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The bidirectionality of the relationship between insomnia, anxiety and depression in adolescents: A longitudinal study Pasquale K Alvaro Bachelor of Psychology (Hons) Thesis submitted for the degree of Doctor of Philosophy School of Psychology Faculty of Health Sciences University of Adelaide August 2014
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Page 1: The bidirectionality of the relationship between insomnia, anxiety and ... · The bidirectionality of the relationship between insomnia, anxiety and depression in adolescents: A longitudinal

The bidirectionality of the relationship between insomnia, anxiety and depression in adolescents: A

longitudinal study

Pasquale K Alvaro

Bachelor of Psychology (Hons)

Thesis submitted for the degree of Doctor of Philosophy

School of Psychology

Faculty of Health Sciences

University of Adelaide

August 2014

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Table of contents

List of Tables ................................................................................................................... vii

List of Figures .................................................................................................................. vii

Declaration ........................................................................................................................ i

Acknowledgements ........................................................................................................... ii

Abstract ............................................................................................................................ 1

Chapter 1: Introduction ..................................................................................................... 4

1.1. Brief overview of thesis and chapter ...................................................................................... 4

1.2. Adolescence .................................................................................................................................. 4

1.3. Sleep ............................................................................................................................................. 6

1.3.1. Sleep regulation: a two-process model ................................................................................................ 7

1.4. Adolescent sleep ........................................................................................................................... 9

1.5. Insomnia ..................................................................................................................................... 10

1.5.1. Risk-factors for insomnia disorder and secondary insomnia ............................................................. 10

1.5.2. Epidemiology of insomnia .................................................................................................................. 14

1.5.2.1. Epidemiology of insomnia and gender ....................................................................................... 15

1.5.2.2. Epidemiology of insomnia during adolescence and chronicity .................................................. 17

1.5.3. Concurrent and longitudinal associations with insomnia during adolescence .................................. 18

1.6. Depression .................................................................................................................................. 20

1.6.1. Risk-factors for depression ................................................................................................................. 21

1.6.2. Epidemiology of depression ............................................................................................................... 25

1.6.2.1. Epidemiology of depression and gender .................................................................................... 26

1.6.2.2. Epidemiology of depression and age .......................................................................................... 28

1.6.3. Concurrent and longitudinal associations with depression during adolescence ............................... 28

1.7. Anxiety ........................................................................................................................................ 30

1.7.1. Risk-factors of anxiety ........................................................................................................................ 31

1.7.2. Epidemiology of anxiety ..................................................................................................................... 33

1.7.2.1. Epidemiology of anxiety and gender .......................................................................................... 34

1.7.2.2. Epidemiology of anxiety and age ................................................................................................ 34

1.7.3. Concurrent and longitudinal associations with anxiety during adolescence ..................................... 35

1.8. The relationship between insomnia, depression and anxiety .................................................... 36

1.8.1. Potential mechanisms that underlie the relationship between insomnia, depression and anxiety .. 38

1.8.1.1. Common risk-factors .................................................................................................................. 38

1.8.1.2. Cause-effect relationship ............................................................................................................ 40

1.9. The bidirectionality of the relationship between insomnia, depression and anxiety ................ 41

1.9.1. Methodological variations across studies .......................................................................................... 45

1.9.2. Overlapping methodological issues within the literature .................................................................. 46

1.9.2.1. Chronotype ................................................................................................................................. 47

1.10. Aims of the thesis ..................................................................................................................... 49

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1.11. Significance/Contribution to the discipline .............................................................................. 50

Chapter 2: Exegesis ......................................................................................................... 53

2.1. The thesis .................................................................................................................................... 53

2.2. Study 1 - A Systematic Review Assessing Bidirectionality between Sleep Disturbances, Anxiety,

and Depression .................................................................................................................................. 56

2.3. Study 2 – The Independent Relationships between Insomnia, Depression, Subtypes of Anxiety,

and Chronotype during Adolescence ................................................................................................ 57

2.4. Study 3 – Bidirectional relationships between insomnia and depression, and insomnia and

subtypes of anxiety during adolescence: does chronotype effect these relationships? .................. 59

2.5. Sample size rationale for studies 2 and 3 ................................................................................... 62

2.6. Summary ..................................................................................................................................... 63

Chapter 3: Study 1 ........................................................................................................... 64

3.1. Abstract ....................................................................................................................................... 66

3.1.1. Study Objectives ................................................................................................................................. 66

3.1.2. Design ................................................................................................................................................. 66

3.1.3. Measurements and Results ................................................................................................................ 66

3.1.4. Conclusions......................................................................................................................................... 67

3.2. Introduction ................................................................................................................................ 67

3.3. Methods ...................................................................................................................................... 69

3.3.1. Data sources and study selection ....................................................................................................... 69

3.3.2. Quality assessment............................................................................................................................. 70

3.3.3. Data extraction and synthesis ............................................................................................................ 71

3.4. Results ......................................................................................................................................... 72

3.4.1. Included and excluded studies ........................................................................................................... 72

3.4.2. Quality assessment............................................................................................................................. 76

3.4.3. Overall synthesis ................................................................................................................................ 78

3.4.4. Synthesis of sleep variables ................................................................................................................ 84

3.5. Discussion ................................................................................................................................... 87

Acknowledgments ............................................................................................................................. 93

Chapter 4: Study 2 ........................................................................................................... 94

4.1. Abstract ....................................................................................................................................... 96

4.1.1. Objectives ........................................................................................................................................... 96

4.1.2. Methods ............................................................................................................................................. 96

4.1.3. Results ................................................................................................................................................ 96

4.1.4. Conclusions......................................................................................................................................... 96

4.2. Introduction ................................................................................................................................ 97

4.3. Method ....................................................................................................................................... 99

4.3.1. Participants ......................................................................................................................................... 99

4.3.2. Measurements ................................................................................................................................. 100

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4.3.3. Procedure ......................................................................................................................................... 103

4.3.4. Statistical analyses............................................................................................................................ 104

4.4. Results ....................................................................................................................................... 106

4.4.1. Descriptive statistics ......................................................................................................................... 106

4.4.2. Depression and Insomnia ................................................................................................................. 109

4.4.3. GAD and Insomnia ............................................................................................................................ 109

4.4.4. OCD and Insomnia ............................................................................................................................ 110

4.4.5. Panic Disorder and Insomnia ............................................................................................................ 110

4.4.6. Separation Anxiety and Insomnia..................................................................................................... 110

4.4.7. Social Phobia and Insomnia .............................................................................................................. 111

4.5. Discussion ................................................................................................................................. 111

4.5.1. Limitations ........................................................................................................................................ 115

4.5.2. Conclusions....................................................................................................................................... 117

Acknowledgements ......................................................................................................................... 118

Chapter 5: Study 3 ......................................................................................................... 119

5.1. Abstract ..................................................................................................................................... 122

5.1.1. Study Objectives ............................................................................................................................... 122

5.1.2. Design ............................................................................................................................................... 122

5.1.3. Settings ............................................................................................................................................. 122

5.1.4. Participants ....................................................................................................................................... 122

5.1.5. Measurement and Results ............................................................................................................... 122

5.1.6. Conclusion ........................................................................................................................................ 123

5.2. Introduction .............................................................................................................................. 124

5.3. Methods .................................................................................................................................... 127

5.3.1. Participants ....................................................................................................................................... 127

5.3.2. Measures .......................................................................................................................................... 128

5.3.2.1. Insomnia ................................................................................................................................... 128

5.3.2.2. Chronotype ............................................................................................................................... 129

5.3.2.3. Depression and subtypes of anxiety ......................................................................................... 130

5.3.3. Procedure ......................................................................................................................................... 131

5.3.4. Statistical Analyses ........................................................................................................................... 132

5.4. Results ....................................................................................................................................... 136

5.4.1. Step-wise regression analyses .......................................................................................................... 142

5.5. Discussion ................................................................................................................................. 145

5.5.1. Clinical implications .......................................................................................................................... 148

5.5.2. Limitations ........................................................................................................................................ 151

5.5.3. Conclusions....................................................................................................................................... 153

5.5. Appendix ................................................................................................................................... 154

Chapter 6: Discussion .................................................................................................... 158

6.1. Summary of the results from Studies 1, 2 and 3 ...................................................................... 159

6.2. The Bidirectionality of the relationships between insomnia and depression, and insomnia and

subtypes of anxiety .......................................................................................................................... 161

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6.2.1. Bidirectionality across various age groups and cultures .................................................................. 161

6.2.2. Bidirectionality across different methods of assessment ................................................................ 163

6.2.3. Bidirectionality and follow-up time-periods .................................................................................... 163

