Chapter 2 The Epistemic Conception of Deliberative Democracy Defended Reasons, Rightness and Equal Political Liberty José Luis Martí 1 ABSTRACT Deliberative democracy, whatever it exactly means, has become one of the most promising ideals in democratic theory, even when, as one could expect, there is not a single, privileged account of such ideal. Instead, we can say that several views have been developed under a common umbrella, being thus deliberative democracy (DD) what James Bohman qualifies as “a family of views according to which the public deliberation of free and equal citizens is the core of legitimate political decision making and self- government” (Bohman, 1998, 401). The epistemic conception 1 Different versions of this work have been presented in the workshop in Legal Philosophy at the Universidad Pompeu Fabra de Barcelona and in the Special Workshop “Deliberative Democracy and Its Discontents”, at the 22nd IVR World Congress celebrated in Granada (España) on May 2005. I thank all the participants in both events for their useful and intelligent comments that help me to improve the first text. I want also thank particularly to Jorge Rodríguez, Roberto Gargarella and Samantha Besson, who read rigorously the paper and still identify some mistakes in it. Finally, I thank Jillian Reynolds for the English linguistic advice. 1
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Chapter 2
The Epistemic Conception ofDeliberative Democracy DefendedReasons, Rightness and Equal Political
LibertyJosé Luis Martí1
ABSTRACT
Deliberative democracy, whatever it exactly means, has
become one of the most promising ideals in democratic
theory, even when, as one could expect, there is not a
single, privileged account of such ideal. Instead, we can
say that several views have been developed under a common
umbrella, being thus deliberative democracy (DD) what James
Bohman qualifies as “a family of views according to which
the public deliberation of free and equal citizens is the
core of legitimate political decision making and self-
government” (Bohman, 1998, 401). The epistemic conception
1 Different versions of this work have been presented in the workshopin Legal Philosophy at the Universidad Pompeu Fabra de Barcelona andin the Special Workshop “Deliberative Democracy and Its Discontents”,at the 22nd IVR World Congress celebrated in Granada (España) on May2005. I thank all the participants in both events for their useful andintelligent comments that help me to improve the first text. I wantalso thank particularly to Jorge Rodríguez, Roberto Gargarella andSamantha Besson, who read rigorously the paper and still identify somemistakes in it. Finally, I thank Jillian Reynolds for the Englishlinguistic advice.
1
(EC) of DD emphasizes particularly one of the reasons that
justify the whole ideal, a justification in terms of the
epistemic worth of the decisions made by democratic
deliberative procedures, and so determines some of the
views under such a family (Cohen, 1986a, 1989a; Estlund,
1993a, 1993b, 1994, 1997, and 2000a; Nino, 1996;
Christiano, 1996, 1997 and 2004; Gaus, 1996, 1997a and
1997b; and Manin, 1987). My purpose here is to sketch and
clarify such conception and to show that (1) each defender
of DD should endorse some (even a weaker) version of the
epistemic conception to be coherent, and hence such
conception becomes unavoidable for deliberative democrats.
But, at the same time, in order to avoid some elitist
trends to non-democratic principles of government implicit
in some epistemic justifications, I will also defend that
(2) an adequate account of DD should combine the epistemic
justification with an intrinsic one, being both perfectly
compatible.
Before exploring the epistemic conception, let me
begin introducing roughly DD, in that what is necessary for
my argumentation below.
1. On the Justification of Deliberative Democracy
Deliberative democracy is a normative, qualified ideal
of democracy. Namely, the adjective ‘deliberative’
aggregated to democracy refers to a particular way of
decision-making, based on deliberation, as opposed to
2
bargaining and voting (Elster, 1995, 239 and 1998a, 5-8).2
Ideally speaking, in DD political decisions are made
through a collective procedure of argumentation, and
arguing consists in exchanging reasons for or against such
and such proposal, with the goal of rationally convincing
others, instead of strategic participation in order to
impose on others personal political preferences or desires
(Manin, 1987, 352 and 353; Cohen, 1989a, 21; Estlund, 1993a
and 1993b; Gutmann and Thompson, 1996; Christiano, 1996,
53-55; Fishkin and Laslett 2003, 2). Thus, DD is based on
discursive decision-making procedures that are supposed to
lead us, at least ideally, to consensus. If we had a
perfect rationality, no restrains on time and costs, and
could be engaged in an ongoing deliberative procedure,
consensus around the right proposal would be expected to be
the result of the whole process (Mansbridge, 1983 and 1992,
36; Cohen, 1989a; Sunstein, 1988 and 1993; Gaus, 1996 and
1997a; Estlund, 1997; Bohman 1998).3
2 Among those who have distinguished explicitly between deliberationand negotiation, see Sunstein, 1988; Cohen, 1989a; Gutmann andThompson, 1996; Bohman, 1998; Pettit, 2003. Among those who havedistinguished explicitly between deliberation and pure voting, seeManin, 1987; Sunstein, 1988 and 1991; Cohen, 1989a and 1998; Gutmannand Thompson, 1996, 1-4, and 2004, 13-21; Bohman, 1998, 400. 3 Some deliberative democrats have denied this, affirming thatconsensus is a too demanding ideal, since it seems unreasonable toexpect that all participants will finally agree on controversialmatters. Deliberative procedures, then, they affirm, must necessarilyconclude by voting (Manin, 1987, 359; Gutmann and Thompson, 1996, 52-94; Waldron, 1999a, 91-93, and 1999c; Goodin, 2003, 1; Besson, 2003).However, in my opinion such argument is misleading. That deliberativeprocedures necessarily conclude by voting is certainly true so far asactual procedures are concerned, because of the fact of pluralism anddeep (and reasonable) disagreement. But this has nothing to do withthe end of the ideal procedure. That an ideal deliberative procedurealways reaches rational and reasonable consensus can only be rejected
3
As a democratic ideal, DD claims for the inclusion of
all those (potentially) affected by a decision in the very
process of decision-making (Manin, 1987, 352; Cohen, 1989a,
1996, and 1998; Dryzek, 1990, 2000, and 2001; Benhabib,
1994; Bohman, 1996 and 1998; Nino, 1996; Elster, 1998a, 8),
recognizing to each of them an equal capacity of
influencing the final decision (Cohen, 1989b; Bohman, 1996,
Ch. 3 and 1997a; Christiano, 1996; Brighouse, 1996; Gutmann
and Thompson, 1996, Ch. 8; Gaus, 1996). As a deliberative
ideal, it “is a sequence of propositions aiming to produce
or reinforce agreement in the listener. In this sense, it
is a discursive and rational process” (Manin, 1987, 353)
that “ought to be different from bargaining, contracting
and other market-type strategic interactions, both in its
explicit attention to considerations of the common
advantage and in the ways that attention helps to form the
aims of the participants” (Cohen, 1989a, 17).4 As a
discursive process based on reasons, deliberation assumes
the existence of rightness in political decisions, and the
possibility to know which is the right decision (Cohen,by holding some sort of ontological pluralism of values, and it is notwhat these authors are prompt to hold. Although this is certainly apossibility not explicitly excluded by the mainstream of DDliterature, it will not be explored here for it is completelyirrelevant for my argument. Another different thing is to observe thatdisagreement and pluralism are not only a necessary condition fordeliberation. The more different reasons and preferences to becontrasted by argumentation, the more deliberative quality of thefinal decision (Manin, 1987, 352-357; Sunstein, 1993, 24 and 253;Benhabib, 1994, 33-35; Gutmann and Thompson, 1996, 1 and 41;Christiano, 1997, 249-250; Waldron, 1999a, 105-106). 4 According to Elster, there are three pure logics of making collectiveand democratic decisions: arguing, bargaining and voting. Of course,the actual decision-making procedures usually combine elements fromtwo of them, or from all the three (Elster, 1998a, 5-9).
