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ELSEVIER SSDI 0361-9230(95)02090-X Brain Research Bulletin,Vol. 39, No. 3. pp. 127-138. 1996 Copyright ~3 1996 ElsevierScience Inc. Printed in the USA. All rights reserved 0361-9230/96 $15.00 + .00 REVIEW ARTICLE The Cerebellar Model of Neural Grafting: Structural Integration and Functional Recovery LAZAROS C. TRIARHOU Department of Pathology and Laboratory Medicine, Division of Neuropathology, and Program in Medical Neurobiology, Indiana University School of Medicine, Indianapolis, IN, USA [Received 27 September 1995; Accepted 28 September 1995] ABSTRACT: A synopsis is presented of the recent history of cer- ebellar tissue transplantation over the past 25 years. The properties of growth and differentiation of cerebeilar grafts placed intraocu- lady or intracranially are reviewed, as well as the interaction of het- erotopic and orlhotopic grafts with the host brain. Particular em- phasis is placed on the use of ataxic mouse mutants as recipients of donor cerebellar tissue for the correction of their structural def- icits and the funcl~onal recovery of behavioural responses. KEY WORDS: Cerebellum, Hereditary ataxia, Neural graft, Purkinje cell, Deep cerebellar nuclei, Neurological mutant mice. INTRODUCTION The cerebellum is a brain structure primarily involved in motor co- ordination. The adult cerebeUar circuit is a product of precisely timed mitotic, migratory, and synaptogenetic events during development [3- 5,29 - 31,43,51,83,89,173]. The cerebellar cortex is a trilaminar structure containing five classes of neurons [38,90,99,108]. Stellate and basket cells are located in the superficial molecular layer, be- neath which lies the layer of Purkinje cells. The internal granule cell layer is the deepest layer and contains granule and Golgi cells. Dur- ing development, a transient external germinal layer is found super- ficially to the molecular layer; this is where granule cells are gen- erated and then migrate inbound to settle in their final location in the internal granule cell layer. The Purkinje cell is the only projection neuron of the cere- bellar cortex. The remaining four types of nerve cells constitute local interneurons. Purkinje cell axons transmit signals from the cerebellar cortex to the deep cerebellar nuclei, where they exert a powerful inhibition mediated by the neurotransmitter 3,-ami- nobutyric acid (GABA) [96]. In turn, axons of deep nuclei neu- rons transmit impulses to postcerebellar targets that include ven- trolateral nucleus of thalamus, red nucleus, and vestibular nuclei. The afferent innervation of the cerebellum consists of climb- ing fibres originating in the inferior olivary complex [24,32,55,87,140], mossy fibres originating in pontine and spinal nuclei [99], noradrenergic axons originating in the dorsal part of the nucleus locus coeruleus as well as in neurons of fields A5- A7 and nucleus subcoeruleus [66,98,100,149], and serotoni- nergic axons originating in the dorsal raph6 nuclei of the pons and the medullary and pontine reticular formation [ 11,141,146]. All of these incoming afferents send collaterals both to the cer- ebellar cortex and to the deep cerebellar nuclei. Cerebellar Purkinje ceils are generated in the cerebellar primor- dium around Embryonic Day (E) 12 and migrate to the surface before birth in the mouse [89]. Around Postnatal Day (P) 3, Purkinje cells start to disperse in a monolayer and soon afterward receive synaptic contacts from afferent axons. The advent of the interaction with migrating granule cells accelerates a profuse synaptogenesis with Purkinje cell dendrites, which grow into the characteristic Pur- kinje cell dendritic trees by P12 [3,83] Purkinje cell maturation is probably a combination of genetic programming and an interaction with the developing cerebellar microenvironrnent. Neurons of the deep cerebellar nuclei are generated about a day before Purkinje cells, Golgi cells toward the end of gestation, whereas stellate and basket cells are produced during the first postnatal week and granule cells during the first 2 weeks of postnatal life [3,43,89]. In humans, primary loss of cerebellar Purkinje cells is the histopathological hallmark of familial cerebello-olivary atrophy (Holmes' type), late form of cerebellar atrophy (Marie-Foix-Ala- jouanine), and alcoholic cerebellar atrophy [67,105]; a massive, dif- fuse involvement of Purkinje cells is also seen in other pathologic conditions that include anoxia, ischemia, phenythydantoin intoxi- cation, ataxia-telangiectasia (Louis-Bar's disease or Boder-Sedg- wick syndrome), and immunopathological paraneoplasfic degener- ation [105]. For complete descriptions on the classification and pathophysiology of the cerebellar ataxias the reader is referred to the neurological and neuropathological literature [33,50,57- 59,104,109,147,148]. BASIC STUDIES ON CEREBELLAR TISSUE TRANSPLANTATION As a rule, the genesis of neuronal populations, including Pur- kinje cells, is concluded during embryonic life, and the regen- Requests for reprints should be sent to Lazaros C. Triarhou, Department of Pathology and Laboratory Medicine, Indiana University School of Medicine, Medical Science Building A-128, 635 Barnhill Drive, Indianapolis, IN 46202-5120, USA. 127
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The cerebellar model of neural grafting: Structural integration and functional recovery

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Page 1: The cerebellar model of neural grafting: Structural integration and functional recovery

ELSEVIER SSDI 0361-9230(95)02090-X

Brain Research Bulletin, Vol. 39, No. 3. pp. 127-138. 1996 Copyright ~3 1996 Elsevier Science Inc. Printed in the USA. All rights reserved

0361-9230/96 $15.00 + .00

REVIEW ARTICLE

The Cerebellar Model of Neural Grafting: Structural Integration and Functional Recovery

LAZAROS C. TRIARHOU

Department of Pathology and Laboratory Medicine, Division of Neuropathology, and Program in Medical Neurobiology, Indiana University School of Medicine, Indianapolis, IN, USA

[Rece ived 27 September 1995; Accepted 28 September 1995]

ABSTRACT: A synopsis is presented of the recent history of cer- ebellar tissue transplantation over the past 25 years. The properties of growth and differentiation of cerebeilar grafts placed intraocu- lady or intracranially are reviewed, as well as the interaction of het- erotopic and orlhotopic grafts with the host brain. Particular em- phasis is placed on the use of ataxic mouse mutants as recipients of donor cerebellar tissue for the correction of their structural def- icits and the funcl~onal recovery of behavioural responses.

KEY WORDS: Cerebellum, Hereditary ataxia, Neural graft, Purkinje cell, Deep cerebellar nuclei, Neurological mutant mice.

I N T R O D U C T I O N

The cerebellum is a brain structure primarily involved in motor co- ordination. The adult cerebeUar circuit is a product of precisely timed mitotic, migratory, and synaptogenetic events during development [3- 5,29 - 31,43,51,83,89,173]. The cerebellar cortex is a trilaminar structure containing five classes of neurons [38,90,99,108]. Stellate and basket cells are located in the superficial molecular layer, be- neath which lies the layer of Purkinje cells. The internal granule cell layer is the deepest layer and contains granule and Golgi cells. Dur- ing development, a transient external germinal layer is found super- ficially to the molecular layer; this is where granule cells are gen- erated and then migrate inbound to settle in their final location in the internal granule cell layer.

