The Management of Humeral Shaft Fractures David Chapple MSc FRCS
The Management of Humeral
Shaft Fractures
David Chapple MSc FRCS
SHAFT
• NOT
–Proximal
–Distal
Anything New?
• Anatomy
• Classifications
• MOI and Clinical aspects
• Management options
• Management indications
• Management Complications
Anatomy
• three borders
– Anterior
– Medial
– lateral
• three surfaces
– anterolateral
– anteromedial
– posterior
The Humerus
• Anterior aspect
– Head
– necks
– tuberosities• < > & Deltoid
• sulcus, bicipital groove
– supracondylar ridges
– epicondyles
– Coronoid fossa
– trochlea/Capitulum
– Supracondylar process
• Anterior Muscle attachments– supraspinatus
– subscapularis
– Pectoralis major
– latissimus dorsi
– Teres Major
– triceps medial head
– deltoid
– coracobrachialis
– Brachialis
– Brachioradialis
– Extensor Carpi radialis
longus
– Pronator Teres
– Common Origins
The Humerus
• Posterior aspect
– Head
– Necks
– greater tuberosity
– Sulcus for radial
nerve
– supracondylar ridges
– epicondyles
– Olecranon fossa
– Trochlear
The Humerus
• Posterior Muscle
attachments
– infraspinatus
– teres minor
– Triceps lateral head
– Deltoid
– Brachialis
– triceps Medial Head
– Anconeus
Biceps Coracobrachialis
Deltoid
Lateral head of
Triceps
Long head of Triceps
Pectoralis major
Muculocutaneous
Median nerve
Brachial artery
Basilic vein
Ulnar nerve
Profunda artery
Radial nerve
Median nerve
Brachial artery
Basilic vein
Ulnar nerve Profunda artery
Radial nerve
Muculocutaneous
Biceps
Brachialis
Median nerve
Brachial artery
Basilic vein
Ulnar nerve
Radial nerveMuculocutaneous
Biceps
Brachialis
Cross-section
• Upper section
– cylindrical
• Lower section
– comma shaped
– flattened AP
• IM device diameter
and length
• posterior flat surface
– plates
• Ossification
– 8 ossification centres
• shaft appears at middle of bone and grows towards ends
• at 8th week of intrauterine life
• Radial Nerve
– between long and
medial heads of
triceps
• Whitson
– JBJS 1954
– “..the radial nerve
transversed the
triceps at such a
depth that it was
nowhere in contact
with the humerus.”
– “..as the
supracondylar ridge
was approached, the
radial nerve was
found to be in
WhitsonJBJS 1954
• “.. It was apparent that the separation of the
triceps into three heads was artificial and
that the medial and lateral heads were in
reality a single muscle group traversed by a
nerve and an artery.”
• similar to posterior interosseous passes through
the supinator.
• “The Spiral Groove in every specimen gave origin
to the uppermost fibres of the brachialis,”
WhitsonJBJS 1954
• Admit clinical importance of these
observations is not great.
• Explain that the muscle fibres of triceps and
brachialis offer some protection from sharp
bone edges.
Peripheral Nerve Injury Unit
• Mr Birch on Whitson’s findings
– “.. Not his experience, felt that the nerve
had a close relationship to the bone for a
considerable distance.”
– possible explanation could be that the
cadavers had been lying supine and so
compression deformation occurred which
distorted the true in vivo anatomical
position of the nerve
MainNutrient
artery to
humerus
Profunda brachii
Gives
nutrient
deltoid
posterior
descending
radial
collateral
Blood Supply
Blood supply
• Laing 1956 JBJS 38-A
• main nutrient artery enters the humerus at
the junction of the middle and distal third,
or in the lower part of the middle third.
