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The POLST Paradigm for Patients The POLST Paradigm for Patients with Advanced, Irreversible with Advanced, Irreversible Illness: Is There A TJ Basis Illness: Is There A TJ Basis for Legal Codification for Legal Codification Marshall B. Kapp, JD, MPH Marshall B. Kapp, JD, MPH Center for Innovative Collaboration in Center for Innovative Collaboration in Medicine and Law Florida State Medicine and Law Florida State University (USA) University (USA) marshall.kapp@ med.fsu.edu marshall.kapp@ med.fsu.edu
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The POLST Paradigm for Patients with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Codification Marshall B. Kapp, JD, MPH Center for Innovative.

Dec 14, 2015

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Page 1: The POLST Paradigm for Patients with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Codification Marshall B. Kapp, JD, MPH Center for Innovative.

The POLST Paradigm for Patients The POLST Paradigm for Patients with Advanced, Irreversible Illness: with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Is There A TJ Basis for Legal CodificationCodification

The POLST Paradigm for Patients The POLST Paradigm for Patients with Advanced, Irreversible Illness: with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Is There A TJ Basis for Legal CodificationCodification

Marshall B. Kapp, JD, MPHMarshall B. Kapp, JD, MPH

Center for Innovative Collaboration in Medicine Center for Innovative Collaboration in Medicine and Law Florida State University (USA)and Law Florida State University (USA)

marshall.kapp@ med.fsu.edumarshall.kapp@ med.fsu.edu

Marshall B. Kapp, JD, MPHMarshall B. Kapp, JD, MPH

Center for Innovative Collaboration in Medicine Center for Innovative Collaboration in Medicine and Law Florida State University (USA)and Law Florida State University (USA)

marshall.kapp@ med.fsu.edumarshall.kapp@ med.fsu.edu

Page 2: The POLST Paradigm for Patients with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Codification Marshall B. Kapp, JD, MPH Center for Innovative.

FSU COLLEGE OF MEDICINEFSU COLLEGE OF MEDICINE

Agenda

POLST Paradigm– Concept– Implementation thus far– Florida’s experience

Need for Legal Action?TJ– Concept– Applied to POLST Paradigm

Page 3: The POLST Paradigm for Patients with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Codification Marshall B. Kapp, JD, MPH Center for Innovative.

FSU COLLEGE OF MEDICINEFSU COLLEGE OF MEDICINE

Plan of Action—Using TJ to Support Legal Action that Promotes POLST Implementation– Research agenda– Implementation strategy

Page 4: The POLST Paradigm for Patients with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Codification Marshall B. Kapp, JD, MPH Center for Innovative.

FSU COLLEGE OF MEDICINEFSU COLLEGE OF MEDICINE

POLST Paradigm—The Concept

Physician Orders for Life-Sustaining Treatment (nomenclature varies)

Logical next step beyond advance directives

Both stimulates and grows out of patient/physician conversation—form is just the culmination

Page 5: The POLST Paradigm for Patients with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Codification Marshall B. Kapp, JD, MPH Center for Innovative.

FSU COLLEGE OF MEDICINEFSU COLLEGE OF MEDICINE

POLST—Implementation Thus Far

www.POLST.org As of July 2013:– 2 Mature States (Oregon, W.Va.)– 14 Endorsed States– 27 Developing States (Florida)

LegislationRegulationClinical consensus

Page 6: The POLST Paradigm for Patients with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Codification Marshall B. Kapp, JD, MPH Center for Innovative.

FSU COLLEGE OF MEDICINEFSU COLLEGE OF MEDICINE

POLST—The Florida Strategyhttp://med.fsu.edu/medlaw/polst

Fla. Stat. ch. 765—Advance directives, surrogate and proxy decision making

Fla. Stat. ch. 709—Durable power of attorney

Fla. Stat. ch. 744—GuardianshipFlorida Stat. §401.45 (3)—Do Not

Resuscitate orders, implemented by Fla. Admin. Code r. 64B8-9.016 (DOH Yellow Form)

Page 7: The POLST Paradigm for Patients with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Codification Marshall B. Kapp, JD, MPH Center for Innovative.

FSU COLLEGE OF MEDICINEFSU COLLEGE OF MEDICINE

5+ pilot programs around stateContinual conversations and

communications among institutional, academic, and community leaders

Professional and public education efforts

Where next? Changing the law??