4
1986a, 54ff; Estlund, 1993a, 1993b and 1997, 174ff;
Christiano, 1997). To argue in favour of decision A means
briefly to show other people that decision A is the right
decision, or at least, that A is better in terms of rightness than
other decisions being compared. To the extent that DD
involves the possibility of exchanging reasons and rational
communication, participants in deliberation must assume the
existence of some intersubjective criterion of validity of
their claims, a criterion that should at least be partly
independent from the participants’ preferences and from the
process itself.5 Such procedure-independent standard
defines what is politically right and wrong, two categories
which the reasons afforded by deliberators necessarily
refer to.6
This is precisely the reason why arguing and
bargaining are different things. Both are processes of
5 This implies that those who think that political truth is constitutedby the very procedure, like David Gauthier for example, are misguided,for the participants in a deliberative procedure do presuppose theexistence of some independent standard that makes their judgmentsright or wrong, which is precisely the standard they are appealing towhen arguing. In other words, if the political process itselfconstituted the rightness of a political decision, decision-makerscould not appeal to any reason during the procedure and deliberationwould be impossible, leaving aside the instrumental reasons (Estlund,1993a). 6 Rightness here is still compatible with different meta-ethicalpositions (Estlund, 1997, 180 and 181). DD as such is not committed toa particular meta-ethical point of view. It is compatible, forinstance, with moral realism as much as with moral constructivism, oreven with some qualified versions of expressivism. However, somepositions are excluded since the rightness criterion must be at leastintersubjectively valid and partly independent from people’s desiresand preferences. Skeptic or radical non-cognitivist views are henceincompatible with DD. Hence, although the meta-ethical question ispartly irrelevant, it is not so much irrelevant as people as Waldronthink (Waldron, 1999a, Ch. 8).
5
communication in which participants try to persuade others
to accept a particular proposal. But in bargaining
negotiators can openly use some ways of persuading others
like deceptions, threats, promises, concessions, and so on,
that cannot count as reasons, that is, that do not appeal
to what is right or wrong. Deliberators, instead, must be
motivated by the common good or the rightness of political
decisions (Sunstein, 1988; Cohen, 1989a and 1998; Gutmann
and Thompson, 1996 and 2004; Bohman, 1996 and 1998;
Christiano, 1997; Young, 2001; Pettit, 2003), and only try
to convince others rationally7 by the force of arguments:
that is, by showing that their proposal is better than any
other on fair terms, and not on a self-interested basis
(Habermas, 1981; Elster, 1983 and 1998a; Mansbridge, 1983;
Cohen, 1989a and 1989b; Gutmann and Thompson, 1996 and
2000; Young, 2001; Pettit, 2003; Fishkin and Laslett, 2003,
2). A theory of democracy based basically on the ideal of
democratic negotiation is Dahl’s and others’ pluralist
theory (Dahl, 1956 and 1989; Truman, 1959; Ely 1980).
On the other hand, pure voting consists in expressing
preferences in ballots, without any kind of previous
communication. In ideal terms, citizens come to ballots and
cast their votes based on their internal, subjective
preferences, and, as Rousseau stated, they should not
deliberate or discuss previously about the proposals since7 While expressions of self-interest are permitted in bargainingcontexts, in deliberations they are not. As deliberation, bargainingis presumed to lead us ideally to unanimity or consensus. But whileunanimous agreement is rational and reasonable in the case ofdeliberation, it is only strategic and self-interest-based in the caseof bargaining.
6
any kind of communication could pervert and manipulate
opinions and thus mislead the volonté général, the final
results of voting (Rousseau, 1762, Second Book, Ch. III,
and Fourth Book, Ch. II).8 Citizens can vote according to
their opinions about what the common good is, as in
Rousseau’s model, or according to their self-interest, as
in many economic theories of democracy (Schumpeter, 1942;
Downs, 1956; Buchanan and Tullock, 1962; Riker, 1982 and
1986). Both motivational assumptions are compatible with
the ideal of pure voting.9
Of course, arguing, bargaining and voting are only
pure ideals that can be and usually are mixed in real
democratic decision-making procedures. Further, all of them
are probably inescapable features of real (as opposed to
ideal) democracy. As Bohman puts it, “[f]ew deliberative
democrats now think of deliberation independently of voting
and bargaining. The question is only how to make them more
consistent with deliberation rather than undermining it”
(Bohman, 1998, 415). However, it is crucial to be aware
that they define the contours of different democratic8 Although it seems to me the best interpretation of Rousseau, and manyauthors think so (Shklar, 1985, 18-20, and 179-186; Manin, 1987, 345-347; Sunstein, 1988), some others disagree and defend a deliberativeinterpretation of him (Cohen 1986b, 288-292; Pettit, 2003, 140). 9 Note, notwithstanding, that the Rousseauean model needs to begrounded on some epistemic conception of democracy (of pure voting inthis case) - a view that denies epistemic value to deliberation butconcedes it to voting (without deliberation). The economic theory ofdemocracy, instead, shares with the pluralist theory (and with allother theories based on the ideal of bargaining) the denial of theexistence of the common good or any other equivalent notion ofrightness, moral truth, and so on, and thus rejects the epistemicconception, for there is nothing to know but electorate’s desires(Sunstein, 1985, 32, and 1988; Cohen, 1986a, 26ff; Estlund, 1993a and1993b).
7
models, in the sense that what democratic theories purport
is to give precedence to one of these three ideal models
over the other two in real decision-making procedures,
being DD one of these theories. Therefore, we should show
that DD is better or preferable than other alternatives
based on the other ideals, mainly the pluralist model of
democracy and the economic theory of democracy, in order to
defend or justify DD.
Now, it is usual to distinguish between fair or pure
proceduralist and epistemic accounts, that is, roughly
speaking, intrinsic justifications versus instrumental
ones, though not always the differences between them are
The reason seems to be that while supporters of epistemic
DD have explicitly defended this conception, the other
deliberative democrats have simply not mentioned the
epistemic case for democracy, and thus we do not count with
explicit rejections of such conception to be compared.
2. The Epistemic Conception of Deliberative Democracy
The epistemic conception of DD, as it has been
developed by authors like Joshua Cohen, David Estlund,
Carlos Nino, or Gerald Gaus, among others, has become one
of the most powerful and dynamic accounts of such model.
The main claim of this epistemic conception runs as
follows:
8
EC: Deliberative democracy is justified, and then political decisions
made through a deliberative procedure are legitimate, because
democratic deliberative procedures have more epistemic value than the
other democratic alternatives. And this means that decisions made by
such procedures are more likely to be correct or right in general,
where rightness must be some process-independent and intersubjectively
valid standard, than decisions made by other democratic procedures.
The reason why this conception is called ‘epistemic’
is that the procedure it endorses is considered reliable
(in a sufficient degree) to know which are the right
political decisions, even though it is not necessary for
such condition to be met in every case. That is the reason
why I said ‘in general’. Perhaps we can find other
democratic procedures that are more reliable in a
particular case, but it does not invalidate the general
thesis.10 On the other hand, what the EC sustains is the
epistemic superiority of the deliberative procedure in
comparison to other democratic procedures, and not to the
non-democratic ones.11 This does not mean yet, of course,10 We could find some circumstances in which it would be better (inepistemic terms) for citizens to cast their votes directly without anyprevious deliberation. This is the case, for instance, when we areabsolutely sure that the deliberative quality of communication wouldbe so low if we permitted it, that we have more chances to make theright decision if we block such communication. But note that theseshould be very extreme conditions, such as massive threats, absoluteasymmetry in information apportionment, a great mutual disrespect, andother circumstances that make participation in deliberation unfree orunworthy. Beyond such extreme conditions, a relatively lowdeliberative quality is probably enough to make DD more reliable thanpure voting. But this is precisely what I want to show in this paper.11 Indeed, as I will try to show below, if we are only concerned withthe epistemic value of a procedure, we are likely to find a non-democratic process more epistemically reliable than DD.
9
that such a procedure is infallible, and hence political
decisions made through it can be perfectly wrong. Still
worse, since the deliberative procedure politically
legitimates all the decisions made through it, we will find
that some political decisions are legitimate and morally
wrong at the same time. This is one of the points I will
explore below. For now, let me examine what I consider the
two basic thesis of the EC of DD, connected to some relevant
questions.
First, considering that we refer to an epistemic
conception, we necessarily presume that we can and want to
know something. Then, the obvious question is what do we want
to know? As we are engaged in the context of political
decision-making, the answer is: we want to know which the
right decision is to be made in every case. But, then,
another question emerges: what does ‘right decision’ mean? We can
answer that a decision is right if it meets some standard
of rightness. Now, first, such standard must be at least
partially independent of beliefs, preferences and desires
of decision-makers, for otherwise consistent people could
never make wrong decisions, and the epistemic case becomes
irrelevant. And second, such standard must also be at least
partially independent from the very decision-making
procedure,12 for otherwise the rightness of political12 This is the first of the three “main elements” of the Cohen’s‘epistemic interpretation of voting’ (Cohen, 1986a, 34ff; Estlund,1993a, 1448ff and 1993b, 74, 79-81). I say “at least partially”because considering such standard as dependent of an ideal(counterfactual) procedure (or beliefs or desires), but logicallyindependent of real (actual) procedures (or beliefs or desires) isenough to make sense of the epistemic conception (Estlund 1997, 180-181). In other words, in a constructivist approach, such as that
10
decisions would be constituted by such procedure and then
there would be nothing epistemic stricto sensu in the process
– in other words, participants in the procedure could not
be truth or rightness-oriented and there would be no space
for argumentation.
