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  • Continental Shelf Research 27

    e san

    . W

    6 Bro

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    Abstract

    1. Introduction UK and northern Europe. As the magnitude of

    interactions provide a link between summertimecentral Atlantic sea surface temperatures and

    ARTICLE IN PRESS

    Corresponding author. Tel.: +44151 795 4800;

    conditions in the atmosphere during the followingwinter, which determine storminess over Europe.

    0278-4343/$ - see front matter Crown Copyright r 2007 Published by Elsevier Ltd. All rights reserved.

    doi:10.1016/j.csr.2006.12.007

    fax: +44151 795 4801.

    E-mail address: [email protected] (P.L. Woodworth).This paper investigates the dependence of UKextreme sea levels and storm surges upon the NorthAtlantic Oscillation (NAO). The NAO is the majormode of North Atlantic atmospheric variability,with an NAO index dened by the differencebetween normalised sea-level pressures representa-tive of the Azores High and Icelandic Low (Hurrell,1995; Jones et al., 1997). Periods with large positiveindex correspond to strong westerly winds over the

    storm surges depends primarily upon the wind stressover the continental shelf (Pugh, 2004), some kindof relationship between extreme sea levels and stormsurges and the NAO can be anticipated. However,so far as we are aware, the topic has not beenstudied before in detail, and has been noted asrequiring investigation (NERC, 2005).There are two particular motivations for such an

    investigation. The rst is a practical one. Rodwellet al. (1999) proposed that ocean-atmosphereThe role of the North Atlantic Oscillation (NAO) in effecting changes in winter extreme high and low waters and storm

    surges in UK waters has been investigated with the use of a depth-averaged tide+surge numerical model. Spatial patterns

    of correlation of extreme high and low waters (extreme still water sea levels) with the NAO index are similar to those of

    median or mean sea level studied previously. Explanations for the similarities, and for differences where they occur, are

    proposed. Spatial patterns of correlations of extreme high and low and median surge with the NAO index are similar to the

    corresponding extreme sea-level patterns. Suggestions are made as to which properties of surges (frequency, duration,

    magnitude) are linked most closely to NAO variability. Several climate models suggest higher (more positive) average

    values of NAO index during the next 100 years. However, the impact on the UK coastline in terms of increased ood risk

    should be low (aside from other consequences of climate change such as a global sea-level rise) if the existing relationships

    between extreme high waters and NAO index are maintained.

    Crown Copyright r 2007 Published by Elsevier Ltd. All rights reserved.

    Keywords: Sea-level changes; Extreme values; Storm surges; Flood forecasting; Climate changesThe dependence of UK extremthe North Atl

    P.L. Woodworth, R.A. Flather, J.A

    Proudman Oceanographic Laboratory,

    Received 15 August 2006; received in revised f

    Available onli(2007) 935946

    ea levels and storm surges ontic Oscillation

    illiams, S.L. Wakelin, S. Jevrejeva

    wnlow Street, Liverpool L3 5DA, UK

    December 2006; accepted 11 December 2006

    January 2007

    www.elsevier.com/locate/csr

  • meteorological forcing (tm). Hourly elds of sea-level elevations were output in each run. The

    ARTICLE IN PRESSP.L. Woodworth et al. / Continental Shelf Research 27 (2007) 935946936As a consequence, the NAO index in winter(DJFM) is to some extent predictable from knowl-edge of central Atlantic sea surface temperatures inthe preceding summer. Therefore, if a relationshipbetween extreme sea levels and NAO exists, there isthe possibility to provide advance warning ofanomalous winter ood risk on the basis ofsummertime sea surface temperature observations.The second motivation stems from an interest in

    knowing whether major changes are likely in theclimatology of UK extreme sea levels and surges,for input to studies such as the UK Climate ImpactsProgramme (Hulme et al., 2002). One approach tothis question is to employ an Atmosphere OceanGeneral Circulation Model (AOGCM) to simulatetime series of future regional wind and air pressureelds, and to use those forcing elds in a stormsurge model to predict extreme sea levels. Severalgroups have demonstrated that such studies arefeasible (e.g. Von Storch and Reichardt, 1997;Flather and Smith, 1998; Lowe et al., 2001; Wothet al., 2006). However, an alternative approach is tomake use of the predictions of future winter NAOindex by the same AOGCM. If the dependenceof extreme sea levels on the NAO is known, oneshould then be able to infer changes in theclimatology of extremes. In practice, both ap-proaches are desirable.

