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s
Spring 2003
S E C U R I T Y
M A T E R I A L S
H E A L T H C A R E
A Question of Identity
Invisible Revolutions
Before Illness Strikes
T H E M A G A Z I N E F O R R E S E A R C H A N D I N N O V A T I O N
Pictures of the Future
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Scenario 2015:Hidden Wonders
Intelligent Materials: Invisible Revolutions
Adaptronics: New Materials Take ShapeBioengineering:Surprising Symbiosis
Nanotechnology: Great Oaks from Little Acorns
Facts and Forecasts: Nano 101 The Economics of the 21st Centu
Interview with U.S. Nobel Prize Laureate Prof. Richard E. Smalley
Interview with British Nobel Prize Laureate Prof. Harry Kroto
Combinatorial Chemistry: In Search of Substance
Innovation News: Mars Lander, PDA Navigation, New Cell Phone Ide
Research Partnerships:How to Mail a Smile
Transrapid: Only Flying is Faster
Patent Researchers: Ultrasound Diagnostics, Fuel Injection Technolo
Interview with Guido Grtler: Committed to International Standards
Feedback / Preview
Even or especially in a difficult market environment, an old sayingamong savvy entrepreneurs remains valid: Innovations are always indemand, whether as a tool for reducing costs or a means of increasing sales
and achieving higher returns. Today, those who fail to launch the right new
product at the right time will be punished on the market more severely thanever before. There are also additional challenges to be met, such as achieving
a global presence while retaining the capacity to respond to local market
demands or responding to the pressures generated by up-and-coming
firms from countries such as China, which not only operate with cost advan-
tages, but also have highly educated and qualified workforces.
Siemens is in an excellent position to meet such challenges. Innovationshave always been one of the foundations of our success and are thereforea core element of our corporate culture. Siemens invested 5.8 billion euros in
research and development in business year 2002. Altogether, 53,100 men
and women work directly on enhancing our innovative power, putting us at
the top of the patent rankings in Germany, Europe and the U.S.
Nevertheless, promoting innovation in a strategic manner and turning itinto business success requires continual effort at all levels. This involvesrepeatedly asking oneself the following questions: Are we taking the right
approaches to ensure that we not only recognize trends but also establish
them? Are we sufficiently exploiting the synergies available to such a broad-
based company? Are we using our resources efficiently? Is our project man-
agement organization effective enough from the initial idea all the way to
marketing? And, finally, are we developing a sufficient number of innovation-
focused managers?
Siemens developed the Pictures of the Future method as a means ofaddressing such questions as described in the October 2001 issue ofthis magazine. But thats not all. As part of our top+ Business Excellence Pro-
gram, we are making use of a number of tested instruments for strengthen-
ing our innovative power, including top+ Trendsetting and top+ Innovation
Benchmarking. The latter enables us to see how our own innovative ability
measures up to that of our strongest competitors. With the help of innova-
tion radar, we can identify the potential for improvement and develop new
approaches to solutions for example, in cross-Group cooperation , knowl-
edge management, idea development and evaluation, as well as employee
motivation and development.
In addition, we have extensive experience in establishing international net-works, as illustrated by our partnership with Tsinghua University in Beijing(see p. 30). Finally, the articles in the Materials, Security and Healthcare
segments of this issue clearly demonstrate that the measures described
above have succeeded in ensuring that Siemens remains one of the worlds
leading innovators.
InnovationsAre Alwaysin Demand
Prof. Dr. Klaus Wucherer
is a Member of the
Corporate Executive
Committee of SiemensAG and is, among other
things, responsible for
the top+ Business
Excellence Program.
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PICTURES OF THE FUTURE E D I T O R I A L
Cov
e
r (top right): When color strips
are projected onto aface, the result-
ing pattern can be used to deter-
mine the faces 3D structure - and
thus confirm the persons identity.
Bottom left: A photo detector con-
sisting of fullerenes nanometer-
sized soccer balls made of carbon.
M A T E R I A L S
P I C T U R E S O F T H E F U T U R E C O N T
F E A T U R E S
Scenario 2015:How to Catch a Thief
Biometric Applications: A Question of Identity
Biometric Technologies: Body Language
Interview with Prof. Christoph von der Malsburg: Face Recognition
Facts and Forecasts: The Next Mega-Market
Smart Cameras:Getting the Picture
Sensor Networks:Sensors That Organize Themselves
Data Networks:Viruses, Worms and Hackers
Interview with Marc Rotenberg: Privacy or Security?
S E C U R I T Y
Scenario 2010:An Ounce of Prevention...
Imaging Trends: Before Illness Strikes
Interview with Prof. Jrg Debatin: A Picture of Health
Software Solutions: A Uniform Imaging Interface
Telemedicine: Getting Well with the Web
The Sooner the Better wit h Molecular Diagnostics
Facts and Forecasts: Tapping Markets for Tiny Labs
Interview with John Clymer: Does Preventive Medicine Pay?
Interview with Dr. Sue Barter: Why Screening Saves Lives
H E A L T H C A R E
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Here's a date to mark in your calendar: December 23, 2003. That's when the
Beagle 2, the lander of the European Space Agency's Mars Express Mission, will
separate from Mars Express, parachute through the thin atmosphere, and touch
down on the Red Planet. Expected to be launched in May, the 34-kg lander will
carry a highly integrated package of environmental sensors, cameras,
microphones, spectrometers, sample collection systems and communications
gear. The key instruments will analyze soil samples, rock and the atmosphere to
seek signs of past or present life. To ensure the success of the mission, these
extremely sensitive instruments will have to reach their target an area in the
northern hemisphere with only a gentle impact. To accomplish this, the lander
must deploy gas-filled bags at exactly the right altitude to cushion its contact with
the surface. The gas bags, which will wrap themselves around the lander, will be
fired by a device called a Radar Altimeter Trigger developed by Roke Manor
Research (RMR), a UK-based business owned by Siemens. This 400-gram sensor
can measure distances to within less than 13 centimeters at an altitude of up to
100 meters above the surface. Whats more, it functions even under the planets
most adverse atmospheric conditions. RMRs radar sensor was selected for this
mission by the European Space Agency (ESA) because of the Siemens
researchers expertise and experience in the field of sensor technology. AFP
At CeBIT 2003, Siemens engineers
presented a cell phone that doubles as a
virtual mouse. A camera built into the
back of the phone tracks the motions of
a stylus held behind the phone,
interpreting the image of the stylus tip
as a mouse pointer, which appears as a
red dot on the phones large-format
color display. The red dot moves
synchronously with any movement of
the stylus. The pointer can be used to
select numbers or to input graphic sym-
bols. The virtual mouse can also be used
to play games that could not be imple-
mented on cell phones until now. NA
Museums, airports, factories, univer-
sities. Our society is full of huge groups
of buildings that can seem almost as
complicated to sort out as the mythical
Labyrinth at Cnossus. Yet quicklyfinding your way through modern
mazes may soon become child's play
thanks to a system called Enterprise on
Air now being tested at Siemens. Like a
personal guide, the system directs users
equipped with a wireless, mobile
Windows CE terminal such as a PDA,
smart phone, or webpad to a desired
destination. It accomplishes this feat by
using broadband technologies such as
Siemens engineers have invented a
space-saving roll-up display for cellular
phones. The display is about 0.3 mm
thin and contains electrochromatic
molecules that can change from
colorless to blue when a voltage is
applied. At CeBIT 2003 in Hanover,
Germany, researchers also demon-
strated a screen that can display several
pictures in a sequence. NA
Landing on Marswith a Gentle Bounce
Cell Phone Is a Virtual Mouse
Your OwnPersonal Guide
Ready to Roll
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PICTURES OF THE FUTURE I N N O V AT I O N N E W S
Experts at Siemens Automation and Drives Group have developed a miniature
laboratory that continuously monitors fluid processes. Potential beneficiaries
include brewers, who, until now, have had to withdraw samples manually in order
to monitor the status of fermentation. Furthermore, sample analysis has relied on
the use of expensive equipment in a laboratory setting. By providing continuous-ly updated information every few minutes, the new "lab on a chip will vastly
simplify process control. At the heart of the mini lab is a process based on capillary
electrophoresis in which liquids are decomposed into their component parts in
electric fields. This process takes place in a system of minute tubules that analyze
only a few billionths of a liter. The entire system is small enough to fit on a credit
card. NA
wireless LAN or Bluetooth. GPS is used
for positioning outside buildings,
whereas infrared signals are used
inside. Unlike GPRS/UMTS services, the
emphasis here is on access to the local
broadband network, combined with
much greater precision in positioning
than is possible in mobile phone
networks. Regardless of whether the
user is a maintenance engineer trying
to track down a defective pump or a
visitor searching for an out-of-the-way
conference room, users share the same
spontaneous access to locally available
data. AFP
In a few years, your car may be a
actually show you how to get to w
you want to go. A navigation co
developed by researchers at Sie
VDO Automotive uses augmreality the fusion of rea
computer-generated pictures t
the guesswork out of driving
system uses a tiny video camera lo
behind the rear view-mirror to
tinuously monitor the view ahea
camera's output, which appears
navigation monitor, is augmente
graphic processor that uses
regarding the vehicle's position
route to highlight the section o
Cars that ShoWhere to Go
Labon a Chip
the vehicle will need to follow
display could also incorporate fe
such as three-dimensional a
Naturally, it will be supporte
corresponding audio instruc
Impractical map representations w
a thing of the past. Researchers ca
however, that, because of the
number of calculations requir
superimpose real-time directio
video images, as well as the ne
develop a flawless man-ma
interface, a great deal of add
work will be needed before augm
reality can hit the road.
