cardiac morbidity and mortality in patients with CHD.1,2 Patients with treatment-resistant depression may be at especially high risk of adverse cardiovascular outcomes, and it has been suggested that inflammation may help explain poor responsiveness to depression treatment.5 However, in this study of patients with CHD and comorbid major depression, baseline levels of hs-CRP, IL-6, and TNF-α did not predict depressive symptoms following 10 weeks of treatment with sertraline. In addition, neither treatment response or depression remission was predicted by baseline levels of inflamma-tion. Change in inflammatory markers did not correlate with change in the primary measure of depression, the BDI-II, although change in hs-CRP was weakly correlated (r = 0.20) with change in HAM-D scores.

A recent systematic review of the literature noted that antidepressant medications affect cytokine levels, and that this mechanism appears to influence treatment outcome in depression.16 In our study, there was no evidence to suggest that baseline inflammation levels were associated with treatment response. This is consistent with the results of a small study (n = 23) by Basterzi et al., wherein no difference in IL-6 levels was observed in depressed non-responders compared to responders to selective serotonin reuptake inhibitors.11 In contrast, Lanquillon et al. observed significantly higher baseline release of IL-6 from peripheral mononuclear cells in non-responders compared to responders in a sample of depressed patients without heart disease.9 However, as in our study, they found no difference in hsCRP between responders and non-responders.9 Eller et al. found that higher levels of TNF-α were related to non-response to escitalopram.10 We did not find an association between TNF-α and treatment non-response to sertraline.

There are several differences between our study and those previously reported, including participant characteristics, type of antidepressant treatment, type of inflammatory markers, and measurement procedures. CHD itself is characterized by inflammation,17 and this may have made it difficult to detect a relationship between inflammation and depression

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treatment response in this study populati on. Even among pati ents with CHD, however, higher levels of infl ammatory markers have been reported in depressed compared to non-depressed pati ents.7 The potenti al to detect a relati onship between infl ammati on and depression treatment outcomes may have also been limited by medicati on use in pati ents with CHD, since medicati ons, such as angiotensin-converti ng enzyme inhibitors, angiotensin receptor blockers, anti platelet agents, stati ns, and anti diabeti c agents reduce levels of CRP and other infl ammatory markers.18 However, most pati ents in this study were on stable regimens of cardiac medicati ons throughout the study. Exclusion of pati ents on these drugs would have limited the generalizability of the fi ndings, since they are prescribed to almost all pati ents with CHD. Although studies diff er in the infl ammatory markers that are assessed, those in our study (hs-CRP, IL-6, and TNF-α) have been associated with major depression in meta-analyses,7,8 and have been reported as independent predictors of cardiovascular events.19,20

Log-transformed hs-CRP and IL-6 levels actually increased from baseline to the 10 week post-treatment assessment. This is likely due to the study enrollment criteria, and to subsequent medical events unrelated to parti cipati on in the study. Pati ents were eligible for enrollment only if they had been medically stable for at least two months and were free of recent acute illness or infecti on. Over the 10 weeks of the trial, however, seven pati ents were hospitalized or seen in the emergency department for cardiac events [including myocardial infarcti on (MI), angioplasty, and an implanted defi brillator], and seven others were hospital-ized for noncardiac causes (including injury from a fall, kidney stones, and a severe allergic reacti on).13 In additi on, some parti cipants experienced colds, infl uenza, injuries, etc. over the course of the trial. Any of these events may have resulted in higher levels of infl amma-ti on than those recorded at baseline.

Strengths of the present study include enrollment of pati ents with CHD and major depression, and the exclusion of enrollment of pati ents with a known or suspected systemic infecti on. In additi on, all pati ents received the same anti depressant, sertraline, and most pati ents adhered closely to the prescribed treatment regimen. Furthermore, this study included a larger sample of parti cipants than the studies that have found signifi cant rela-ti onships between infl ammatory markers and depression outcome.9-11

This study also had several limitati ons, including the use of data from a randomized controlled trial. However, although there is some evidence that ω-3 fatt y acids have anti -infl ammatory properti es,21 we did not observe any signifi cant interacti ons between allocati on to ω-3 fatt y acids or placebo and infl ammati on in relati on to depression outcomes. Furthermore, all pati ents received identi cal dosages of sertraline. It is possible that some pati ents who were classifi ed as non-responders in our study would have responded to a higher dose. However, previous studies have shown that higher doses only marginally increase the response rate

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while increasing adverse side-effects.22,23 In addition, eight participants (7%) either did not complete the study or had no baseline inflammation markers. Although this is a small number, we cannot eliminate the possibility that inclusion of these participants would have affected the relationship between inflammation and depression. Furthermore, systemic inflammatory markers can be affected by fever, injuries, acute infections.24 We measured body temperatures to exclude patients with fever, but we cannot completely rule out other factors that might have influenced the level of inflammation. In addition, the duration of the treatment was relatively brief. However, our intervention lasted longer than the treatment phase of the study by Lanquillon et al. which found a relationship between baseline in-flammation level and treatment outcome.9 Also, our study measured only proinflammatory markers. Anti-inflammatory cytokines may also be important determinants of depression treatment outcomes, although this has not been confirmed. Future studies should include both types of inflammatory markers. Finally, we lacked data on certain characteristics that could potentially moderate or confound the relationship between inflammatory markers and treatment outcome, including measures of the severity of CHD.

If inflammation does not explain treatment resistance in depressed CHD patients, what explanation does? Misdiagnosis, suboptimal treatment, intolerance to medication side effects, and poor adherence to the treatment regimen are clearly responsible in many cases for poor response to antidepressant treatments.25,26 Cognitive dysfunction, substance abuse, anxiety disorders, personality disorders, and poor social support also negatively affect depression treatment outcome in depressed patients,27,28 and may also contribute to poor cardiac outcomes.

Further research is needed to investigate other possible explanations for the poor prognosis of patients with CHD and comorbid, treatment-resistant depression. This might lead to more efficacious interventions for depressed CHD patients who do not respond to standard treatments.

In summary, we found that baseline levels of hs-CRP, IL-6, and TNF-α were unrelated to treatment response following 10 weeks of treatment with sertraline in patients with CHD and comorbid major depression.

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References

1. van Melle JP, de Jonge P, Spijkerman TA, et al. Prognosti c associati on of depression following myocardial infarcti on with mortality and car-diovascular events: a meta-analysis. Psychosom Med. 2004;66(6):814-822.

2. Barth J, Schumacher M, Herrmann-Lingen C. De-pression as a risk factor for mortality in pati ents with coronary heart disease: a meta-analysis. Psychosom Med. 2004;66(6):802-813.

3. de Jonge P, van den Brink RH, Spijkerman TA, Ormel J. Only incident depressive episodes aft er myocardial infarcti on are associated with new cardiovascular events. J Am Coll Cardiol. 2006;48(11):2204-2208.

4. Carney RM, Freedland KE, Steinmeyer B, et al. History of depression and survival aft er acute myocardial infarcti on. Psychosom Med. 2009;71(3):253-259.

5. Carney RM, Freedland KE. Treatment-resistant depression and mortality aft er acute coronary syndrome. Am J Psychiatry. 2009;166(4):410-417.

6. Pearson TA, Mensah GA, Alexander RW, et al. Markers of infl ammati on and cardiovascular disease: applicati on to clinical and public health practi ce: A statement for healthcare professionals from the Centers for Disease Control and Preven-ti on and the American Heart Associati on. Circula-ti on. 2003;107(3):499-511.

7. Howren MB, Lamkin DM, Suls J. Associati ons of de-pression with C-reacti ve protein, IL-1, and IL-6: a meta-analysis. Psychosom Med. 2009;71(2):171-186.

8. Dowlati Y, Herrmann N, Swardfager W, et al. A meta-analysis of cytokines in major depression. Biol Psychiatry. 2010;67:446-457.

9. Lanquillon S, Krieg JC, Bening-Abu-Shach U, Vedder H. Cytokine producti on and treatment response in major depressive disorder. Neuropsy-chopharmacology. 2000;22(4):370-379.

10. Eller T, Vasar V, Shlik J, Maron E. Pro-infl ammatory cytokines and treatment response to escitalo-pram in major depressive disorder. Prog Neuro-psychopharmacol Biol Psychiatry. 2008;32(2):445-450.

11. Basterzi AD, Aydemir C, Kisa C, et al. IL-6 levels decrease with SSRI treatment in pati ents with major depression. Hum Psychopharmacol. 2005;20(7):473-476.

12. Shimbo D, Rieckmann N, Paulino R, Davidson KW. Relati on between C reacti ve protein and depression remission status in pati ents pre-senti ng with acute coronary syndrome. Heart. 2006;92(9):1316-1318.

13. Carney RM, Freedland KE, Rubin EH, Rich MW, Steinmeyer BC, Harris WS. Omega-3 augmenta-ti on of sertraline in treatment of depression in pati ents with coronary heart disease: a random-ized controlled trial. JAMA. 2009;302(15):1651-1657.

14. Beck AT, Steer RA, Brown GK. BDI-II: Beck Depres-sion Inventory Manual 2nd ed. San Antonio: TX: Psychological Corp; 1996.

15. Hedlund JL, Viewig BW. The Hamilton rati ng scale for depression: a comprehensive review. Journal of Operati onal Psychiatry. 1979;10:149-165

16. Janssen DG, Caniato RN, Verster JC, Baune BT. A psychoneuroimmunological review on cytokines involved in anti depressant treatment response. Hum Psychopharmacol. 2010;25(3):201-215.

17. Schins A, Tulner D, Lousberg R, et al. Infl ammatory markers in depressed post-myocardial infarcti on pati ents. J Psychiatr Res. 2005;39(2):137-144.

18. Prasad K. C-reacti ve protein (CRP)-lowering agents. Cardiovasc Drug Rev. 2006;24(1):33-50.

19. Cesari M, Penninx BW, Newman AB, et al. In-fl ammatory markers and onset of cardiovascular events: results from the Health ABC study. Circu-lati on. 2003;108(19):2317-2322.

20. Ridker PM, Hennekens CH, Buring JE, Rifai N. C-reacti ve protein and other markers of infl amma-ti on in the predicti on of cardiovascular disease in women. N Engl J Med. 2000;342(12):836-843.

21. Calder PC. n-3 polyunsaturated fatt y acids, in-fl ammati on, and infl ammatory diseases. Am J Clin Nutr. 2006;83(6 Suppl):1505S-1519S.

22. Schweizer E, Rynn M, Mandos LA, Demarti nis N, Garcia-Espana F, Rickels K. The anti depres-sant eff ect of sertraline is not enhanced by dose ti trati on: results from an outpati ent clinical trial. Int Clin Psychopharmacol. 2001;16(3):137-143.

23. Fabre LF, Abuzzahab FS, Amin M, et al. Sertraline safety and effi cacy in major depression: a double-blind fi xed-dose comparison with placebo. Biol Psychiatry. 1995;38(9):592-602.

24. Ridker PM. Clinical applicati on of C-reacti ve protein for cardiovascular disease detecti on and

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prevention. Circulation. 2003;107(3):363-369.

25. Scott J. Predictors of non-response to antidepres-sants. In: Nolen WA, Zohar J, Roose SP, Amsterdam JD, eds. Refractory depression: current strategies and future directions. Chichester: John Wiley; 1995:19-28.

26. Souery D, Lipp O, Massat I, Mendlewicz J. The characterization and definition of treatment-re-sistant mood disorders. In: Amsterdam JD, Hornig M, Nierenberg AA, eds. Treatment-resistant mood

disorders. Cambridge: Cambridge University Press; 2001:3-29.

27. Rush AJ, Wisniewski SR, Warden D, et al. Selecting among second-step antidepressant medication monotherapies: predictive value of clinical, de-mographic, or first-step treatment features. Arch Gen Psychiatry. 2008;65(8):870-880.

28. Fagiolini A, Kupfer DJ. Is treatment-resistant de-pression a unique subtype of depression? Biol Psychiatry. 2003;53(8):640-648.

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Chapter 5

Depressive symptoms, insulin sensiti vity and insulin secreti on in the

RISC cohort study

Page 75: Tilburg University Dynamics of depression and diabetes Bot, M. · decisions, and/or IX) recurrent thoughts of death and suicide. This wide variety in symptoms could mean that two

Mariska Bot

François Pouwer

Peter de Jonge

John J. Nolan

Andrea Mari

Kurt Højlund

Alain Golay

Beverley Balkau

Jacqueline M. Dekker

for the RISC consorti um

Depressive symptoms, insulin sensiti vity and insulin secreti on in the RISC cohort study

Diabetes & Metabolism, in press

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Abstract

Aim | To explore the associati ons of depressive symptoms with indices of insulin sensiti vity, and insulin secreti on in a cohort of men and women aged 30-64 years without diabetes.

Methods | The study populati on was derived from the three-year follow-up of the Relati on-ship between Insulin Sensiti vity and Cardiovascular risk (RISC) study. Presence of signifi cant depressive symptoms was defi ned as a Center for Epidemiologic Studies Depression Scale (CES-D) score ≥ 16. Standard oral glucose tolerance tests were performed. Insulin sensiti vity was assessed as oral glucose insulin sensiti vity (OGIS) index. Insulin secreti on was esti mated using three model-based parameters of insulin secreti on (β-cell glucose sensiti vity, poten-ti ati on factor rati o, β-cell rate sensiti vity).

Results | A total of 162 out of 1027 parti cipants (16%) had signifi cant depressive symptoms. Having signifi cant depressive symptoms was not related to OGIS [standardized beta (β) -0.033, p = 0.24], or β-cell glucose sensiti vity (β -0.007, p = 0.82). Signifi cant depressive symptoms were related to decreased β-cell rate sensiti vity (odds rati o for signifi cant depressive symptoms of the lowest quarti le vs. highest quarti le of β-cell rate sensiti vity 2.04, p = 0.01). Furthermore, signifi cant depressive symptoms were associated with a stati s-ti cally signifi cant decrease of the potenti ati on factor rati o in unadjusted models, but not in the fully adjusted model.

Conclusion | Depressive symptoms were not related to insulin sensiti vity and tended to be weakly associated to some parameters of insulin secreti on in persons without diabetes. Prospecti ve studies are needed to study the temporal associati on between depression and insulin secreti on.

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Introduction

Depression is common in diabetes. A meta-analysis showed that the prevalence of depression (measured as significant depressive symptoms or clinical depression) is almost doubled in individuals with type 2 diabetes mellitus compared to those without diabetes (17.6% vs. 9.8%).1 Depression is frequently considered as a condition that results from the daily burden of having diabetes. However, other studies show that depression is also an independent risk factor for the development of type 2 diabetes.2 Recently, Mezuk et al.3 showed in their meta-analysis that depression was associated with a 60% increased risk of future type 2 diabetes, whereas Nouwen et al.4 showed that type 2 diabetes was related to a 24% increased risk of future depression. Several interconnected mechanisms have been proposed by which depression could accelerate the onset of type 2 diabetes, such as increased hypothalamic-pituitary-adrenal axis (HPA-axis) activity, increased low grade inflammation,5,6 impairments in intake or metabolism of ω-3 polyunsaturated fatty acids,7,8 and visceral obesity.9 In addition, it has been suggested that depression associated insulin resistance (DAIR) could account for the increased risk of type 2 diabetes related to depression.10 Several studies showed that depressive symptoms were associated with greater insulin resistance.11-15 Recently, it was reported that young adults with a depressive disorder formally diagnosed with the Composite International Diagnostic Interview (CIDI) were more insulin resistant.16 However, other studies did not observe a significant relation-ship between depressive symptoms and insulin resistance, or even found a negative rela-tionship.17-20

Both insulin sensitivity and insulin secretion are independent predictors for changes in glucose tolerance and future diabetes.21,22 In addition to reduced insulin sensitivity, reduced insulin secretion by the pancreatic β-cells may also explain part of the increased diabetes risk associated with depression. Although several studies focus on the relationship of depression with insulin sensitivity, little is known about its relationship with insulin secretion. Holt and colleagues observed no significant associations of depressive symptoms with homeostatic model assessment insulin secretion (HOMA-B) in a population-based study.23 In another study, acute insulin response (AIR), an indicator of early insulin secretion, was increased in patients with depression compared to controls.24

In order to further improve our knowledge about the mechanisms that link depression and diabetes incidence, we examined the associations between depressive symptoms and indices of (1) insulin sensitivity, and (2) insulin secretion in a large, relatively healthy European cohort of men and women aged 30-64 years.

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Methods

The study populati on was derived from the three-year follow-up of the Relati onship between Insulin Sensiti vity and Cardiovascular risk (RISC) study, a prospecti ve, observati onal cohort study among relati vely healthy individuals. The design, protocol, and purpose of the RISC study have been described elsewhere.25 Briefl y, 1326 clinically healthy Caucasian persons aged 29-61 years were recruited in 19 centers in 14 European countries. Each center had local ethics committ ee approval and all parti cipants gave writt en informed consent. Exclusion criteria were the presence of chronic diseases and overt cardiovascular diseases, and/or treatment for obesity, hypertension, lipid disorders, and diabetes. In additi on, persons with blood pressure ≥ 140/90 mmHg, total cholesterol ≥ 7.8 mmol/l, triglycerides ≥ 4.6 mmol/l, fasti ng glucose ≥ 7.0 mmol/l, and 2-hour glucose ≥ 11.1 mmol/l were excluded. Baseline assessments were collected between 2002 and 2005. Aft er three years, follow-up measure-ments were performed in 1085 parti cipants. Depressive symptoms were fi rst assessed at this ti me point. Therefore, we used the cross-secti onal data from the three-year follow-up for the present paper.

Protocol

At three-year follow-up, demographic and lifestyle characteristi cs were assessed with questi onnaires. In additi on, parti cipants were invited to the study center for anthropo-metric measurements and blood sampling. Parti cipants underwent a 75-gram oral glucose tolerance test (OGTT) aft er an overnight fast. Blood samples were taken before and during the test at 0, 30, 60, 90, and 120 minutes. Furthermore, medicati on use was recorded for each parti cipant. Pati ents with self-reported use of medicati on for diabetes at the follow-up were excluded from the present analyses (n = 5), because this might infl uence glucose and insulin levels.