    2. Data sets

    Our analysis makes use of 49 year (19552003)runs of a two-dimensional tide+surge model for theNW European continental shelf (Flather et al.,1998). The model has a relatively coarse spatialresolution (1/31 latitude by 1/21 longitude). How-ever, it has been demonstrated to provide a goodrepresentation of tides and surges on the shelf andwas formerly the model used for operational oodforecasting and warning in the UK (Flather, 2000).Eight tidal constituents (Q1, O1, P1, K1, M2, S2,K2 and N2) are included with tidal forcing at theopen boundary taken from a model of the NEAtlantic (Flather, 1981). Meteorological forcing isprovided by 6-hourly winds and atmosphericpressures from the Norwegian MeteorologicalInstitute (Det Norske Meteorologiske Institutt,DNMI). An inverse barometer approximation isassumed at the open boundary which, althoughnecessarily imperfect in its omission of dynamic air-pressure-induced signals, should be a good approx-

    imation of sea-level change in deep water (cf. Ponte,difference between the tm and t elevation eldsprovides storm surge elds (s), where surgedened in this way includes tidesurge interaction.In this study, we shall use primarily the tm hourlyvalues, which in principle will correspond to the sealevels which would be recorded by tide gauges andare of most interest with regard to ood risk, andthe s values, which one might anticipate to be mostsensitive to variability in the NAO.The NAO index values, dened as the difference

    between the normalised sea-level pressures atGibraltar and southwest Iceland (Jones et al.,1997), were taken from the Climatic Research Unit,University of East Anglia web site (www.cru.uea.a-c.uk).

    3. Sea-level relationships to the NAO

    The 49 years of model run have 48 winter(DJFM) periods. For each winter, the tm valueswere used to calculate extreme high and low waters,median sea level (MeSL) and mean sea level (MSL).Unless stated otherwise, extreme high (and low)waters were dened in terms of the 99 (and 1)percentiles of the winter hourly sea-level values, i.e.as the levels, which the sea is above (or below) 1%of the time (29 h each winter). The choice of suchpercentiles, instead of the true extremes (the 100 and0 percentiles), guards against the presence ofanomalous sea-level values, and is often essentialin analysis of tide gauge data (e.g. Woodworth andBlackman, 2004). Differences in ndings due to1994). As a consequence, one expects the limitationsof such an approximation to have little impact onthe effective computation of surge heights over themodel domain. Reservations have been expressedconcerning the temporalspatial homogeneity of theDNMI data set in data-sparse ocean areas, espe-cially around Greenland (WASA Group, 1998).However, such inhomogeneities are considered to besmall over the NW European continental shelf(Gunther et al., 1998; Langenberg et al., 1999), andcomparisons of the observed and modelled heightsof individual major surges have been found to be ofacceptable (sub-decimetric) accuracy at UK loca-tions (Flather et al., 1998).Two model runs were made, rst with tidal

    forcing only (t), and then with both tidal andsuch choices are mentioned below. MSL time series

  • were dened as the arithmetic average of the tmhourly values in each winter period.Fig. 1(b) shows the correlation coefcients be-

    tween winter MeSL and NAO index, while Fig. 1(e)presents the sensitivity of MeSL to changes in theNAO index obtained by linear regression. Correla-tion coefcients larger than 0.28 can be consideredsignicantly different from zero at 95% condencelevel given 48 independent samples. The largestpositive and negative correlations are found in theNE and SW of the shelf, respectively, with the largestsensitivities in the shallow waters of the easternNorth Sea and German Bight, where large surges aregenerated by the westerly winds. Almost identicaldistributions are obtained with the use of MSLinstead of MeSL. Figs. 1(b,e) are very similar tothose of Wakelin et al. (2003), who investigated

    winter MSL from the same model for a slightlyshorter period (19552000), and of Woolf et al.(2003), who studied North Atlantic altimeter and tidegauge data with particular attention to the 1990s.Fig. 1(a,d) and (c,f) show the corresponding