Demonstration of a flexible
display. Electrochromatic
molecules change color when
voltage is applied.
An augmented reality image of whe
car needs to go is superimposed on
images of the vehicles actual locati
A built-in camera converts a mov-
ing stylus behind the cell phone
into a pointer on the display.
The European Space Agencys
Beagle 2 is expected to touch down
on the Red Planet on December 23.
Enterprise on Air uses wireless
technologies to guide visitors to their
destinations.
A few billionths of a liter is
all it takes to analyze the
contents of a liquid such as beer.
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Hidden WondersMay 2015. Michel Louis is a professor of bio-organic
nanomaterials science who lives in Paris. Since he retired,
hes had more time for his favorite hobby telling people
in the local caf about the wonders of materials.
Iwas involved in materials researmore than 40 years. It started back1990s with the discovery of fullerene
Dieu, that was a new kind of material
of like soccer balls made of pure carbo
a hundred million times smaller. Th
fascinated an entire generation of ch
And after some German astrophysicis
was actually trying to make artificial in
lar dust succeeded in producing a large
ber of fullerene molecules, well, just
S C E N A R I O 2 0 1 5 M A T E R I AMATERIALHIGHLIGHTS
Small Worlds Quantum Harvests
Interview with Nobel LaureateRichard Smalley on the opportuni-ties and risks associated withnanotechnology.
Great Oaks from Little Acorns
Nanotechnology is coming ofage. Particles one-millionth of amillimeter in size will help re-searchers improve surface prop-erties and develop vest-pocket-sized supercomputers.
In Search of Substance
Thanks to automatic analysesand computer simulations at theatomic level, it will be possible todiscover new materials muchfaster than in the past.
Surprising Symbiosis
The marriage of biology and
technology will give rise to nervecells on silicon and gas-detecting proteins.
New Materials Take Shape
Future materials will be capableof adapting to their environmentand counteracting unwantedvibrations.
Page 23
Page 26
Page 12
Page 15
Page 18
Magnetic layers for
smaller memory chips
Piezomats counteract
annoying vibrations
Hip joints of biocom-
patible materials
Foamed magnesium is
light and stable
Fuel cells provide
power for cell phones
LEDs compete with in-
candescent light bulbs
New notebook displays
use nanotubes
2015
Dateline Paris, 2015: The cafes and
boulevards havent changed much.
However, new invisible materials are
now integrated in many everyday ob-
jects. Applications include foamed
magnesium in lightweight bicycle
frames, biocompatible materials in ar-
tificial hip joints, nanotechnology for
mini fuel cells, notebooks and brightly
illuminated displays, and piezofoils
that actively control car roof vibrations.
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M A T E R I A L S S C E N A R I O 2 0 1 5
every research institute and university went
crazy. We did too. It was really exciting re-
search. And it was only the beginning, be-
cause right after that a Japanese scientist in-
vented nanotubes tiny cylinders that are
also made of carbon, sort of like rolled up
graphite. Nanotubes soon replaced fullerenes
because you could do a lot more interesting
things with them much more easily.
Garon, would you bring me a glass of pastis,
please?
You see the man with the notebook at
the next table? That ultraflat display hes got
is based on nanotubes that are laid out like
blades of grass in a field. Each of the tubes is
about a nanometer thick and emits an elec-
tron beam that excites one pixel on the
screen. A nanometer is a billionth of a meter
how about that?
But nanotubes arent the only new mate-
rial that have been discovered over the last
20 years. Remember how you used to have
to wait for minutes for your computer to boot
up? No, youre too young for that. But thats
how it was. Man, did that take long! Today
you just press a fingertip on an identification
sensor that checks to make sure its really
you, and all the programs are on nest-ce
pas? Its the magnetic permanent storage
chips that do it. The computer knows exactly
what state it was in when the power was
turned off. As a result, you dont have to
shut down the computer anymore either
and that was an operation that sometimes
took even longer than booting it up.
The really fantastic thing about these
new materials is that theyre all over the
place, but you cant see them because theyre
hidden. You see that lady over there talking
on her cell phone? The phones powered by a
mini fuel cell, and its got plenty of nanotech-
nology in it too. Young people dont think
about these things anymore they just stick
a methanol cartridge into the phone once
every couple of weeks. When I was young,
we used to have to drag a battery charger
around.
Basically, everythings gotten a lot easier.
Look at the bicycle that courier over there
has. Just about all the parts are made of
nanostructured metal magnesia foam. The
stuff weighs practically nothing. But you
cant see that when you look at it. Its all on
the inside. This nanostructuring concept real-
ly did catch on amazingly quickly. I was one
of the people who played a role in its devel-
opment back then. The thing is that a mater-
ials ability to withstand stress doesnt change
even if you get rid of about half the atoms
but its got to be the right half, mon Dieu!
We learned a lot from nature. A bone, for
example, is very light but nevertheless stable.
And speaking of bones, take a look at that
fellow with the cane over there. Ill bet you a
pastis hes got an artificial hip. But thats not a
problem today. The things last forever with
the new materials theyve got, and theyre
absolutely biocompatible. Ill have one of
them myself, if I ever need it.
The best thing about the new implants is
that they adapt to the way theyre used over
time. Now thats intelligent material! Cars
have got that kind of material too. Dont be-
lieve me? Well, did you ever wonder why the
really expensive cars are so quiet inside? Oh,
youve got a cheap car? Well, Ill tell you any-
way.
Theyre quiet because the roof contains
an adaptive mat made of piezo fibers, which
are actually ceramic and stretch out or con-
tract when you apply voltage to them. That
makes it possible to dampen vibrations.
Theres a sensor that measures the interior
noise level and an electronic control system
that stimulates the fibers in a way that neu-
tralizes undesired frequencies. Naturally, the
system still lets you listen to the radio or your
favorite CD. Amazing, nest-ce pas?
You want to see a new material thats re-
ally visible? Just turn around and look at that
billboard outside and the lighting here in the
caf. Its all LEDs. Just ten years ago it would
have been unbelievably expensive to light up
an entire room with them. I tell you, the
good old light bulbs days are numbered.
These LEDs are fantastic they last forever,
can take on all different colors and get by
with hardly any electricity. Now thats what I
call a real technological revolution! Oh, Ive
got to go now. It was nice talking to you.
Take care of yourself. Au revoir.
ONorbert Aschenbrenner
I N T E L L I G E N T M A T E R I AL S M A T E R I A
Invisible RevolutionsWood, stone, ceramics for thousands of years people have made use of all
kinds of naturally available materials. But things are changing in a big way. Researchers
are now customizing materials for a variety of purposes, and theyre even doing it
at the atomic level. The future belongs to intelligent materials.
For thousands of years people had to
make do with the materials that nature
provided them with things like wood and
stone, and metals such as gold, lead and cop-
per. Even after the advent of iron forging,
clay furnaces and glass-making, it was nearly
two thousand years before any great leap in
materials science occurred. Materials re-
search as an independent discipline didnt
even exist 50 years ago, says Dr. Peter Paul
Schepp, Managing Director of the German
Society for Materials Research (DGM). Devel-
opment scientists basically used the materi-
als they could find in a catalog, he adds.
This situation has changed dramatically.