Note that if the rightness of a decision has to be
constituted by a real decision-making procedure,
participants in such a procedure cannot argue, cannot
afford and confront reasons, since affording and
confronting reasons conceptually means appealing to some
intersubjective standard that must be at least partially
independent from the process and from the participants’
beliefs and desires.13 This conceptual implication derives
from the distinction between arguing and bargaining
defended for instance by Nino, one could say that what is correct orright is what people under ideal circumstances (that could grant, forinstance, impartiality) would choose. According to Nino, “moral truthis constituted by the satisfaction of formal or proceduralpresuppositions of a discursive practice directed at attainingcooperation and avoiding conflicts”, and “intersubjective discussionand decision is the most reliable procedure for having access to moraltruth, since the exchange of ideas and the need to justify oneselfbefore others not only broaden one’s knowledge and reveal defects inreasoning but help satisfy the requirement of impartial attention tothe interests of everybody concerned” (Nino, 1996, 112-113). Notehowever that appealing to ideal conditions in defining the regulativeideal of deliberative democracy not necessarily implies suchconstructivist approach. One could say, in a realist approach, thatwhat is correct or right is also logically independent of the idealprocedure, and then, what people under ideal conditions do is only toknow, and not to decide, what is correct. For a criticism of the idealprocedure constituting the standard, see Bohman 1998, 402ff.13 At least to the extent that substantive rationality (rationality offinal ends) is involved. Of course that this does not affect theinstrumental reasoning, but this kind of technical reasons is not theonly one that is expected to be produced and appealed to in adeliberative setting.
11
(Estlund, 1993a, 1448ff).14 However, this still does not
imply that DD should be, by conceptual necessity,
understood under the epistemic conception. It only means
that the very practice of argumentation presupposes the
existence of some ‘at least partially’ independent standard
of correctness or rightness. This ‘at least partial’
independence of the standard implies, then, that this
standard is objective, in a weaker or a stronger sense. The
EC is neutral, as I said, in respect to which kind of
objectivity is appropriate (if it presupposes a moral
realism or a constructivism), and it is neutral also to
14 Consider a paradigmatic case. If we want to share some ice cream andhave therefore to decide the ice cream’s taste before buying it, eachpersonal preference or desire will be relevantly at stake in a contextin which there is no intersubjective standard of rightness. Supposethat our preferences are in conflict because you prefer chocolate andI prefer vanilla. We can then negotiate. I can promise you, forinstance, that “if you accept to choose the vanilla ice cream I willpay for it”. Or you can threaten me saying that “if we do not choosethe chocolate ice cream I will go home (alone)”. But it seems quitestrange to say that we can argue for one taste or the other – that wecan afford reasons in favor of one of them. The case changes whenafter six days eating chocolate ice creams, I say “hey, this isunfair, we always choose chocolate and never vanilla. Be reasonableand let’s choose vanilla today”. In such case, I am certainly arguing(or implicitly presupposing some arguments), but I am also appealingto some standard of fairness. The critic could say that such standardis valid only to the extent that it is accepted by the participants(by us), and then it is not independent of our beliefs, preferences ordesires. But this would miss the point. Of course, a Humean skeptic canalso believe that deliberation is possible in considering means-endsrelations, as Hume himself accepted. If a community share somedeterminate values, its members can argue and deliberate about how toreach and maximize those values. But the significant point of DD isthat deliberation about ends and values is possible and meaningful –that it is possible to afford reasons in favor of showing thatabortion is right or wrong, that social rights should be protected ornot in terms of justice, etc. In other words, the idea of deliberationpresupposes that we can resolve, at least ideally, our disagreementsabout the very standards of correctness or rightness.
12
which degree of independence is required. Therefore, I will
leave these difficult issues aside here.
Now, to the extent that we refer to an epistemic
conception, knowledge and beliefs are necessarily involved.
More precisely, we have to assume that people engaged in a
deliberative procedure have some beliefs about which the
right political decision is. These beliefs are essential to
the practice of argumentation (because they are its inputs)
and at the same time they can be transformed through it, in
the light of the best argument (Elster, 1983a and 1995;
Mansbridge, 1983; Manin, 1987; Cohen, 1989a). And then we
say that people argue from (political) beliefs, with
(political) reasons, and for (political) proposals in order
to reach a (political) decision.15 On the other hand, an
epistemic conception must assume that we can know the
content of the independent standard. Considering all of
this, we can identify the first basic thesis of the EC:
15 The inputs in a deliberative procedure can be beliefs about what isright to do in a particular case or statements about which proposal ispreferred. Of course, beliefs and preferences are not the same thing.To begin with, they have different ilocutionary qualification, andthen they cannot be mutually reduced. Notwithstanding, they areinterrelated under some assumptions of rationality. Thus, from theindividual point of view, to say that “I believe that proposal A isright and the others are wrong” implies that “I should prefer proposalA to the others”, and if I am rational I certainly do, counting suchpreference as a desire, at least a second-order one. Of course, I canactually have other preferences or desires, even stronger oroverriding ones, as a matter of fact. It only means that, if peopleare rational, they should prefer those political proposals theybelieve to be right to those they believe to be wrong. And it isenough to characterize the ideal model, since it works on idealizedcircumstances as such of participants’ rationality (Martí, 2004, Ch.2). If so, then we can affirm that beliefs and preferences are bothinputs of the deliberative procedure. In this work, I will refer tobeliefs, since the epistemic model seems to require it.
13
Thesis 1: One or several standards of correctness or rightness of
political decisions exist as something ‘at least partially’ independent of
the beliefs, preferences and desires of both participants and the very
decision-making procedure. And such standard is knowable.
Once we have affirmed that there is something to know
and that it is possible to know it, and further that it
would be worth knowing, another question pops up: how can we
know it? Or, if there were several cognitive ways, how can we
better come to know it? If we indeed aspire to know which
political decision is right in every case in order to enact
it, we surely need some particular procedure: the most
reliable procedure on cognitive basis. Now, it is widely
accepted that an infallible procedure (in cognitive terms)
does not exist. In other words, perfect procedural justice
in politics is not possible, and therefore the question is
about which imperfect procedure is more reliable than
others – being then legitimacy a matter of imperfect
procedural justice (Rawls, 1971; Goodin and List, 2001).
Such procedure is, according to the EC of the DD, the
democratic deliberative one, and thus the second thesis:
Thesis 2: Democratic deliberation is in general the most reliable
democratic procedure to identify which are the right political
decisions, and therefore it is the best method to make right political
decisions.
14
Although both theses are necessary conditions (and, in
my view, together they are sufficient conditions) for the
EC of DD, the second one is particularly characteristic of
it, because it appeals to cognitive reliability, while the
first does not and can also be hold by other non-epistemic
conceptions. Further, from my point of view, the EC affirms
the reliability of the deliberative procedure in respect to
the other alternative democratic procedures, and not in
respect to other non-democratic processes. On the other
hand, such reliability is general, but does not exclude the
possibility that in some particular case other democratic
procedures can be more epistemically worthy.16 Anyway, that
DD as a decision-making procedure is epistemically reliable
implies that its results are also reliable. The epistemic
reliability means just this: that decisions made through a
democratic deliberative procedure are more likely to be
correct than those made through other democratic
procedures. In other words, as we have good reasons to
consider the decisions made by such procedure correct, we
can say, first, that our “basic institutions” are
“legitimate so far as they establish the framework for free
public deliberation” and, second, that “outcomes are
democratically legitimate if and only if they could be the
object of a free and reasoned agreement among equals”
16 As Gaus rightly shows, since we have not afforded any reason todemonstrate that DD, or any, is the best procedure in terms ofreliability, because we lack a precise criterion of bestness (Gaus,1997b, 277-281). But this problem can be avoided weakening this thesisand claiming only that “no method for resolving moral disputes can beshown beyond a reasonable doubt to be epistemically better thandemocracy” (Gaus, 1997b, 282).
15
(Cohen, 1989a, 21 and 22). Although this Cohen’s phrase
refers to hypothetical conditions (“if they could”), and
this could suggest that we do not need real deliberation at
all, indeed we can say that real democratic deliberative
procedures legitimate its outcomes even when disagreement
persists and the procedure must end with voting. All the
defenders of DD coincide in this point: such procedure
provides political legitimacy to its results (Manin, 1987;
Cohen, 1989a; Benhabib, 1994 and 1996; Dryzek, 1990, 2000,
and 2001; Habermas, 1992 and 2001; Estlund, 1993a and 1997;
Gutmann and Thompson, 1996 and 2004; Bohman, 1996 and 1998;
Young, 2001, 103; Pettit, 2003).