• Middle third fractures damage this vessel
• higher rate of delayed union
– Klenerman JBJS 48-B
Humeral Shaft fractures
• Humeral shaft fractures 3% all all fractures
• Christensen Acta Chir Scand 1967
• Humeral Shaft fractures 1% of all fractures
• Emmett and Breck 11,000 #
Shaft Fractures
• Classifications
– anatomical
– management based
– comparison
– useless
Classification
• No universally accepted system for humeral
shaft fractures
• anatomical
– proximal shaft, middle shaft, or distal shaft
– relative to muscle attachments
• pectoralis major, deltoid
– Character
• description
Classification
• Fracture comminution
• A-simple
• B-butterfly fragments
• C-comminuted
Classification
• Associated
– soft tissue injury
– periarticular involvement
– nerve injury
– vascular injury
– intrinsic condition of the bone
Mechanism of Injury
• Klenerman experimental #’s
– Compression proximal or distal #‟s
– bending produce transverse #‟s
– Torsional forces give spiral #‟s
– Bending combined with torsion produces
an oblique # with a butterfly fragment
Mechanism of Injury
• Direct and Indirect
trauma
– Falls(FOOSH)
– RTA‟s
– Direct blow to arm
– Extreme muscle
contraction
• ball and javelin
throwing
• arm wrestling
Arm Wrestling
• Ogawa and Ui 1997 J Trauma 42-2, Tokyo
• 30 cases
• all spiral #’s
• 23% radial nerve palsy
• occurred when trying to change from a
static to dynamic phase
• shoulder rotators:- intense rotational force
Andy
Signs and Symptoms
• Pain, swelling and deformity
• motion and crepitus
• associated injuries
– vascular
– neural
• secondary injury due to swelling
– particularly the multiple trauma or
unconscious pt.
Imaging
• Plain AP and 900 lateral
– move whole patient not limb
– include joints
• associated dislocations, #’s into joints
– traction radiographs for comminuted #‟s
– Comparison films for planning
• Bone scan for pathological #’s
Goals of treatment
Establish union with an
acceptable humeral
alignment and restore
patients to their
previous level of
function
Mal-Union
• Klenerman JBJS 1966 48-B
Concluded:
– “The degree of radiological deformity that
can be accepted is far greater than in other
long bones”
– anterior bowing of 200
– varus of 300
– before clinically obvious
Methods of Treatment
• NUMEROUS OPTIONS
– Closed
– Open
• Good to excellent results have been
reported with all methods
• Patient characteristics
• Fracture characteristics
Management
CONSERVATIVE
“Most humeral shaft
fractures can be
managed
nonoperatively”
Closed Management Methods
• Greater than 90% expected union rate
– Hanging arm cast
– U-shaped brachial splint
– Velpeau dressing
– Abduction humeral splint/shoulder spica
cast
– skeletal traction
– functional brace
Hanging arm cast
• Gravity traction for reduction
• arm and cast must be dependant at all times
– Problems
• RoM of shoulder and elbow impaired
• fracture distraction and hinging
• avoid transverse fractures
• Indications
– midshaft spiral or oblique with shortening
Hanging arm cast
• Lightweight
• elbow at 900, forearm in neutral
• at least 2cm proximal to fracture
• distal forearm loops
• dorsal, volar and neutral
• must hang free
• regular Follow-up
Hanging arm cast
• Apex anterior
angulation
– shortening of the
sling
• Apex posterior
angulation
– lengthening the sling
Hanging arm cast
• Valgus(Apex medial)
angulation
– using the volar loop
• Varus(Apex lateral)
angulation
– using the dorsal loop
U-shaped splint
with C/C• Indicated for
– acute management of #‟s with minimal shortening
• slipping of the cast is common
• poor patient tolerance
• often exchanged for a functional brace at 2/52
Thoracobrachial
immmobilization• Velpeau shoulder
dressing– inexpensive, comfortable
and easily applied and
adjusted
• minimally displaced
#’s
– axillary pad
• early pendulum exercises
• Traction• rarely indicated, as operative management has same
indications
Functional
bracing• Sarmiento 1977JBJS 59-A
• “effects fracture
reduction through soft
tissue compression”
– allows good shoulder
and elbow
movement
• after one week until
eight weeks
Functional bracing
• Sarmiento et al 1990, 72-B
• suggests well proven method for mid shaft
#’s
• presents a series of distal shaft #’s which
had good results from functional bracing
after a period of hanging cast treatment
Functional bracing
• Sarmiento et al 1990, 72-B
• control of angulation
– showed average of 9o varus in 81% of patients
(n65)
• high incidence of radial nerve damage
– (18%) all were resolved or improving
• residual stiffness of shoulder and elbow
– minimal loss of RoM and good functional results
• 96% went onto union
Functional bracing
• Balfour et al 1982 JBJS 64-A, LA California
• adapted Sarmiento’s brace
– proper fit
– swelling of the forearm
– discomfort
• shoulder flare with sling support
Functional bracing
• Balfour et al 1982 JBJS 64-A
• “Stress that the brace requires the influence
of gravity on the dependent arm of an
ambulatory patient”
– all except in one patient the fracture united
– average of 90 varus and 60 AP bowing
– RoM elbow and shoulder excellent
Functional bracing
• Camden et al 1992 Injury 23-4
• comparison of U-slab with functional brace
– no difference for healing time and
alignment
– better RoM at elbow
• Zagorski 1988 JBJS 70-A
– can be used to treat proximal shaft
fractures
• have less angulation
Operative treatment
INDICATIONS
INTERVENTION
• INDICATIONS
– “It‟s Begging for a nail”
– “It will be Good fun to plate it?”