The Purkinje cell is the only projection neuron of the cere- bellar cortex. The remaining four types of nerve cells constitute local interneurons. Purkinje cell axons transmit signals from the cerebellar cortex to the deep cerebellar nuclei, where they exert a powerful inhibition mediated by the neurotransmitter 3,-ami- nobutyric acid (GABA) [96]. In turn, axons of deep nuclei neu- rons transmit impulses to postcerebellar targets that include ven- trolateral nucleus of thalamus, red nucleus, and vestibular nuclei.

The afferent innervation of the cerebellum consists of climb- ing fibres originating in the inferior olivary complex [24,32,55,87,140], mossy fibres originating in pontine and spinal nuclei [99], noradrenergic axons originating in the dorsal part of

the nucleus locus coeruleus as well as in neurons of fields A 5 - A7 and nucleus subcoeruleus [66,98,100,149], and serotoni- nergic axons originating in the dorsal raph6 nuclei of the pons and the medullary and pontine reticular formation [ 11,141,146]. All of these incoming afferents send collaterals both to the cer- ebellar cortex and to the deep cerebellar nuclei.

Cerebellar Purkinje ceils are generated in the cerebellar primor- dium around Embryonic Day (E) 12 and migrate to the surface before birth in the mouse [89]. Around Postnatal Day (P) 3, Purkinje cells start to disperse in a monolayer and soon afterward receive synaptic contacts from afferent axons. The advent of the interaction with migrating granule cells accelerates a profuse synaptogenesis with Purkinje cell dendrites, which grow into the characteristic Pur- kinje cell dendritic trees by P12 [3,83] Purkinje cell maturation is probably a combination of genetic programming and an interaction with the developing cerebellar microenvironrnent. Neurons of the deep cerebellar nuclei are generated about a day before Purkinje cells, Golgi cells toward the end of gestation, whereas stellate and basket cells are produced during the first postnatal week and granule cells during the first 2 weeks of postnatal life [3,43,89].

In humans, primary loss of cerebellar Purkinje cells is the histopathological hallmark of familial cerebello-olivary atrophy (Holmes' type), late form of cerebellar atrophy (Marie-Foix-Ala- jouanine), and alcoholic cerebellar atrophy [67,105]; a massive, dif- fuse involvement of Purkinje cells is also seen in other pathologic conditions that include anoxia, ischemia, phenythydantoin intoxi- cation, ataxia-telangiectasia (Louis-Bar's disease or Boder-Sedg- wick syndrome), and immunopathological paraneoplasfic degener- ation [105]. For complete descriptions on the classification and pathophysiology of the cerebellar ataxias the reader is referred to the neurological and neuropathological literature [33,50,57- 59,104,109,147,148].

BASIC STUDIES ON C E R E B E L L A R TISSUE T R A N S P L A N T A T I O N

As a rule, the genesis of neuronal populations, including Pur- kinje cells, is concluded during embryonic life, and the regen-

Requests for reprints should be sent to Lazaros C. Triarhou, Department of Pathology and Laboratory Medicine, Indiana University School of Medicine, Medical Science Building A-128, 635 Barnhill Drive, Indianapolis, IN 46202-5120, USA.

127

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128 TRIARHOU

erative capacity of the adult CNS is confined to compensatory fibre sprouting and not mitotic divisions of nerve cells [23]. Therefore, neurons that die as a result of regressive processes can only be replaced by implantation after harvesting from an exter- nal source. Intracerebral grafting of developing neuroblasts into the adult pathologic brain has been successfully used to replace degenerated neurons in several experimental instances [12,37]. In particular, primordial cerebellar tissue has been shown to sur- vive and grow after orthotopic or heterotopic implantation into the adult rodent brain. An account of these studies is presented in the current section. Cerebellar neuron grafting has also been applied to neurological mutant mice both to create appropriate confrontations between wild-type and mutant cells in elucidating gene effects on the involved lineage and to study the structural integration of transplanted wild-type Purkinje cells into the dis- rupted cerebellar loop. An account of those studies will be given in the next section on cerebellar transplantation studies using ataxic mouse mutants.

In a sense, a cerebellar transplant in the brain or in the anterior eye chamber constitutes an " in vivo culture" that shares features with the growth properties of the cerebellum in tissue culture in vitro. The literature on the properties of cerebellum in culture is large and is not dealt with here. Instead, the reader is referred to appropriate references [2,61,116].

Growth and Histotypic Differentiation of Cerebellar Grafts

Das and Altman [26] transplanted slabs of infant (P7) rat cer- ebellum into the cerebellum of age-matched rat hosts after la- beling donor tissue with [3H]thymidine to tag cells undergoing mitotic division. Analyzing a series of grafts that ranged in sur- vival times from 3 h to 16 days, they found that transplanted, undifferentiated cells had migrated into the cerebellar cortex of the hosts, where they had differentiated into basket cells in the molecular layer and into granule cells in the internal granule cell layer. That study indicated that transplantation of neuronal pre- cursors is possible in the maturing nervous system of postnatal mammals and attributed such success to two important factors, the active migratory behaviour of donor tissue and the ongoing generative process in the host cerebellum. In a more detailed account that followed [27], pathologic changes were also re- ported in grafts with short-term survival, along with the aggre- gation of surviving and proliferating cells into areas representing the viable portions in the external germinal layer of grafted tissue. The issue of poor viability of postmigratory elements such as Purkinje and Golgi cells of the transplants was raised, and the idea of using germinal cells of the neuroepithelium at embryonic stages was proposed [27]. Experiments dealing with homotopic transplantation of cerebellar tissue in neonatal rabbits were con- ducted as well [25].

Hine [63] implanted E l8 rat cerebellar primordia into the ros- tral forebrain of P7 rat hosts and examined histologically the growth and differentiation of the transplanted tissue at various times after transplantation. The grafts grew and acquired the tri- laminar structure characteristic of the organotypic differentiation of normal cerebellum. Nonspecific host afferents into the trans- plant were found by using the F ink-He imer method.

Wells and McAllister [171] transplanted E l8 rat cerebellar primordia into the neocortex of P 1 0 - P 12 rats and studied in great detail the histological development of 53 transplants at survival times of 5 min to 426 days after grafting. They found that trans- plants grown on the neocortical surface had normal orientation and foliation patterns; on the other hand, pieces of cerebellar cortex confined within the depths of either the graft or the host tissue were layered normally, but the layers were arranged in

concentric cylinders around blood vessels. Overall, the trans- plantation procedure did not delay the normal time sequence of prominent features of cerehellar development, such as initial mo- lecular layer formation, peak development of the external ger- minal layer, completion of neuroblast migration from the external germinal layer, and postmigratory changes within the transplants; however, subtle differences were noted in Purkinje cell differ- entiation, in particular involving processes of monolayer forma- tion and foliation.