The crucial and open question is, then, if political
decisions are legitimate because they have been produced
through a fair political process (with intrinsic value), or
if the democratic deliberative procedure is
(instrumentally) justified because it is more likely, in
general, to produce correct decisions than other democratic
alternatives. And this question shows the contrast between
the two main ways of justifying DD: on the basis of some
intrinsic features of the very process (the intrinsic
justification), or by reference to the probability of the
correctness of its outcomes (the instrumental justification). Since
DD is an (idealized) procedure, offering an intrinsic
justification collides with attributing value to the
procedure itself, generally in terms of honoring such
values as autonomy and equality of respect and
consideration, or political equality (Manin, 1987, 352-359;
Gutmann and Thompson, 1996 and 2004; Young, 2001; Pettit,
2003). Therefore, those who subscribe this intrinsic
justification may be (and usually are) called pure (or fair)
proceduralists (or ‘democratic expressivists’, as Gutmann and
Thompson label them in Gutmann and Thompson 2004, 21-23.
See also Christiano, 2004, 267, fn3, and Estlund, 1997,
176-179). Since DD, as a procedure, tends to provide
political decisions for particular cases, to offer an
instrumental justification consists mainly (though not
exclusively) in attributing value to the decisions made
through the procedure.17 Therefore, considering that such
decision’s value consists in being considered right or
correct, the procedure can be seen as a way for identifying
rightness or correctness and, hence, it is supposed to have
epistemic value itself. However, to the extent that what we
consider valuable for instrumental reasons is a procedure,
the epistemic conception must also be procedural, and,
then, it may be called, as Estlund does, epistemic
proceduralism (Estlund 1993a, 1467-1470, and 1997, 181ff ).17 Other instrumental justifications, which have really been alleged bysome authors, consist in i) affirming that deliberative politicsappear more legitimate from the citizens’ point of view, as they havebeen able to participate in it, revealing and defending publicly theirviews in a context of mutual respect, or in ii) recognizing todeliberation positive effects for the participants in terms ofpolitical education, public virtues, and so on (Christiano, 1997,244ff). For some of these justifications, see Manin, 1987, 354 and363; Mansbridge, 1992, 36; Estlund, 1993b, 82; Cohen, 1998, 186-187;Elster, 1998a, 11; Gargarella, 1998, 261. But, as Estlund has pointedout, “the self-education justification is too thin to support agency-based hope of citizens as democratic participants. Without somefurther public reasons for a democratic system other than self-development, citizens are likely to lack reasons and motivation forthe form of activity that would be educative.” (Estlund, 1993b, 84).
17
This is the classic presentation of the problem of
justification (Estlund, 1993a and 1997; Gutmann and
Thompson, 1996, 26-39 and 2004, 21-23; Christiano, 1997 and
2004; Fearon, 1998; Goodin and List, 2001, 277-278).18
Notwithstanding, such characterization may be misleading
unless we are aware of the following two related remarks.
First, even when it seems the contrary, the intrinsic
justification and the instrumental one are not mutually
exclusive, but can be simultaneously combined. They are not
logically incompatible, and then it is possible to say that
DD has epistemic value and at the same time that as a
procedure it honours such values as autonomy and political
equality (Cohen, 1989a; Gutmann and Thompson, 1996 and
2004, 22; Christiano, 1997 and 2004; Estlund, 1997; Gaus,
1997b, 284). If so, we are not obliged to choose between
one of these two options. Instead, a lot of intermediate
positions are available. And this leads us to the second,
related remark: to claim for the EC of DD does not imply
renouncing to the intrinsic justification. Further, one who
espouses intrinsic and instrumental values of DD, even
giving priority to the former over the latter, is still a
defender of the EC. The only way to abandon such view is to
reject one of the two basic theses that I have explored18 Christiano includes a third way of justifying DD - what he callspolitical justification - that claims that DD is a necessary andsufficient condition of the political justification of the outcomes ofthe process (Christiano, 1997, 245-246, 262-274). Although it has todo with the idealization that some authors have drawn in theirdescription of the model, I am not able to see why such conception isat the same level with the other two, or why they are mutuallyexclusive. In my view, and part of Christiano’s argument tends to showthis, such third justification is either a specification of theinstrumental one or of the intrinsic one.
18
above. I will consider this point in the fourth section of
this paper. And this is a crucial point because many
authors seem wrongly think that to defend the EC implies to
consider other values irrelevant. But there is much more
agreement among deliberative democrats of that it could
seem at first sight.19
Now, all deliberative democrats have indeed defended
one of these intermediate positions: I certainly do not
know clear supporters of pure or fair proceduralism or pure
epistemic theory among them.20 If so, then representing the case
by confronting such extreme positions would seem
misleading. Furthermore, one could consider the case of
intrinsic procedural values being at odds with instrumental
epistemic ones as an example of the more general and
unavoidable tension between procedure and substance in
their role of relevant values to characterize legitimacy
(Cohen 1994 and Bohman 1998).21 In effect, if we want to
19 Gutmann and Thompson, for instance, that explicitly affirm that“participants [in a deliberation] do not argue for argument’s sake;they do not argue even for truth’s own sake”, in Gutmann and Thompson2004, 5, state later that “any adequate theory must recognize both[the instrumental and the expressive views of deliberation]”, in p.22, and admit in the same page that “[t]he instrumental view remindsus that because the stakes of political decision-making are right, anddeliberation is a time-consuming activity, a deliberative processshould contribute to fulfilling the central political function ofmaking good decisions and laws.” 20 Estlund rightly attributes fair proceduralism to Robert Dahl,although Dahl is not a deliberative democrat, and also doubts ofextending this label to Joshua Cohen and Thomas Christiano (Estlund,1997, 176 and fn 5). And he does well. Both are clear cases, in myview, of intermediate positions. On the other hand, he attributes whathe calls the correctness theory (pure epistemic) to Rousseau, but,again, he was not a deliberative democrat (Estlund, 1997, 181ff;Christiano 1997, 245).21 I have deeply explored this issue in Martí, 2004, Ch. 4 and 2005.
19
build a satisfactory notion of political legitimacy we
should address two irreducible (and potentially
conflictive) questions: 1) which is the legitimate
procedure to make political decisions?22 and 2) which is
the substantive content required for a decision to be
legitimate? They are irreducible because we cannot give the
same answer to both. They are potentially conflictive
because they serve as two different criteria of legitimacy
and, since they are not reducible, can provide opposed
qualifications to some events: the same political decision
can be legitimate under the procedural criterion but
illegitimate under the substantive one.23 I will not
analyze here the whole problem because it does not
centrally affect my point. Let me only introduce what seems
to me the first (necessary) step to solve this problem that
will be very relevant for my argument: the distinction
between political legitimacy and moral rightness.24
22 The question about the procedure implicitly includes a thirdquestion about who is the authority, and the complete version shouldrun as follows: who can legitimately make political decisions and how?On the notion of legitimate authority referred to the issues I amanalyzing, see Christiano, 2004. 23 Some authors have rejected the existence of such internalcontradiction and have defended some way of harmonizing them at thesame level: Habermas, for instance, has said that they are co-original(Habermas, 2001 and 2003. See also Rawls 1971; Cohen 1994; Dworkin1997; and Gutmann and Thompson, 1996, 27). Few have tried to pick uponly one of these values. And finally others, including myself, haveaccepted the existence of an unavoidable dilemma between procedure andsubstance and have explored ways of giving priority to one of themover the other. 24 See, for a similar distinction, Estlund, 1993a, 1468-1470, and 1997,174, 187-188; Rehg, 1997 and 1999; Bohman, 1998; Lafont, 2003. Thesame distinction is implicit in Christiano, 2004, 271ff. I havedefended it largely in Martí, 2004, Ch. 4 and 2005.
20
As I said earlier, disagreement about public affairs
in unavoidable, and all decision-making procedures, even
those with epistemic value, are fallible because it is
impossible to find perfect procedural justice in politics –
there are only imperfect procedures. Notwithstanding, we
aspire to find some procedure that is legitimate and that
legitimizes the decisions it produces. Obviously, even if
we had found such a procedure, we could still wonder about
the moral rightness of some decisions made through it. But
we cannot consider political legitimacy to be the same
thing as moral rightness, for if the two categories collide
(and if I have some procedure-independent access to moral
rightness) then all procedural matters become irrelevant.
