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Theories of War Theories of War Causation Causation Schools & Variants Schools & Variants Johan M.G. van der Dennen
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Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Dec 17, 2015

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Page 1: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War CausationTheories of War Causation

Schools & VariantsSchools & Variants

Johan M.G. van der Dennen

Page 2: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Demographic-Ecological School

Page 3: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Demographic-Ecological School

• Economic School

Page 4: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Demographic-Ecological School

• Economic School

• Imperialism School

Page 5: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Demographic-Ecological School

• Economic School

• Imperialism School

• Political-Strategic School

Page 6: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Demographic-Ecological School

• Economic School

• Imperialism School

• Political-Strategic School

• (Social)-Psychological School

Page 7: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Demographic-Ecological School

• Economic School

• Imperialism School

• Political-Strategic School

• (Social)-Psychological School

• Apologetic School

Page 8: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Demographic-Ecological School

Page 9: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Demographic-Ecological School

– Population pressure (Plato) / ‘Lebensraum’

Page 10: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Demographic-Ecological School

– Population pressure (Plato) / ‘Lebensraum’– Demographic relaxation / Filicide (Bouthoul)

Page 11: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Demographic-Ecological School

– Population pressure (Plato) / ‘Lebensraum’– Demographic relaxation / Filicide (Bouthoul)– Lateral pressure / distribution of resources

Page 12: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Demographic-Ecological School

– Population pressure (Plato) / ‘Lebensraum’– Demographic relaxation / Filicide (Bouthoul)– Lateral pressure / distribution of resources– Geopolitical variant (Haushofer)

Page 13: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Economic School (Material gain / pleonexia)

Page 14: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Economic School (Material gain / pleonexia)

– Mercantilists

Page 15: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Economic School (Material gain / pleonexia)

– Mercantilists– Physiocrats / Manchester School / Liberals

Page 16: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Economic School (Material gain / pleonexia)

– Mercantilists– Physiocrats / Manchester School / Liberals– Marxists

Page 17: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Economic School (Material gain / pleonexia)

– Mercantilists– Physiocrats / Manchester School / Liberals– Marxists– Merchants of death / War-profiteering / Scandal

Page 18: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Economic School (Material gain / pleonexia)

– Mercantilists– Physiocrats / Manchester School / Liberals– Marxists– Merchants of death / War-profiteering / Scandal– Military-industrial(-academic) complex

Page 19: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Imperialism School (Material & territorial gain)

Page 20: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Imperialism School (Material & territorial gain)

– Conservative variant

Page 21: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Imperialism School (Material & territorial gain)

– Conservative variant– Liberal variant (Hobson)

Page 22: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Imperialism School (Material & territorial gain)

– Conservative variant– Liberal variant (Hobson)– Marxist-Leninist / Revisionist / Neo-Marxist

Page 23: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Imperialism School (Material & territorial gain)

– Conservative variant– Liberal variant (Hobson)– Marxist-Leninist / Revisionist / Neo-Marxist– Militarist variant (Schumpeter)

Page 24: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Political-Strategic School (Power)

Page 25: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Political-Strategic School (Power)

– ‘Ultima ratio’ / Cost-benefit calculus

Page 26: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Political-Strategic School (Power)

– ‘Ultima ratio’ / Cost-benefit calculus• Machiavelli • Hobbes • Clausewitz • Realists

(Morgenthau, Waltz) • Expected utility theory (Bueno de Mesquita) • Blainey • Stoessinger

Page 27: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Political-Strategic School (Power)

– ‘Ultima ratio’ / Cost-benefit calculus• Machiavelli • Hobbes • Clausewitz • Realists

(Morgenthau, Waltz) • Expected utility theory (Bueno de Mesquita) • Blainey • Stoessinger

– Balance of power / parity / preponderance

Page 28: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Political-Strategic School (Power)

– ‘Ultima ratio’ / Cost-benefit calculus• Machiavelli • Hobbes • Clausewitz • Realists

(Morgenthau, Waltz) • Expected utility theory (Bueno de Mesquita) • Blainey • Stoessinger

– Balance of power / parity / preponderance• Polarity • Deterrence / Security dilemma • Arms

races

Page 29: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Political-Strategic School (Power)

– ‘Ultima ratio’ / Cost-benefit calculus• Machiavelli • Hobbes • Clausewitz • Realists

(Morgenthau, Waltz) • Expected utility theory (Bueno de Mesquita) • Blainey • Stoessinger

– Balance of power / parity / preponderance• Polarity • Deterrence / Security dilemma • Arms

races

– Power transition theory and hegemonic war

Page 30: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Political-Strategic School (Power)

– ‘Ultima ratio’ / Cost-benefit calculus• Machiavelli • Hobbes • Clausewitz • Realists

(Morgenthau, Waltz) • Expected utility theory (Bueno de Mesquita) • Blainey • Stoessinger

– Balance of power / parity / preponderance• Polarity • Deterrence / Security dilemma • Arms

races

– Power transition theory and hegemonic war– Rank disequilibrium theory (Galtung)

Page 31: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• (Social-)Psychological School (Bête humaine)