6.2.4. Bidirectionality and time-period across subtypes of anxiety ........................................................... 164

6.2.5. Potential mechanisms of the relationship between insomnia, depression and GAD ...................... 165

6.2.5.1. Common risk-factors ................................................................................................................ 166

6.2.5.2. Cause-effect relationship .......................................................................................................... 168

6.3. The effects of chronotype on the relationship between insomnia, depression and subtypes of

anxiety ............................................................................................................................................. 169

6.3.1. The prediction and confounding effects of chronotype ................................................................... 170

6.3.2. Chronotype, insomnia, depression, and subtypes of anxiety across a 6 month period .................. 171

6.3.3. Mechanisms ..................................................................................................................................... 172

6.4. Pathways between insomnia, depression, subtypes of anxiety and chronotype .................... 173

6.5. Clinical implications .................................................................................................................. 178

6.5.1. Prevention ........................................................................................................................................ 178

6.5.2. Treatment ......................................................................................................................................... 180

6.6. Limitations and future research ............................................................................................... 184

6.6.1. Insomnia subtypes............................................................................................................................ 184

6.6.2. Sleep deprivation ............................................................................................................................. 185

6.6.3. Insomnia, depression, anxiety and stressful life events ................................................................... 186

6.6.4. Insomnia, depression, anxiety and physical activity ........................................................................ 187

6.6.5. Technology, sleep, and chronotype ................................................................................................. 188

6.7. Conclusions ............................................................................................................................... 190

7. Appendix – bootstrapped regression analyses when controlling for outcome variables at

baseline ........................................................................................................................ 191

References .................................................................................................................... 193

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List of Tables

Table 1 ................................................................................................................................................................... 71

Table 2 ................................................................................................................................................................... 74

Table 3 ................................................................................................................................................................... 77

Table 4 ................................................................................................................................................................... 79

Table 5 ................................................................................................................................................................... 86

Table 6 ................................................................................................................................................................. 107

Table 7 ................................................................................................................................................................. 108

Table 8 ................................................................................................................................................................. 108

Table 9 ................................................................................................................................................................. 108

Table 10 ............................................................................................................................................................... 138

Table 11 ............................................................................................................................................................... 139

Table 12 ............................................................................................................................................................... 139

Table 13 ............................................................................................................................................................... 140

Table 14 ............................................................................................................................................................... 141

Table 15 ............................................................................................................................................................... 143

Table 16 ............................................................................................................................................................... 144

Table 17 ............................................................................................................................................................... 191

Table 18 ............................................................................................................................................................... 192

List of Figures

Figure 1. Aetiologically exclusive relationships between insomnia, anxiety and depression. ............................... 43

Figure 2. A bidirectional relationship between insomnia, anxiety and depression. .............................................. 44

Figure 3. Summary of the reasons for exclusion.................................................................................................... 73

Figure 4. Summary of the total number of studies (analyses) that supported each type of relationship between

sleep disturbances, anxiety and depression. ......................................................................................................... 83

Figure 5. Steps for analyses. ................................................................................................................................ 105

Figure 6. Steps for regression analyses ................................................................................................................ 135

Figure 7. Pathways between insomnia and depression. ..................................................................................... 174

Figure 8. Pathways between insomnia and GAD. ................................................................................................ 174

Figure 9. Indirect pathways between insomnia and GAD. ................................................................................... 175

Figure 10. Indirect pathways between insomnia and depression. ...................................................................... 175

Figure 11. Pathways between insomnia and OCD, PD, SAD and SP. ................................................................... 176

Figure 12. Pathways between eveningness and insomnia. ................................................................................. 177

Figure 13. Pathways between eveningness, insomnia, and depression or GAD. ................................................ 177

Figure 14. Pathways between eveningness and OCD, PD, SAD or SP. ................................................................. 177

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Declaration

I hereby declare this submission is my own work and that, to the best of my knowledge and

belief, it contains no material that has been accepted for the award of any other degree or

diploma of a university or other institute of higher learning, except where due

acknowledgement is made in the body of the text. All work contained in the submission was

initiated, undertaken, and prepared within the period of candidature. In addition, I certify

that no part of this work will, in the future, be used in a submission in my name for any other

degree or diploma in any university of other tertiary institutions without the prior approval

of the University of Adelaide and where applicable, any partner institution responsible for

the joint award of this degree. I give consent to this copy of my thesis when deposited in the

University Library, being made available for loan and photocopying, subject to the provisions

of the Copyright Act 1968. The author acknowledges that copyright of published works

contained within this thesis (as listed below) resides with the copyright holder(s) of those

works.

Alvaro, P. K., Roberts, R. M., & Harris, J. K. (2013). A systematic review assessing

bidirectionality between sleep disturbances, anxiety, and depression. Sleep, 36(7),

1059-1068.

Alvaro, P. K., Roberts, R. M., & Harris, J. K. (In Press). The independent relationships between

insomnia, depression, subtypes of anxiety, and chronotype during adolescence. Sleep

Medicine

XPasquale Alvaro

PhD Candidate

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Acknowledgements

At the end of this long and eventful journey, there are many people who I wish to

acknowledge. Firstly, I would like to acknowledge all the staff from The University of

Adelaide, particularly in the School of Psychology. All the office staff were always nice and

easy to work with, and often made things run much quicker and smoother. I would like to

acknowledge in particular Mrs Maureen Bell, who helped me develop the search terms for

my systematic review; Dr Stewart Howell, who helped with the statistical analysis for the

second manuscript; and Associate Professor Paul DelFabbro, who help with the statistical

analyses for the third manuscript.

Secondly, to Dr Catherine Wiseman-Hakes. Meeting you at the World Sleep

Conference in Valencia was very important for two reasons. One, it has given me the chance

to keep in touch with a passionate sleep researcher, who loves her work, and is always

willing to help people. Two, I made a lifelong friend who has already given me a lot. Thank

you for everyone, it means so much to me.

Professor Oliviero Bruni. My five month stay in Rome was rewarding for so many

reasons, not least because of your support. It was a real pleasure to work with such a giant

figure in the European and world sleep research community. Grazie di tutto. Non

dimentichero’ mai tutto quello che hai fatto per me, e che mi hai insegnato. Anche, Forza

Juve per sempre!!

To my supervisors Drs Rachel and Jodie. Through your guidance, I have become a much

better researcher, writer and professional, and learned the importance of attention to

detail. I wouldn’t have made it without your help. Thank you both so much for all the time

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you have given me, for everything you have taught, and for the sense of humour you both

brought to our meetings. I was lucky enough to have such a great pair of supervisors. You

both definitely made things much easier for me.

To all my friends and extended family. You have all been great to me, and lent a hand

when I needed it. Of my friends, I would particularly like to acknowledge Paulo, Storm, Matt

Rudd, Ben JRS, Chanto, Chan and Laura. Of my extended family, I would like to acknowledge

Gianluca, Nino il donkey, Domenico, Sara, Ciccio Frisina, Antonella Sacca’, Carmine Sacca’,

Grazia Rugolo and Uncle Tony. You have all been extremely important in keeping me sane,

and gave me so much. I will not forget the importance of all of your support during this

critical period in my life. Per gli italiani, Il period che ho passato in Italia e’ stato speciale

grazie a tutti voi e il support che ho ricevuto mi ha aiutato a stare bene. Senza il Vostro auito,

sarebbe stato tutto piu’ difficile.

To my little brother Philip. The time we spent playing video games and watching TV

were very important in helping me get through this PhD. Keeping my mind off work when I

needed to relax were critical in recharging my batteries. Also, although you’re younger than

me, the advice you give can be mature beyond your years. Thanks for your support.

To my dearest Emily. You’re right behind me doing your assignment on the effects of

globalisation on the Australian labour force with a paper bag around your feet as I sit here

typing. Meeting you almost a year ago, during a particularly difficult period of my life, was an

absolute God send that can only be grateful for. You’ve taught me so much about life, and

have helped me mature and become a much better person. No matter what happens, you

will always be special to me. Thank you so much for putting up with my craziness, thank you

for helping me to become a better person, and thank you for being you.

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To my father. Your words of advice during critical periods really helped me when I

needed it most. You were always honest with me, no matter the situation, and even told me

the hard truth when you thought I needed it. You have given me so much in my life, and

literally none of this would be possible without you. After all you’ve been through, you still

continue to work, live life, and be happy. I want to follow the example you set, and repay all

the things you’ve sacrificed for us. Thank you for everything. I love you.

To my mum. Words cannot describe the amount of sentiment I hold for you. You are

supermum. You can do everything and anything. You do so much for me, maybe too much. I

love you so much. You are one of the most important reasons why I’m where I am today.

