The Enlightenment Cultural Matrix: 1648 - 1815 For the better part of a millennium, the story of Europe was about the ambition of the Roman branch of the Christian Church to create a universal state. The state would take the Roman Empire as its model, and the political rulers would follow the guidance of ecclesiastical authority. This idea of "Christendom" (a vision of a "Holy Roman Empire" incorporating all of Europe into a harmoniously ordered and governed sphere including the sacred and profane/secular ruled by the Pope and Emperor) proved to be an enduring but controversial vision. It endured so long as there was a dominant commitment to hierarchical relationships between existing political entities on the one hand, and Pope and Emperor on the other. Over the centuries, however, powerful intellectual, political, and social forces opposed both the aspirations and the realities of the unified control of Pope and Emperor. The momentum developed by these forces culminated in the emphasis on the individual that characterized the Renaissance (the Dynastic European Cultural Matrix). From a religious perspective, the aspect of the Dynastic Europe known as the "Reformation" signaled the end of Christian unity in Europe by splitting the Roman Church. From a political perspective, a growing sense of NATIONALISM – the sense that this is my country and these are my people, and they cannot be intertwined with larger entities – expressed the values of the individual. Ironically, it was also during the Dynastic European Cultural Matrix (including the Reformation) that the vision of Christendom seemed most likely to come true. The paired values of European rationalism and the Reformation urge to enforce an ultimate "truth" generated momentum for the ideal of a universal state. Backed by widely-held political faith in the absolute authority of rulers, an authority granted by God, the coronation of Charles V of Hapsburg as Holy Roman Emperor in 1519 (as the Reformation was beginning!) marked the start of a 130-year period in Europe when it seemed that the two macro-institutions of Latin Christianity, (1) the empire and (2) the church, might finally join forces to create a universal state ruled by and through the ideology of a universal church. If these tendencies had triumphed, the world as we know it would not exist today. But the ancient Christian ambition for political power was bound to conflict with the value of the individual, manifested in the desire for independence by local sovereigns of western and central Europe. The conflict reached its pinnacle during the first half of the 17 th century with the "Thirty Years' War" (1618-48). The Thirty Years' War ended in a treaty called the Peace of Westphalia, ratified on 24 October 1648. With this treaty, Europeans formally abandoned the idea of a hierarchical structure of society in favor of a new notion of the state. The "old" world of Feudal and Dynastic/Renaissance Europe, represented by the ideal of Christendom, began to pass away, and a "new" world, our world, began to take shape.
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The Enlightenment Cultural Matrix: 1648 - 1815
For the better part of a millennium, the story of Europe was about the ambition of the Roman branch
of the Christian Church to create a universal state. The state would take the Roman Empire as its
model, and the political rulers would follow the guidance of ecclesiastical authority. This idea of
"Christendom" (a vision of a "Holy Roman Empire" incorporating all of Europe into a harmoniously
ordered and governed sphere including the sacred and profane/secular ruled by the Pope and Emperor)
proved to be an enduring but controversial vision.
It endured so long as there was a dominant commitment to
hierarchical relationships between existing political entities on the
one hand, and Pope and Emperor on the other. Over the centuries,
however, powerful intellectual, political, and social forces opposed
both the aspirations and the realities of the unified control of Pope
and Emperor. The momentum developed by these forces
culminated in the emphasis on the individual that characterized the
Renaissance (the Dynastic European Cultural Matrix). From a
religious perspective, the aspect of the Dynastic Europe known as
the "Reformation" signaled the end of Christian unity in Europe by
splitting the Roman Church. From a political perspective, a
growing sense of NATIONALISM – the sense that this is my
country and these are my people, and they cannot be intertwined
with larger entities – expressed the values of the individual.
Ironically, it was also during the Dynastic European Cultural Matrix (including the Reformation) that the vision of
Christendom seemed most likely to come true. The paired values of European rationalism and the Reformation urge to
enforce an ultimate "truth" generated momentum for the ideal of a universal state. Backed by widely-held political faith in
the absolute authority of rulers, an authority granted by God, the coronation of Charles V of Hapsburg as Holy Roman
Emperor in 1519 (as the Reformation was beginning!) marked the start of a 130-year period in Europe when it seemed that
the two macro-institutions of Latin Christianity, (1) the empire and (2) the church, might finally join forces to create a
universal state ruled by and through the ideology of a universal church. If these tendencies had triumphed, the world as we
know it would not exist today.
But the ancient Christian ambition for political power was
bound to conflict with the value of the individual,
manifested in the desire for independence by local
sovereigns of western and central Europe. The conflict
reached its pinnacle during the first half of the 17th
century
with the "Thirty Years' War" (1618-48). The Thirty Years'
War ended in a treaty called the Peace of Westphalia,
ratified on 24 October 1648. With this treaty, Europeans
formally abandoned the idea of a hierarchical structure of
society in favor of a new notion of the state. The "old"
world of Feudal and Dynastic/Renaissance Europe,
represented by the ideal of Christendom, began to pass
away, and a "new" world, our world, began to take shape.