Our knowledge of materials has exploded
over the last two decades, says Rainer Nies
from Strategic Marketing at Siemens Corpo-
rate Technology (CT). Nies, a physicist,
headed a study of new materials. The study
found that although researchers in th
refined known materials for use with n
plications, todays materials sci
chemists, physicists and even biologis
computer scientists create customize
materials. And the future will bring
advances. Were on the verge of a n
an age of intelligent materials, say
The buzzwords of the future w
nanotechnology, bioengineering and
tronics. Researchers in the latter field
tempting to create materials that can
to various environmental conditions
example, construction support materi
can dampen oscillations by themselv
p. 12). Biomaterials include biopolym
tificial spider-silk fibers, biomorphic ce
made from materials such as cardboa
maintain the source materials basic
tures, and materials for medical applic
such as artificial tissue elements (see
Rainer Nies of Siemens Corporate
Technology uses ropes to demon-
strate advances in materials re-
search. Each one can hold three
tons. Yet their cross sections vary
from 22 millimeters in the case of
the hemp rope to six millimeters for
the high-performance polymer cord.
Hard drive vs. organi
molecules:
A layer of organic molec
can store 1,000 times m
data per square centime
than a hard drive.
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processes. For instance,
DGMs Schepp points to
superplastic forming, a
process that makes it
possible to significantly
reduce the cost of manu-
facturing components.
The final contours are
created in virtually one
step casting is the
only conventional tech-
nique that can accom-
plish anything similar to
this, says Schepp. Turn-
ing and milling are nec-
essary only for fine detail
work. Definitely re-
quired, however, is
thermo-mechanical pre-
treatment of the material
in a manner thats precisely tailored to its
properties. This treatment refines the grain
structure of the material to such a degree
that the grains flow like sand into the form,
which they then completely fill, requiring
only a maximum of ten percent of the pres-
sure needed with conventional methods. Su-
perplastic forming is a particularly suitable
technique for manufacturing medical im-
plants. An artificial thigh bone, for example,
consists of titanium alloys, which are very ex-
pensive and difficult to
machine. But when such
implants are produced
on a large scale, sub-
stantial savings can be
achieved because
milling-related waste
can be significantly re-
duced.
Experts agree that
successful materials de-
velopment today de-
pends on achieving a
new dimension in inter-
disciplinary approaches.
Not only do researchers
from various fields have
to work closely together
during every stage of
development; but the
individual components of a part must inter-
act in an optimized manner as well. It is also
very important that future users be inte-
grated into the process early on.
Ceramics Under Stress. A good example of
the successes that have been achieved in
modern materials research is a diesel injec-
tion system from Siemens that is controlled
by piezo crystals (bottom right). In piezoelec-
tric applications, a ceramic expands when a
voltage is applied. The injector exploits this
effect to open and close a valve, explains Dr.
Karl Lubitz from Siemens Corporate Technol-
ogys Materials Research department. Lubitz
developed the key component for the piezo
injector for automotive supplier Siemens
VDO. More than ten years of research went
into the piezo injector, which can pump a cu-
bic millimeter of diesel fuel at a pressure of
1,600 bars into an engine combustion cham-
ber in less than a millisecond. Such targeted
injection not only causes the engine to run
more smoothly and quietly; it also cuts fuel
consumption and emissions.
The injection component, which is
coated with a plastic, is extremely complex
it has 360 ceramic layers. Nevertheless, it
is only a small part of a system in which each
component is critically important for the
proper functioning of the whole.
Light bulbs vs. LEDs:
Red LEDs are three timesmore efficient
than conventional
incandescent light bulbs.
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Nanotechnology ultimately focuses on indi-
vidual atoms that are maneuvered piece by
piece in a completely controlled manner to
create a material (see p. 18). Richard Smalley,
an American Nobel Prize laureate in chem-
istry, is convinced that nanotechnology in
particular will dramatically change the world
we live in (see interview on p. 23). German
experts share Smalleys view. According to a
study conducted by the Electronic Techno-
logy Association (VDE), microsystems tech-
nology and nanotechnology have the great-
est innovation potential, ahead of even
information technology and biotechnology.
Foamed Metal. Even without nanotechnol-
ogy, however, the ability to combine known
materials with new production methods
means that the amount of materials used in
industry will continue to increase. Foamed
lightweight metals, for example, could be
transformed into especially light, yet stable
components for aerospace or automotive ap-
plications. Such materials are very rigid while
weighing relatively little. Similar properties
are exhibited by composite materials contain-
ing fibers made of high-strength or very rigid
materials, such as glass or carbon, which are
incorporated into plastics.
The variety of materials can also be in-
creased through improved manufacturing
M A T E R I A L S I N T E L L I G E N T M A T E R I AL S
When we started this project, hardly
anyone believed we would be able to control
fuel injection using piezo ceramics, says Dr.
Andreas Kappel from Corporate Technologys
Microsystems department. But Kappel gradu-
ally succeeded in convincing everyone that
the technology would work. And its a good
thing he did. Siemens VDO is going to post
billions of euros in sales in the next few years
with this development, he adds proudly.
The technologys potential isnt even close to
having been exhausted. Kappel and his
team are now able not only to simulate a
functioning injector all the way down to its
microstructure, but can also observe it in op-
eration. This enables them to run numerous
tests to improve injection in a very short pe-
riod of time, without having to install the ac-
tual component in an engine.
From Simulations to Promising Mixtures.
Such computer simulations have become an
important tool in all areas of materials re-
search. They make it possible to predict how
materials will behave at various tempera-
tures, under load, and at different times
throughout their life cycles on the atomic
level and as a complete component. Further-
more, when it comes to finding the best ma-
terial for a particular application, mathemati-
cal models are rapidly replacing
trial-and-error techniques. Researchers can
use combination methods to study in one
process step a variety of mixtures of
chemical elements with regard to their suit-
ability, and they can then extract the most
promising mixture from
the vast amounts of re-
sulting data (see p. 26).
But even the best
supercomputer cannot
replace the experience
of a scientist. To be suc-
cessful, you need a team
that has a commitment
to continuity in its re-
search, says Dr. Bern-
hard Stapp, Head of Re-
search at Osram Opto
Semiconductors. And he
knows what hes talking
about, since his team of researchers is mainly
responsible for the increases that have been
achieved in the efficiency of light-emitting
diodes (LEDs). LEDs offer significant advan-
tages in converting electric current into light
(see graphic). Depending on the conditions
in which they are used, they can run for up to
100,000 hours. If left on ten hours a day,
they will continue to operate for nearly 30
years. They are also extremely robust, and
their efficiency rating is many times higher
than that of a normal light bulb. LEDs have
already replaced conventional technologies
in certain areas, such as
interior lighting for auto-
mobiles, and are set to
take over vehicle tail-
lights as well.
LEDs, which have a
chip-edge length of less
than half a millimeter,
have benefitted not only
from dr amatic improve-
ments in materials, but
also from special surface
structures. LED produc-
tion involves depositing
several crystalline layers
onto semiconductor disks at temperat
between 600 and 1,000 degrees C
Every single parameter whether te
ture, pressure, wafer rotation speed,
composition is critical for achieving
timal product that can also be pro
mass produced. A big problem with t
terials used in LEDs (gallium-indiu
minum-phosphide or gallium-indium-
is their extremely high refractive inde
is, most of the light produced is reflec
ward at the edge where the crystal me
air. Researchers have gotten around th
internal reflection problem by produ
surface with specially shaped profile
significantly improve the degree o
emitted. Improvements of this sort,
with constant material refinement, h
creased efficiency by a factor of 30
decade since 1970.
We have to do more than just fi
best phosphor, says Stapp. We also h
be able to recognize and control the co
relationships between materials, pro
and applications. Adds Karl Lubitz: T
team effort. A researcher working in is
would have no chance of succeedin
new materials. ONorbert Aschenb
0
0,01
0,1
1
10
1970 1975 1980 1985 1990 1995 2000 2
Luminous flux in lumenat a current of 20 mA
Material composition
GaAsP
GaAIAs
InGaN
InGaN
GaN
SiC
In
GaAIAs
GaAsP:N
GaP:N
InGaA
Copper vs. nanotubes:
Inch for inch, a wire made
of nanotubes conducts
electricity one thousand
times better.