Thank you so much for being supermum, and for dedicating your life to your family. I want

to repay everything you’ve ever done for dad, Philip and I. You are the absolute best mum in

the world. Thank you.

To my Nannu. It’s fitting that the last words I write in my thesis document are about

you, because not a day has gone by that I haven’t thought about you. Even now I can still

hear your voice as clearly as I hear my fingers hit the keyboard. I was and continue to be

inspired by your character, and you will always be my hero. The love you showed me was

unrivalled, and the influence you’ve had on me will last forever. I still feel overjoyed when

people say I act or look like you, but I will always know that I could never be as handsome as

you were! More importantly, if I could be half the man you were, I know I’d be a great man.

Nanna and mum miss you. I miss you. We all miss you. Save a seat for me next to you, and

make sure Uncle Pat and Nonna are there too. Until we meet again.

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Abstract

Bidirectionality refers to whether variable x predicts and/or is predicted by variable

y. This thesis identified and accounted for gaps within the literature on the bidirectionality of

the relationship between insomnia, depression, and anxiety during adolescence. Namely,

bidirectionality was assessed across different subtypes of anxiety, using continuous

variables. The independent effect of chronotype on the bidirectionality of the relationship

between insomnia and depression, and insomnia and subtypes of anxiety were also

considered.

Study one systematically reviewed the literature of the bidirectional associations

between sleep disturbances, anxiety and depression across all age groups. In total, the

systematic review contained nine independent studies. Best available evidence indicates

that insomnia is bidirectionally related to anxiety and depression. The limited data available

suggests that bidirectionality may extend beyond insomnia to other sleep disturbances,

although additional research is needed to further clarify this notion.

Study two assessed the cross-sectional independent relationships between

insomnia and depression, and insomnia and various subtypes of anxiety during adolescence.

The predictive effect of chronotype on insomnia, depression, and subtypes of anxiety was

also assessed. Baseline data from 318 South Australian high school students in grades 7 to 11

(age range 12-18, mean 14.96 ± 1.34) were collected. Insomnia, depression, subtypes of

anxiety and chronotype were assessed by validated self-report questionnaires. Insomnia

predicted depression and panic disorder (PD) after controlling for confounders, although the

latter was not considered clinically significant. Depression and generalised anxiety disorder

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(GAD) predicted insomnia after confounders were controlled. Insomnia was not significantly

associated with other subtypes of anxiety once depression was controlled. Eveningness

uniquely predicted insomnia and depression, but was not associated with any anxiety

subtype.

Study three investigated the bidirectionality of the relationship between insomnia

and various subtypes of anxiety, and insomnia and depression; and the independent

predictive effects of chronotype on insomnia, depression, and each subtype of anxiety

during adolescence. The study was longitudinal, with a 6-month follow-up. Two-hundred and

fifty-five high school students completed self-report questionnaires at baseline and follow-

up. Once depression was controlled, insomnia predicted depression and GAD after

controlling for other variables, and vice-versa, but was not related to other anxiety subtypes

in either direction. An evening chronotype predicted insomnia once other variables were

controlled, but did not predict depression or subtypes of anxiety once insomnia was

controlled.

Together, the results suggest that insomnia is bidirectionally related to depression

and GAD, and related to other subtypes of anxiety through a common factor, depression.

Furthermore, chronotype predicts the development of insomnia, and is related to

depression and anxiety subtypes through the common factor of insomnia. Chronotype, then,

may be a risk-factor for the development of insomnia, which may subsequently contribute to

depression or GAD, which in turn may create a vulnerability to other anxiety disorders.

Ultimately, these findings may significantly enhance prevention and treatment. Chronotype,

depression and GAD should be considered while implementing insomnia interventions,

insomnia may be important to address in the treatment of depression and GAD, and

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depression should be assessed and considered for all sleep and anxiety disorder

presentations.

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Chapter 1: Introduction

1.1. Brief overview of thesis and chapter

This thesis is focussed on the bidirectionality of the relationship between insomnia and

depression, and insomnia and different subtypes of anxiety during adolescence, as well as

the effects of chronotype on these relationships. Although this thesis concerns adolescents,

discussions about literature based on adult samples are included when there was insufficient

evidence in the adolescent literature. Chapter 1 introduces key concepts, such as

adolescence, sleep, adolescent sleep, insomnia, depression, and anxiety. Chapter 1 then

discusses the existing literature on the relationship between insomnia, depression and

anxiety during adolescence, including the bidirectionality of these relationships.

Methodological problems and the significance of chronotype to this topic are then

discussed, followed by the aims, significance and contribution of this thesis. Chapter 1 is a

precursor to studies 1, 2 and 3. Therefore, an attempt was made to avoid as much overlap

between chapter 1 and the introductions of the studies as possible. The author sincerely

apologises in advance where overlap is present.

1.2. Adolescence

Adolescence refers to an age range from 12 to 18, and is characterised by physical and

sexual maturation (Malina & Bouchard, 1991); psychosocial (Blakemore, 2008), emotional

(Larson, Moneta, Richards, & Wilson, 2002), and behavioural (Spear, 2000) change; and

substantial development in brain structures and functional organisation (Casey, Jones, &

Hare, 2008; Ernst, Pine, & Hardin, 2006; Paus, Keshavan, & Giedd, 2008). Such changes, both

individually and when interacting, have been found to increase the vulnerability to mental

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health disorders following puberty. For example, Brand and Kirov (2011) note that various

psychological functions such as emotional processing and executive control undertake

considerable and rapid change during adolescence, and these changes have been associated

with maladaptive decision making and actions; significant distress; and increased incidence

of unintentional injuries, homicide, suicide attempts, and substance abuse. Furthermore,

Teunissen and colleagues’ (2011) well-designed longitudinal study found that an interaction

between early pubertal development and low levels of popularity (rather than the former

alone) predicted future depressive symptoms. Unsurprisingly, then, a rapid increase of

prevalence rates in mental health disorders from childhood to adolescence has been widely

reported (Green, 2005; Kessler, Avenevoli, & Merikangas, 2001; Saluja et al., 2004), and the

median of lifetime risk for first onset of mental health disorders is age 14 (Kessler et al.,

2005). Together, the evidence portrays a clear picture that adolescence is a vulnerable

period for the development of mental health disorders, although prospective and

longitudinal research identifying the age of initial onset would further strengthen this

argument.

The physical, neuronal, psychological and behavioural markers of adolescence are

associated with changes to the sleep-wake cycle, sleep timing, sleep duration, and sleep

architecture (Brand & Kirov, 2011; Crabtree & Williams, 2009; Laberge et al., 2001; O'Brien &

Mindell, 2005; Roffwarg, Muzio, & Dement, 1966; Tarokh & Carskadon, 2010). Such changes

may lead to sleep patterns that eventually resemble those observed in adults, and result

from the maturation of sleep regulatory mechanisms within the brain during adolescence;

synaptic reorganisation typical of adolescence (Roffwarg, et al., 1966; Tarokh & Carskadon,

2010; Taylor, Jenni, Acebo, & Carskadon, 2005); and/or the adaptation of the sleep-wake

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cycle to increased social, academic, familial or environmental pressures (Kaneita et al., 2009;

Laberge, et al., 2001; O'Brien & Mindell, 2005; Petersen & Leffert, 1995; Peterson, 2004).

Adolescence is therefore an extremely vulnerable period for the development of sleep

disturbances and mental disorders (Graber, Brook-Gunn, & Petersen, 1996; Kessler, et al.,

2005). This thesis, then, focusses specifically on adolescents.

1.3. Sleep

Sleep is a reversible, recurring and active state of reduced consciousness that

consolidates learning and memory, and promotes growth, repair and restorative processes

throughout the brain and body (Benington, 2000; Diekelmann & Born, 2010; Krueger & Obal

Jr, 2003; Peigneux, Laureys, Delbeuck, & Maquet, 2001; J. M. Siegel, 2009; Tononi & Cirelli,

2006). Normal sleep contains two distinct phases, non-rapid eye movement (NREM) and

rapid eye movement (REM). NREM sleep can be divided into three stages, NREM stage 1 – 3

(Kryger, Roth, & Dement, 2005).

