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+++++THESIS - An Absorption Chiller in a Micro BCHP Application - Model Based Design and Performance Analysis

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    i

    Copyright Declaration

    I hereby declare that I am the sole author of this thesis.

    I authorize Carnegie Mellon University, Pittsburgh, Pennsylvania to lend this thesis to other

    institutions or individuals for the purpose of scholarly research.

    I authorize Carnegie Mellon University, Pittsburgh, Pennsylvania to reproduce this thesis by photo

    copying or by other means, in total or in part, at the request of other institutions or individuals for the

    purpose of scholarly research.

    Copyright 2006 by Hongxi Yin

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    ii

    Acknowledgment

    It has been a long journey to complete my Ph.D. thesis with the objective of making myself more

    capable of dealing with the increasing complexity of building-related technical issues. The scientific

    research in the Intelligent Workplace (IW) starts my academic career and a brand new professional

    practice. In the future, I shall see myself as an engineered architect, who could help the building

    industry create healthy, efficient, and economical and ultimately sustainable environments.

    I wish to express my sincere appreciation and gratitude to my advisor, Professor Volker Hartkopf, for

    his invaluable vision, support, and encouragement. His enthusiasm and inspiration were essential to

    the success of this research, and his wisdom and insights will serve as a source of ideas for my future

    endeavors.

    Let me extend my profound gratitude to Professor David Archer who has played a pivotal role in this

    thesis. He has far exceeded his duty as an advisor, a loyal colleagues and an enthusiastic partner in this

    endeavor. Furthermore, and more importantly, he has given me a deep understanding of building

    energy systems, and has also implanted his rigorous method of thinking and effective way of working.

    I would like to thank Mr. Zhang Yue, CEO of Broad Air Conditioning Co., and his colleagues for their

    generous support, diligent work, and warm cooperation over the past several years. Mr. Zhang Yue

    spent much time on the design, test, and commercialization of this chiller. His strong motivation and

    ability to convert scientific research into commercial products is one of the essential lessons he taught

    me.

    It gives me great pleasure to thank Professor David Claridge of Texas A&M University for providing

    valuable suggestions and clarifications and Professor Richard Christensen of Ohio State University for

    his careful review of the draft and his constructive critique of this work.

    I also voice my appreciation to Nancy G. Berkowitz for her diligent guidance on writing skills and

    editing efforts. Above all are these life-long experiences that are important for my future endeavors. I

    am indebted to my colleague and lovely wife, Ming Qu, who gave me unconditional support and took

    the responsibility for caring for our baby, Ryan, who fills us with joys every day. This thesis is also

    dedicated to my parents in their confidence, their high expectations, and their hearty blessing.

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    iv

    Table of Contents

    Copyright 2006 by Hongxi Yin.........................................................................................................i

    Acknowledgment.................................................................................................................................ii

    List of Figures...................................................................................................................................viii

    List of Tables...................... .................. ................. .................. .................. .................. .................. ....... x

    Abstract...............................................................................................................................................xi

    1 Introduction....................................................................................................................... 1

    1.1 Background and Motivation ............... .................. .................. ................. .................. ........... 2

    1.1.1 CHP Systems ....................................................................................................................3

    1.1.2 BCHP Systems..................................................................................................................3

    1.1.3 Heat Utilization.................................................................................................................4

    1.2 Overview of Absorption Chiller Technology................ .................. .................. ................... . 5

    1.2.1 Absorption Cycle Analysis ................ .................. .................. ................. .................. ........ 6

    1.2.2 Absorption Refrigeration Working Fluids ................. .................. ................. .................. .. 8

    1.2.3 Absorption Refrigeration Operating Conditions............ .................. .................. ............... 9

    1.2.4 Absorption Chiller Cycle Modifications............. ................... .................. ................... ...... 9

    1.3 Research Objectives........................ .................. .................. .................. .................. ............ 11

    1.4 Research Approach ................ .................. .................. .................. .................. .................. ... 12

    1.4.1 The Planning and Installation of Experimental Equipment ................ .................. .......... 12

    1.4.2 The Test Program and Experimental Data ................ ................. ................. ................. ... 13

    1.4.3 The Development of Computational Performance Model .................. ................... ......... 13

    1.4.4 The Analysis of the Experimental Data ................... .................. ................... .................. 14

    1.5 Current Absorption Chiller Modeling Studies .................. .................. .................. .............. 14

    1.5.1 Absorption Chiller Modeling Approaches ................. .................. .................. ................. 14 1.5.2 The Insufficiencies of Current Absorption Chiller Modeling Studies ................... ......... 15

    1.6 The Comprehensive Performance Model and its Applications........................ ................. .. 16

    1.6.1 The Chiller Model Description ................. ................... .................. ................... .............. 16

    1.6.2 Applications of the Chiller Performance Design Model....... .................. ................. ....... 18

    1.6.2.1 Preliminary Design Computations.................. ................. .................. ................. ........ 18

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    2.5 Further Information from Chiller Testing ................. .................. .................. .................. .... 54

    3 Chiller Design and Performance Model........................................................................ 55

    3.1 Flow Diagram ................. ................. .................. ................. .................. ................. ............. 55

    3.2 D hring Chart Representation ................ .................. .................. .................. .................. .... 57

    3.3 T-Q Diagram.......................................................................................................................59

    3.4 Calculation Procedure............ .................. .................. .................. .................. .................. ... 59

    3.4.1 Mass Balance ................ .................. .................. ................. .................. .................. ......... 60

    3.4.2 Energy Balance .................. ................. .................. .................. .................. .................. .... 60

    3.4.3 Thermodynamic Property and Equilibrium Relations ................ .................. ................. . 61

    3.4.4 Heat Transfer Models............... .................. .................. .................. .................. ............... 61

    3.4.5 Overall Heat Transfer Coefficient Model ................. .................. .................. .................. 62 3.4.6 Mass Transfer Models......... .................. ................. .................. .................. .................. ... 65

    3.4.7 Model Assumptions ............... .................. ................. .................. .................. ................. . 65

    3.5 Model Steps ................. .................. ................. .................. .................. ................. ............... 66

    4 Model-based Experimental Data Analysis.................................................................... 69

    4.1 Analytical Method .................. .................. .................. .................. .................. .................. .. 69

    4.1.1 Statistical Analysis Procedure................. .................. ................... .................. ................. 70

    4.1.2 Absorption Cycle at Design Condition.................. .................. .................. .................. ... 72

    4.1.3 Overall Deviation............. .................. .................. .................. .................. .................. ..... 74

    4.2 Model Analysis .................. .................. .................. .................. .................. .................. ....... 75

    4.2.1 Analysis of Cooling-Load Variation ................. ................. .................. .................. ......... 75

    4.2.2 Performance Curve ................. ................. ................. ................. ................. ................. ... 77

    4.2.3 Flow Rate Variations....... .................. .................. .................. .................. .................. ...... 79

    4.2.4 Temperature Variations ................ ................. .................. ................. .................. ............. 81

    4.2.5 Composition Variations............. .................. .................. ................. .................. ............... 82 4.2.6 Vapor Quality Variations..... .................. ................. .................. ................. .................. .... 83

    4.2.7 Heat Transfer Area Variations.................. .................. ................... .................. ................ 84

    4.2.8 Deviation Variations.................... .................. ................. .................. ................. .............. 85

    4.2.9 Analysis of Other Test Data ................... .................. ................... .................. .................. 86

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    vii

    5 Contributions and Areas of Future Research............................................................... 87

    5.1 Contributions ................. ................. .................. ................. .................. ................. .............. 87

    5.2 Areas of Future Research.............. ................... .................. ................... .................. ............ 89

    5.2.1 Extended Chiller Model for Multi-Heat Resources ................. ................... .................... 89 5.2.1.1 Hot Water Absorption Chiller ................ .................. ................. .................. ................ 90

    5.2.1.2 Natural Gas Absorption Chiller...................... .................. .................. .................. ....... 90

    5.2.1.3 Exhaust Gas Absorption Chiller................ .................. ................. .................. ............. 91

