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ThePhilosophyofSocialScienceThephilosophyofsocialsciencecanbedescribedbroadlyashavingtwoaims.First,itseekstoproducearational
reconstruction of social science. This entails describing the
philosophical assumptions thatunderpin the practice of social
inquiry, just as the philosophy of natural science seeks to lay
bare themethodological and ontological assumptions that guide
scientific investigation of natural
phenomena.Second,thephilosophyofsocialscienceseekstocritiquethesocialscienceswiththeaimofenhancingtheirabilitytoexplainthesocialworldorotherwiseimproveourunderstandingofit.Thusphilosophyofsocialscienceisbothdescriptiveandprescriptive.Assuch,itconcernsanumberofinterrelatedquestions.Theseinclude:Whatisthemethod(ormethods)ofsocialscience?Doessocialscienceusethesamemethodsasnaturalscience?Ifnot,shoulditaspireto?Orarethemethodsappropriatetosocialinquiryfundamentallydifferent
from those of natural science? Is scientific investigation of the
socialworld even possible ordesirable?What
typeofknowledgedoessocial
inquiryproduce?Canthesocialsciencesbeobjectiveandvalueneutral?Shouldtheystrivetobe?Doesthesocialworldrepresentauniquerealmofinquirywithitsownpropertiesandlaws?Orcantheregularitiesandotherpropertiesofthesocialworldbereducedtofactsaboutindividuals?
The following article will survey how philosophers of social
science have addressed and debated thesequestions. Itwill beginby
examining thequestionofwhether social inquiry canor shouldhave
thesame aims and use the same methods as the natural sciences. This
is perhaps the most central
andenduringissueinthephilosophyofsocialscience.Addressingitinevitablyleadstodiscussionofotherkeycontroversies
in the field, such as the nature of explanation of social phenomena
and the possibility ofvaluefree social science. Following
examination of the views of proponents and critics of social
inquirymodeledonthenaturalscienceswillbeadiscussionofthedebatebetweenmethodological
individualistsandmethodologicalholists.Thisissueconcernswhethersocialphenomenacanbereducedtofactsaboutindividuals.Thepenultimatesectionofthearticleasksthequestion:Howdoessocialscienceascurrentlypracticedenhanceourunderstandingofthesocialworld?Evenifsocialsciencefallsshortofthegoalsofnaturalscience,suchasuncoveringlawlikeregularitiesandpredictingphenomena,itnonethelessmaystillproduce
valuable knowledge. The article closes with a brief discussion
ofmethodological pluralism. Nosingle approach to social inquiry
seems capable of capturing all aspects of social reality. But a
kind
ofunificationofthesocialsciencescanbepositedbyenvisioningthevariousmethodsasparticipatinginanongoingdialoguewitheachother.
TableofContents
1. NaturalismandtheUnityofScientificMethod2.
CritiquesofNaturalism
a. TheAbsenceofSocialLawsb.
InterpretivismandtheMeaningfulnessoftheSocialWorld
i. Descriptivismii. Hermeneutics
c. TheHiddenIdeologyofValueNeutralityi. CriticalTheoryii.
Postmodernism
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3. MethodologicalIndividualismversusHolism4.
WhatSocialScienceDoes
a. UncoveringFactsb. CorrelationAnalysisc.
IdentifyingMechanisms
5. MethodologicalPluralism6. ReferencesandFurtherReading
1.NaturalismandtheUnityofScientificMethodTheachievementsofthenaturalsciencesinthewakeofthescientificrevolutionoftheseventeenthcenturyhavebeenmostimpressive.Theirinvestigationofnaturehasproducedelegantandpowerfultheoriesthathavenotonlygreatlyenhancedunderstandingofthenaturalworld,butalsoincreasedhumanpowerandcontroloverit.Modernphysics,forinstance,hasshedlightonsuchmysteriesastheoriginoftheuniverseand
the source of the suns energy, and it has also spawned technology
that has led to supercomputers,nuclear energy (andbombs), and
spaceexploration.Natural science ismanifestlyprogressive,
insofarasovertimeitstheoriestendtoincreaseindepth,rangeandpredictivepower.Itisalsoconsensual.Thatis,there
is general agreement among natural scientists regardingwhat the
aims of science are and how toconduct it, includinghow toevaluate
theories.At least in the longrun,natural science tends
toproduceconsent regarding which theories are valid. Given this
evident success, many philosophers and
socialtheoristshavebeeneagertoimportthemethodsofnaturalsciencetothestudyofthesocialworld.Ifsocialscienceweretoachievetheexplanatoryandpredictivepowerofnaturalscience,itcouldhelpsolvevexingsocialproblems,suchasviolenceandpoverty,improvetheperformanceofinstitutionsandgenerallyfosterhuman
wellbeing. Those who believe that adapting the aims andmethods of
natural science to
socialinquiryisbothpossibleanddesirablesupporttheunityofscientificmethod.Suchadvocacyinthiscontextisalsoreferredtoasnaturalism.
Ofcourse,theefforttounifysocialandnaturalsciencerequiresreachingsomeagreementonwhattheaimsandmethodsof
scienceare (or shouldbe). A schoolof
thought,broadlyknownaspositivism,hasbeenparticularlyimportanthere.Ananalysisofpositivismskeydoctrinesiswellbeyondthescopeofthisarticle.However,
brief mention of some of its key ideas is warranted, given their
substantial influence
oncontemporaryadvocatesofnaturalism.ThegenesisofpositivismcanbetracedtotheideasoftheBritishempiricistsof
theseventeenthandeighteenthcentury, includingmostnotably
JohnLocke,GeorgeBerkeley,andDavidHume.Asanepistemologicaldoctrine,empiricisminessenceholdsthatgenuineknowledgeoftheexternalworldmustbegroundedinexperienceandobservation.Inthenineteenthcentury,AugusteComte,whocoinedthetermpositivism,arguedthatalltheories,conceptsorentitiesthatareincapableofbeingverified
empirically must be purged from scientific explanations. The aim of
scientific explanation
isprediction,heargued,ratherthantryingtounderstandanoumenalrealmthatliesbeyondoursensesandis
thus unknowable. To generate predictions, science seeks to uncover
laws of succession governingrelations between observed phenomena,
ofwhich gravity andNewtons laws ofmotionwere
exemplars.Comtealsoadvocated theunityof scientificmethod, arguing
that thenatural and social sciences
shouldbothadoptapositivistapproach.(Comtewasafounderofsociology,whichhealsocalledsocialphysics.)In
the middle third of the twentieth century an influential version of
positivism, known as
logicalpositivism,emphasizedandrefinedthelogicalandlinguisticimplicationsofComtesempiricism,holdingthat
meaningful statements about the world are limited to those that can
be tested through directobservation.
Foravarietyofreasons,positivismbegantofalloutoffavoramongphilosophersofsciencebeginninginthe
latter half of the twentieth century. Perhaps itsmost problematic
featurewas the logical positivistscommitment to the verifiability
criterion of meaning. Not only did this implausibly relegate a slew
oftraditionalphilosophicalquestionstothecategoryofmeaningless,italsocalledintoquestionthevalidityofemploying
unobservable theoretical entities, processes and forces in natural
science theories. Logical
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positivistsheldthatinprinciplethepropertiesofunobservables,suchaselectrons,quarksorgenes,couldbe
translated intoobservableeffects. Inpractice,however,
suchderivationsgenerallyproved impossible,and ridding unobservable
entities of their explanatory role would require dispensing with
the mostsuccessfulscienceofthetwentiethcentury.
Despite the collapse of positivism as a philosophical movement,
it continues to exercise influence oncontemporary advocates of the
unity of scientific method. Though there are important
disagreementsamong naturalists about the propermethodology of
science, three core tenets that trace their origin topositivism can
be identified. First, advocates of naturalism remainwedded to the
view that science is afundamentally empirical enterprise.
Second,most naturalists hold that the primary aim of science is
toproduce causal explanations grounded in lawlike regularities.
And, finally, naturalists typically
supportvalueneutralitytheviewthattheroleofscienceistodescribeandexplaintheworld,nottomakevaluejudgments.
Ataminimum,anempiricalapproachforthesocialsciencesrequiresproducingtheoriesaboutthesocialworldthatcanbetestedviaobservationandexperimentation.Indeed,manynaturalistssupporttheview,firstproposedbyKarlPopper,thatthelinedemarcatingsciencefromnonscienceisempiricalfalsifiability.Accordingtothisview,ifthereisnoimaginableempiricaltestthatcouldshowatheorytobefalse,thenitcannotbecalledascientifictheory.Producingempiricallyfalsifiabletheoriesinturnnecessitatescreatingtechniques
for systematicallyandpreciselymeasuring thesocialworld.Muchof
twentiethcenturysocialscience involved the formation of such tools,
including figuring out ways to operationalize
socialphenomenathatis,conceptualizetheminsuchawaythattheycanbemeasured.Thedataproducedbyoperationsinturnprovidetheraw,empiricalmaterialtoconstructandtesttheories.Atthepracticallevel,ensuringthatscientifictheoriesaresubjecttoproperempiricalrigorrequiresestablishinganinstitutionalframeworkthroughwhichacommunityofsocialscientistscantrytotesteachotherstheories.
Thepurposeofatheory,accordingtonaturalists,istoproducecausalexplanationsofeventsorregularitiesfoundinthenaturalandsocialworlds.Indeed,thisistheprimaryaimofscience.Forinstance,astronomersmaywishtoexplaintheappearanceofHaleyscommentatregularintervalsofseventyfiveyears,ortheymightwanttoexplainaparticularevent,suchasthecollisionofthecometShoemakerLevy9withJupiterinJuly1994.Scientificexplanationsofsuchregularitiesoreventsinturnrequireidentificationoflawlikeregularitiesthatgovernsuchphenomena.Aneventorregularityisformallyexplainedwhenitsoccurrenceis
shown to be logically necessary, given certain causal laws and
boundary conditions. This socalledcovering lawmodel thus views
explanation as adhering to the structure of a deductive
argument,with thelawsandboundaryconditionsservingaspremises
inasyllogism. Underpinning theexplanationsof
theperiodicreturnofHaleyscommentortheimpactofShoemakerLevy9inastronomy,forinstance,wouldbecertaincasuallawsofphysics,namelygravityandNewtonslawsofmotion.Theselawsmaybeinvokedtoproducecausalexplanationsofavarietyofothereventsandregularities,suchastheorbitoftheplanetsinoursolarsystem,thetrajectoryofprojectiles,
thecollapseofstars,andsoforth.Thusthediscoveryoflawlikeregularitiesoffersthepowertoproduceparsimoniousexplanationsofawidevarietyofphenomena.Proponents
of the unity of scientific method therefore hold that uncovering
laws of social
phenomenashouldbeaprimarygoalofsocialinquiry,andindeedrepresentsthesinequanonforachievinggenuinelyscientificsocialinvestigation.
Thedoctrineofvalueneutralityisgroundedinthesocalledfact/valuedistinction,whichtracesitsoriginstoDavidHumesclaimthatanoughtcannotbederivedfroman
is.That is, factualstatementsabout
theworldcanneverlogicallycompelaparticularmoralevaluation.Forinstance,basedonscientificevidence,biologistsmightconcludethatviolenceandcompetitionarenaturalhumantraits.Butsuchafactualclaimitself
does not tell us whether violence and competition are good or bad.