In other words, I can say that a political decision is
legitimate if and only if it is morally right,
independently of any other consideration. But then I have
no way of justifying the imposition of such a decision to
those who disagree with me about its rightness.
More accurately, perhaps I could justify this
imposition in general as long as it is true that the
political decision is right – something certainly difficult
to establish -, but I could not offer good reasons for
convincing them that even accepting that they disagree with me about
this point, they must accept such decision as legitimate. By
definition, if they disagree with me about the moral
rightness of the decision, they will consider it
illegitimate.25 This is the reason why the fact of
25 Of course, this does not imply that the decision indeed isillegitimate (nor legitimate). The legitimacy only depends on if it is
21
pervasive disagreement makes the distinction between
political legitimacy and moral rightness necessary.
Furthermore, if political legitimacy and moral rightness
are equivalent, none of the procedural matters are
relevant, as I said, and then we could say that a decision
is legitimate even if it has been made by a tyrant, or by a
fool, or by tossing a coin, and this is really
counterintuitive.26
Once we accept the distinction between political
legitimacy and moral rightness, we must find a ground for
the former. As I have shown, even when we have strong
reasons to keep them separated, since moral rightness
remains important to us because we believe that some
independent standard of rightness exists, the political
legitimacy should be grounded basically (though not
exclusively, as we will see later) on some kind of
“tracking-the-truth” feature of decision-making
procedures.27 That is, the legitimacy of political
decisions must be viewed as a procedural criterion. A
political decision is legitimate if and only if it is the
product of a legitimate procedure. But to evaluate the
true that it is morally wrong (or right), and we never cannot be sureabout it being true. But if we define legitimacy as moral rightness,then by definition one considers legitimate all that he considers morallyright.26 It certainly has a non-counterintuitive part: that the decision islegitimate because its content is morally right. But this would meananswering to the substantive question leaving aside the proceduralone. What I try to show is precisely that our political practicepresupposes that both questions are unavoidable.27 I emphasize “basically” because we have to remember that theinstrumental justification is not necessarily the only one, and indeedI believe that other intrinsic considerations are worthy.
22
legitimacy of the procedure itself we should focus on its
epistemically reliability. Thus, we have to choose the
procedure that better tracks the truth, because the
decisions made through it tend to be morally right. In this
way, someone can reasonably think that a political decision
A is morally wrong, but still legitimate and hence
acceptable.28
3. Two Versions of the Epistemic Conception
In the last section I explored very broadly the two
basic theses of the EC of DD, and we have seen that
something like a distinction between political legitimacy
and moral rightness is required. All of this is well-known
by those who defend the EC and those who criticize it.
However, there is a subtle further distinction concerning
the second thesis that has not been sufficiently observed
in this literature as far as I know, and I think it is
crucial in order to defend the EC from many of its critics.
It depends on two possible interpretations of the second
basic thesis. One interpretation leads us to what I call a
strong version of the EC, and the other to a weak version
of it. Let me analyze each of them:
28 I leave aside a very controversial issue about the implications ofthis acceptability. Some tend to see political legitimacy as adefinitive and exclusive reason for citizens to obey the law. Othersthink that it only provides another reason for action. Others stillmaintain that it has nothing to do with obedience. As far as I know,however, this is not relevant for my argument.
23
The strong version of the EC: Deliberative democracy is
justified, and then political decisions made through a deliberative
procedure are legitimate, because democracy itself (voting procedures of
decision-making with majority rule inclusive) has epistemic value in
general and deliberative procedures (democratic or not) have also
epistemic value in general. Hence, deliberative democracy
incorporates the epistemic value both from democracy and from
deliberation.
If according to this first, strong version, DD has
epistemic value due not only to deliberation, but to
democracy itself, then we should affirm that pure voting
has some epistemic value: that decisions made by majority
rule after aggregating the votes of all (all adult, sane
people) engaged in the political process or the potentially
affected by the decision are more likely to be correct in
general that those made by only a part of them. Some
defenders of the EC hold a version quite similar to this,
mainly by appealing to the Condorcet Jury Theorem (CJT). I
am not going to analyze the Theorem and its applicability
here, but I would like to roughly present the main problems
I find in holding an EC based on such grounds, and some
possible solutions that are certainly relevant for my
argumentation.
As known, the Theorem says that when some particular
conditions are met, the probability that the right decision
is supported by a majority of voters is an increasing
function of the number of participants as well as of the
24
epistemic competence of each one, converging to 1 as the
number of participants tends to infinity (Condorcet, 1785,
Part 5, 279-304).29 The conditions to be met are four, and
whenever they are actually met, the Theorem mathematically
grants its conclusion. And then, if such conclusions could
were respected in real political decisions, we could state
that, in our democracies, what is preferred by the majority
is more likely to be right than what is preferred by the
minority, and that such a probability increases to the
extent that the number of voters and its epistemic
competence do. And it would be a devastating argument in
favor of the EC of democracy. Of course, the critics of the
CJT emphasize that indeed such idealized conditions are
impossible to be met in practice. So, the principal
discussion about the Theorem is on the feasibility of such
four conditions. Anyway, many authors have shown that most
of them can be relaxed and the Theorem still works. The
four basic conditions are the following:
1) Participants must vote sincerely for what they think correct and therefore
strategic behaviors are excluded. As a matter of fact, again, it is
not possible to guarantee that each participant votes
sincerely. People actually behave strategically and such
feature is unavoidable in practice. However, Austen-Smith
and Banks seem to have demonstrated that the CJT still29 This Theorem was supposed to be applicable to the members of juriesin trials. The precedent can be found in Rousseau, 1762, Book Four,Ch. 2. For the modern reception, see Black, 1958, 162-165; Grofman,Owen and Feld 1983, 261-278; Kornhauser and Sager, 1986; Cohen, 1986a,35ff; Grofman and Feld, 1988; McLean and Hewitt, 1994, 32-54; Austen-Smith and Banks, 1992 and 1996; Estlund, 1993b, 92-94, and 1997;Goodin and List, 2001, 283-288; Goodin and Estlund, 2004. Anaccessible proof of it in Estlund, 1994b.
25
works with strategic motivations (the critic in Cohen,
1986a, 36-37; the defense in Austen-Smith and Banks, 1992
and 1996).
2) Votes (or individual participation) must be independent amongst each
other. That is, participant A’s being correct must be
independent from participant B’s being correct, excluding
interferences. Once again, it is a matter of fact that it
is impossible to guarantee voters’ independence if a
necessary condition for such independence consists in
having no communication at all between them. Communication
is obviously inevitable in politics, and then, interference
among voters is unavoidable. However, as many authors have
suggested, the condition required by the CJT is not the
whole absence of communication, but only avoiding absolute
dependence in voting. That is, what affects the results of
the Theorem is that some people vote under pressure, force,
threatens, logrolling, and so on (Estlund, 1994; Waldron,
1989; Goodin and List, 2001; Berg, 1993). It seems
reasonable, since what could damage the Theorem’s
conclusions is that aggregating a voter would not alter the
result significantly, and this is what would happen if the
vote of A is really decided by B. Communication is not a
problem; further, it can become a factor which improves
epistemic competence, and then contributes on other ways to
increase the expected results of the CJT.
3) Voters have to choose between only two alternatives. If there were
more than two, then the conclusion would not be guaranteed.
In effect, the original CJT only works if the alternatives
26
are two. If there are three or more, as Condorcet himself
observed, and later Kenneth Arrow proved, we run the risk
of cycling majorities and in doing so the collective
results are irrational (Riker, 1982, 60; Estlund, 1997,
189). However, this objection is less effective than it
seems. First, as Gerry Mackie has suggested, in a more-
than-two-options political issue, such options are usually
interdependent in the face of some general, political
principle, and then the conclusions of the Arrow’s
Impossibility Theorem are avoided by relaxing one of its
conditions (Mackie, 2003, 386-392). But, second, and most
important, Goodin and List seem to have demonstrated that
the CJT can be extended to plurality voting over k-options
as well (Goodin and List, 2001).
4) The epistemic competence of each voter has to be more than 0.5. That
is, each participant is more likely to be right than wrong.
Of course, as a matter of fact, the epistemic competence of
all the participants cannot be the same since we all have
different probabilities to be right or wrong. Anyway, as
many authors have shown, it is not necessary for all to
have the same competence, as Condorcet presupposed, in
order to maintain the Theorem. All required is for the mean
epistemic competence of the group (the mean probability of
being right across the group) to be above 0.5. Indeed,
according to Grofman, Owen and Feld, a mean epistemic
competence of 0.471 would be enough (Grofman, Owen and
Feld, 1983, 268ff). Furthermore, in the Goodin and List
extended version of the CJT to k-options, the required
27
competence is only for each voter to be more likely to
choose the correct option than any other option, and this
certainly relaxes such condition (Goodin and List, 2001;
Goodin and Estlund, 2004, 138).