L E D L UM I N OS I T Y H AS I N C RE AS ED B Y L EA PS A ND B OU
LEDs (left) and piezo injectors for diesel vehicles (right) are two shining examples of
successful materials development at Siemens. But its not just better materials that
count improved processing also plays a vital role.
Scientists have boosted the efficiency of LEDs by a factor of 30 every deca
since 1970. The graph shows the amount of light emitted by LEDs at a sp
fied current consumption, the colors that could be achieved at the time, a
the range of materials used. Source: Osram.
Ga: Gallium, As:Arsenic, P:Phosphorous, N:Nitrogen, Al: Aluminum, In:Indium
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From fibers that register mechanical stress in airplane rudders to
automobile roofs and magnetic resonance tomographs that coun-
teract vibrations and cut noise a quieter, safer world is taking
shape thanks to developments in adaptronic materials.
Memory Metal in the Dishwasher. Only re-
cently, a memory metal actuator a wire
made of nitinol (a nickel-titanium alloy)
produced in Kautzs laboratory went into pro-
duction. The wire is part of an optical sensor
in the latest range of dishwashers produced
by Bosch and Siemens. This optosensor
measures the calcium content of the water
up to ten times during the dishwashing pro-
gram and uses this data to regulate the re-
lease of a special salt. The memory wire,
which is activated by a small jolt of electric
current, is designed to open a small valve
that expels water from the sensor. In the
process, the wire, which is ten centimeters
long, contracts by five millimeters and devel-
ops astonishing strength in spite of being just
0.25 millimeters thick. Because the wire au-
tomatically reacts to voltage changes, com-
plicated control technology is unnecessary,
says Kautz. All in all, the optosensor and its
entire mechanism is no larger than the small-
est pocket calculator.
Meanwhile, Siemens CT researchers are
working on integrating a sensor, an actuator
and a regulator into a single tiny component.
That would open up a new range of poten-
tial applications, says Holger Hanselka, direc-
tor of the Fraunhofer Institute for Structural
Durability (LBF) in Darmstadt, Germany.
Hanselka, who works at the University of
Darmstadt, is one of a handful of people
around the world who teaches adaptronics.
These compact and lightweight adaptive
materials are ideally suited for integration
into lightweight production materials, he
12 P ic t u res of t h e Fu t u re | Spr in g 2 0 0 3
New Materials Take ShapeThe thin, slightly bent metallic thread thatDr. Stefan Kautz is holding between hisfingers looks like a piece of ordinary florists
wire. But you only have to touch it to realize
that this wire is made of a very special mater-
ial. The metal feels soft and warm, like a
blend between a fishing line and a copper
wire. Kautz holds the thread over a flame.
Within seconds, the bent wire curls itself into
a perfect paper clip.
Kautz, a specialist in memory metals at
Siemens Corporate Technology (CT) in Erlan-
gen, Germany, is working on materials that
can remember the shape into which they
were originally formed. These substances
are evolving into a promising production ma-
terial that could open a new field known as
adaptronics the marriage of adaptation
and electronics.
Adaptronics engineers are after some-
thing new. They want to develop materials or
components that are so smart they can auto-
matically adapt to their surroundings. Under
ideal circumstances, these materials combine
sensors, regulators and actuators in a highly
compact space.
According to experts such as Siemens
Kautz, such materials are multifunctional.
That is, they can register alterations in their
surroundings for example, changes of
temperature and respond immediately.
The first prototype components of this sort
have already been produced. Memory met-
als are excellent examples of adaptronics,
says Kautz, who explains that If they are
heated or subjected to a voltage, they
change shape. They do this by means of a
simple, temperature-dependent alteration of
their atomic lattice structure no complex
electronic manipulation is required.
Piezofibers in airplane rudders
could detect cracksand significantly
simplifysafety checks.
P ic t u res of t h e Fu t u re | Spr in g 2 0 0 3
says. According to Hanselka, lightweight ma-
terials are the wave of the future in fields
such as automobile and airplane production.
However, due to their low mass, such materi-
als tend to vibrate, thus generating noise and
other problems. Adaptive materials can help
here, as they can register when a material
starts to vibrate. The sensors signal is
processed by a regulator, which then causes
time hardened into a gel by means of chemi-
cal reactions or changes in temperature. This
creates long threads which then gently coag-
ulate into crystalline piezofibers without
breaking. These fibers are so fine that they
can be easily integrated in lightweight com-
posite materials, says Dr. Dieter Sporn of the
Fraunhofer Institute for Silicate Research
(ISC) in Wrzburg, Germany, which played a
transmits an electrical pulse back to th
which then bends in a particular dir
The fiber generates a kind of count
that blocks the vibration in its early s
Combined with the appropriate so
this kind of closed-loop control can c
even large components.
Piezofibers and Quiet Cars. To fi
what kinds of future developments m
possible in adaptronics, scientists rep
ing over 20 companies and researc
tutes have been involved in the Adap
Pilot Project. The goal of this initiative
was supported by the German Ministry
search and concluded in late 2002,
develop components that could be u
create adaptronic products. One of th
ucts developed in the project was an
tive car roof made of lightweight m
that could effectively dampen vibrati
ing piezofoils and piezofibers. Accord
Hanselka, this technology is ready
next generation of vehicles. He e
however, that this kind of car roof will
be installed only in a small number
mium-segment vehicles.
Dieter Sporn believes that the fibe
have a future in the aerospace indust
example, the rudder units of todays
jets consist of composite materials.
M A T E R I A L S A D A P T R O N I C S
an actuator to dampen the vibrations
through countermovements.
In view of this, Hanselka and others are
placing high hopes in a new generation of
piezomaterials, which are true masters of
versatility. The materials can transform elec-
trical energy into mechanical energy and vice
versa. Some cigarette lighters, for example,
generate the energy that sparks the flame
from a piezocrystal that is put under me-
chanical pressure. A joint project carried out
by a number of Fraunhofer Institutes has suc-
ceeded in spinning piezomaterials into long
fibers that are only 20 to 30 micrometers in
diameter. In this process, the fibers are pro-
duced using the so-called sol-gel process.
The sol is a solution of molecules that is
pressed through tiny nozzles and at the same
key role in the development of this process.
In the past, piezo components were gener-
ally so big that they interfered with the struc-
ture of lightweight materials.
Both the new fibers and the piezo foils
that have long been in use can simultane-
ously fulfill the functions of a sensor and an
actuator. For example, if a piezomaterial is
activated by undesirable vibrations, it gener-
ates an electrical signal that can be inter-
preted by a controller. The controller, in turn,
tion of these units for hairline cracks a
den damage is a time-consuming proc
the rudder unit must be scrutinized w
trasound. Adaptive materials would
this process unnecessary. A me
piezofibers integrated into the materia
detect cracks that subject the fibers
chanical tension and directly transmit
formation to analytical software, says
adding that piezofibers could signi
simplify safety checks.
Metal with a memory.
A deformed paper clip returns
to its original shape when
exposed to flame.
Researchers at the Fraunhofer Institute
have succeeded in spinning ceramic
piezofibers into long, thin threads that
are ideal for adaptronic materials.
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Ceramics with the microstructure of trees, nanocatalysts in bacterial proteins, nerve cells on micr
chips bioengineering is set to create a surpising symbiosis of nature and technology.
Surprising Symbiosis
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It is a remarkably delicate architecture.Three elastic strands of collagen windaround each other in loops, forming neatly
stacked and networked spiral columns that
incorporate hollow spaces at regular inter-
vals. Tiny crystals of hydroxyapatite, a min-
eral containing calcium phosphate, are di-
rected to the correct locations in these
spaces, where they grow and fill the gaps.
The result is a living ceramic substance incor-
porating pores and channels where cells are
anchored in essence, a bone. The struc-
ture of the substance, a combination of soft
proteins and hard minerals, lends it charac-
teristics that at first seem contradictory. Bone
is hard but not brittle, rigid but flexible. It is
lightweight and porous, yet can bear consid-
erable mechanical loads. Stable and yet con-
stantly changing, bone can even heal itself. It
is truly a wonder of nature.