– “I need the experience.”
– “Why don‟t we try that new nail from……?”
– “That rep had a delightful, intelligent and
generous personality so why don‟t we
use….?”
Indications for operative
management• Open fracture
• associated vascular injury
• floating elbow
• segmental fracture
• pathological fracture
• Bilateral humeral fractures
• polytrauma patients
• radial nerve palsy
• neurological deficiency after penetrating injury
• fractures with unacceptable alignment
Indications for operative
management
• Open fracture
– require debridement
– fracture stabilisation afterwards
• to reduce infection
• Not absolute
– Sarmiento shown cases where no
debridement of low velocity gun shot
fractures
– and non operative management of fracture
Indications for operative
management
• Associated vascular injury
– internal or external fixation
– prior or post repair
• If repaired then non-operative management
is contra-indicated
– fracture motion jeopardise the repair
Associated vascular injury
• Arteriography
– controversial
– clinical assessment
can detect 50%
– time delay
• Urgent exploration
and repair
– intraluminal shunts
– end to end or grafts
Indications for operative
management
• Floating Elbow
• Rogers et al 1984 JBJS 66-A, Houston
• retrospective study
– higher incidence of non-union of the
humerus in injuries without ORIF
– ORIF of both forearm and humerus
indicated
Floating Elbow
• Rogers et al 1984 JBJS 66-A, Houston
• 19 patients
– traffic elbow, sideswipe injury
• severe injury with poor outcome
• amputation, arthrodesis, non-union and poor elbow
function
• Two groups
– elbow involvement
Floating Elbow
• Rogers et al 1984 JBJS 66-A, Houston
• Group I
– no elbow involvement
– all mid-shaft humerus
– 5 open, 6 closed
– closed did better than open
– conservatively managed had more non-
unions
– all forearm fractures healed
Indications for operative
management
• Segmental fractures
• Foster et al 1985 JBJS 67-A
– multi centre trial
– segmental humeral fractures have a high
rate of non-unions if treated nonoperatively
– at one or both the fracture sites
Indications for operative
management
• Pathological fractures
– internal fixation
• Enders nails, locked nails, no reaming
• cement augmentation
– patient comfort
• pain relief,
– regain function
• daily activities, independence
Indications for operative
management
• Bilateral humeral shaft
fractures
– improves patients
ability to perform
daily tasks and
personal toilet
Indications for operative
management
• Multiple trauma patient
• advantages
– pain relief
– protect adjacent soft tissues
– „fracture disease‟
– help nursing and rehab
• Brumback et al 1986 JBJS 68-A, Baltimore
Multiple trauma patient
• Brumback et al 1986 JBJS 68-A, Baltimore
• 58 patients with multiple trauma
• Shock Trauma Center
– 2000 patients annually
– most scooped and run by helicopter
• retrospective
• ISS, average 23.5
Multiple trauma patient
• Brumback et al 1986 JBJS 68-A, Baltimore
• stabilise long bone fractures
• 95% were stabilised within 1st 24 hrs.
