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First published 2015 byPALGRAVE MACMILLAN
Palgrave Macmillan in the UK is an imprint of Macmillan Publishers Limited, registered in England, company number 785998, of Houndsmills, Basingstoke,Hampshire, RG21 6XS.
Palgrave Macmillan in the US is a division of St Martin’s Press LLC, 175 Fifth Avenue, New York, NY 10010.
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Palgrave® and Macmillan® are registered trademarks in the United States, the United Kingdom, Europe and other countries.
ISBN 978–1–137–47014–0
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All rights reserved. No reproduction, copy or transmission of thispublication may be made without written permission.
No portion of this publication may be reproduced, copied or transmittedsave with written permission or in accordance with the provisions of the Copyright, Designs and Patents Act 1988, or under the terms of any licence permitting limited copying issued by the Copyright Licensing Agency, Saffron House, 6–10 Kirby Street, London EC1N 8TS.
Any person who does any unauthorized act in relation to this publicationmay be liable to criminal prosecution and civil claims for damages.
The author has asserted his right to be identifi ed as the author of this work in accordance with the Copyright, Designs and Patents Act 1988.
First published 2015 byPALGRAVE MACMILLAN
Palgrave Macmillan in the UK is an imprint of Macmillan Publishers Limited, registered in England, company number 785998, of Houndsmills, Basingstoke,Hampshire, RG21 6XS.
Palgrave Macmillan in the US is a division of St Martin’s Press LLC, 175 Fifth Avenue, New York, NY 10010.
Palgrave is the global academic imprint of the above companies and has companies and representatives throughout the world.
Palgrave® and Macmillan® are registered trademarks in the United States, the United Kingdom, Europe and other countries.
ISBN 978–1–137–47014–0
This book is printed on paper suitable for recycling and made from fullymanaged and sustained forest sources. Logging, pulping and manufacturing processes are expected to conform to the environmental regulations of the country of origin.
A catalogue record for this book is available from the British Library.
A catalog record for this book is available from the Library of Congress.
Typeset by MPS Limited, Chennai, India.
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vii
Contents
List of Figures, Tables and Case Studies xii
Introduction 1
Part I Understanding and Developing Power
1 The Power of Position 7Legitimate power 11Coercive power 12Reward power 13
2 Personal Power 16Connection power 17Expertise power 18Information power 19Referent power 20Adopting a multidimensional approach 21
3 Five Tools to Enhance Organizational Status 24Tool 1 – Centralizing your role 25Tool 2 – Increasing your flexibility 26Tool 3 – Repositioning your role 28Tool 4 – Promoting your successes 29Tool 5 – Linking you relevance to organizational success 29
4 Nine Tools to Build Personal Power 32Tool 6 – Who you know and what they know 33Tool 7 – Develop your knowledge and expertise 35
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viii Contents
Tool 8 – Building trust and rapport 35Tool 9 – Be logical and rational 36Tool 10 – Build alliances 37Tool 11 – Build rapport 37Tool 12 – Be a valued asset 37Tool 13 – Assertively persuade 38Tool 14 – Be upwardly appealing 38
9 The Inquisitive Investigator 103Al Gore: an inquisitive investigator 105Occupations that rely on investigation 106Situations that require investigation 107Situations that do not require investigation 108
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ixContents
10 The Clear Calculator 112Margaret Thatcher: a clear calculator 114Occupations that rely on calculation 115Situations that require calculation 117Situations that do not require calculation 118
11 The Mindful Motivator 122Martin Luther King: a mindful motivator 124Occupations that rely on motivation 126Situations that require motivation 128Situations that do not require motivation 130
12 The Collegial Collaborator 136Mother Teresa: a collegial collaborator 138Occupations that rely on collaboration 140Situations that require collaboration 143Situations that do not require collaboration 145
Part IV Influencing Capabilities and More Tools 13 Investigation: Gathering Evidence 153
Tool 15 – Using third party endorsement 154Tool 16 – Structured interviewing 155Tool 17 – Conduct a survey 156Tool 18 – Process mapping 157
14 Investigation: Generating Ideas 160Tool 19 – Starting from the general and moving to the specific 160Tool 20 – Moving from the specific to the general 162Tool 21 – Linking ideas to the person being influenced 162
25 Collaboration: Sharing Ownership 229Tool 49 – Theory X and Theory Y 230Tool 50 – 360-degree feedback 234
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xiContents
26 Collaboration: Communicating Openly 238Tool 51 – Begin with end in mind 239Tool 52 – Offer the employee a chance to reflect first 239Tool 53 – Give effective feedback 240Tool 54 – Be objective 241Tool 55 – Use a problem-solving approach 241Tool 56 – Consider all the factors 242
28 Collaboration: Building Trust 254Tool 61 – Barriers to collaboration 255Tool 62 – Team trust audit 258
References 262Index 266
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1
Introduction
I wrote this book because most managers I consult to still struggle with exercising their influence. The days of command and control are over. Traditional power-bases are breaking down. For instance, teachers no longer have the authority in the classroom they once had. Police officers can no longer rely on their uniform to command respect. Managers can’t depend exclusively on their hierarchical position to get things done any-more. Learning to influence is now more important than formal status and authority.