Alvarado-Mallart and Sotelo [6] transplanted pieces of EI4- E l5 rat cerebellum into a cortical cavity in the occipital lobe of 2-month-old rats. They allowed graft survival times of 2 - 3 months and analyzed the cytoarchitectonic and synaptic organi- zation of 16 such transplants by light and electron microscopy. They described the growth and development of donor tissue into a cerebellar structure containing cortical and nuclear regions, with all five categories of neurons normally found in cerebellar cortex present in the former and with normal lamination and fo- liation pattern. Qualitatively normal synaptic connections were found among the various neuronal elements of the grafts with the exception of climbing fibres, which were obviously missing from the donor cerebellar tissue. Heterologous (atypical) synaptic ar- rangements were also encountered in the grafts, consisting of pseudoglomerular formations of tightly packed small axon ter- minals of unestablished origin with granule cell dendrites in the neuropil of the granule cell layer. Reciprocal connections were found between the cortical and nuclear regions of the transplants by means of horseradish peroxidase tracing experiments, provid- ing further evidence for the organotypic, histotypic, and synap- totypic differentiation of the cerebellar anlage after heterotopic transplantation into a cortical cavity in the adult rat brain.

Kromer et al. [79,80] implanted E12-EI3 and EI7-EI9 rat cerebellar primordia into cavities prepared ahead of time in the occipital-retrosplenial cortex or in the parietal cortex and septal pole of the hippocampus and studied survival times of 6 weeks to 14 months after transplantation. They described subdivisions similar to deep cerebellar nuclei and a trilaminar cerebellar cortex in the heterotopic grafts, with development of cortical invagi- nation in transplants of both stages. Nonetheless, early gestation implants grew larger in size than late gestatioual tissues. In Golgi- impregnated specimens, Purkinje cells were found to possess well-developed dendritic arbours with smooth primary branches and studded-with-spines secondary and tertiary branches. The three-dimensional orientation of Purkinje dendritic trees was atypical, whereas the properties of the remaining four classes of cerebellocortical interneurons possessed a morphology very sim- ilar to normal adult cerebellum.

In a subsequent study, Ezerman and Kromer [41] prepared dissociated cell suspensions of E l3 rat cerebellar primordia and reaggregated them into tissue pellets by centrifugation. After im- plantation into cortical cavities in adult rats and by analyzing survival times of 2, 4, and 6 weeks, they observed an initial sorting of macroneurons (i.e., Purkinje cells and deep nuclei neu- rons), followed by segregation of developing cortical cells into a trilaminar structure. Going a step further, Ezerman [40] described the survival and development of foetal and postnatal cerebellar grafts after growth in culture in the form of explants.

The organotypic and histotypic differentiation of cerebellar grafts transplanted into the lateral ventricle or hemispheric ce- rebral parenchyma of adult Wistar rats has been also described by Alexandrova and Polezhaev [1] Kikuchi [77] transplanted EI4-E20 rat cerebellar primordia into the cerebellum of adult Fischer 344 rats and described normal synaptic connections be- tween neuronal elements in the graft by electron microscopy at survival times of 1 month to 1 year after transplantation.

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THE CEREBELLAR MODEL OF NEURAL GRAFTING 129

Chopko and Voneida [21] placed grafts of E15 rat cerebellar tissue in a forebrain cortical cavity of 2.5-7.5-month-old rat hosts and studied four grafts at 12-151 days after transplantation. Viable grafts were identified with mature cellular elements, but they lacked the overall anatomical arrangement or characteristic cytoarchitecture of normal cerebellum. The less-than-optimum graft organization in that study could be related in part to the small sample size, as well as the single-step implantation pro- cedure adopted as opposed to the delayed cavity transplantation protocol [ 139] that offers far superior conditions for graft survival and growth.

The morphological maturation of cerebellar grafts has also been studied after homologous transplantation into the anterior eye chamber in the form of either single grafts [143,180] or of cerebellar-cerebrocortical co-grafts [56,142]. Observations in Golgi-Cox and toluidine blue histological preparations have in- dicated that grafts of EI5-E16 rat cerebellar tissue in oculo grow into structures with a trilaminar organization that contain all types of cerebellar neurons [ 180]. Differentiated cerebellar glomeruli are found by electron microscopy, containing mossy terminals that most likely originate in the cerebellar nuclei portion of the graft [ 143]. When cerebellar grafts are cocultivated with cerebral cortical grafts in the anterior eye chamber, both GABA-immu- noreactive and GABA-immunonegative mossy-like terminals, originating either in the cerebral cortical tissue or in the cerebellar nucleus in the absence of "natural" mossy fibres, are seen form- ing asymmetric synapses with granule cell dendritic digits within the graft [142]. Further, in the absence of "natural" climbing fibres, Purkinje dendritic shafts receive symmetrical synapses from GABA-immunopositive "foreign" climbing-like termi- nals, a phenomenon pointing to the plasticity of Purkinje cell dendrites in the absence of specific afferents [56].

As retrovirus-mediated oncogene transfer technology became available, Wiestler et al. [175,176] and Snyder et al. [122] have used it in combination with the neural grafting model to study issues of the commitment and differentiation of cerebellar pro- genitor cells. Wiestler et al. [175] introduced the v-Ha-ras and v-myc oncogenes into the developing rat brain; introduction of the same oncogenes into newborn cerebellar cultures was ef- fected as well. Their data showed a powerful complementary transforming effect of the two oncogenes on neural progenitors both in vivo and in vitro, suggesting that coexpression of the ras and myc oncogenes may provide a highly efficient tool for trans- forming neural precursor cells in distinct segments of CNS at different stages of development.

Snyder et al. [ 122] generated muttipotent neural cell lines via v-myc transfer into mouse cerebellar progenitor cells and trans- planted them back into the cerebella of newborn mice. Trans- formed cells became integrated into the host cerebellum in a non- tumourigenic and cytoarchitectonically appropriate manner, differentiating into neurons or glia depending on engraftment site. That study lent support to the idea that immortalized cell lines can be generated to repair or to deliver exogenous genes into the CNS.

Finally, retrovirus-mediated gene transfer has been used to transfect mouse cerebellar primary cultures with recombinant ret- roviruses harbouring the bacterial enzyme chloramphenicol ace- tyltransferase prior to transplantation into adult mouse cerebel- lum [ 167,183]. lmmunocytochemical analyses of the tissues with various antibodies indicated stable marking of labeled cells both in the grafts and in the host molecular layer.

Blood-Brain Barrier of Cerebellar Grafts

Heterotopic cerebellar grafts inserted stereotactically into the rat corpus striatum receive sufficient vascularization [9] and lend

themselves to a variety of possible ways for in vivo manipulation, for example, through induction of toxic metabolic states [76,78], owing to their standardized position relative to bregma and dura mater. All ultrastructural elements of a normal blood-brain bar- rier are seen in the capillary vessels formed within such intra- striatal cerebellar grafts [47].

The functional permeability to macromolecules in cerebellar grafts has been studied in solid grafts of foetal rat tissue im- planted into the cerebral ventricles of young adult hosts, analyzed at 2-600 days after transplantation [111]. Fenestrated vessels were not directly observed, even though vessels indigenous to the grafts retained blood-brain barrier properties. Horseradish peroxidase (HRP), HRP-human serum albumin, and HRP-human IgG given intravascularly 3-60 min before sacrifice showed that younger grafts were filled with the macromolecules, whereas older grafts displayed variability in permeation. HRP injections into the CSF suggested that solutes may flow at an increased rate (up to three-fold greater than normal) through the grafts [111].