The Peace of Westphalia was of absolute,
constitutive importance for future political and
social developments. Without it, for instance,
the democratic revolutions of the late-18th
and
early-19th
centuries could not have taken place,
and the rapid rise of Russia and the United
States to the status of world powers cannot be
imagined. The Peace of Westphalia provided
such a turning-point because it brought an end
to (1) the old idea of a unified Christian
commonwealth in Europe and (2) claims by
leaders of the Roman Catholic Church to
political power. In addition, it gave birth to a
new notion of the state: the "nation" in the
modern sense of the word, that is, as the
fundamental units of world politics.
We might think of nations as the natural form of political organization, but until the Peace of
Westphalia there had been only four basic types of political units in the Mediterranean Tradition: city-
state, kingdom, empire, and manor. While the new type of political unit did not obliterate all the
traces and ideals of previous political structures, it did mark a major turning-point in human
experience, and in a real sense it marked the beginnings of what might be called the "modern world."
As outlined by the Peace of Westphalia, the nation-state system has five basic characteristics:
1. the coexistence of national units of organization
2. the sovereignty of each nation over its own territory,
so that there is no political authority or organization
above the sovereign states
3. the political equality of all nations, with each having
its own interests as its primary goal
4. the freedom of each nation from any outside
authority, so that relationships among nations are
based on international law and the balance of power
that operate between rather than above nations
5. overlapping layers of government within nations
With the political transition underway from kingdom/empire to nation, a new Cultural Matrix,
eventually called the "Enlightenment" by its major participants, began to take shape. As indicated by
its name, the Enlightenment was an era of intellectual and social upheaval. At the center of this
upheaval stand two events: (1) the publication of Sir Isaac Newton's Philosophiae Naturalis
Principia Mathematica (Mathematical Principles of Natural Philosophy, using the traditional term
"natural philosophy" for science) in 1687, and (2) the Glorious Revolution of 1688 (which, without
bloodshed, established a constitutional monarchy and set William and Mary on the throne of England).
The first event initiated an overthrow of the intellectual establishment, and the second initiated an
overthrow of the political establishment. Together, the two events mark the defining moments of
the Enlightenment. Before the two events, the era was deeply bound to its previous traditions; after
the two events, there was a rejection of tradition among the intellectual elite and an aggressive pursuit
of new directions that would fundamentally alter nearly every aspect of Enlightenment thought and
society, and in turn change the nature of the world as a whole.
In looking to a new era in European and world affairs, the Enlightenment had to gradually find its way
out of the past. The split between backward and forward momentum during the Enlightenment
Cultural Matrix reveals itself in the major arcs of art and music: Baroque and (Neo)Classical. We
might date the Baroque Arc from around 1590 to 1750, and the (Neo)Classical Arc from around 1750
to 1825, with Rococo (1715-1825) as a lengthy and overlapping middle ground. Baroque style, suited
to the aspirations of Christendom and the world before nations, would endure a century after the Peace
of Westphalia, with Rococo as a kind of long experiment in re-visioning Baroque to stall the emerging
cultural situation. But it's the triumph of (Neo)Classicism that most distinctively marks the
Enlightenment from previous eras and reveals its most elemental drives.
In general, the drives of the Enlightenment
towards (Neo)Classicism derives from a
commitment to scientific method, as laid
out by Newton, and to freedom, as
anticipated in the Glorious Revolution. In
art, it's not so much a matter of stylistic
change as a matter of emphasis. Instead of
glorifying the Church or providing
pleasure, (Neo)Classic art would present
a moral challenge to citizens of nations.
With music the situation is different.
Rejecting much of their musical heritage,
Classical musicians began to experiment
with a new, simplified, more "scientific"
approach to composition, using keys and
their corresponding scales instead of
modes.
Experiment on a bird in the Air Pump
Joseph Wright of Derby, 1768
The spirit of the (Neo)Classic tradition emerged long before the eras of NeoClassic art and Classical
music. In philosophy, René Descartes (1596-1650) anticipated the new era by initiating a discussion
of how we know what we (think) we know. This discussion would last for more than two centuries,
and it defines the "Modern" period in philosophy. In economics, Adam Smith published An Inquiry
Into the Nature and Causes of the Wealth of Nations in 1776, using Newton's scientific method to
define a "free market" approach to economics that would initiate the "Classical" era of economic
thought. In the realm of political thought, democracy as we conceive it began to take shape,
culminating in revolutions in the United States and France. In the realm of social thought, a growing
consideration of the human plight resulted in diverse efforts to make society more human and more
humane. There was a general decline of religious persecution, an increasing concern with the value of
children, and the spread of literacy among the masses of the people.
Literacy serves as one of the most distinctive ideals of the
Enlightenment. With the spread of literacy came the
invention of mass media. During the Enlightenment, mass
media took the form of novels, magazines, and newspapers.
The aim of these media was to convey essential
information about society to a public that should appreciate
its own worth and should be the source of decisions about
its own future. One of the most significant spin-offs of the
new mass media was the birth of "public opinion."