According to advocates
ofnaturalism,thesameholdstrueforclaimsaboutthesocialworld.Forexample,politicalscientistsmightbeable
to tell us which social, political and material conditions are
conducive to the development
ofdemocracy.But,accordingtothisview,ascientificexplanationofthecausesofdemocracycannottelluswhetherweoughttostrivetobringaboutdemocracyorwhetherdemocracyitselfisagoodthing.Science
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canhelpusbetterunderstandhowtomanipulatethesocialworldtohelpusachieveourgoals,butitcannottelluswhat
thosegoalsought tobe.Tobelieveotherwise is to fallpreyto
thesocallednaturalistic fallacy.However, value neutrality does not
bar social scientists from providing an account of the values
thatindividuals hold, nor does it prevent them from trying to
discern the effects that valuesmight have
onindividualsbehaviororsocialphenomena.Indeed,MaxWeber,acentralfigureinlatenineteenthandearlytwentieth
century sociology and a defender of value neutrality, insisted that
providing a rich account
ofindividualsvaluesisakeytaskforsocialscientists.Buthemaintainedthatsocialscientistscanandshouldkeep
their ethical judgment of peoples values separate from their
scientific analysis of the nature andeffectsofthosevalues.
2.CritiquesofNaturalismNaturalismhasbeenhighly influential in
thesocialsciences,especiallysince themiddle in the
twentiethcenturyandparticularlyintheUnitedStates.Movementstomakesocialinquirygenuinelyscientifichavedominatedmanyfields,mostnotablypoliticalscienceandeconomics.However,whethertheseeffortshavebeensuccessful
iscontestable,andnaturalismhasbeensubjectedtowiderangingcriticism.Somecriticspoint
towhat they viewas formidableobstacles to subjecting the
socialworld to scientific investigation.These
includethepossibleabsenceof lawlikeregularitiesat thesocial level,
thecomplexityof
thesocialenvironment,andthedifficultyofconductingcontrolledexperiments.Theserepresentpracticaldifficulties,however,anddonotnecessarilyforcetheconclusionthatmodelingsocialinquiryonthenaturalsciencesisdoomedtofailure.Moreradicalcriticsofnaturalismarguethattheapproachisthoroughlymisconceived.Proponentsofinterpretivesocialinquiryareperhapsthemostsignificantamongsuchcritics.Advocatesofthis
approach claim that the aim of social investigation should be to
enhance our understanding of ameaningful social world rather than
to produce causal explanations of social phenomena grounded
inuniversal laws. In addition, many proponents of interpretive
social inquiry also cast doubt on thepossibility, as well as the
desirability, of naturalisms goals of objectivity and value
neutrality.
Theirskepticismissharedbyadherentsoftwootherinfluentialschoolsofsocialinquiry,knownascriticaltheoryandpostmodernism.Butproponentsoftheseapproachesalsoemphasizethevariouswaysinwhichsocialscience
can mask domination in society and generally serve to reinforce the
status quo. These
variouscriticismsofnaturalismareconsideredbelow.
a.TheAbsenceofSocialLaws
Among critics who point to practical obstacles impeding efforts
to model social inquiry on the
naturalsciences,perhapstheirmostimportantobjectionquestionstheveryexistenceoflawlikeregularitiesinthesocial
world. They argue that the stringent criteria that philosophers of
science have established fordeeming an observed regularity to be an
authentic lawlike regularity cannot bemet by proposed sociallaws.
For a regularity to be deemed a genuine law of nature, the standard
view holds that it must
beuniversalthatis,itmustapplyinalltimesandplaces.Thesecondlawofthermodynamics,forexample,isheldtoapplyeverywhereintheuniverseandatallpointsinthepastandfuture.Inaddition,thetypesoflawsofmostimportancetosciencearecausallaws.Alawmaybedescribedascausal,asopposedtoamereaccidental
regularity, if it represents somekindofnatural necessity a force
orpower innature thatgoverns the behavior of phenomena. Not all
lawlike regularities meet the causal requirement.
Forinstance,itisaregularityofnaturethattheearthorbitsthesuninacertainellipticalpathonceevery364days.Buttheorbitalregularitiesofearthandtheotherplanetsinthesolarsystemhavenocausalpowersthemselves.Theyarerathertheproductofcertainconditionsandcertaincausallaws,namelygravityandNewtonslawsofmotion.
Whethertherearegenuinelawlikecausalregularitiesthatgovernsocialphenomenaisnotatallclear.Inanyevent,no
lawsgoverning the socialworldhavebeendiscovered thatmeet
thedemandingcriteriaofnatural science.Tobe sure, social
scientistshave identifiedmanysocial regularities, someofwhich
theyhaveevendubbedsociallaws.Examplesfromthedisciplineofeconomicswouldincludethelawsofsupplyand
demand. From political science we find Roberto Michels iron law of
oligarchy, which holds that
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popular movements, regardless of how democratically inclined,
over time will become hierarchical instructure. Another proposed
law of politics is Duvergers Law, which posits that twoparty
systemswillemerge inpolitical systems that feature simplemajority,
singleballot electoral systems.Butupon
closerinspection,theselawsfailtomeetthecriteriaforgenuinelawlikeregularities.Sometimes,particularlyineconomics
(which boastsmore purported laws than the other social sciences),
the lawsmerely describelogical relationships between concepts.
These laws may be true by definition, but because they do
notdescribe the empirical world, they are not scientific laws. On
the other hand, social laws that claim todescribe empirical
regularities invariably turn out to be imprecise, exception ridden
and timebound
orplaceboundratherthanpreciseanduniversal.Considerthelawofdemandfromeconomics,whichholdsthatconsumerdemandforagoodwilldecreaseifpricesgoupandincreaseifpricesgodown.Thoughthispattern
typically occurs, it is not without exception. Sometimes increasing
the price of a good alsoincreases demand for it. Thismay happenwhen
consumers interpret a higher price as signaling
higherqualityorbecausepurchasinganexpensivegoodprovidesanopportunityforconspicuousconsumptionwastefulexpenditureasadisplayofstatus.Moreover,thelawofdemandisaweaklawitmerelyspecifiesaninverserelationshipbetweenpriceanddemand.Unlikethemorepreciselawsofnaturalscience,itdoesnotspecifythemagnitudeoftheexpectedchange.
In many cases proposed social laws are grounded in simplified
and therefore false assumptions
abouthumannature.Forinstance,thelawsofeconomicsaretypicallygroundedintheassumptionsofrationalchoice
theory. This theory posits that individuals always act rationally
and instrumentally,
weighingpotentialcostsandbenefitsastheyaimtomaximizetheirownutility.Butthoughindividualsmaytypicallyact
rational in this sense, especially in the economic sphere, it is
nonetheless the case that they do
notalwaysdoso.Psychologists,forinstance,havedocumentednumerouswaysinwhichindividualsfrequentlyfailtoactrationally,owingtopredictablekindsofflawedreasoningorperceptualerrors.
Moreover,itisevidentthatmuchbehavior,evenwithinthesphereofeconomics,isnotinstrumentalbutratherisguidedbysocialnorms,habitortradition.Thusthelawsofeconomicsgroundedintheassumptionofinstrumentalrationalityare
in fact false.Outsideofeconomics, the lawsofsocialscienceare
fewerandgenerallyevenmoredubious. Duvergers law,which is also
grounded in similar assumptions abouthuman
rationality,admitsofnumerousexceptions.Manysimplemajority,singleballotsystemsdoinfactexhibitmorethantwopoliticalparties.AndMichelshimselfacknowledgedthathiseponymouslawcouldbenullifiedifstepsweretakentoenhancenormsofdemocraticparticipationwithingroups.Atbest,suchpurportedlawscouldbedescribedastendenciesortypicalpatternsratherthangenuinelawlikeregularities.
Thereasonfortheabsenceofgenuinelawsinthesocialsciencesisasourceofdebate.Somearguethatthefailuretouncoversociallawsstemsfromthecomplexityofhumanbehaviorandthesocialworld.Humanbehavior
is the product ofmanifold factors, including biological,
psychological and perhaps
sociologicalforces,eachofwhicharethemselvesquitecomplex.Moreover,thesocialsystemsinwhichhumanbehaviorare
embedded are themselves highly intricate. Untangling the myriad
interactions between multipleindividuals
in,forexample,aneconomicsystemisadauntingtask.Perhapsitsimplyliesbeyondhumancognitive
powers to detect lawlike patterns in such a milieu. Or perhaps no
lawlike regularities
evenobtainatthesociallevel,eveniflawsobtainatthelevelofindividuals.
Inadditiontocomplexity,anotherimpedimenttosocialscientistsabilitytouncoverlawlikeregularitiesisthedifficulty,andsometimesimpossibility,ofconductingcontrolledexperiments.Naturalscientistsoftenenjoytheabilitytomanipulatevariablesinacontrolledlaboratorysetting.Thishelpsthemidentifycausalfactorswithrespecttophenomenathattheyaretryingtoexplain.Forpracticalorethicalreasons,this
isoftennotpossibleinthesocialsciences.Inmanycasesthebestasocialscientistcanhopeforistouncoversocalled
natural experiments, in which a suspected causal factor is present
in one naturally occurringsetting but absent in another. For
instance, suppose social scientists wish to test the hypothesis
thattelevision viewing causes violence. Theywould benefit
fromanatural experiment if they could find twodemographically
similar communities, one of which has just recently received access
to television
andanotherthatremainswithoutit.Theycouldthentrackviolenceratesovertimeinthetwocommunitiestodetermineifexposuretotelevisiondoesinfactleadtomoreviolence.Thedifficultyisthatsocialscientists
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mustwaitfornaturalexperimentstocometothemand,inanyevent,suchexperimentsseldomoffertheopportunitytocontrolforallthepotentiallyrelevantvariables.
Someobservershavepointedtotherelativeyouthofsocialsciencetoexplainthefailuretouncoverlawlikeregularitiesofthesocialworld.Accordingtothisview,thesocialsciencesarestillawaitingtheirGalileoorNewtontoprovideanexplanatoryframeworkthatwillallowthemtobeginuncoveringsuchlaws.However,critics
of this viewmaynote that rigorous, systematic attempts to explain
social behavior arguably dateback all the way to the ancient
Greeks. And attempts to produce empirically grounded social
inquiryintentionallymodeledonnaturalsciencearealmostasoldasthescientificrevolutionitself.Atmanypointsinthehistoryofsocialscience,eminentfigureshaveemergedwhoseemedtoofferthepromiseofputtingsocialinvestigationonaproperscientificfooting.ThesewouldincludeThomasHobbes,AdamSmith,AugusteComte,EmileDurkheim,MaxWeber,aswellasthenumerousadvocatesofbehaviorismandpositivisminthetwentiethcentury.But,intheend,aconsensusonmethodandthehopedforscientificprogresshavefailedtomaterialize.
