aO to FINANCIAL DISCLOSURE REPORT neportRequtredbylheEthi~" in Government ~t¢1 of 1978 Rev. t/:O/O FOR CALENDAR YEAR 2009 0 U, SC ~pp..~,~" ~o~./I/~ I. Person Reporting ([a.~ name. firaL m iddle inilia[) L Coag or O~ma~t~a 3. D~e or R~pog Gold,n, ~omas M. U.S. Eastern District C~ of PA 05q2~010 4, Tilt [Article Ill j~dges ind~c~c aclwc o~ ~mor ~t~ ’~a. Re~ Type (~cck approp~atc I~) 6. Re~ln~ Period magi+irate judges ~m ate full. ~ ~ N~in~tton. Da ~ 01/01~9 O. S. District Judge -Active ~ Imfi=t ~ Annul ~ Final 12/3 I~009 5b. ~ Am~cd ~. Ch~mbe~ or O~ce Add~s 8, De the basis of the Informafloa ¢ont~ln~ in t~it Re~ medlficalJOaS ~aalnlng tb~eto, t( tS , in my epinion, in ~Madison Building - Rm 401 with tppficable lawt and r~ulailons. 400 W~hington R~d ing. PA 19601 R~viewlng O~¢er Dale IMPO RTANT NO TES: The instructions accompanying this form must be followed Complete a[Iparts, checking the NONE ~ox for teach part where)’ou bw,’e no reportable information. Sign on la~ttpage. 1. POSITIONS. ¢R,mr,i.~ [~ NONE (No reportable positions.) POSITION NAME OF ORGAN1ZATION/~NTITY I. Trustee Pennsylvania Bar Insurance Fund & Trust - See Pan VIll ~ NONE (No reportable agreements.) DATE PAKTIES AND I. 2009 M~ano Bradley. LLP - purchase ag~ement ofla~ fi~ inlerest, h is a five (5) ~t ¢ont~l. S~ Paa VIII - 2 Golden, Thomas M.
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Thomas M Golden Financial Disclosure Report for 2009
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8/3/2019 Thomas M Golden Financial Disclosure Report for 2009
FINANCIAL DISCLOSURE REPORT ~ .... ~’r .... R ~ o ~ . =
Page 5 of 1 4 Golden, Thom~ M. 0 5 1 1 2 ~ 0 1 0
VI I. I N V E S T M E N T S a n d T R U S T S - i. ...... t . ,. ~ a ~ a , l o ~ , ( [ n c l ~ d ~ ~ o ~ of ,pouS¢ a n d dtpcndrnt c h i l d t e m ~ p p . J ~ O o f f i l in g I n s l r ~ i a n ~ )
N O N E (No reportable income, assets, or transactions.)
A. B. C. D.
Descript ion o( Assc~ Income during Gross value =1 ~d T~io~ du~g rc~ng
Ph¢¢"(X)" a~cr cach~t L A~nt T~ (e.g., Val~ Value T~ (~.g., ~ D~ ~ Va~~ Gain l~ntitdo f~cmpt horn p~r discl~ur¢ " C~ I div,. rent. C~e 2 Mc~ ~y, sell . ’~d~yy , C~ 2 : C~c I buy~/s~l~r
~ (A-H) i or int .) (J-P) C~c3 r ~m p f i on ) [ ~ (I-P) : (A-~ ( i fpnvale
18 . - So vc r c lg n Ba nco ~ I nc - co mmo n s to ck D iv iden d 0 2 /0 4 /0 9 j S¢ Pa~ VI I I ~4
1 9 , - Ba nco Sa n la ndc r S. A . - co mmo n s to ck Div idend 02/~/09 J
2 0 . . Tyco International L’rD Now. common Dividends l . o c k
2 1 . - W achovia Corp 2nd New Corn - common Dividend 01/02/09 See Part VIII #5stock
2 2 . - W el l s F a r g o & C o N e w ̄ c o m m o n s t o c k D i v i d e n d 01/0~09 S e ~ P a r t V H I # 5
2 3 . - Pepsico inc. NC - common stock D~vidcnd
2 4 . - tiuaneng Power lml SP ADR. common Dividendstock
2 5 . - Covidicn Ltd- common stock Dividend
2 6 . . Tyco Electronics Ltd. common stock Dividend
2 7 . - Philip Morris lnt! Inc - common stock Dividend
2 8 . - Altria Group Inc - common stock D i v i d e n d
2 9 . IRA - accotmt ~2A C I n t . / D i v . M T
3 0 . - Citibank, NA South Dakola Bank Deposit I m e r r ~ lFund
3 1 . - Apache Corp - common stock D i v i d e n d
3 2 . -Conoeophillips- common stock Dwidcnd
3 3 . - Drill-Quip Inc - common slock " Dividend
3 4 . - J o h n s o n & I o h n s o n - c o m m o n st o c k D i v i d e n d
8/3/2019 Thomas M Golden Financial Disclosure Report for 2009
FINANCIAL D I SCLO SU R E R EP O R T s . . . . rr . . . . a e p o , ~ , g u . t e o f a e p o .