During the Enlightenment, the idea of public opinion developed as an
alternative to traditional authority. In its broadest sense, public opinion
was an intricate circuit of writing, reading, and talking. Initiated by the
media of print, it flowed next to the "public," which took form anywhere
people gathered to discuss ideas circulated in print. For the upper
classes, such discussions typically took place in elegant salons, for
others in modest coffee houses. The expansion of print, although
minuscule by contemporary standards, had a ripple effect that generated
new kinds of conversations. For example, the novel became a means by
which educated, middle-class households began to examine their own
moral standards. This self-examination proved crucial to the emergence
of a public that could stand apart from the government and criticize it.
The process of self-examination and criticism evolved into the ideal of public opinion. At the core of
the ideal was the principle of "publicity." According to this principle, governments should reveal
enough truth about their operation that they would make themselves available to public scrutiny, with
a resulting open and egalitarian exchange. Under such scrutiny, an unselfish view of the public
welfare could develop through a consensus of "opinion," an expression of a society's collective
conscience, to which even the government would be subject.
In the sphere of "public opinion," then, the
Enlightenment gave birth to a notion that has mutated
into something a bit different in our own time. For the
purpose of delimiting the Enlightenment, a related
notion is the most helpful. This is democracy.
The Reader
Fragonard, 1770
As the nation-state system developed during the Enlightenment, a crucial question emerged, that is:
should political power depend on the will of one strong individual who rules or on the consent of
those who are ruled? In arguing for the "consent of those who are ruled," Enlightenment thinkers
invented a new vision of democracy based on the value of widespread equality. The identification
of political power with the will of a single individual was on the way out, while identification of
political power with the will of the masses began to inch its way forward.
The evolution of European society during the Dynastic European
Cultural Matrix (1347-1648) was symbolized most dramatically by the
reign of Louis XIV, the Sun King, in France. This king, who claimed
to be the state, made France into the most powerful nation in Europe,
emphasized refinement and culture, and encouraged the arts and
literature. But he also strengthened the powers of the central
government and silenced domestic criticism. He was a ruthless despot
who would tolerate no opposition to his ambitions. For political
theorists of the Enlightenment, Louis XIV epitomized an "Old Regime"
of government run by special privileges for the king and also for
particular interest groups within the government bureaucracy. He
represented an 18th
century ruling class which may be described as
frivolous and relatively unconcerned with the affairs of their subjects.
There was a building in Paris called
the Bastille. It was a massive fortress-
prison, a threatening symbol of the
royal power to punish at will anyone
who displeased the king. By 1789 it
held only seven prisoners and was due
for demolition. But the crowd of
thousands who smashed their way into
the fortress on 14 July 1789 thought
that Louis XVI was preparing an
armed attack on Paris. When the
guards opened fire, ninety-eight people
were shot dead. The battle raged for
several hours, until the governor and
the guards finally surrendered to
overwhelming numbers, and the
Parisians rushed in. Although they did
not find any guns or ammunition, they
killed the governor and carried off the
prisoners in triumph. Far more
significantly,
The French revolution thus began with the “common people” toppling
the most hated symbol of absolute monarchy and creating an enduring
symbol of modern democracy.
The French Revolution and the "New Regime" born with it was founded on the principle that
political power must depend on the consent of those who are ruled by that power. The "National
Assembly" that spearheaded the Revolution first decided to abolish the feudal privileges that remained
in France, wiping out the feudal system. Then it devised and adopted the "Declaration des droits de
l'homme et du citoyen" (Declaration of the Rights of "Man" and of the Citizen), which proclaimed
that "men" are born and remain ("naissent et demeurent") free and equal in rights. In less than
three months from the storming of the Bastille, a new constitutional democracy replaced the old
system of absolute monarchy. The French Revolution was also the keynote to a larger series of
political changes that in some way affected every important European country.
At the same time, the Revolution, symbolized by a rioting mob,
led to war against other countries of Europe and a bloody "reign
of terror" in France that resulted in the executions of over
15,000 people. The last years of the 18th
century became a
succession of political coups in a general atmosphere of venality
and corruption. The only tangible element in this anarchy was
the war against Europe. With military successes leading to an
increase in the army's authority, the power vacuum in the
government was soon filled by a brilliant young Corsican
general, Napoleon Bonaparte. He took over leadership of the
country in a coup in November 1799 and became First Consul.
Five years later, the first French Republic died when Napoleon
declared himself emperor.
Napoleon's attempt to establish a new European empire came to its final end at Waterloo on June
18th, 1815. Meanwhile, the Congress of Vienna (1814-15) was determining the political future of
Europe. Guided by Prince Clemens von Metternich (1773-1859), the Congress strengthened absolute
governments at the expense of all liberal movements. In the short run, the French Revolution marked
a failure of such magnitude that it raised fundamental questions about the validity of the
Enlightenment itself, especially as far as this validity was tied to the use of "reason." However,
Metternich's effort to return Europe to the old order could not ultimately succeed, as the ideals of the
French Revolution prevailed.
Based on the political events described above,
the ENLIGHTENMENT extended
from October 24th, 1648 (the end of the Thirty Years' War)
to June 9th, 1815 (the signing of the Congress of Vienna)