Theexplanationsdiscussedaboveforwhysocialscientistshaveyettoidentifygenuinelawlikeregularitiescite
the practical difficulties of uncovering such laws in the social
realm. But more radical critics ofnaturalism argue that the attempt
to unify the methods of the natural and social sciences is
deeplymisguided. They claim that the social world is different from
the natural world in crucial respects
thatrenderthemethodsofnaturalscienceatbestinadequateforenhancingunderstandingofthesocialworld.Atworst,naturalismnotonly
fundamentallymischaracterizes thesocialworld, italsoserves
toreinforceoppressivebeliefs,valuesandsocialpractices.Thesecriticsincludeadvocatesofinterpretivesocialinquiry,criticaltheorists,andpostmodernists.
b.InterpretivismandtheMeaningfulnessoftheSocialWorld
Advocates of interpretivism propose an approach to social
inquiry grounded in profoundly differentassumptions about the
nature of the social world than those who support naturalism. In
particular,interpretivistsassert that thesocialworld is
fundamentallyunlike thenaturalworld insofaras
thesocialworldismeaningfulinawaythatthenaturalworldisnot.Thisdifferencecanbemadeclearbyconsideringthedifferencebetweenhumanactionandthebehaviorofentitiesorsystemsfound
in
thenaturalworld.Supposethatthereisanactionbyanindividualthatwewishtoexplainforexample,votingataschoolboardmeeting
for a particular proposal. Imagine that the individual votes for
ameasure by raising hishand.The act of voting entailsmore
thanaparticularphysicalmovement,however. In fact,
indifferentsituationsthesamephysicalbehaviorofhandraisingcouldindicatedifferentthingsposingaquestion,pointingto
theceiling,yawning,andso
forth.Thustoadequatelyexplainthepersonsbehavior, it isnotenough to
explain the physical processes that caused the hand raising.
Indeed, in most cases of
socialinquiry,thephysicalprocesseswillbeirrelevanttoexplanationofthebehavior.Rather,whatisrequiredisanaccountofthemeaningbehindtheaction.Inthisexample,thatwouldbeanaccountofwhatthepersonmeantbyraisinghishand,namelytovote.
Thereisnoequivalenttypeofexplanationinthephysicalsciences.Astronomers,forinstance,mightwishtoexplaintheorbitalpathofacomet.Todoso,theyciterelevantnaturallawsandconditionsthatproducethecometsorbitaltrajectory.Butthemotionofthecomethasnomeaningperse
inneedofexplanation(although the appearance of the cometmight be
interpreted by some human observers as having somemeaning, such as
auguring ill fortune). Similarly, a physiologist might seek to
explain the
biophysicalprocessesthatcauselimbstorise.But,again,thephysicalprocessesthatcauseahumanarmtorisehavenomeaningassuch.Itisonlyfromthestandpointofsocial,asopposedtobiological,behaviorthattheactionhasmeaning.Moreover,
theelementsofthenaturalworlditsobjects,
forces,eventsandphenomenaare not created or constituted by the
meanings that human beings attribute to them. They
existindependentofhumanbeliefs,andthelawsthatgovernthemarenotdependentonhumanbeliefseither.Atoms,DNA,planets,andsoforth,wouldstillexistandbegovernedbynaturallawsifhumanbeingsdidnotexist.Thisisobviouslynotthecaseforthesocialworld.Socialinstitutionsamarketplace,achurch,a
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businessfirm,asportsgame,marriage,andsofortharecreatedandgovernedinpartbythebeliefsthatpeopleholdaboutthem.
What implication does themeaningful nature of the social world
have for themethods and aims
socialinquiry?Accordingtointerpretivists,itmeansthatthekeyaimofsocialinquiryshouldbetoenhanceourunderstanding
of the social worlds meanings as opposed to producing causal
explanations of socialphenomena. Interpretivists often compare
social inquiry to textual interpretation. The aim of
textualinterpretationistomakesenseofanovel,play,essay,religiousdocumentorothertextbylayingbarethebeliefs,intentions,connectionsandcontextthatcomprisetheirmeaning.Similarly,interpretivistssay,theaimofsocialinquiryshouldbetomakesenseoftheactions,beliefs,socialpractices,rituals,valuesystems,institutionsandotherelementsthatcomprisethesocialworld.Thisinvolvesuncoveringtheintentionsandbeliefs
that inform human action,which in turn requiresmaking sense of the
broader social context
inwhichthosebeliefs,intentions,andactionsreside.
i.Descriptivism
Interpretive theory has drawn much of its inspiration from the
fields of cultural anthropology
andethnomethodology,thestudyofhowpeoplemakesenseoftheireverydayworld.Indeed,someadvocatesofinterpretive
social inquirywish tomake the aims andmethodsof these approaches
the exemplar for allsocial inquiry.Akey goal of cultural
anthropology is tomake senseof thebeliefs,norms,practices,
andritualsofforeigncultures.Forinstance,supposeananthropologistwishestoexplainaparticularreligiousceremony
practiced by a huntergather tribe. According to interpretivists,
the aim of such inquiry hasnothing to do with identifying relevant
lawlike regularities or causal mechanisms that govern theceremony.
Nor should the litmus test of a successful explanation be the
ability to generate
predictionsaboutthetribesbehaviorintheceremony(althoughthecapacitytopredictbehaviormightbeabyproductofsuchinquiry).Rather,theanthropologistsaimshouldbetomakesenseofthepurposeandmeaningofthe
ceremony. Naturally, this would require producing an account of how
the members of the
tribeunderstandtheirceremony.Butitwouldalsoentailplacingtheceremonywithinthebroadercontextofthetribesvalues,worldview,practicesor
institutions. Theendproductofsuch
investigationwouldbeasocalledthickdescription
thatenhancesourunderstandingofthetribe,ratherthanacausalexplanationoftheirbehavior.Thiskindofsocialinquiryhasbeenlabeleddescriptivism.
Many social scientists and philosophers acknowledge that
advocates of descriptivism have identified animportant difference
between the social and natural worlds. And there is no doubt that
the thickdescriptionsof foreign cultures that the
approachproduceshave greatly
enhancedourunderstandingofthem.Thisinturnhasincreasedunderstandingofhumansocietygenerally,insofarasithasrevealedthegreatdiversityofhumanbeliefs,values,traditions,andpractices.However,theclaimthattheprimarygoalof
social inquiry should be to produce thick descriptions has been
subjected to serious criticism
fromadvocatesofnaturalismandwellasfromcriticswhoidentifywiththeinterpretiveapproach.
Akeyobjectiontodescriptivismisthatitwouldlimitinterpretiveinquirytodescribingculturesorsocietiesin
their own terms, leaving no room for criticizing the beliefs,
values or selfunderstandings of thosecultures or societies.
Clearly, the objection runs, this is unsatisfactory, for persons
and even
culturescollectivelycanbeunawareordeeplymisguidedabouthowtheirsocietiesreallyfunction,andsomebeliefsandvaluesoperativeinasocietymaybeincoherent,contradictory,selfdefeatingorevendelusional.Surelya
primary task of social inquiry must be to offer accounts that are
more penetrating and critical thandescriptivismcanoffer. If, as
theCanadianpolitical theoristCharlesTaylorhas said,
theprimaryaimofsocial investigation is to tell us what is really
going on, then descriptivism falls far short of this
goal(1985b:92).
ii.Hermeneutics
An important criticism of descriptivism challenges the notion
that the role of the social scientists is to
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simplytoreexpress the
ideas,beliefs,valuesandselfunderstandingsofacultureorsocietybyadoptingthe
viewpoint of its inhabitants. This criticism has been developed by
advocates of an alternative andinfluential version of interpretive
theory that draws on the philosophical hermeneutics of
continentalthinkerssuchasMartinHeidegger,HansGeorgGadamer,PaulRicoeur,
aswell asAngloAmerican theoristsworking within the tradition, most
notably Taylor. These theorists argue that coming to understand
aculture or society or another person or even a text or work of art
does not involve producing
anobjectivedescriptionofanindependentobject.Thatis,thephilosophicalhermeneuticsapproachrejectsasubject/objectontologyinwhichknowledgeconsistsofanaccuraterepresentationofanexternalworldinthemindofasubject.Instead,explainingthebeliefsofacultureorsociety,whetherourownoraforeignone,
entails a kind ofdialoguewith it. The process of coming to
understand a culture, society or socialpractice isanalogous
toaconversationwithanotherperson,especiallyoneaimedatgetting
toknowtheother person. In such a conversation, both participants
may have their views challenged,
theirpresuppositionsabouttheotherexposed,andintheprocessabetterunderstandingofthemselvesandtheirconservationpartnerwillemerge.
The same holds for attempts to understandwhole societies or
cultures, according to the
hermeneuticaltheorists.Understandingisproducedthroughadialecticalprocessinwhichtheselfunderstandingofbothpartiestheinvestigatoraswellastheculturebeingstudiedmaybetransformed.Instrivingtoexplainthe
worldview embedded in a culture its beliefs, values, and
selfdefinitions we must
necessarilycompareandcontrastthosebeliefs,values,andselfdefinitionstoourown.Indoingso,wemaycometoseelimitations,
inconsistencies, contradictions, lacunae or even plain falsehoods
associated with our ownworldview as well as that of others.
Understanding, Charles Taylor has written, is inseparable
fromcriticism,butthis inturnis
inseparablefromselfcriticism(1985b:131).
Advocatesofthephilosophicalhermeneutics approach emphasize that
such interpretive inquirymay also be applied to our
ownworld.Taylor, for instance, via deep interpretive inquiry has
detected a legitimation crisis at the core
ofcontemporaryWesternsociety(1985b:248288).Hearguesthattheinstrumentalistandacquisitivevaluesof
modern industrial society are in contradiction with (and in fact
erode) other fundamental
Westernvalues,includinggenuineautonomyandcommunity.
Hermeneuticsrejectionofnaturalismssubject/objectepistemology,anditsembraceofadialogicalmodelof
understanding, also leads to very different understanding of data
in the social sciences.
Naturalists,Taylorhasargued,wishtomakedataunivocal(1985a:117).Thatis,theyseektobuildtheoriesgroundedindata
that will admit of only one meaning. Univocal data allow for
intersubjective agreement amongscientists and thus are a key source
of sciences claim to objectivity. In the natural science, the goal
ofproducingunivocaldataisfrequentlyachieved.Naturalscientistsdoinfactoftenreachconsensusonthemeaningofdatausedtoconstructortestatheoryforexample,thecompositionofgassesdetectedinavolcaniceruption,thenumberofseaturtleeggsdetectedonabeach,orthekindofradiationemittedinasupernova.Butadvocatesofahermeneuticalapproachtosocialinquiryarguethatthedataofsocialsciencetheories
can only be made univocal at the cost of producing a highly
distorted or largely vacuousdescription of the social world. The
data of the social world are partly composed of intentions,
beliefs,values, rituals, practices and other elements in need of
interpretation. Interpreting them requiresunpacking the
largerwebofmeanings inwhich they are embedded.However, no
interpretationof
suchdatacanbeconsideredfinalanduncontestable.Aswiththeinterpretationofanovel,apoemorapainting,there
will be no criteria or external data that can be appealed to that
will produce a definitive andincorrigible interpretation of social
phenomena. This does not mean that anything goes and that
allinterpretations should be considered equally plausible or valid.
But it doesmean that the data of
socialsciencecannotbeunivocalinnaturalismssense.Rather,thedataofsocialsciencewillremainmultivocaland
always open tomultiplemeanings. If consensus about themeaning of
social phenomena it is to
beattained,itmustbearrivedatviadialogueratherthanappealtodatadeemedtobeexternal,objectiveandbeyonddispute.