    5.2.2 System Integration and Application.......... .................. .................. ................... ............... 91

    5.2.2.1 Chiller Performance Tables for Building Simulation Tools.................. .................. .... 92

    5.2.2.2 Cost Model..................................................................................................................92

    References ............................................................................................................................... 93

    Appendix 1A ........................................................................................................................... 97

    Appendix 2A ......................................................................................................................... 102

    Appendix 2B ..........................................................................................................................118

    Appendix 3A ......................................................................................................................... 130

    Appendix 4A ......................................................................................................................... 150

    Acronyms .............................................................................................................................. 194

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    viii

    List of Figures

    Figure 1-1: Gross estimation of annual rejected heat in the U.S., 2004 ................. ................... .............. 2

    Figure 1-2: Conceptual Diagram for System Integration in Buildings....... .................. .................. ......... 3

    Figure 1-3: Schematic diagram of BCHP systems.................... ................... .................. .................. ........ 4

    Figure 1-4: Basic vapor compression chiller cycle... ................... .................. ................... .................. ..... 7

    Figure 1-5: Basic LiBr absorption chiller cycle............. ................... .................. ................... ................. . 7

    Figure 1-6: Typical two-stage parallel flow absorption chiller configuration ................ .................. ..... 10

    Figure 1-7: Typical two-stage series flow absorption chiller configuration ................. .................... ..... 11

    Figure 2-1: Absorption chiller installed in the IW.................... .................. ................... .................. ...... 22

    Figure 2-2: Schematic diagram of the absorption chiller............. .................. .................. .................. .... 23

    Figure 2-3: Structure of the absorption chiller............. .................. ................. .................. ................... .. 25

    Figure 2-4: Configuration of the lower vessel ................. .................. ................... .................. ............... 26

    Figure 2-5: Configuration of the upper vessel ................. .................. ................... .................. ............... 28

    Figure 2-6: Configuration of cooling tower........... .................. ................... .................. .................. ....... 31

    Figure 2-7: Simplified flow diagram of the chiller test system ................. ................... ................... ...... 33

    Figure 2-8: Site views of the absorption chiller test system ................. ................... ................... ........... 34

    Figure 2-9: Control and instrumentation structure....................... .................. ................. .................. ..... 36

    Figure 2-10: Absorption chiller monitoring software .................. .................. .................. .................. .... 37

    Figure 2-11: Test system monitoring software.................... .................. .................. .................. ............. 38

    Figure 2-12: PI&D diagram of the absorption chiller............... ................... .................. ................... ..... 39

    Figure 2-13: Typical start-up of the chiller test system .................. .................. ................... .................. 47

    Figure 2-14: Steady-state operation of the chiller under design load condition ................. ................... 48

    Figure 2-15: Steady-state operation of the chiller under design load condition ................. ................... 49

    Figure 2-16: Chiller performance under various load conditions.................... .................. .................. .. 53

    Figure 2-17: Chiller power consumption under various load conditions.................... ................. .......... 53

    Figure 2-18: Comparison of chiller performance .................. ................... .................. ................... ........ 54

    Figure 3-1: Simplified flow diagram for chiller model .................. .................. .................. .................. . 56

    Figure 3-2: D hring chart at design condition........... ................... .................. ................... .................. .. 58

    Figure 3-3: T-Q diagram for the heat transfer components.................. .................. ................... ............. 59

    Figure 3-4: Steps in the use of the performance model ................. .................. ................... .................. . 67

    Figure 3-5: Structure of the design model ................. ................. .................. ................. ................... ..... 68

    Figure 3-6: Structure of performance model ................ ................... .................. .................. .................. 68

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    Figure 4-1: Data analytical procedure flow diagram ................. .................. .................. .................. ...... 70

    Figure 4-2: Absorption cycle at design load condition ................ .................. .................. .................. .... 73

    Figure 4-3: D hring chart at 55% design load condition............. .................. ................... .................. ... 76

    Figure 4-4: Absorption cycle variations with load changes........ ................... .................. .................. .... 77

    Figure 4-5: Chiller performance curve under various load conditions ................. .................. ............... 78 Figure 4-6: Heat transfer load on each component under various load conditions.......................... ...... 78

    Figure 4-7: Steam supply flow rate under various load conditions ................ ................. .................. .... 79

    Figure 4-8: Sorbent solution flow rate under various load conditions............... .................. .................. 80

    Figure 4-9: Sorbent solution split ratio under various load conditions............. .................. .................. . 80

    Figure 4-10: Refrigerant regeneration rate under various load conditions ................ .................. .......... 81

    Figure 4-11: Refrigerant vaporization temperature under various load conditions .................. ............. 82

    Figure 4-12: Sorbent solution composition changes under various load conditions ................. ............ 82

    Figure 4-13: Refrigerant vapor quality leaving the LTRG under various load conditions ................. ... 83 Figure 4-14: UA changed for the 5 major components under various load conditions ................. ........ 84

    Figure 4-15: Surface contact area changes under various load conditions ................. .................. ......... 85

    Figure 4-16: Overall and weighted deviations under various load conditions ................. .................. ... 86

    Figure 5-1: Simplified HTRG configurations for natural-gas-driven absorption chiller................... .... 91

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    List of Tables

    Table 1-1: Power generation equipment rejected heat temperature ranges................. .................. ........... 5

    Table 1-2: Water-LiBr absorption chiller thermal energy types and temperature ranges ..................... ... 5

    Table 2-1: Component names and corresponding abbreviations ................. ................. .................. ....... 23

    Table 2-2: Specifications of the absorption chiller .................. .................. ................... .................. ....... 25

    Table 2-4: Control points of the chiller......... ................... .................. .................. ................... ............... 41

    Table 2-3: Instrumentations of the chiller test systems....... .................. ................... .................. ............ 42

    Table 2-5: Input and primary output of the test program............ .................. .................. .................. ..... 45

    Table 2-6: Measurement data of the chiller under design condition............ .................. ................... ..... 50

    Table 2-7: Comparison of chiller performance under design conditions.......... ................... .................. 51

    Table 2-8: Primary measurement for chiller input and output................ .................. .................. ........... 52

    Table 3-1: Chiller model state point descriptions ................. ................... .................. ................... ......... 57

    Table 3-2: Physical features of heat and mass transfer components.... .................. .................. .............. 63

    Table 3-3: Heat and mass transfer correlations used in the performance model ................... ................ 64

    Table 4-1: Measured values and model calculations for 100% and 55% of design load conditions ..... 71

    Table 5-1: Heat transfer features of the HTRG of different heating media ................. ................... ....... 90

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    Abstract

    Developments in absorption cooling technology present an opportunity to achieve significant

    improvements in microscale building cooling, heating, and power (BCHP) systems for residential and

    light commercial buildings that are effective, energy efficient, and economic. However, model based

    design and performance analysis methods for micro scale absorption chillers and their applications

    have not been fully developed; particularly considering that thermal energy from a wide variety of

    sources might be used to drive the chiller in a residential or light commercial building. This thesis

    contributes important knowledge and methods for designing and integrating absorption chillers in

    BCHP systems that reduce energy consumption, decrease operational costs, and improve

    environmental benefits in residential and light commercial buildings.

    To be more specific, this thesis contributes the development and application of absorption chiller and

    the computational model in the following areas:

    1) establishment of a unique experimental environment and procedures for absorption chiller

    tests under various conditions

    2) conduct of a comprehensive testing program on a microscale absorption chiller

    3) construction of a comprehensive chiller model based on the pertinent scientific and

    engineering principles adapted to the design of a chiller and to the analysis of extensive,

    detailed test data obtained from the test program4) analysis of the measured data, refinement of the model, and improvement of the chiller design

    on the basis of the data analysis process

    The model is now being used as a tool to adapt the chiller to various heat sources and sinks and to

    carry out performance simulations of micro BCHP system.

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    1 Introduction

    In the United States, residential and commercial buildings more than 107 million households (2001)

    [1] and 71.7 billion square feet of commercial floor space (2003) [2] account for more than one-third

    of the total energy consumption of the country. Significant energy efficiency improvements in heating,

    ventilation, air conditioning and refrigeration (HVAC&R) systems for residential and light

    commercial buildings might be achieved by the application of microscale heat-driven absorption

    chillers for space and ventilation air cooling.