Depressive symptoms

Depressive symptoms were assessed with the Center for Epidemiologic Studies Depression scale (CES-D).26 The CES-D is a validated 20-item self-report depression scale with good psy-chometric properti es across several populati ons.26,27 Individuals completed the CES-D in their nati ve language. The items of the scale refer to the frequency of depressive symptoms during the last 7 days. The total possible score ranges between 0 and 60 with higher scores refl ecti ng more depressive symptoms. We used the CES-D cut-off of ≥ 16 to disti nguish persons with signifi cant depressive symptoms from non-depressed persons.26 For parti ci-pants with ≤ 4 items missing (n = 68), missing scores were imputed with the mean score of the completed items of that parti cipant.

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Insulin sensitivity

As a measure of insulin sensitivity, the oral glucose insulin sensitivity (OGIS) index was calculated. This is a model-based method for assessing insulin sensitivity using OGTT derived glucose and insulin concentrations at 0, 90 and 120 min.28 OGIS is a dynamic surrogate measure for insulin sensitivity and has been validated against euglycemic clamp data (Pearson’s correlation r = 0.7).28 Furthermore, as a secondary outcome, the inverse of fasting insulin (1/fasting insulin) was used for assessing insulin sensitivity. In healthy individuals, 1/fasting insulin is a well-accepted proxy for insulin sensitivity.29

Insulin secretion

While insulin sensitivity can reliably be estimated in vivo, measurement of insulin secretion is more complicated. It has been advocated that β-cell functioning cannot be reduced into a single value, and should be assessed using multiple model-based insulin secretion parameters.30 Therefore, three model-based parameters of β-cell function (i.e. β-cell glucose sensitivity, potentiation factor ratio, β-cell rate sensitivity) were calculated according to a previously described model.31,32 This model describes insulin secretion as the sum of two components. The first component represents the dependence of insulin secretion on absolute glucose concentration at any time point during the OGTT through a dose-response function. The variable that describes this dose-response relationship is denoted as the β-cell glucose sensitivity, and is the mean slope over the observed glucose range. The dose-response relationship is modulated by the potentiation factor. The poten-tiation factor accounts for the higher insulin secretion during the descending phase of hy-perglycemia than the secretion on the ascending phase at the same glucose concentration during acute stimulation. It is set to be a positive function of time and to average 1 during the OGTT. Therefore, it represents the relative potentiation of the insulin secretion response to glucose. The potentiation parameter used in this analysis is the ratio of the potentiation factor at the end of the 2-hour OGTT to the one at the start. The second component of insulin secretion represents the dynamic dependence of insulin secretion on the rate of change of glucose concentration. This component is denoted as the β-cell rate sensitivity and represents the early insulin release.

As a secondary, classical outcome for insulin secretion, the insulinogenic index was determined as the ratio of increment in insulin concentration divided by the increment in glucose concentration during the first 30 minutes of the OGTT [(Insulin 30 min − Insulin 0 min)/(Glucose 30 min − Glucose 0 min)].33

Covariates

Sex and age were derived from the demographic questionnaire. The center of inclusion

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was registered for each parti cipant. Smoking status (never, smoker, ex-smoker) and alcohol consumpti on (grams/day) were assessed with questi ons from the lifestyle questi onnaire. Physical acti vity was assessed with the full version of the Internati onal Physical Acti vity Questi onnaire (IPAQ), which has been validated for internati onal studies.34 The questi ons refer to physical acti vity during the past seven days. Using the scoring system available on www.ipaq.ki.se, the level of physical acti vity of each parti cipant was classifi ed as: inacti ve, minimally acti ve, and health-enhancing physical acti vity.

Analyti cal methods

Blood samples were separated into plasma and serum, divided into aliquots and stored at −80°C for glucose, insulin, and C-pepti de determinati on. Samples were transported on dry ice at pre arranged intervals to central laboratories. Plasma glucose was measured by the glucose oxidase technique. Serum insulin was measured by a specifi c ti me-resolved immu-nofl uorometric assay (AutoDELFIA, Insulin kit, Wallac Oy, Turku, Finland), with the following assay characteristi cs: sensiti vity 1-2 pmol/L, within-assay variati on 5%, and between-assay variati on 5%.

Stati sti cal analysis

First, we compared demographic and clinical characteristi cs between parti cipants with signifi cant depressive symptoms and those without signifi cant depressive symptoms. Conti nuous variables were compared using independent t-tests and categorical variables using Chi-square tests. Linear regression analyses were performed with signifi cant depressive symptoms as predictor, and the two insulin sensiti vity measures OGIS and loga-rithmically transformed 1/fasti ng insulin as outcome variables. Potenti al confounders (sex, age, center) and potenti al behavioral mediators (smoking status, alcohol consumpti on, and physical acti vity) were added to the linear regression model in a stepwise approach. Likewise, linear regression analyses were performed with the logarithmically transformed indices of insulin secreti on as outcome variables (β-cell glucose sensiti vity, potenti ati on factor rati o, rate sensiti vity, and insulinogenic index). In additi on to the previously stated covariates, 1/fasti ng insulin was added as a covariate when the insulinogenic index was studied to adjust for the prevailing level of insulin sensiti vity. The other reported insulin secreti on variables are considered to be independent from insulin sensiti vity,35 hence no adjustments were made for insulin sensiti vity for these indices. For all linear regression models, assumpti ons regarding normality of residuals were met, except for β-cell rate sensiti vity. Therefore, we categorized rate sensiti vity in quarti les and used multi nominal regression analyses, with the highest quarti le as reference category. In the analysis with rate sensiti vity, we did not adjust for center due to the risk of stati sti cal overfi tti ng.

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Furthermore, we conducted several sensitivity analyses. The aforementioned linear regression analyses were repeated (1) using continuous CES-D scores instead of the binary CES-D cut-off, (2) after excluding participants who used psychoactive drugs, and (3) after excluding participants with fasting plasma glucose ≥ 7.0 mmol/l and/or 2-hour plasma glucose of ≥ 11.1 mmol/l. Although these latter values may indicate diabetes, we only have single assessments of plasma glucose whereas raised levels should be confirmed on multiple occasions to diagnose diabetes.36 In addition, to investigate the possibility of a nonlinear re-lationship between depressive symptoms and insulin sensitivity/secretion, we constructed sex-stratified quartiles for each insulin sensitivity/secretion parameter. These quartiles were then combined and used to compare the prevalence of significant depressive symptoms in each quartile. Chi-square tests and Mantel-Haenszel linear-by-linear association tests were used to test differences in prevalence of depression between the quartiles. All analyses were performed using PASW version 17.0. A two-tailed p-value < 0.05 was considered sta-tistically significant.

Results

Of the 1027 persons who completed the CES-D, a total of 162 (16%) persons with significant depressive symptoms and 865 (84%) non-depressed persons were identified. The demographic, behavioral and medical characteristics of the sample are described in Table 1, stratified by depressive status. Persons with significant depressive symptoms were more often women, smokers, less physically active, and consumed less alcohol per week compared to non-depressed persons. No differences were observed with regard to age, body mass index and systolic blood pressure between participants with significant depressive symptoms and those without.

Table 2 shows the results of the linear regression analysis with OGIS and log 1/fasting insulin. There was no statistically significant association between presence of depressive symptoms and the two surrogates for insulin sensitivity. Table 3 presents the results of the regression analysis with the insulin secretion parameters as outcomes. Depressive symptoms were not related to the β-cell glucose sensitivity component. Significant depressive symptoms were statistically significantly related to the potentiation factor ratio. However, after adjustment for the potential confounders sex, age and center, this association was no longer significant. The addition of the potential mediators did not affect this association any further.

With respect to the β-cell rate sensitivity, multinominal regression analyses showed that persons with significant depressive symptoms were more likely to be in the lowest quartile of β-cell rate sensitivity compared to the highest quartile (odds ratio 2.04, 95% CI: 1.16 – 3.60, p = 0.01, fully adjusted analyses). This suggests that β-cell rate sensitivity is lower in

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depressed persons. As shown in Table 3, the presence of signifi cant depressive symptoms appeared to be related to a lower insulinogenic index in unadjusted analyses. However, aft er adjustment for the confounders, this associati on was no longer signifi cant.

Table 1. Characteristi cs of depressed vs. non-depressed parti cipants in year three of the RISC study

Non-depressed (n=865)

Depressed (n=162) p-value

n (%) n (%)Women 446 / 865 (51.6%) 113 / 162 (69.8%) <0.001Smoking status Never 408 / 857 (47.6%) 64 / 158 (40.5%) <0.001 Smoker 162 / 857 (18.9%) 52 / 158 (32.9%) Ex-smoker 287 / 857 (33.5%) 42 / 158 (26.6%)IPAQ score 0.034 Inacti ve 190 / 862 (22.0%) 42 / 157 (26.8%) Minimally acti ve 325 / 862 (37.7%) 69 / 157 (43.9%) Health enhancing physical acti vity 347 / 862 (40.3%) 46 / 157 (29.3%)IFG or IGTa 142 / 850 (16.7%) 33 / 160 (20.6%) 0.230Use of psychoacti ve drugs 34 / 819 (4.2%) 21 / 153 (13.7%) <0.001

Mean (SD) Mean (SD)Age (years) 47.7 (8.3) 48.9 (7.9) 0.098Body mass index (kg/m2) 25.7 (4.1) 26.0 (4.4) 0.406Systolic blood pressure (mmHg) 121 (15) 119 (15) 0.172

Median (Interquarti le range)

Median (Interquarti le range)

Alcohol consumpti on (grams/week) 53 (15-105) 35 (0-78) 0.004b

OGIS (ml min-1 kg lean body mass-1) 10.9 (9.2-12.8) 10.8 (9.4-12.8) 0.406b

1/fasti ng insulin (pmol l-1) 0.032 (0.022-0.045) 0.032 (0.023-0.046) 0.599b

β-cell glucose sensiti vity (pmol min-1

m-2 mM-1) 111.3 (80.6-159.7) 107.6 (72.6-154.6) 0.357b

β-cell rate sensiti vity (pmol m-2 mM-1) 2.96 (2.59-3.21) 2.87 (2.43-3.11) 0.012b

Potenti ati on factor rati o 1.68 (1.17-2.46) 1.50 (1.11-2.07) 0.045b

Insulinogenic index 76.9 (49.6-117.3) 67.5 (42.4-106.6) 0.021b

a Impaired fasting glucose (IFG) was defined as fasting plasma glucose (FPG) ≥ 6.1 mmol/land < 7.0 mmol/l. Impaired glucose tolerance (IGT) was defined as 2-hour plasma glucose ≥ 7.8mmol/l and < 11.1mmol/l. b Mann-Whitney U test.

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Table 2. Linear regression analyses of the association of depression with the two insulin sensitivity measures OGIS and 1/fasting insulin

OGIS (n = 937)B (95% CI) β p-value

Depression Unadjusted 0.273 (-0.229, 0.775) 0.035 0.286Model 1 -0.232 (-0.685, 0.221) -0.030 0.315Model 2 -0.188 (-0.628, 0.251) -0.024 0.401Model 3 -0.286 (-0.717, 0.145) -0.037 0.194Model 4 -0.300 (-0.736, 0.135) -0.038 0.176Model 5 -0.301 (-0.737, 0.136) -0.038 0.177Model 6 -0.262 (-0.695, 0.172) -0.033 0.237

1/fasting insulina (n = 954)B (95% CI) β p-value

Depression Unadjusted 0.008 (-0.033, 0.050) 0.013 0.692Model 1 -0.003 (-0.045, 0.038) -0.005 0.881Model 2 -0.003 (-0.044, 0.039) -0.004 0.906Model 3 0.007 (-0.036, 0.049) 0.010 0.762Model 4 0 (-0.042, 0.043) 0 0.997Model 5 -0.002 (-0.044, 0.041) -0.003 0.938Model 6 0.003 (-0.039, 0.046) 0.005 0.874

B is the unstandardized regression coefficient. β is the standardized regression coefficient.Model 1: adjustment for sexModel 2: adjustment for sex, ageModel 3: adjustment for sex, age, centerModel 4: adjustment for sex, age, center, smoking statusModel 5: adjustment for sex, age, center, smoking status, alcohol Model 6: adjustment for sex, age, center, smoking status, alcohol, physical activitya this variable was logarithmically transformed before linear regression analysis.

Sensitivity analyses

When the depression scores were used instead of the binary variable for depression, the associations between depression and insulin sensitivity/secretion were comparable, except for the association with OGIS. The CES-D score was weakly related to a lower OGIS (β = -0.06, p = 0.037). Furthermore, exclusion of participants who used psychoactive drugs (n = 56), or exclusion of participants with fasting plasma glucose ≥ 7.0 mmol/l and/or 2-hour plasma glucose of ≥ 11.1 mmol/l (n = 14) from the present analyses did not materially affect the associations between significant depressive symptoms and insulin sensitivity and secretion.

Figure 1 shows the prevalence of significant depressive symptoms depression for quartiles of each primary outcome parameter studied, after adjustment for sex. The figure shows that the prevalence of significant depressive symptoms did not differ across the quartiles of OGIS and β-cell glucose sensitivity. In contrast, the prevalence of depressive symptoms

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was signifi cantly lower in the highest quarti les of potenti ati on factor rati o and the highest quarti le of β-cell rate sensiti vity.

Table 3. Linear regression analyses of the associati on of depression with the insulin secreti on parameters

β-cell glucose sensiti vitya n=925)B (95% CI) β p-value

Depression Unadjusted -0.021 (-0.070, 0.029) -0.027 0.416Model 1 -0.032 (-0.082, 0.017) -0.042 0.203Model 2 -0.030 (-0.080, 0.020) -0.039 0.234Model 3 -0.006 (-0.053, 0.041) -0.008 0.793Model 4 -0.004 (-0.051, 0.044) -0.005 0.878Model 5 -0.004 (-0.052, 0.043) -0.006 0.856Model 6 -0.006 (-0.053, 0.042) -0.007 0.816

Potenti ati on factor rati oa (n=925)B (95% CI) β p-value

Depression Unadjusted -0.043 (-0.084, -0.001) -0.066 0.045Model 1 -0.052 (-0.094, -0.010) -0.080 0.015Model 2 -0.054 (-0.096, -0.012) -0.084 0.011Model 3 -0.037 (-0.078, 0.003) -0.058 0.070Model 4 -0.034 (-0.075, 0.006) -0.053 0.097Model 5 -0.034 (-0.075, 0.006) -0.053 0.096Model 6 -0.034 (-0.074, 0.007) -0.052 0.105

Insulinogenic indexa (n=919)B (95% CI) β p-value

Depression Unadjusted -0.059 (-0.114, -0.003) -0.069 0.038Model 1 -0.066 (-0.122, -0.010) -0.077 0.021Model 2 -0.063 (-0.118, -0.008) -0.074 0.026Model 3 -0.044 (-0.100, 0.012) -0.051 0.124Model 4 -0.036 (-0.092, 0.021) -0.042 0.215Model 5 -0.034 (-0.090, 0.023) -0.039 0.244Model 6 -0.037 (-0.094, 0.019) -0.044 0.193Model 7 -0.039 (-0.093, 0.014) -0.046 0.152

B is the unstandardized regression coefficient. β is the standardized regression coefficient. Model 1: adjustment for sexModel 2: adjustment for sex, ageModel 3: adjustment for sex, age, centerModel 4: adjustment for sex, age, center, smoking statusModel 5: adjustment for sex, age, center, smoking status, alcohol Model 6: adjustment for sex, age, center, smoking status, alcohol, physical activityModel 7: adjustment for sex, age, center, smoking status, alcohol, physical activity, 1/fasting insulina this variable was logarithmically transformed before linear regression analysis.

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Figure 1. Prevalence of elevated depressive symptoms for each quarti le of OGIS (insulin sensiti vity), and β-cell glucose sensiti vity, β-cell rate sensiti vity, and potenti ati on factor rati o (insulin secreti on) Q1=quartile 1 (lowest values), Q2=quartile 2, Q3=quartile 3, Q4=quartile 4 (highest values). Adjusted for sex.p-values: Corresponding p-values of Pearson’s Chi-square tests (p) and Mantel-Haenszel linear-by-linear association test (p linear-by-linear)

Discussion

In this healthy sample of men and women aged 30-64 years, the presence of signifi cant depressive symptoms was not related to measures of insulin sensiti vity, but tended to be weakly related to some indices of insulin secreti on. Depressive symptoms were related to a slightly reduced fi rst-phase insulin response during the OGTT, as indicated by the insu-linogenic index. This associati on disappeared aft er adjustment for potenti al confounders.

0

5

10

15

20

25

Q1 Q2 Q3 Q4

% d

epre

ssio

n

OGIS

p=0.022 (linear-by-linear), p=0.046 p=0.003 (linear-by-linear), p=0.028

0

5

10

15

20

25

Q1 Q2 Q3 Q4

% d

epre

ssio

n

Potentiation factor ratio

p=0.207 (linear-by-linear), p=0.333p=0.265 (linear-by-linear), p=0.478

0

5

10

15

20

25

Q1 Q2 Q3 Q4

% d

epre

ssio

n

Beta-cell glucose sensitivity

0

5

10

15

20

25

Q1 Q2 Q3 Q4

% d

epre

ssio

n

Beta-cell rate sensitivity

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Furthermore, depressive symptoms were related to a lower rate sensiti vity in response to glucose and decreased potenti ati on factor rati o.