Supportersofthehermeneuticalapproachalsoemphasizethatsocialinquiryisinherentlyevaluative.Herethehermeneuticaltraditiondepartsdecisivelyfromdescriptivismandnaturalism,bothofwhichembrace
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theaimofobjective,valuefreesocialinquiry.Descriptivistsbelievethatanobjectiveaccountofaculturecanberenderedbyrecoveringthepointofviewoftheculturesmembers.Thereisnoneedtoassessthevalidity,coherenceormeritofaculturesdesiresandvalues.Infact,ifthecultureunderstudyisaforeignone,toattempttodosorisksethnocentricitytheimproperjudgingofanothercultureintermsofonesownvalues.
Advocatesofnaturalism,embracingthefact/valuedistinctiondiscussedabove,
tendtoviewdesires, purposes and values as merely individuals
subjective preferences, which cannot be
rationallyassessed.Wemayseektoexplainthecausesofpeoplesbeliefsandvalues,butmoralevaluationofthemlies
beyond science. But hermeneutical interpretivists argue that
desires, values and purposes are notmerely subjective. As humans we
do not simply desire or value some end or trait unreflectively
anduncritically.We also evaluate our values, desires and purposes
assess them as noble or base, deep orsuperficial, authentic or
inauthentic, rational or irrational. For instance, a person might
desire to hurtsomeonephysically,butalsoviewthatdesireasshameful,
inconsistentwithhismoredeeplyheldvalues,andnotreflectiveofthekindofpersonheaspirestobe.Importantly,thispersonwouldnotbetheonlyoneinpositiontoevaluatehisdesire.Infact,othersmightbemoreperceptiveinidentifyingtheinconsistenciesbetweenthepersonsdeepersenseofselfandhisdesiretohurtanother.Thismeansthatapersoncanbemistakenregardinghisorherownvalues,purposesordesires.Theydonotnecessarilyhavethefinalword.The
same holds for entire societies and cultures. Incongruence between
values, purposes, desires
andbeliefsmayalsooccuratasocietywidelevel,andgoodinterpretiveinquirywillbringtheseinconsistenciestolight.Indoingso,itwillbeevaluative.
There isanothersense inwhichapurelydescriptivistaccountcanfail
toprovideanadequateaccountofwhats really going on in a society. A
descriptivist account may fail to identify causal processes
ormechanismsthatoperate,toborrowaphrasefromKarlMarx,behindthebackofasocietys
inhabitants.Identifyingsuchprocessesandmechanismsmaytaketheformofrevealinghowindividualactionsorsocialpolicies
or practices may produce unintended consequences (sometimes
welcome, but also
oftenunwanted).AdamSmithsunpackingoftheinvisiblehandmechanismofthemarketisanexemplarofsuchkindsof
explanations. Individuals and, indeed, entire societiesmaybedimlyor
evenwhollyunawareofsuchprocesses,andsimplyproducingathickdescriptionofasocietymayleavethemobscure.Accordingtosomesocialscientists,unveilingsuchmechanismsisacentraltaskofsocialscience.Thisviewisdiscussedinthefinalsectionofthisarticle.
Advocatesofnaturalismaswellasofhermeneuticsmayagreethatanimportantaimofsocialinvestigationis
to uncover such unseen causal processes. However, proponents of the
philosophical
hermeneuticsapproachwillinsistthatanysuchexplanationmustbeginwithanattempttomakesenseofindividualsontheirownterms,withtheirownconceptsandselfdescriptions.Interpretivesocialscience,Taylorsays,cannotbypasstheagentsselfunderstandingbycreatingsomepurportedlyneutralscientific
language.(1985b:118).Butsomenaturalistswillinsistthatsocialscienceexplanationsneednotalwaysbetiedtotheparticular
selfunderstandings of the people under study. In fact, both the
explanandum (that is, thephenomena tobe explained) and theexplanans
(the explanation itself)may sometimesbe couched in
aneutral,transculturalscientificlanguage.Suchexplanationstypicallyattempttomakesenseofphenomenathatareeitheruniversalorcommonatleasttomosthumansocieties(forexample,birth,death,violence,order,
domination, hierarchy). They would also be grounded in assumptions
about human goals (forexample, nutrition, safety, material
wellbeing, status) and human rationality (typically
meansendrationality)positedtobespeciesspecificratherthanculturespecific.Theseexplanationsrequiremerelyathin,
rather than a thick, description of the social practice or
phenomena to be explained. In this
way,naturalistsbelievethatsciencecanofferexplanationsofsocialphenomenathattranscendandareinfactsuperiortotheselfunderstandingofthesocietybeingexplained.
A related critiqueof interpretive social inquiry
leveledbynaturalists is the
chargeofparticularism.Thiscriticismsaysthatinterpretivesocialinquirywouldappeartoproducemerelyacollectionofparticularisticinterpretive
accounts of different cultures. That is, an interpretive approach
would seem to limit
socialsciencesabilitytoexplainsimilarkindsofeventsandphenomenathatoccurindifferentcultures.Politicalscientists,
forexample,donotwantmerely toexplain the IranianRevolutionor
theRussianRevolution.
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They also want to explain revolutions in general. This requires
uncovering the typical
conditions,mechanismsorlawsthatproducerevolutions.Thatis,itrequirescreatingamodelofatypicalrevolution.Thisinturnentailsabandoningthethickdescriptionsofhumanbeliefsandgoalsfavoredbyinterpretivistsandreplacingitwithathinner,moreabstractaccountofhumanactionthesortusedbyrationalchoicetheorists,forexample.Ifinterpretivistsobjecttousingthislevelofabstraction,naturalistsargue,itappearstheymust
relinquish the goal of producing explanations of social phenomena
that transcend particularcultures. This would necessitate
abandoning many important questions that social sciences
havetraditionallysoughttoanswer.
c.TheHiddenIdeologyofValueNeutrality
Twootherschoolsofthoughtthatrejectnaturalismarecriticaltheoryandpostmodernism.Bothoftheseapproaches
agree that social inquiry must be in part interpretive. They also
agree with advocates
ofhermeneuticsthatinterpretationisaninherentlyevaluativeactivity.Thustheyrejectnaturalismsgoalofvalue
neutrality. Their most important contribution to the critique of
value neutrality lies in
theirexplorationofthevariouswaysthatsocialsciencecanservetolegitimateandreinforceoppressivevalues,beliefsandpracticesandtherebymaskdomination.Farfrombeingunbiased,valueneutralityrepresentsahiddenideology.
i.CriticalTheory
CriticaltheorytracesisoriginstotheFrankfurtSchool,foundedinthe1920sinGermany,whichincludedsuchthinkersasMaxHorkheimer,TheodorAdorno,HerbertMarcuseandJurgenHabermas.ComingoutoftheMarxisttradition,membersofthisschooltooktoheartMarxsfamousconclusionfromhisThesesonFeuerbach:Philosophershavehithertoonlyinterpretedtheworldinvariouswaysthepointistochangeit.
Marx viewed his efforts to explain the inner workings of capitalism
and the logic of history as ascientific endeavor.But he also saw
social inquiry as necessarily intertwinedwith critiquing society
andultimatelyliberatingmankindfromoppression.Followinginthisvein,theoriginalcriticaltheoristsarguedthat
a social scientist should not and cannot be a neutral observer of
the social world. Thus
theFrankfurtSchoolsoughttoretainthesocialcriticismintrinsictoMarxismwhiledistancingtheirapproachfromtherigidifiedorthodoxversionof
thedoctrinethatproppedupthetotalitariansystemintheSovietUnionand
itssatellites. InplaceoforthodoxMarxismtheyaimedtoproduceanewtheory
thatcouldatonceexplainthefailureofsocialismintheWesternliberaldemocraciesandalsoprovideacritiqueofwhattheysawasoppressivefeaturesofdevelopedcapitalistsocieties.
Today critical theory encompasses a broader group of social
theorists than solely the contemporarydescendents of theFrankfurt
School. Use of the termhas expanded to includemanyother
approaches,such as feminism and other liberation ideologies that
claim to offer both a systematic explanation andcritique of
economic, social and political structures, institutions or
ideologies that are held to
oppresspeople.Theaimofcriticaltheoryishumanemancipation,andthisisaccomplishedinpartbylayingbarestructural
impediments to genuine freedom, contradictions and incoherencies in
peoples beliefs
andvalues,andhiddenideologiesthatmaskdomination.Liberationthuscomesthroughenlightenment.Whenpeoplearemadeawareofthetruenatureoftheirsituation,theywillcastofftheshacklesofoppression.Inthis
sense, critical theory remains continuous with the broader
Enlightenment project of theWest thatbegan in
theseventeenthcentury: reasonwould triumphover irrationality,
superstitionandprejudice tousherinaneweraoffreedomandjustice.
For critical theorists the sources of domination and false
consciousness are wideranging. Those in theMarxist tradition, for
instance, explore how the values, beliefs and hierarchies generated
by capitalismserve to keep theworking class deluded and exploited.
Feminist critical theorists examine how
patriarchalvalues,whichtheyfindaredeeplyimbeddedincontemporaryinstitutions,legalsystems,andsocialvalues,servetokeepwomensubordinate.Butcritical
theoristsalsotrainmuchof
theircriticismonmainstreamsocialscience,particularlyitsclaimtovalueneutrality.Liketheadvocatesofhermeneuticalsocialinquiry
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describedabove,criticaltheoristscontendthatsocialinquiryisaninherentlyevaluativeenterprise.Infact,criticaltheoristsholdthatthatsocialscienceisanecessarilypoliticalenterprise.Mainstreamsocialsciencemodeled
on naturalism, they charge, reinforces the status quo and serves
the interests of the powerful,though usually unwittingly. In
contrast, critical theory wears its values on it sleeve as an
intentionallypartisanendeavoronthesideofliberation.
How, according to critical theorists, does naturalistic social
science serve the status quo and maskdomination?Theyarguethatmanyof
thesupposedlyneutral,objectiveconceptsandcategoriesofsocialscienceactually
subtlybutpowerfully supportparticularpolitical interests
andworldviews.Consider
theunderstandingofrationalitythatiscentraltostandardeconomictheory.Economistsconceptualizerationalaction
in a particularway, namely asmaximizingutility choosing themost
efficientmeans to achievesome end. Economists may claim that their
concept of rationality is merely descriptive, containing
nomoraljudgmentofindividualsbehavior.Butinordinaryuserationalityclearlyimpliesapositivemoralevaluation,anditsopposite,irrationality,indicatesanegativejudgment.Thereforedesignatingactionsasrationalorirrationalhastheeffectnotonlyofevaluatingcertainkindsofbehaviorassuperiortoothers,italso
tends to justifypublicpolicygrounded
inassumptionsaboutwhatconstitutes rational individualorgovernment
behavior. In particular, public policy guided by economists
conceptualization of
rationalitywilltendtobegovernedbyinstrumentalreasoningachievingthemostefficientmeanstosomedesiredend.