In recent years, researchers have been
studying the principles supporting such per-
fectly adapted biological structures, and ma-
terials developers are now trying to put that
research to practical use. Inspired by natures
capabilities, these experts are using cells, bio-
molecules and biological concepts to create
new materials. Nature has optimized its mat-
ter over millions of years were trying to
profit from that, says Rainer Nies, who is
working on potential applications in th
of bioengineering at Siemens Co
Technology (CT) in Erlangen, Germany
Researchers would like to duplic
ganic materials precise structuring,
can be measured in nanometers (o
lionth of a meter). Similarly precise sy
materials would make it possible to
miniaturize electronic and optical c
nents and enhance their properties.
stance, Prof. Peter Greil and his team
University of Erlangen are using biom
as templates for industrial materials.
process, Greils team decomposes a p
wood in a nitrogen atmosphere at
M A T E R I A B I O E N G I N E E R I N G
Electron micrograph of a sna
nerve cell. The cell is held in plac
on a microchip by means of plasti
studs, each of which is a mer
20 micrometers in size
Technology
Piezofibers,
polymers,
patches
Memory
metals
Electrorheo-
logical and
magneto-
rheological
materials
Magneto-
strictive
materials
Photo/
thermo/elec-
trochromicmaterials
Glass fiber
sensors
Hollow fibers
and micro-
capsules
How it Works
Mechanical stress is con-
verted into an electrical volt-
age and vice versa
Electric current or an increase
in temperature give rise to a
change in shape
An electrical voltage or mag-
netic field causes the re-
versible solidification of liq-
uids by making microscopic
particles in the liquid link up
Reacts with an increase in
length even at weak mag-
netic fields (similar to piezo)
Materials that change their
color or transparency accord-
ing to the effect of light, heat,or electric fields
External influences change
the propagation of light in the
fiber
Hollow fibers or capsules in a
material release fluid/active in-
gredients when they are
destroyed
A D A P T R O N I C A P P L I C A T I O N S T O D A Y A N D T O M O R R O W
Possible Applications
Damping vibrations in components (car bod-
ies, MR equipment, etc.); active changes in
sections of rotor blades and wings to cut
noise and save energy; increase in compo-
nent strength (active prevention of deforma-
tion); monitoring of component status when
used as a sensor
Actuators for valves or interlocks; damping
vibrations; components: memory metal con-
tact pads as microchip mounts that can be re-
leased by a change in temperature
Exact adjustment of shock absorbers to road
surfaces; hydraulic valves; control using tactile
joysticks (force feedback); movement control
of knee and joint prostheses
Use as actuators, sensors, vibration dampers
Climate-controlling windows that control the
sunlight coming into a building or a car;
changing the light-absorbing properties ofphotovoltaic
facilities
Detection of temperature variations, pressure,
mechanical stresses, vibrations, accelerations,
magnetic fields
Emergency lubricants in cutting or grinding
tools; plastics that heal themselves by releas-
ing liquid adhesive in hairline cracks
Existing Applications
Actuators for injection pumps and
valves, compact electric motors
Interlocks and valves made of
memory-metal wires, strips or
springs (e.g. dishwasher sensor);
medical instruments for
microsurgical procedures
Introduction of the first products in
the next months
Sensor for shop security
Prototype climate-controlling win-
dows and photovoltaic glass
Various prototypes
Self-healing materials; capsules
with emergency lubricants; wax-
filled capsules with a heat-insulat-
ing effect; corrosion prevention
Market Potential
Very high; many applications
in the near future
Increased degree of integra-
tion in complex electrical and
electronic systems in the next
few years; further use in
surgery
Growing potential in the next
few years
Mass-produced articles in a
few areas
Increasing importance, espe-
cially in the area of energy op-
timization for buildings
First applications in coming
years
Established mass-produced
item; a large number of new
products and applications in
the next few years.
14 P ic t u res of t h e Fu t u re | Spr in g 2 0 0 3
M A T E R I A L S A D A P T R O N I C S
Adaptive piezotechnology can also help
to make driving safer. Prof. Hans Meixner,
head of the Sensor and Actuator Systems
Competence Center at Siemens Corporate
Technology Center in Munich, is developing a
new automotive sensor designed to ensure
that tomorrows airbags inflate correctly. To
this end, stretch measurement strips made of
piezofibers will be integrated into vehicle
seats. As the degree of stretching depends
on the occupants weight, passengers will be
better protected in the event of a crash. At
present, airbags inflate with the same degree
of force, regardless of whether a small child
or a heavy adult is sitting in the seat. Thanks
to the information provided by stretch mea-
surement strips, future airbags will inflate
with an intensity that will softly cushion each
passenger.
Quieter MR Scanners. Another promising
application area is medical electronics. For in-
stance, Dr. Hans-Georg von Garen and his
colleagues at CT in Munich and Erlangen are
working on piezofibers that can dampen vi-
brations in magnetic resonance (MR) tomo-
graphs. Because the magnetic field gener-
ated by these machines must constantly
change its direction as it moves along a pa-
tients body, forces are generated that cause
the funnel of the patient entry tube to vi-
brate. At 120 decibels, the resulting noise
can be as loud as a jet plane taking off. The
worst problems are caused by low frequen-
cies, which disturb not only the patient inside
the MR machine, but also medical personnel.
Garen and his team hope to dampen these
vibrations by using numerous strips of piezo-
foil the size of small bandages. When glued
to the funnel, the strips of fiber act as sensors
and actuators simultaneously. The challenge
is to determine exactly how the funnel is vi-
brating at a given time, and how the vibra-
tion dampers can be precisely controlled.
O Tim Schrder
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However, such growth can take place
only if the physical and chemical conditions
in the reactor resemble those in the human
body. This in turn requires the presence of
numerous sensors and sophisticated con-
trols. If you want to grow a bone implant, for
example, the cells must be put under pres-
sure, just as they are under natural condi-
tions in an organism. Only then will they be
stimulated to grow in the desired direction.
Pompes group is trying to generate this pres-
sure with the help of tiny piezo actuators that
vibrate at high frequencies. These actuators
are very similar to the structural components
that Siemens produces for direct fuel injec-
tion in diesel engines (see p. 9). The rapidly
increasing demand for tissue produced by
biotechnological means is in any case a
strong incentive to overcome any difficulties
that still remain, according to Pompe.
Nerve Cells on Microchips. Even more so-
phisticated approaches are being pursued in
an attempt to unite living cells and technical
components for example by combining
nerve cells and semiconductor electronics.
The long-term goal is a hybrid neurochip that
could be used to build neuroprostheses such
as those that would enable blind people to
see again. Another possibility would be a
In other words, the nerve cell and the chip
communicate with each other, and they do
so in a manner that does no harm to either
of them. When connected to a pond snails
nerve cells, a silicon chip of this kind will
function for weeks or even months.
But thats only the beginning. As soon as
you have a network of roughly 100 neurons,
in which each individual neuron can be mon-
itored or selectively stimulated, it will be pos-
sible to experimentally test the basic con-
cepts of brain research for the first time ever.
A number of theories today attempt to ex-
plain how living neural networks function,
Fromherz doubts whether researchers
able to connect more than ten neurons
next five years.
Fromherzs team is therefore pur
parallel strategy that promises faster
They are using naturally grown neur
works consisting of sections of rat
connected with microchips. One prob
that the rat neurons cannot be triggere
vidually, only in groups. The scientists
cusing on the hippocampus, the area
brain that plays a key role in learnin
neon has built a semiconductor chip c
ing 10,000 transistors to meet the s
needs of these experiments. The rese
can use the chip to investigate the ac
of nerve cells at previously impossible
tions. Fromherz has high expectatio
their research. Id like to use the bra
tions as a learning network controlle
microchip, he says. Such basic resea
believes, will make it possible to find o
nerve tissue communicates with micro
The results of such research could,
ample, help speed up the developmen
artificial human retina. Although the c
of an electronic eye may still lie far
future, bioengineering is already
tremendous strides. Whether its nan
lysts in bacterial proteins, artificial bo
artificial organs bioengineers are c
materials with previously undrea
properties. These materials are well o
way to creating a new symbiosis of
and technology. OCarola H
Prof. Peter Fromherz is studying how nerve cells talk with silicon transistors.
A chip with real nerve cellscould not only
help us to understand the brain it could
also help us to reproduce it in miniature.
neurocomputer that combines the capacities
of biological and electronic intelligence.
Prof. Peter Fromherz at the Max Planck Insti-
tute of Biochemistry in Martinsried, Germany
have already succeeded in making two or
three neurons grow on a silicon chip accord-
ing to a preset pattern. The chip is now being
used to stimulate a nerve cell. The cell con-
ducts an electrical impulse via biological con-
tact points called synapses to another neu-
ron, whose activity, in turn, leads to a change
in the voltage at the transistor lying under it.
and some computers also operate according
to this model. But only a neurochip will en-
able researchers to observe the behavior of
an actual nerve network cell by cell.