Mitotic Activity

Purkinje cell progenitors in the cerebellar grafts proceed nor- mally to conclude the final phase of neuroblastic proliferation in accordance with an undisturbed temporal window of mitotic ac- tivity, as determined both by [3H]thymidine autoradiography of solid E12 mouse cerebellar primordia transplanted into pcd mu- tant mice [ 125,126,136] and by 5'-bromodeoxyuridine (BrdU) labeling of solid El4 rat cerebellar primordia transplanted into the cerebellum of adult rats [168,169].

In a cytophotometric study, E17 cerebellar grafts were im- planted into the sensorimotor cortex of syngeneic rats, and the DNA content of donor Purkinje cells and granule cells was mea- sured 30 days after transplantation [88]; it was found that about 3% of the transplanted Purkinje cells contained hyperdiploid and tetraploid nuclei, which corresponds to the percentage encoun- tered in adult normal cerebellum. On the other hand, granule cells were diploid, which is the case normally as well [88].

Histochemical Phenotype of Transplanted Purkinje Cells

Histochemical studies have shown transplanted Purkinje cells to express many of the structural, neurotransmitter-related, and growth-factor system molecules that normal Purkinje cells con- tain in the intact cerebellum. In particular, Purkinje cells in cer- ebellar grafts selectively express 28-kDa Ca++-binding protein (CaBP or calbindin ~8) [128,161], guanosine 3',5'-phosphate-de- pendent protein kinase (cGK) [127], and polypeptide PEP-19 [20]. Further, they express zebrin I in a topographic order that consists of immunopositively defined compartments of longitu- dinal bands in grafts placed into the cerebellum of rats that had previously been subjected to kainic acid lesions [115] and in intraocular or intracortical-cavity grafts [ 170]. Transplanted Pur- kinje cells also immunoreact with monoclonal antibodies mabQll3 [124] and mab-lD10 [150], anti-spot 35 antibody [168,169] and anti-Leu-4 (CD3) [47]. Finally, Purkinje cells in cerebellar grafts express positive immunoreactivity for neuro- filament protein, synapsin [54], and nonphosphorylated neuro- filament epitopes (nPNF) [106].

With reference to neurotransmission-related molecules, trans- planted Purkinje cells show motilin immunoreactivity [ 102]. Us- ing a rabbit antiserum against synthetic peptides corresponding to sequences specific for the C-terminus of subunits 2 and 3 of the c~ - amino - 3 - hydroxy - 5 - methyl - 4 - isoxazole propionic acid (AMPA) class of glutamate receptors (anti-GluR2/3~72]), positive immunoreactivity was found in transplanted Purkinje cells [ 165,166] with the following dichotomy: neurons occupying cer-

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130 TRIARHOU

ebellocortical localities display GluR2/3 immunoreactivity both in their somata and dendritic trees, whereas neurons arrested intraparenchymally express GluR2/3 immunoreactivity only in the perikaryon, suggesting a possible regulation by transacting elements from host parallel fibres.

Regarding growth factor systems, transplanted Purkinje cells express brain-derived neurotrophic factor (BDNF) mRNA [169], nerve-growth factor (NGF) receptor peptide [169], insulin-like growth factor (IGF)-I mRNA and peptide, and type I IGF recep- tor mRNA [184].

Physiological Activity of Transplanted Purkinje Cells

The functional maturation of cerebellar grafts has been stud- ied electrophysiologically in solid grafts of foetal rat cerebellum placed either into the anterior chamber of the rat eye [65] or into the cerebella of P5-P7 and PI3-P14 rat pups [14,15]. In those studies, the spontaneous discharge rate of transplanted Purkinje cells was slightly slower than normal, a fact ascribable at least in part to the absence from the grafts of high-frequency bursts normally caused by the excitatory input from climbing fibres. On the other hand, the fact that local stimulation of the graft surface causes both decreased and increased Purkinje cell discharges sug- gests a normally functioning neurotransmission from the inhibi- tory molecular interneurons and the excitatory granule cells to Purkinje cell dendrites, physiological characteristics quite similar to the normal cerebellum [14,15]. In a different study, foetal cer- ebellar tissue from E20-E25 rabbit brain implanted intraocularly into the anterior eye chamber of athymic nude rats grows, and at 15 weeks after transplantation in vivo recording of single neuron activity reveals normal discharge rates of neurons [54].

Migratory Phenomena

Purkinje cells from heterotopic rat cerebellar grafts migrate into the host brain over considerable distances into regions ad- jacent to the transplants [ 102]. Neuronal migration and cerebellar lamination in rat foetal cerebellar grafts placed into the cerebral ventricles, lateral hypothalamus, or parietal cortex of adult rats are more frequent at earlier gestational periods among E 16, E 18, E20, and E22 donor tissues [102]. Kawamura et al. [74] have shown that both granule and Purkinje cells can migrate into the mature cerebellar cortex of normal adult rats. Solid grafts of foe- tal rat cerebellum transplanted into the fourth ventricle of normal rats develop into minicerebella that grow either toward the dorsal surface of the brainstem or to the overlying cerebellar cortex [113]. Grafted Purkinje cells may migrate out of the solid grafts to a certain extent into the normal cerebellar cortex of the host.

A site that favours Purkinje cell survival and growth appears to be the dorsal cochlear nucleus [ 112], a structure with structural homology to the cerebellum [91]. By grafting solid foetal cere- bellar tissue into the fourth ventricle in apposition to the dorsal cochlear nucleus, Rossi and Borsello [112] found that large num- bers of donor Purkinje cells migrate and develop in its superficial layers, passing through the various phases that chmacterize nor- mal ontogeny. A chick/quail chimeric model with partial cere- bellar grafts has been employed to analyze the origin and migra- tion of cerebellar cells [8].

Glial Issues

The astrocytic populations of cerebellar grafts have been studied using immunocytochemistry for glial fibrillary acidic protein (GFAP) and vimentin [ 14,15]. For those experiments, grafts of E 13- El5 rat cerebellum were placed into the cerebellum of l-2-week- old rat pups. GFAP immunoreactivity was found at a glial interface

along the graft-host border, as well as in Bergmann glial fibres of the graft molecular layer and star-shaped astrocytes of the graft gran- ule cell layer and white matter. Normal amounts of vimentin im- munoreactivity were seen in Bergmann fibres spanning the molec- ular layer and in astrocytes located in white matter areas of the transplants. Thus, the amount and distribution of GFAP and vimen- tin patterns of immunoreactivity suggested a rather normal astroglial development in the cerebellar grafts [14,15].

In studies with E25 rabbit cerebellar grafts into the striatum or midbrain of newborn mice it was found by means of species-specific monoclonal anti-GFAP antibodies that astrocytes of donor origin migrate into the host CNS; moreover, the pattern of migration of transplant-derived astroglia or their precursors appears to be inde- pendent of the topographic origin of the transplant and therefore nonspecific toward defined regions of the host brain [70].

Interestingly, when foetal rabbit striatal tissue is grafted into the posterior colliculus of newborn mice, astrocytes of donor origin mi- grate into the cerebellum of the host and at 4 weeks after transplan- tation present forms similar to the local glia, having transformed into, for example, radial-like glia, which are not present in the stria- turn [71 ]; such observations support the idea that glial precursor cells are highly plastic and that their form is defined by local condi- tions [71 ].