Sleep usually begins with a brief period of stage 1 NREM sleep, where alpha waves that

are present during wakefulness fade (Colten & Altevogt, 2006). Stage 2 NREM sleep then

follows (Colten & Altevogt, 2006), which is characterised by sleep spindles (spurts of

rhythmic activity that last for 1-2 seconds) and k-complexes (short negative high-voltage

complex, followed by slower positive peaks of rhythmic activity and a final negative

complex) (Rechtschaffen & Kales, 1968). Sleep then progresses into stage 3 NREM (formerly

classified as stages 3 and 4), where deeper phases or slow-wave-sleep (SWS) occurs, blood

pressure and body temperature decline and electroencephalograms (EEGs) commonly

display slow, high-voltage delta waves (Colten & Altevogt, 2006). SWS is typically proceeded

by a short period of stage 2 NREM sleep, after which a short phase of REM occurs (Brand &

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Kirov, 2011). REM sleep is characterised by the sudden movement of eyes under closed

eyelids (Colten & Altevogt, 2006), EEG activation akin to that seen during wakefulness,

muscle atonia (inhibition) and irregular heart rate and respiration (Aserinsky & Kleitman,

1953; Kryger, et al., 2005; Rechtschaffen & Kales, 1968).

The above process is equivalent to one sleep cycle, and usually takes approximately 90

minutes to complete (Brand & Kirov, 2011). Five or more sleep cycles typically occur during

normal human sleep, depending on sleep need (Rechtschaffen & Kales, 1968; Sinton &

McCarley, 2000). The first half of the night contains an increased proportion of SWS,

whereas the second half predominately contains REM and stage 2 NREM sleep (Brand &

Kirov, 2011).

The NREM and REM stages describe the physiological mechanisms that underlie sleep,

but ignore the processes that regulate sleep and wakefulness. The following subsection

describes a model of sleep regulation, then discusses how this model can explain the

initiation, maintenance and termination of sleep, along with the maintenance of

wakefulness.

1.3.1. Sleep regulation: a two-process model

Sleep is believed to be regulated via an interaction of two independent processes;

process S and process C (Achermann & Borbély, 1994). Process S, the homeostatic regulation

of sleep, represents the propensity of an individual to fall asleep. Although its neurobiology

is unclear (Carskadon, Acebo, & Jenni, 2004), process S is known to accumulate during

wakefulness and diminish during sleep (Borbély, 1982). Accordingly, the propensity for sleep

is determined by the amount of prior wakefulness and sleep (Carskadon, et al., 2004).

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Therefore, the peak of homeostatic sleep propensity occurs just before sleep onset, and the

nadir at sleep termination following adequate sleep.

Process C is the circadian timing system of sleep propensity (Carskadon, 2011) that

changes over the course of 24 hours (Tononi & Cirelli, 2006). The circadian sleep propensity

is regulated by the suprachiasmatic nucleus (SCN) (Klein, Moore, & Reppert, 1991), and is

hence independent from prior waking and sleep (Dijk & Czeisler, 1995). The SCN neuronal

firing rate decreases in late day/early evening, stimulating sympathetic activity and resulting

in the production of melatonin by the pineal gland (Moore, 2007). Melatonin chemically

induces drowsiness and heat loss (Kräuchi, Cajochen, Pache, Flammer, & Wirz-Justice, 2006),

lowers core body temperature (Cagnacci, Kräuchi, Wirz-Justice, & Volpe, 1997), further

inhibits the firing of SCN neurons, and in turn promotes sleep propensity and reduces the

circadian drive for arousal (Moore, 2007). Melatonin production, along with sleep

propensity, rises until it peaks at approximately 2am to 4am (Brzezinski, 1997; Dijk &

Czeisler, 1995). Melatonin levels and sleep propensity then drop rapidly during the waking

day, which is likely to be at least partially due to the inhibiting effects of bright light on the

production of melatonin (Brainard et al., 2001). Therefore, the nadir of melatonin

production and circadian sleep propensity occurs in the late afternoon/early evening,

rendering sleep during this period unlikely (Dijk & Czeisler, 1995).

Homeostatic and circadian processes seem to function as corresponding systems to

promote sleep initiation and termination. The sleep systems simultaneously contribute to

increased likelihood of sleep nearing the typical bedtime, and promote termination of sleep

nearing the typical rise time. In contrast, the homeostatic and circadian processes function

as opposing systems to maintain sleep and wakefulness. The decline in homeostatic sleep

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propensity coincides with an increase in circadian sleep propensity during the night to

maintain sleep, whereas the rising homeostatic propensity for sleep throughout the waking

day coincides with the decline of circadian sleep propensity to maintain wakefulness

(Carskadon, et al., 2004).

1.4. Adolescent sleep

Adolescent sleep is characterised by declines in the amplitude and proportion of

Delta waves and a decrease in NREM sleep from childhood (Baker, Turlington, & Colrain,

2012; Tarokh & Carskadon, 2010). In particular, SWS decreases by 40% during adolescence.

This finding may reflect a loss of cortical synaptic density that occurs with age (Feinberg,

1983). REM sleep occupies approximately 20 to 25% of adolescent sleep (Carskadon &

Dement, 2011). Ultimately, the adolescent sleep architecture closely resembles that

described in section 1.3.

A delayed sleep phase is also a feature of adolescent sleep (Giannotti, Cortesi,

Sebastiani, & Ottaviano, 2002). Adolescents become more evening-orientated with age due

to circadian rhythm and environmental changes (Crowley, Acebo, & Carskadon, 2007),

suggesting that older adolescents prefer later bed and rise times. The delayed sleep phase is

more apparent on non-school nights (weekends and vacations) than school nights

(Carskadon, 1990; Giannotti, et al., 2002; Wolfson & Carskadon, 1998) (see Carskadon,

Acebo & Jenni, 2004, for a review), although evidence suggests that adolescents often prefer

later bedtimes even on school nights (Carskadon, Wolfson, Acebo, Tzischinsky, & Seifer,

1998). These findings, paired with the enforced early starts for school, often result in sleep

deprivation during the week, and therefore highlight the importance of effective sleep

management strategies in adolescents.

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1.5. Insomnia

Insomnia refers to sleeplessness that results from troubles with sleep initiation (falling

asleep), sleep maintenance (remaining asleep without enduring nocturnal awakenings),

sleep duration (awaking early in the morning), and/or non-restorative sleep (waking up

feeling unrefreshed despite adequate sleep opportunity) (Johnson, 2006; Poceta & Mitler,

1998). According to the Diagnostic and Statistical Manual of Mental Disorders (DSM-5)

(American Psychiatric Association, 2013), insomnia symptoms meet the criteria for insomnia

disorder when the aetiology of sleeplessness is not attributable to other disorders, presents

independently from other causal factors for at least three nights a week for three months

despite adequate opportunity for sleep, and causes impairment in social, occupational,

educational, academic, behavioural or other important areas of functioning. Insomnia

symptoms and disorders have historically been referred to as secondary insomnia when the

aetiology of sleeplessness is attributable to other disorders or causal factors (Lipton, Becker,

& Kothare, 2008). Accordingly, insomnia disorder and secondary insomnia have different

risk-factors. The following section describes the risk-factors that are related to insomnia

disorder and secondary insomnia. Note that insomnia disorder was labelled ‘primary

insomnia’ in the previous DSM (American Psychiatric Association, 2000), and therefore was

used extensively in previous literature. The following section will retain the original

terminology when used in the studies presented, and hence will use ‘primary insomnia’ and

‘insomnia disorder’ interchangeably.

1.5.1. Risk-factors for insomnia disorder and secondary insomnia

The risk-factors for insomnia disorder are best categorised as biological factors,

physiological traits, and psychosocial stressors. Regarding biological risk-factors, work from

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Gehrman et al. (2011), Gregory, Rijsdijk, Lau, Dahl, and Eley (2009), and Barclay, Gregory,

Eaves, and Silberg (In Press) suggests that insomnia is at least moderately heritable. In

particular, Barclay and colleagues’ (In Press) longitudinal twin study reported that genetic

vulnerability at age 8 significantly predicted the development of clinically significant

insomnia disorder at ages 10, 14 and 15. Furthermore, Gregory and colleagues’ (2009)

longitudinal study reported a genetic predisposition for chronic paediatric sleep problems.

Together, these studies suggest that genetic factors may contribute to the development and

maintenance of insomnia disorder and other sleep problems. However, as noted by Ohayon

(2002) and Roberts, Roberts, and Chan (2008), the genetics of primary insomnia and other

sleep disorders are still largely unknown, and, as Tafti, Maret, and Dauvilliers (2005) stated,

genetic factors of primary insomnia are highly likely to be complex. Future research could

aim to identify the genes that interact with environmental factors and in turn contribute to

the development of insomnia disorder.