As such, it will be biased against other values or motivations for
action that may interfere
withefficiency,suchasocialjustice,tradition,orpreservingcommunity.Otherconceptsusedbysocialscientistsaresimilarlyvalueladen,criticaltheoristscharge.Whenpoliticalscientists,forinstance,describesocietiesas
developed, developing or undeveloped, such classification
necessarily implies a moral and
politicalhierarchyamongnations,withthewealthy,capitalistsocietiesinvariablywindingupontop.
Critical theorists also point to other ways in which social
science has helped to justify and
reinforceoppressivepracticesandbeliefs. Inparticular, critical
theorists charge that social scienceoften serves
toreifysocialprocesses.Thatis,ittendstofostertheillusionthatmalleableorsociallyconstructedaspectsofsociety
arenatural, permanentorotherwise incapableofbeingaltered.Social
scientists tend to take
theinstitutionsandsocialstructureofsocietyaswellasitsvalues,beliefs,customsandhabitsaretakenasagiven.
In doing so they establish the parameterswithinwhich public
policymust operate. According tocritical theorists, this produces a
bias towards the status quo, and also tends to reinforce the power
ofdominantgroupsorforcesinsociety.Forexample,orthodoxeconomiststendtodepictcertainfeaturesofcapitalisteconomies,suchasinequalityandunemployment,astheenduringandinevitable(ifunwelcome)resultsofthelawsofmarketsystem.Attemptstoeliminatethesefeatureswillbeultimatelyineffectiveorproduce
unacceptably high tradeoffs, in the form of, for example, high
inflation and sluggish growth.Nothingcanbedoneabout
thisunhappysituation,economistsmaysay it results fromthe
fundamentaland inalterable dynamics of economic systems. But
critical theorists charge that the purported laws ofeconomics are
in fact the product of certain institutional arrangements, beliefs
and values that can
bealtered.Otherkindsofeconomicsystemsareinfactpossible.Relyingonthe(oftenquestionable)expertiseoftheeconomistturnspublicpolicyintomerelyatechnicalmatter.Thereality
isthateconomicpolicyisalso political policy. The institutions and
values that underpin an economy reflect political choices.However,
social science modeled on the natural sciences tends to blind the
public as well as socialscientiststhemselvestothisreality.
Inadditiontohelpingreifysocialstructures,criticaltheoristsarguethattheknowledgeproducedbysocialsciencetooeasilybecomesatoolwithwhichtomanipulatepeopleratherthantoenlightenoremancipatethem.Consider,
for instance, someof theways thatgovernmentsandprivate industryuse
findings
frompsychologyandsociology.Politiciansandinterestgroupshirepsychologiststofindthebestwaytoselltheirpolicyinitiativestothepublic,ratherthanattemptingtoenhancepublicunderstandingofcomplexpolicyissues.Politicalpartiesandprivatecorporationsusefocusgroupstodiscoverwhichwordsorimageshavethebiggestimpactonthepublicandadjusttheirrhetoricandadvertisingaccordingly.PoliticalconsultantsintheUnitedStates,forexample,inrecentyearshaveadvisedopponentsoftheestatetaxtodubitadeathtax,which
focus group research shows reduces support for it. Such studies
have also led consultants to
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adviseopponentsofeffortstoreinincarbonemissionstousethetermclimatechangeratherthanglobalwarming.Publicopinionisthusmanufacturedratherthandiscoveredthroughdeliberationandanalysis.Criticaltheoristsclaimthatinthiswaysocialsciencefostersasocietygovernedbytechnocraticcontrolandisthusultimatelycorrosivetogenuinedemocracy.
Plainly critical theory hasmuch in common with the hermeneutical
approach described above.
Criticaltheoristsandproponentsofahermeneuticalsocial
inquirybothagreethatsocialscienceisaninherentlyevaluative
enterprise. Also, critical theorists agree that social inquiry must
be, at least in part,
aninterpretiveactivity.Socialinquiry,theyagree,mustaimatenhancingunderstandingofourworldratherthan
merely enhancing our powers of prediction and technical control.
But the two approaches differfundamentally in their ontological
assumptions about the socialworld and the relationship between
thesocial scientist and the objects of his or her study.Asnoted
above, thehermeneutical school holds thatunderstanding is a
dialogical and transformative process. Through what HansGeorg
Gadamer called
afusionofhorizons,boththesocialinquirerandthetargetofinquirycreateakindofhigherunderstandingthattranscendstheviewpointsofbothparties.
Incontrast, critical theorists,alongwith those in
thenaturalismcamp, tend toembraceasubject/objectontology. From this
standpoint, objective knowledge is produced when the social
scientist produces anaccurate representation of the social world.
This understanding of the relationship between the
socialinvestigatorandthesubjectsofhisstudyprivilegesthesocialscientistastheknowingexpert.Thetruthprovidedbytheexpertenlightensthesubjectsof
inquiryand, it
ishoped,therebysetsthemfree.Theytradeintheirdistortedideologicalunderstandingforthecleareyedperspectiveprovidedbycriticaltheory.Butadvocatesofhermeneuticalinquiry,aswellasothercriticsofnaturalism,mayobjectthatthisapproachmayundermine
the liberationist goalsof critical theory.Social inquiry
shouldenlighten its
subjects,butthisisbestattainedthroughdialogueratherthanatopdownimpositionofexpertanalysis.Indeed,peoplemaybeinclinedtorejecttheverdictofthecriticaltheorists,opposingsuchknowledgeasnotreflectiveoftheir
own selfunderstanding or experience. For this reason some
proponents of hermeneutical inquirysupport a participatory form of
social science, in which social scientists and nonexpert citizens
worktogetherinconductingresearchaimedatenlighteningsubjectsandsolvingsocialproblems.
It is important to note, however, that critical theorists often
insist that the ultimate test of a theory iswhether its
intendedaudienceaccepts itasvalid.Thepurportedlyoppressed
forexample, theworkingclass,women, racialminoritiesmust come to see
the critical theorists evaluationof their situation
astrue.Nonetheless,theprivilegedpositionofthecriticaltheoristisperhapsstillretained.Forinpracticeheorshedecideswhenthesubjectsofhisinquiryarestillinthegripoffalseconsciousnessandwhentheyseetheirsituationasittrulyisthatis,whentheyseetheworldascriticaltheorydepictsit.Presumablynofeministcriticaltheoristwouldacceptthefalsificationofhertheoryofwomensoppressionifthesubjectsofher
inquiry,afterdialogueandreflection,concludedthattraditionalgenderrolesbenefitwomen.Rather,shewouldconcludethatthedistortingpowersofpatriarchalideologyaremorepervasiveandentrenchedthanshehadthought.
ii.Postmodernism
Adherents of another influential school of thought,
postmodernism, have also been critical of
socialsciencesclaimtovalueneutralityand,againlikethecriticaltheorists,theytendtoseesocialscienceasapotentialsourceofdomination.Whilepostmodern
isa rather looselydefinedcategory,with theviewsofthinkers
associated with it varying widely, some key tenets of the approach
can be identified. Centralamong them is culturalandhistorical
relativism.According topostmodernists,what counts asknowledgeand
truth isalwaysrelative
toaparticularcultureorhistoricalperiod.Thisholdsnotonly
formoralandaestheticjudgments,butalsofortheclaimstotruthmadebynaturalandsocialscience.Thussciencedoesnot
offer a method for arriving at universal, objective truths that
transcend time and place. Rather,
itrepresentsonewayofknowingthatreflectscertainvalues,beliefsandinterestsofmodern,Westernsociety.Moreover,
for postmodernists there is no fixed, universal human nature.
Instead, human nature (our
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beliefs,values,desires,interests,andevenouremotions)isitselfaproductofaparticularhistoryorsocialconfiguration
or, as postmodernists sometimes say, human nature is socially
constructed. (Hence
avariantofpostmodernismisknownassocialconstructionism.)
Postmodernistsrelativismandtheirdenialofauniversalhumannatureleadtocertaincriticismsofsocialsciencemodeledonnaturalism.They
rejectasdeeplymisguidedattemptsby social scientists
touncoverpatterns, structures or laws that purportedly transcend
history and culture. For
postmodernists,understandingofparticularsocietiesmustbelocalandcontextual.
Inthisrespect,postmodernistspartlyshare theconcernof critical
theorists that social science tends to reify
socialpatternsandstructure.Butpostmodernists are also skeptical of
critical theorys approach to social inquiry. Though
distortingideologies and power structures may obscure the truth,
critical theorists maintain that ultimately anobjective picture of
society can be rendered. Moreover, the critical theorists view of
enlightenment
isgroundedintheviewthatthereisanidentifiableuniversalhumannatureinneedofliberation.But,giventheirrelativism,postmoderniststendtoseetheseviewsassupportingsubtleformsofWesternimperialism.Inseekingtoemancipatepeople,criticaltheoristsriskimposingtheirownethnocentricviewsofrationality,autonomy
and justice onto nonWestern societies (or reinforcing them in
Western ones). Thus forpostmodernists, critical theory is grounded
in many of the same faulty assumptions about
objectivity,rationalityandknowledgeasmainstreamsocialscience.
Perhaps the most influential postmodern critic of social science
was the French social theorist
MichelFoucault.Foucaultnotonlychallenged thevalueneutralityof
social science,healsodisputed
thebroaderenlightenmentview(sharedbymostcriticaltheoristsaswellassocialsciencemodeledonnaturalism)thatmodernreasonandscienceprovidetheroutetomoralandepistemologicalprogress.Foucaultscritiqueofsocial
science concerned the way social science categorized individuals
and groups, which he believedconstituted a subtlebutpervasive
formof social power.His critique is someways resembles the
criticaltheorists observations described above regarding the
ideological nature of social science categories.
ButFoucaultscritiquewasmoreradical.
Foucault contended that most if not all of the social kinds
identified and used by social scientists
areinventions.Thatis,theyarethecreationsofsocialscienceasopposedtodiscoveriesofnaturalkindsthatreflecttherealunderlying,objectivestructureofsocialreality.Foucaulttrainedmuchofhiscriticismonthefields
of clinical psychology, criminology, and sociology,which in
thenineteenth centurybegan creatingelaborate taxonomiesof abnormal
typesofpersons, for example,psychopaths,neurotics,
kleptomaniacs,delinquents,andthelike.Manyofthesenewkindsofpersonswereidentifiedbyreferencetotheirsexualproclivities.
For instance, before the emergence of clinical psychology as a
discipline, the todaycommonplace view that homosexuals are a kind
of person did not exist. Of course, people prior to
theemergenceofpsychologyrecognizedthatsomeindividualsaresexuallyattractedtopeopleofthesamesex.Buttheydidnotgenerallyseethisfactasafundamentalelementofapersonsnaturethatcouldbeusedtocategorizehimorherasparticularkindofperson.
Foucaultarguedthatintheprocessofcreatingsuchcategories,socialscienceatthesametimecreatedanddisseminatedaparticularviewofnormality.Inthiswaysocialsciencebecameanewandimportantkindofpotentially
oppressivepower in themodernworld.According toFoucault, the
stateworkshand inhandwithother
institutionsofthemodernworldprisons,schools,medicalclinics,
themilitarytomonitorand control people. It accomplishes this,
however, neither principally through brute force nor via
aregimentofrewardsandpunishments.Rather,thestateworksinconcertwithsocialsciencetoconstructtheverycategoriesthroughwhichindividualsunderstandthemselves.Indoingsoitestablishesthecriteriabywhichnormalandabnormalbehaviorisunderstood,andtherebyregulatesbehaviormostimportantlybygettingpeopletoregulatethemselves.Inthiswaysocialsciencehasineffectbecomeahandmaidentothe
forces of domination rather than a potential source of
emancipation. Significantly, Foucault
neverclaimedthatthisnewtypeofcontrolisintentional.Itismerelyanunwelcomeartifactofsocialscience.