During migration of implanted + /+ Purkinje cells into the cer- ebellar cortex of pcd/pcd mice (cf. corresponding section on neu- rological mutants later), a transient radial migration of the somata of host Golgi epithelial cells (the cells of origin of Bergmann glia) has been reported to take place from the interface between the lower part of the molecular layer and Purkinje cell layer, where they are normally located, to superficial sites of the molecular layer [19]. Such plastic changes may exert a facilitating role on the migratory process of donor Purkinje cells into the host cerebellum.

Tsurushima et al. [ 168,169] found transient expression of ten- ascin, a neuron-glia cell adhesion molecule, in the grafted site 2 - 4 weeks after transplanting El4 Fischer 344 rat cerebellar tissue into the cerebellum of 8-week-old isogeneic hosts. Tenascin immuno- labeling was detected transiently in radial glia processes adjacent to migratory Purkinje cells, mimicking a similar pattern of expression during normal cerebellar development and suggesting a possible involvement in the guidance of grafted neuron migration.

In an experiment designed to determine whether Bergmann fibres guiding the migration of transplanted Purkinje cells belong to donor or host tissue, Sotelo et al. [135] implanted El2 cere- bellar grafts from the Krox-20/lacZ14 transgenic mouse line into the cerebellum of C57BL/cdj pcd/pcd mice, so that Golgi epi- thelial cells and their Bergmann glial fibres in the donor (trans- genie) tissue could be identified based on the expression of/3- galactosidase activity. The results showed that 1 -2 months after transplantation,/3-galaetosidase-positive gila are localized exclu- sively inside the graft, whereas Bergmann fibres of the host cer- ebellar cortex are fl-galactosidase-negative, thus suggesting that glial guidance axes employed by donor Purkinje cells in their migratory process belong to the host. Further studies with El2 C57BL/6J + /+ grafts into C57BL/edj pcd/ped hosts, analyzed at 5, 7, and 13 days after grafting, show that during the radial mi- gration of donor Purkinje cells into the host cerebellar cortex, the involved Bergmann fibres of the host transiently reexpress nestin (identified by means of Rat-401 immunoreactivity), a protein normally expressed by immature glia during stages of neuronal migration in the developing rat CNS [ 135]. it appears, therefore, that embryonic Purkinje cells may induce in the adult cerebellum a "rejuvenation" of host glia and the corresponding molecular plasticity needed for engraftment of the donor tissue [ 135].

Seil [I 17] has proposed an astrocyte-mediated synapse-re- duction mechanism for circuit reorganization after transplanta-

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THE CEREBELLAR MODEL OF NEURAL GRAFTING 131

tion or in normal development, based on the finding that in the absence of functional glia there is a greater persistence of het- erotypical synapses between recurrent axon collaterals and Pur- kinje dendritic spines in neonatal mouse cerebellar cultures.

Graft-Host Interactions

Sympathetic adrenergic fibres from the host iris grow and functionally innervate intraocular cerebellar grafts in the rat [64]. Cerebellar grafts of E20-E25 foetal rabbit cerebellum, transplanted into the anterior eye chamber of athymic nude rats, receive excitatory cholinergic innervation from the host parasympathetic iris ground plexus, as well a sparse innerva- tion of TyrOHase positive fibres from the sympathetic plexus of the host iris [54].

Serotonin-immunoreactive fibres grow from the adult host forebrain (fornix-fimbria, neocortex, and hippocampus) into het- erotopic cerebellar transplants placed into the parietal neocortex [127]. Heterotopic grafts of rat foetal cerebellar tissue into the cerebral ventricles or lateral hypothalamus have also been re- ported to receive peptidergic input from the host brain, based on oxytocin and neurophysin fibre immunostaining [102].

Neural grafting studies in adult rats with kainic acid lesions of the cerebellum [ 10] have shown that donor Purkinje cells pref- erentially invade regions of the host molecular layer that are de- void of host Purkinje cells; there, they receive organotypic climb- ing fibre afferents that are organized along normal projectional maps, based on the orthograde transport of [3H]amino acids in- jected into the inferior olivary complex of the host.

Adult climbing fibres of normal rat cerebellum, labeled by means of Phaseolus vulgaris leucoagglutinin (PHA-L), can be induced by foetal cerebellar grafts to sprout new collaterals that terminate on donor Purkinje cells [114]. The phenomenon seems to be specifically elicited by foetal cerebellar grafts, as neocor- tical tissue grafts have no such effect. On the other hand, trans- plants of medullary embryonic tissue, containing the primordial inferior olivary complex, into the cerebellum of rats previously subjected to 3-acetylpyridine lesions of the endogenous olivo- cerebellar projection lead to synaptic formation between donor climbing fibre terminals and host Purkinje cells [73].

Cerebellar tissue has been transplanted into the spinal cord of dogs to repair experimental transection injury [95]. In another study, cerebellar grafts inserted into the hemisected spinal cord of Sprague-Dawley rats at the T8 segment were found to rescue axotomized Clarke's nucleus neurons at the LI level, which nor- mally project to the cerebellum, from cellular death, although the somatic atrophy could not be prevented [62].

Efferent projections from axons of heterotopically trans- planted Purkinje cells, immunocytochemically labeled with anti-Leu-4 (CD3) antibody, into the rat striatum have been re- ported over distances of at least 500 #m at 2.5 months after grafting [47]. In a different experimental setting, axons of trans- planted olfactory bulb neurons (marked by BALB/c strain of mouse allelic form of Thy- 1.2 antibodies) invade the host cer- ebellum and elongate into the granule cell layer of the host (marked by the AKR strain of Thy-1.1), where they form asym- metrical synapses with local dendrites, most likely of host gran- ule cells [42]. The granule cell layer is also able to receive novel "retinocerebellar" synapses from regenerating retinal ganglion cell axons guided to the cerebellum of adult hamsters by means of a peripheral nerve graft [ 185].

CEREBELLAR TRANSPLANTATION STUDIES USING ATAXIC MOUSE MUTANTS

There are many mutations in the laboratory mouse that interfere in various ways with the formation and maintenance of the cere-

bellar cuircuitry [118,120]. The cerebellar lesion may consist in either defective positioning of specific neuronal populations or se- lective loss. Such mutations provide unique material for investi- gating developmental and degenerative events because (i) the background on the cellular architecture and synaptic connections of the cerebellum is strong, (ii) the cerebellum is a relatively simple neuronal circuit for studying phenomena with general implications for the CNS, and (iii) the molecular genetics and chromosomal structure have been characterized in the laboratory mouse better than in any other mammal. In addition to insight into cerebellar ontogeny, neurological mutants offer invaluable experimental models pertinent to the neuropathological lesions of the human cerebellar ataxias. A description of cerebellar transplantation stud- ies in cerebellar mutants addressing various issues follows.