Regarding the physiological risk-factors, trait hyperarousal and hyperactivity have been

associated with the development of insomnia across various studies. Riemann et al. (2010)

reviewed a wide range of autonomic, neuroendocrine, neuroimmunological, neuroimaging,

and electrophysiological studies that demonstrate increased day and night time arousal in

those with primary insomnia. In addition, Bonnet and Arand’s (2010) extensive literature

review demonstrated a large amount of research depicting elevated whole body and brain

metabolic activation, and increased heart rate and sympathetic nervous system activation

during sleep in patients with primary insomnia. Indeed, both Riemann, et al. (2010) and

Bonnet and Arand (2010) argue that the evidence strongly suggests high physiological

arousal and activity levels across the 24-hour sleep cycle can predispose individuals to the

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development of primary insomnia, which seems accurate given their rigorous and systematic

review of the literature.

Interestingly, Riemann, et al. (2010) state that primary insomnia is likely to result from

an interaction between predisposing factors such as genetic and physiological traits, and

psychosocial/medical stressors. This theory, labelled the stress-diathesis model of insomnia

(Spielman, Caruso, & Glovinsky, 1987), is widely endorsed (Bonnet & Arand, 2003; Perlis,

Giles, Mendelson, Bootzin, & Wyatt, 1997), and argues that along with genetics and trait

hyperactivity and hyperarousal, psychological predisposing factors such as a tendency for

stress, worry or rumination may interact with precipitating factors such as psychosocial

stressors (i.e., negative life events), and in turn trigger acute episodes of primary insomnia

symptoms and eventually lead to chronic primary insomnia . Most recently, a longitudinal

study of over 2,300 adults demonstrated that premorbid trait sleep reactivity interacts with

stressful life events and stress-induced cognitive intrusion to further increase the risk of

developing insomnia disorder two years later (Drake, Pillai, & Roth, 2014). The authors

suggest that trait sleep reactivity interacts with stressful life events and stress-induced

cognitive intrusion to trigger the development of insomnia (Drake, et al., 2014). This

statement seems probable given the amount of endorsement the stress-diathesis model for

primary insomnia has received from respected scholars (Bonnet & Arand, 2003; Perlis, et al.,

1997; Riemann, et al., 2010; Spielman, et al., 1987), but empirical evidence is limited, and

therefore definitive conclusions cannot be made.

Perhaps the most common theory of the development of chronic primary insomnia

from acute symptoms stems from the International Classification of Sleep Disorders’ [Second

Edition (ICSD-2)] notion of psychophysiological insomnia (American Academy of Sleep

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Medicine, 2005). Acute episodes of primary insomnia are theorised to become sub-chronic

when reinforced by maladaptive coping strategies, such as excessive time spent in bed, and

remaining awake while in bed (Perlis, et al., 1997; Spielman, et al., 1987). Both maladaptive

strategies may reinforce one another: individuals with insomnia often retire before sleepy to

increase the opportunity for sleep, yet remain awake while in bed (Perlis, et al., 1997;

Spielman, et al., 1987); and wakefulness in bed often leads to increased time in bed to

increase sleep opportunity (Spielman, et al., 1987). The consequence is wakefulness in bed

for an excessive period of time, and in turn an experience of physiological, cognitive and

somatic arousal (e.g., excessive worry and rumination about sleeplessness, and

physiologically hyperarousal before sleep onset). Sub-chronic insomnia is thought to become

chronic when physiological, cognitive and somatic arousal are conditioned to the sleep

environment (Bonnet & Arand, 2010; Perlis, et al., 1997) rather than pre-sleep de-arousal

that is seen in good sleepers (Robertson, Broomfield, & Espie, 2007), hence, obstructing the

sleep onset process. However, psychophysiological insomnia has been removed from the

newest edition of the International Classification of Sleep Disorders (ICSD-3) diagnostic

manual, because it was not considered to be reliably reproducible in clinical practice

(American Academy of Sleep Medicine, 2014). Nevertheless, the mechanisms of

psychophysiological insomnia have been supported in the literature (Bastien, St-Jean, Morin,

Turcotte, & Carrier, 2008; Broman & Hetta, 1994; Perlis, et al., 1997; Robertson, et al., 2007),

and therefore may still have important implications for theories of primary insomnia.

Early explanations for insomnia considered it primarily as a symptom or consequence

of other disorders, particularly depression (Morin & Benca, 2012), but such a distinction is

now thought to oversimplify the notion of insomnia. The term secondary insomnia, then,

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was adopted to differentiate primary insomnia from sleeplessness that is attributed to risk-

factors, such as social factors, other sleep disorders, medication, medical conditions (e.g.,

asthma), neurological disorders, psychiatric disorders and substance abuse (Lipton, et al.,

2008). Research is moving towards an understanding of the possible development of primary

insomnia processes even in the presence of contributing or triggering comorbidities

(Jansson-Fröjmark & Lindblom, 2008). Secondary insomnia, therefore, is now often referred

to as comorbid insomnia.

1.5.2. Epidemiology of insomnia

Insomnia is the most common sleep problem reported by or diagnosed within the

general population (Bixler, Kales, Soldatos, Kales, & Healy, 1979). However, prevalence rates

in adolescents have ranged widely, from 2 to 38% (Abdel-Khalek, 2004; Johnson & Breslau,

2001; Roberts, Ramsay Roberts, & Ger Chen, 2002), which likely results from the differing

methodologies, definitions, symptom severity, and symptom duration of insomnia used

across studies (Johnson, 2006). However, there is also a wide range of frequencies reported

within studies. For example, the prevalence of any insomnia symptom during adolescence

using a 30 day period without a severity criteria is approximately 30% (range from 23 to

40%), and 11% (range from 7.2 to 40%) for those using a severity criteria (Johnson, 2006).

Furthermore, the only four studies that have used diagnostic criteria in adolescents report

rates of 4% (Ohayon, Roberts, Zulley, Smirne, & Priest, 2000), 2% (Ohayon & Roberts, 2001)

10.9% (Dohnt, Gradisar, & Short, 2012) and 11% (Johnson, Roth, Schultz, & Breslau, 2006).

Therefore, regardless of the criteria used to identify insomnia, an accurate single estimate of

prevalence rates seems difficult to achieve. Range estimates may provide a more reliable

source of information.

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In a review of over 50 epidemiological studies of children, adolescents and adults,

Ohayon (2002) investigated the prevalence of insomnia according to the following four

categories; (1) insomnia symptoms; (2) insomnia symptoms accompanied by daytime

consequences; (3) dissatisfaction with sleep quantity or quality; and (4) insomnia diagnosed

according to the DSM-IV or International Classification of Sleep Disorders (ICSD) criteria. The

prevalence rates for insomnia symptoms alone ranged from 30 to 48%, compared to 12 to

16% when frequency criteria were added (e.g., at least 3 nights per week, or often/always).

Prevalence rates ranged from 10 to 28% when a severity criterion was added (e.g., moderate

to extreme levels of insomnia). The prevalence rates of insomnia symptoms accompanied

with daytime consequences was approximately 10% and ranged from 9 to 15%. Eight to 18%

of the general population were identified with insomnia based on dissatisfaction with sleep

quality and quantity. Finally, the prevalence of insomnia based on the DSM-IV or ICSD

criteria was approximately 6%, ranging from 4.4 to 6.4% (Ohayon, 2002). Collectively, the

evidence above suggests that insomnia is highly prevalent, but the frequency rates vary

greatly with definition and severity, and therefore can be difficult to estimate.

1.5.2.1. Epidemiology of insomnia and gender

Most studies have found higher rates of insomnia in females than males (L. Hale et al.,

2009; Kirmil-Gray, Eagleston, Gibson, & Thoresen, 1984; Mellinger, Blater, & Uhlenhuth,

1985; Ohayon, 2002; Roth, 2005; Sivertsen, Krokstad, Øverland, & Mykletun, 2009; Yang,

Zuo, & Eaton, 1987). Ohayon (2002) demonstrated that the gender effect remains

irrespective of the severity and definitions (e.g., symptoms to disorder continuum) that are

used to assess insomnia, with a female/male ratio for insomnia symptoms of approximately

1.4:1 and a ratio for insomnia diagnosis of 2:1. Furthermore, Manni and colleagues (1997)

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found a significant association between chronic poor sleep (symptoms of insomnia) and the

female gender. A recent meta-analysis found a female:male risk ratio of 1.41 (95%

confidence interval: 1.28-1.55), which progressively increased across age (Zhang & Wing,

2006).

Evidence suggests the gender effect may partially result from biological factors.

Johnson, Roth, Schultz and colleagues (2006) reported a 2.75-fold increased risk for females

of insomnia diagnosed by the DSM-IV criteria following onset of menses in adolescents, but

no association between insomnia and maturational development in boys. The retrospective

nature of the variables that were used for the analyses of these findings provide a good

platform to suggest that a biological aspect of the gender effect may be the onset of

puberty, but prospective and longitudinal studies are necessary to provide more definitive

conclusions.