    distributions for extreme high and low sea levels(99 and 1 percentiles), respectively. Figs. 1(a,c)indicate that extreme sea levels have weakercorrelations with the NAO than does MeSL,reecting the fact that the index and MeSL arewinter-average quantities. Nevertheless, the spatialpatterns of correlation coefcients and of sensitivityto the NAO are similar. This indicates that changesin NAO index affect sea levels in a similar waythroughout the tidal range.This conclusion is conrmed if one considers

    correlations with, and sensitivities to, the NAO for

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    coefcients for MeSL and (c) extreme low water (1 percentile); (dindex (mm/unit index); (e) corresponding sensitivity for MeSL and (f)5 10

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    eme high water (99 percentile) for 19562003; (b) corresponding

    itivity of change in winter extreme high water to change in NAOextreme low water.

  • extreme high and low waters, where the extremesare expressed relative to MeSL in the same winter.Fig. 2(a) demonstrates that almost no signicantcorrelation remains between high water extremesand NAO, except for part of the NE North Sea andSkaggerak, where sensitivities are also relativelylarge (Fig. 2(c)). This is consistent with ndingsfrom tide gauge data by Woodworth and Blackman(2004) and Tsimplis et al. (2005) who observed agreater response of extreme high waters to NAOchange than of MSL at some Scandinavian stations.Correlations between extreme low waters, aftermedian subtraction, and NAO are negativelycorrelated in the western North Sea (Fig. 2(b)).However, the corresponding sensitivities are small(Fig. 2(d)).

    It is well known that the winter NAO index in thesecond half of the 20th century contained a largesecular trend (0.23 units/decade over 19562003).Therefore, a question arises as to whether thecorrelations in Fig. 1(ac) are due to the long termtrend rather than interannual or decadal variabilty.This has been addressed by detrending the NAOindex and the extreme high and low water andMeSL time series yielding distributions similar tothose of Fig. 1(ac). This indicates a similar sea-level response to the NAO at shorter and longertimescales.Tests were made to see if the choice of 99 (and 1)

    percentiles as extreme high (and low) water levelsyielded similar conclusions to the choice of percen-tiles nearer to the true extremes (99.9 and 0.1) or to

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    elative to the winter median; (b) as Fig. 1(c) but for extreme low

    hange in winter extreme high water relative to median (mm/unit

  • the use of the true extremes themselves. Distribu-tions of correlation coefcients and sensitivities forthe 99.9 and 0.1 percentiles and for the trueextremes were found to be very similar at mostlocations to those of Figs. 1 and 2, with slightlyweaker correlations and larger sensitivity values.The original choice was maintained for this paper soas to treat the model information in the same way towhich tide gauge data are likely to be analysed.The present study does not require a removal of

    perigean (approximately 4.5 year) tidal effects frompercentiles in addition to medians, as in the Wood-worth and Blackman (2004) analysis of a quasi-global tide gauge data set. That is because thenumerical model omits those smaller tidal constitu-ents which result in perigean variations (e.g. L2)(Pugh, 1987).

    4. Properties of Storm Surges

    It is of interest to ask why the extreme high andlow waters and MeSL have broadly similar correla-

    ARTICLE IN PRESSP.L. Woodworth et al. / Continental Shelf Research 27 (2007) 935946 939tions with the NAO. Fig. 3 shows an estimate of theduration of large winter storm surge events obtainedby considering periods of data for which s valuesexceed the time-averaged (over 48 winters) 95percentile surge at each grid box in the model. Thischoice of threshold selects 145 h of large surge in a

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    use of the time-averaged 95 percentile as described in the text(hours).typical winter. The duration of a large storm surgeevent is determined by the difference between theup- and down-crossing times of s values across thethreshold level, in a similar manner to which waveperiods are calculated (e.g. Vassie et al., 2004). Asimilar method was employed previously by Wothet al. (2006). Values of large surge duration varyspatially, with larger values in the deeper Atlanticwaters where air pressure changes are relativelymore important than winds in generating surgeevents. Smaller values are found in the shallowwaters of the North Sea. The averaged durationacross the model domain is 14.4 h. However oneselects reasonable values for the threshold, it is clearthat the typical large surge duration will be at leastcomparable to the tidal period and, therefore, willcontribute to the still water level throughout thetidal range.Fig. 4(a) demonstrates an alternative way of