Foucaults depiction of social science was part of his broader
account of how all social orders generate
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claimstotruthandknowledge.ForFoucaultwhatcountsastruthorknowledge
inaparticularsociety
ismerelytheproductofacertainconfigurationofpowerrelations.Thereisnotruthorknowledgeoutsideofsuchpowerregimes,heargued.Since
thenineteenthcentury, thesocial sciences inconjunctionwith
thestatehavebeeninstrumentalinsettingupanewsystemofpower/knowledge,principallythroughcreating
not discovering the categories bywhichwemake sense of our social
world. But, for Foucault,
theallianceofthestateandsocialscienceismerelythelatestpowerregimeinhumanhistory.Othersystemsprecededitandnodoubtnewsystemsofpower/knowledgewillemergeinthefuture.Herecriticspointtoadisturbing
implication of Foucaults ideas. It appears that for Foucault human
beings, collectively
orindividually,cannotliberatethemselvesfromthegripofsuchpowerregimes.Theymaytradeoneregimefor
another, but no genuine emancipation is possible. Indeed, given
Foucaults views of the self
asthoroughlyconstructedbysocialforces,theverynotionofliberationbecomesincoherent.ThusFoucaultsradicalrelativismwouldseemtounderminethecentralaimofanycriticalapproachthatseekstounmaskoppressiveideologies,enhancehumanautonomy,advancejusticeorpromotegreatersocialtransparency.Theideasofotherinfluentialpostmodernandsocialconstructionistcriticsofsocialinquiry(suchasRichardRorty
andKennethGergen) that entail relativismanddeny the existenceof a
fixedhumannaturewouldseem tobe vulnerable to such criticism,
too.Postmodernistsmay charge thatmainstream social
sciencemodeledonnaturalismandcriticaltheoryalikebothhavetheeffectofimposingcertainmodernistnotionsofnormality,rationality,andautonomy.Butcriticsofpostmodernismcanretortthatbyunderminingtheverypossibilityofgenuineemancipationpostmodernisminvitesnihilism,quietismorapathy.
3.MethodologicalIndividualismversusHolismAnotherlongstandingcontroversyinthephilosophyofsocialscienceisthedebatebetweenmethodologicalindividualistsandmethodologicalholists.Theformerholdthatsocialfactsandphenomenaarereduciblewithoutremaindertofactsaboutindividuals.Advocatesofmethodologicalholism,ontheotherhand,arguethat
there are some facts, conventionally dubbed social facts, that are
not reducible to facts aboutindividuals and that social phenomena
can sometimes be adequately explained without reference
toindividuals.Itshouldbenotedthatthereisnonecessaryconnectionbetweensupportformethodologicalindividualismorholismandonesstancevisvisthenaturalismdebate.Nonethelessthereisatendencyfor
advocates of naturalism to embrace methodological individualism.
Still, holists are found in thenaturalist camp, too,
includingEmileDurkheim andAuguste Comte, both ofwhomwere key
figures infoundingthefieldofsociology.
The individualismholismdebate can be somewhat confusing because
the terms of debate often refer todifferent claims.
Sometimesmethodological individualism is understood to be a theory
ofmeaning thatholds thatall statementsabout social
entitiesorphenomenacanbedefined in terms that refer solely
toindividuals.So,accordingtothisview,themeaningofbureaucracycanbedefinedexclusivelyintermsofthe
individuals that compose a bureaucracy without reference to the
properties of a bureaucracy as
aninstitution.Methodologicalindividualismcanalsoconstituteanontologicaltheory.Thisversionclaimsthatonly
individuals are real and that social entities, facts or phenomena
are, at best, useful
abstractions.Accordingtothisviewwemayspeakofarmies,tradecyclesorriotsinourexplanations,butwemustkeepinmind
that such entities and phenomenamerely describe individuals and
their interactionswith eachother. Our terms describing social
entities and phenomena may be useful for formulating
shorthanddescriptions or explanations, but this doesnotmean that
the entities andphenomena that they refer toactuallyexist.
Boththemeaningandtheontologicalversionsofmethodologicalindividualismarecontested.Criticsofthemeaningtheorynotethattheviewentailsbarringreferencetoinstitutions,rules,andnormswhendefiningsocial
entities and phenomena. This, they charge, is simply not possible.
For instance, explaining themeaning of armywould require defining
it in terms of the individuals that compose an army,
namelysoldiers.Butthedescriptionofthesoldierscouldnotcontainanyreferencetotherules,aims,norms,socialrelationsandstructuresthatinpartcreateanarmy.Notonlywould,forexample,adescriptionofasoldier
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as someonewhobelongs to an armybebarred, alsoprohibitedwouldbe
any reference to
otherholisticphenomenaandentities,suchaswarsorplatoons.Theaccountofsoldierswouldhavetobelimitedsolelytonarrowdescriptionsof
theirpsychologicaldispositions.Suchrestrictionseemshighly
implausible,nottheleastofwhichbecausesoldiersselfunderstandingnaturallyincludesholisticentitiesandphenomena.Ifindividualsincorporateholisticentitiesintotheiractionsandselfdescriptions,whymustsocialsciencebebarredfromdoingso?Moreover,asocialsciencebereftofsuchreferencesseemsunimaginable,and,inany
event, social scientists routinely and without controversy employ
them in their descriptions
andexplanations.Thusfewactualpractitionersofsocialinquiryacceptthemeaningthesis.
Theontological thesis isgenerally regardedas
lessobjectionablebut is still contested. It isarguable
thatindividualsaretheonlyrealinhabitantsofthesocialworld,evenifpeopletypicallyactasifsocialentitiesandphenomenaarereal.So,forinstance,apersonmightfavorprivatizationofgovernmentservicesonthegroundthat,inherjudgment,governmentcontrolfostersbureaucracies,whichinherviewareinherentlyinefficient.
Shemay hold this belief about bureaucracieswithout knowing anything
about the
attitudes,valuesandsoforthofparticularindividualswhoworkinthem.Thatis,shebelievessomethingaboutthenatureofbureaucraciesthemselvesasopposedtomerelyholdingcertainbeliefsabouttheindividualsthatinhabit
them. Methodological holists may claim that her belief is grounded
in a proper realistunderstanding of institutions. Bureaucracies are
real entities, they argue, because the institutionalstructure of
bureaucracies affects the behavior of the individuals within in
them. But
methodologicalindividualistscanretortthatinprinciplethestructuralpropertiesofabureaucracycanbereducedtofactsabout
the individuals that comprise them. This is true even if
individuals, including
bureaucratsthemselves,believeandactasifbureaucraciesthemselveshavecertainproperties.Itmaybeimpossibletodefine
a bureaucracy in terms that omit reference to holistic entities,
but that does not mean
thatbureaucraciesorotherholisticentitiesarereal.Thesituationcanbecomparedtotherelationshipbetweenparanormalinvestigatorsandtheghoststhattheybelievein.Itmaybeimpossibletodefineparanormalinvestigatorwithoutreferencetotheideaofghostsandotherfantasticalentities.Anditmaybethecasethatbelief
inghostsaffectsthebehaviorofparanormal investigators.Butnoneof
thisprovesthatghostsexist.
A third and least controversial version of methodological
individualism merely posits that socialphenomena must be animated
by individual actions. Therefore any satisfactory explanation of a
socialeventorregularitymustshowhowitistheresultofindividualsrespondingtoaparticularsocialsituation.Thisviewdoesnotrequirethatholisticentitiesorphenomenabedefinedintermsofindividuallevelfacts,nordoesitrequiredenyingtherealityofholisticentitiesorphenomena.Itsimplyrequiresthatwheneveraholisticentityorphenomenaisclaimedtocausecertaineffects,orwheneverasocialregularityisidentified,someplausiblemechanismattheindividuallevelthatproducesthephenomenamustbeidentified.
Some advocates of methodological individualism have argued that
methodological holism is
politicallydangerous.Theyclaimthatascribingrealitytoholisticentitieslendscredencetotheviewthatsuchentitieshaveneedsorinterestsoftheirown.Assuch,methodologicalholismtooreadilybecomesthehandmaidentotyrannicalregimesthatclaimthattheneedsofthestateorthenationtranscendthoseofactual,
livingpeople. For this reason, Karl Popper called methodological
individualism a
democraticindividualistapproachtosocialinquiry,whereasmethodologicalcollectivismsupportedtotalitarianjustice.However,criticsofmethodologicalindividualismclaimthatittoohasitsownbuiltinbiases.Bydenyingtherealityofinstitutionalstructuresandotherholisticentitiesorat
leastdownplayingthedegreetowhichtheycanconstrain individuals
actions methodological individualism tends to support a
conservative
politicaloutlook.Thisworldviewattributesindividualssocialoreconomicpositionprincipallytotheirownactionsandabilitiesratherthanthesocialsituationthattheyareembeddedin.Thusthepoorarepoorowingtotheir
own choices and effort, and not because the capitalist system
presents obstacles to exiting theirsituation.
4.WhatSocialScienceDoes
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Reflectingthetendencyofphilosophyofsocialscience,mostofthisarticlehasfocusedoncomparingsocialscience
to thenaturalsciences.Wehaveseen that
formidableproblemsareencounteredwhenthesocialsciences strive to
produce theories that approach the range, elegance, predictive
power and objectivityassociated with natural science. But instead
of asking whether social science can or should mirror thenatural
sciences, anotherway to evaluate social science is to ask:How does
social science enhance
ourunderstandingofthesocialworld?Assessingthemeritsofsocialscienceinthiswayentailsreflectionontheactualpracticesofsocialscientiststhemethodstheyuse,thequestionstheyask,thepuzzlestheytrytosolve,
the kind of evidence that they produce, and so forth. Even if
social science has failed to
producetheoriesthatrivaltheelegantandpowerfultheoriesofthenaturalsciencesthatdoesnotnecessarilyshowthatsocialscienceisnotaworthwhileendeavor.Onewaytomeasurethesuccessofthesocialsciencesistoaskwhether
their findingssurpasscommonsenseor folkwisdom,orotherwise
tellussomethinguseful,nonobviousorcounterintuitiveaboutthesocialworld.Thissectionexaminesthreeways
inwhichsocialscience could be deemed successful by this standard:
uncovering facts about the social world,
findingcorrelations,andidentifyingmechanisms.
a.UncoveringFacts
An important taskof social inquiry is to laybare
factsaboutanoftenmurkysocialworld.This
canbeasignificantachievementinitsownright,evenifthediscoveryandcollectionoffactsneverleadstothemoredesirablegoalsofproducingeleganttheoriesandcausalexplanationsofsocialphenomenaorempowersustomakeprecisepredictionsaboutthesocialworld.Withoutsocialscience,ourfactualunderstandingofthesocialworldwouldbeleftmainlytofolkwisdomandanecdotalevidence,neitherofwhichisveryreliable.Uncovering
factsabout thesocialworld isnomeanfeat.