Transplantation Studies in Staggerer Mutant Mice

The staggerer (sg) mutation is autosomal recessive. Purkinje cells are reduced in number and have abnormal dendritic branches that lack the peripheral components, that is, the spiny branchlets, leading to inability of synapse formation between par- allel fibre nerve endings and Purkinje cell spines, and eventually causing progressive degeneration of granule cells during the third and fourth weeks of life [ 121,138]. The carbohydrate pattern on staggerer cerebellar cell surface remains immature [60,152], and the regulation of certain oligosaccharide hydrolyzing enzymes is abnormal [178,179]. Further, a disturbance in the conversion of the embryonic form of neural cell adhesion molecule into the adult form has been described in staggerer mutants [39].

Pieces of E11 cerebellar anlagen from sg/+ sg/+ matings were transplanted into the anterior eye chamber of wild-type re- cipient mice, aiming at studying the character of the sg mutation [ 177]. Six weeks after transplantation in oculo, graft viability was 80%. About 35% of the surviving transplants contained Purkinje, Golgi, and deep nuclei macroneurons, but no or very few granule cells, a proportion within the range of the 1:2:1 genetic proba- bility ofsg/sg : sg/+ : +/+ donor tissue genotype, and consistent with an intrinsic action of the sg gene in determining the phe- notype of the transplanted tissue. On the other hand, wild-type grafts maturing in the eye of wild-type hosts contained granule cells, as well as macroneurons, in 100% of the cases [177].

Cerebellar Transplantation in Weaver Mutant Mice

The weaver (wv) mutation (mouse chr. 16) leads to massive death of postmitotic granule cell precursors during the first 15 days of postnatal life and to a reduced number of Purkinje cells in the cerebellum of homozygotes; heterozygotes also manifest similar phenotypic expressions albeit to a lesser extent, making the mutation incomplete dominant [28,107,123,153].

Solid grafts of El5 wild-type cerebellar tissue were trans- planted into the cerebellomedullary cistern of weaver hosts, be- tween the uvula vermis and the dorsal surface of the brainstem, to study their survival, growth, and synaptic properties inside the CSF of the mutant environment [86,153,158,159]. The grafts dis- played a layered cellular organization reminiscent of the normal cerebellar cortex, with identifiable molecular, Purkinje cell, and granule cell layers. Parallel fibre axon terminals presynaptic to Purkinje cell dendritic spines were identified in the molecular layer of the grafts. However, the number of parallel fibres was reduced compared to the normal cerebellar cortex, a phenomenon commonly seen in cerebellum in tissue culture or in cerebellar transplants into normal hosts. It was concluded that the weaver environment does not pose any apparent limitations beyond those inherent in the process of cerebellar growth and differentiation outside its normal anatomical context.

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In another study, pieces of E l5 wild-type cerebellar tissue were transplanted into the cerebellum of 4-week-old weaver mu- tants [144,145]. Six weeks after transplantation, donor tissue de- veloped a trilaminar organization, which contrasted with the granuloprival cerebellar cortex of the hosts. Evidence for the mi- gration of implanted granule cells into the host cerebellum was presented. Positive immunoreactivity for synapsin l, a synaptic vesicle membrane-specific phosphoprotein, was taken as an in- dex of synapse formation by donor granule and Purkinje cells, possibly on host cerebellar neurons.

Weaver-into-normal cerebellar grafts have also been performed [44]. Mutant granule cell precursors were prepared from the ex- ternal germinal layer of the cerebellum of P5-P6 weaver animals and implanted into the cerebellum of P5 wild-type hosts. Three to six days after transplantation, some wv/wv transplanted cells dis- played features of differentiated granule cells, for example, parallel fibre extension, migration through the molecular and Purkinje cell layers, and extension of dendrites. The conclusion of that study was that the wv gene acts nonautonomously in vivo and that local cell interactions required for granule cell migration may induce early steps in neuronal differentiation [44]. However, a number of surviving granule cells is observed in the weaver cerebellum any- way, and the holding view is that the wv gene acts intrinsically within the mutant neurons in causing their cellular death [52].

Cerebellar Transplants in pcd Mutant Mice

By far the most widely used model in cerebellar transplanta- tion is the "Purkinje cell degeneration" neurological mutant of the laboratory mouse (gene symbol pcd, mouse chr. 13). The pcd mutation is autosomal recessive and is responsible for a virtually complete degeneration of Purkinje cells between P17 and P45, that is, after the full maturation of the cerebellar circuitry [28,48,82,92,93]. In that respect, it is the only known mutant characterized by a virtually complete loss of Purkinje cells during adulthood. Thus, both the temporal pattern and the degree of Purkinje cell degeneration render the pcd model ideal for trans- plantation studies pertinent to the cerebellar ataxias of Purkinje cell type. Behaviourally, pcd homozygotes manifest an ataxic syndrome beginning at 3 - 4 weeks of age.

A moderate degree of nerve cell l o s s - - i n the order of 2 0 % - - that is secondary (anterograde transsynaptic) to the genetically determined loss of Purkinje cells is observed in the deep cere- bellar nuclei of 10-month-old pcd mutants ]164]. About 50% of neurons in the inferior olivary complex ofpcd homozygotes de- generate as well in a retrograde transsynaptic manner in response to the loss of Purkinje cells [ 156]. An exponential decay of gran- ule cells is observed between 17 and 600 clays of age, which finally reaches a 90% loss [163]. On the other hand, monoami- nergic (catecholaminergic and serotoninergic) afferents to the cerebellum persist even after the degeneration of their target Pur- kinje cells [155,157]. A detailed review of the primary and sec- ondary structural and biochemical changes found in the pcd model has been presented previously [48].

The pcd mutant mouse has been used during the past 10 years as a model for neural grafting by two research teams, that of C. Sotelo, R.M. Alvarado-Mallart, and colleagues [7,45,46,75,124- 126,128-137], and our own at Indiana University [20,49, 86,154,158-162,165,166,184]. The foci of the questions ad- dressed by the two groups differ slightly, although a certain de- gree of overlap in concepts is evident. The former group has studied issues of cerebellar cortical plasticity and reconstruction, whereas nucleus of our own studies has been the confrontation between wild-type and mutant cells, the reconstruction of the corticonuclear projection, and the recovery of function.

The first logical step in using a mutant mouse as host for the implantation of genetically normal (wild-type) cells is to ensure that the microenvironment of the mutated organism is permissive to donor tissue survival and growth. Several factors directly or secondarily related to the genetically induced degenerative pro- cess in the mutant brain might theoretically interfere with the growth and differentiation of grafted tissue [ 159]. Therefore, the fate of E14-E15 cerebellar implants was studied after grafting into the cerebellomedullary cistern of adult pcd/pcd recipients [86,158,159]. The grafts exhibited a layered cellular organization reminiscent of normal cerebellum, and surviving Purkinje cells displayed typical cytological features, indicating that the envi- ronment of the mutant hosts did not appear to pose any apparent limitations to the application of neural grafting techniques for the correction of the neurological deficit. In another study with em- bryonic cell suspension grafts into the cerebellum ofpcd mutant mice, it was found that donor Purkinje cells survive in larger num- bers when the transplantation is performed after the completion of the host degenerative process (i.e., after Postnatal Day 45), as op- posed to injecting the grafts during the ongoing degeneration of endogenous Purkinje cells, that is, between Days 17 and 45 [49].