Non-biological applications are also con-
ceivable. For example, the human brain eas-
ily performs many tasks that are difficult or
impossible for a computer. But a future mini-
brain on a chip might be able to connect
items stored in a memory bank by means of
associations. However, the process of devel-
oping such a chip may be long and difficult.
M A T E R I A L S B I O E N G I N E E R I N G
dimensional layers with perfect pore struc-
tures, even in an artificial environment.
These surfaces can have a much larger area
than that of a single bacterium, says Mertig.
They can also be mounted on solid sub-
strates such as the semiconductors and met-
als used in microelectronics. In effect, they
act as nano-scaled egg cartons, whose cavi-
ties can be used selectively to deposit metals
that are effective catalysts, such as platinum
and palladium.
The metal complexes in the cavities can
not outgrow their biomolecular cages the
bacterial pores. A regular pattern of particles
is thus created in which the particles have a
diameter of just two nanometers. This pat-
tern simultaneously emerges at millions of
locations, a key requirement for future mass
production of nanostructures. The precious-
metal particles are also situated at intervals
of just a few nanometers, meaning that their
specific surface area is vast. The larger a cata-
lysts surface, the more reactive it becomes.
Siemens plans to exploit this catalytic po-
tential to develop devices such as highly sen-
sitive gas sensors. Here, the protein mem-
brane, metal particles and all, will be
mounted on a pyrosensor, where the mini-
catalysts can then accelerate a chemical reac-
tion such as the oxidation of carbon monox-
ide. Since these clusters are more than one
order of magnitude smaller than those con-
ventionally used, chemical reactions can be
initiated even at relatively low temperatures.
The pyrosensor measures the reaction heat
that is generated and transforms it into an
electrical signal that indicates the concentra-
tion of the toxic gas.
This project is still in its infancy. The key
components the pyrosensor and the pro-
tein layers on technical carriers have been
developed, but they still need to be com-
bined. One thing that wont be a problem is
the lifetime of the biological structure in-
volved. There are indications that the pro-
teins remain stable for over a year. In any
case, they are not indispensible for the sen-
sors proper functioning. They are only a
means to an end in the production process,
says project manager Dr. Reinhard Gabl of
Siemens CT. He estimates that a finished
product will be ready in about three years.
At first glance, the growth of catalysts in
proteins doesnt seem to have much to do
with natural processes. However, this proce-
dure is based on the same principle of bio-
mineralization that applies to bone forma-
tion. In both cases, the biological template
the bacterial protein or collagen framework
guides the germ formation and the
growth of a solid inorganic mass. The differ-
ence is that in the case of the bone the inor-
ganic material is hydroxyapatite, while the
surface layers contain metal particles.
A Liver Grows in a Reactor. If artificial mate-
rials can be created by means of biological
processes, why not create new materials
identical to natural ones? Man-made bioma-
terials are, for instance, in great demand in
prosthetic devices. But this application re-
quires living cells preferably taken from the
patients themselves. Tissue engineering in
bioreactors can be used to transform the cells
into customized replacement parts (e.g.
bones, cartilage, liver tissue). These receive
all the nutrients they need to grow, and, if
necessary, a framework to attach themselves
to. The cells then grow into the desired tissue
in accordance with their respective genetic
programs.
1,800 C, leaving behind a skeleton of pure
carbon. Liquid or gaseous silicon is then
pumped into the chamber, bonding with the
carbon to form silicon carbide, an extremely
hard compound (see image below). The key
point is that the woods cellular structure is
preserved in a kind of petrified image; its
almost impossible to produce a comparably
porous ceramic material using conventional
methods. Such biomorphic ceramics could
someday be used as catalyst carriers, filters,
high-temperature insulation or construction
materials.
Bacterial Cages for Precious Metals. Wolf-
gang Pompe and his team at the Technical
University of Dresden are taking a different
approach. They are using bacterial proteins to
generate densely packed nanoclusters of pre-
cious metals for use in catalysts and sensors.
Many types of bacteria, such as Bacillus
sphaericus, have numerous uniformly sized
pores in their protein coverings, allowing ma-
terials to freely move in and out of the cell.
Its like a molecular strainer, explains
Michael Mertig, a member of Pompes team.
The researchers isolate protein molecules
and then exploit their capacity for self-organi-
zation. If chemical conditions are right, the
proteins will reorganize themselves into two-
16 P i c t u r e s o f t h e Fu t u re | S p r in g 2 0 0 3 P i c t u re s o f t h e Fu t u re | S pr i n g 2 0 0 3
The cell structure of pine wood exactly reproduced in a silicon carbide ceramic.
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Great Oaks
from Little Acorns
Materials with completely new properties,
quantum dots, nanotubes, microchips
that rewire themselves in short, nano-
technology is likely to be the most
promising innovation of the decade.
M A T E R I A L S N A N O T E C H N O L O G Y
Its as hard as glass and transparent. But it
isnt what it appears to be, says Dr. Wolf-
gang von Gentzkow, who heads the Center
for Functional Polymers at Siemens Corpo-
rate Technology (CT) in Erlangen, Germany.
In fact, the object is actually a type of plastic.
If you were to look at it with an electron mi-
croscope, you would be able to see small par-
ticles silicate plates that make the polymer
very hard and heat-resistant. Measuring less
than 100 nanometers across, the plates are
narrower than the wavelength of light
which makes them virtually invisible.
Welcome to the world of nanotechnol-
ogy, a place where small things, namely
nanometer-sized particles, can have a big im-
pact. A nanometer is one millionth of a mil-
limeter. Thats approximately one fifty-thou-
sandth the diameter of a hair. Too small to
bother with? Not according to Berndt Sam-
singer of Capital-Stage, a Hamburg, Ger-
many-based investment company that spe-
cializes in nanotechnology. Says Samsinger:
The impact of this new field in coming years
will be greater than that of biotechnology
and the Internet combined during the last
decade.
Market hype aside, Gentzkows particles
are relatively simple. Their layered silicates
have a structure similar to that of puff pastry
and are, for example, used in such mundane
products and processes as cat litter and paper
production. The layers can be separated with
sodium or calcium ions, and when treated
with organic ions can also be expanded in
such a manner that they detach from one an-
other when incorporated into plastics. This
results in individual, tiny silicate plates. If they
are added to a polymer at a ratio of up to five
percent, the mixture inherits the properties
of both substances. In other words, it be-
comes transparent and strong. It is also inex-
pensive to produce and can be manufactured
in large quantities. Experts predict that in
about two years the amazing material will be
mass produced and used as a plastic-coated
lens for very bright and temperature-stable
light-emitting diodes.
But the plastic from Erlangen has one big
drawback: it looks utterly unexceptional.
When you hear the word nano, which
means dwarf in Greek, you are more apt to
think of miniature submarines that prowl
through the bloodstream and annihilate can-
cer cells, or of miniature robots made of a
handful of atoms that cooperate and repro-
duce themselves as described in Michael
Crichtons new novel Prey, for example. But
thats pure science fiction, and its very
doubtful whether there will ever be applica-
tions of that sort, says Rainer Nies, who
wrote a study titled Impact of Materials at
Siemens CT in Erlangen (see p. 9). Pioneering
innovations? They will probably be the ab-
solute exception, says Nies, who studied
physics. Instead, many small innovations will
gradually appear in completely ordinary
products but the net result will probably
be just as revolutionary.
Chip Structure at the Limit. The manufac-
turers of microchips are depending on nan-
otechnology for their very survival. Moores
Law, which predicts that the number of tran-
sistors per unit area of chip will double every
18 months, will hold true until approximately
2010. But what happens when chip struc-
tures supposedly drop below 100 nanome-
Infineon researchers have deliberat
grown nanotubes on a silicon wafer
quence on left). The enlargement in
bottom left image shows an individ
nanotube. The cube (top right) cons
several hundred thousand nanotube
which are seen in close-up (bottom)
mm= millimeter, m =micrometer,nm= nanometer
Siemens researcher Dr. Wolfgang von
Gentzkow with a high-strength
transparent polymer full of nanoparticles.
The polymer could eventually serve as
a lens for light-emitting diodes.
2 mm
100 m
2 m
12 nm
ters? Thats the question that is occupying
Dr. Lothar Risch, who conducts research on
nanoelectronics at Infineon in Munich.