In our study, we did not observe a signifi cant associati on between depressive symptoms and surrogate measures of insulin sensiti vity. This is consistent with some studies,17,18,20 but in contrast with others.11-16 Furthermore, a recent meta-analysis did not observe a higher prevalence of depression in pati ents with impaired glucose metabolism (impaired fasti ng glucose and impaired glucose tolerance combined) compared to persons with normal glucose metabolism.37 One explanati on for the lack of associati on in our study might be related to our sample of relati vely young Caucasians, who might have had more adequate levels of insulin sensiti vity and secreti on than persons included in other studies. Caucasians are known to have a lower risk for glucose intolerance and diabetes compared to other ethnic groups.38

Insulin sensiti vity and insulin secreti on are independent predictors for changes in glucose tolerance and the onset of diabetes.21,22 Compared to the assessment of insulin sensiti vity, measuring β-cell functi on in vivo has proven to be a challenge. To keep plasma glucose con-centrati ons within a narrow range, the β-cell has to adjust insulin release in an appropriate amount and ti me course in response to diverse sti muli. Because of this complexity, insulin secreti on cannot be reduced into a single parameter.30 We observed that depressive symptoms were related to reduced early insulin secreti on levels, as indicated by a slightly lower insulinogenic index, and reduced rate sensiti vity. Reduced early insulin secreti on is observed in diabetes pati ents.32 Our observati ons are in contrast with the study of Okamura et al. that showed that AIR was increased in pati ents with major depression compared to controls.24 Moreover, they showed that AIR decreased aft er anti depressant therapy in pati ents with depression.24 The reason for this discrepancy is unclear, but might be related to the use of diff erent surrogates for early insulin secreti on, and a disti nct study design and sample (i.e. pati ents diagnosed with major depressive disorder vs. persons with elevated depressive symptoms). In additi on, we showed that depressive symptoms tended to be related to a slightly reduced potenti ati on of insulin secreti on. The potenti ati on factor comprises several potenti ati ng mechanisms, such as prolonged exposure to hyperglycemia, nonglucose substrates, gastrointesti nal hormones, and neurotransmitt ers.39 In additi on to reduced early insulin secreti on, diabetes pati ents also show reduced potenti ati on.32 Thus, the observed relati onship between depressive symptoms and markers of insulin secreti on appears to be in the hypothesized, diabetes-related directi on. As studies are sparse and confl icti ng, more and larger studies are needed to investi gate how depressive symptoms relate to insulin secreti on in specifi c subgroups of individuals.

Strengths of our study are its innovati ve character and the large number of parti cipants from 14 European countries. We studied the associati ons between depressive symptoms

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and different components of β-cell functioning. This better reflects the complexity of insulin secretion than single parameters used in previous studies.31,32

Our study is also subject to several limitations. First, we used surrogate measures for depression, insulin sensitivity and secretion as the gold standards were not assessed in the three-year follow-up measurement. These validated indices are commonly used in epide-miological studies, as gold standards are often not feasible in large scale studies. Second, our data is cross-sectional and thus no causal inferences can be made. Furthermore, it might be that only sustained elevated depressive symptoms are related to changes in insulin sensitivity and secretion. Future longitudinal studies are warranted to further explore the associations between depressive symptoms and insulin sensitivity and secretion. Third, it can be discussed whether adjustment for study center is needed. It is likely that centers differ in several measured and unmeasured characteristics, despite the selection criteria for participants. Although this might justify adjustment for center in the analyses, it remains unclear what this statistical adjustment exactly means.

In summary, cross-sectional analyses in this large, multi-center cohort study did not demonstrate a significant association between elevated depressive symptoms and measures of insulin sensitivity. In this relatively healthy sample, depressive symptoms tended to be related to reductions in some parameters of insulin secretion, although these associations were weak.

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References

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2. Knol MJ, Twisk JW, Beekman AT, Heine RJ, Snoek FJ, Pouwer F. Depression as a risk factor for the onset of type 2 diabetes mellitus. A meta-analy-sis. Diabetologia. 2006;49(5):837-845.

3. Mezuk B, Eaton WW, Albrecht S, Golden SH. De-pression and Type 2 Diabetes Over the Lifespan: A meta-analysis. Diabetes Care. 2008;31(12):2383-2390.

4. Nouwen A, Winkley K, Twisk J, et al. Type 2 diabetes mellitus as a risk factor for the onset of depression: a systemati c review and meta-analy-sis. Diabetologia. 2010;53(12):2480-2486.

5. Kiecolt-Glaser JK, Glaser R. Depression and immune functi on: central pathways to morbidity and mortality. J Psychosom Res. 2002;53(4):873-876.

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7. Pouwer F, Nijpels G, Beekman AT, et al. Fat food for a bad mood. Could we treat and prevent de-pression in Type 2 diabetes by means of omega-3 polyunsaturated fatt y acids? A review of the evidence. Diabet Med. 2005;22(11):1465-1475.

8. Hu FB, Manson JE, Stampfer MJ, et al. Diet, lifestyle, and the risk of type 2 diabetes mellitus in women. N Engl J Med. 2001;345(11):790-797.

9. Bjorntorp P. Do stress reacti ons cause abdominal obesity and comorbiditi es? Obes Rev. 2001;2(2):73-86.

10. Lustman PJ, Clouse RE. Depression in diabetes: the chicken or the egg? Psychosom Med. 2007;69(4):297-299.

11. Rasgon NL, Rao RC, Hwang S, et al. Depression in women with polycysti c ovary syndrome: clinical and biochemical correlates. J Aff ect Disord. 2003;74(3):299-304.

12. Timonen M, Laakso M, Jokelainen J, Rajala U, Meyer-Rochow VB, Keinanen-Kiukaanniemi S. Insulin resistance and depression: cross secti onal study. BMJ. 2005;330(7481):17-18.

13. Everson-Rose SA, Meyer PM, Powell LH, et al. De-pressive symptoms, insulin resistance, and risk

of diabetes in women at midlife. Diabetes Care. 2004;27(12):2856-2862.

14. Pan A, Ye X, Franco OH, et al. Insulin resistance and depressive symptoms in middle-aged and elderly Chinese: fi ndings from the Nutriti on and Health of Aging Populati on in China Study. J Aff ect Disord. 2008;109(1-2):75-82.

15. Adriaanse MC, Dekker JM, Nijpels G, Heine RJ, Snoek FJ, Pouwer F. Associati ons between depres-sive symptoms and insulin resistance: the Hoorn Study. Diabetologia. 2006;49(12):2874-2877.

16. Pearson S, Schmidt M, Patt on G, et al. Depres-sion and insulin resistance: cross-secti onal associati ons In young adults. Diabetes Care. 2010;33(5):1128-1133.

17. Roos C, Lidfeldt J, Agardh CD, et al. Insulin resis-tance and self-rated symptoms of depression in Swedish women with risk factors for diabetes: the Women’s Health in the Lund Area study. Metabo-lism. 2007;56(6):825-829.

18. Lawlor DA, Ben-Shlomo Y, Ebrahim S, et al. Insulin resistance and depressive symptoms in middle aged men: fi ndings from the Caerphilly prospec-ti ve cohort study. BMJ. 2005;330(7493):705-706.

19. Lawlor DA, Smith GD, Ebrahim S. Associati on of insulin resistance with depression: cross secti onal fi ndings from the Briti sh Women’s Heart and Health Study. BMJ. 2003;327(7428):1383-1384.

20. Shen Q, Bergquist-Beringer S, Sousa VD. Major depressive disorder and insulin resistance in nondiabeti c young adults in the United States: The Nati onal Health and Nutriti on Examinati on Survey, 1999-2002. Biol Res Nurs. 2011;13(2):175-181.

21. Weyer C, Tataranni PA, Bogardus C, Pratley RE. Insulin resistance and insulin secretory dysfunc-ti on are independent predictors of worsening of glucose tolerance during each stage of type 2 diabetes development. Diabetes Care. 2001;24(1):89-94.

22. Lorenzo C, Wagenknecht LE, D’Agosti no RB, Jr., Rewers MJ, Karter AJ, Haff ner SM. Insulin resis-tance, beta-cell dysfuncti on, and conversion to type 2 diabetes in a multi ethnic populati on: the Insulin Resistance Atherosclerosis Study. Diabetes Care. 2010;33(1):67-72.

23. Holt RI, Phillips DI, Jameson KA, Cooper C, Dennison EM, Peveler RC. The relati onship between depression and diabetes mellitus:

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findings from the Hertfordshire Cohort Study. Diabet Med. 2009;26(6):641-648.

24. Okamura F, Tashiro A, Utumi A, et al. Insulin resis-tance in patients with depression and its changes during the clinical course of depression: minimal model analysis. Metabolism. 2000;49(10):1255-1260.

25. Hills SA, Balkau B, Coppack SW, et al. The EGIR-RISC STUDY (The European group for the study of insulin resistance: relationship between insulin sensitivity and cardiovascular disease risk): I. Methodology and objectives. Diabetologia. 2004;47(3):566-570.

26. Radloff LS. The CES-D scale: A self report depres-sion scale for research in the general population. Appl Psych Meas. 1977;1:385-401.

27. Roberts RE, Vernon SW. The Center for Epi-demiologic Studies Depression Scale: its use in a community sample. Am J Psychiatry. 1983;140(1):41-46.

28. Mari A, Pacini G, Murphy E, Ludvik B, Nolan JJ. A model-based method for assessing insulin sensitivity from the oral glucose tolerance test. Diabetes Care. 2001;24(3):539-548.

29. Muniyappa R, Lee S, Chen H, Quon MJ. Current approaches for assessing insulin sensitivity and resistance in vivo: advantages, limitations, and appropriate usage. Am J Physiol Endocrinol Metab. 2008;294(1):E15-26.

30. Ferrannini E, Mari A. Beta cell function and its relation to insulin action in humans: a critical appraisal. Diabetologia. 2004;47(5):943-956.

31. Mari A, Schmitz O, Gastaldelli A, Oestergaard T, Nyholm B, Ferrannini E. Meal and oral glucose tests for assessment of beta-cell function: modeling analysis in normal subjects. Am J Physiol Endocrinol Metab. 2002;283(6):E1159-1166.

32. Mari A, Tura A, Gastaldelli A, Ferrannini E. Assessing insulin secretion by modeling in mul-tiple-meal tests: role of potentiation. Diabetes. 2002;51 Suppl 1:S221-226.

33. Phillips DI, Clark PM, Hales CN, Osmond C. Un-derstanding oral glucose tolerance: comparison of glucose or insulin measurements during the oral glucose tolerance test with specific measure-ments of insulin resistance and insulin secretion. Diabet Med. 1994;11(3):286-292.

34. Craig CL, Marshall AL, Sjostrom M, et al. Interna-tional physical activity questionnaire: 12-country reliability and validity. Med Sci Sports Exerc. 2003;35(8):1381-1395.

35. Ferrannini E, Natali A, Muscelli E, et al. Natural history and physiological determinants of changes in glucose tolerance in a non-diabetic population: the RISC Study. Diabetologia. 2011;54(6):1507-1516.

36. Diagnosis and classification of diabetes mellitus. Diabetes Care. 2012;35 Suppl 1:S64-71.

37. Nouwen A, Nefs G, Caramlau I, et al. Prevalence of depression in individuals with impaired glucose metabolism or undiagnosed diabetes: a systemat-ic review and meta-analysis of the European De-pression in Diabetes (EDID) Research Consortium. Diabetes Care. 2011;34(3):752-762.

38. Cowie CC, Rust KF, Ford ES, et al. Full accounting of diabetes and pre-diabetes in the U.S. popula-tion in 1988-1994 and 2005-2006. Diabetes Care. 2009;32(2):287-294.

39. Mari A, Tura A, Natali A, et al. Impaired beta cell glucose sensitivity rather than inadequate com-pensation for insulin resistance is the dominant defect in glucose intolerance. Diabetologia. 2010;53(4):749-756.

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Chapter 6

Diff erenti al associati ons between depressive symptoms and glycemic

control in outpati ents with diabetes

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Mariska Bot

François Pouwer

Peter de Jonge

Cees J. Tack

Petronella H.L.M. Geelhoed-Duijvesti jn

Frank J. Snoek

Diff erenti al associati on between depressive symptoms and glycemic control in outpati ents with diabetes

Submitt ed

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Abstract

Aims | Depression is common in pati ents with diabetes, and related to higher glycated haemoglobin (HbA1c) levels. Depression, however, is a heterogeneous construct that involves a variety of symptoms. As litt le is known about the associati ons of individual depressive symptoms with HbA1c, we explored these associati ons in outpati ents with diabetes.

Methods | The study was conducted in three terti ary diabetes clinics in the Netherlands. At baseline, the presence of the nine depressive symptoms that are listed in the Diagnosti c and Stati sti cal Manual of Mental Disorders, Fourth Editi on was assessed with the 9-item Pati ent Health Questi onnaire (PHQ-9). At baseline and aft er one-year follow-up, HbA1c was derived from the medical charts.

Results | 288 out of 646 people with diabetes (45%) reported ≥ 1 depressive symptom(s). Depressed mood (β = 0.11, p = 0.005), sleeping diffi culti es (β = 0.16, p < 0.001), appeti te problems (β = 0.15, p < 0.001), and suicidal ideati on (β = 0.14, p = 0.001) were signifi cant-ly related to higher baseline HbA1c values. Furthermore, depressed mood (β = 0.09, p = 0.03) sleeping diffi culti es (β = 0.12, p = 0.004), appeti te problems (β = 0.11, p = 0.01), and psychomotor agitati on/retardati on (β = 0.09, p = 0.04) were signifi cantly related to higher HbA1c values at one year follow-up. None of the depressive symptoms were related to change in HbA1c over ti me, except suicidal ideati on.

Conclusion | In people with diabetes, several individual depressive symptoms were related to higher HbA1c levels. These associati ons persisted over ti me. More research is needed to investi gate potenti al mechanisti c pathways.

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Introduction

Depression is common in persons with diabetes. The odds of depression in people with diabetes are approximately twice that of persons without diabetes.1 Among individuals with diabetes, the prevalence of major depression (assessed with a structured psychiatric diagnostic interview), and elevated depressive symptoms (assessed by means of self-report questionnaires) has been estimated to be 11% and 31%, respectively.1 Depression is related to adverse outcomes in people with diabetes, including an increased risk for diabetes com-plications and mortality.2,3 Poor glycemic control might play a central, mediating role in these associations. A meta-analysis, published in 2000, showed that depression is related to higher glycated haemoglobin (HbA1c) levels with standardized effect sizes in the small to medium range.4 Other studies have shown that elevated HbA1c levels are related to the development of diabetes complications and mortality.5-7

Several longitudinal and intervention studies could not replicate an association between depression and HbA1c.

8-10 The inconsistent findings regarding the relationship between depression and HbA1c may be related to the heterogeneous concept and diagnosis of depression. The diagnosis of depression is based on the frequency and severity of a set of various symptoms. According to the Diagnostic and Statistical Manual, fourth edition (DSM-IV), a diagnosis of a major depressive disorder requires the presence of a minimum of five out of nine symptoms, including at least one of the two core symptoms of depression (depressed mood, and diminished interest or pleasure in activities) to be present for at least two weeks. These symptoms should be accompanied by others, such as sleeping problems, alterations in movement, and concentration problems. Hence, persons with depression may substantially differ in the depressive symptoms they have. At present, little is known about the association of individual symptoms of depression with HbA1c. Knowledge about the specific associations between individual depressive symptoms and HbA1c may identify subsets of patients requiring specific therapeutic interventions. In addition, it may guide research on etiology, as the various depressive symptoms might signify different patho-physiological pathways.

The aim of the study is to explore the association of individual symptoms of depression with HbA1c in a large cohort of outpatients with diabetes. Previous studies indicated that high HbA1c levels are related to several indicators for poor sleeping quality in diabetes and fatigue.11,12 We therefore hypothesized that a differential relationship exists between depressive symptoms and HbA1c. We expected higher correlations for somatic depressive symptoms such as fatigue and appetite problems, because these depressive symptoms reflect symptoms of prolonged hyperglycemia.

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Methods

Recruitment

This study was a secondary analysis of data from a multi center depression screening research project in the Netherlands, which aimed to test whether screening for depression with subsequent feedback was related to a reducti on in depressive symptoms compared to screening without feedback.13 The study design has been described in more detail previously.13,14

Briefl y, a random sample of 2055 type 1 and type 2 outpati ents with diabetes was drawn from pati ent registers of three terti ary diabeti c clinics in the Netherlands: (i) 1000 outpati ents of the VU University Medical Centre (Amsterdam), (ii) 555 of the Haaglanden Medical Centre (The Hague) and (iii) 500 of the Radboud University Medical Centre (Nijmegen). Pati ents were eligible for the current study if they were aged ≥ 18 years and had established diabetes (type 1 or type 2). Writt en consent was obtained from all parti cipants, and the study was approved by the local medical ethics committ ee. The investi gati ons were carried out in accordance with the principles of the Declarati on of Helsinki.

Measurements

Parti cipants received questi onnaire booklets by mail in two phases. The fi rst questi onnaire booklet contained questi ons on sociodemographic and lifestyle characteristi cs. The second questi onnaire booklet, which was sent to the parti cipants aft er having received the fi rst questi onnaire, captured depressive symptoms. From the medical records of the pati ents, the following data were obtained: type of diabetes, durati on of diabetes, treatment regimen, presence of microvascular complicati ons, presence of cardiovascular disease, HbA1c values, and blood pressure.

Depressive symptoms

The presence and severity of depressive symptoms were assessed with the nine-item Pati ent Health Questi onnaire (PHQ-9).15 This self-report questi onnaire includes the nine symptoms of the DSM-IV criteria for a major depressive disorder, i.e. (I) lack of interest, (II) depressed mood, (III) sleeping diffi culti es, (IV) fati gue, (V) appeti te problems, (VI) feelings of worthlessness, (VII) concentrati on problems, (VIII) psychomotor agitati on/retardati on, and (IX) suicidal ideati on. We assessed the presence of each symptom according to the scoring algorithm for the PHQ-9. Each symptom was scored as present if endorsed “more than half the ti me” or “nearly all the ti me”. Symptom 9 (suicidal ideati on) was counted when the symptom was present at all. In additi on, we classifi ed our parti cipants into those with, and without elevated depressive symptoms using the PHQ-9 cut-off of ≥ 10.15

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Table 1. Baseline characteristics of the sample (n=646)

n %Female 329 / 646 49Having a partner 483 / 646 75Low education (primary school to lower vocational) 183 / 646 28Ethnic minority 66 / 646 10Type 1 diabetes 277 / 642 43Type 2 diabetes 365 / 642 57Treatment of diabetes Diet 93 / 644 14 Oral medication 199 / 644 31 Insulin 586 / 644 91Severe hypo’s in the last 12 months 164 / 646 25Complications (medical chart) Cardiovascular disease 137 / 582 24 Retinopathy 195 / 590 33 Nephropathy 126 / 592 21 Neuropathy 137 / 587 23Smoking Never 297 / 640 46 Ex-smoker: quit >1 year ago 191 / 640 30 Ex-smoker: quit ≤1 year ago 22 / 640 3 Current smoker 130 / 640 20Alcohol No 274 / 641 43 1-7 glasses/week 214 / 641 33 8-14 glasses/week 98 / 641 15 >14 glasses/week 55 / 641 9Depression hospitalization in psychiatric hospital during life 21 / 643 3Treated for depression in the past 153 / 640 24Prevalence of each depressive symptom PHQ 1: Lack of interest 92 / 646 14 PHQ 2: Depressed mood 54 / 646 8 PHQ 3: Sleeping difficulties 162 / 646 25 PHQ 4: Fatigue 174 / 646 27 PHQ 5: Appetite problems 101 / 646 16 PHQ 6: Worthlessness 76 / 646 12 PHQ 7: Concentration problems 107 / 646 17 PHQ 8: Psychomotor agitation/retardation 62 / 646 10 PHQ 9: Suicidal ideation 71 / 646 11

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n Mean (SD)Age 640 53.3 (15.1)Durati on diabetes (years) 546 17.5 (11.7)Body Mass Index (kg/m2) 626 27.9 (6.0)Systolic blood pressure (mmHg, medical chart) 427 136 (18)Diastolic blood pressure (mmHg, medical chart) 427 76 (11)HbA1c baseline (mmol/mol) 646 61.2 (14.1)

n Median (IQR)CES-D score* 638 10 (5-18)PHQ-9 score* 646 4 (1-9)

Abbreviations: CES-D: Center of Epidemiologic Studies Depression; IQR: interquartile range; PHQ-9: Patient Health Questionnaire 9-item version; SD: standard deviation.