Alternatively, but not necessarily independently, Stattin and Magnusson (1990) argued

that increased social pressures following the onset of puberty are more prevalent for girls

than boys, and hence may contribute to the gender effect. However, this argument was

made regarding the gender effect of depression in adolescents and thought potentially

relevant to insomnia by Johnson and colleagues (2006), because few (if any) studies have

been conducted in this area concerning insomnia (see section 1.6.2.1. for the discussion

about depression and the gender effect in adolescents). Future studies should assess the

different social pressures faced by prepubescent boys and girls and adolescent males and

females, along with the association between each type of social pressure and insomnia.

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1.5.2.2. Epidemiology of insomnia during adolescence and chronicity

Even after the onset of puberty, studies that assess the effects of age on the

prevalence of insomnia have suggested that prevalence rates increase during adolescence.

For example, Siomos et al., (2010) found that 8% of 14 year olds reported insomnia

symptoms compared to 21.1% of 15 year olds, and Liu and colleagues (2002) reported a

higher overall prevalence rate of insomnia for adolescents aged 18 (23.3%) than those aged

12 (10.2%). The increase in prevalence of insomnia across adolescence is likely to at least be

partially attributable to the decreased amount of sleep that often occurs during adolescence

(Liu & Zhou, 2002; Siomos, et al., 2010). Indeed, a recent meta-analysis of 41 adolescent

studies reported a strong correlation between age and total sleep times worldwide (r = -

0.66) (Gradisar, Gardner, & Dohnt, 2011).

Insomnia during adolescence is also likely to be of a chronic nature. Roberts, Roberts,

and Duong (2008) found that 46% of adolescents who met the criteria for primary insomnia

at baseline maintained their diagnostic status after one year. Moreover, Johnson, Roth, and

Breslau (2006) reported that 88% of adolescents with a history of insomnia show ongoing

chronic insomnia symptoms (i.e. not naturally remitting). Finally, two studies found that 50%

of adolescents who report at least one symptom of insomnia at baseline report the same

symptom(s) two and four year later (Morrison, McGee, & Stanton, 1992; Patten, Choi, Gillin,

& Pierce, 2000). Therefore, it seems that disorders and even symptoms of insomnia during

adolescence can persist for years after onset without intervention.

The evidence presented in this section suggests that insomnia symptoms and disorders

frequently develop during adolescence, and are likely to persist across time. Efforts towards

insomnia prevention and treatment may most effectively target adolescents, and prevent

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future negative outcomes that are associated with insomnia. The following section discusses

the concurrent and longitudinal associations of adolescent insomnia.

1.5.3. Concurrent and longitudinal associations with insomnia during

adolescence

Studies have reported a relationship between insomnia and neurocognitive

impairment. Fernández-Mendoza and colleagues (2009) reported that perceived

concentration and memory was significantly poorer in adolescents and young adults with

insomnia complaints than those without (24.2% vs 14.9% and 32.2% vs 22.9%, respectively).

The same study reported a significant association between insomnia complaints, and poorer

perceived concentration and memory after controlling for Delayed Sleep Phase Syndrome

(DSPS), suggesting that insomnia symptoms are related to subjective concentration and

memory beyond DSPS in adolescents and young adults (Fernández-Mendoza, et al., 2009).

Insomnia has also been associated with adult objective memory performance in overnight

sleep laboratory studies that used polysomnography to formally assess sleep, specifically

declarative and procedural memory (Backhaus et al., 2006; Nissen et al., 2006). Finally, poor

sleep and sleep deprivation, both of which have been related to insomnia (according to

Johnson et al., 2006), are risk-factors for impaired declarative and procedural memory

consolidation (Walker & Stickgold, 2004) during adolescence (Curcio, Ferrara, & De Gennaro,

2006), which Curcio and colleagues (2006) argues in a review of over 100 research articles

(including experimental sleep manipulation studies) can affect learning. Therefore, although

causal inferences cannot be made with certainty, the methodological rigour of the above

studies allows for a strong suggestion that sleeplessness may directly impact neurocognitive

performance. Indeed, Curcio et al., (2006) suggest that the neurocognitive dysfunction

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associated with sleeplessness may be explained by the vulnerability of the prefrontal cortex

to sleep loss.

Insomnia has also been related to compromised academic achievement. Paavonen et

al. (2000) found an association between children who reported sleep complaints (mainly

problems with sleep onset and night awakenings) and poorer academic grades as reported

by teachers. Furthermore, a non-experimental study of Greek adolescents reported a

significant association between academic performance and insomnia (multiple linear

regression beta = -0.390) that was higher in females than males (Lazaratou, Dikeos,

Anagnostopoulos, Sbokou, & Soldatos, 2005). Studies have also inferred an association

between poorer academic achievement and other sleep problems [for a detailed review see

Curcio et al., (2006)]. The association between insomnia and poorer academic achievement

is likely to at least partially be explained by the fact that insomnia is considered a risk-factor

for neurocognitive deficits, as discussed above.

Insomnia also precipitates various behavioural and psychological problems during

adolescence. A recent longitudinal study found that adolescents with symptoms or

diagnoses of chronic insomnia were more likely to report problems at home, school and with

peers, poorer life satisfaction and perceived mental health, depressed mood, and

alcohol/drug use at 12-month follow up than those without insomnia (Roberts, Roberts, &

Duong, 2008). Similarly, a longitudinal study by Johnson and Breslau (2001) found that

insomnia at baseline predicts the use of cigarettes, alcohol and any illicit drug after adjusting

for age, gender, ethnicity, family income, and internalising (depression and anxiety) and

externalising (deviance and aggression) problems. These findings suggest that insomnia

predicts substance use independently from demographic factors and psychiatric problems

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(Johnson & Breslau, 2001). Indeed, Bootzin and Stevens (2005) found that treatment leading

to improved sleep also lead to a reduction of substance abuse problems in adolescents at

12-month follow-up, suggesting a potential causal factor between insomnia and substance

abuse. Regarding other behavioural and psychological problems, Kirmil-Gray, et al. (1984)

reported an association between poor sleep and depression, low energy levels, tenseness,

mood alternations and irritability. Insomnia is also a risk-factor for conduct problems,

delinquent and aggressive behaviour, anger, irritability, fearfulness, tenseness, social

problems, risk-taking behaviour, withdrawal, emotional instability, and suicide attempts and

ideation (Choquet, Kovess, & Poutignat, 1993; Gau, 2000; Liu & Zhou, 2002; Morrison, et al.,

1992; O'Brien & Mindell, 2005; Tynjälä, Kannas, & Valimaa, 1993; Vignau et al., 1997;

Wolfson & Carskadon, 1998).

Of all the associations with mental health problems, perhaps the strongest are

between insomnia and depression, and insomnia and anxiety (Liu & Zhou, 2002). The

following two sections discuss depression and anxiety in more detail.

1.6. Depression

A depressed mood is characterised by sadness, low mood, or reduced pleasure in

previously enjoyable activities; with or without feelings of guilt, hopelessness, low self-

esteem or low self-regard (Parker, 1979). It is considered as pathological when symptoms

are sustained and cause clinically significant distress or impaired functioning in social,

academic, occupational or other important areas of life (American Psychiatric Association,

2013). Depressive symptoms may be attributable to a major depressive episode/disorder

when a depressive or irritable mood, or loss of interest is experienced most days for at least

two weeks and accompanied by at least four additional symptoms. Such symptoms include:

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significant changes in appetite or weight (a change of more than 5% of body weight in a

month), sleep (insomnia or hypersomnia), or psychomotor activity; fatigue or decreased

energy most days; feelings of worthlessness or excessive, inappropriate guilt most days;

difficulty thinking, concentrating, or making decisions; and recurrent thoughts of death,

suicidal ideation, plans, or attempts (American Psychiatric Association, 2013).

According to the diathesis-stress model, depression develops as a consequence of an

interaction between stressful life events, such as child neglect or the death of a loved one,

and various risk-factors (Monroe & Simons, 1991). An increased amount of risk-factors

reduces the stressors required to trigger the onset of depression, and vice-versa.

Consequently, the degree of predisposition for the development of depression varies

according to the amount of risk-factors and stressors. The following section describes

neurological, biological and psychosocial risk-factors of adolescent depression, and makes

references to studies that assess the interaction between risk-factors and stressful/traumatic

life events.