Amongst all the objections that the CJT has received,
those that challenge this fourth condition seem the most
attainable to me. The main problem from my point of view
lies in how we can know if people have a mean epistemic
competence higher than 0.5. And the CJT is implacable if
this condition is not met: when people have an epistemic
competence lower than 0.5, the probability for majoritarian
decision to be wrong increases as the number of voters
does. And this is certainly discouraging. The problem with
such condition is that it is absolutely impossible to know
which the epistemic competence of anyone is, unless we have
independent access to truth, and this is not the case
(Estlund, 1993b, 93, and 1997, 185-186). Therefore, if we
cannot know when this fourth condition is met, we can only
presuppose it is. But then the obvious question is why
should we make such presupposition, even in the case of its
more relaxed version?
First of all, as we have to find reasons for making a
presupposition (to believe in a fiction), and not to
scientifically prove something, we do not need to seek an
evidence that people are epistemically reliable. This is
important because some of the arguments presented in favor
of presupposing that the fourth condition is met are
rejected because they are not definitive or they do not
28
prove the content of the presupposition. But once we have
abandoned the hope to find such proof, all we can do is to
find some reason to presuppose it, that is, some reason to
act as if people have a mean epistemic competence higher
than 0.5, even when they have not.
One reason to believe this would be that if someone,
being a member of a Jury, was to decide about the
culpability or innocence of someone else by tossing a coin,
with no rational deliberation at all, the probability of
making the right decision is exactly 0.5. Then, it seems
reasonable to suppose that if such a person examines the
information available and deliberates (within), that is, if
this person introduces rationality in decision-making, the
probability should be higher than 0.5. Another reason to
make the presupposition is what Goodin and Estlund, taking
the Davidson expression, call “the principle of charity”:
that “our fellow citizens are more likely to be right than
wrong and therefore that the winning outcome is quite
probably the correct one” (Goodin and Estlund, 2004, 136).
Maybe adopting the principle of charity is only a way of
making sense out of our political practice, which assumes
that rational deliberation among citizens is possible.30
But note that there is a fact that makes us hesitate
in accepting both reasons. People’s beliefs are30 A third reason is suggested by Goodin and Estlund themselves andconstitutes the main argument of their work: “knowing that thedemocratic outcome was 60:40, we have then to decide which possibilityis more credible. Is it more credible that in this sort of case theaverage voter is 60 percent likely to choose correctly (...)? Or is itmore credible that the average voter is in this sort of case only 40percent likely to choose correctly (...)?” (Goodin and Estlund, 2004,140).
29
interrelated and some of them are certainly false. Thus, it
is not true that with introducing rational (but individual)
deliberation, as in the first argument, the probability to
be right necessarily increases. When a Nazi has to decide
about the Jews’ future he has a higher probability to make
the right decision if he tosses a coin than if he tries to
rationally consider the decision. The burdens of judgment,
to use the Rawls’ expression, and other biases in
individual reasoning surely introduce some distortions in
our presuppositions about peoples’ competences, and then
the question about the feasibility of the fourth condition
of the CJT still remains open and the whole CJT fails.31
Furthermore, what the problems of biases suggest is that if
this fourth condition cannot be met is at least partly due
to a failure of the second condition (the independence of
voters), since burdens of judgment and biases of this sort
are caused by irrational interdependencies and “show up
(...) as ‘bloc voting’” (Goodin and Estlund, 2004, 137).32
Furthermore, we should be aware that “the principle of
charity” is not a reason to presuppose that people are more
likely to be right than wrong, but the presupposition
itself. And then we still have to find a justification for
adopting it.
31 On the notion of ‘burdens of judgment’ see Rawls 1993, 54-58. For aninteresting attempt to neutralize the bias, as one of the main tasksfor moral theory, see Hurley 2003.32 In my opinion, Goodin and Estlund do not realize enough thatprecisely because of this, we cannot rely on the ‘inverse CJT’ whichthey purpose to make sense of the presupposition of epistemiccapacity. A similar objection to the CJT in Cohen 1986a, 35ff.
30
Therefore, since all these problems have still not
been satisfactorily resolved, we should be careful and not
jump to conclusions. I am not saying that such problems
could not be solved, and the CJT is not applicable to
reality. All I hold here is that we cannot still take the
Condorcet Theorem as a solid basis for an EC of democracy.
Anyway, even if the CJT does not ground by itself the
epistemic value of democracy, and furthermore, even if
simple democracy has no epistemic value at all, it does not
imply that the EC cannot be sustained, since there is still
another version of it that could be held.
In a second weaker version, the EC can accept the
problems in applying the CJT because it does not need to
defend the epistemic value of simple democracy. Affirming
the epistemic value of deliberation itself is enough, and
we can relax such requirement about democracy. Then:
The weak version of the EC: Deliberative democracy is justified,
and therefore political decisions made through a deliberative procedure
are legitimate, because although democracy (voting procedures of
decision-making with majority rule inclusive) does not have epistemic
value by itself, deliberation does in general and makes democracy
epistemically worthy.
According to this weak version of the EC of DD, it is
true that simple voting does not always have epistemic
value, but deliberative procedures (democratic or not) do,
and then the sum of deliberation and democracy (DD)
31
possesses such value. I will argue this later, but before
examining some of the reasons to believe that deliberation
can have epistemic value, let me say something about ideal
and real deliberations.
In the ideal model, democracy basically means inclusion
of all those potentially affected by the reached decision
and equal consideration and concern for everyone; in other words,
to respect the equal political liberty of all. Under ideal
conditions, again, such inclusion does not affect the
epistemic value of deliberation, since participants are
engaged in the process of arguing with impartial
motivations, respecting and taking others’ arguments
seriously, with no time constraints, etc. Of course, real
conditions differ considerably. People can behave self-
interestedly or hypocritically; they do have time
constraints (and other sunk costs); and they definitively
disagree even after deliberation and then simply have to
vote: the fact of pervasive disagreement undoubtedly makes
voting an essential part of real deliberation (Manin, 1987,
359; Gutmann and Thompson, 1996, 52-94; Waldron, 1999a, 91-
93, and 1999b; Besson, 2003). In such actual conditions,
democracy means not only respecting the equal political
liberty of all, but also voting with some sort of majority
rule. But even in this case, DD keeps the epistemic value
to the extent that it comes closer to the ideal model.
First, I do not see why the simple ending fact of voting
could take epistemic value from the whole deliberative
procedure, considering that such value depends on
32
procedural features preserved in real situations (and not
damaged by voting) as those I am going to examine right
now. And second, given that DD defines a regulative ideal,
what we can affirm is that the more real procedures
resemble the ideal ones, the more epistemic value they
have. To the extent that they are affected by time and cost
they certainly lose epistemic value. That is the reason why
we can affirm that in some extreme conditions of
deliberative failure, democratic decisions do not count
with epistemic value at all.33
And now: which are the reasons why deliberation must
be acknowledged to have epistemic value? There are, at
least, the following six reasons:
(1) Deliberation increases the exchange of information,
including information concerning the interests of others. Hence,
it increases relevant knowledge.
To the extent that we think that the interests of all
are politically relevant to define what is politically
right, then knowing which these interests are is relevant
(perhaps necessary) to know which is the right political
decision. And deliberation of all those potentially
affected certainly allows the expression of such interests
in an articulated way, increasing our awareness of these
33 This weaker understanding of the EC seems preferable to me to a moredogmatic one. We are not necessarily committed to an intransigentbelief in the epistemic merit of all democratic decisions. To defendthe EC is a further reason to try to improve actual democraticdecision-making procedures, and not to justify them.
33
interests. Furthermore, deliberation allows us to pool
other relevant information. Through deliberation several
experts can be consulted and their arguments contrasted. Or
simply people can afford some private information that was
hidden before. All of this increases relevant knowledge and
makes deliberation epistemically worthy (Manin, 1987;
(2) Deliberation permits the expression of intensities of
preferences.
As Fearon puts it, “the voting procedure will rarely
if ever allow individuals to send as many ‘messages’
characterizing their preferences or private information as
free discussion would”, because deliberation “allows people
to express diverse intensities of preference – that is,
whether they have strong or different feelings about
particular choices” (Fearon 1998, 45-46). And expressing
such intensities can not only contribute to solving some
dilemmas in transforming individual preferences into
collective ones, but also improves the knowledge of the
interests of others in the way we said earlier, specially
in comparison to simple or pure voting (Fearon, 1998, 45-
49; Mackie, 2003, 391-392).