When El2 cerebellar grafts are implanted between two adja- cent cerebellar cortical folia ofpcd mutants in the form of either solid pieces or dissociated cell suspensions, donor Purkinje cells migrate along stereotyped pathways into the molecular layer of the deficient host cerebellum, where they develop flattened den- dritic trees perpendicular to the host parallel fibres; donor Pur- kinje cell dendrites are composed of thick proximal branches and distal spiny branchlets that receive precisely segregated synaptic inputs from the adult host neuronal elements [128-131]. The timetable of these cellular interactions is remarkably similar to normal [130], with one essential difference in the phase of radial migration that occurs in an opposite direction, whereas during normal development the migration proceeds from the ventricular primitive neuroepithelium toward the cerebellar surface [132]. The developmental phases of Purkinje cell migration and den- dritogenesis have been described thoroughly [ 124,133,134,136]. A positive neurotropism has been theorized to attract the grafted embryonic Purkinje cells into the host molecular layer [7].

Transplanted Purkinje cells become synaptically integrated into the cerebellar circuitry of the deficient host brain by receiv- ing afferent innervation from (i) parallel fibres, as determined by electron microscopy [128,131], (ii) climbing fibres, as deter- mined by both electron microscopy and by electrophysiology of in vitro cerebellar slice preparations after juxtafastigial stimula- tion and intracellular recording from Purkinje cells [45,46,136], and (iii) serotoninergic axons, as determined by immunocyto- chemistry after selective neurotoxic removal of serotonin neurons from the grafts prior to transplantation [162].

The main problem with cerebellar grafts placed into the cer- ebellar cortex of pcd hosts is the reestablishment of a cortico- nuclear Purkinje cell efferent projection. Such a failure has been attributed to a "physicochemical barrier" imposed by the host granule cell layer and white matter [75,137]. Aiming at recon- structing the corticonuclear projection, we transplanted cerebellar cell suspensions intraparenchymally into the deep cerebellar nu- clei of pcd mutants [160,161 ]. Compared to "intracortical" grafts, the "intranuclear" grafting protocol features (i) a new Purkinje axonal plexus innervating the host deep cerebellar nu- clei, which is imperative in considering any form of functional improvement, (ii) a migratory process of Purkinje cell somata to the host cerebellar cortex that recapitulates the normal onto- genetic pattern, and (iii) a correct orientation of dendritic trees toward the pia [154,161]. The behavioural effects of such intra-

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parenchymal cerebellar grafts and some pathophysiological consid- erations are described in the section on functional recovery below.

Cerebellar Transplants in Nervous Mutant Mice

The nervous (nr) mutation follows an autosomal recessive trait of inheritance and affects Purkinje cells [81,119]. Most Pur- kinje cells degenerate between 3 and 7 weeks of age. In 2-month- old animals, 90% of Purkinje cells in the cerebellar hemispheres and 50% of Purkinje cells in the vermis have died off. Thus, compared with the pcd model, the degeneration of Purkinje cells in the nervous mutant is more protracted and less extensive.

In transplantation experiments, E l2 cerebellar grafts were im- planted into the intermediate cerebellar cortex of nr/nr mutants and allowed survival times of 2 - 4 months after grafting [134]. The general conclusion was that grafted Purkinje cells invade the host molecular layer with preference for regions of the host cer- ebellar cortex that are devoid of endogenous Purkinje cells, and stop their migration once they encounter the dendritic trees of host Purkinje cells.

Cerebellar Transplants in Lurcher Mutant Mice

The Lurcher (/_x-) mutation (mouse chr. 6) is autosomal domi- nant and leads to extensive Purkinje cell death commencing around P8, that is, during development; by 1 month of age Purkinje cell loss amounts to >90% and by 2 months the Lurcber cerebellum is virtually devoid (99%) of Purkinje cells [17,28,103].

The Lurcher cerebellum has been used as a host model for the transplantation of cerebellar grafts prepared from wild-type donor mouse embryos in two independent studies [35,151 ].

One study made use of E l 2 cerebellar cell suspensions im- planted into the cerebellum of both juvenile (17-day-old) and adult (1-6-month-old) Lurcber mutants and survival times of 1 - 2 months after grafting [151]. The rate of graft survival in that study was 50% for both age groups of recipient mice. Purkinje cells from the grafts, immunolabeled with anti-CaBP antiserum, were found to infiltrate the atrophic cerebellar cortex of the host, occupying most frequently the molecular layer. The dendrites of the transplanted Purkinje cells failed in adopting the character- istic planar disposition inside the host cerebellum, an observation that was attributed to the severe depletion in the Lurcher mutant of granule cells and hence their parallel fibres [ 17], elements that have a decisive role in the morphogenesis of the Purkinje cell dendritic tree during normal development [3]. Grafted Purkinje cells supplied an axonal innervation to the deep cerebellar nuclei of the hosts in 30% of the cases [15l].

Another study made use of E12-EI4 solid cerebellar grafts implanted into the cerebellum of 2-6-month-old Lurcher recip- ients, with survival times of 1 -3 months after grafting [35]. Do- nor Purkinje cells, immunoreactive for CaBP or cGMP-depen- dent protein kinase, were found to migrate into the granule cell and molecular layers of the host cerebellar cortex and to occa- sionally innervate the deep nuclear complex, but never in a mas- sive fashion. A similar invasion by grafted Purkinje cells is also seen into the molecular layer of the host dorsal cochlear nucleus [34], a brainstem structure that is anatomically homologous to the cerebellar cortex [91 ]. The dendritic trees of grafted Purkinje cells extend in the sagittal plane to some degree, but are not completely flat, again owing most likely to the marked parallel fibre deficit in the Lurcher cerebellum. An important finding of that study relates to the synaptic investment of grafted Purkinje cells, which is abnormal both in quantitative and qualitative terms. Synaptic inputs to both the perikaryon and dendrites of donor Purkinje cells are reduced; the compartmentation in prox- imal and distal dendritic segments is severely affected; climbing

fibre afferents form synapses scarcely and, finally, large periso- matic baskets as well as "p inceau" formations around the axon initial segment are absent. Grafted Purkinje cells located in the host granule cell layer receive heterologous synapses from mossy fibres, a phenomenon previously observed in granuloprival cer- ebella [123]. In all, it seems that the restoration of the develop- mentally perturbed cerebellar circuit of the Lurcher mutant by means of neural transplantation poses some serious limitations.

CEREBELLAR TRANSPLANTATION AND THE RECOVERY OF FUNCTION

The first evidence for functional recovery brought about by cerebellar transplants has been presented in the pcd model of he- reditary cerebeilar ataxia [165,166,184]. Grafts of E11-El2 cere- bellar cell suspensions were placed bilaterally into the deep cere- bellar nuclei of the host mutants, according to the protocol that places emphasis on reconstructing the corticonuclear GABAergic projection [161 ]. Vehicle-injected pcd homozygotes were used as controls in the behavioural studies. Animals were tested in a bat- tery of motor tasks 6 weeks after operation to determine the re- covery of behavioural responses. Surviving Purkinje cells immu- noreactive for CaBP were found in all graft-recipient animals. Counts of CaBP-immunoreactive neurons in histochemical prep- arations of the transplanted cerebella, combined over both sides, yielded numbers in the range of 1000-6500 surviving Purkinje cells per animal, with a 2865 cell average [166].