Page 7 of 14 Golden, Thoma= M . 05/12/2010
NONE dNo reportable income, assets, or transactions.)
~. ~ a -6 . ’7 --- o.Dc~plt~ Of As~ts I~ during G r ~ s v a l u e ~ l e n d
(including t~sl a s ~ ) rc~rtizg ~ ofr~ing ~riod
P l a c e ’ ( X ) " a f l ~ c e c h t t s c t A m o u n t T ) ~ e ( c g . , V a l u e Value T~(e.E. ¯ DeI¢ ’ Value ~ Gain Id~layof
¢ x e m p l f r o m p r i o r d t s c t~ u r c C~e I dry. ~nt. ~ C~e 2 Mcth~ b u y . ~ 1 1 . .m~d~yy . Co~ 2 ; C~I bu~cdscl~( A - i f ) o r r o t . ) { J - P ) C~c 3 r e ~ m p t i o n )
~( J - P ) t. ~ A - H } (ifwi~tc
..... ;; .............: ( Q . W ) ~ ~ ,.
Ir~ction)
~2. - Johnson and/ohnson - comm on stock Dividend Sold 0 3 1 0 6 1 0 9 J
Inc. - common stock Dividend
5 4 . - A T & T Inc. - common stock Otwdend Buy 05/22/09 J( a d d ’ J )
5 5 . o Hartford Financial Scmices Group o Dividend Sold 0 2 1 0 6 / 0 9 Jcommon stock
5 6 . - H artford Financial Sen,ices Group - Dividend Sold 0 2 / 0 6 1 0 9 Jc o m m o n t~tock
5 7 . - H artford Financial Services Group ¯ Dividend Sold 0 5 1 0 1 1 0 9 J
5 8 . - H arlford Financial Services Group- Dividend Sold 05,’01/09 J
FINANCIAL DISCLOSURE R E P O R T . . . . * , . . . . . o r . o IPage 8 of 14 Golden, Thomas M.
!
0 5 1 1 2 1 2 0 1 0
V I I . I N V E S T M E N T S a n d T R U S T S - t .u , .~ . .~ . e ., . .. . ~o.~ a.,~d. ,~o= o:,~ ..... d depend~nt ~hildrt~i ~et pp. J#~O of filing i~,r.~i~~
NONE ~o reportable income, assets, or transactions.)