The New Influencing Toolkit is a practical book. It provides you, the reader, with 62 tried and proven tools for exerting maximum influence. Most books on the subject of influence are either too “salesy” and relate to peo-ple in the sales profession, or too academic, with little useful application. The New Influencing Toolkit is written for managers who need to shift the emphasis from command and control to exerting influence with their staff, boss, colleagues and an increasingly complex and growing stake-holder pool. My book is based on a unique influencing model called the Influencing Capabilities Framework, consisting of four leading influencing strategies – investigation, calculation, motivation and collaboration – and 16 supporting capabilities. There are surprisingly few comprehensive and easy-to-apply influencing models out there.
Influence, according to The Oxford English Dictionary, is the capacity to have an effect on the character, development or behavior of someone or something, or the effect itself. In the context of leadership, influence is about persuading others to think and act differently in ways that benefit
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The New Influencing Toolkit2
themselves, their manager, the organization and ultimately the end user of the product or service – the customer. It certainly does not mean manipu-lation or trickery. Influencing in my opinion must be done from an ethical standpoint. This is an important theme in The New Influencing Toolkit. You will have an opportunity to assess your own influencing capability by completing the influencing capabilities diagnostic and profile yourself accordingly.
The New Influencing Toolkit is broken into four parts. Part I starts the journey with understanding and developing power as an organizational leader. Managers essentially exercise power through their position or personal characteristics. Part I offers 14 tools for developing personal and positional power.
Part II introduces you to the Influencing Capabilities Framework. The new framework is made up of two influencing styles: push and pull. In addi-tion, the framework emphasizes two communication approaches based on logic or emotion. These combinations are distilled into four influenc-ing strategies that managers can and ought to use in their increasingly complex leadership role.
We all naturally favor some strategies over others. This means we over-use some and underuse others. Favoring certain influencing strategies diminishes overall leadership effectiveness. Appropriately using all four influencing strategies when the need arises is another important theme in my book. The use of a strategy ought to depend not on personal preference but the situation and the people we aim to influence. Being multidimensional in approach and style increases the odds of success. In Part II you can assess yourself to gain a better awareness of your influenc-ing preferences. The profile then provides the basis for creating a personal development plan to strengthen your influence by using a broader array of strategies and capabilities.
In Part III we look at four famous leaders who each exhibit characteristics of the four influencing strategies. Al Gore, climate change campaigner and former vice-president of the United States, favors the investigation strategy. Margaret Thatcher primarily used the calculation strategy when
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Introduction 3
she held office as prime minister of Great Britain. Martin Luther King, the civil rights activist, was noted for using motivation as an influencing force. And Mother Teresa was an outstanding collaborator and used this strategy to serve the poor and needy. Apart from studying these influential lead-ers, we consider occupations that rely on these four influencing strategies and reflect on situations in the workplace that are suitable and unsuitable for deploying each strategy.
Part IV is dedicated to presenting 48 practical tools and how and when they can be used, based on the 16 supporting capabilities in the framework. Each of these tools is easy to apply and has been tested and used widely. With so many reputable tools, you have the luxury of choos-ing which ones to take up to bolster your leadership in the workplace. As I said at the outset of this brief introduction, this is a practical book written for you to help enhance your capacity to be more influential and effective as an unstoppable leader.
Enjoy!