Page 32: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• (Social-)Psychological School (Bête humaine)

– Human nature / bête humaine / passions-reason

Page 33: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• (Social-)Psychological School (Bête humaine)

– Human nature / bête humaine / passions-reason• Thucydides (fear) • Hobbes: ‘competition,

diffidence, glory’

Page 34: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• (Social-)Psychological School (Bête humaine)

– Human nature / bête humaine / passions-reason• Thucydides (fear) • Hobbes: ‘competition,

diffidence, glory’

– Great men / Evil men (personified cataclysmic)

Page 35: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• (Social-)Psychological School (Bête humaine)

– Human nature / bête humaine / passions-reason• Thucydides (fear) • Hobbes: ‘competition,

diffidence, glory’

– Great men / Evil men (personified cataclysmic)– National character / (Mass) psychopathology

Page 36: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• (Social-)Psychological School (Bête humaine)

– Human nature / bête humaine / passions-reason• Thucydides (fear) • Hobbes: ‘competition,

diffidence, glory’

– Great men / Evil men (personified cataclysmic)– National character / (Mass) psychopathology– Minds of Men variant: misperception & comm.

Page 37: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• (Social-)Psychological School (Bête humaine)

– Human nature / bête humaine / passions-reason• Thucydides (fear) • Hobbes: ‘competition,

diffidence, glory’

– Great men / Evil men (personified cataclysmic)– National character / (Mass) psychopathology– Minds of Men variant: misperception & comm.– Instinctivist variants (pugnacity / ‘Todestrieb’)

• Herd instincts • aggressive instincts • adventurism

Page 38: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• (Social-)Psychological School (Bête humaine)

– Human nature / bête humaine / passions-reason• Thucydides (fear) • Hobbes: ‘competition,

diffidence, glory’

– Great men / Evil men (personified cataclysmic)– National character / (Mass) psychopathology– Minds of Men variant: misperception & comm.– Instinctivist variants (pugnacity / ‘Todestrieb’)

• Herd instincts • aggressive instincts • adventurism

– Frustration-aggression displacement variant

Page 39: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• (Social-)Psychological School (Bête humaine)

– Human nature / bête humaine / passions-reason• Thucydides (fear) • Hobbes: ‘competition, diffidence,

glory’

– Great men / Evil men (personified cataclysmic)– National character / (Mass) psychopathology– Minds of Men variant: misperception & comm.– Instinctivist variants (pugnacity / ‘Todestrieb’)

• Herd instincts • aggressive instincts • adventurism

– Frustration-aggression displacement variant– Obedience / Sociality / Group-altruism / Noble

Page 40: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Apologetic School (war as necessity)

Page 41: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Apologetic School (war as necessity)

– Metaphysical variant (divine punishment)

Page 42: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Apologetic School (war as necessity)

– Metaphysical variant (divine punishment)– Etatistic variant (Hegel)

Page 43: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Apologetic School (war as necessity)

– Metaphysical variant (divine punishment)– Etatistic variant (Hegel)– Social Darwinist variant (‘agent of progress’)

Page 44: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation• Apologetic School (war as necessity)

– Metaphysical variant (divine punishment)– Etatistic variant (Hegel)– Social Darwinist variant (‘agent of progress’)– Eschatological variants (‘proletarian paradise’)

Page 45: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

The phalanx: the major invention of ‘civilized’ warfare

Page 46: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Raiding (dawn attack) by a Florida Indian tribe (de Bry, ± 1590)

Page 47: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Hu Chi Bo

War in both humans (Hu) and chimpanzees

(Chi) as relatively recent ‘cultural inventions’

‘Lethal male raiding’ as independently evolved in both humans and chimpanzees (implied by

van der Dennen)

‘Lethal male raiding’ in the common ancestor of both humans and chimpanzees 6 - 8 mya (Wrangham’s synapomorphy or shared derived trait).

Pitched battle type of intergroup agonistic behavior in primates generally, and possibly even in social and group territorial mammals generally (social carnivores, dolphins, etc.).

THE (CHRONO)LOGICALLY POSSIBLE THEORETICAL VIEWS ON THE EVOLUTION OF WAR AS PITCHED BATTLE AND RAIDING

Page 48: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Differences between battle and raidBATTLE RAID

guerra (real war),combat / pitched battle

also known as guerrilla (little war)

fight/flight-like motivationally predation-like

approx. balance ofpower

precipitated by Imbalance of power

very common in socialcarnivores and primates

occurrence in animals confined to panids andhominids

females and males(much less so in

humans)

sex of the belligerents exclusively male

relatively uncommonamong foraging

peoples (if presentoften ritualized)

occurrence in'primitive' societies

predominant and mostlethal among foraging

peoples

Page 49: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Differences between battle and raidBATTLE RAID

very common incontemporary warfare(but less common in

future)

occurrence in modernwarfare

relatively uncommon incontemporary warfare(but more common in

future)parallel lines /

phalanxesappearance ambush / dawn attack /

surprise raidclamor / bluff /

intimidation displaycharacterized by stealth / secrecy

biomechanicalprinciples

explained by tactical requirements (?)