34 Since this exchange of information depends on the participation ofthose potentially affected, the epistemic value refers here todemocratic deliberation only, and not to the non-democraticdeliberation.
34
(3) Deliberation permits and improves the detection of factual
and logical mistakes.
Individuals usually make factual and logical mistakes
in their reasoning (both in their beliefs about the world
and in the –coherent- formation of their preferences). A
greater information flow allows us also to contrast our
beliefs with new and qualified sources of information or
simply makes it possible for others to detect some of our
false beliefs or inconsistencies in our beliefs and
It is obviously not easy to justify this first basic
thesis. And since it is impossible to prove the truth of
the denial of an existential statement (like the first
thesis), those who affirm such statement have the burden of
prove and evidence.35 If they fail, maybe we should presume
its denial. Thus, maybe we should presuppose that there are
no independent standards of rightness in politics. But,
then, be aware that a significant part of our political
practice fails and we have to renounce to it as well as to
any discourse of political legitimacy, if it is understood
as something more than mere subjective adhesion. However,
my point here is not about the truth or falsity of the
first thesis of the EC, but only to show that a coherent
defender of DD cannot renounce to such thesis, and
therefore cannot reject the EC due to this first reason. If
independent standards of rightness do not really exist, DD
in general is worse off.
2) The rejection of the strong interpretation of the second
basic thesis
It is relatively easy to reject the strong interpretation of
the second thesis and I have done part of the work. To
refuse it, rejecting the applicability of the CJT to actual
democratic procedures is enough. As I said, there are in
35 Indeed, what it is impossible to prove is the truth of an empiricalexistential statement, not the truth of an analytical one. But, eventhough the existence of independent standards of rightness is notempirical, it is certainly not a matter of analytical truth.
43
effect some serious problems in applying the CJT to
reality. And, if so, the strong version is not true.
Indeed, I am not sure that we can condemn the CJT so
quickly. In my opinion, this is yet an open issue. Anyway,
rejecting the strong version does not imply a general
rejection of the EC, for we have still another version of
it, the weak one, to be defended. And, then, this second
rejection is possible, but not enough to refuse the whole
EC.
3) The rejection of the weak interpretation of the second
basic thesis
If the rejection of the strong version of the EC is
not enough to reject the whole EC, we then have to refuse
the weak version too: that deliberation has more epistemic
value than any other democratic alternative. There are
several ways of doing this, at least the following three:
a) by affirming that bargaining has more epistemic value
than arguing or voting; b) by affirming that voting has
more epistemic value than arguing or bargaining; or c) by
denying that any procedure has epistemic value or that we
cannot know if some have. Note that in each case, not only
the weak version would be refused, but also the strong one,
and then the whole EC.
The first one is the easiest to be rebutted.
Bargaining is conceptually unable to have epistemic value,
as that there is no independent standard of rightness over
such issues we negotiate is supposed. All that can be known
44
through a procedure like that are the pure interests or
desires of those who take part in it. On the other hand,
the second way of rejecting the weak interpretation sounds
quite implausible. To affirm that voting has more epistemic
value than democratic deliberation we need first to hold
something like the CJT, beyond all the problems it has, and
second to say that deliberation, that is, the exchanging of
reasons and arguments, not only cannot afford more
epistemic value to the procedure, but indeed reduces that
of simple voting. In other words, we should deny all the
six reasons in favor of the epistemic value of deliberation
and add that collective offering and considering reasons
and arguments makes the practice of voting worse.36 As I
said, such conception seems quite implausible and I will
simply not consider it here.
Obviously, the most sensible strategy for rejecting
the weak version is the third one: denying that any
procedure has epistemic value or that we cannot know if any
has it. But this strategy can be understood in two
different ways. Strongly understood, in its hard version, it
would coincide with the first way of rejecting the weak
version, the rejection of the existence of the independent
standard of rightness. If we think that there is an
independent standard of rightness and then that it is worth
knowing it, but at the same time we hold that we cannot
know which procedure is reliable to find this standard out,
36 Note that we do not say that rhetoric and persuasion could make theresults of simple voting worse. This is probably true, but rhetoricand persuasion have nothing to do with deliberation.
45
if any, then we are in the same place that we would be by
simply denying its existence or the very possibility of
knowing it. To the extent that this strategy is equivalent
to the first way of rejecting the EC, the same conclusions
I reached there are valid here: that a defender of DD
cannot hold this without renouncing to the DD itself.
But there is another way of interpreting this
strategy, a weaker one that I call the soft version (or I
could say the soft versions, since there are several). What
such weaker version can affirm is that there are cases in
which other democratic alternatives, mainly voting, have
more epistemic value than deliberation. But this
misunderstands the EC, since as I said the second basic
thesis only holds that DD is the more reliable procedure in
general. It could claim, instead, that even when
deliberation has more epistemic value that the other
democratic alternatives, we could find more reliable some
non-democratic procedures. But this misunderstands the EC
again, since as I said the second thesis is relative to
democratic alternatives, even though there certainly is an
important tendency to elitism in epistemic views that will
be explored in the next section. Or finally this soft
version could say that even if we have different good
reasons to attribute epistemic value to DD, we cannot be
sure about its reliability since human knowledge is always
fallible, and for judging the reliability of an epistemic
procedure one should know first what it is supposed to be
known. This strategy is interesting and it seems true to
46
me. But we cannot ground our rejection of the EC on the
basis of a healthy skepticism like that. As occurs with
general knowledge (about the existence of the world), we
can always doubt about our assumptions or beliefs. But this
is not enough to reject them.
As far as I can see, there is no better understanding
of the third way of rejecting the EC of DD. If so, and
considering my answers to the other strategies, we should
finally conclude that a coherent defender of DD should
embrace the EC of it as well. Therefore, we must be
concerned with the rightness of political decisions and
recognize democratic deliberation as the legitimate
decision-making procedure. Here we have an interesting way
of justifying a procedural account of political legitimacy
based on substantive concerns. But is the substantive
rightness of political decisions all that matters?
5. The Tendency to Elitism and the Justification of Deliberative Democracy
One of the main fears about the EC of democracy in
general is that it can lead us to elitist views (Estlund,
1993a, 1464ff and 1993b). And it is true it can do so. We
have seen that political legitimacy depends significantly
on the reliability of the decision-making procedure used to
find or produce the substantively right decisions. And
since some agents are wiser than others, such reliability
increases dramatically when participation in the decision-
process is restricted to the wiser. Remember, first, that
47
according to the CJT there are two ways of increasing the
likelihood of truth or a certain decision: increasing the
number of participants or increasing the average epistemic
competence and the most efficient means is undoubtedly the
latter (Estlund, 1993b, 95). Second, besides the CJT, it is
reasonable to think that if we restrict participation in
deliberation to those wiser and more capable of sound
argumentation, the probability of the final decision being
correct is higher than if we open deliberation to all. In
other words, a deliberative procedure is epistemically more
reliable if it is restricted (and thus, less inclusive).
If so, one could hold that the EC of DD enhances a
tendency to elitism, as it favours restrictions in the
participation in decision-making (Estlund, 1993a, 1463-
1464, 1993b, 71, 1997, 181-183, and 2000, 123; Bohman,
1996, 3 and 111; Sanders, 1997, 354-359; Goodin and List,
2001, 280 fn 13; Dryzek, 2001, 655). If we were only
concerned with the substantive quality of political
decisions, and since the elitist restriction increases the
probability to produce right decisions, political
legitimacy would require democratic elitism. We could then
endorse representative institutions to the extent that they
filter out people not capable to participate in decision-
making. Thus, division of labour can be useful not only to
overcome the size and complexity difficulties for direct
participation, and can also be something similar to natural
political selection, following a principle of distinction
(Manin, 1997). Elitist representative institutions could
48
maximize the deliberative quality of political decision-
making, as deliberation in courts among Justices is
supposed to do, leading us to a democratic elitist system
of excellence, being democratic legitimacy still guaranteed
through periodic elections by universal suffrage.
David Estlund has analyzed this problem accurately,
calling such position the Normative Epistemic Authoritarianism
(Estlund, 1993b). As he states it, this authoritarianism
endorses three tenets:
“1. The Cognitivist Tenet: Normative political claims (at
least often) are true or false.
2. The Elitist Epistemic Tenet: Some (relatively few) people
know the normative political truth significantly
better than others.