1.6.1. Risk-factors for depression

Various neurological and biological factors have been associated with the development

of depression during adolescence. M. J. Owens and Nemeroff (1998) proposed a chemical

imbalance of neurotransmitters such as dopamine, and serotonin as a risk-factor for

adolescent depression, a theory that has been both supported and contradicted across

adolescent and adult studies (Angold & Costello, 2006; Dunlop & Nemeroff, 2007; Eley et al.,

2004; Risch et al., 2009). Furthermore, abnormal brain structures may also serve as risk-

factors for the development of depression during adolescence as suggested by well-designed

and widely cited research. Studies have reported increased pituitary gland and frontal grey

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matter volume, decreased brain and frontal white matter volumes, and a significant trend

towards increased cerebrospinal fluid in adolescents with major depressive disorder relative

to healthy controls (MacMaster & Kusumakar, 2004; Steingard et al., 2002). A recent meta-

analysis reported the same abnormalities in adult brains, along with lateral ventricle

enlargement, increased cerebrospinal fluid volume and decreased volumes of the

hippocampus, frontal lobe and basal ganglia in patients with depression relative to health

controls (Kempton et al., 2011). Depression is also proposed to be at least partially heritable,

as Thapar and Rice (2006) reported in a comprehensive review a 30 to 50% genetic risk for

the development of depression during adolescence.

Various psychosocial factors have also been associated with the development of

depression during adolescence, including low socio-economic status (Goodman, Huang,

Wade, & Kahn, 2003), childhood poverty, high maternal anxiety and depression, distressed

parental relationships, divorce/separation (Spence, Najman, Bor, O'Callaghan, & Williams,

2002), and negative inferential styles (Alloy et al., 2006). Poorer coping styles, less social

support, and ongoing stressful life events have been proposed as some underlying risk-

factors for depression in those with lower socio-economic status (Turner & Lloyd, 1999).

Furthermore, a recent study found that childhood maladaptive schemas is related to

depression during early, middle and late adolescence, but only reported an interaction with

stressful life events in older adolescents (Braet, Vlierberghe, Vandevivere, Theuwis, &

Bosmans, 2013). Braet, et al.’s finding suggests that the diathesis-stress model in its current

state may be insufficient to explain all aspects of the development of adolescent depression,

although replications of such findings is necessary for more definitive conclusions.

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Interestingly, stressful life events that are related to the onset of adolescent

depression may differ across age. Braet, et al. (2013) found that stress induced by paternal

and particularly maternal rejection strongly predicts depressive symptoms in younger

adolescents, weakly during middle adolescence, and not at all in older adolescence, whereas

peer rejection becomes a more important predictor with age. Furthermore, studies have

shown that stressful life events more strongly predict initial onset rather than relapse of

depression in adolescents, whereas dysphoric mood and dysfunctional thinking are stronger

predictors of the onset of recurrent rather than initial depressive episodes (Daley, Hammen,

& Rao, 2000; Lewinsohn, Allen, Seeley, & Gotlib, 1999; Post, 1992). Lewinsohn, et al. (1999)

proposed that the more depressive episodes experienced by an adolescent, the more the

episode becomes independent of the stressful event, and hence the less a psychosocial

stressor is required for the reoccurrence of an episode. Indeed, studies have provided

support for this theory (Ma & Teasdale, 2004), although additional evidence is required for

further consolidation.

Thapar, Collishaw, Pine, and Thapar (2012) argued that an interaction between genetic

factors and psychosocial events can increase the risk of depression during adolescence.

Indeed, Caspi et al. (2003) reported findings that suggested people with the S allele gene are

more likely to suffer from depression if (and only if) they also experienced stressful or

traumatic life events such as childhood maltreatment. Subsequent studies have reported

inconsistent findings, with two meta-analyses suggesting that the serotonin transporter

genotype does not increase the risk of depression when interacting with stressful life events

(Munafò, Durrant, Lewis, & Flint, 2009; Risch, et al., 2009). However, Karg, Burmeister,

Shedden, and Sen (2011) note that both meta-analyses have received widespread criticism

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for the limited number of studies that were included in the analyses (n= 5 in Munafò, et al.,

2009; 14 in Risch, et al., 2009), excluding studies that assessed an interaction with other

psychosocial variables (e.g., childhood maltreatment), and the lack of relevant data that was

obtained from the original studies or follow-up emails [for example, Munafò & associates

(2009) excluded ten studies that met the inclusion criteria due to an inability to obtain

primary data]. Taking such criticisms into account, Karg and colleagues’ (2011) meta-analysis

of 54 studies found that the S allele gene strongly moderates the relationships between

depression and childhood maltreatment and depression and specific medical conditions, and

marginally moderates the relationship between depression and stressful life events.

Therefore, it seems that the S allele gene predisposes an individual to the development of

depression via an interaction with a range of psychosocial factors, but the magnitude of the

interaction ranges across psychosocial factors. In any case, the sensitivity to stressful and

traumatic life events has been argued to intensify as a result of the hormonal and

maturational changes during adolescence, hence further predisposing individuals to

depression (Thapar, et al., 2012).

Finally, depression may be precipitated by other health-related factors, such as a lack

of exercise (Brand et al., 2010), quality of diet (Jacka et al., 2010), disabilities and chronic

illnesses (Camhi, Morgan, Pernisco, & Quan, 2000), drug and alcohol use (Bootzin & Stevens,

2005), and sleep disturbances such as insomnia (Fergusson & Woodward, 2002). Regarding

sleep disturbances, a recent meta-analysis of adults has indicated that insomnia at baseline

is related to the development of depression at follow-up (Baglioni et al., 2011). A discussion

about the mechanisms that underlie the relationship between insomnia and depression can

be found in studies 1, 2 and 3.

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1.6.2. Epidemiology of depression

Like those for insomnia, the findings from epidemiological studies of adolescent

depression have varied as a function of the definitions used by researchers. In general, point

prevalence estimates for major depressive disorder during adolescence range from 1%

(Fergusson, Horwood, & Lynskey, 1993) to 7% (Garrison et al., 1997), whereas 6 and 12-

month estimates range from 2% (McGee et al., 1990; Velez, Johnson, & Cohen, 1989) to 13%

(Feehan, McGee, Raja, & Williams, 1994). Lifetime prevalence estimates are higher still,

ranging from 4% (Whitaker et al., 1990) to 24% (Lewinsohn, Hops, Roberts, Seeley, &

Andrews, 1993). A meta-analysis found that after controlling for the effects of time-frame,

taxonomy [(e.g., DSM vs International Classification of Disease ICD)], and measurement

instrument, the prevalence rate for a depressive disorder during adolescence is

approximately 5.6% (Costello, Erkanli, & Angold, 2006).

The prevalence rates of pathological depressive symptoms also vary considerably.

Myers and Troutman (1993) reported a range from 10 to 40% in a review of youth

depression. More recently, large epidemiological studies of adolescent depression

symptoms have found prevalence rates from approximately 18 to 28% (Rothon et al., 2010;

Rushton, Forcier, & Schectman, 2002; Saluja, et al., 2004). Furthermore, in an

epidemiological study of 13, 568 adolescents, Rushton, et al. (2002) found that 19% of

adolescents reported mild symptoms of depression, while 9% reported moderate or severe

symptoms. Therefore, depressive disorders, along with clinically significant symptoms of

depression at different spectrums of a severity continuum, are common during adolescence.

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1.6.2.1. Epidemiology of depression and gender

Studies have consistently depicted higher rates of depression in females than males

following puberty (Hankin et al., 1998; Hyde, Mezulis, & Abramson, 2008; Nolen-Hoeksema

& Girgus, 1994). This phenomenon is unlikely the result of differences in help-seeking or

symptom reporting, as the gender effect has been found in healthy and clinical samples

(Thapar, et al., 2012), across different grades (Saluja, et al., 2004) and methods of

assessment (Thapar, et al., 2012). Adolescent depression was thought to be mainly

associated with post-pubertal changes to hormones and brain structures, and more closely

related to female hormonal development than chronological age (Thapar, et al., 2012).

Indeed, Brooks-Gunn and Warren (1989) found an association between depressive affect

and the fastest rise of oestradiol levels in girls aged 10 to 14, yet no association between

depressive affect and age.

Nevertheless, evidence suggesting that oestrogen and other gonadal hormones are the

main individual predictors of the development of depression is limited. The involvement of

neuroendocrine changes in the development of depression was mainly presumed because of

the sharp increase in depression that occurs over the five years following puberty onset

(Weller, Kloos, Kang, & Weller, 2006). Furthermore, some studies have found that

psychosocial factors such as undesirable life events explain more variance of depressive

affect than hormonal factors [8% vs 4% (Brooks-Gunn & Warren, 1989)]. Together, this

evidence suggests a lack of empirical evidence for the notion that gonadal hormones are the

main individual predictor of the development of depression following puberty, and that

psychosocial factors are stronger predictors of post-pubertal depression. Therefore,

oestrogen and gonadal hormones are unlikely to be the main mechanism that underlies the

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gender effect. Indeed, various psychosocial factors have been associated or theorised to be

associated with the gender effect, including emotion-focused coping strategies [which is

associated with femininity (Washburn-Ormachea, Hillman, & Sawilowsky, 2004)] and large

changes to social roles, school environments, and parental, peer and romantic relationships

(Cyranowski, Frank, Young, & Shear, 2000).