HbA1c

HbA1c values were extracted from pati ents’ medical records. HbA1c assessments were stan-dardized and conducted within three months prior to completi on of the PHQ-9. Aft er one year, follow-up HbA1c values were once more collected. Because HbA1c was expressed in %, we used the mathemati cal formula (10.93 * HbA1c value in % - 23.5) to recode the values in mmol/mol.16

Stati sti cal analysis

Only pati ents with complete data on depressive symptoms and baseline HbA1c were included in the present analysis. Nine cross-secti onal linear regression models were constructed for each individual depressive symptom to assess its associati on with HbA1c. In a stepwise approach, we adjusted the nine linear regression models for the following potenti al confounders: sex, age, educati on level, ethnicity, insulin treatment, body mass index, and smoking. For each symptom, we tested whether interacti on was present between the PHQ-9 symptom, and i) sex, and ii) type of diabetes by examining the signifi cance of the cor-responding interacti on term. We also studied whether the presence of elevated depressive symptoms (PHQ-9 score ≥ 10) was related to HbA1c values in a linear regression analysis. Furthermore, the linear regression analyses were repeated with i) the one-year follow-up values of HbA1c, and ii) change in HbA1c from baseline to one-year follow-up as outcomes. All analyses were conducted in SPSS Stati sti cs, version 17.0. As this study was aimed to explore associati ons, we made no adjustments for multi ple testi ng.17 P-values < 0.05 were considered as stati sti cally signifi cant.

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Results

Of the 2055 invited patients with diabetes, 966 (47%) completed the first questionnaire, of whom 772 (80%) completed and returned the second questionnaire that captured depressive symptoms. A total of 646 patients had complete data on both HbA1c values and PHQ-9. Table 1 shows the baseline characteristics of this sample. Overall, 49% was female, mean age was 53.3 (± 15.1) years, 57% had type 2 diabetes, and 91% was on insulin treatment. Furthermore, 288 patients (45%) had one or more depressive symptoms present on the PHQ-9. Symptoms that were most often reported in the total sample were fatigue, sleeping difficulties, concentration problems, and appetite problems (see Table 1). Fatigue was more often reported by females than males; and patients with type 2 diabetes reported more sleeping difficulties, appetite problems, and concentration problems compared to patients with type 1 diabetes (data not shown).

Mean baseline HbA1c was 61 ± 14 mmol/mol (7.7% ± 1.3%). For 552 out of 646 patients (85%), one-year follow-up HbA1c levels were available and amounted 62 ± 14 mmol/mol (7.8% ± 1.3%). The Pearson correlation between HbA1c values over time was high (r=0.78, p<0.001).

Figure 1 shows the mean baseline and follow-up values of HbA1c for the presence and absence of each symptom of the PHQ-9. The presence of each symptom was related to higher HbA1c levels, but the strength and statistical significance of the relationship varied over symptoms.

Table 2. Standardized regression coefficients from nine separate linear regression analyses for the association of each PHQ item and baseline HbA1c (n=614)

Model 1 Model 2 Model 3 Model 4β p β p β p β p

PHQ 1: Lack of interest 0.07 0.074 0.07 0.104 0.06 0.145 0.05 0.188PHQ 2: Depressed mood 0.13 0.001 0.12 0.002 0.11 0.004 0.11 0.005PHQ 3: Sleeping difficulties 0.17 <0.001 0.17 <0.001 0.17 <0.001 0.16 <0.001PHQ 4: Fatigue 0.10 0.014 0.08 0.037 0.08 0.040 0.07 0.090PHQ 5: Appetite problems 0.16 <0.001 0.15 <0.001 0.15 <0.001 0.15 <0.001PHQ 6: Worthlessness 0.10 0.015 0.09 0.027 0.08 0.046 0.08 0.05PHQ 7: Concentration problems 0.07 0.09 0.07 0.070 0.07 0.077 0.07 0.06PHQ 8: Psychomotor changes 0.04 0.323 0.05 0.257 0.04 0.306 0.04 0.329PHQ 9: Suicidal ideation 0.16 <0.001 0.16 <0.001 0.16 <0.001 0.14 0.001

Model 1: unadjustedModel 2: adjusted for sex, ageModel 3: adjusted for sex, age, education, ethnic minorityModel 4: adjusted for sex, age, education, ethnic minority, insulin treatment, body mass index, smoking

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Figure 1. Mean baseline and follow-up level of HbA1c in pati ents with (black bar) and without the symptom (grey bar), for each of the PHQ-9 symptoms present at baseline.

* indicates p < 0.05.

Cross-secti onal analyses

Univariable linear regression analyses showed a stati sti cally signifi cant correlati on between baseline HbA1c and the symptoms depressed mood, sleeping diffi culti es, fati gue, appeti te

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problems, feelings of worthlessness, and suicidal ideation (Table 2). Although elevated depressive symptoms (PHQ-9 score ≥ 10) were related to baseline HbA1c (β = 0.12, p = 0.003), some of the individual symptoms showed a stronger association (e.g. sleeping difficulties, and appetite problems). After adjustment for several potential demographic, lifestyle, and clinical confounders, the following symptoms remained significantly related to higher baseline HbA1c levels (Table 2): depressed mood, sleeping difficulties, appetite problems, and suicidal ideation. Reporting elevated depressive symptoms (PHQ-9 score ≥ 10) was also positively associated with HbA1c (β = 0.10, p = 0.009), but more weakly than some of the individual symptoms (e.g. sleeping difficulties and appetite problems).

Interaction

To determine whether the association between individual depressive symptoms and baseline HbA1c was different across gender and type of diabetes, the interaction term of the corresponding PHQ symptom with sex, and type of diabetes, respectively, was added to the regression model. None of the interaction terms with sex were significant, suggesting that the relationship between the individual PHQ-9 symptoms and baseline HbA1c value was not different for men and women. The interaction term with type of diabetes was significant for the symptoms appetite problems and concentration problems. Subgroup analyses showed that the association of appetite problems, and concentration problems with HbA1c was stronger in people with type 1 diabetes (data not shown).

Table 3. Standardized regression coefficients from nine separate linear regression analyses for the association of each PHQ item and follow-up HbA1c (n=525)

Model 1 Model 2 Model 3 Model 4β p β p β p β p

PHQ 1: Lack of interest 0.02 0.595 0.02 0.656 0.02 0.710 0.02 0.721PHQ 2: Depressed mood 0.11 0.013 0.10 0.021 0.10 0.026 0.09 0.031PHQ 3: Sleeping difficulties 0.13 0.003 0.13 0.003 0.13 0.003 0.12 0.004PHQ 4: Fatigue 0.09 0.039 0.07 0.100 0.07 0.099 0.06 0.136PHQ 5: Appetite problems 0.12 0.004 0.11 0.009 0.11 0.008 0.11 0.011PHQ 6: Worthlessness 0.07 0.112 0.06 0.152 0.06 0.181 0.06 0.150PHQ 7: Concentration problems 0.06 0.139 0.07 0.099 0.07 0.094 0.08 0.066PHQ 8: Psychomotor changes 0.08 0.069 0.09 0.043 0.09 0.039 0.09 0.038PHQ 9: Suicidal ideation 0.08 0.085 0.08 0.065 0.08 0.081 0.07 0.100

Model 1: unadjustedModel 2: adjusted for sex, ageModel 3: adjusted for sex, age, education, ethnic minorityModel 4: adjusted for sex, age, education, ethnic minority, insulin treatment, body mass index, smoking

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Longitudinal analyses

Table 3 shows the relati onship between each baseline depressive symptom and the follow-up values of HbA1c. Multi variable analyses showed that depressed mood, sleeping diffi culti es, appeti te problems and psychomotor agitati on/retardati on were signifi cantly correlated with HbA1c levels aft er one year (Table 3).

None of the depressed symptoms were related to change in HbA1c from baseline to one-year follow-up, except for the symptom suicidal ideati on (β = 0.12, p = 0.005, fully adjusted analyses). Pati ents expressing suicidal ideati on at baseline showed a decline in HbA1c over ti me, compared to those without this symptom.

Discussion

In a large cohort of outpati ents with diabetes, we observed that the presence of several individual depressive symptoms (i.e. depressed mood, sleeping problems, appeti te problems and suicidal ideati on) was associated with higher concurrent HbA1c levels. The baseline depressive symptoms depressed mood, sleeping diffi culti es, and appeti te problems were related to higher HbA1c levels one year later. Baseline PHQ-9 symptoms, however, did not predict change in HbA1c over ti me, except for a decline in HbA1c in pati ents who expressed suicidal ideati on at baseline.

Our fi ndings may explain the discrepant report about the potenti al relati onship between depression and glycemic control. A positi ve associati on between depression and HbA1c was observed in a meta-analysis more than ten years ago,4 but some recent longitudinal and in-terventi on studies could not confi rm a relati onship.8-10 For instance, a meta-analysis showed that anti depressant treatments in pati ents with diabetes generally had moderate eff ects on depressive symptoms, but their eff ects on glycemic control were considerably smaller, and oft en not signifi cant.10

One of the reasons for the inconsistent results regarding the relati onship between depression and HbA1c might be ascribed to the defi niti on of the construct depression. In many studies, depression is treated as a homogenous syndrome rather than a heterogeneous conditi on. In analogy with initi ati ves in psychiatry and psychosomati c research on the ‘deconstruc-ti on of depression’,18,19 it may be important to focus on the diff erenti al characteristi cs of depression, such as diff erent trajectories and symptoms and their relati onship with HbA1c.

Furthermore, as the adverse associati on between depressive symptoms and HbA1c is not restricted to elevated depression scores,20 the enti re range of depression scores may be of interest. We are aware of one previous study that investi gated depressive symptom profi les more closely in relati on to HbA1c. Nefs et al. showed that anhedonia (loss of interest or

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pleasure), but not depressed mood or anxiety, was related to sub-optimal glycemic control (HbA1c values above 53 mmol/mol; 7%) in people with type 2 diabetes who were treated in primary care settings, and were generally in good glycemic control.21 In contrast, we found no significant association between lack of interest and HbA1c in our sample, but we observed a significant association for depressed mood.

Our study reports standardized beta’s, which makes it possible to compare the relative importance of associations. All individual symptoms had correlations with elevated HbA1c in the hypothesized direction, although the strength of association for some depressive symptoms was negligible. Moreover, the association of some individual depressive symptoms with HbA1c was more pronounced than that of moderate depression, as indicated by PHQ-9 scores ≥ 10.

We observed that sleeping problems were most strongly related to higher HbA1c values. Sleeping problems are more common in persons with either type 1 or type 2 diabetes compared to persons without diabetes.22,23 Previous studies showed associations of poor glycemic control with adverse sleep characteristics, including reduced sleep efficiency, higher moving time, sleep duration, and general sleep quality in people with type 2 diabetes,11,12 but not in people with type 1 diabetes.23 It remains unclear whether sleeping problems predict or might be a consequence of elevated HbA1c values, or that one or more common denominators causes both sleep problems and poor glycemic control. For instance, sleep problems may also result from frequent nightly urination owing to high glucose levels, or may be due to obstructive sleep apnea, which is prevalent among people with type 2 diabetes. Yet, reduced sleep duration has been related to impaired glucoregulation, and incident diabetes in prospective studies,24 supporting the direction of sleeping problems influencing glycemic control. Several physiological pathways for the relationship between sleep disorders and diabetes have been summarized in a review.25 Sleep disorders are related to increased activation of the sympathetic nervous system, and the hypothalamic-pituitary-adrenal axis. Furthermore, persons with sleep disorders often have higher levels of inflammatory markers and dysregulated appetite.25 All these mechanisms are implicated in glucoregulation, and may influence HbA1c values.25

We further observed that appetite problems were related to poor glycemic control. Appetite problems may directly influence HbA1c values and vice versa. Alternatively, appetite problems might be a result of sleep problems. For instance, experimental and observational studies show that sleep loss is related to upregulation of the appetite-stimulating hormone ghrelin and downregulation of the satiety hormone leptin.26 Decrease in leptin due to sleep restriction appears to be robustly related to craving for high carbohydrate nutrients.26

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We further observed that two cogniti ve-aff ecti ve symptoms of depression (depressed mood, and suicidal ideati on) were signifi cantly related to HbA1c. Depressed mood and suicidal ideati on may be indicators for a more severe type of depression. They may be related to HbA1c mainly because of poorer self-care aspects (e.g. taking prescribed medicati ons), although biological changes are also possible. The relati onship of suicidal ideati on at baseline with a subsequent decline in HbA1c was surprising. Possibly, suicidal ideati on is linked to concurrent levels of HbA1c rather than future levels. The severity symptom may have been reduced over ti me together with HbA1c, although we lacked follow-up data of this symptom to verify this.

Some depressive symptoms (e.g. fati gue, appeti te problems) may overlap with symptoms of prolonged hyperglycemia. McDade et al., however, showed that the structure of depression and anxiety symptoms is similar across people with diabetes and community adults without diabetes. Although the overlapping symptoms of hyperglycemia and depression may result from glycemic disturbances, they showed that these symptoms were nonetheless strongly associated with mood and distress, and argued that overlapping symptoms should not immediately be att ributed to disease process of diabetes.27

Because correlati ons between each symptom and HbA1c were small, the symptoms will explain only a small part of the variance in HbA1c. However, the mean diff erence in HbA1c between pati ents with and pati ents without individual depressive symptoms was up to 6 mmol/mol (0.5%), which is considered a clinically relevant diff erence.

Strengths of the current study are the large sample size, the use of longitudinal data for HbA1c, and the inclusion of a mixed sample of people with type 1 and type 2 diabetes. Furthermore, we used the items of PHQ-9, which corresponds to the DSM-IV symptoms of major depression. Limitati ons of the study should also be acknowledged. First, the PHQ-9 was validated for the construct depression, but not for the constructs of each single symptom of depression. Second, the use of the PHQ-9 limited our conclusions regarding the directi on of the associati on as some of its items were double-barreled. For instance the item ‘appeti te problems’ in PHQ-9 describes both increased and decreased appeti te. Similarly, the item on sleeping diffi culti es describes both insomnia and excessive sleeping. Third, depressive symptoms were only assessed at baseline and not at follow-up, which limits the results of longitudinal analyses. Fourth, we did not take into account the combinati on or clustering of depressive symptoms and their associati on with HbA1c, which would be an interesti ng next step. Finally, our study had an explorati ve character, which limits more defi niti ve statements regarding the associati on between depressive symptoms and HbA1c.

Pati ents with elevated HbA1c values are to be considered an at-risk group for specifi c depressive symptoms, and therefore warrant special att enti on. HbA1c is a potenti al clinical mediator of the relati onship between depressive symptoms and diabetes complicati ons.28

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Future prospective studies should be conducted to confirm this proposed mediation, taking into account the heterogeneous phenomenology of depression.

In sum, the heterogeneity of depression may help to explain why some studies found rela-tionships between depression and HbA1c while others did not, as some of the symptoms may link more strongly to HbA1c. We found that depressed mood, sleeping difficulties, appetite problems and suicidal ideation appear to be more strongly related to HbA1c levels. None of the individual depressive symptoms were, however, related to change in HbA1c over a period of one year, except for suicidal ideation.

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12. Knutson KL, Ryden AM, Mander BA, and Van Cauter E. Role of sleep durati on and quality in the risk and severity of type 2 diabetes mellitus. Arch Int Med. 2006; 166(16):1768-1774.

13. Pouwer F, Tack CJ, Geelhoed-Duijvesti jn PHLM, et al. Limited eff ect of screening for depression with writt en feedback in outpati ents with diabetes mellitus: a randomised controlled trial. Diabeto-logia. 2011;54(4):741-748.

14. Pouwer F, Geelhoed-Duijvesti jn PHLM, Tack CJ, et al. Prevalence of comorbid depression is high in out-pati ents with Type 1 or Type 2 diabetes mellitus. Results from three out-pati ent clinics in the Netherlands. Diabet Med. 2010;27:217–224.

15. Kroenke K, Spitzer RL, Williams JB. The PHQ-9: validity of a brief depression severity measure. J Gen Intern Med. 2001;16(9):606-613.

16. Hoelzel W, Weykamp C, Jeppsson JO, et al. IFCC reference system for measurement of hemoglo-bin A1c in human blood and the nati onal stan-dardizati on schemes in the United States, Japan, and Sweden: a method-comparison study. Clin Chem. 2004;50(1):166-174.

17. Bender R, Lange S. Adjusti ng for multi ple testi ng--when and how? Journal of clinical epidemiology . 2001;54(4):343-349.

18. Lux V, Kendler KS. Deconstructi ng major depres-sion: a validati on study of the DSM-IV symptomat-ic criteria. Psychol Med. 2010;40(10):1679-1690.

19. de Jonge P. Depression deconstructi on lessons from psychosomati c research. Journal of psycho-somati c research. 2011;71(2):59-60.

20. Van Tilburg MA, McCaskill CC, Lane JD, et al. Depressed mood is a factor in glycemic control in type 1 diabetes. Psychosom Med. 2001;63(4):551-555.

21. Nefs G, Pouwer F, Denollet J, Kramer H, Wijnands-van Gent CJ, Pop VJ. Subopti mal glycemic control in type 2 diabetes: A key role for anhedonia? J Psychiatr Res. 2012;46(4):549-554.