3. The Authoritarian Tenet: The normative political
knowledge of those who know is a strong moral reason
for their holding political power” (Estlund, 1993b,
72).
As we have seen, the first tenet is presupposed by the
EC, so it cannot be rejected. The second one is empirical,
but difficult to deny. The negation of this second tenet is
affirming that we all have the same epistemic competence,
that we are “equally morally and politically wise”, and
this is surely false. Holding this second elitist tenet
still does not imply any differentiation in treatment or
consideration or respect – it is only a matter of fact
about our capacities. It can also be distinguished from the
statement of inequalities in epistemic capabilities. The
49
case could be that we all had the same epistemic
capabilities - the same possibility to have an equal
knowledge -, even when I think this is not the case, and
that we actually have different knowledge. Indeed, as
occurred with the epistemic competence condition of the
CJT, we cannot be sure whether we have different or equal
epistemic knowledge, since we do not have independent
access to political truth. The only way to ascertain
something both in the case of the CJT condition and of the
Elitist Epistemic Tenet is to know independently what is
politically true all the time and to measure the number of
times people are right or wrong. And this is impossible.
Anyway, I think we cannot reasonably doubt this elitist
empirical claim. All our intuitions and our practices head
in this direction.
The problem with the authoritarian elitism is, of
course, the step from the first two tenets to the third
one. In my view, there are at least three arguments against
such step and then against the elitist conception. On the
one hand, as Estlund says, the elitist must respond to the
challenge of “who will know the knowers?” (Estlund, 1993b,
84-89) That is, if some people are entrusted to make
political decisions because of their better knowledge,
wisdom and capacities, how do people who do not share such
knowledge, wisdom and capacities identify the wiser? They
surely cannot. First, they will not be able to recognize
the character features necessary to be distinctively
considered. Second, they will not be able to verify if
50
those who make decisions are making the right ones. In
Estlund’s words, “[e]ven if some have knowledge, others
have no way of knowing this unless they can know the same
thing by independent means, in which case they have no use
for the other’s expertise” (Estlund, 1993b, 84).37 This
problem is more dramatic because of reasonable
disagreement. People reasonably disagree about
controversial political matters. And then even wiser and
capable people disagree about such matters. Hence “a
putative knower can be doubted by some reasonable people,
and so knowledge cannot give moral legitimacy to political
power” (Estlund, 1993b, 94). If this argument is correct,
then the possibility of enhance representative (elected)
elitist institutions was only a mirage. And what it was
democratic elitism quickly becomes a non-democratic one.
Roughly, if we do not trust in people to make political
decisions, then we cannot trust in them for electing the
proper representatives.
However, in my opinion, this first argument is not
enough to reject political elitism. In effect, we have a
lot of problems in knowing who the knowers are. But it is
probably easier to know who they are not. Therefore, we
could maintain restrictions for participating in political
decision-making. Though we cannot know who are the wiser
and capable 0.1 % in our society for governing us, we
37 This brings Estlund to reject what he calls “The Second-Order EpistemicTenet: The knowers can be known by sufficiently many nonknowers toempower them, and to practically and morally legitimate their power.”And being skeptic about this forth tenet, he rejects NormativeEpistemic Authoritarianism.
51
surely can identify the more ignorant and incapable 20% and
leave them out of the political processes. For instance,
those who lack high school studies or who are under 80 IQ,
are probably less reliable to make right political
decisions, and then we should leave them out. Perhaps we
could do the same with the 50% of the population. Why would
it be unfair or unjust?
Let me explore the other two arguments for rejecting
political elitism. The second argument is provided by
classic liberal thought: the issue is not only who knows
the knowers, but also who controls those who govern. Even
if we could select the wisest and most capable people to
govern, how can we be sure that they will be making the
right decisions, and not promoting their own private
interests? We can establish, following the classical
liberal solution, some ‘checks and balances’, like division
of power, bicameralism, judicial review, etc. But it will
not be enough if all such institutions are integrated by
the wiser. How can the rest of people be protected against
tacit or explicit conspiracy by all the empowered to
maintain the status quo and keep the power in their hands?
Further, there are not equilibrium-solutions available to
avoid the risk of domination. When the political decisions,
including those about basic matters, are involved, someone
has to make the final decision.38 But this second argument
is still not enough. Note that the risk of having an
38To forbid or allow abortion is a decision that necessarily has to bemade. If not explicitly, then the status quo is maintained and it is madeimplicitly.
52
uncontrolled government increases when the number of those
involved in government decreases. The more people engaged
in politics, the less chance for conspiracy.39 Then, the
elitist could say, as before, that what he purports is to
leave out only a little part of the population. If 80% of
the people were engaged in politics, there would be enough
guarantees against conspiracy.
However, the problem is not so much the risk of
conspiracy, but domination. To leave a part of the
population out of decision-making, even a little one,
implies that such part will be dominated by those who
remain in.40 To be dominated does not imply to be actually
oppressed or pursued or interfered, but to be in a
situation that makes this possible. And this leads us to
the third argument. In order to reject political elitism,
we necessarily need to find an intrinsic value in
democratic procedure, something that makes it worthy
independently of its epistemic (or another instrumental)
value (Estlund, 1993b, 82). And deliberative democrats
usually agree in attributing the following value to DD: it
better respects something like “the equal political
autonomy” (Christiano, 1997, 258-262, and 2004, 269ff;
Cohen, 1996; Brighouse, 1996; Bohman, 1996, Ch. 3 and 1997;
Nino, 1996, 117; Gutmann and Thompson, 1996, Ch. 8; Gaus,
1996, 246-257; and Estlund 2000a), something based in a39 I am assuming, of course, that those who are not politically wiseare not (or should not to be) in politics, since they are not able tojudge and assess those wiser than them.40 Here I mean by domination something close to Philip Pettit’s accountof individual liberty, but referred now to public autonomy (Pettit1997 and 2001).
53
principle of equal consideration and concern or basic
equality or human dignity.
That DD is a procedure that promotes such a value
means that it is procedurally fair with everyone’s claims
(Estlund, 1997, 189-198, and 2000a, 140ff). Since the
procedure is democratic, it promotes inclusion. Since it is
governed by the force of arguments, and not by any
particular or private or selfish consideration, it treats
all the participants impartially and enhances impartiality
in their results. Finally, DD pays attention not only to
people’s interests or brute preferences (as bargaining or
voting do) but to people’s reasons and arguments in favor
of their proposals. Hence, it treats people as reason
bearers and capable of rationally articulating their
political views. And since it permits everyone to
politically express theirselves, it is more sensitive to
people as reasonable and autonomous agents. Public autonomy
here means the capability to pursue rational aims freely
chosen or, paralleling the individual notion, to pursue
their own plans of political life. If private autonomy is
not to choose arbitrarily, as a matter of whim, but to
choose deliberately, as a matter of reason, public autonomy
is not to choose on the basis of mere interests or desires,
but on the basis of public reasons. Therefore, DD is more
appropriate to respect and promote the value of political
autonomy than other models based on bargaining or pure
voting, for it conceptually assumes that participants are
54
politically autonomous, and allows them to develop such
autonomy.
I do not want to accurately analyze this intrinsic
justification of DD, since this is not my aim in this
paper. I would finally want to point out that we do not
necessarily need to find, neither in deliberation nor in
democratic deliberation, an intrinsic value, this is,
something that justifies it in front of the other
democratic alternatives. Finding such value in democracy
itself is enough, since all we need now is to justify
democracy before political elitism (Estlund, 2000a, 137).
Of course, it is not my intention to do this now. Instead,
I will take it for granted. My only purpose in this section
was to show that the justification of DD requires both an
instrumental-epistemic argument (to be consistent with the
very notion of DD) and an intrinsic one (for rejecting
political elitism).
(6) Conclusion
I have revisited in this paper the epistemic
conception of deliberative democracy. And what I tried to
argue was that, first, a coherent deliberative democrat has
very good reasons to defend the epistemic conception,
because the core of the DD model implicitly assumes what is
claimed by such a conception (and that such EC is not so
unreasonable as some seem to think), and, second, that even
if the epistemic view is true, it yet cannot be the only
55
justification of DD, for the epistemic concerns puts us in
an elitist trend that has to be rejected in order to defend
democracy itself, and then, that we have to recognize some
intrinsic values in democratic deliberative procedures. In
order words, roughly speaking, I tried to show that both
intrinsic and instrumental justifications of DD, far from
being incompatible, are indeed welcomed. If I am wrong, and
this can perfectly be the case, we will always be able to
track the truth together. Deliberating, I guess.
56
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