D~p~ion o~As~~~ Income d~Hn~ ~ Gro~ va~uc ~t c~d T~sac~oas
(~l~in$ ~ ~sct~) ~ ~ofling pe~ , o~rc~r t ing ~r iod
. V a l ue " G a i n Id~y oftace"(X}’aflcre~h ~t A~ Ty~ (e.~, V~lu¢ [ Valu~ T~ ~¢,g.,
exempt from~rlor discl~m ’ C~ I ’ div.,~t. C~ 2 / Mclh~ ~y, scll, .m~d~yy C~c2 Co~ I buycffscllcr
69 . - J P M o r g a n C h ~ e & C o - c o m m o n s t o c k D iv iden d S o ld 0~2~/09
7 0 . - T c r c x C o r p - c o m m o n s t uc k D i v i d e n d S o l d 0 1 1 2 0 / 0 9 J
7 1 . - Tcrcx Corp- common stock Dividend Sold 01/22/09 J
7 2 . ¯ T~rex Corp - common stock Dividend Sold 01/22/09 J
7 3 . - Alu’ ia Group I n c - c o m m o n s tock Dividend
7 4 . - C o m i n g I n c - c o m m o n s ~ o c k D i v i d e n d B u y 0 5 ’ 2 6 / 0 9
(~dd’l)
7 5 . - C o m i n g { n o - c o m m o n s t o c k D i v i d e n d B u y 0 5 1 2 8 1 0 9
(add’l)
7 6 , - Dawson G~ophysical Co - common stock Dividend Sold 06/11/09
7 7 . - M c D o n a l d s C o r p - c o m m o n s l o c k D i v i d e n d B u y 0 6 1 0 9 ’ / 0 9
(add’l)
7 8 . - McDonalds Corp- common Dividend B uy 07/20/09i
(add’l)
7 9 . - McDonalds Corp- comn~on Dividend B uy 0 8 1 0 4 1 0 9
(add’l)
8 0 , - McDonald.~ Co~p- common Dividend B uy 1 0 1 2 3 1 0 9
(add’l)
8 1 . - P e ~ ’ ol e o B P a s i l c l m S A A D R - c o m m o n D i v i d e n d S o l d 0 1 1 2 0 / 0 9stock
8 2 . - Pctrolco BrasHciro SA ADR - common Dividend Sold 0 1 1 2 0 1 0 9stock
8 3 . - Pc~roleo Bra~ileiro SA ADR - common Dividend Sold 01/20/09s ~ o ~ k
8 4 . - Pcltol~o BrasiZeiro SA ADR - common Dividend Sold 01/20/09s l o c k
~.- V c r i ’ z o n C o m m u n i c a l i o n s - c o m m o n s l o c k
D i v i d e n d
8/3/2019 Thomas M Golden Financial Disclosure Report for 2009
F I N A N C I A L D I S C L O S U R E R E P O R T ~ . m e o ~ e e r S o . R e p o , ’ , l ~ =
P age I 0 of 14 Golden, Thomas M .
VI 1. I N VESTMENTS an d T R U STS - ~ ....... ~., ..... ~ a.a~ ~ o/,~ .... ~ ~ ,~ .~ . t ~ i~ . : ~ ,
NONE ~o reportable income, assets, or transactions.)
~plion of At~c~ I n c o m e d u r i n g Gro~s val~ at ~d T~n~ions dunng t~o~ing pen~(including t~l ~ss¢~] ~mg ~lod of ~oamg
(IJ {2) (I) [ (2) (I ) (2) j (3)
Place "(X)" after c~ ~t ~ T~ I¢.g., Value [ V a l u e T~ (¢.~, D a t e V~I~ G a i n I d c m i t y o fcxcm~ I?~ prior disclosu~ C~e I div., ~L C~¢ Z Mc~ b u y . s e ll . ~d~yy . C~ 2 C~ I ~ym/scllct
( A - H ) o r i n t . )( J - P ) I
U ~ $ r~mpl~n) ( J ’ P ) i ( A - H ) (if~vnte~
] ( Q - W ) t r ~ t a c l i o a ]
1 0 3 . - Expres~ Sctipt~ Inc - common Dividend Sold 09/15/09 J A
1 0 4 . ¯ Family Dollar S~or~. common Dividend B uy 1 0 1 0 6 1 0 9 J
I O 5 . - Family Dol]~ Stot~ - common Divld~d Buy 1 0 1 1 4 / 0 9 J
P I ~ c c ’ ( X ) " ~ f l e r ~ c h a s s e t ’)Amoun( . T~(e.g.. Value l Va~uc T ~ (c,g. , ~ ~tc ! Vtlue ~ Gain [ d c n t i l y o fexempt from p~r di~Ios~e C o d e I ~ d ~ v . . ~ n l C~c 2 Meth~ ~y. scll. ~m~d~ IC~c 2 ̄ C~¢ I bu~/~l~r
’ ( A - H ) o r i n t . ) , ( J - F ) C~3 ~mplioa} " i (J.p) (A-H)
FINANCIAL DISCLOSURE REPORT r~ . . . .f ~ ’ ~ o , a , ~ , o r ~ l n gI
Page 12 of 14 Golden. Thomls M
I
0 5 1 1
VII. INVESTM ENT S and TRUSTS - i.~ ...... t ~ . . , . . . . . ~ o . . a .a . a ~ , h ~ , o ~ , ~ , , . .~ s , , ~ . a , ., ~ t ~ , , . : ,, , ~ . u - ~ o o y ~
N O N E ( N o reportable income, ~sets. or transactions,)