Page 8: The POLST Paradigm for Patients with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Codification Marshall B. Kapp, JD, MPH Center for Innovative.

FSU COLLEGE OF MEDICINEFSU COLLEGE OF MEDICINE

The Need for Legal Action?

Statutory changes? Placement?– Chap. 765?

Failed House Bill 1017, 2006 Leg. Reg. Sess. (Fla. 2006) (identical to S. 2572, 2006 Leg. Reg. Sess. (Fla. 2006)).

– Chap. 401.45? Regulatory changes? Alternative or supplement

to statutory changes? Legislative authorization? Which agencies should have authority? Inter-agency coordination?

Page 9: The POLST Paradigm for Patients with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Codification Marshall B. Kapp, JD, MPH Center for Innovative.

FSU COLLEGE OF MEDICINEFSU COLLEGE OF MEDICINE

Clinical consensus– Fla. Stat. § 765.106 Preservation of existing rights

— The provisions of this chapter are cumulative to the existing law regarding an individual’s right to consent, or refuse to consent, to medical treatment and do not impair any existing rights or responsibilities which a health care provider, a patient, including a minor, competent or incompetent person, or a patient’s family may have under the common law, Federal Constitution, State Constitution, or statutes of this state.

Page 10: The POLST Paradigm for Patients with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Codification Marshall B. Kapp, JD, MPH Center for Innovative.

FSU COLLEGE OF MEDICINEFSU COLLEGE OF MEDICINE

So Why Is Legal Change Needed?– Provider legal anxieties in the absence

of explicit statutory and/or regulatory provisions guaranteeing criminal, civil, and professional discipline immunity for acting within a defined safe harbor.Physician reluctance to write POLSTsProvider reluctance to honor POLSTs

Page 11: The POLST Paradigm for Patients with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Codification Marshall B. Kapp, JD, MPH Center for Innovative.

FSU COLLEGE OF MEDICINEFSU COLLEGE OF MEDICINE

Can Therapeutic Jurisprudence (TJ) Be the Basis for Legal Action Leading to POLST Implementation?

TJ concept: Analytic, interdisciplinary lens that inquires into the psychological effects of legislation, regulation, or judicial decisions on the law’s intended beneficiaries

Page 12: The POLST Paradigm for Patients with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Codification Marshall B. Kapp, JD, MPH Center for Innovative.

FSU COLLEGE OF MEDICINEFSU COLLEGE OF MEDICINE

Applying TJ lens to POLST–What are the therapeutic goals of

POLST?– Are those goals being met by POLST in

practice? Empirical evidence?– How would legislation or regulation

enhance promotion of the POLST goals?

Page 13: The POLST Paradigm for Patients with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Codification Marshall B. Kapp, JD, MPH Center for Innovative.

FSU COLLEGE OF MEDICINEFSU COLLEGE OF MEDICINE

Therapeutic goals of POLST for patient and family– Sense of being communicated with– Sense of control, autonomy– Sense of satisfaction with the experience– Reducing guilt feelings– Minimizing stress by minimizing resort to the

courts and adversary process(es)

Page 14: The POLST Paradigm for Patients with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Codification Marshall B. Kapp, JD, MPH Center for Innovative.

FSU COLLEGE OF MEDICINEFSU COLLEGE OF MEDICINE

Empirical Evidence on POLST—Process measures as proxy for Outcome measures– High rate of document completion– High rate of document implementation

(i.e., patients get the care they said they would want, die where they say they would prefer)

Page 15: The POLST Paradigm for Patients with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Codification Marshall B. Kapp, JD, MPH Center for Innovative.

FSU COLLEGE OF MEDICINEFSU COLLEGE OF MEDICINE

How would legislation or regulation enhance promotion of the POLST goals? Encourage communication with

patients/families Encourage the writing and implementation of

POLSTs by reducing providers’ legal anxieties

Page 16: The POLST Paradigm for Patients with Advanced, Irreversible Illness: Is There A TJ Basis for Legal Codification Marshall B. Kapp, JD, MPH Center for Innovative.

FSU COLLEGE OF MEDICINEFSU COLLEGE OF MEDICINE

Action Plan

Using TJ to Support Legal Action that Promotes POLST Implementation– Research Agenda

Process measuresOutcome measures

– Implementation/Advocacy strategyCodification of a proven, widespread

practice