Rischs projects reach far into the future. He
estimates that components now being man-
ufactured in his lab as individual pieces will
not be used to produce marketable products
for at least ten years.
Risch builds field-effect transistors,
which are the smallest units of any chip.
Rischs FETs have a gate length of a mere ten
nanometers. The gate acts like a valve that
controls the electric current in a silicon chan-
nel that is only two nanometers thick. How-
ever, when the layers are that thin, the elec-
trons begin to tunnel through the gate as if
it were not even there. Rischs team there-
fore manufactured the prototype of a dou-
ble-gate transistor tilted 90 degre
which two gate electrodes sandwich t
con channel, thereby making it poss
them to control the current much m
fectively.
The next step is a quantum-dot m
module in which an insulator with a
length of 20 nanometers is placed be
the gate and the silicon channel. Less
is needed here for saving and deletin
quantum-dot memory of this kind is so
tive that even a single additional elec
the quantum dot shifts the charac
curve of the transistor noticeably. Qu
dots have made quite an impression
research community and scientists h
use them in supercomputers or in las
ultra-fast fiber-optic links.
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Nano or Not? A chain of five to ten atoms amounts to approximately one nanometer a mil-
lionth of a millimeter. There is no standard definition of nanotechnology, but the most impor-
tant criterion is scale. Nanostructures are smaller than 100 nanometers. This includes thin lay-
ers that are only a few nanometers thick and take on new functions as a result. Nanotechnology
is particularly applicable to microsystems and microchips. Many properties of microsystems are
made possible by etching a silicon block (top-down approach), but in nanotechnology theres
also the bottom-up approach, whereby small building blocks (atoms, molecules, powders) are
used to manufacture larger systems, through self-organization if possible. Many properties of
nanocomponents are based on quantum effects that appear only at these tiny scales, where
the boundaries between physics, chemistry and biology become blurred. Nanoparticles are es-
pecially reactive because they have large surfaces relative to their mass. In a cube with edges
ten atoms long, almost half of the atoms are exposed to the area outside the cube. If the
edges of the cube are 1,000 atoms long, however, this is true of only 0.6 percent of the atoms.
T HE S OO T T HA T C H A NG ED T HE W OR L D
Prof. Alex Zettl has gotten his fingers dirty. Although it
looks like normal soot, the substance in his lab at the
University of California at Berkeley could change the
world, as its actually composed of tiny tubes and balls
of pure carbon. Zettls team has already used nano-
tubes (atomic model left) to make ball bearings and
electronic components.
M A T E R I A L S N A N O T E C H N O L O G Y
Two offices down from Risch is his
fiercest competitor, Dr. Wolfgang Hnlein,
who is working with carbon nanotubes.
These tubules of pure carbon have diame-
ters of between one and 30 nanometers and
lengths of up to one millimeter. They are
credited with possessing truly marvelous
properties. Depending on their structure,
they are either semiconducting like silicon,
or are capable of condu cting electrical cur-
rent a thousand times better than copper.
The tubes transport heat twice as well as di-
amonds the best thermal conductor
known. On top of that, they have 20 times
the tensile strength of steel, but are never-
theless flexible.
Everything thats possible with silicon is
also possible with nanotubes, says Hnlein.
not stored in capacitors but in miniature mag-
nets. Their polarity is reversed by a weak elec-
trical pulse, and their memory content is read
out electrically. The big benefit here is that
once stored, data bits can be retained for any
length of time. The PC memory modules used
today must be refreshed many times per sec-
ond and therefore need more power. A type
of storage that retained its memory would
also dramatically shorten the boot-up process.
His team can deliberately grow clusters of the
tubes on silicon which enables connec-
tions to be created between the layers of a
microchip. In the future, the conductors
could also consist of nanotubes, as could
diodes and transistors. And theres more: If
you place one nanotube directly on top of
another one and apply an electric field, they
bend and stick to each other until a voltage
pulse separates them again a tiny switch
that could also be used as a data storage de-
vice. Individual samples already exist in re-
search labs, but a reproducible manufactur-
ing method is still a long way off.
Nanotubes on Display. Nanotubes are ex-
pensive as much as 500 euros per gram.
But theyre likely to drop to just a few euros if,
as announced, Japanese companies begin
mass production this year. Koreas Samsung
has announced its intention to market its first
nanotube displays in 2003. Electrons can be
shot at a phosphor from the ends of the
tubes by applying an electric field as is the
case with conventional cathode ray tubes.
The difference is that the surface is totally flat
and there is no wear and tear. A nine-inch di-
agonal prototype that displays images in all
their glorious color already exists.
If transistors made of nanotubes one
day became as good as those made of sili-
con, my work would be superfluous, Risch
admits. But since no one can say for sure
whether nanotubes will make it possible to
squeeze 100 million transistors onto a chip,
he is likely to have work for years to come.
Nanotubes hold similarly untapped but
uncertain potential in other fields of re-
search. For instance, they might be used as
an admixture for particularly hard materials,
or as a hydrogen storage medium for fuel
cells. However, all such potential fields are al-
ready dominated by established technolo-gies. Whether nanotubes will be able to offer
viable alternatives is anyones guess.
At Siemens in Erlangen, Dr. Joachim
Wecker and his team are investigating mag-
netic multilayers that are only a few atomic
layers thick for use in future memory chips.
Such components are expected to hit the mar-
ket in 2004. Data bits in these MRAMs, are
Photodetector with buckyballs.
Siemens researchers use the nano-
scale soccer balls to convert light
into electricity. They are also work-
ing on an organic solar cell.
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Technology
Nanopowder
Nanoscale surfaces
Nanotubes
Nanostructured chips
Nanoanalytics
Applications
Conglomerations of a few hundred atoms or
molecules that give known materials new
properties
Thin films made of a few atomic layers or
nanostructured surfaces have new properties
not seen in todays thicker layer structures
(can be used in membranes or cat alysts)
Single- or multi-wall carbon tubes with a
thickness of 1 to 30 nanometers, and withextremely high tensile strength and electrical
and thermal conductivity
Evolution of microelectronics into nanoelec-
tronics. Long-term goal is single-electron
components
Measuring and structuring
surfaces with atomic resolution
Possible Uses
Pigments for paints, cosmetics, medicines, transparent cera
with low sintering temperatures, scratch-resistant surfaces,
filled nanocapsules for self-repairing materials
Self-cleaning surfaces (Lotus Effect),
anti-reflection coatings, long-lasting implants,
scratch-resistant surfaces
Circuit conductors, transistors and diodes for memory (NRA
electron guns for flat-panel displays, reinforcement of cerammetals, plastics, hydrogen storage, nanotweezers, nanoactu
tors
Smaller memory modules and processors, magnetic data st
age, quantum dots for diodes, lasers, optoelectronics and il
nated displays
Scanning probe technology (laid the basis for
nanotechnology 20 years ago), mechanical data
storage (nano-record player)
T I N Y P AR T I CL E S W I TH D I V ER S E P R OP E RT I E S
Nevertheless, some fundamental ques-
tions remain unanswered. For instance,
Weckers team is still trying to determine if
there is a lower limit to the size of magnetic
structures. Calculations indicate that struc-
tures below 25 nanometers are not possible
because at that point ambient heat can nul-
lify the magnetization of the mini-magnets
and make stored data unreadable. Neverthe-
less, Wecker is optimistic that he will be able
to lower this value by a few nanometers.
Weckers goal is to develop components
that can be used in Siemens products. At the
circuits to accommodate new tasks.
products would profit if you could c
the hardware later on, says Wecker.
dio processor could become a video
sor, for example. Processor and m
could be combined on one chip wh
sources would adjust to fit each job.
Power for such frugal chips could
plied by the new organic solar cells t
Jens Hauch is developing at Siemens C
langen. In these cells, light is conve
electricity by a polymer semiconducto
synthetic is full of buckyballs nan
A magnetic memorya fewatomic layer
thick couldchange the worldof comput
top of the wish list, therefore, are tiny mag-
netic-field sensors for imaging processes in
medicine or for use as sensors in automo-
biles. Another project deals with reconfig-
urable logic chips in which tiny sandwich
magnets can be linked to form arbitrary logic
gates through alteration of the magnetiza-
tion direction. The millions of transistors in
todays microprocessors are hard-wired,
which means its not possible to change the
soccer balls made of 60 or 70 carbon
The cells energy yield is still a meag
percent, but Hauch is optimistic that h
will be able to manage ten percen
nanoscale power plants would not o
flexible but also much less expensive t
days silicon solar cells, which cost be
five and ten euros per watt of output.
counting on less than one euro per
says Hauch. OBernd
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Considering all the hype that typically
goes hand in hand with new technolo-
gies, do you think the same could soon
happen to nanotechnology?