Itoftenrequiresempiricalrigorandconceptualsophistication. It also
often necessitates developing special methods for measuring the
entities andphenomenaofthesocialworld.
Followingarejustafewexamplesoffactualquestionsthatsocialsciencecanhelpanswer.Thesequestionsseeminherentlyinterestingorareimportantfromthestandpointofpublicpolicy,andtheanswerstothemare
not likely to be evident without sophisticated inquiry. From
economics: What types of
economicsystemsproducethemostrobusteconomicgrowth?Istheeconomycurrentlyshrinkingorgrowing?Whatis
the current unemployment rate? Has the income of themedian worker
in European
Unionmemberstatesincreasedinthepastdecade,and,ifso,byhowmuch?Hassocialmobilityincreasedordecreasedinadvancedindustrialsocieties?Frompoliticalscience:Whichnationsenjoythemostpoliticalfreedom?Haspolitical
freedom throughout the world increased in recent decades? Has
warfare? How popular is
thecurrentU.S.presidentwiththeAmericanpeople?Ispoliticaldiscoursegettingmoresophisticatedorless?Fromsociology:HavecommunitytiesgrownstrongerourweakerinWesternsocietiesinthepastcentury?Are
people in societieswith individualistic values happier than those
in communitarian societies?
Fromcriminology:Hascrimeincreasedinrecentdecades?Ifso,whatkindsofcommunitieshaveseenthebiggestincreases?
From social psychology: How many people in the Western world suffer
from clinicaldepression? Has this number increased or decreased
recently? We can also include among the factsuncoveredby social
inquiry the thickdescriptionsof cultures andpractices that
interpretive inquiry canproduce.
Of course, what counts as a factwill be a partly
interpretivematter and thus dependent upon the selfunderstandings
of the persons being studied. How, for example, should we
conceptualize andmeasurefreedom or individualism or depression? The
definitions of these terms will always be contestable
andsubjecttochange.Andsocialscientistswillalwaysbevulnerabletothecritique,discussedabove,thatthefactstheyuncoverreflecttheirownbiases,interestsorworldviews.Nonetheless,therearefactsaboutthesocialworld,anditseemsfatuoustodenythatsocialscienceatitsbesthasnotmadeusbetteracquaintedwiththem,evenifnopurelyneutralandobjectiveconceptscanbeusedtodescribethem.Thesameistrue,afterall,fornaturalscience.
b.CorrelationAnalysis
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Aparticularlyimportanttoolofthesocialsciencesforenhancingunderstandingofthesocialworldisahostofstatisticaltechniquesthatcanbebroadlydescribedascorrelationanalysis.Thesestatisticalinnovationsweredevelopedbysocialscientistsinthelatenineteenthcenturyandcameintowidespreadusebeginninginthetwentieth.Theaimbehindtheirdevelopmentwastohelpgetahandleononeofthemostdifficultproblems
confronting social science:How to account for the
oftenbewilderingnumber of variables
thatpotentiallyinfluencesocialphenomena.Asnotedabove,isolatingtheeffectsofparticularvariablesinthesocial
realmpresentsa formidablechallenge tosocial scientists,owing to
thedifficultyandsometimesimpossibilityofconductingcontrolledexperiments.Multivariateregressionanalysis,structuralequationmodelingandothersophisticatedstatisticaltoolsaddressthisproblembygivingsocialscientiststheabilitytogaugewithmathematicalprecisiontheimpactofmultiplevariablesonsocialphenomena.Forexample,supposecriminologistswishtoshedlightonthefactorsthatinfluencetherateofviolentcrime.Ahostofpotential
social variables might plausibly be thought to do so, including
poverty, education, sex, race,population density, guncontrol laws,
television viewing, and so forth. Multivariate regression,
whichprovides the ability to holdmultiple variables artificially
constant, allows researchers to determine
howstronglyeachofthesevariablesisassociatedwithviolentcrime.Suchanalysismightbeabletotellus,forexample,
that poverty, sex, and education level accounts for 60%of the
variance in crime and that guncontrol
lawshavenoeffect.Multivariateregressioncanevenhelpgaugethe
interactiveeffectsofvariousfactors,perhapsshowingthateducationlevelalonehaslittleeffectoncrimebutdoeshaveanimpactwhencombinedwithpovertyandhighpopulationdensity.
Correlation analysis has greatly enhanced social scientists
understanding of the social world, but it ishamperedby serious
limitations. Inparticular, it cannever tell researcherswhetherone
variablecauseschangesinanothervariable.Thisissoevenifaonetoonecorrespondencebetweenvariablesinuncovered.Foritisalwayspossiblethatthereisanunknownthirdvariablethatisthetruecausebehindchangesinthevariablethatinvestigatorsseekstoexplain.Forexample,supposestatisticalanalysisdemonstratesastrongand
stable correlation between individuals average televisionviewing
hours and violence: the moretelevision individualswatch, themore
likely they are to commit violent acts.But such evidenceby
itselfcannottellresearcherswhetherwatchingtelevisionmakespeoplemoreinclinedtocommitactsofviolenceorwhethertheviolencepronearemorelikelytowatchtelevision.Perhapsanunaccountedforthirdfactorsay,poorsocialskillsorunemploymentisthetruecauseoftheviolenceandtheincreasedtelevisionviewing.Explainingthecauseofsomephenomenonrequiresunderstandingofthecausalmechanismthatproduces
it.Thiscorrelationanalysiscannotprovide. Itcan,however, tell social
scientistswhenacausalconnection does not exist. Correlation does
not entail causation, but causal connections always
producecorrelation.Sofailuretouncoveracorrelationbetweencertainvariablescaninformresearchersthatthereis
no causal connection between them. In this way, correlation
analysis provides an important tool forfalsifyinghypotheses.
c.IdentifyingMechanisms
Somephilosophershavearguedthattheprimaryexplanatorypowerofsocialscienceresidesinitsabilitytoidentify
mechanisms, as opposed to discovery of lawlike generalizations.
Among the more importantadvocates of this view is Jon Elster, who
defines mechanisms as frequently occurring and easilyrecognizable
causal patterns that are triggered under unknown conditions or with
indeterminateconsequences (1999:1).Mechanisms,Elster says, allowus
toexplain,butnotpredict.Wemaynotbeabletosaypreciselyunderwhatconditionsamechanismwillbetriggeredorexactlyhowitwilloperateinparticularcircumstances.Nonetheless,weknowamechanismwhenweseeone.
Elsterdeniesthatsocialscience has uncovered any genuine lawlike
regularities and doubts that it ever will. However,
socialscientistscanandhaveidentifiednumerousmechanisms,whichproduceexplanationsthatgobeyondmeredescription,eveniftheyfallshortofexplanationsgroundedinuniversallawsortheories.Explanationbymechanismsmaynotalwayspermitus
tomakepredictions,butwe canoften identify theiroperation
inhindsight.Keyaimsof social science thus include
identifyingmechanisms,describing
themwithgreaterdetail,and,ifpossible,morepreciselyidentifyingthekindsofsituationsthatcantriggerthem.
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With respect to social inquiry, mechanisms can be divided into
individuallevel and sociallevel
kinds.Individuallevelmechanismsdescribetypicalwaysinwhichindividualsformdesiresandbeliefsorfallpreytoperceptionorreasoningerrors.An
importantcategoryof thesemechanismshas
theeffectofreducingcognitivedissonancetheuncomfortablepsychologicalstresscausedbyholdingtwoincompatiblebeliefssimultaneously.Onecommonmechanismthatcombatscognitivedissonancesiswishfulthinking,inwhichapersonrepressesunpleasantbeliefsthatheorsheknowstobetrue.Thesourgrapeseffect,incontrast,worksondesiresratherthanbeliefs.ThismechanismtakesitsnamefromoneofAesopsfablesinwhichafoxdecidesthatsomegrapesareundesirablebecausetheyaretoohighatopavineforhimtoreach.Thesepsychologicalmechanismsmay
be triggeredwhenever individuals find themselves in a situation
that
iscontrarytothewaytheywouldpreferittobe.However,wewillgenerallynotbeabletopredictwhetheroneofthesemechanismswillbetriggeredinsuchasituationor,
ifoneistriggered,whichone.Butwecanidentify their operation
retrospectively, and in this sense they provide some general
explanatory power.Elsterargues that theworksof theablest
socialobservers in theWestern traditionare
repletewithsuchmechanisms.MuchofhisanalysishasfocusedonAlexisdeTocquevillesDemocracyinAmericaandPaulVeynesBreadandCircuses,whichexplorethecomplexinteractionbetweenbeliefs,desiresandnormsin,respectively,
nineteenthcenturyAmericandemocracy and thepolitical institutions of
classical
antiquity.Theirinsightfuluseofmechanismsintheirexplanationsallowstheirworktotranscendmereidiographicdescriptionandtoshedlightoncontemporarypolitics.
Sociallevelmechanisms involve the interaction of
individuals.Unveiling them requires untangling
suchinteractiontorevealhowitproducessocialphenomena.Oftenthemostimportantpartof,forexample,aneconomistsworkresidesindevelopingmodelsthatshowhowconsumersandproducers(orothertypesofactors)interactwitheachothertoproduceparticulareconomicphenomenon.Accordingtothisview,thelawsofeconomicsandpoliticsdiscussedabovearebestunderstoodastypicalpatternsproducedbyhumaninteractionrather
thangenuine lawlikeregularities.Seenthisway, that the
lawofdemandandMichelslaws,forinstance,areexceptionriddenandfarfromuniversaldoesnotcompletelyvitiatetheirexplanatorypower.
They still capture important features of human social relations,
even if they fail to give
socialscientiststheabilitytodeterminepreciselywhenorunderwhatcircumstancessuchphenomenawilloccur.Theirrealvalueresidesnotinpredictingoutcomesbutindemystifyinganoftenopaquesocialmilieu.
Ofspecialinteresttosocialscientistsaresociallevelmechanismsthatproduceunintendedconsequences.The
paradigmatic case of an unintended consequences explanation is Adam
Smiths invisible hand,
aconceptdevelopedinhisseminalworkTheWealthofNations.Theinvisiblehandoccurswhenindividualscontributetothepublicgoodbypursuingtheirown,narrowinterests.Thisphenomenonisubiquitousinacapitalisteconomy.Firmsseektoincreasetheirprofitbystrivingtoproducethebestgoodsforthelowestprice,andconsumersseektosatisfytheirowndesiresbypurchasingsuchgoods.Butinseekingtoadvancetheirownaims,bothalsoatthesametimespureconomicgrowth,whichreducesunemploymentandraiseslivingstandards.Theunintendedandhappyresultof
suchselfinterestedbehavior
isgreateroverallwealthandprosperity.Sometimesunintendedconsequencesareunwelcomeorevendisastrous,as
inthecase of the socalled tragedy of the commons. This phenomena,
described by Garrett Hardin in aninfluential 1968Science essay,
occurswhen individuals have free access to somedesirable resource
andeachseekstomaximizehisorhertakeoftheresource,resultinginitsdepletion,whichmakeseverybodyworse
off. An example is provided by the rapid exhaustion of the oceans
stock of fish. Commercialfishermeneachstrive tomaximize theirhaulof
fish, leading to the swiftdeclineof the total
stockandareductionineachfishermansdailyhaul.Paradoxically,toincreasetheirtakeoverthelongrun,fishermenmustsubmittolimitsonhowmuchfishtheycanremovefromthesea.
