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The First Amendment: "Congress shall make no law...abridging the freedom of speech, or of the press." Incorporated by the 14th amendment (and thus applied to the states): "nor shall any State deprive any person of life, liberty, or property, without due process of law."
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The First Amendment: "Congress shall make no law...abridging the freedom of speech, or of the press." Incorporated by the 14th amendment (and thus.

Jan 04, 2016

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Page 1: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

The First Amendment:The First Amendment:

"Congress shall make no law...abridging the freedom of speech, or of the press."

Incorporated by the 14th amendment (and thus applied to the states): "nor shall any State deprive any person of life, liberty, or property, without due process of law."

Page 2: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

"Speech" cannot mean speech.

"Speech" cannot mean speech.

Fraud, conspiracy, false advertising, advertising illegal or regulated items (tobacco, alcohol), negotiating with workers other than union officials (in a union shop), practicing law or medicine without a license (even if only giving advice), libel, slander and defamation of character, blackmail, extortion,

Page 3: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

More exceptionsMore exceptions

Fighting words, inciting a riot, revealing secret information to unauthorized persons, revealing trade secrets to competitors, counterfeiting, copyright infringement, perjury...

Is the First Amendment a merely decorative addition?

Page 4: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

What is the underlying rationale, value or

theory?

What is the underlying rationale, value or

theory?Neutrality theory: the state must be neutral on all disputed questions.

Self-government (Alexander Meiklejohn): the people are sovereign, so they must have access to all information, and be free to communicate instructions.

Free speech is merely one part of a general freedom to express oneself.

Page 5: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

Arguments for Neutrality

Arguments for Neutrality

Epistemological optimism: the “marketplace of ideas”.

J. S. Mill’s fallibility argument.

The state must treat each individual with equal respect as autonomous.

Page 6: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

Epistemological Optimism

Epistemological Optimism

In a fair fight, the truth will always (usually?) win out.

Why think so?– “Truth” just means whatever wins out in the end. This has some strange consequences.

– The human mind is so well-attuned to reality (by the “light of reason”) that, when unhindered, it will always succeed.

Page 7: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

ObjectionsObjections

It is difficult to maintain the extreme view that truth always wins out.

If it is only a general tendency, with many exceptions, then an absolute right to free speech is not justified. Why not restrict speech in those exceptional cases where discussion does not tend to reach the truth?

Page 8: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

Mill’s fallibility argument

Mill’s fallibility argument

(1) No one has rational assurance of the truth of any opinion whatsoever, unless (a) he is infallible, or (b) all persons are absolutely free to contradict it.

(2) Whoever prevents the expression of any opinion asserts by that act that he has rational assurance of the contrary opinion.

Page 9: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

Mill’s argument, continued

Mill’s argument, continued

Therefore, whenever someone prevents the expression of any opinion, he thereby asserts that he is infallible in his judgment on that question.

But, (3) no one is infallible on any question.

Therefore, to prevent the expression of any opinion is to commit an intellectual error.

Page 10: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

Stephen’s critique of Mill

Stephen’s critique of Mill

Premise (1) is false, since many facts are provable beyond a reasonable doubt, even in the absence of freedom of discussion.

Limiting freedom of discussion weakens our evidence for an opinion only when the evidence for the opinion consists largely of reliance on public opinion.

Page 11: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

Stephen’s Critique, continued

Stephen’s Critique, continued

Premise (2) is also false, since one may suppress the discussion of an opinion, not because one believes the opinion to be false, but simply because one thinks that the discussion itself harms the public good.

For example, we might make it illegal to blacken someone’s reputation, even with true allegations.

Page 12: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

The Paradox of Tolerance

The Paradox of Tolerance

If Mill is right, the maintenance of a regime of free discussion is all-important.

What happens if certain acts of speech threaten to end that freedom -- e.g., a demagogue advocating a dictatorship?

Apparently, it is wrong to tolerate the intolerant (in certain circumstances).

Page 13: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

Mill’s Imminent Danger Exception

Mill’s Imminent Danger Exception

Opinion “that corn dealers are starvers of the poor, or that property is theft” should be permitted in general.

Not to an “excited mob” gathered outside the corn dealer’s house.

Why is imminence so important? Why is OK to create an excited mob, but not to direct its violence?