Spontaneous Movement and Stance

Qualitative observations have disclosed that grafted pcd mice are able to keep their body in an upright posture, markedly con- trasting with the lowered, widened stance of sham-operated mu- tants; furthermore, they are capable of sustaining their abdomen in a raised relief from the matrix floor and of moving about for relatively long periods of time with failing over; hind-limbs are less abducted and less hyperextended in transplant-receiving an- imals than in mice with vehicle injections [166].

Balance Rod Tests

As an index of equilibrium [ 16,22,69], the time was measured between placement on and falling off a still balance rod sus- pended 13 cm over the ground [184]. Wild-type mice generally remain on the rod for long periods of time. Sham-injected pcd mutants stayed on the rod for an average of 2.7 s; on the other hand, pcd mutant mice with bilateral cerebellar grafts stayed for an average 9.9 s before falling off the bar, thus indicating a 3.6- fold improvement after transplantation.

Rotating Rod Tests

A rota-rod apparatus was used, designed for mice, and rotat- ing at 3 rpm. The rota-rod treadmill paradigm is widely used to assess motor coordination and fatigue resistance in various brain abiotrophies [72,10t]. Animals were tested 1 week before oper- ation and 6 weeks after operation. Three successive trials were given to each mouse. Bilateral injections of vehicle did not ap- preciably modify the performance ofpcd mutant mice in the rota- rod tests, whereas bilateral cerebellar grafts led to a 3.5-fold in- crease in the time period that pcd mutants stayed on the rotating drum based on the comparison of the three-trial mean scores, and to a 5.5-fold increase based on the comparison of the maximum scores out of the three trials [165]. In particular, postoperative times on the rota-rod were as follows: for the sham-injected group, the average of the three-trial means was 3.0 s, whereas the average of maximum scores was 4.2 s; for the graft-receiving

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group, the average of the three-trial means was 13.5 s, and the average of the maximum scores out of the three trials was 21.5 s [166].

Open-Field Activity

Quantification of motor activity was effected in a 5 × 5 square open-field matrix [16]. The pattern of animal movement was traced over an observation period of 5 rain, and the number of square-crossing events was registered. The tracking of movement paths showed wild-type mice to exhibit the most complex pattern of activity, sham-operated pcd mice the lowest activity, and graft- recipient pod mice being in between [184]. Normal animals dis- play levels of activity in the vicinity of 2 0 0 - 2 5 0 square crossing events; overall activity is reduced to an average 21.5 square crossings in sham-operated mutants, and an increase to an aver- age 68.7 events is brought about after bilateral cerebellar trans- plants, which represents a 3.2-fold improvement in motor per- formance [ 166].

Pathophysiological Considerations

The graft-induced improvement of motor performance in pcd mutant mice could be theoretically linked to two components: first, an increase in grip strength and muscle responsiveness to commands from higher brain centres resulting from the restora- tion of a certain degree of physiological activity in the deep cer- ebellar nuclei and the associated cerebellothalamic and dentato- rubral projections; second, an enhancement of balance functions due to the effects of reinstating a Purkinje cell innervation of deep cerebellar neurons on the functional state of the cerebello- vestibular system.

With the intraparenchymal transplantation protocol used, the denervated deep nuclei ofpcd hosts receive a new Purkinje ax- onal innervation; further, most of the transplanted Purkinje cells end up occupying cortical localities anyway and display a correct dendritic tree orientation toward the pia, due to recapitulation of a migratory course normally taken during ontogeny from the ven- tricular neuroepithel ium to the cerebellar cortex and to a crossing of trajectories that allows developing Purkinje cells to establish synaptic contacts with deep neurons en route of the perikaryon to the surface [4,5,182].

The physiological advantage of placing the grafts intrapa- renchymally is two-fold: donor Purkinje axons are able to inner- vate the host deep cerebellar neurons and then migrate stereotyp- ically to colonize cerebellocortical areas, where they can be con- tacted and synaptically invested by host parallel and cl imbing fibres, as is the case for grafts placed into the cerebellar cortex [45,128,131]. In that context, one index of functional respon- siveness of transplanted Purkinje cells to an afferent innervation by host parallel fibres, which utilize glutamate as their neuro- transmitter [68], is the expression of GIuR2/3 immunoreactivity on their postsynaptic receptive fields [ 166].

It has been estimated in the mouse that loss of up to 90% of Purkinje cells produces only minor effects on the functional ca- pabilities of the animal, indicating that 10% of the Purkinje cell complement may sustain many normal motor skills [174]. Al- though the grafting procedure leads to an improvement of motor activity in pcd mutants, the performance of recipient animals is still poorer than that of wild-type controls. Such a difference could be attributed to several factors, such as: (i) Purkinje cell replacement is only partial, if one considers that the mouse cer- ebellum normally contains about 200,000 Pnrkinje cells [17]; (ii) quantitative aspects of the cerebellar reconstruction in terms of neuronal connectivity, neurotransmitter regulation mechanisms, and transmitter-receptor interactions remain largely unknown;

(iii) the extracerebellar components of the pcd mutant phenotype that include degeneration of retinal photoreceptors [94], mitral cells in the olfactory bulb [53], and thalamic neurons [97] could very well compromise overall animal performance and prevent a graft-induced restitutio ad integrum.

CONCLUDING REMARKS

Neural transplantation has been successfully applied to re- place degenerated neurons in several anatomical systems exper- imentally [12,37] and in clinical studies with Parkinson's disease patients [84,85]. A distinction has been made between " g l o b a l " or "pa rac r ine" systems (such as, e.g., the mesostriatal dopamine projection), in which local release of neurotransmitter may suf- fice for recovery, and "poin t - to-poin t" systems (such as the cer- ebellum), where a precise reestablishment of the missing circuitry is deemed necessary [127], although synaptic formation is con- sidered as one of the mechanisms underlying the recovery of function in global systems as well [13]. The functional effects of neural transplants on motor performance in "poin t - to-poin t" sys- tems had long remained an open question [36]. The behavioural findings reviewed here [ 165,166,184] provide evidence for motor enhancement in an ataxic mouse model after intracerebellar transplantation of foetal Purkinje neurons, thus lending credence to the thesis that neural grafting is a viable approach in restoring function not only in diffuse "pa rac r ine" systems, but in neural systems characterized by "poin t - to-poin t" synaptic connectivity as well, and underscoring the clinical potential for future cere- bellar neuron implantation in counteracting human cerebellar ataxias. However, at present the application of cerebellar neuron implantation in human cerebellar ataxia [110,181l seems pre- mature, as many of the pathologic and biochemical mechanisms in the interaction between grafted tissue and the host brain need to be further elucidated in extensive experimental studies, and great caution as well as strict criteria must be used in contem- plating the theoretical feasibility of a possible application in humans.

A('KNOWLEDGEMENTS

Part of this work was read before the Second Annual Conference of the American Society for Neural Transplantation, Clearwater, FL, April 27 29, 1995. The author's original research studies have been supported in part by a National Institute of Neurological Disorders and Stroke re- search award (R29-NS29283) from the U.S. Public Health Service.

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