Considering the explanatory practices of some other fields that
we are inclined to call sciences
lendssupporttothelegitimacyofexplanationviamechanismsratherthanuniversallaws.AsRoyDAndradehasnoted,
the explanations produced by, for example, biology, geology,
meteorology and
oceanographytypicallydonotrelyonuniversallaws.Asinthesocialworld,theregularitiesandpatternsfoundinthesesciencesarenottimelessanduniversal.Insteadtheyarecontingentandcontextualinthesensethattheyaredependentuponcertainhistoricalandenvironmentalfactors.Changetheconditionsandthepatterns
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orregularitiesmayalterordisappearaltogether.The[biologists]descriptionofDNA,DAndradenotes,isnotthedescriptionofalaw,butratherthedescriptionofacomplexcontingentmechanism(1986:21,emphasisadded).Sciencesthatexplainviaidentificationofsuchmechanisms,whichhedubsthenaturalsciences
(as opposed to the physical sciences, such as physics, astronomy
and chemistry), include,
hesays,muchofpsychology,sociology,anthropology,economicsandothersocialsciences.Naturalsciencestendtoviewtheobjectsoftheirinquiriesasmachines.Themachinesofthesocialsciences(understoodasnatural
sciences inDAndrades sense)would includesocial structuresand
institutions, suchasmarkets,bureaucracies and electoral systems.
The questions that scientists ask about amachine are:What is itmade
of? and How does it work? Offering a mechanistic account of the
inner workings of machinesprovides an explanation that offers a
degree of generalizable knowledge. However, he adds that in
thenaturalsciences,[G]eneralizationsabouthowthingsworkareoftencomplex,trueonlyofoneparticularkindofthing,andusuallybeststatedinasimplifiednaturallanguage(1986:21).Thiswelldescribesthetypeofmechanismsdiscussedabovethatsocialscienceuncovers.
5.MethodologicalPluralismAtpresentthereisnoagreementabouttheproperapproachtoinvestigatingthesocialworld,asthistourthroughsomelongstandingissuesanddebatesinthephilosophyofsocialscienceshouldhavemadeclear.This
lackofconsensus isreflected
inthemethodologicalpluralismthatmarkssocial
inquiryascurrentlypracticed.Socialscientistsinthenaturalistmoldusevariouskindsofquantitativeanalyses,rationalchoicemodels
(particularly in economics and political science), and experimental
research (particularly inpsychology) to uncover facts, patterns,
and mechanisms in the social realm. Outside the mainstream,various
approaches informed by the descriptivist, hermeneutical, critical
theory, and postmodern viewsdescribed in previous sections can be
seen. These would include (to name but a few) existential
andhumanistic psychology ethnomethodology in anthropology
phenomenology, deconstructionism,
andFoucauldiangenealogyinsociologyMarxism,constructivism,andcriticaltheoryinpoliticalscienceanddifferentkindsofparticipatoryresearchinvariousfields.
Itwould be facile to suggest that all of thesemethods and the
theories underpinning them can be
fullyreconciled.Butitalsoseemsdoubtfulthatoneapproachalone(eitheramongthosecurrentlyinuseoroneyettobediscovered)couldcapturethewholeofsocialrealityinallitsmultitextureddimensions.Thusthepresentmethodologicalpluralismofsocialscienceseemswelcomeandnecessary.Thatthesocialworldisameaningfulworldcreatedbyselfinterpretingbeings,astheinterpretiveschoolholds,isundeniable.Thusoneoftheaimsofsocialinquiryshouldbetocapturethatmeaning.Also,asthehermeneutical,postmodernand
critical theory approaches insist, social inquiry is inherently
evaluative. A purely objective,
neutralscienceofthesocialworldisneitherpossiblenordesirable.So,roommustbemadeinsocialinvestigationfor
reflection on the biases, interests and ideologies embedded in
various social sciencemethods. And,finally, naturalistic mainstream
social scientists are surely right to continue searching for
patterns,mechanisms and causal processes in the social world, for
they do exist, even if they are only
relativelyenduringanddependentuponsocialcontext,includingtheshiftingselfunderstandingsofhumanbeings.
Fromthisvantage,akindofunificationofthesocialsciencescanbeenvisioned,thoughnot
inthesenseadvocatedbynaturalism.Unificationinthissenserequires,asthehermeneuticalapproachsuggests,thatweviewsocialscienceassocialpractice.Theeffortsofsocialscientistsshouldbeseenaspartofawider,ongoing
human project to better understand ourselves and ourworld, and
tomake ourworld better.
Thefacts,patternsandmechanismsthatmainstreamsocialscienceuncovers,themeaningsthatdescriptivismunveils,andtheselfreflectiveawarenessof
thevaluesembedded insuch inquiry thatcritical
theoryandhermeneuticscounsel,shouldallbepartofthisbroaderhumanconversation.
6.ReferencesandFurtherReadingAdorno,Theodoretal.1976.ThePositivistDisputeinGermanSociology.NewYork:Harper&Row.
Advocatesofnaturalism,includingKarlPopperandHansAlbert,debatecriticaltheoristsTheodorAdornoandJurgenHabermas.
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Bishop,RobertC.2007.ThePhilosophyoftheSocialSciences.NewYork:Continuum.
Athoroughandaccessibleoverviewofkeyissuesinthephilosophyofsocialscience,butalsoanargumentagainstanobjectivistviewof
socialinquiryandadefenseofadialogicalone.
Collingwood,R.G.1946.TheIdeaofHistory.Oxford:OxfordUniversityPress.
Tracesthedevelopmentofinterpretivesocialinquiryanddefendsitasproperapproachforhistoricalexplanations.
Comte,Auguste.1988.IntroductiontoPositivePhilosophy.FrederickFerre,trans.Indianapolis,IN:HackettPublishingCompany,Inc.
Classicdefenseofnaturalismandmethodologicalholismbythenineteenthcenturyfounderofsociology.
DAndrade,Roy.1986.ThreeScientificWorldViewsandtheCoveringLawModel,inMetatheoryinSocialScience,DonaldW.FiskeandRichardA.Shweder(Eds.).Chicago:ChicagoUniversityPress.
Durkheim,Emile.1951.Suicide:AStudyinSociology.NewYork:TheFreePress.
Durkheimsexplanationofsuicide,citinganomieasthekeysocialfactorleadingtohighersuiciderates.
Durkheim,Emile.1982.RulesofSociologicalMethod.NewYork:TheFreePress.
ContainsDurkheimsdefenseofnaturalismandmethodologicalholism.
Elster,Jon.1993.PoliticalPsychology.Cambridge:CambridgeUniversityPress.
ExamineshowTocquevilleandVeyneusepsychologicalandsociallevelmechanismstoshedlighton,respectively,modernegalitarian
democracyandthepoliticalinstitutionsandpracticesofclassicalantiquity.
Elster,Jon.1999.AlchemiesoftheMind.Cambridge:CambridgeUniversityPress.
Explorestheworkofclassicaltheorists,literatureandfolkwisdomforinsightintomechanismsgoverningtheinteractionbetween
rationalityandtheemotions.
Elster,Jon.2007.ExplainingSocialBehavior:MoreNutsandBoltsfortheSocialSciences.Cambridge:CambridgeUniversityPress.
Adefenseoftheviewthatsocialscienceexplanationsrequireidentificationofcausalmechanisms,aswellasanoverviewofthedifferent
toolsandconceptsatthedisposalofsocialscientiststohelpthemdoso.
Foucault,Michel.1970.TheOrderofThings:AnArchaeologyoftheHumanSciences.AlanSheridan,trans.NewYork:Pantheon.
Arguesthattheemergenceofthesocialsciencesmarkstheemergenceofmanasanewkindofobjectofknowledge.
Foucault,Michel.1977.DisciplineandPunish:TheBirthofthePrison.AlanSheridan,trans.NewYork:Pantheon.
Arguesthat,beginninginthelateeighteenthcentury,thelocusofpunishmentshiftedfromthebodytothesoul,reflectinganewkind
ofcontrol.
Geertz,Clifford.1977.TheInterpretationofCultures.NewYork:BasicBooks.
ContainsGeertzsargumentthattheaimofsocialinquiryistoproducethickdescriptionsofhumancultures.
Habermas,Jurgen.1972.KnowledgeandHumanInterest.Boston:BeaconPress.
Arguesthatdifferentkindsofhumaninquiryreflectdifferentinterests.Theproperaimofsocialinquiryishumanemancipationnot
technologicalcontrol.
Hardin,Garrett.1968.TheTragedyoftheCommons.Science162:12431248.
Held,David.1980.IntroductiontoCriticalTheory.Berkeley,CA:UniversityofCaliforniaPress.
Anexpansiveintroductionto,andevaluationof,theFrankfurtschool.
Hempel,CarlG.1942.TheFunctionofGeneralLawsinHistory.JournalofPhilosophy39:3548.
Classicdefenseofthecoveringlawordeductivenomologicalmodelofexplanation.
Hollis,Martin.1994.ThePhilosophyofSocialScience.Cambridge:CambridgeUniversityPress.
Introductiontokeyissuesandcontroversiesinthephilosophyofsocialscience.
Little,Daniel.1991.VarietiesofSocialExplanation:AnIntroductiontothePhilosophyofSocialScience.Boulder,
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Colo.:WestviewPress.
Introductiontothephilosophyofsocialsciencewithemphasisonactualexplanationsofpracticingsocialscientists.Defendsrational
choiceandmaterialistexplanations,andadvocatesmethodologicalpluralism.
Lukes,Steven.1968.MethodologicalIndividualismReconsidered.BritishJournalofSociology19:119129.
Overviewofdifferentmeaningsascribedtomethodologicalindividualismandanalysisoftheirplausibility.
Martin,MichaelandLeeC.McIntyre(Eds.)1994.ReadingsinthePhilosophyofSocialScience.Cambridge,MA.:TheMITPress.
Containsmostoftheclassicessaysinthefieldaswellasimportantcontemporaryarticles.
Nagel,Ernest.1979.TheStructureofScience.Indianapolis,IN:HackettPublishingCompany,Inc.
Includesaninfluentialdefenseofnaturalismandthepossibilityofvalueneutralsocialscience.
Popper,Karl.1985.IndividualismversusCollectivism.InPopperSelections.EditedbyDavidMiller.Princeton,NJ:PrincetonUniversityPress.
Arguesagainstthepossibilityofreducingsociologicalphenomenatofactsaboutindividualpsychologybutmaintainsthataparticular
kindofmethodologicalholismmethodologicalcollectivismisphilosophicallyconfusedandpoliticallydangerous.
Richardson,FrankC.andBlaineJ.Fowers.1998.InterpretiveSocialScience:AnOverview.AmericanBehavioralScientist41:46595.
Anoverviewandcritiqueofnaturalism,descriptivism,criticaltheory,postmodernismandsocialconstructionism,andanargumentfor
understandingsocialtheoryassocialpracticegroundedinahermeneuticalontology.
Rosenberg,Alexander.1995.PhilosophyofSocialScience.Boulder,Colo.:WestviewPress.
Athoroug