    making the same point with the use of all s values,not just the largest ones. It shows power spectra ofs at the 7 representative locations indicated in Fig.4(b). Small amounts of tidal energy are apparentwhich originate from the modelled tide in the t andtm runs being slightly different, owing to themodications in water depth. It can be seen thatthere is little energy in s at frequencies higher thanthat of the semidiurnal tide (0.081 cycles/h).It is also of interest to ask why there are

    differences between the relationships of extremehigh and low waters and MeSL to the NAO. Thesecan be inferred from the statistical properties ofwinter s values displayed in Fig. 5. It is well knownthat the prevailing westerlies result in decimetricvalues of wind-setup in the German Bight, and thatthe standard deviation of s is also largest there.The distribution of s values departs from a normalone in several ways. For one thing, it is clear thattime series will be highly serially correlated. Inaddition, the distribution on the shelf is skewedtowards large positive values, especially in theshallow waters of the southern North Sea, EnglishChannel and eastern Irish Sea, and has largekurtosis (peakiness). The skewness arises partlyfrom tidesurge interaction, but primarily from thefact that the meteorological forcing is itself skewedwith long tails in low air pressures and high windspeeds (Wilks, 1995; Barry et al., 2003). Therefore, itis inevitable that there will be some differencesbetween extreme high and low waters and MeSL,with the former usually presenting the larger

    differences, as indicated by comparing Fig. 2(cd).

  • ARTICLE IN PRESSP.L. Woodworth et al. / Continental Shelf Research 27 (2007) 935946940a5. Surge relationships to the NAO

    Fig. 6 presents distributions of correlation coef-cients and sensitivities for the 99, 50 and 1percentiles of winter s values, instead of the tmvalues of Fig. 1. The 50 percentile distributions(Figs. 1(b,e) and 6(b,e)) are almost identical as onewould expect, while those for low waters are alsoalmost the same. The 99 percentile correlationcoefcients are also similar (Figs. 1(a) and 6(a)),with larger sensitivity values for s in the easternNorth Sea (Figs. 1(d) and 6(d)).

    b

    Fig. 4. (a) Power spectra of s for the 7 locations shown in (b).

    Arbitrary units. The spectra were computed from continuous

    hourly values of s for 1955-2003.It is important to realise that the hours of data,which contain the extreme values for s are notnecessarily the same as those, which form theextremes for tm. Surges can occur throughout thetidal cycle, and, for example, a large positive surgecould occur at low tide resulting in a middling tmvalue. Nevertheless, it is of interest to consider inmore detail the relationship of large positive surgesto the NAO as they would be of potentialimportance to ood risk if they did occur at hightide. If there is a clear relationship, one can askwhether it is due to there being more surges, or oneswith larger amplitude or duration.As before, use is made of the time-averaged (over

    48 winters) 95 percentile surge at each model gridbox to dene the threshold for a large surge event.Fig. 7(a) shows the correlation between the numberof large surge events in a winter and the NAO index.The pattern is similar to those seen before. Thesensitivity between the number of events and NAO,obtained by linear regression, is shown in Fig. 7(d).An increase of one NAO unit results in typically 3or 4 extra events in the North Sea compared to anaverage of 10 events in a typical winter (with thischoice of threshold). Fig. 7(b) and (c) show thecorresponding correlation coefcients for the totalnumber of hours each winter with a surge overthreshold, and the average height of the surgesabove the threshold, respectively, while Fig. 7(e)and (f) give the corresponding sensitivities. Com-parison of Fig. 7(d) and (e) conrms that surgeevents correspond to approximately 14 h overthreshold. One concludes that, in the North Seawhere correlations are relatively large, any increasein the NAO index results in (1) an increase in thenumber of hours over threshold, (2) for a bandstretching from northern Scotland to northernDenmark and the Skaggerak, an allocation of thosehours preferentially into more events, and (3) onlyminor change in the surge amplitude. Point (2) willbe returned to below.