    Absorption chillers are key components in a building cooling heating and power (BCHP) system to

    cool space in buildings. They can be driven directly by the thermal energy and heat recovered from

    various sources, including power generation equipment and solar receiving devices. The combination

    of heat recovery equipment and heat-driven absorption chillers provides significantly increased overall

    energy efficiency. Most of todays heating and cooling technologies for buildings, however, are not

    designed to make use of rejected heat. Performance modeling studies of heat-driven absorption chillers

    are accordingly limited, contributing to the difficulty of preparing and applying building simulation

    programs for BCHP system design and performance analysis.

    This thesis contributes important knowledge and methods for designing and integrating absorption

    chillers in BCHP systems that reduce energy consumption, decrease operational costs, and improve

    environmental benefits in residential and light commercial buildings.

    The gap between experiment and simulation is closed in this thesis because of the availability of a

    unique microscale absorption chiller and an associated experimental setup. By developing and

    applying a numerical performance model, a refined understanding of a particular chiller and its

    operation can provide improved design and modeling tools for heat-driven absorption chillers in

    general. The approach developed in this thesis will allow developers to simulate the interaction of the

    BCHP components as a system along with its interactions with:

    power and other energy supply systems

    electricity grids

    indoor air conditions

    various load profiles

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    The modeling tool will also allow engineers to assess different operating strategies of such a system to

    find the most economic operating conditions, based on the idealized nonlinear systems with only a few

    degrees of freedom.

    1.1 Background and Motivation

    In the United States, approximately two-thirds of the energy of the fuel used to generate electricity is

    wasted as rejected heat. Annually, 28.8 to 34.0 quadrillion Btu of thermal energy are rejected to the

    atmosphere, lakes, and rivers from power generation, building equipment operations, and industrial

    processes, Figure 1-1, [3, 4].

    Figure 1-1: Gross estimation of annual rejected heat in the U.S., 2004

    Nationaltotal energyconsumption(99.74 Quads)

    Electricity(14.2 Quads)

    Power generation(40.77 Quads)

    Transportation(27.79 Quads)

    HVAC, lighting, and others(4.84-5.54 Quads)

    HVAC, lighting, and others(2.81-3.21 Quads)

    Manufacturing processes(16.94-19.06 Quads)

    Power productionwaste heat(24.5 -26.5 Quads)

    Residential sector waste heat(1.38-2.08 Quads)

    Commercial sector waste heat(0.8-1.2 Quads)

    Industrial sector waste heat

    (2.12-4.24 Quads)

    National totalwaste heat(28.8-34.02 Quads)

    Industrialsector (21.18 Quads)

    Residentialsector (6.92 Quads)

    Commercialsector (4.02 Quads)

    Rejected heat from power generation can be used for building operations. Renewable energy sources

    (such as solar thermal energy to drive absorption chillers and boilers) combined with advanced

    distributed electric energy generation can also be used in buildings. Figure 1-2 illustrates the system

    integration concepts that Volker Hartkopf put forward for the first time [5], for the opportunities of

    simultaneously achieving energy conservation, using renewable resource, and deploying distributed

    electricity generation technologies. The building of the future is conceived as a power plant (BAPP)

    that would generate more energy on site than is brought to it in the form of non-renewable resources.

    The surplus of energy (power, heating, and cooling) could export to the utility grids or neighboring

    buildings.

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    Figure 1-2: Conceptual Diagram for System Integration in Buildings

    SystemIntegration

    Resource conservation:Energy, water,material, and so forth

    Distributed generation:engine generator,gas turbine, and fuel cell

    Renewables: solar, wind, bio-gas,day-lighting, natural ventilation, passive/active heating/cooling

    Source: Volker Hartkopf [5]

    1.1.1 CHP Systems

    Combined heating and power (CHP) systems are based on the concept of producing electrical energy

    and recovering rejected heat for useful purposes. Compared with conventional power plants, CHP

    systems can improve overall energy efficiency from 30% to 70% or more. CHP is effective in large-

    scale industrial plants, hospitals, university campuses, and urban district energy systems. Recent

    developments in small-scale power generation, heat recovery, and heat-driven refrigeration

    technologies make possible the installation and effective operation of CHP in residential and small

    commercial applications.

    1.1.2 BCHP Systems

    In BCHP systems, the electrical energy generated on site is used to meet the demands of lighting and

    electrical equipment. The rejected heat in power generation is used to provide space ventilation,

    cooling, heating, dehumidification, and domestic hot water for the building, Figure 1-3.

    Various technologies can be used to configure a BCHP system. The power generation equipment, as

    illustrated at the top of the figure, could be a steam turbine, combustion turbine, reciprocating spark

    ignition, Diesel engine, or fuel cell. These power generators produce power and reject heat in variousquantities at various temperatures that can be used for the building operation. Heat recovery

    exchangers/boilers, absorption chillers, and desiccant dehumidifiers are equipment that can deliver

    heating, cooling, or ventilation to the building space. As indicated in Figure 1-3, the thermal input can

    also be provided directly from solar thermal receivers. Finally, a capable, robust control system is

    needed to integrate the operation of all equipment to meet the needs of the building and its occupants

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    and to achieve the full benefits of system efficiency and economy. Heat-driven absorption chiller

    technology plays a prominent role in making use of the reject as well as solar energy, for space and

    ventilation air cooling, and thus in the design and operation of overall BCHP systems.

    Figure 1-3: Schematic diagram of BCHP systems

    Traditionally, CHP systems with power generation capacities below 500 kW are categorized as

    microscale systems. With the development of compact, microscale absorption chillers, more reliable,

    lower-emitting reciprocating engines, and high-temperature fuel cell power supplies, BCHP is feasible

    for packaged systems in residential and light commercial buildings having power requirements less

    than 15 kW. This introduction of micro-BCHP systems presents many technical and commercial

    challenges, but the production of heat-driven absorption chillers and their integration in BCHP

    systems can assist the nation in

    increasing energy efficiency

    integrating renewable forms of energy

    eliminating transmission and distribution costs and losses increasing reliability by combining distributed with centralized utility power supplies

    1.1.3 Heat Utilization

    Table 1-1 illustrates the temperature range of rejected thermal energy from typical power generators

    and heat recovery units. Among them, a solid oxide fuel cell (SOFC) gives the highest exhaust gas

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    temperature for heat recovery and utilization. The hot water temperature from solar collectors varies

    with the type of collector. Solar collectors with parabolic trough reflectors can generate hot water up

    to 180 oC; integrated compound parabolic collectors, ICPCs, 140 to 160 oC; flat plate collectors, 65 to

    90 oC.

    Table 1-1: Power generation equipment rejected heat temperature ranges

    No. Power Generation Equipment, Waste Stream Temperature ( oF) Temperature ( oC)

    1 Solid Oxide Fuel Cell Exhaust 1300 700-8002 Reciprocal Engine Exhaust 1100-1200 600-650

    3 Molten Carbonate Fuel Cell Exhaust 1100 600

    4 Gas Turbine Exhaust 950-1000 510-540

    5 Microturbine Exhaust 450-600 230-3156 HRSG Exhaust 350 175

    7 Reciprocal Engine Jacket Water 180-200 80-958 Phosphoric Acid Fuel Cell 180 80

    9 Solar Thermal Collector 150-250 65-180

    Table 1-2 shows typical temperature ranges for the heating medium to drive a water-lithium bromide

    (LiBr) absorption chiller [6]. A single-stage hot-water-driven chiller can use heat at a temperature as

    low as 75 oC. Tables 1-1 and 1-2 show that an absorption chiller can be found to use heat from a wide

    range of sources. Because of its higher thermal efficiency, this study focuses on a two-stage absorption

    chiller and its appropriate sources of rejected heat.