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auditing a team 258Australian National University 178autocratic leadership 229autonomy 13, 27available resources 257
BBakken, Earl 122behavior
actual 240attention on the 240correct 185define 209drivers of 51honest 181human 230inappropriate 64influence the 185interpret 182leader’s 182manager’s 181modeling 180–1, 184modifying 243own 76particular 242perception and 243person’s 241unethical 9
unhelpful 242your 237
Blunden, Peter 32board of directors 122, 126, 129bonding 149, 215bonus scheme 131–2borrowed power 17Bose, Ruma 138brainstorm 176, 205building alliances 26, 34, 159
CCadbury 12camaraderie 53, 118capabilities
associated 54, 85influencing 45, 76, 85, 88, 90,
261leadership 113least used 96perceived 140specific 59, 67strategies and 2, 84, 90supporting 1, 3, 54, 58, 77, 84, 95,
96, 174underpinning 63
Carr, Bob 24case for change 52, 179casual exchanges 166CEO
appointed 21clear vision 127generate and maintain
enthusiasm 127large organization 127legitimate power 22morale 127organizational status 10selecting a 127strategic thinker 127
chairing meetings 257
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Index268
change agent 174Churchill, Winston 131Circular Quay 24civil rights movement 124Clinton, Bill 105close supervision 13, 231coach 21, 212coaching
collective ownership 53comfort zone 86command and control 1, 137commander-in-chief 7commitment
and belonging 143builds 123consistent 182conviction and 130emotional 129employee’s 242enthusiasm and 60, 88long-term 49loyalty and 138, 140make a 241obligation and 53sense of 188showing 181solidarity and 128trust and 215
common barriers 255cause 67, 145
ground 240communicate
afraid to 30and lead 75assertively 164, 166in a logical and emotional way
52new found expertise 35perspectives 71pitfalls 64points of view 144reasons 89, 131reluctant to 29sense of conviction 130, 165the rewards 116to influence 25, 75to the team 47understanding 250using emotional appeal 52ways to 127with a high degree of structure
before the 221colleagues in 61collaborative 242difficult 251during the 57, 205goal of the 129meaningful 238one-on-one 238outcome of the 239steer the 239strategic 129successful 238team members in 51type of 170
conversationscasual 183challenging 238
five 74–5, 222meaningful 238performance 239private 137productive 166
employeesassumptions about 231capacity to dissatisfy 209communicating openly with 232conversatiions with 212 develop a climate of trust wih 232difficult to persuade 52emotional bond between 146emotional connection
between 217energy 134esteem needs 194feedback 240follow safe work practices 87gaining comliance from 231general beliefs about 234government 109hearts and minds of 127impact on 147influencing 8inspirational goal for 122
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Index 271
innate talents 220interacting with 25losing their job 146low-performing 181majority of 14, 157motivate 97outlook of 224recognize the work of 13refocus 224scheduling 87skeptical 94strengths and talents of 220talents of 220train 56trusting 136unhapy 142values of 128want to progress 13
empowered 70, 213, 270endorsement 153–5esprit de corps 68, 118, 219evidence
backed by 107-based 96, 107, 108, 165based on 108body of 146capitalize on the 160documentary 107gathered 104gathering 59, 96, 153, 154, 155,
and information 19competence and 11growing your 35knowledge and 35, 70new 28professional 20recognized 154skills and 9, 18status or 18technical 19upgrading your 35use 153–4
analysis of the 107assemble 106command of the 59gather the 61, 96gather your 36gathering the 59grasp of the 59gripping 209known 224presenting 204use of 106verifiable 204well-founded 165
factual argument 48Fallows, James 106Faust, Lou 106fear 12, 250
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188, 190, 240, 261purpose of 186revelant 186sources of 230type of 230
feelingsappealing to the 165cultivating 143decode the 250emotions and 68expressions of 251identifying 253label the 250people’s 250positive 68, 72, 261receptive to the 130strong views and 109
thoughts and 18first position 244–5, 246, 248Fisher, Lawrence 136Five Conversations Framework 74–5,
coach 212departmental 157experienced 137in the private sector 13influential 240introvert 33personal strengths of 220positional power of 25reinforced by 181
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responsibility core 128delegating 69sense of 209sharing 231take 98, 212
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Index278
restating 248restraining forces 175–7risk management 19, 28, 119roadblock 53, 157, 203, 248robust working relationships 244role of a manager 29–30rule of the three Ps 221
SS.W.O.T. analysis 156São Paulo 137scenario
analysis 224thinking 224
scheduling 87, 137second position 244–8self-actualization 193–4self-control 231self-directed work teams 147self-interest 69, 126self-motivated 231self-reflection 133, 230, 234, 239Semco 136–8Semler, Ricardo 136–8Senge, Peter 186senior
team decisions 230maintenance 207meetings 207, 217, 219, 228structure 30
technical skills 18, 21Thatcher, Margaret 2, 214–15, 261Thatcher’s Housing Act 114third position 244, 246–7, 249, 253Time magazine 106, 124to do list 239 training
activity 188lack of 231
transparency 181
Uultimately accountable 229unethical behavior 9unions 116US Army 187
Vvalues
core 216corporate 88leader’s 198
of employees 128organizational 123personal 248shared 197
verbal communication 133, 166vested interests 49vision