    6. Secular trends in extreme high and low waters,MeSL and storm surges

    The NAO trend during the past few decades hasresulted in long term trends in sea level on the NWEuropean continental shelf. Fig. 8(a)(c) demon-strates that secular trends in winter extreme highwater, MeSL and extreme low water during19562003 were similar in having largest values in

    the eastern North Sea and Skaggerak. Trends

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    aaround the UK were considerably smaller than thosein the German Bight, as noted previously byLangenberg et al. (1999). (Trends for the AprilNo-vember part of the year were negligible throughoutthe entire region, reecting partially the lower energyin air pressure and zonal wind variability in that partof the year.) In addition, there were large differencesbetween extreme high and low waters and MeSL inUK waters. Fig. 8(a) contains an additional band oflarge trend across the northern part of the North Sea,located approximately at the areas of maximumsensitivity of number of large surge events and hoursover threshold to NAO change in Fig. 7(d,e) (i.e.point 2 above).Large differences in trends in extremes are

    obtained when selecting model data for slightly

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    mmdifferent epochs, as applies to the study of meansea-level trends from tide gauge data (e.g. Pugh,1987; Tsimplis et al., 2005). For example, it isknown that the winter NAO index was particularlylarge and positive during the mid-1990s (Hurrell,1995). Consequently, the use of data sets, which endin the mid-1990s (e.g. choice of epoch 19561994instead of 19562003) results in much larger trendsin NAO index (0.38 units/decade) and in the sealevels of the eastern North Sea (Fig. 8df).Secular trends in 99, 50 and 1 percentile surge (s)

    during 19562003 (not shown) were broadly con-sistent with those in still water level (tm). The 50percentile trends were identical to those of Fig. 8(b),as one would expect. The spatial patterns for the 99and 1 percentiles were in close agreement with their

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    edtm counterparts but with values larger by approxi-mately 25% in the areas of large trend in the NorthSea. Such differences can be anticipated as, it will berecalled, surges occur throughout the tidal cycle andthe 29 h each winter which dene the 99 (or 1)percentile need not be the same for both s and tm.

    7. Discussion and conclusions

    There will be differences between sea-levelchanges in the real ocean and those in the presentmodel study. In particular, a depth-averaged modelcannot simulate sea-level variations arising fromsteric (density) changes in the ocean. For example,the trends discussed above (Fig. 8) do not includesteric and other (glacial, hydrological, etc.) con-tributions which are a consequence of climatechange (Church et al., 2001). Steric and other

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    fclimate-related changes can be expected to occuron timescales longer than a typical storm surge, andtherefore to contribute approximately equally to allpercentiles (high and low water extremes andMeSL). Such a link between sea level and theNAO, via thermosteric changes, has been exploredrecently by Tsimplis et al. (2006). They concludedthat sensitivities of the order 10mm per unit indexcould arise from thermosteric uctuations linked tothe NAO, additional to those due to winds and airpressures investigated in the present study.The present study has shown that extreme sea

    levels and storm surges around the UK do exhibit adependence on the NAO, with sensitivities of theorder of several 10 s mm per unit index (Fig. 1). Thesensitivities for extreme high waters tend to belarger than those for MeSL and extreme low watersin the eastern North Sea. However, for most of the

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    a bmodel domain, and in particular for waters aroundthe UK, there are no major differences between therelationships of each parameter to the NAOaveraged over the epoch of the data set (cf.Fig. 2). Any time-dependence of such relationships,as have been studied for MSL (Yan et al., 2004;Tsimplis et al., 2005; Jevrejeva et al., 2005), willrequire the analysis of longer model data sets.A conservative assessment would suggest sensi-

    tivities of extreme high water (Fig. 1(d)) or largesurges (Fig. 6(d)) of several 10 smm per unit NAOindex, with largest values on the east coast.However, this hardly amounts to major ood risk,even if the NAO index becomes more positive in the21st century as suggested by several AOGCMs(Osborn, 2004; Tsimplis et al., 2005). For compar-