    Table 1-2: Water-LiBr absorption chiller thermal energy types and temperature ranges

    No. Heat-driven Absorption Chiller Type Pressure (kPa) Temperature ( oC)

    1 Direct-fired fossil fuel (natural gas, oil, LPG etc.) - 1,000 1,8002 Double-stage exhaust gas - 400 - 600

    3 Single-stage exhaust gas - 230 - 350

    4 Double-stage steam 400 1,000 144 - 180

    5 Single-stage steam 100 - 400 103 - 1336 Double-stage hot water 350 1,100 140 - 200

    7 Single-stage hot water 40 - 200 75 - 1208 Other fuel/steam/hot water/exhaust gas Same as above Same as above

    1.2 Overview of Absorption Chiller Technology

    An absorption chiller is a machine that, driven by heat, produces chilled water for space and

    ventilation air cooling. Little or no mechanical energy is consumed in an absorption chiller, and little

    or no electric power is required. A great variety of hot media, gases and liquids, over a broad range of

    temperatures above ambient can be used. The chiller must also reject an amount of heat equal to that

    provided in driving it plus that absorbed in producing the chilled water. Ammonia-water (NH 3-H2O)

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    absorption refrigeration technology has been used for more than 150 years. As a refrigerant, ammonia

    has high latent heat and excellent heat transfer characteristics, but its toxicity has limited its use in this

    technology.

    Since 1945, water-LiBr absorption chillers have achieved widespread use. This trend reached its peak in the 1960s, and then diminished in the late 1970s. The technology has since revived in Asia, because

    the rapidly increasing electricity demand has limited the application of electrically driven vapor

    compression chillers. The sales data of a leading absorption chiller manufacturer, presented in

    appendix 1A, shows several new developments in the current absorption chiller market. Today, water-

    LiBr absorption chiller technology is returning to the United States with the increasing application of

    CHP systems.

    In the past three years, heat-driven water-LiBr absorption chillers have been used widely both in large

    commercial buildings combined with advanced power generation equipment and in individual houses

    driven directly by fossil fuels or by other heat sources. The cooling capacity of chillers can vary from

    greater that 1,000 refrigeration ton (3,561.85 kW) to as low as a microscale, 4.5 refrigeration ton (16

    kW). This thesis will focus on microscale water-LiBr absorption chiller research, development, and

    demonstration in residential and light commercial applications.

    1.2.1 Absorption Cycle Analysis

    A chiller produces chilled water by removing heat from it and transferring this heat to a vaporizing

    refrigerant. The process is illustrated in Figure 1-4 for a conventional vapor compression chiller and

    in Figure 1-5 for an absorption chiller. In both, the refrigerant liquid flows into an evaporator,

    evaporates at a reduced pressure and temperature, and absorbs heat from chilled water flowing in a

    tube through the evaporator. In the vapor compression process, the refrigerant vapor is compressed

    and condensed at a high-pressure and temperature, transferring heat to cooling water or to the

    surroundings in a condenser. The high-pressure condensed refrigerant is then returned through the

    expansion valve to a low-pressure evaporator, once again to absorb heat from the chilled-water flow.

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    Figure 1-4: Basic vapor compression chiller cycle

    Condenser

    Evaporator

    from chilled water

    expansionRefrigerant

    valve

    Heat rejected

    Work

    Compressor

    Heat absorbed

    T

    P

    to cooling water

    In the absorption process shown in Figure 1-5, the refrigerant vapor from the evaporator is absorbed at

    low pressure into a sorbent solution in the absorber. Heat is released as the refrigerant vapor is

    absorbed. This heat is removed by cooling water flowing through the absorber. The sorbent solution

    is then pumped to the regenerator, where refrigerant vapor is driven from the sorbent solution by the

    addition of heat at high temperature and pressure. The refrigerant vapor is condensed at high pressure

    and temperature with the removal of heat to ambient or to cooling water. The liquid refrigerant is

    returned to the evaporator through the expansion valve.

    Figure 1-5: Basic LiBr absorption chiller cycle

    expansionRefrigerant

    valve

    expansionSolution

    valve

    from chilled water Heat absorbed

    pumpSolution

    T

    P

    Condenser

    Heat rejectedto cooling water

    Evaporator Absorber

    Heat rejectedto cooling water

    Regenerator

    Heat input

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    This basic absorption chiller cycle shown in Figure 1-5 is similar to the traditional vapor compression

    chiller cycle in Figure 1-4 in that

    refrigerant vapor is condensed at high pressure and temperature, rejecting heat to the

    surroundings refrigerant vapor is vaporized at low pressure and temperature, absorbing heat from the chilled

    water flow

    The chiller cycles differ in that

    the pumped circulation of a sorbent solution replaces the compression of the refrigerant vapor

    The energy, work, required by the pump is significantly less than that required by the

    compressor

    heat must be supplied in the regenerator to release refrigerant vapor at high pressure for

    condensation, and heat must be removed from the absorber

    From the standpoint of thermodynamics, the vapor compression chiller is a heat pump, using

    mechanical energy and work, to move heat from a low to a high temperature. An absorption chiller is

    the equivalent of a heat engine absorbing heat at a high temperature, rejecting heat at a lower

    temperature, producing work driving a heat pump.

    1.2.2 Absorption Refrigeration Working Fluids

    An absorption chiller requires two working fluids, a refrigerant and a sorbent solution of the

    refrigerant. In a water-LiBr absorption chiller, water is the refrigerant; and water-LiBr solution, the

    sorbent. In the absorption chiller cycle the water refrigerant undergoes a phase change in the

    condenser and evaporator; and the sorbent solution, a change in concentration in the absorber and

    evaporator.

    Water is an excellent refrigerant; it has high latent heat. Its cooling effect, however, is limited to

    temperatures above 0o

    C because of freezing. The sorbent, LiBr, is nonvolatile, so a vapor phase inthe absorption chiller is always H 2O. The sorbent solution, water-LiBr, has a low H 2O vapor pressure

    at the temperature of the absorber and high H 2O vapor pressure at the temperature of the regenerator,

    facilitating design and operation of the chiller. The advantage of the water-LiBr pair includes its

    stability, safety, and high volatility ratio. It has no associated environmental hazard, ozone depletion,

    or global warming potential.

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    1.2.3 Absorption Refrigeration Operating Conditions

    The choice of the refrigerant, water, and sorbent, water-LiBr solution, along with the designation of a

    chilled-water outlet temperature and cooling-water inlet temperature determines the operating

    temperatures and pressures in the evaporator, absorber, regenerator, and condenser of the LiBr

    absorption chiller as illustrated in Figure 1-5.

    In the evaporator, low operating temperature and pressure are required to vaporize refrigerant

    to absorb heat from the chilled water.

    In the absorber, the cooling-water temperature determines the composition of the sorbent

    solution so that it absorbs the refrigerant vapor, as required, at the pressure determined by the

    evaporator.

    In the regenerator, the pressure is that of the condenser. An elevated value is required to

    condense the refrigerant vapor at the temperature of the cooling water. The temperature in the

    absorber is that required to vaporize the refrigerant from the sorbent solution.

    The low operating pressure in the evaporator and absorber requires high equipment volume and a

    special means for reducing pressure loss in the refrigerant vapor flow. Preventing the leakage of air

    into the evaporator and the absorber is one of the main issues in operating an absorption chiller. A

    special purge device removes air and other noncondensable gases, and an external vacuum pump is

    used periodically to maintain low operating pressure. The high operating pressure in the regenerator

    and condenser requires the use of heavy-walled equipment and a pump to deliver the sorbent solutionfrom the low-pressure absorber to the high-pressure regenerator. Crystallization, the deposition of

    LiBr from the sorbent solution at high concentrations and low temperatures, can block the sorbent

    flow and cause the chiller to shut down. Controls are usually necessary to prevent crystallization.

    1.2.4 Absorption Chiller Cycle Modifications

    Several modifications can be made in the basic absorption chiller cycle to reduce the heat required to

    operate the chiller and to reduce the extent of heat transfer surface incorporated in the machine.

    Countercurrent heat interchange can be arranged between the two sorbent solution flows

    connecting the low-temperature absorber and the high-temperature regenerator. This

    interchange can significantly reduce the heat quantities involved in the operation of both; less

    heat will need to be supplied to the regenerator, and less heat will need to be removed form the

    absorber.