Smalley: I dont think that nanotechnology
is as seductive an idea as the Internet. One
of the great seductive aspects about the dot-
com era was that you could make money
without building a big infrastructure.
Nanotechnology has never been sold that
way. For me it is the art and science of
making stuff that does something on a
nanometer scale. The verb does is very
important. And you have to have stuff first.
Weve been making stuff for thousands of
years. Now its new stuff and sexier stuff but
its still stuff and you have to make it. I dont
think it reaches a level of excitement for
investors and start-up companies to the
same extent that dotcom did during the two
years of its hype. But it will be with us for a
lot longer.
Nevertheless, this is a technology with
plenty of economic potential.
Smalley:Yes, but there arent many people
who have put big money in nanotechnology.There is quite a bit of awareness at least with
venture capitalists and investors in the U.S.
that this is a place where you have to be ex-
tremely careful about investing. I dont think
there has been a great flood of money. And
the $600 million the U.S. government
invested in this area is almost entirely in
basic research. I dont think it is a large
amount at all. In fact, I think it has to be
increased dramatically from that level.
Whats a good example of what nan-
otechnology can do for us?
Smalley:One of my favorite examples is a
special continuous carbon nanotube that is a
metallic quantum wire. This material would
have the ability to transport electrical power
more efficiently than copper at one-sixth the
weight and in a vastly stronger fiber. With
that one thing if we could make it cheaply
we could implement a worldwide electrical
grid. I think this will happen and this will
transform the world.
Is that part of your research?
Smalley:Very much. For over a decade now,
my group has been devoted entirely to car-
bon nanotubes. We have been making
them, studying them and trying to learn
how we can use them practically. For most
of this time my students have been obsessed
with a particular kind of carbon nanotube
that has just a single layer of carbon like a
tiny soda straw. We are increasingly focusing
on the challenge of spinning continuousfibers of this kind, growing them very much
like a single crystal.
How long is the longest single wall nan-
otube your group has produced?
Smalley:Around a tenth of a millimeter. But
we can spin these into continuous fibers
that are many meters in length very much as
you can spin a cotton fiber. To produce
quantum wire from these nanotubes,
nanotube need not be longer than a c
of microns. The electrons hop effortles
from tube to tube. If you were to build
coil of an electric motor out of such a w
its efficiency would be much higher. T
material would have a huge impact. W
working on that. And I think it will pro
be feasible within five years.
In your opinion, what areas in mate
science will probably experience the
significant breakthroughs?
Smalley: Its very likely that within a c
of decades there will be very little met
automobiles and airplanes. We will rep
not only the body panels, but most of
structural components with crafted ne
materials that are precise down to the
atom and are largely made out of carb
trogen, oxygen and some ceramics.
What about other fields?
Smalley: Im convinced that in a coup
decades the combustion engine will d
pear. Instead, there will be fuel cells, wwill be much cheaper. Nanotechnolog
be critical for enabling this achieveme
Fuel cells will burn hydrogen that is sto
a medium that we still dont know how
make. Thats definitely going to happe
it will have a huge impact on humanit
other example is computers, and all ki
electrical devices. Moores law will alm
Richard E. Smalley, 59, shared the Nobel Prize in Chemistry in1996 for the discovery of fullerenes. A professor of chemistry
Rice University in Houston, Texas, Smalley is dedicated to the
study of carbon nano-particles.
Small Worlds Quantum Harvest
M A T E R I AI N T E R V I E W
22 P ic t u res of t h e Fu t u re | Spr in g 2 0 0 3
Raw materials are about as exciting asyesterdays newspaper. As most in-vestors know, the real economic action is in
refining new and existing materials. Take the
CD, for example. Its base material, a polycar-
bonate, is worth a mere one cent. But pro-
duction is worth 100 times that, and the cost
of the final product can easily exceed 15 eu-
ros. The economic relationship between raw
materials and final products is even more
dramatic when it comes to nanotechnology,
Experts agree that the targeted manipu-
lation of materials on the atomic level will
lead to the creation of scratch-free lacquers
and glasses that repel water. It will revolu-
tionize computer technology, lasers and dis-
plays, and open up new opportunities in
medical technology (see p. 18). Nanotech-
nology will become a normal part of nearly
all industrial sectors, says Dr. Andreas Leson,
a nanotech expert at the Fraunhofer Institute
for Material and Beam Technology in Dres-
den, Germany.
But how big is the current nano market
and how much will it grow in the immediate
future? According to Deutsche Bank, pure
nanotech products such as nanopowders or
nanostructured materials currently generate
revenues of approximately $22 billion world-
wide. The biggest benefactors of this busi-
ness are chemical companies. However, be-
cause nanotechnology does not represent an
independent industry, it makes more sense
to look at the final products that are im-
pacted by it rather than at the nanoproducts
themselves, says Dr. Matthias Werner, head
of the Deutsche Bank Innovation Team.
Werner calculates that the world market
for products that contain nanocomponents,
such as computer hard disks and displays
amounts to more than $116 billion. The Ger-
man Association of Engineers, on the other
hand, pegs the figure at only 50 billion eu-
ros, with the market growing at an annual
rate of 1517 percent. This figure includes
products whose functionality is to a large ex-
tent determined by nanotechnology, such as
read heads in computer hard disks, which
alone account for revenues of some 34 bil-
lion euros. The Sal. Oppenheim investment
bank estimates that the revenue potential of
nanotech products could be 200 billion euros
in 2005. And the U.S. National Science Foun-
dation predicts that revenues from all prod-
ucts based on nanotechniques could reach
$700 billion by 2008.
M A T E R I A L S F AC T S A N D F O RE C AS T S
Despite the huge differences between
these forecasts, corporations and govern-
ments are betting on the future of nano and
the new materials that are likely to be
spawned by its molecular construction kit.
Companies from the electronics, chemi-
cal and pharmaceutical industries will profit
from this technology, says Tim Harper, CEO
of CMP Cientfica, which specializes in moni-
toring global nanotech trends.
The race to develop nanotechnologies is
leading to fierce competition among the in-
dustrialized nations. Worldwide, govern-
ments and companies spent some $4 billion
on nanotech research in 2002. The highest
levels of government subsidies for such re-
search were recorded in Japan ($650 mil-
lion), followed by the U.S. ($604 million)
and the EU (just under $325 million). How-
ever, the figure for the EU does not include
what individual countries invested. In 2001,
for instance, Germany spent $153 million on
nanotechnology subsidies more than all
other EU countries combined. Says Ger-
manys Minister of Research, Edelgard Bul-
mahn: Were serious about making nano-
technology a major priority.
OAnette Freise
Nano 101: The Economics of the 21st Century
Chemistry / materials
Energy / environmentaltechnology
Medicine / life science
Automobile manufacturing
Electronics /information technology
Functional coatings
Nanoparticles/colloides
Colored solar cells
Nanomembranes
Nanoparticlesfor tires
Antireflection coatings
New sensors (GMR)
OLED(organic light emit-
ting diodes)
CNT composites
Quantum-point solar cells
Tissue engineering
Molecular early de-tection of cancer
Switchable lacquer paints
Molecular electronics
Spintronics
Magnetic fluids
Carbon nanotubes (CNT)
Targeted transportof active ingredients
Nanostructuredhydrogen storage units
Lab-on-a-chip systems,biochip arrays
Interference lacquer
Nanoscalable composites
Nanotubedisplays
Millipedehard disks
MRAM/FRAM-memory
Market readiness already achieved
Market development Prototypes Basic research
Market readiness in 0 5 years Market readiness in 5 10 years Market readiness in 10 15 years
N A NO T EC H NO L OG Y D E VE L OP M EN T T R EN DS A N D F I EL D S O F A P PL I C AT I ON
Source:VDIGermanAssociation
ofEngineers(2002)
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13/43
What s your definition of nanotechnology?
Kroto: Molecules that do things.
Thats it?
Kroto: Well, Im thinking of molecules with
functions. You see, the real advances are in
neuroscience and the application of nano-
technology to produce molecules that have
interesting properties. Key molecules such as
haemoglobin illustrate the sorts of things we
might be able to make in the future.
What exc