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    cison, one may note that the standard deviation ofthe interannual variability of MSL around the UKis approximately 50mm (Woodworth et al., 1999).Consequently, we do not believe that the UK will besubject in future to signicantly enhanced ood riskdue to NAO-related changes in air pressures andwinds. This nding is consistent with that for theNorth Sea by Butler et al. (2006), who employed thesame model data sets as in the present study, andwith those of other recent modelling investigations(e.g. EU PRUDENCE study, Woth et al., 2006). Ofcourse, other increased risks associated with climatechange could result from an overall MSL rise(Flather et al., 2001).Several directions for further work can be

    identied. While we do not consider the coarse

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    10

    10

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    1515

    15

    -50 -40 -30 -20 -10 0 10 20 30 40 50

    f

    ents each winter and the NAO; (b) corresponding coefcients for

    f surges over threshold; (d) sensitivity of the number of large surge

    ng sensitivities for total time over threshold (hours per unit index)

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    0

    P.L. Woodworth et al. / Continental Shelf Research 27 (2007) 935946944-15 -10 -5 0 5 10

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    edresolution of the present model to impact seriouslyon our general conclusions for the NW Europeanshelf, the existence of any short spatial scale NAOdependence will be studied more effectively with anew model with an order of magnitude improve-ment in spatial resolution. This will shortly beimplemented by the Proudman OceanographicLaboratory at the Storm Tide Forecasting Serviceof the Met Ofce and will eventually be employed tohindcast extreme sea levels around UK coastsutilising European Centre for Medium-RangeWeather Forecasts (ECMWF) reanalysis elds.For estimation of coastal ood risk, the compu-

    tation of joint probabilities of a number ofparameters is required including tide, surge, waves,river ow and precipitation. Pugh and Vassie(1980), Dixon and Tawn (1992) and Svensson andJones (2002, 2004) provide examples of jointprobability methods and applications. The specialrelationship between the NAO and extremes has so

    -15 -10 -5 0 5 10

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    -15 -10 -5 0

    -2.0 -1.6 -1.2 -0.8 -0.4 0.0

    Fig. 8. (a) Secular trend in winter extreme high water (99 percentile) for

    extreme low water (1 percentile); (d) secular trend for extreme high wate

    low water.5 10 -15 -10 -5 0 5 10

    50

    55

    60

    55

    60

    c

    ffar been focused on individual regional parameters:for example, extreme still water levels and surgelevels in the present paper, North Sea surges also byButler et al. (2006), waves by Tsimplis et al. (2005)and Wolf and Woolf (2006), severe storms byAlexander et al. (2005) and rainfall by Fowler andKilsby (2002). Tsimplis et al. (2005) went some wayin assessing the overall importance of the NAO tocoastal sea levels and by implication to a range ofUK and northern European coastal processes.However, a considerable amount of further workis required using statistically rigorous methodsbefore a full appreciation of the impact of theNAO on UK coastal ood risk can be obtained.

    Acknowledgements

    This paper is a contribution to the NERC FloodRisk from Extreme Events (FREE) programme.Jason Lowe (Hadley Centre) is thanked for valuable

    5 10 -15 -10 -5 0 5 10

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    0.4 0.8 1.2 1.6 2.0

    mm/year

    19562003 (mm/year); (b) corresponding trend for MeSL and (c)

    r for 19561994; (e) corresponding trend for MeSL and (f) extreme

  • wave climate of the northeast Atlantic over the period

    19551994: the WASA wave hindcast. The Global Atmo-

    sphere and Ocean System 6, 121163.

    ARTICLE IN PRESSP.L. Woodworth et al. / Continental Shelf Research 27 (2007) 935946 945Hulme, M., Jenkins, G., Lu, X., Turnpenny, J.R., Mitchell, T.D.,

    Jones, R.G., Lowe, J., Murphy, J.M., Hassell, D., Boorman,

    P., McDonald, R., Hill, S., 2002. Climate Change Scenarios

    for the United Kingdom: The UKCIP02 Scientic Report.advice. Some of the gures in this paper weregenerated using the Generic Mapping Tools (Wesseland Smith 1998).

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    ARTICLE IN PRESSP.L. Woodworth et al. / Continental Shelf Research 27 (2007) 935946946

    The dependence of UK extreme sea levels and storm surges on the North Atlantic OscillationIntroductionData setsSea-level relationships to the NAOProperties of Storm SurgesSurge relationships to the NAOSecular trends in extreme high and low waters, MeSL and storm surgesDiscussion and conclusionsAcknowledgementsReferences