22. Skomro RP, Ludwig S, Salamon E, Kryger MH. Sleep complaints and restless legs syndrome in adult type 2 diabeti cs. Sleep med. 2001;2(5):417-422.

23. van Dijk M, Donga E, van Dijk JG, et al. Disturbed subjecti ve sleep characteristi cs in adult pati ents

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with long-standing type 1 diabetes mellitus. Dia-betologia. 2011;54(8):1967-1976.

24. Yaggi HK, Araujo AB, McKinlay JB. Sleep duration as a risk factor for the development of type 2 diabetes. Diabetes Care. 2006;29(3):657-661.

25. Barone MT, Menna-Barreto L. Diabetes and sleep: a complex cause-and-effect relationship. Diabetes Res Clin Pract. 2010;91(2):129-137.

26. Spiegel K, Tasali E, Penev P, Van Cauter E. Brief com-munication: Sleep curtailment in healthy young men is associated with decreased leptin levels,

elevated ghrelin levels, and increased hunger and appetite. Ann Int Med. 2004;141(11):846-850.

27. McDade-Montez EA, Watson D. Examining the potential influence of diabetes on depres-sion and anxiety symptoms via multiple sample confirmatory factor analysis. Ann Behav Med. 2011;42(3):341-351.

28. Lin EH, Rutter CM, Katon W, et al. Depression and advanced complications of diabetes: a prospec-tive cohort study. Diabetes Care. 2010;33(2):264-269.

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Part 3Treatm

ent

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Chapter 7

Eicosapentaenoic acid as an add-on to anti depressant medicati on for

comorbid major depression in pati ents with diabetes mellitus: a

randomized, double-blind placebo-controlled study

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Mariska Bot

François Pouwer

Johanna Assies

Eugene H.J.M. Jansen

Michaela Diamant

Frank J. Snoek

Aartjan T.F. Beekman

Peter de Jonge

Eicosapentaenoic acid as an add-on to anti depressant medicati on for co-morbid major depression in pati ents with diabetes mellitus: a randomized, double-blind placebo-controlled study

Journal of Aff ecti ve Disorders 2010; 126 (1-2):282-286

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Abstract

Background | Depression is common in individuals with diabetes. The present study is the fi rst randomized controlled trial to test the effi cacy of ω-3 ethyl-eicosapentaenoic acid (E-EPA) as adjuvant to anti depressant medicati on in the treatment of depression in adults with diabetes mellitus.

Methods | At the VU University Medical Center, we conducted a 12-week, placebo-con-trolled, double-blind, parallel-group interventi on study of E-EPA (1 g/day) vs. placebo in 25 diabetes pati ents meeti ng DSM-IV criteria for major depressive disorder, who were already using anti depressant medicati on. The primary outcome was severity of depressive symptoms, assessed by the Montgomery Åsberg Depression Rati ng Scale (MADRS) at baseline, and at two-weekly intervals during follow-up. Blood samples were collected at baseline and at 12-week follow-up to determine EPA levels in erythrocyte membranes. Data were analyzed with Analysis of Variance (ANOVA) for repeated measures.

Results | Thirteen parti cipants were randomly assigned to E-EPA; 12 parti cipants were given placebo. At 12-week follow-up, erythrocyte membranes from pati ents receiving E-EPA contained tripled levels of EPA, while no changes were noted in parti cipants receiving placebo. In both groups, depressive symptoms signifi cantly decreased over ti me (F = 21.14, p < 0.001), yet no signifi cant diff erences were found between those treated with E-EPA versus placebo (F = 1.63, p = 0.17).

Limitati ons | Although having suffi cient study power, this study had a relati vely small sample size. Small eff ects could not be detected, and dose-dependent eff ects could not be studied.

Conclusions | No evidence was found for the effi cacy of adding E-EPA to anti depressants in reducing depressive symptoms in pati ents with diabetes and co-morbid depression.

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Introduction

Depression is a common co-morbid disorder in both type 1 and type 2 diabetes mellitus, and is associated with impaired quality of life,1 poor glycemic control,2 increased health care costs,3 and an increased all-cause mortality rate.4 Cognitive behavioral therapy, tricyclic antidepressants (TCAs), and selective serotonin reuptake inhibitors (SSRIs) are effective treatments for major depression in patients with diabetes.5 However, a considerable percentage of individuals with diabetes receiving antidepressant drugs does not achieve full remission (TCAs: 43% and SSRIs: 52%).5 This finding highlights the need for further research on ways how to improve treatment efficacy in depressed patients with diabetes. One candidate that could improve treatment success may be long chain ω-3 polyunsatu-rated fatty acids (PUFAs) from fatty fish, including eicosapentaenoic acid (EPA; C20:5 ω-3) and docosahexaenoic acid (DHA; C22:6 ω-3).6 Both people with depression and people with diabetes are known to have relatively low levels of ω-3 PUFAs.7-9 A recent meta-analysis showed that ω-3 PUFAs were efficacious as antidepressant therapy,10 although heteroge-neity in study design was noted. However, a recent study did not observe an effect of ω-3 PUFAs on mood in depressed patients with a coronary heart disease.11 Furthermore, there is some evidence that EPA may be particularly effective as add-on treatment in patients with major depression using antidepressant medication.6,12 The exact mechanisms of the potentially inverse relationship between ω-3 PUFAs and depression remain to be elucidated, but could include increased membrane fluidity, altered cellular signaling processes, altered neurotransmitter processing, and increased anti-inflammatory activity.6,12,13

The efficacy of ω-3 PUFAs on depressive symptoms in patients with diabetes mellitus is unknown. Therefore, we conducted a double-blind, randomized, placebo-controlled study to test the efficacy of add-on ω-3 ethyl-eicosapentaenoic acid (E-EPA) on depressive symptoms in depressed patients with diabetes using antidepressant medication.

Methods

Study design and participants

Participants were recruited from the VU University Medical Center (VUMC) diabetes outpatient clinic and through advertisements on websites, in newspapers, and patient magazines. Patients were eligible if they were aged 18-75 years, diagnosed with diabetes (type 1 or type 2), and were on antidepressant medication for at least two months. Furthermore, participants had to meet the criteria for current Major Depressive Disorder (MDD), determined with the Composite International Diagnostic Interview.14 Diabetes was verified with the medical status when the patient attended the VUMC. For those who were

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not pati ents of the VUMC, persons who used insulin or oral hypoglycemic agents were regarded as diabetes pati ents.

Exclusion criteria were: serious comorbid disease, using fi sh oil supplementati on, consuming more than three servings of fi sh per week, alcohol or drugs abuse, suicidal ideati on, and/or allergy to fi sh, fi sh products or rapeseed oil. Parti cipants were recruited from April 2006 unti l May 2007 and the trial was performed between June 2006 and July 2007. The study protocol was approved by the ethical committ ee of the VUMC. All parti cipants gave informed consent.

Interventi on

Pati ents were randomly allocated to 1 g/day E-EPA or to an equivalent dose of rapeseed oil plus medium chain triglycerides (placebo) for 12 weeks. This dosage and durati on are in line with other trials of ω-3 on depression.10,15 Both interventi on and placebo medicati on were provided in two soft gelati n capsules per day, stabilized with mixed tocopherols, and were produced by Minami Nutriti on, Belgium. Pati ents were advised not to chew the capsules. Pati ents, research nurse and researchers were blinded toward treatment allocati on unti l completi on of the data collecti on.

Measurements

At baseline, demographic, anthropomorphic and health-related characteristi cs were assessed at the VUMC. Severity of depressive symptoms was assessed by the Dutch version of the 10-item Montgomery Åsberg Depression Rati ng Scale (MADRS),16 with a score range of 0-60. Higher scores refl ect more severe depression.

The MADRS was administered at seven ti mes during the study by the research nurse. At baseline and in week 12, the MADRS was administered at the VUMC. In week 1, 3, 5, 7, and 9, measurements of the MADRS were obtained per telephone. A validati on study showed that the MADRS can be reliably administered by telephone instead of face-to-face.17

Furthermore, in week 1, 3, 5, 7, 9, and 12 the research nurse assessed whether the pati ent experienced one of the following side eff ects: abdominal pain, belching, diarrhea, and nausea. Other side eff ects were also noted. To study concealment, pati ents were asked whether they thought to be allocated in the E-EPA group or the placebo group in week 12.

Blood samples

Blood was collected by venipuncture at baseline and in week 12 and analyzed by the Nati onal Insti tute for Public Health and the Environment. EPA levels in erythrocyte phospholipids were measured with a gas chromatograph (GC-3900, Varian Assoc., Palo Alto, USA). The EPA

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content was expressed as percentage of the total fatty acids present in the chromatogram. Hemoglobin A1c (HbA1c) is an indicator for glycemic control (normal values: 4.3 - 6.1%),18 and was measured by a turbidimetric immuno inhibition method using an auto analyzer (LX20-Pro, Beckman-Coulter, Fullerton, USA).

Statistical analyses

Sample size was calculated with G*Power 3.0.10 for the within-between interaction in Analysis of Variance (ANOVA). Because we obtained seven repeated measures of depression symptom severity using the MADRS, 10 patients had to be included in each treatment arm to detect an effect size of 0.25 (power = 80%, two-sided α = 0.05, correlation between repeated measures = 0.6 and non-sphericity correction ε = 0.6). Assuming a drop-out rate of 20% we had to include a total of 25 patients.

Intention to treat analyses were conducted. Because MANOVA for repeated measures has low power in small samples,19 the course of depression symptoms was compared between both groups using ANOVA for repeated measures by testing the significance of the interaction term treatment*time, adjusted for the Greenhouse-Geisser epsilon. Sensitivity analyses were performed by excluding one person who discontinued E-EPA treatment and two participants in the placebo arm who discontinued using antidepressants during the study. The standardized effect size was calculated by dividing the difference of change in MADRS scores (from baseline to 12-week follow-up) between the E-EPA and placebo group by their pooled standard deviations. In all analyses, a two-sided p value of < 0.05 was used to determine statistical significance. Statistical analyses were performed with SPSS version 16.0 for Windows.

Results

Participant flow

Figure 1 presents the participant flow during enrollment, randomization and follow-up. Sev-enty-five patients were willing to participate in the study. Thirty-five patients declined after they had received more detailed information about the study. Furthermore, 12 patients were excluded because they did not meet the inclusion criteria. The 25 eligible persons for the trial were randomly assigned to either the E-EPA group (n = 13) and the placebo group (n = 12). One patient receiving E-EPA was lost to follow-up. From all other randomized patients, all follow-up measurements were available. One participant discontinued treatment during the trial due to an allergic reaction to E-EPA (see below). Two participants (both from the placebo group) ceased using antidepressants during the trial. Table 1 provides the baseline characteristics of the participants assigned to E-EPA and placebo.

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25 randomly assigned

75 expressed interest

13 assigned E-EPA 12 assigned placebo

Lost to follow-up (n=1) drop out

Discontinued intervention (n=1) fish oil allergy

Lost to follow-up (n=0) Discontinued intervention (n=0)

Withdrawal (n=35) No time / not interested

(n=20) Non-response (n=15)

Excluded (n=12) No MDD (n=2) Recent suicidal attempt (n=1) No antidepressant

medication (n=2) High intake fish oil (n=2) Other serious co-morbid

diseases / too ill (n=3) Not specified (n=2)

Unknown (n=3)

Analyzed (n=12) Excluded from analysis (n=1) Lost to follow-up (n=1)

Analyzed (n=12) Excluded from analysis (n=0)

Allo

catio

n En

rollm

ent

Follo

w-u

p An

alys

is

Figure 1. Flow diagram of parti cipants throughout the study

25 randomly assigned

75 expressed interest

13 assigned E-EPA 12 assigned placebo

Lost to follow-up (n=1) drop out

Discontinued intervention (n=1) fish oil allergy

Lost to follow-up (n=0)

Discontinued intervention (n=0)

Withdrawal (n=35) No time / not interested

(n=20) Non-response (n=15)

Excluded (n=12) No MDD (n=2) Recent suicidal attempt (n=1) No antidepressant

medication (n=2) High intake fish oil (n=2) Other serious co-morbid

diseases / too ill (n=3) Not specified (n=2)

Unknown (n=3)

Analyzed (n=12)Excluded from analysis (n=1) Lost to follow-up (n=1)

Analyzed (n=12)Excluded from analysis (n=0)

Allo

catio

nEn

rollm

ent

Follo

w-u

pAn

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Table 1. Baseline characteristics of the 25 diabetes patients with major depressive disorder

E-EPA (n=13) Placebo (n=12) p-value

n % n %

Age, years (mean, SD)a 53.1 13.8 55.0 8.6 0.85

Women 8 62 5 42 0.32

Low educational level 3 23 5 42 0.41

Working full or part time 3 23 5 42 0.41

Living with a partner 7 54 9 75 0.41

Current smoker 0 0 3 25 0.10

Last month fish consumption ≥ 1 serving/week 3 23 4 33 0.67

Body Mass Index, kg/m² (mean, SD) 29.3 5.1 29.8 4.8 0.80

Waist circumference, cm (mean, SD)a 99 15 100 14 0.98

Type 1 diabetes 5 38 5 42 1.00

Type 2 diabetes 8 62 7 58 1.00

One or more diabetes complicationsb 5 38 2 17 0.38

Treatment with diet 6 46 2 17 0.20

Treatment with oral blood glucose lowering drugs 7 54 5 42 0.54

Treatment with insulin 10 77 10 83 1.00

Duration of diabetes, years (mean, SD) 11.3 10.7 18.1 12.4 0.19

HbA1c, % (mean, SD) 6.9 1.1 6.9 1.1 0.91

MADRS score (mean, SD) 26.3 8.2 26.4 8.7 0.97

Depression severityc

Mild 1 7.7 2 16.7 0.59

Moderate 11 84.6 7 58.3 0.20

Severe 1 7.7 3 25.0 0.32

Treatmentd

Tricyclic antidepressant 2 17 0 0 0.48

Selective Serotonin Reuptake Inhibitor 9 75 10 91 0.64

Noradrenergic and Specific Serotonergic Antidepressant

1 8 1 9 1.00

Table shows n (%) unless otherwise noted.a Mann-Whitney u test.b having nephropathy, retinopathy, diabetic foot, macrovascular complications, or neuropathy.c depression severity according to MADRS score: 9-17 mild depression, 18-34 moderate depression, ≥ 35 severe depression.20

d at 12-week follow-up. Treatment was not specified for one person in the E-EPA arm (loss to follow-up) and for one person in the placebo arm.

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EPA levels in erythrocyte membrane

From baseline to 12-week follow-up, the mean level of EPA in the erythrocyte membrane tripled in the E-EPA group [from 0.53% (± 0.17) to 1.69% (± 0.56)], whereas it remained stable in the placebo group [from 0.66% (± 0.20) to 0.61% (± 0.19)] supporti ng the integrity of the interventi on arms.

Figure 2. Development of the MADRS score over ti me for the E-EPA (n = 12) and placebo group (n = 12) Error bars indicate 95% confidence interval. No significant treatment*time interaction (F = 1.63, df = 3.98, p = 0.17).

0

5

10

15

20

25

30

35

40

week 0 week 1 week 3 week 5 week 7 week 9 week 12

MA

DR

S s

co

re

Time

E-EPA

Placebo

Course of depression symptom severity measured with the MADRS

At baseline, the mean MADRS score was 26.3 (± 8.2) in the E-EPA group and 26.4 (± 8.7) in the placebo group. At 12-week follow-up, the mean MADRS scores dropped to 14.0 (± 6.9) in the E-EPA group and to 11.6 (± 9.1) in the placebo group (standardized eff ect size favoring placebo d = 0.29). Figure 2 shows the development of the MADRS score for the E-EPA group and the placebo group over ti me. Repeated measures analysis revealed a sta-ti sti cally signifi cant ti me eff ect: mean MADRS score decreased over ti me in both groups (F = 21.14, df = 3.98, p < 0.001). However, no signifi cant eff ect of E-EPA treatment versus placebo over ti me was found (treatment*ti me interacti on ANOVA F = 1.63, df = 3.98, p = 0.17). Excluding one parti cipant who ceased using E-EPA during the study and two pati ents

0

5

10

15

20

25

30

35

40

week 0 week 1 week 3 week 5 week 7 week 9 week 12

MA

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who discontinued using antidepressants marginally changed the results of the ANOVA (treatment*time interaction F = 1.21, df = 3.93, p = 0.31). Furthermore, in the E-EPA group, change in depression severity and change in E-EPA level from baseline to 12-week follow-up were uncorrelated (Pearson’s r = 0.016, p = 0.96).

Side effects

Side effects were assessed at six occasions. Eight persons never had a side effect. Prevalent side effects were stomach ache (n = 10), belching (n = 7), nausea (n = 6), and diarrhea (n = 5). Number and type of side effects did not differ significantly between the E-EPA and the placebo group. One person assigned to the E-EPA group showed an allergic reaction during the trial which consisted of rashes and itching. No other serious side effects were reported.

Concealment

Concealment appeared to be successful. At 12-week follow-up, only 4 of the 12 participants (33%) correctly thought they received E-EPA, and 4 of the 12 (33%) participants correctly thought they received the placebo.

Discussion

In the present randomized, double-blind placebo-controlled study, we found no evidence of a therapeutic effect of 1 g/day E-EPA as an add-on to antidepressant medication compared to placebo in patients with diabetes and MDD during 12 weeks. This finding is not likely to be explained by a lack of contrast between the two groups, as we observed tripled levels of EPA in the erythrocyte membranes of participants in the intervention group and no change in the placebo group.

In a recent meta-analysis, Appleton et al.10 concluded that ω-3 PUFAs showed antidepres-sant efficacy in non-diabetic depressed patients, yet significant heterogeneity in study design was noted. Our results are in line with a recent randomized controlled trial in coronary heart disease patients with major depression that found no evidence that ω-3 PUFAs augmenta-tion of sertraline was superior to sertraline plus placebo for the treatment of depression.11 However, there are clear differences between our study and the other studies in sample characteristics (diabetes patients vs. other patient groups) and the ω-3 PUFAs provided. Although EPA showed more promising results on depression than DHA monotherapy,6 it might be that a specific ratio of DHA and EPA is more effective.