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    The refrigerant vapor leaving the high-temperature and -pressure regenerator can be used to

    vaporize an equal quantity of refrigerant from the sorbent solution in a second regenerator

    operating at a lower temperature and pressure. This second stage of regeneration reduces the

    heat requirement of the absorption chiller by a factor approaching 2.

    Heat transfer between the vaporizing refrigerant and the chilled water in the evaporator can befacilitated by recirculating the refrigerant liquid over the heat transfer surface, reducing the

    temperature difference and the heat transfer area.

    Figure 1-6: Typical two-stage parallel flow absorption chiller configuration

    Low-temp.regenerator

    High-temp.heat exchanger

    Low-temp.heat exchanger

    Refrigerantcombiner

    pumpRecirculation

    Solutioncombiner

    splitter Solution

    T

    P

    expansionRefrigerant

    valve

    expansionSolution

    valve

    pumpSolution

    Condenser

    LTRGHeat to

    from chilled water Heat absorbed

    Evaporator Absorber

    Heat rejectedto cooling water

    Condenser

    Heat rejectedto cooling water

    Regenerator

    Heat input

    The revised flow diagrams illustrating these absorption chiller flow diagrams are shown in Figures 1-6

    and 1-7. The flow of the sorbent solution from the absorber to the two regenerators can be either

    parallel or in series. In a parallel flow arrangement, the dilute solution from the absorber is pumped to

    both the high-temperature and the lower-temperature regenerators in parallel, as shown in Figure 1-6.

    Concentrated solutions from both regenerators are recombined and returned to the absorber. In a

    series flow arrangement, the solution from the absorber is first pumped to the high-temperature, high-

    pressure regenerator; and the partially concentrated sorbent solution then flows to the lower-pressure,

    lower-temperature regenerator, as shown in Figure 1-7.

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    Figure 1-7: Typical two-stage series flow absorption chiller configuration

    Low-temp.regenerator

    High-temp.heat exchanger

    Low-temp.heat exchanger

    Refrigerantcombiner

    pumpRecirculation

    T

    P

    expansionRefrigerant

    valve

    expansionSolution

    valve

    PumpSolution

    Condenser

    LTRGHeat to

    from chilled water Heat absorbed

    Evaporator Absorber

    Heat rejectedto cooling water

    Condenser

    Heat rejectedto cooling water

    Regenerator

    Heat input

    A parallel flow configuration has several advantages over the series flow configuration. The sorbent

    solution flow in each heat interchanger is only half that of the series flow configuration. In general,

    the parallel configuration has a lower heat input requirement than the series flow configuration.

    1.3 Research Objectives

    The objective of this research is to develop methods for the effective design and evaluation of

    absorption chiller-based micro-BCHP systems that reduce energy consumption, decrease operational

    costs, and improve environmental benefits in residential and light commercial buildings. The methods

    demonstrated in the thesis can be widely used in building energy system design and evaluation; they

    can also be broadly applied in an absorption chiller and other BCHP system equipment design, and in

    system integration. The analytical methods also provide the basis for diagnosing and optimizing the

    operation of absorption chiller-based micro-BCHP systems.

    Four research areas are involved in this work on microscale absorption chiller system evaluation and

    performance simulation:

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    1) establishment of a unique experimental environment and procedures for absorption chiller

    tests under various conditions

    2) conduct of a comprehensive testing program on a microscale absorption chiller

    3) construction of a comprehensive chiller model based on the pertinent scientific and

    engineering principles adapted to the design of a chiller and to the analysis of extensive,

    detailed test data obtained from the test program

    4) analysis of the measured data, refinement of the model, and improvement of the chiller design

    on the basis of the data analysis process

    The model is now being used as a tool to adapt the chiller to various heat sources and sinks and to

    carry out performance simulations of micro BCHP system. In both its theoretical and practical aspects,

    this study contributes important knowledge for the development and application of micro-BCHP

    systems in residential and light commercial buildings. The improvements in BCHP system analyticalmethods lay the groundwork for developing of overall BCHP system performance assessment tool; the

    practical progress in microscale-BCHP system experiment and evaluation setups establishes the

    threshold for an efficient and integrated microscale building energy supply, distribution, and delivery

    system. These contributions are made possible by close cooperation in research and development

    (R&D) with a leading manufacturer; in turn, some of the research achievements of this study have

    been promptly incorporated into the emerging technology and product.

    1.4 Research Approach

    To achieve the research objectives, this thesis focuses on equipment installation and test, model

    development, data analysis, and system simulation of a microscale, steam-driven, two-stage LiBr

    absorption chiller for an energy supply system in Carnegie Mellon University (CMU)s Robert L.

    Preger Intelligent Workplace (IW). Experimental data and a computational model are the two basic

    components of this work. The experience gained provides the framework for other BCHP component

    studies and system integration. The research has been carried out in the following several steps: some

    in parallel, others sequentially:

    1.4.1 The Planning and Installation of Experimental Equipment

    A microscale BCHP energy supply system (ESS) has been designed for the IW, a 6,500 ft 2 office

    environment at CMU, to provide power and space cooling heating, and ventilation. As the first stage

    in realizing this overall system, a 16kW steam-driven water-LiBr absorption chiller was installed in

    the south section of the IW. This chiller

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    is driven by steam, reducing summer electrical peak demands and leveling the year round

    demand for natural gas and other fuels

    is flexible in adapting to thermal recovery equipment associated with various prime movers

    provides a cooling capacity and compactness appropriate for residential, small commercial, and

    institutional buildings

    incorporates a cooling tower to reject the heat from its operation as required

    The chiller was installed together with its auxiliary steam and chilled-water supply, and test load

    systems in the IW. A web-based chiller automation system (CAS) was also installed to operate the

    chiller with its auxiliary systems, monitor the overall system status, and collect the experimental data.

    In this test-bed the absorption chiller was also integrated into the IW and campus chilled-water system,

    so when the test was over, the chiller could provide chilled water to the IW and the campus.

    Experiments were carried out under a broad range of system operating parameters.

    In this work, both equipment testing and mathematical model simulation of the chiller were combined

    to provide a detailed understanding of the equipment, to analyze the test data, to discover possible

    chiller design improvements and modifications, and to provide a method to design and evaluate

    overall BCHP systems.

    1.4.2 The Test Program and Experimental Data

    The chiller was tested by varying six operating parameters in turn: the chilled-water return temperatureand flow rate, the cooling-water supply temperature and flow rate, and the steam pressure. In the test

    program, only one parameter was adjusted at a time, and the others were kept at design conditions.

    Additional sensors were installed in the chiller beyond those provided by the manufacturer to operate

    the chiller and its auxiliary system to calculate chiller performance such as the coefficient of

    performance (COP) and cooling capacity, and to observe chiller internal conditions. Experimental data

    obtained from 11 temperature sensors in the chiller were used to verify the predictions of the

    performance model.

    1.4.3 The Development of Computational Performance Model

    On the basis of scientific and engineering principles and the specific configurations of the chiller, a

    detailed computational performance model was constructed to evaluate the chiller performance under

    various operating conditions. This model was developed for the chiller to further refine the

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    understanding of the principles of the chiller, to analyze the experiment data from the test program, to

    assist in the equipment design, and to evaluate the performance of BCHP systems.

    The basic equation types incorporated in the model include: mass and energy balances,

    thermodynamic property relations, thermal and phase equilibrium relations, and heat and mass transfer coefficient correlations. The variables in these equations are the operating conditions pressures,

    temperatures, compositions, and flows throughout the chiller. The model includes 416 variables and

    409 equations. If seven operating conditions are specified, the model can be solved and all the

    operating conditions throughout chiller can be calculated.

    1.4.4 The Analysis of the Experimental Data

    To assess the performance data collected, an analytical method was developed that minimizes the

    deviations between the experimental measurements and the model solutions. Several modelassumptions were adjusted to improve the agreement between the experimental measurements and the

    model calculations. These adjustments significantly improved the agreement between the calculated

    and measured variables.