A, B. C. D.~cription of A ~s l~om e dunng Oro~ v~lue at ~d T~actions dung reining
Pl~cc "{X)" a~cr each asset ; A~tml T~ (c,g,. Value Value T~ (elg., D=~ { VIIU¢ Gain 1¢xcmM f~ prior disdorurc ’ C~I ~ div., rent. Code 2 Mc~ buy. ~ll, m~d~y ¯ C~c 2 C~e I bu)’ertmllcr
, (A-H~ or im J (J-P} ~ ~ redemption) : (J-P) (A-H) (nfprnv~te
137. MetLifc - flexible premium life policy C Interest K T
13R. flroketagc Accoum #2
1 3 9 . - N a t i o n n l P e n n B i m c s h a r e s . ln ¢ - c o m m o n A D i v i d e n d J TS t o c k
8/3/2019 Thomas M Golden Financial Disclosure Report for 2009
Page 1 3 of 14 G o l d e n , T h o m ~ l M . 0 . S I I 2 / 2 0 1 0
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
I ) Pan I . Page I . L ine # I - Uncom pensated to serve as one or sev era l Trustees o [ ’a TnJst Fu nd o f the Pennsy lvan ia Bar Assoc ia t ion to promote educat ion an dcharitable pu~ses as~ia~d wilh the legal profe~ion and the ~minist~don ofjuslic¢, wi~h pa~icu]ar reference 1o the p~molion of such pu~os~ in the
Commonweallh of Pennsylvania.
2). Pa~ II, Page I, Line ~ I - The Agreemen~ p~vid~ for monthly paymcn~ of51 I.?~?.3~ over ~he remaining I~ of ~July I, 20~ and will germi~e on luly I. 201 I.
3). Pare VII. Page 4, Lines #3 & #9 - Sove~ign Banco~ Inc. com~n sha~ were convefled b~ merger to Banco Sandier S.A. common shares on Fcb~ 4,
2009. Allot gh~ m~gcr, ~[d shares ]is~ on line #3 w~re then I~nsfe~ed to Brokerage Accounl g I and are now listed on
4}. P~ VII, Page 5. Lines ~18 & #19 -Sovercign B~ca~ Inc. com~n sh~es wer~ convem~ by merger Io B~nco Santander S.A. camman shares on Febmaq4.20~ and are now lisled on Line #19.
S). Pail VII, Pag~ 5, Lines #21 & #22 - Wachovia Co~ 2nd New Corn common shar~ were convened by merger 1o Wells Fargo & Co New common shar~
Janua~ 2, 2009 and arc ~w lis~ed on Line #22.
6). P~ VII. Page 6. Lines #36 & #37 - Sov~ign Banco~ Inc. ~ommon sha~es w~ converted by merger 1o Ban¢o San~ander S.A. common shar~ on Fcboa~ 4,2~g and are now list~ on Line
7). Pan VII. Page 6. Lin~ ~39 & #40 - Wachovia Co~ 2nd New Corn common sh~¢s were conv~cd by merger la Wells Fargo & Co New common sharm~Janua~ 2. 200g and are now lisled on Line ~40.
8/3/2019 Thomas M Golden Financial Disclosure Report for 2009
FINANCIAL DISCLOSURE REPORT [ Golden, ThomasM. D a ~ , o t R e p o r ~Page 14 of 14
o ~ n 2 n o ~ o
IX. CERTIFICATION.
I certify that all information given abo ve (including information pertaining to my spo use and minor o r dependent children, if any) is
accurate, true, and complete to the b~st of m y know ledge and belief, and that any inform ation nut reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.
I I’urthcr certify that earned incom e from outside emp loyment and honoraria and the acceptance of gilts which have been reported arc incompliance with the provisions of 5 U.S.C. app. § E01 et, ~;eq., S U.S.C. § 7353, and J udicial Conference regulations.
NOTE: ANY INDIVIDUAL W IIO KNOW INGLY AND W lLFULLY FALSIFIES OR FAILS TO FILE TH IS REPORT MAV B E SUBJECT TO CIVILAND CRIMINAl, SANCTIONS (5 U.S.C, app.§ 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial DisclosureAdministTative Office of the United Stales CourtsSuite 2-30 IOne Colum bus Circle, N.E.W ashing ton , D.C. 20544