Strengths of our study included the small number of loss to follow-up, the large number of follow-up measurements, and its double-blind, placebo-controlled design. However, the study is also subject to some limitations. Information about fish consumption was only

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assessed at baseline. Yet, there was no indicati on that the placebo group increased fi sh consumpti on as the level of EPA did not increase. Also, we had a heterogeneous sample of pati ents with respect to type of diabetes and anti depressant use. In the case that E-EPA would be more eff ecti ve in either type of diabetes or as add-on to a specifi c type of anti de-pressant, our study sample was too small to detect these eff ects. Furthermore, the dose of fi sh oil in our study (1 g/day) and durati on might not have been adequate for pati ents with diabetes. Although we could not fi nd studies about the eff ect of the placebo (rapeseed oil) on mood, we cannot fully exclude the possibility that rapeseed oil has some benefi cial eff ect on mood. Finally, although we assessed the power of our study rigorously, we are aware that our sample size is smaller than most other randomized controlled trials. Therefore, the results may be more sensiti ve to chance fl uctuati ons and warrant future replicati on studies.

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References

1. Schram MT, Baan CA, Pouwer F. Depression and quality of life in patients with diabetes: a sys-tematic review from the European depression in diabetes (EDID) research consortium. Curr Diabetes Rev. 2009;5(2):112-119.

2. Lustman PJ, Anderson RJ, Freedland KE, de Groot M, Carney RM, Clouse RE. Depression and poor glycemic control: a meta-analytic review of the literature. Diabetes Care. 2000;23(7):934-942.

3. Egede LE, Zheng D, Simpson K. Comorbid depres-sion is associated with increased health care use and expenditures in individuals with diabetes. Diabetes Care. 2002;25(3):464-470.

4. Egede LE, Nietert PJ, Zheng D. Depression and all-cause and coronary heart disease mortality among adults with and without diabetes. Diabetes Care. 2005;28(6):1339-1345.

5. Lustman PJ, Clouse RE. Treatment of depression in diabetes: impact on mood and medical outcome. J Psychosom Res. 2002;53(4):917-924.

6. Pouwer F, Nijpels G, Beekman AT, et al. Fat food for a bad mood. Could we treat and prevent de-pression in Type 2 diabetes by means of omega-3 polyunsaturated fatty acids? A review of the evidence. Diabet Med. 2005;22(11):1465-1475.

7. Sontrop J, Campbell MK. Omega-3 polyunsatu-rated fatty acids and depression: a review of the evidence and a methodological critique. Prev Med. 2006;42(1):4-13.

8. Decsi T, Szabo E, Burus I, et al. Low contribution of n-3 polyunsaturated fatty acids to plasma and erythrocyte membrane lipids in diabetic young adults. Prostaglandins Leukot Essent Fatty Acids. 2007;76(3):159-164.

9. Vessby B. Dietary fat and insulin action in humans. Br J Nutr. 2000;83 Suppl 1:S91-96.

10. Appleton KM, Rogers PJ, Ness AR. Updated sys-tematic review and meta-analysis of the effects of n-3 long-chain polyunsaturated fatty acids on depressed mood. Am J Clin Nutr. 2010;91(3):757-770.

11. Carney RM, Freedland KE, Rubin EH, W. RM, C. SB, Harris WS. Omega-3 Augmentation of Sertra-line in Treatment of Depression in Patients With Coronary Heart Disease: A Randomized Con-trolled Trial. JAMA. 2009;302(15):1651-1657.

12. Sarris J, Schoendorfer N, Kavanagh DJ. Major depressive disorder and nutritional medicine: a review of monotherapies and adjuvant treat-ments. Nutr Rev. 2009;67(3):125-131.

13. Parker G, Gibson NA, Brotchie H, Heruc G, Rees AM, Hadzi-Pavlovic D. Omega-3 fatty acids and mood disorders. Am J Psychiatry. 2006;163(6):969-978.

14. Andrews G, Peters L. The psychometric proper-ties of the Composite International Diagnostic Interview. Soc Psychiatry Psychiatr Epidemiol. 1998;33(2):80-88.

15. Peet M, Horrobin DF. A dose-ranging study of the effects of ethyl-eicosapentaenoate in patients with ongoing depression despite apparently adequate treatment with standard drugs. Arch Gen Psychiatry. 2002;59(10):913-919.

16. Hartong EGTM, Goekoop JG. De Montogom-ery-Asberg beoordelingsschaal voor depressie. Tijdschr Psychiatr. 1985;27(9):657-668.

17. Hermens ML, Ader HJ, van Hout HP, Terluin B, van Dyck R, de Haan M. Administering the MADRS by telephone or face-to-face: a validity study. Ann Gen Psychiatry. 2006;5:3.

18. Jeffcoate SL. Diabetes control and complications: the role of glycated haemoglobin, 25 years on. Diabet Med. 2004;21(7):657-665.

19. Stevens JP. Repeated measures analysis. In: Stevens JP, ed. Applied multivariate statistics for the social sciences. Fourth edition ed. New Jersey: Lawrence Erlbaum Associates; 2002:492-557.

20. Muller MJ, Szegedi A, Wetzel H, Benkert O. Moderate and severe depression. Gradations for the Montgomery-Asberg Depression Rating Scale. J Affect Disord. 2000;60(2):137-140.

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Chapter 8

General discussion

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The aim of this thesis was to enhance our understanding of depression in pati ents with diabetes mellitus. This has been accomplished by studying various research questi ons in a range of cohort and interventi on studies, which will be summarized and integrated in the context of the current scienti fi c evidence below. Furthermore, potenti al pathways, method-ological considerati ons, practi cal implicati ons, and suggesti ons for future research will be addressed in this chapter.

OVERVIEW OF MAIN FINDINGS

In the fi rst part of the thesis, we focused on two potenti al adverse consequences of elevated depressive symptoms in persons with diabetes, i.e. the development of a full-blown major depressive disorder (chapter 2), and increased mortality rates (chapter 3). In Chapter 2, we assessed the rates and risk factors for the onset of major depressive disorder among 114 pati ents with diabetes and subthreshold depression. From the 73 pati ents available at two-year follow-up, 42% developed major depression within a two-year ti meframe. In our sample, both higher anxiety severity and higher depression severity predicted the onset of major depression. None of the selected socio-demographical and clinical factors were related to the onset of a full-blown depression. Our results are in line with other prospecti ve studies that showed an important role for baseline severity of depression for recurrent or persistent depression in pati ents with diabetes.1-3 The associati on between baseline anxiety symptoms and subsequent onset of major depression may not be surprising, since depression and anxiety frequently co-occur in clinical as well as in subthreshold forms.4,5

Moreover, our results concur with studies in the general populati on showing that anxiety oft en precedes a major depressive episode.6,7

In Chapter 3, we studied the associati ons between the co-existence of depressive symptoms and diabetes with mortality in a large sample of post-MI pati ents. We showed that the combinati on of depression and diabetes is related to increased mortality in MI pati ents, beyond the risks related to depression and diabetes alone. This associati on weakened to some extent, but remained signifi cant aft er adjustment for demographic and established prognosti c cardiac factors. Moreover, we observed a positi ve additi ve interacti on between diabetes and depression for mortality, which weakened but remained stati sti cally signifi cant aft er adjustment for cardiac disease severity. This indicates that the combinati on of depression and diabetes may adversely aff ect the mortality rate, more than would be expected than aft er adding the risk of either disease apart. Our results are in line with populati on-based, epidemiological studies in the general populati on8-12 that suggested an interacti on between diabetes and depression for mortality.

In the second part of the thesis, we explored several mechanisms that may help to improve

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our understanding of the potenti al link of depression with diabetes and cardiovascular disease. In Chapter 4, we tested whether the level of pro-infl ammatory markers predicted poor treatment response to sertraline among CHD pati ents with comorbid major depression. These analyses were planned secondary analyses of a randomized controlled trial that inves-ti gated whether the effi cacy of anti depressant medicati on can be increased by augmenta-ti on with ω-3 fatt y acids.13 Our study indicated that infl ammati on did not predict treatment response in this pati ent group, as baseline levels of IL-6, TNF-α and hsCRP were not related to depressive symptoms aft er ten weeks. Furthermore, there were no diff erences in initi al IL-6, TNF-α and hsCRP levels between pati ents whose depressive symptoms improved aft er ten weeks and pati ents whose symptoms did not improve. In contrast, other studies in non-cardiac populati ons showed that increased infl ammatory markers were related to a poor treatment response to anti depressant medicati on,14,15 although not all studies dem-onstrated this.16

Chapter 5 explored the relati onship between depressive symptoms and insulin sensiti vity and secreti on in parti cipants of the RISC study, a large non-diabeti c European cohort of men and women aged 30-64 years. Although several previous cross-secti onal and cohort studies observed that depressive symptoms were related to increased insulin resistance,17-22 we could not replicate this fi nding in our study. In contrast, we observed weak correlati ons between depressive symptoms and diff erent aspects of insulin secreti on. Depressive symptoms were related to reduced early insulin secreti on levels, as indicated by a slightly lower insulin-ogenic index, and reduced β-cell rate sensiti vity. In additi on, we showed that depressive symptoms tended to be related to slightly reduced potenti ati on of insulin secreti on. The potenti ati on factor accounts for several mechanisms, including prolonged exposure to hy-perglycemia, nonglucose substrates, gastrointesti nal hormones, and neurotransmitt ers.23

Since reducti ons of both early insulin secreti on and potenti ati on are observed in people with diabetes,24 the observed relati onship between depressive symptoms and markers of insulin secreti on appears to go in the directi on of onset of diabetes.

In 2000, a systemati c review concluded that depression is related to elevated levels of the prognosti c marker HbA1c in pati ents with diabetes.25 Depression, however, is a heteroge-neous construct, and it is likely that some of its symptoms link more strongly to HbA1c. Therefore, in Chapter 6, we investi gated whether there was a diff erenti al associati on between single depressive symptoms and HbA1c in a large sample of type 1 and type 2 diabetes outpati ents. Four of the nine individual symptoms of depression (i.e. sleeping problems, appeti te problems, suicidal ideati on, and depressed mood) were signifi cantly linked to higher concurrent HbA1c levels. These symptoms cover both cogniti ve-aff ecti ve and somati c aspects of depression. In additi on, the baseline depressive symptoms depressed mood, sleeping diffi culti es, and appeti te problems were related to HbA1c levels one year

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later. However, baseline depressive symptoms did not predict change in HbA1c over time, except for a decline in HbA1c in patients who expressed suicidal ideation at baseline. Our results are not in accordance with the results of a study that demonstrated that anhedonia (loss of interest or pleasure) was related to sub-optimal glycemic control, while depressed mood and anxiety were not related to poor HbA1c values in patients with type 2 diabetes treated in primary care.26 This discrepancy might be related to sampling and methodological differences between the studies, as we included both type 1 and type 2 diabetes outpatients from secondary care settings who tended to have less optimal HbA1c values.

Finally, Chapter 7 describes the results of a randomized controlled trial that was designed to test whether supplementation of the ω-3 fatty acid ethyl-eicosapentaenoic acid (E-EPA) augments the effect of antidepressant medication on depressive symptoms. Diabetes patients with comorbid depression despite antidepressant medication were randomized to E-EPA or placebo for 12 weeks, which were provided as an adjuvant to ongoing antidepres-sant medication. During the treatment phase, both the intervention group and the control group showed a significant decline in depressive symptoms over time. However, the decline in depressive symptoms was not different between these groups. Hence, the addition of E-EPA to antidepressant medication did not improve depressive symptoms more than placebo treatment in this study. Previous studies indicate that depression relates to impaired ω-3 fatty acids intake and/or metabolism.27,28 Although several meta-analyses of RCTs that investigated the efficacy of ω-3 fatty acids as antidepressant treatment concluded that ω-3 appeared beneficial,29-32 not all did.33 The meta-analyses indicated heterogeneity across the RCTs with respect to the dose, type of ω-3, duration, use of ω-3 as mono- vs. adjuvant therapy, and depression inclusion criteria.29-33 Subgroup analysis indicate that ω-3 fatty acids may be more effective in those with a diagnosed depressive disorder compared to those without a diagnosis.31 With respect to the type and dose, supplements containing at least 60% EPA in a dose of 0.2 - 2.2 gram/day in excess to DHA supplementation appears to be effective as antidepressant treatment.32 Our non-significant results are in line with a recent randomized controlled trial in coronary heart disease patients with major depression that found that augmentation of sertraline with ω-3 fatty acids (EPA and DHA) was not superior to sertraline plus placebo for the treatment of depression.34 Another RCT, not yet included in the meta-analyses but the largest trial to date, showed no significant effect of ω-3 EPA and DHA supplementation for depressive symptoms, although a trend was observed.35

POTENTIAL PATHWAYS

Previous meta-analyses of epidemiological studies indicate that the relationship between depression and diabetes is likely to be bidirectional: having diabetes increases the risk of future depression, and having depression increases the risk of the onset of type 2 diabetes.36,37

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Additi onally, depression adversely aff ects the management and course of established diabetes. It is possible that one or more common underlying factors may predispose people to depression as well as diabetes. Such vulnerability factors may be found in the early life course, or in geneti cs.38 A twin study in middle-aged men including monozygoti c and dizygoti c twin pairs, however, observed that common geneti c and common environmental factors only marginally accounted for the co-existence of diabetes and depression.39 Alter-nati vely, depression and diabetes directly infl uence each other via behavioral and biological pathways. Some of the behavioral and biological mechanisms were already highlighted in previous chapters. These and other potenti al mechanisms will be (re)considered below.

Behavioral pathways

Depression may be the result of the daily burden of living with diabetes and its long-term complicati ons.40 Depressive symptoms appeared to be parti cularly common in the subgroup of type 2 diabetes pati ents with other co-morbid diseases as opposed to those without co-morbid diseases.41 Complying with strict self-care regimens, and the onset and progression of diabetes complicati ons may give rise to feelings of frustrati on, anger, and depression in persons with diabetes. Furthermore, many self-care acti viti es (e.g. diet, exercise, medicati on use) are involved in diabetes management. Depression negati vely aff ects memory, energy, and executi ve functi on,42 which may hamper self-care. A meta-analysis showed that depression relates to reduced adherence to a wide range of self-care acti viti es in pati ents with diabetes.43 As a consequence of impaired self-care acti viti es, depression may accelerate the progress to adverse corollaries including poor glycemic control,25 complicati ons,44 and increased mortality (as shown in chapter 3, and by others8-10,12,45-48).

Biological pathways

Depression is related to several pathophysiological alterati ons that may contribute to the increased risk of type 2 diabetes, and progress to adverse complicati ons in established diabetes. For instance, depression has been related to HPA-axis hyperacti vity and enhanced sympatheti c nervous system acti vity, resulti ng in an increased release of corti sol and cat-echolamines, respecti vely.49 These can both induce insulin resistance,49 which is a main risk factor for type 2 diabetes. Furthermore, high HPA-axis acti vity has been associated with an increased number of diabeti c complicati ons in those with established diabetes.50

Apart from insulin resistance, insulin secreti on may also provide a possible link between depression and the onset of diabetes, as both insulin sensiti vity and insulin secreti on are independent predictors for changes in glucose tolerance and future diabetes.51,52 At present, the results regarding the relati onship of depression with insulin resistance are inconclusive,17-22,53-56 while the associati on of depression with insulin secreti on is rarely

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studied. In chapter 5, we did not find an association between depressive symptoms and insulin sensitivity in non-diabetic patients, but we observed weak correlations of depressive symptoms and insulin secretion. Thus, in addition to a potential effect on insulin sensitivity, depressive symptoms may hamper insulin secretion in individuals without diabetes.

Furthermore, the view that inflammatory mechanisms may be involved in depression has been supported in various studies. Meta-analyses showed that depression is related to increased levels of pro-inflammatory markers.57,58 Depressive symptoms can be induced by immunotherapy,59 and treatment with the anti-inflammatory drug celecoxib appeared to enhance the antidepressant effect of fluoxetine in depressed patients.60 Since higher levels of inflammatory markers are also implicated in cardiovascular disease and diabetes,61-63 in-flammation may provide a link between depression on the one hand, and cardiovascular diseases and diabetes on the other. Although initial levels of inflammatory markers did not predict the response to sertraline among cardiovascular patients with depression (chapter 4), inflammation may be involved otherwise.

Furthermore, several studies indicate that both depression and diabetes are related to impaired intake or metabolism of long-chain ω-3 fatty acids.27,64-66 Although ω-3 fatty acids may be implicated in the diabetes and depression link, we observed that supplementation of ω-3 E-EPA in depressed patients with diabetes did not improve depressive symptoms compared to placebo in chapter 7.

Taken together, many interconnected behavioral and biological pathways exist that may explain parts of the dynamics of depression and diabetes, but their specific roles are yet to be identified in prospective studies.

METHODOLOGICAL CONSIDERATIONS

The studies presented in this thesis are subject to various strengths and limitations. Several methodological issues have been highlighted in the previous chapters. In this section, some general limitations of the studies presented in this thesis will be considered.

Causality

First, except for chapter 7, the studies included in this thesis were based on observation-al data from (intervention) cohort studies, and cross-sectional studies. One important limitation inextricably linked to observational research is the limited potential for drawing causal inferences. In observational studies, other characteristics may confound the re-lationship between the exposure and outcome. Furthermore, the true causation may be reversed (e.g. in chapter 6, HbA1c levels may affect depressive symptoms rather than the

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other way around). Although we carefully adjusted our analyses for potenti al confounders, some potenti al confounders were lacking or poorly assessed, and thus could not be taken into account. Hence, residual confounding which biases the observed associati on remains possible. Furthermore, some suspected confounders may in fact be parti al mediators of the associati on between depression and diabetes, and their adjustment may underesti mate the potenti al causal relati onship. RCTs (chapter 7) are considered to be the gold standard for answering causality questi ons, but are oft en not feasible or ethical.

Assessment of type of diabetes

Second, in some studies we were not able to disti nguish type 1 and type 2 diabetes, either because of the lack of this informati on in the study (chapter 3), or a small sample size which did not allow us to conduct subgroup analysis (chapter 7). Type 2 diabetes may be a consequence of obesity and metabolic syndrome, which are two conditi ons that are related to increased rates of depression.67,68 Furthermore, many persons with type 2 diabetes do not need insulin injecti ons to regulate their blood glucose levels, but can initi ally rely on oral medicati on or life style changes. While type 1 and type 2 diabetes have diff erent aeti ology and treatment regimens, both types of diabetes appear to be related increased depression rates,69,70 and the clinical implicati ons from the studies may be similar for type 1 and type 2 diabetes.