    1.5 Current Absorption Chiller Modeling Studies

    The microchiller performance model is one of the major efforts of this research. The literature for

    absorption chiller model studies has been reviewed; the existing model studies are categorized and

    summarized in the following sections.

    1.5.1 Absorption Chiller Modeling Approaches

    In the past decades, computer models have been developed to investigate the performance of various

    water-LiBr absorption chiller cycles. Among these models, some [8, 9] are system specific for

    particular machines, flow configurations, and working materials. Others [10, 11, 12] are generic to

    handle various potential absorption cycles with one modularized model. The system specific models

    are performance models aimed at simulating a specific design and investigating its performance under

    various operation conditions; the generic models are aimed at exploring novel absorption cycles and

    evaluating their performance under various boundary conditions.

    The advantage of system specific or performance models is that the model simulates the configuration

    of absorption chiller systems in detail. Thermodynamic cycle, heat, and mass transfer characteristics

    can be investigated on the basis of the physical details of the chiller. In these studies the simulation

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    instrumentations greatly restrict their accessibility for the experiments. The small cooling capacity of a

    microscale chiller, however, makes it possible to provide a test cooling load and to simulate a wide

    range of operation conditions for the chiller.

    Third, the model validation method has been simplified in the past studies. The deviations betweenthe experimental and the performance simulation results for the COP and the cooling capacity at a

    single given operational condition are used to judge the overall quality of the model.

    Finally, the available packaged absorption chiller models lack the flexibility to be integrated into

    building simulation tools to support the design and analysis of absorption chiller-based BCHP systems.

    The work reported in this thesis addresses these insufficiencies.

    1.6 The Comprehensive Performance Model and its Applications

    In this work, a steady-state performance model has been developed for the Broad BCT16 absorption

    chiller to further refine the understanding of the principles of this chiller, to analyze the experiment

    data from the test program, to assist in the equipment design, and to evaluate the performance of

    BCHP systems.

    1.6.1 The Chiller Model Description

    In the model, the absorption chiller is composed of the following components:

    an evaporator: a countercurrent two-phase coiled tube heat exchanger an absorber: a countercurrent two-phase coiled tube mass and heat exchanger

    two regenerators: one high temperature, one intermediate temperature: well mixed, two-phase

    boiling coiled tube heat exchangers

    a condenser: a countercurrent heat exchanger

    two plate heat interchangers: countercurrent single-phase heat exchangers

    two tube and shell heat recovery exchangers: countercurrent single-phase exchangers three pumps: a sorbent pump, a refrigerant pump, and a chilled-water pump

    associated spray nozzles, trap, valves, and pipe fittings

    The cooling tower associated with this chiller includes the following components:

    a countercurrent plate column two-phase mass and heat exchanger

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    a cooling-water pump an air fan

    The complete steady-state chiller model is composed of the following nonlinear algebraic equations

    applicable to each of the above chiller and cooling-tower components:

    two mass balances, water and LiBr

    an energy balance

    thermodynamic property relations for stream enthalpies as a function of pressure, temperature,

    and composition

    phase equilibrium relations among pressure, temperature, and compositions of the coexisting

    phases

    the appropriate heat transfer (and for the absorber and cooling tower, mass transfer) relations correlations of overall heat and mass transfer coefficients, U and K, for the respective

    components based on their specific design and operating conditions, (see chapter 3)

    work computations for the pumps and fan

    These equations involve, as variables, the properties pressure, temperature, composition, and flow

    of all the phases present in and flows among the chiller components. The completed chiller model

    interrelates variables of all these equations based on the configuration and the flow diagram, of the

    chiller. In general it has been assumed that:

    The properties of a stream leaving a component to an interconnected component are those of

    eithera liquid or a vapor, thus the quality of the stream is either 1.0 or 0.0

    There is no pressure loss and no heat loss/gain in the lines connecting the components

    Tthe sorbent solution charged to the chiller has a concentration of 55% LiBr. Once the chiller

    operates under design conditions, the concentration difference of the sorbent solutions flow in

    and out of the high-temperature regenerator is roughly at 5%; that of the intermediate

    temperature regenerator is approximately 4%. Dilute sorbent is distributed to the two

    regenerators in approximately equal quantities.

    The completed chiller model involves 416 variables and 409 nonlinear algebraic equations. Solving

    the model and determining values for all the chiller variables therefore requires specifying values for

    seven operating parameters. In this work, the specified operating parameters are: the chilled water

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    data, and chiller performance are presented. The chiller internal control principles and the system

    operation instructions are presented in appendixes 2A and 2B, respectively.

    Chapter 3, Computational Model describes the framework of the performance model within which

    the absorption chiller component modules are developed. It provides an in-depth presentation of thegoverning equations and modeling assumptions. The computational and numerical issues are

    addressed in the various stages of the absorption chiller component modeling in appendix 3A; the

    source code of the performance model is attached in appendix 3B.

    Chapter 4, Model-based Data Analysis assesses the model calculations and experimental data

    accuracy and reliability to learn how to validate the model as well as improve the equipment designs.

    The analysis results presented regard the test programs that vary for five operating parameters: chilled-

    water supply temperature and flow, cooling-water supply temperature and flow, and steam supply

    pressure. When analyzing the experimental data, opportunities to improve the accuracy of the model

    became apparent. Consequently, the adjustments to model assumptions significantly improved the

    agreement between the calculated and the measured variables.

    Chapter 5, Contributions and Areas for Future Research summarizes the contributions of this

    thesis and suggests future areas for research and the issues involved, including: extension of the

    validated steam-driven absorption chiller model to several other heat sources: hot water, natural gas,

    and exhaust gases. The chiller performance models can be integrated and evaluated into overall BCHP

    system configurations on an annual basis.

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    2 Chiller Test System and Program

    As a first step in providing an energy supply system for CMUs IW, a 16kW, steam-driven, two-stage

    absorption chiller was installed together with an auxiliary steam supply and a variable load for the

    chiller test and performance evaluation. A web-based data acquisition and control system wasdeveloped to operate the chiller and its auxiliary equipment while storing and displaying the test

    measurement data. The chiller was tested at various operating conditions in accordance with a test

    program. In the future, the chiller and its control system will be incorporated in the cooling system of

    the IW and connected with the campus chilled-water supply system.

    2.1 Absorption Chiller

    2.1.1 System Descriptions

    The absorption chiller installed in the IW is a steam-driven, two-stage, water-LiBr, parallel-sorbent-

    flow series-cooling-water flow chiller with a cooling tower. This chiller, provided by Broad Co., has a

    16kW rated cooling capacity. It is the smallest absorption chiller available in the existing market and

    the only steam-driven absorption chiller of such capacity in the world.

    Figure 2-1: Absorption chiller installed in the IWFigure 2-1 shows the absorption chiller installed on

    a platform adjacent to the IW. The chilled-water

    supply and return, steam supply, condensate return,

    power, and city water lines connect with the chiller at the bottom left. Figure 2-2 is a schematic flow

    diagram recreated from the manufacturers brochure

    for a commercial natural-gas direct-fired chiller; this

    flow diagram shows all the heat and mass transfer

    components, pumps, and pipe fittings. It also

    indicates the design values for temperatures

    throughout the chiller. The measurement and

    control features of the chiller will be discussed inconjunction with a detailed process and

    instrumentation (P&I) diagram in the section that

    follows. The components and parts indicated in

    Figure 2-2 are listed in Table 2-1.