Page 14: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

Treating all with equal respect

Treating all with equal respect

To interfere with the communication of information and ideas is to interfere with the rational autonomy of the individual. (Scanlon)

To suppress certain viewpoints about life, values and meaning, is to treat some citizens as less worthy of respect than others. (Dworkin, John Rawls)

Page 15: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

Is neutrality really possible?

Is neutrality really possible?

James Fitzjames Stephen:“The difference between paying a single shilling of public money to a single school in which any opinion is taught of which any single taxpayer disapproves, and the maintenance of the Spanish Inquisition, is merely a question of degree.”

Page 16: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

How the state seeks to “control thought”

How the state seeks to “control thought”

By establishing public schools and universities, selecting only certain kinds of people to teach there, and dictating the shape of the curriculum.

By financing public libraries and other depositories of information, and deciding which books and journals to include.

Page 17: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

By establishing public holidays, and financing public demonstrations and festivities, on behalf of certain ideas.

By distributing broadcast licenses to organizations deemed to be serving the public interest, and subsidizing PBS.

By building museums, and subsidizing certain works of arts, by particular schools of thought and expression.

Page 18: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

Scanlon’s Individual Autonomy Argument

Scanlon’s Individual Autonomy Argument

Scanlon’s position is perhaps not best thought of as a version of neutrality theory.

Scanlon requires that the state not take into account two kinds of harm in regulating speech:– False beliefs, due to persuasion.– Actions taken by others, due to persuasion.

Page 19: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

Scanlon’s Justification

Scanlon’s Justification

If the state attempts to protect an individual from false beliefs or foolish actions by protecting them from certain kinds of speech, the state intrudes upon the individual’s right to form his own conclusions.

Free speech is fundamentally a right of the listener, not the speaker.

Page 20: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

Scanlon & NeutralityScanlon & Neutrality

Does Scanlon’s position require the state to be viewpoint-neutral?

Perhaps not -- the state can seek to persuade, so long as it permits dissent.

Page 21: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

Autonomy for Children?Autonomy for Children?

Can Scanlon’s principle be restricted to adults? Do adults have a natural right to autonomy that children lack?

If not, Scanlon’s principle would seem to require state protection of children from indoctrination by parents, churches & synagogues, schools.

Page 22: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

Scanlon’s Nerve Gas Exception

Scanlon’s Nerve Gas Exception

According to Scanlon, it is permissible to ban the publication of a recipe for nerve gas. Why?

Would the same argument apply to publishing detailed instructions for painless suicide? To publishing instructions for hacking the copyright production for CDs, DVDs?

Page 23: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

Self-governmentSelf-governmentAlexander Meiklejohn took the New England town meeting as the model for every democracy.

The people are sovereign.– As sovereign, they must have access to all information, ideas, since only they can decide what is relevant.

– They must be free to communicate their instructions to their agents, the state officials.

Page 24: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

The Paradox of Self-Government

The Paradox of Self-Government

If the people are absolute sovereign, what is to prevent them from doing anything, including limiting free speech, by majority rule?

If the people are sovereign, what is to prevent them from delegating any power to the state, including the power to regulate speech?

Page 25: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

A possible responseA possible response

Meiklejohn’s theory might be salvageable, if we see the people’s sovereignty as derived and limited.

The ultimate sovereign: Nature, and Nature’s God (John Locke)

Nature delegates limited authority to the people.

This delegated authority is inalienable.

Page 26: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

Differences between Self-government &

Mill, Scanlon

Differences between Self-government &

Mill, ScanlonWhat are the differences between Meiklejohn’s self-government theory and those of Mill and Scanlon? Who, fundamentally, possesses the right on the two accounts?

What is the scope of the right, on Meiklejohn’s account? What kinds of speech would not be protected?

Page 27: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

Free speech as part of a general liberty

Free speech as part of a general liberty

There is nothing special about speech or the press.

Everyone should have maximum freedom of every kind to express themselves, and their own conception of the good.

Problem: one man’s freedom is another man’s restraint. “Freedom for the wolf is slavery for the sheep.”

Page 28: The First Amendment:  "Congress shall make no law...abridging the freedom of speech, or of the press."  Incorporated by the 14th amendment (and thus.

The Obscenity Exception

The Obscenity Exception

Roth vs. U. S. (1956)Miller vs. U. S. (!973)Paris Adult Theatre