Defi niti on of depression

Third, throughout this thesis the term depression was used for diff erent phenomena, including merely depressive symptoms as well as full-blown major depressive disorders. Depressive symptoms were assessed with several self-report questi onnaires (BDI, PHQ-9, CES-D, HADS), and two clinician-rated instruments (MADRS, HAM-D) in this thesis. Although each of these instruments has been validated against clinical diagnoses of major depressive disorder, their sensiti vity and specifi city for major depressive disorder is not opti mal. For instance, a recent study indicated that 70% of the diabetes pati ents with CES-D scores ≥ 16 (the commonly used cut-off for clinical depression) was not clinically depressed in the past year.71 Furthermore, these questi onnaires refl ect depressive symptom severity, and do not inquire about other important characteristi cs of depression like previous depressive episodes, and durati on of depression. In additi on, each questi onnaire taps into slightly diff erent aspects of depression. For instance, the HADS does not contain somati c symptoms of depression, whereas somati c symptoms are part of the depressive symptoms covered in other questi onnaires. Despite the lack of diagnosis of major depression and the reliance on self-reported depressive symptoms in most studies, depressive symptoms may be sti ll highly relevant in clinical practi ce, as a meta-analysis showed that depressive symptoms were present in up to 30% of the diabeti c populati on,72 and were adversely related to glycemic

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control,25 self-care,73 diabetes complications,44 and mortality.9

Furthermore, the current diagnosis of depression requires the presence of at least five out of nine depressive symptoms, including at least one of the two core symptoms of depression. Hence, it is possible that two persons who are both diagnosed with major depression share only one symptom and differ on all others. In addition, some symptoms (sleeping problems, appetite problems and psychomotor changes) are double-barreled, and indicate both increased and decreased activity (hypersomnia vs. insomnia; increased vs. decreased appetite/weight gain; and psychomotor agitation vs. retardation). Thus, depression is not a homogeneous entity but should be viewed as a heterogeneous construct. Its heterogene-ity has not been addressed throughout this thesis, except for chapter 6 where we showed that individual depressive symptoms may relate differentially to glycemic control. Although it is likely that certain depression characteristics may relate more strongly to the onset and unfavorable course of diabetes, it is unclear which symptom profiles are empirically valid in diabetes patients.

PRACTICAL AND CLINICAL IMPLICATIONS

This thesis provides results that have several practical and clinical implications. Several studies in this thesis replicated the adverse relationship of depressive symptoms with HbA1c levels (chapter 6), and mortality (chapter 4) in patients with diabetes. As depression in diabetes is detrimental for both the individual and public health, identification and subsequent treatment of depression seems warranted to improve the individuals’ mood and functional outcomes. Moreover, treatment of depression may improve or delay the adverse course of diabetes.

Treatment of depression

With respect to treatment of depression in diabetes, this thesis showed that ω-3 supple-mentation in addition to ongoing antidepressant medication use was not more effective than placebo in reducing depressive symptoms in diabetes patients with major depression (chapter 7). Previous studies indicate that established treatments for depression appear to be effective when applied to patients with diabetes and depression,74 yet the course of depression may be less optimal in patients with a chronic disease. Besides traditional phar-macological and psychological interventions for depression, interventions such as exercise,75 mindfulness-based therapy,76 and internet-based cognitive behavioral therapy, in particular with therapist support,77 may be promising therapies for depression.

Furthermore, this thesis showed that a stepped care intervention for depression did not affect the rates of onset of major depression during a two-year follow-up period in

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outpati ents with diabetes that were treated in secondary care (chapter 2). Stepped care is a treatment-delivering system that aims to improve effi ciency by fi rst delivering the eff ecti ve yet least resource-intensive treatments given the nature and severity of the problem. The results of treatments are monitored systemati cally, and treatments are modifi ed when no signifi cant health gain is achieved.78 Several collaborati ve care programs, based on stepped care principles and specifi cally targeti ng depression, were successful in reducing depressive symptoms in depressed pati ents with diabetes in the primary care in the US, but not in improving glycemic control.79-81 Owing to diff erences in health care systems, these results may not be easily translated to the Dutch health care. Outcomes of other stepped care interventi ons for depression specifi cally targeted to persons with diabetes are lacking for the Netherlands. When considering primary care depressed pati ents in general, one Dutch study showed that a stepped care interventi on for depression was not eff ecti ve,82 whereas another Dutch study in elderly pati ents showed that such a program was eff ecti ve at aff ordable costs.83,84 The Dutch multi disciplinary guidelines for depression, revised in 2010, incorporated a stepped care model in their treatment algorithm for depression.85

Many diabetes pati ents with signifi cant depressive symptoms according to depression questi onnaires do not qualify for a major depressive disorder. It has been suggested that depressive symptoms in type 2 diabetes pati ents may refl ect diabetes-related emoti onal distress rather than clinical depression in many cases.86 Diabetes-related emoti onal distress covers the emoti onal aspects of psychosocial adjustment to diabetes, such as the feeling of being overwhelmed by the demands of living with diabetes, and worry about the future and the possibility of serious complicati ons. Diabetes-related emoti onal distress is prevalent in both subclinical and clinical depression,87 is associated with less opti mal self-care behavior, and may even link more strongly to poor glycemic control than major depressive disorder.88,89 As diabetes-related stressors may have considerable impact on general mood, interventi ons that originates from the treatment for major depressive disorders may not be fully adequate or suffi cient for a substanti al part of the diabetes pati ents with depressive symptoms.86 In contrast, multi faceted interventi ons may be more eff ecti ve in reducing depressive symptoms. For instance, it has been shown that a multi faceted nurse-led inter-venti on that primarily focused on coping with disease and enhancing treatment compliance reduced the onset of major depression in outpati ents with diabetes who had a high risk for depression.90 Similarly, Katon et al. showed that a nurse-led interventi on that used coordinated care management of multi ple conditi ons, including diabetes, improved the control of the medical conditi on and depression.91 As the focus of the stepped care inter-venti on described in chapter 2 was merely on depression, broadening its scope to coping with the disease, and enhancing compliance to diabetes self-care acti viti es may also result in bett er diabetes-related outcomes besides improved mood.

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Screening to identify depression?

In order to provide effective treatment for depression, depressed cases should first be identified. The symptom profiles of depressed persons with diabetes appear to be similar to those of psychiatric patients and community-based samples,92,93 supporting the use of general depression tools for the identification of depression in diabetes. Brief screening instruments that approximate clinical significant levels of depression may assist health care professionals to assess the presence and severity of depressive symptoms in diabetes patients. However, previous research has shown that the mere identification of depression by screening is not effective in reducing depression or in improving depressive symptoms in primary care or general hospital settings.94 Moreover, a study conducted in the Netherlands showed that a screening program for depression in people with diabetes with subsequent written feedback to the patient and physician was not more effective in reducing depression than care as usual.95 Besides the current lack of evidence for its effectiveness, screening for depression will result in a substantial number of false-positives, is resource-intensive, and may have unintended harmful consequences (e.g. labeling a transient state as an illness, dealing with the stigma associated with depression).96 Furthermore, it is likely that those with more severe depression would have been recognized by health care professionals without these screening procedures. The new cases that will be identified by screening may have a milder form of depression, and antidepressant medication are known to be less effective in those with less severe depression.97 Simply screening for depression in persons with diabetes is therefore not recommended. Instead, embedding screening and monitoring in routine care may be a more effective approach.98 For example, monitoring and discussing psychological well-being by a diabetes nurse specialist as part of standard diabetes care significantly improved mood in outpatients with diabetes.99 Furthermore, screening for depression was also used to identify depressed patients in the collaborative care programs, supporting the importance of combining screening with subsequent treatment. Before screening programs for depression are installed, an effective treatment for depression and related problems should be embedded in health care. Subsequently, screening programs for depression may be targeted to patients with poor self-management of diabetes. This aligns with the recommendations of the latest standards of diabetes care of the American Diabetes Association (ADA), who state that screening for psychological problems can be considered in patients whose self-management is poor.100

POSSIBLE FUTURE DIRECTIONS

This thesis aimed to enhance our understanding about the role of depression in diabetes, with an emphasis on its predictive role, its related mechanisms and its treatment opportu-nities. Although the composition of studies in this thesis clarified some issues, many other

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important issues of the dynamics of depression and diabetes remain to be elucidated.

Although the link between depression and diabetes is well-established and many potenti al pathways have been suggested, it remains largely unclear which mechanisms drive this associati on. As many studies on the relati onship of depression with diabetes are cross- secti onal, large scale longitudinal studies with multi ple assessments over ti me may enhance our understanding of the relati onship between depression and diabetes, and related outcomes. To gain more insight into the mechanisms, these studies should include a range of behavioral and biological factors implicated in depression and diabetes, and investi gate them simultaneously. Furthermore, advances in relati vely new and unexplored scienti fi c areas (e.g. geneti cs or neurobiology) may help to understand potenti al pathways involved in the relati onship of diabetes and depression.

In additi on, bridges need to be built between diabetes and related cardiovascular and metabolic disorders, such as the metabolic syndrome, and obesity. These diseases are prevalent among diabetes pati ents, in parti cular in the main group of type 2 diabetes, are also associated to increased levels of depression,67,68 and have similariti es in aeti ology and biological mechanisms. Observed mechanisms and eff ecti ve treatments for depression in these diseases may be translated to diabetes. Furthermore, secondary analysis of large scale interventi on studies may help to identi fy characteristi cs that relate to favorable response to certain anti depressant treatments. A bett er understanding of the aeti ology and involved pathways may help to target certain interventi ons to specifi c subgroups, and may result in new treatments for depression.

Furthermore, as depression is a highly heterogeneous construct with respect to its symptom expression and trajectory, it is likely that there is a diff erenti al relati onship with respect to diabetes outcomes. Therefore, studies need to take into account the heterogeneity of depression, both in symptoms and course.

Finally, it is oft en hard to generalize outcomes of large epidemiological or clinical studies to the individual pati ent. In additi on, it is unlikely that we will identi fy single set of mechanisms for poor outcomes that applies to all persons with diabetes. Ecological momentary assessments are repeated sampling of the pati ents’ current behaviors and experiences in real ti me.101 When extended by conti nuous glucose monitoring systems or other repeated biological measures, this may provide more informati on about the short-term temporality of mood, life style, and biological markers in individual pati ents. For instance, persons with poor glycemic control and diminished mood can be monitored for a short period, which may give indicati ons of the temporal relati onships of the variables under study. When a certain factor precedes others, we may intervene at that point of the chain to improve health outcomes. These types of study move towards more individualized medicine, which

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may improve outcomes for the individual patient. Recent advances in statistics enable us to analyze such studies. Although some practical, statistical and technical issues still need to be resolved, this type of studies may be conducted parallel to large scale intervention and observational studies to improve our understanding of the dynamics of depression and diabetes.

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21. Adriaanse MC, Dekker JM, Nijpels G, Heine RJ, Snoek FJ, Pouwer F. Associati ons between depres-sive symptoms and insulin resistance: the Hoorn Study. Diabetologia. 2006;49(12):2874-2877.

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Associations In Young Adults. Diabetes Care. 2010;33(5):1128-1133.

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55. Lawlor DA, Smith GD, Ebrahim S. Associati on of insulin resistance with depression: cross secti onal fi ndings from the Briti sh Women’s Heart and Health Study. BMJ. 2003;327(7428):1383-1384.

56. Shen Q, Bergquist-Beringer S, Sousa VD. Major depressive disorder and insulin resistance in nondiabeti c young adults in the United States: The Nati onal Health and Nutriti on Examinati on Survey, 1999-2002. Biol Res Nurs. 2011;13(2):175-181.

57. Dowlati Y, Herrmann N, Swardfager W, et al. A

Meta-Analysis of Cytokines in Major Depression. Biol Psychiatry. 2010;67:446-457.

58. Howren MB, Lamkin DM, Suls J. Associati ons of Depression With C-Reacti ve Protein, IL-1, and IL-6: A Meta-Analysis. Psychosom Med. 2009;71(2):171-186.

59. Bonaccorso S, Puzella A, Marino V, et al. Immuno-therapy with interferon-alpha in pati ents aff ected by chronic hepati ti s C induces an intercorrelated sti mulati on of the cytokine network and an increase in depressive and anxiety symptoms. Psychiatry Res. 2001;105(1-2):45-55.

60. Akhondzadeh S, Jafari S, Raisi F, et al. Clinical trial of adjuncti ve celecoxib treatment in pati ents with major depression: a double blind and placebo controlled trial. Depress Anxiety. 2009;26(7):607-611.

61. Festa A, D’Agosti no R, Jr., Tracy RP, Haff ner SM. Elevated levels of acute-phase proteins and plas-minogen acti vator inhibitor-1 predict the devel-opment of type 2 diabetes: the insulin resistance atherosclerosis study. Diabetes. 2002;51(4):1131-1137.

62. Ridker PM, Hennekens CH, Buring JE, Rifai N. C-reacti ve protein and other markers of infl amma-ti on in the predicti on of cardiovascular disease in women. N Engl J Med. 2000;342(12):836-843.

63. Snell-Bergeon JK, West NA, Mayer-Davis EJ, et al. Infl ammatory markers are increased in youth with type 1 diabetes: the SEARCH Case-Control study. J Clin Endocrinol Metab. 2010;95(6):2868-2876.

64. Pouwer F, Nijpels G, Beekman AT, et al. Fat food for a bad mood. Could we treat and prevent de-pression in Type 2 diabetes by means of omega-3 polyunsaturated fatt y acids? A review of the evidence. Diabet Med. 2005;22(11):1465-1475.

65. Decsi T, Szabo E, Burus I, et al. Low contributi on of n-3 polyunsaturated fatt y acids to plasma and erythrocyte membrane lipids in diabeti c young adults. Prostaglandins Leukot Essent Fatt y Acids. 2007;76(3):159-164.

66. Vessby B. Dietary fat and insulin acti on in humans. Br J Nutr. 2000;83 Suppl 1:S91-96.

67. Luppino FS, de Wit LM, Bouvy PF, et al. Over-weight, obesity, and depression: a systemati c review and meta-analysis of longitudinal studies. Arch Gen Psychiatry. 2010;67(3):220-229.

68. Pan A, Keum N, Okereke OI, et al. Bidirecti onal associati on between depression and metabolic syndrome: a systemati c review and meta-anal-ysis of epidemiological studies. Diabetes Care.

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2012;35(5):1171-1180.

69. Ali S, Stone MA, Peters JL, Davies MJ, Khunti K. The prevalence of co-morbid depression in adults with Type 2 diabetes: a systematic review and me-ta-analysis. Diabet Med. 2006;23(11):1165-1173.

70. Barnard KD, Skinner TC, Peveler R. The prevalence of co-morbid depression in adults with Type 1 diabetes: systematic literature review. Diabet Med. 2006;23(4):445-448.

71. Fisher L, Skaff MM, Mullan JT, et al. Clinical de-pression versus distress among patients with type 2 diabetes: not just a question of semantics. Diabetes Care. 2007;30(3):542-548.

72. Anderson RJ, Freedland KE, Clouse RE, Lustman PJ. The prevalence of comorbid depression in adults with diabetes: a meta-analysis. Diabetes Care. 2001;24(6):1069-1078.

73. Gonzalez JS, Safren SA, Cagliero E, et al. De-pression, self-care, and medication adherence in type 2 diabetes: relationships across the full range of symptom severity. Diabetes Care. 2007;30(9):2222-2227.

74. Pertrak F, Herpertz S. Treatment of depression in diabetes: an update. Curr Opin Psychiatry. 2009;22:211-217.

75. Mead GE, Morley W, Campbell P, Greig CA, McMurdo M, Lawlor DA. Exercise for depression. Cochrane Database Syst Rev. 2009(3):CD004366.

76. Hofmann SG, Sawyer AT, Witt AA, Oh D. The effect of mindfulness-based therapy on anxiety and de-pression: A meta-analytic review. J Consult Clin Psychol. 2010;78(2):169-183.

77. Spek V, Cuijpers P, Nyklicek I, Riper H, Keyzer J, Pop V. Internet-based cognitive behaviour therapy for symptoms of depression and anxiety: a meta-analysis. Psychol Med. 2007;37(3):319-328.

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79. Katon WJ, Von Korff M, Lin EH, et al. The Pathways Study: a randomized trial of collaborative care in patients with diabetes and depression. Arch Gen Psychiatry. 2004;61(10):1042-1049.

80. Williams JW, Jr., Katon W, Lin EH, et al. The ef-fectiveness of depression care management on diabetes-related outcomes in older patients. Ann Intern Med. 2004;140(12):1015-1024.

81. Ell K, Katon W, Xie B, et al. Collaborative care man-agement of major depression among low-income,

predominantly Hispanic subjects with diabetes: a randomized controlled trial. Diabetes Care. 2010;33(4):706-713.

82. Seekles W, van Straten A, Beekman A, van Marwijk H, Cuijpers P. Stepped care treatment for depres-sion and anxiety in primary care. a randomized controlled trial. Trials. 2011;12:171.

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84. Van’t Veer-Tazelaar P, Smit F, van Hout H, et al. Cost-effectiveness of a stepped care intervention to prevent depression and anxiety in late life: ran-domised trial. Br J Psychiatry. 2010;196(4):319-325.

85. Multidisciplinaire Richtlijn Depressie 2010.

86. Gonzalez JS, Fisher L, Polonsky WH. Depression in diabetes: have we been missing something important? Diabetes Care. 2011;34(1):236-239.

87. Kokoszka A, Pouwer F, Jodko A, et al. Serious diabetes-specific emotional problems in patients with type 2 diabetes who have different levels of comorbid depression: a Polish study from the European Depression in Diabetes (EDID) Research Consortium. Eur Psychiatry. 2009;24(7):425-430.

88. Fisher L, Mullan JT, Arean P, Glasgow RE, Hessler D, Masharani U. Diabetes distress but not clinical depression or depressive symptoms is associ-ated with glycemic control in both cross-sec-tional and longitudinal analyses. Diabetes Care. 2010;33(1):23-28.

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92. Lustman PJ, Freedland KE, Carney RM, Hong BA, Clouse RE. Similarity of depression in diabetic and psychiatric patients. Psychosom Med. 1992;54(5):602-611.