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    Figure 2-2: Schematic diagram of the absorption chiller

    Table 2-1: Component names and corresponding abbreviations

    Abbreviation Name Abbreviation NameABS Absorber EVP Evaporator

    BPHX By-pass heat exchanger HTRG High-temperature regenerator CHSV Cooling/heating switch valve HRHX Heat recovery heat exchanger

    CHWBPV Chilled-water by-pass valve HTHX High-temperature heat exchanger

    CHWP Chilled-water pump LTHX Low-temperature heat exchanger COND Condenser LTRG Low-temperature regenerator

    CT Cooling tower RBPSV Refrigerant by-pass solenoid valveCTOF City-water overflow RP Refrigerant pumpCTWS City-water switch RPH Refrigerant pump heater

    CWBPV Cooling-water by-pass valve SF Steam filter CWDD Cooling-water drain device SP Solution pump

    CWDV Cooling-water detergent valve ST Steam trap

    CTF Cooling-tower fan SV Steam valve

    CWP Cooling-water pump

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    The absorption chiller in Figure 2-2 consists of five major and four minor heat transfer components,

    three pumps, a cooling tower, an automatic inert gas purge device, and the associated valves and pipe

    fittings. Specifically, the five major components are:

    an evaporator, a countercurrent two-phase heat exchanger an absorber, a countercurrent two-phase heat and mass exchanger

    a high-temperature regenerator (HTRG), a well-mixed, two-phase, boiling heat exchanger a low-temperature regenerator (LTRG), a well-mixed, two-phase boiling heat exchanger

    a condenser, a countercurrent heat exchanger

    The four minor components are:

    a high-temperature heat interchanger (HTHX), a countercurrent, single-phase heat exchanger

    a low-temperature heat interchanger (LTHX), a countercurrent, single-phase heat exchanger

    a heat recovery heat exchanger (HRHX), a countercurrent, single-phase heat exchanger

    a refrigerant by-pass heat exchanger (BPHX), a countercurrent, single-phase heat exchanger

    The three pumps are:

    a solution pump (SP), a variable-speed pump

    a chilled-water pump (CHWP), a single-speed pump

    a refrigerant pump (RP), a single-speed pump

    The cooling tower (CT) includes:

    a countercurrent vertical plate column; a two-phase, mass and heat exchanger

    a cooling-water pump (CWP); a single-speed pump

    a cooling-tower fan (CTF); a three-speed air fan

    associated valves and drain devices

    Other associated components include:

    an automatic gas purge device (AGPD)

    associated valves, spray nozzles, and pipe fittings

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    Figure 2-3 : Structure of the absorption chiller

    The physical arrangement of the absorption chiller is shown in Figure 2-3. The main body of the

    chiller consists of two sealed vessels: the upper one at an elevated pressure, the lower vessel at a high

    vacuum. The upper vessel includes the HTRG, the LTRG, and the condenser. The lower vessel

    includes the absorber, the evaporator, the BPHX, the LTHX, and the HTHX. The flows of sorbent

    solutions, refrigerant, and cooling water penetrate the vessel walls in pipes between the two vessels.

    The high vacuum in the lower vessel is maintained by the AGPD and a manual vacuum pump

    independent of the chiller. The chilled water and cooling water are circulated by the CHWP and the

    CWP, respectively. The inclusion of the cooling tower enables chiller installation where cooling water

    may be unavailable.

    Table 2-2: Specifications of the absorption chiller

    Name Quantity UnitCooling capacity 16 kWChilled-water return temperature 14 oC

    Chilled-water supply temperature 7 oC

    Chilled-water flow rate 2 m 3/h C h i l l e d w a t e r

    Chilled-water pump head 8 mH 2O

    Rated steam pressure, absolute 0.7 mPaSteam pressure limit, absolute 0.9 mPa

    S t e a m

    Maximum steam consumption 24 kg/hPower voltage 220 VPower frequency 60 Hz

    P o w e r

    Maximum power consumption 1 kWWater-LiBr sorbent solution mass 65 KgWater-LiBr sorbent concentration 55 %

    S o l u t i o n

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    Table 2-2 lists the chiller specifications from the manufacturer; these are the only published

    performance data for this unique chiller. A test program was developed to investigate chiller

    performance and to provide additional measurements of chiller operating conditions. The chiller

    specification data are useful in evaluating the results of the chiller tests. The chiller working principles

    are described in the following sections.

    2.1.2 Evaporator and Chilled-Water Pump

    The evaporator of the chiller, shown in Figures 2-2 and 2-4, occupies the lower vessel. The evaporator

    tube bank comprises two parallel tubes spiraling 18 times from the bottom to the top of the coil. Water

    refrigerant is distributed evenly over the tubes in the bank by nozzles spraying water from the

    condenser. Water that was not evaporated in the first pass collects in the refrigerant tray at the base of

    the evaporator and is recirculated by the refrigerant pump. The refrigerant vaporizes in the evaporator

    at low pressure, about 0.8-1.0 kPa, and low temperature, about 3-4 oC. The vaporization absorbs heat

    from the chilled water flowing through the evaporator coil, cooling this flow from 14 oC to 7 oC.

    Figure 2-4: Configuration of the lower vessel

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    At a constant flow rate of 2 m3/h and a head of 8 mH 2O to overcome the pressure loss, the evaporator

    functions as a countercurrent, two-phase heat exchanger. The steam flow to the HTRG is adjusted to

    maintain a constant refrigerant level water tray reservoir; a low level requires an increase in the steam

    flow to provide more refrigerant. The chiller control system is discussed in appendix 2.A

    2.1.3 Absorber and Solution Pump

    The absorber, shown in Figures 2-2 and 2-4, maintains the low operating pressure required in the

    evaporator. It is a spiral tube bank, consisting of two tubes spiraling from the bottom to the top. The

    coil surrounds the evaporator but is separated from it by a chevron separator to prevent carryover of

    refrigerant liquid. Concentrated water-LiBr sorbent solution is distributed evenly over the tubes of the

    absorber coil by nozzles spraying sorbent from the two regenerators, cooled in the HTHX and the

    LTHX. The water refrigerant vapor from the evaporator passes through the chevron separator, enters

    the absorber, and is absorbed in the water-LiBr sorbent flowing 5 m 3/h over the coil. The heat released

    by the sorption of the refrigerant in the sorbent is transferred to the cooling water flowing in the tubes

    of the coil, increasing its temperature of 30 oC. The cooling water circulates to the condenser and then

    to the cooling tower of the chiller where the sorption heat is rejected to the surroundings by

    evaporation. The concentrated sorbent solution becomes dilute by absorbing the refrigerant vapor. The

    dilute sorbent solution, collected in the solution reservoir at the bottom of the lower vessel, is pumped

    back to the HTRG and LTRG with pressure about 10 kPa and 100 kPa, respectively, either in series or

    in parallel by the solution pump for regeneration.

    2.1.4 High-Temperature Regenerator

    The water-LiBir sorbent solution, diluted by absorbed water refrigerant vapor, is pumped in the Broad

    chiller to the two regenerators in parallel: the HTRG and the LTRG. In each regenerator, the

    refrigerant water vapor added to the sorbent in the absorber is removed by evaporation at elevated

    temperature and pressure. Approximately equal quantities of sorbent solution are fed to each

    regenerator controlled by a flow restriction device in the pipe leaving the solution pump. In the

    HTRG, steam in a coil is used to boil off refrigerant vapor from the sorbent. The temperature and

    pressure of the refrigerant vapor produced in the HTRG is high enough to generate an approximately

    equal quantity of refrigerant vapor from the sorbent in the LTRG operating at a lower temperature and

    pressure. The driving heat provided to the HTRG is thus cascaded and used twice. This makes the

    absorption cycle a two-stage process. The generation of additional refrigerant from a given heat input,

    improves significantly the cycle performance.

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    The design of the HTRG differs depending both on the heating medium, gas, or liquid, and on its

    temperature. Many forms of thermal energy can be used in the HTRG to drive a two-stage absorption

    chiller, such as steam, hot water, exhaust gas, natural gas, oil, and liquid pressurized gas. In this

    section, only the steam-driven HTRG is discussed; other kinds of heat sources - natural gas, hot water,

    and exhaust gas - are discussed in the sections that follow.

    The water-LiBr sorbent, reconcentrated in the regenerators, returns to the absorber through flow

    restrictions that assist in maintaining appropriate liquid levels to submerge the heat transfer coils in the

    regenerators. The solution pump frequency is adjusted to maintain a constant level in the HTRG.

    Figure 2-5: Configuration of the upper vesselBoth the HTRG and the LTRG use water vapor as

    a heat resource; they have similar functions and

    structure. The heat transfer process includes

    condensation inside the tubes and boiling on the

    outer surface of these tubes.