impact of mass andspeed, encirclement,

feigned retreat

tactics hit and run, torching,indiscriminate killing

psychology of thesoldier (discipline)

underlying psychology psychology of thewarrior (frenzy)

Page 50: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Differences between battle and raidBATTLE RAID

too short line(envelopment), too long

line (penetration)

weakness andvulnerability

logistics, retreat

chance encounter,failed raid, failed

surprise attack

conditioned by surprise attack asdefault

ritualization (game-likewar) possible

ritualization? no ritualization possibleguerre à l'outrance

reconciliation inprinciple possible

reconciliation? no reconciliation,incessant cycles of

retaliation and revengeraiding

divine ordeal, expiatorycombat

metaphysical aspects magicoreligious magnet

relatively low but mayresult in routing and

massacre

lethality (casualties) relatively low butrapidly accumulating

Page 51: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

Factors increasing the probability of the onset (occurrence/initiation) of war:

Page 52: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

Factors increasing the probability of the onset (occurrence/initiation) of war:

• Level of analysis: state

Page 53: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

Factors increasing the probability of the onset (occurrence/initiation) of war:

• Level of analysis: state Power status (major power)

Page 54: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

Factors increasing the probability of the onset (occurrence/initiation) of war

• Level of analysis: state Power status (major power) Power cycle (critical point if major power)

Page 55: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

Factors increasing the probability of the onset (occurrence/initiation) of war

• Level of analysis: state Power status (major power) Power cycle (critical point if major power) Alliance (alliance member)

Page 56: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

Factors increasing the probability of the onset (occurrence/initiation) of war

• Level of analysis: state Power status (major power) Power cycle (critical point if major power) Alliance (alliance member) Borders (number of borders)

Page 57: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: dyad

Page 58: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: dyad Contiguity/proximity (common border/distance)

Page 59: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: dyad Contiguity/proximity (common border/distance)

Political systems (absence of joint democracies)

Page 60: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: dyad Contiguity/proximity (common border/distance)

Political systems (absence of joint democracies)

Economic development (absence of joint advanced economies)

Page 61: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: dyad Contiguity/proximity (common border/distance)

Political systems (absence of joint democracies)

Economic development (absence of joint advanced economies)

Static capability balance (parity)

Page 62: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: dyad Contiguity/proximity (common border/distance)

Political systems (absence of joint democracies)

Economic development (absence of joint advanced economies)

Static capability balance (parity)

Dynamic capability balance (unstable: transition)

Page 63: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: dyad Contiguity/proximity (common border/distance)

Political systems (absence of joint democracies)

Economic development (absence of joint advanced economies)

Static capability balance (parity)

Dynamic capability balance (unstable: transition)

Alliance (unbalanced external alliance-tie)

Page 64: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: dyad Contiguity/proximity (common border/distance)

Political systems (absence of joint democracies)

Economic development (absence of joint advanced economies)

Static capability balance (parity)

Dynamic capability balance (unstable: transition)

Alliance (unbalanced external alliance-tie)

Enduring rivalry

Page 65: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: region

Page 66: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: region Contagion/diffusion (presence of ongoing

regional war)

Page 67: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: region Contagion/diffusion (presence of ongoing

regional war)

• Level of analysis: system

Page 68: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: region Contagion/diffusion (presence of ongoing

regional war)

• Level of analysis: system Polarity (weak unipolarity/declining leader)

Page 69: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: region Contagion/diffusion (presence of ongoing

regional war)

• Level of analysis: system Polarity (weak unipolarity/declining leader) Unstable hierarchy

Page 70: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: region Contagion/diffusion (presence of ongoing

regional war)

• Level of analysis: system Polarity (weak unipolarity/declining leader) Unstable hierarchy Number of borders

Page 71: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: region Contagion/diffusion (presence of ongoing

regional war)

• Level of analysis: system Polarity (weak unipolarity/declining leader) Unstable hierarchy Number of borders Frequency of civil/revolutionary wars

Page 72: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Seriousness of war

(magnitude/duration/severity) Factors increasing the probable seriousness (magnitude/duration/severity) of war:

Page 73: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Seriousness of war

(magnitude/duration/severity) Factors increasing the probable seriousness (magnitude/duration/severity) of war:

• Level of analysis: state Power status (major power)

Page 74: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence• Seriousness of war

(magnitude/duration/severity) Factors increasing the probable seriousness (magnitude/duration/severity) of war:

• Level of analysis: state Power status (major power)

• Level of analysis: system Alliance (high polarization)

Page 75: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

War Causation: The Evidence– The Correlates of War (COW) Project defines an

'international war' as a military conflict waged between national entities, at least one of which is a state, and that results in at least 1,000 battle-deaths of military personnel.

– War magnitude – the sum of all participating nations' separate months of active involvement in each war

– War duration – the length in months from the inception of the war to its termination

– War severity – total battle deaths of military personnel in each war

• Source: Geller & Singer (1998: 27-28).

Page 76: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation

Page 77: Theories of War Causation Schools & Variants Johan M.G. van der Dennen.

Theories of War Causation