• Used Rush rods and Enders nails
– “semi-rigid fixation”
– “minimal violation of fracture haematoma”
– no reaming
Multiple trauma
patient• Brumback et al 1986
JBJS 68-A
• Results
– 5 deaths
– alignment 98% <150
varus
– RoM dependant on
insertion point
– epicondylar approach
had poor results
– 55% had devices
removed
Multiple fractures
• Jensen and Rasmussen 1995 Injury 26(4), Denmark
• showed poor results for multiple injured
patients with bracing
– Neer score
– small study
Indications for operative
management
• Radial nerve palsy
– mandatory if occurs after closed
manipulation and reduction
• Packer et al 1972 CORR 88
• Shergill and Birch 1997
– open wounds
– arterial injury
Radial nerve palsy
• Commonly middle
third #’s
• higher rate in distal
third #’s
• Holstein-Lewis
fracture
– oblique, distal third
Radial Nerve
palsy
• Triceps sparing
• Supination lost in the
extended elbow
– flexed allows biceps
• wrist drop
• unable to extend
MCPj
• DIP/PIPj’s extend via
intrinsics
Treatment of Radial
Neuropathy Associated with
Fractures of the Humerus• Pollock et al, San Francisco, 1981, JBJS 63-A
• Retrospective
• 15 yrs, 23 patients,
• all with CLOSED treatment of # humerus
with a Radial Nerve Palsy
• 6% of all humeral shaft #’s (11% lit)
• 13 male, 10 female, (1mth-63yrs)
Treatment of Radial
Neuropathy Associated with
Fractures of the Humerus• Pollock et al, San Francisco, 1981, JBJS 63-A
• mainly severe trauma
• 3 segmental,
• 5 oblique
• 4 comminuted
• 5 transverse
• 7 spiral
Treatment of Radial
Neuropathy Associated with
Fractures of the Humerus• Pollock et al, San Francisco, 1981, JBJS 63-A
• 3 open, 21 closed
• 2 prox. 1/3
• 5 middle 1/3
• 14 distal 1/3
• 3 segmental
# and Radial
palsy• Conservative methods
of treatment
– sugar-tong 8
– shoulder spica 5
– hanging cast 5
– palm to axilla cast 3
– olecranon traction 2
– posterior splint 1
# and Radial
palsy• Extent of palsy
– complete M & S (n9)
– partial M (n6)
– partial M & S (n3)
– complete M, intact S
(n3)
– isolated S (n1)
• partial lesions distributed through out length of humerus
Treatment of Radial
Neuropathy Associated with
Fractures of the Humerus Pollock et al, San Francisco, 1981, JBJS 63-A
All patients in this series
had a complete return
of radial nerve
function.
Treatment of Radial
Neuropathy Associated with
Fractures of the Humerus Pollock et al, San Francisco, 1981, JBJS 63-A
• Distal 1/3 fractures have a high incidence of
palsies
• vast majority have a lesion in continuity
• clinical or EMG improvement should be
apparent by 14 to 16 weeks
• if not then explore and repair
Treatment of Radial
Neuropathy Associated with
Fractures of the Humerus Pollock et al, San Francisco, 1981, JBJS 63-A
• Time course of recovery
– complete loss
• first signs of recovery between 6 days and seven
months
• average seven weeks
• Full recovery
– one day to one year, average fifteen weeks
Early Exploration
• Literature review
• n95
• 12% found nerve lacerated
• Nerve recoveries 70%
• non-recovery 20%
• lost to follow-up 10%
Delayed exploration
• Literature review
• n53
• 3 to 6 months delay
• divided nerves found 19%
• entrapped in callus 6%
• reasonable recovery
Delayed exploration
• Advantages over early
– time for recovery
• neurapraxia, axonotmesis
– evaluation of nerve lesion
• degree, tinel sign, neurophysiology
– fracture united
– results of late repair reported similar to
early
Indications for operative
management
• Neurological loss after penetrating injury
– almost an absolute indication
– similar to other areas of the body
– primary repair of nerve, requires
stabilisation
– tag and refer after stabilisation
Indications for operative
management
• Failure of conservative management
– failure to maintain acceptable alignment
• obese, pendulous breasts
– 200 AP
– 300 varus
• thin individuals, less tolerant
– 3cm of shortening
– malrotation well tolerated
Failure of conservative
management• Obese
– Jensen et al 1995
Injury 26-4, Denmark
– Sarmiento brace
– compared with non-
obese
– Neer scores lower
– 45% non-unions
• pendulous breasts
What Operation?