    The configuration of the upper vessel for the

    absorption chiller installed in the IW is similar to

    that of a natural gas direct-fired absorption chiller

    of the same capacity shown in Figure 2-5. The

    combustion chamber and convection chamber of

    the natural-gas-fired HTRG are replaced by a

    spiral tube bank in the steam-driven HTRG to

    vaporize water refrigerant from the water-LiBr

    sorbent.

    The major part of the HTRG is a spiral tube bank with three parallel tubes spiraling eleven rounds

    from the top to the bottom. Steam supply flows in parallel through the tubes from top to bottom. The

    dilute sorbent solution is pumped into the HTRG from the bottom of the tank, and the concentrated

    sorbent solution leaves the HTRG from the bottom of the tank at a distant point. The vigorous mixing

    resulting from the boiling in the regenerator minimizes sorbent concentration differences in the HTRG.

    While mass transfer is involved as water diffuses to and is evaporated from the sorbent-vapor

    interface, the vigorous mixing minimizes mass transfer resistance. The HTRG thus functions as a

    well-mixed two-phase boiling heat exchanger.

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    At design conditions, the HTRG requires a steam supply at 0.7 mPa; the maximum steam supply

    pressure is 0.9 mPa, and the maximum flow rate is 24 kg/h. An elevated pressure, typically at a

    saturated vapor pressure of 100 kPa, is maintained in the HTRG to provide a condensing temperature

    of about 100 oC.

    2.1.5 Low-Temperature Regenerator

    The LTRG is a staggered tube bank with 14 parallel tubes circulating once around. Vapor from the

    HTRG enters at one end of each parallel tube, and condensate leaves the other end of the tubes and

    enters the condenser. One end of each tube is connected to the HTRG, the other, to the condenser. The

    refrigerant, water, and vapor from the HTRG passes through the LTRG tubes and transfers the heat of

    condensation to the sorbent solution surrounding the tube bank. The dilute sorbent solution enters the

    LTRG on the top; the concentrated sorbent solution leaves from the bottom. Refrigerant vapor is

    boiled off; the dilute sorbent solution is concentrated. Similar to the HTRG, the boiling process in the

    LTRG is violent; bubbles stir the sorbent solution. The concentration of the sorbent in the LTRG is

    therefore nearly uniform, close to the exit value, and mass transfer is not a limiting process. Similar to

    the HTRG, the LTRG functions as a well-mixed, two-phase boiling heat exchanger.

    The LTRG has a lower boiling temperature and pressure than the HTRG. At design conditions, a

    medium pressure, typically at a saturated vapor pressure of 10 kPa, is maintained to provide an

    evaporating temperature of about 45 oC. The LTRG has no solution level control like the HTRG, but

    the maximum solution level is measured in the LTRG to prevent crystallization in the LTHX. Thedetails of the control principles are discussed in appendix 2.A.

    2.1.6 Condenser

    The condenser and the LTRG are housed in the same vessel with the HTRG, and they operate at the

    same intermediate pressure. The condensate from the LTRG flashes into the condenser operating at

    intermediate pressure. The condenser then condenses both the vapor produced in this flashing and the

    water vapor from the LTRG, transferring heat into cooling water flowing into the condenser coil. This

    condensate is returned to the evaporator.

    The condenser is a spiral copper tube bank with three parallel tubes spiraling three rounds from the

    bottom to the top. The cooling water flowing from the absorber enters the condenser from the bottom

    and leaves the condenser to the cooling tower at the top. The liquid condensed from the vapor as a

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    film on the surface of tube bank drips down to a drain pan that separates the condenser from the LTRG.

    The condenser functions as a two-phase, countercurrent heat exchanger.

    2.1.7 Heat Recovery Devices

    In Figure 2-2, the four minor heat transfer components in the chiller are used to recover thermal

    energy by heat exchange between the various refrigerant, sorbent, and steam condensate streams. All

    these exchangers are single-phase, countercurrent heat exchangers that recover heat from a hot stream

    and deliver it to a cold stream. One is the LTHX, and the other is the HTHX. These interchangers

    reduce the heat requirements of the regenerators and the cooling requirement of the absorber.

    In the chiller, the temperature of the condensate leaving the HTRG is high enough to be used to

    preheat the dilute solution from the LTHX before it enters the LTRG. A heat recovery exchanger

    between the steam condensate and the sorbent stream entering the LTRG reduces the heat requirementof the LTRG and the temperature of the steam condensate, avoiding its flashing in the condensate tank.

    A heat recovery exchanger between the water refrigerant leaving the condenser and the sorbent pool in

    the absorber, called the by-pass heat exchanger (BPHX), increases cooling in the evaporator. Broad

    terms it an elbow-heat exchanger. In the elbow, the liquid refrigerant condensed from the condenser

    releases a small amount of heat to the dilute solution in the absorber.

    2.1.8 Cooling Tower

    A cooling tower is widely used to dissipate reject heat from a water-cooled air-conditioning system to

    the surroundings. This Broad absorption chiller has a built-in cooling tower, as shown in Figures 2-2

    and 2-6. Its compact design facilitates chiller installation and operation. The cooling water in the

    chiller flows in series through the absorber, the condenser, and then through the cooling tower. This

    arrangement provides for a minimum operating temperature in the absorber that is required to achieve

    a low chilled-water temperature; the high flow in both the absorber and the condenser provides for

    high heat transfer coefficients in these components. The recirculating cooling water flows down

    vertical plates in countercurrent contact with upward-flowing ambient air.

    Evaporation of a small portion of the water flowing downward through the cooling tower reduces its

    temperature; makeup water added to the cooling tower replaces that evaporated. The air temperature is

    also reduced, but the humidity increases markedly. Thus, the cooling tower functions as a two-phase

    countercurrent heat and mass exchanger.

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    As illustrated in Figure 2-6, the cooling tower attached

    to the chiller comprises spray nozzles, vertical PVC

    plates, a PVC mist collector, a cooling-water tank, a

    cooling-water pump, a cooling-water by-pass valve,

    and a cooling-air fan along with devices for water

    drain and city-water supply and detergent addition.

    The major components of the cooling tower are the

    PVC vertical plates (a heat and mass transfer medium)

    that increase water/air contact surface as well as the

    duration of contact. The closely packed vertical PVC

    plates are spaced with staggered bars installed below

    the spray nozzles in the air path. At design conditions,

    the cooling water is distributed from the top of thetower through spray nozzles at a temperature of 35.5oC. The speed of the cooling tower air fan is varied to

    maintain the cooling-water supply to the chiller at 30oC.

    Figure 2-6: Configuration of cooling tower

    Air inlet

    City water

    PVC Plates

    PVC mist

    Spray

    CTF

    Water tank

    CWBPV

    To chiller

    Air outlet

    From chiller

    CWP

    Drain

    CWDV

    CTWS

    CWDD

    collector

    nozzles

    As illustrated in Figure 2-6, the cooling tower attached to the chiller comprises spray nozzles, vertical

    PVC plates, a PVC mist collector, a cooling-water tank, a cooling-water pump, a cooling-water by-

    pass valve, and a cooling-air fan along with devices for water drain and city-water supply anddetergent addition. The major components of the cooling tower are the PVC vertical plates (a heat and

    mass transfer medium) that increase water/air contact surface as well as the duration of contact. The

    closely packed vertical PVC plates are spaced with staggered bars installed below spray nozzles in the

    air path. At design conditions, the cooling water is distributed from the top of the tower through spray

    nozzles at a temperature of 35.5 oC. The speed of the cooling-tower air fan is varied to maintain the

    cooling-water supply to the chiller at 30 oC.

    2.1.9 Vacuum System

    The pressure of the evaporator and the absorber is significantly below atmospheric pressure, and air

    can leak into the absorption chiller. Corrosion can also occur in the chiller, generating another

    noncondensable gas, H 2. Air and other noncondensable gases in the evaporator and absorber can

    seriously reduce the rate of heat and mass transfer pr