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93. McDade-Montez EA, Watson D. Examining the potenti al infl uence of diabetes on depres-sion and anxiety symptoms via multi ple sample confi rmatory factor analysis. Ann Behav Med. 2011;42(3):341-351.

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Samenvatting

(Summary in Dutch)

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Introductie

Veel mensen zijn wel eens somber. Gelukkig gaat dit meestal vanzelf over. Maar het kan ook weken duren, samengaan met andere klachten en de dagelijkse bezigheden beïnvloeden. We spreken dan over een depressie. Depressie is een belangrijk gezondheidsprobleem wereldwijd: het komt vaak voor en gaat samen met een hoge ziektelast. Depressie is een stoornis dat zich op verschillende wijze manifesteert: de ernst van de depressie, het type klachten en het beloop van de depressie kan sterk variëren tussen individuen en episodes. Zowel een majeure depressie als mildere varianten van depressie kunnen een grote impact hebben op iemands leven en zijn of haar omgeving.

We weten dat een depressie vaker voorkomt bij mensen met een chronische ziekte, zoals hart- en vaatziekten en diabetes mellitus. Dit proefschrift gaat dieper in op de relatie tussen depressie en diabetes mellitus. Diabetes mellitus is een chronische aandoening waarbij er geen of te weinig insuline in het lichaam is. Insuline is een hormoon in het lichaam dat onder andere zorgt voor de opname van glucose uit het bloed, onze belangrijkste energiebron. Dat er bij mensen met diabetes een tekort aan insuline is, kan komen doordat de alvleesklier geen of minder insuline produceert (verminderde insulinesecretie), of doordat het lichaam ongevoelig is voor het effect van insuline (verminderde insulinegevoeligheid). Hierdoor stijgt de concentratie glucose in het bloed. Ongeveer een miljoen Nederlanders heeft momenteel diabetes mellitus. Naar verwachting neemt dit aantal de komende decennia sterk toe. De twee belangrijkste typen diabetes zijn type 1 diabetes en type 2 diabetes. Van de mensen met diabetes, heeft 9 op de 10 type 2 diabetes.

Diabetes kan allerlei complicaties tot gevolg hebben. Op lange termijn kan men voetzweren, verminderde functie van de nieren, beschadigde zenuwen, problemen met de ogen, grotere gevoeligheid voor infecties en aandoeningen aan het hart- en vaatstelsel ontwikkelen. Daarnaast kunnen sterke dalingen of stijgingen in glucose (zogenaamde hypo’s en hypers) voor problemen zorgen. De behandeling bij diabetes is er op gericht de bloedglucose-waarden te verlagen en zo normaal mogelijk te houden, zodat het ontstaan van complica-ties verkleind en uitgesteld wordt. Dit kan door toediening van medicijnen, zoals insuline of tabletten die de bloedglucosewaarden verlagen, of in sommige gevallen door leefstijl- aanpassingen, zoals meer bewegen. Om de diabetes onder controle te houden, moeten mensen met diabetes veelal verschillende zelfzorgactiviteiten verrichten, zoals voldoende lichamelijke beweging, het eten van gezonde voeding, het meten en reguleren van de glucose en het juist gebruiken van medicatie.

Zowel majeure depressies als depressieve symptomen komen vaak voor bij mensen met diabetes. Er zijn verschillende onderzoeken die laten zien dat depressie bijna twee keer zo vaak voorkomt bij mensen met diabetes dan bij mensen zonder diabetes. Depressie is

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gerelateerd aan een slechter beloop van diabetes. Vergeleken met mensen met diabetes die geen depressie hebben, hebben mensen met diabetes en een depressie een lagere kwaliteit van leven, een slechtere diabeteszelfzorg, hogere langdurige bloedglucosewaarden (HbA1c), vaker diabetescomplicaties en gaan ze eerder dood. Mensen met een depressie hebben een grotere kans om later type 2 diabetes te ontwikkelen dan mensen die niet depressief zijn. Ook andersom wordt er een relatie gevonden: mensen die type 2 diabetes hebben, hebben een grotere kans om later depressief te worden. Waarom is nog niet helemaal duidelijk, al lijken zowel gedrag als biologische factoren een rol te spelen. Hoewel er effectieve behan-delingen bestaan voor depressie, zorgen deze slechts voor een deel van de mensen met diabetes voor verbetering van de depressie.

Het onderzoek

In dit proefschrift is de relatie tussen depressie en diabetes nader onderzocht. Verschillende studies in diverse onderzoekspopulaties zijn gebruikt om meer inzicht te krijgen in de relatie tussen depressie en diabetes. Allereerst is onderzocht wat de gevolgen zijn van depressieve klachten bij mensen met diabetes. Vervolgens is gekeken naar een aantal mechanismen dat de samenhang van depressie en diabetes zou kunnen verklaren. Tot slot is een nieuwe behandeling voor depressie onderzocht bij mensen met diabetes.

Het ontstaan van majeure depressie uit depressieve klachten bij diabetes

In Hoofdstuk 2 werden de risicofactoren bestudeerd voor het ontwikkelen van een ma-jeure depressie bij mensen met diabetes met depressieve klachten, maar nog geen ma-jeure depressie. Hiervoor werd gebruik gemaakt van gegevens van de STEPPED studie. De STEPPED studie is een onderzoek waarbij het effect van een stepped care interventie voor depressie werd vergeleken met normale zorg. Bij stepped care bestaat de zorg uit een aantal stappen, waarbij de minst intensieve behandeling dat mogelijk is als eerste wordt toege-past; als dit niet voldoende blijkt, dan wordt de volgende, intensievere stap toegepast. Uit het onderzoek bleek dat ruim 40% van de mensen met diabetes met depressieve klachten een majeure depressie had ontwikkeld in de twee jaar die daarop volgden. Belangrijkste risicofactoren voor deze ontwikkeling waren de mate van angst en depressiesymptomen. Andere kenmerken, zoals geslacht, leeftijd en HbA1c, bleken niet voorspellend te zijn voor het krijgen van een majeure depressie. Daarnaast bleek de stepped care interventie die werd aangeboden in de studie niet effectief in het verminderen van het ontstaan van een majeure depressie vergeleken met normale zorg.

Diabetes, depressie en sterfte na een hartinfarct

De combinatie van depressie en diabetes heeft nadelige gevolgen. In grote onderzoeken

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in de algemene populatie is gevonden dat mensen met diabetes die ook depressief zijn, op jongere leeftijd sterven dan mensen met diabetes zonder depressie. Het is echter nog onbekend of dit ook het geval is bij mensen die een hartinfarct hebben gehad. Dit is belangrijk om te weten omdat depressie en diabetes relatief vaak voorkomen bij mensen die een hartinfarct hebben gehad. Ook is de sterfte in deze groep hoger vergeleken met leeftijdsgenoten die geen hartinfarct hebben gehad. In Hoofdstuk 3 is de relatie tussen depressie, diabetes en sterfte onderzocht bij 2704 mensen die recent waren opgenomen in het ziekenhuis voor een hartinfarct. Dit onderzoek liet zien dat hartinfarctpatiënten met diabetes en/of depressie eerder stierven dan hartinfarctpatiënten zonder depressie en diabetes. Ook bleek dat het hebben van zowel diabetes als depressie samenhing met een verhoogde kans op sterfte dan de aanwezigheid van slechts een van beide aandoeningen. Dit verband bleef overeind na correctie voor andere geselecteerde factoren die de sterfte zouden kunnen beïnvloeden, zoals leeftijd, roken en factoren die met hart- en vaatziekten samenhangen.

Ontstekingsmarkers en herstel van depressie bij coronaire hartziekten

Depressie hangt samen met hogere ontstekingsmarkers in het bloed. Het is echter nog nauwelijks bekend of deze ontstekingsmarkers voorspellers zijn voor slechte respons na behandeling van depressie. In Hoofdstuk 4 is bij mensen met een coronaire hartziekte (aandoening veroorzaakt door vernauwing van kransslagader van het hart) die een majeure depressie hadden, onderzocht of een hoger niveau van ontstekingsmarkers in het bloed voorspellend was voor een slechter herstel van depressie na behandeling met antidepres-siva. Alle deelnemers kregen het antidepressivum sertraline gedurende 10 weken. Na die 10 weken werd door middel van een vragenlijst de ernst van de depressieve symptomen bepaald. Dit onderzoek liet zien dat het initiële niveau van de ontstekingsmarkers inter-leukine-6, tumor necrose factor-α en hoog gevoelige C-reactieve proteïne niet samenhing met de ernst van de depressie na 10 weken. Deze ontstekingsmarkers lijken dus niet te kunnen voorspellen of mensen met een coronaire hartziekte herstellen van hun depressie na behandeling met sertraline.

Depressie, insulinegevoeligheid en insulinesecretie

Zoals eerder beschreven speelt insuline een prominente rol bij diabetes. Insuline- gevoeligheid en insulinesecretie zijn onafhankelijke voorspellers voor het ontwikkelen van type 2 diabetes. Hoofdstuk 5 beschrijft de relatie tussen depressieve symptomen en insulinegevoeligheid en insulinesecretie in een grote groep mensen zonder diabetes. In tegenstelling tot sommige eerdere studies, vonden wij geen samenhang tussen depressieve symptomen en insulinegevoeligheid. We vonden echter wel een zwak verband tussen depressieve symptomen en indicatoren voor insulinesecretie. Naast een verminderde

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insulinegevoeligheid (gevonden in andere studies), zou dus ook een verminderde insuline-secretie de relatie tussen depressie en het ontstaan van type 2 diabetes kunnen verklaren, hoewel het verband zwak was en meer onderzoek nodig is.

Individuele depressieve symptomen en HbA1c bij diabetes

HbA1c is een marker voor langdurige glucoseniveaus in het bloed. Hogere waardes hangen samen met een toegenomen risico op diabetescomplicaties en sterfte. Eerder onderzoek laat zien dat depressie gepaard gaat met hogere HbA1c waarden, hoewel dit niet altijd consistent gevonden wordt. Een van de oorzaken voor de inconsistente bevindingen zouden de gevarieerde symptoomprofielen van depressie kunnen zijn: er is een grote diversiteit in depressieve symptomen tussen individuen met een depressie. In Hoofdstuk 6 is gekeken naar de samenhang tussen individuele depressieve symptomen en HbA1c bij mensen met diabetes. Bepaalde symptomen (slaapproblemen, eetproblemen, depressieve stemming en zelfmoordgedachten) hingen samen met hogere HbA1c waarden. Ook hingen vrijwel dezelfde symptomen samen met het HbA1c 1 jaar later. De diverse depressieve symptomen lijken dus verschillend samen te hangen met HbA1c. Bij het bestuderen van depressie bij diabetes lijkt het dus belangrijk om oog te hebben voor de verschillende depressieve symptomen dat een individu heeft.

Visolie als behandeling van depressie bij diabetes

Hoofdstuk 7 beschrijft de resultaten van een interventieonderzoek naar het effect van visolie op depressie. 25 mensen met diabetes, die ondanks behandeling met antidepressiva nog steeds depressief waren, deden mee met het onderzoek. Ze zijn willekeurig toegewezen naar toevoeging van het ω-3 vetzuur eicosapentaeenzuur (EPA; 1 gram/dag) of placebo (1 gram/dag) aan het antidepressivum dat ze gebruikten. Ten tijde van het onderzoek wisten deelnemers niet welke behandeling ze kregen. Gedurende 12 weken is op meerdere momenten is de mate van depressie bepaald door middel van een (telefonisch) interview. Bij zowel de groep mensen die EPA kregen als de groep dat de placebo kreeg, nam de ernst van de depressie af. Er was echter geen verschil in de mate van afname tussen de groep dat EPA kreeg en de groep dat de placebo kreeg. Dit betekent dat de toevoeging van EPA niet superieur is ten opzichte van de placebobehandeling voor depressie bij mensen met diabetes.

Discussie

Depressie en diabetes zijn twee aandoeningen met een grote impact wereldwijd. Ze komen vaak samen voor en lijken elkaar ongunstig te beïnvloeden. Het is duidelijk dat de term depressie een zeer divers beeld aanduidt: er is grote variatie in de ernst, duur, beloop en

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type symptomen. Tegelijkertijd zijn er ook verschillen in de oorzaak van de twee belang-rijkste vormen van diabetes: type 1 en type 2. Hoewel beide typen een andere oorzaak hebben en er vaak verschillen in behandeling zijn, lijken beide typen samen te hangen met een verhoogd risico op depressie. Om meer inzicht te krijgen in de rol van depressie met betrekking tot het beloop van diabetes, zal toekomstig onderzoek mensen met diabetes langdurig moeten volgen. Daarnaast kan een beter begrip van de biologische veranderin-gen die samenhangen met depressie en diabetes inzicht verschaffen in de ontstaanswijze van de aandoeningen. Dit kan vervolgens aanknopingspunten bieden voor een effectievere behandeling van depressie bij diabetes. Hierbij zal ook meer aandacht moeten komen voor de diversiteit in depressieve symptomen en type diabetes, zodat men meer inzicht krijgt in de complexe, dynamische relatie tussen depressie en diabetes.

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List of publications

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Nefs G, Bot M, Browne JL, Speight J, Pouwer F. Diabetes MILES - The Netherlands: Rationale, design and sample characteristics of a national survey examining the psychosocial aspects of living with diabetes in Dutch adults. BMC Public Health. In press.

Bot M, Pouwer F, de Jonge P, Nolan JJ, Mari A, Hojlund K, Golay A, Balkau B, Dekker JM. De-pressive symptoms, insulin sensitivity and insulin secretion in the RISC cohort study. Diabetes & Metabolism. In press.

Mocking RJ, Assies J, Bot M, Jansen EH, Schene AH, Pouwer F. Biological effects of add-on eicosapentaenoic acid supplementation in diabetes mellitus and co-morbid depression: a randomized controlled trial. PloS ONE. In press.

Bot M, Pouwer F, Zuidersma M, van Melle JP, de Jonge P. Association of coexisting diabetes and depression with mortality after myocardial in-farction. Diabetes Care. 2012;35(3):503-509.

Bot M, de Leeuw den Bouter BL, Adriaanse MC. Prevalence of psychosocial problems in Dutch children aged 8-12 years and its association with risk factors and quality of life. Epidemiol Psychiatr Sci. 2011;20(4):357-365.

Bot M, Carney RM, Freedland KE, Rubin EH, Rich MW, Steinmeyer BC, Mann DL. Inflam-mation and treatment response to sertraline in patients with coronary heart disease and comorbid major depression. J Psychosom Res. 2011;71(1):13-17.

Bot M, Pouwer F, Assies J, Jansen EH, Beekman AT, de Jonge P. Supplementation with eicosapen-taenoic omega-3 fatty acid does not influence serum brain-derived neurotrophic factor in diabetes mellitus patients with major depres-sion: a randomized controlled pilot study. Neu-ropsychobiology. 63(4):219-223.

Bot M, Pouwer F, Ormel J, Slaets JP, de Jonge P. Predictors of incident major depression in diabetic outpatients with subthreshold depres-sion. Diabet Med. 2010;27(11):1295-1301.

van Melle JP, Bot M, de Jonge P, de Boer RA, van Veldhuisen DJ, Whooley MA. Diabetes, glycemic control and new onset heart failure in patients with stable coronary artery disease: Data from the Heart & Soul Study. Diabetes Care. 2010;33:2084-2089.

Bot M, Pouwer F, Assies J, Jansen EH, Diamant M, Snoek FJ, Beekman AT, de Jonge P. Eicosa-pentaenoic acid as an add-on to antidepressant medication for co-morbid major depression in patients with diabetes mellitus: a randomized, double-blind placebo-controlled study. J Affect Disord. 2010;126(1-2):282-286.

Bot M, Spijkerman AM, Twisk JW, Verschuren WM. Weight change over five-year periods and number of components of the metabolic syndrome in a Dutch cohort. Eur J Epidemiol. 2010;25(2):125-133.

Bot M, Milder IE, Bemelmans WJ. Nationwide implementation of Hello World: a Dutch email-based health promotion program for pregnant women. J Med Internet Res. 2009;11(3):e24.

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Over de auteur

About the author

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Mariska Bot werd geboren op 7 februari 1985 in Hoorn. Ze groeide op in Wervershoof. In 2003 behaalde ze haar vwo-diploma aan het Martinuscollege in Grootebroek. Daarna studeerde ze Gezondheidswetenschappen aan de Vrije Universiteit van Amsterdam. Ze voltooide haar masterstages bij GGD Hollands Noorden in Hoorn en het Rijksinstituut voor Volksgezondheid en Milieu in Bilthoven. In 2008 voltooide ze de onderzoeksmaster Public Health Research aan de Vrije Universiteit, Amsterdam. Na haar studie startte Mariska met haar promotietraject bij het onderzoeksinstituut CoRPS aan de Universiteit van Tilburg. Onder supervisie van prof. dr. P. de Jonge en prof. dr. F. Pouwer deed ze onderzoek naar de relatie tussen depressie en diabetes, wat resulteerde in dit proefschrift. Tijdens haar pro-motietraject bezocht Mariska in de eerste maanden van 2010 de onderzoeksgroep van prof. dr. R.M. Carney, prof. dr. K.E. Freedland en prof. dr. P.J. Lustman van Washington University, St Louis, USA. Op dit moment is ze werkzaam als post-doc onderzoeker bij GGZ inGeest, Amsterdam.

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About the author |

Mariska Bot was born on the 7th of February 1985 in Hoorn, The Netherlands. She grew up in Wervershoof. In 2003, she completed her pre-university education (vwo) at the Martinus-college in Grootebroek. Subsequently, she studied Health Sciences at the VU University in Amsterdam. She completed her master’s internships at the Municipal Health Service Hollands Noorden in Hoorn, and at the National Institute for Public Health and the Environment in Bilthoven. In 2008, she obtained her master’s degree in Public Health Research. After her study, Mariska started as a PhD student at the Center of Research on Psychology in Somatic diseases (CoRPS), at Tilburg University. Under supervision of prof. dr. P. de Jonge and prof. dr. F. Pouwer, she investigated the relationship between depression and diabetes, which resulted in this thesis. As part of her PhD project, Mariska visited the research group of prof. dr. R.M. Carney, prof. dr. K.E. Freedland and prof. dr. P.J. Lustman at Washington University, St Louis in the first months of 2010. At present, Mariska works as a post-doctoral researcher at GGZ inGeest, Amsterdam, the Netherlands.