• Screws
• screws and plates
• cerclage wires
• External fixation
• Intra medullary fixation
Approaches
• Anterolateral– supine, incision lateral border of biceps,
– proximal fractures
• Anterior– coracoid to deltoid insertion then lateral border of
biceps
– limited distally
• Posterior– excellent exposure, limited proximally, 8cm from
acromium
– lateral and long heads of triceps, medial head incised
Open reduction and internal
fixation• Disadvantages
– infection
– non-union
• requiring re-operation
– injury to the radial
nerve
• initially or on removal
of metal work
– prolonged disability
Open reduction and internal
fixation• Advantages
– early mobilization of
limb
• good joint function
– good pain relief
– exploration of radial
nerve
• repair
• prognosis for recovery
– bone grafting
Open reduction and internal
fixation• Bell et al 1985 JBJS 67-B, Sunnybrook
• Griend et al 1986 JBJS 68-A, Mississipi
• 36 patients had AO plating
• indications
– multiple injuries
– open fractures
• retrospective
AO plating
• Griend et al 1986 JBJS 68-A, Mississipi
• “..comparisons may not be entirely valid..”
– multiple methods of fixation
– “uncomplicated fractures” cf. “Problem fractures”
• anterolateral approach
• 4.5mm DCP
• bone grafted if bone loss or comminution
AO platingGriend et al 1986 JBJS 68-A, Mississipi
• One non-union
• no deep infection, two superficial infections
• one (transient)post operative radial nerve palsy
• radial nerve palsy– 9 explored, 1 lacerated, 4 contused, 4 normal
– 6 resolved
• good RoM, except in severe vascular or neural
defect
AO platingGriend et al 1986 JBJS 68-A, Mississipi
• Conclude
– safe if nerve exposed and protected
– high rates of union
– good function
• only where non-operative management not
indicated
External fixation
• Indications
– open fractures
– extensive soft tissue injury
– fractures over burns
– infected non-unions
– neurovascular injury
External
fixation• Complications
– pin tract infections
– impalement
• muscle, tendon
• neurovascular
– non-union
• advise direct visual
placement of pins
advise direct visual placement
of pins
Humerus
Musculocutaneous
Ulnar nerve
Brachial artery
Median nerve
Brachial veins
Radial nerve
Intramedullary fixation
• General advantages– mechanical axis
• less likely to fail by
fatigue
– load-sharing
– axial gliding
– osseus alignment
– less stress shielding
– less refracture after nail
removal
– biological benefits
Intramedullary fixation
• Flexible intramedullary nails
– Enders nails, Hackenthal, Rush rods
• not rigid, # can shorten and rotate
• entrance point
• Interlocked nails
– numerous on the market
– to ream or not,
– antegrade insertion can cause
impingement
Intramedullary fixation
• Antegrade
– high rates of shoulder
stiffness
– subacromial
impingement
• Retrograde
– no shoulder problems
– can get elbow
restriction of extension
• Epicondylar portal p
– poor results
Locking nails
• Habernek and Orthner 1991 JBJS 73-B, Austria
• 19 Seidel nails
– good results
• no non-unions, infections, radial nerve palsies
• only fractures in the middle 60% of the humerus• secondary radial palsies
• lower 5th of shaft #’s should not be nailed• mal-alignment
Locking nails
• Court-Brown et al 1992 JBJS 74-B, Edinburgh
• 30 Seidel nails
– poor results (87% complication rate)
– technical difficulties
• failed distal (30%)locking
– nail protrusion (40%)
– poor shoulder function
• did not advocate its use
Rehabilitation
• RoM of hand and wrist started immediately
• RoM of elbow and shoulder as pain allows
– shoulder to avoid postfracture stiffness
– elbow ACTIVE exercises only
• myositis ossificans
• post # healing
– strengthening exercises
• isometric to isotonic
Management of humeral shaft
fractures Summary
• Vast majority can be managed closed
• There are absolute indications for open
management
• You can find supporting evidence for each
type of open method
• Patient and fracture characteristics dictate
management
Thank you