However, it seems that an interaction between genetic and psychosocial factors have a

greater association with the gender effect in adolescents than either individually. Brooks-

Gunn and Warren’s (1989) study found that an interaction between negative life events and

oestrogen change accounted for 17% of the variance in depressive affect, as opposed to the

8% and 4% of variance that the individual constructs accounted for respectively. More

recently, Natsuaki et al. (2009) found that an interaction between physical development and

severe responses to interpersonal stressors were associated with more internalising

problems in young girls than either construct individually. Indeed, various researchers have

suggested that hormonal changes are more likely to indirectly predict the onset of

depression through sensitising the brain to the effects of stress or other psychosocial factors

than directly contribute to the depression of depression in teenagers (Angold & Costello,

2006; Goodyer, Tamplin, Herbert, & Altham, 2000; Hyde, et al., 2008), although further

research may help solidify such an argument. Nevertheless, the current evidence suggests

that biological and psychosocial factors that change following puberty, both individually and

when interacting, are likely to explain the gender effect found in adolescent depression.

Future research could identify more specific biological and psychosocial factors that interact

to further consolidate this notion.

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1.6.2.2. Epidemiology of depression and age

The prevalence rate of depression tends to rise substantially from childhood to

adolescence (Green, 2005; Kessler, et al., 2001). Saluja, et al. (2004) reported prevalence

rates of 10% in grade 6, 20.4% in grade 8 and 24.5% in grade 10. Such a substantial increase

in frequency may result from the maturation of the social information processing network

(brain structures include the amygdala and prefrontal cortex; associated with reward and

danger) and psychosocial changes (e.g., increased subjective stress levels) that occur during

adolescence (Nelson, Leibenluft, McClure, & Pine, 2005; Thapar, et al., 2012). Abnormal

development of the social information processing network may render adolescents more

susceptible to a depressive episode in reaction to a social stressor. Indeed, Thomas et al.

(2001) reported functional abnormalities in amygdala responsiveness to particular social

stimuli in depressed and anxious adolescents. It could also be a mismatch in the maturation

of particular brain structures (Blakemore, 2008). Nelson, et al. (2005) proposed that the

slower development of the prefrontal cortex (involved in impulse inhibition and goal-setting

behaviour, i.e., executive functioning) relative to brain structures involved in detecting social

stimuli and emotional-awareness leads to the onset of depression during adolescence,

depending on psychosocial stimuli (e.g., rejection by romantic partners). In any case, it

seems that an interaction between biological and psychosocial risk-factors also explains the

heightened prevalence rates of depression in adolescents relative to children.

1.6.3. Concurrent and longitudinal associations with depression during

adolescence

Depression during adolescence is related to present and future morbidity. A cross-

sectional study found that adolescent depression was associated with issues such as

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absenteeism, smoking, and suicidal ideation after controlling for socio-demographic

variables, life events, sexual abuse, physical abuse and exposure to violence (Glied & Pine,

2002). Regarding future morbidity, adolescent depression has been found to predict adult

psychiatric problems, such as suicidal ideation (2.3:1 odds ratio) (Fergusson, Horwood,

Ridder, & Beautrais, 2005), and agoraphobia without panic (4.3:1 odds ratio) (W. E.

Copeland, Shanahan, Costello, & Angold, 2009), all of which were found after controlling for

comorbid adolescent mental health problems and other factors. Adolescent depression also

predicts other future health related outcomes, such as health status (β = .16), self-health

perception (β = 1.10), medical care use (β = 1.26), physical impairment at work (β = .38)

(Keenan-Miller, Hammen, & Brennan, 2007), and the presence of disease and functional

impairment (Lewinsohn, Seeley, Hibbard, Rohde, & Sack, 1996). Together, these studies

suggest that adolescent depression is a risk-factor for current and future psychological,

behavioural, and physical health problems.

The extent to which adolescent depression predicts negative outcomes in adults is

particularly evident in females. A study found that adolescent depression in girls predicted

tobacco dependence and more medical problems at age 21 above and beyond prior health

status issues (Bardone et al., 1998). Adolescent girls with depression are more likely to

smoke, attain lower levels of education, report lower self-worth, and higher levels of body

dissatisfaction and eating problems during young adulthood than adolescents without

depression (Franko et al., 2005). Another study of adolescent girls found that depression

predicted higher rates of marriage during young adulthood and subsequent marital

dissatisfaction above and beyond the presence of adolescent non-affective psychiatric

disorders (Gotlib, Lewinsohn, & Seeley, 1998). Therefore, prevention and treatment efforts

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for various negative psychosocial outcomes in adult women should target depression in

adolescent females.

Depression during adolescence is also a risk-factor for future depression (Thapar, et al.,

2012). Fergusson, et al. (2005) found that depression at 17 and 18 years of age predicts

depression at 25 years of age (2.4:1 odds ratio), and G. Fava, Ruini and Belaise’s (2007)

review article suggested that adults often fail to completely recover between depressive

episodes. Furthermore, although longitudinal community and clinical studies have found

that 60-90% of depressive episodes during adolescence remit within a year (V. Dunn &

Goodyer, 2006; March, 2004), follow-up studies suggest that 50-70% of these adolescents

suffer from further depressive episodes within five years (V. Dunn & Goodyer, 2006;

Lewinsohn, Rohde, Seeley, Klein, & Gotlib, 2000).. Together, the evidence strongly suggests

that depression during adolescence is often chronic and/or relapsing, and can persist into

adulthood.

1.7. Anxiety

Anxiety is a natural reaction to a stressor (i.e., safety threat) involving the sympathetic

nervous system, that is characterised by cognitive, affective and physiological symptoms

such as acute stress, tension, discomfort, worry, an increased heart rate, and excessive fears

about future negative events (Evans, Foa, & Gur, 2005; Kaplan & Sadock, 1998). An anxiety

response is classified as clinically significant when symptoms arise in the absence or in excess

of objectively-threatening stimuli (Evans, et al., 2005), and is diagnosed as a disorder when

symptoms become intrusive, are experienced amid tension and excess apprehension, and

cause substantial distress or functional impairment more often than not for at least 6

months (American Psychiatric Association, 2013).

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According to the DSM-5 (American Psychiatric Association, 2013), anxiety disorders

can manifest in various ways, including excessive worry over separation from home or loved

ones [separation anxiety disorder (SAD)]; excessive and persistent fear of embarrassment or

negative evaluation during social situations or performances [social phobia (SP)]; distinct

episodes of unexpected intense fear, distress, or physiological reactions such as palpitations,

sweating, a sense of imminent danger, an urge to escape, or a fear of dying [panic disorder

(PD)], that is sometimes accompanied by an avoidance of situations that may trigger panic

(agoraphobia); excessive and persistent fear of objectively non-threatening stimuli such as

animals, the natural environment or medical procedures (phobias); and excessive and often

uncontrollable worry accompanied by physiological anxiety [generalised anxiety disorder

(GAD)]. Obsessive-compulsive disorder (OCD), defined as severe recurrent time-consuming

obsessions or compulsions, was originally classified as an anxiety disorder in the DSM-IV, but

has a separate category in the DSM-5.

Like depression, the diathesis-stress model has been used to explain the development

of anxiety during adolescence (Mineka & Zinbarg, 2006; Rapee, Schniering, & Hudson,

2009).The following section describes various risk-factors that have been associated with the

development of anxiety problems.

1.7.1. Risk-factors of anxiety

It seems reasonable to assume that the development of anxiety disorders contains a

genetic component. In a study of 1,162 twin pairs and 426 siblings, Ehringer, Rhee, Young,

Corley, and Hewitt (2006) found evidence indicating genetic influences for attention deficit

hyperactivity disorder, GAD, SAD, and major depressive disorder. Various other studies have

reported similar findings across different anxiety disorders (Stevenson, Batten, & Cherner,

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1992; Thapar & McGuffin, 1995; Topolski et al., 1997), along with and an overlapping genetic

component with depression (Eley, 1997; Gregory & Eley, 2007).

Environmental factors are also known vulnerabilities for the development of anxiety

disorders during adolescence. Ehringer, et al. (2006) suggested that environmental factors

are stronger predictors of lifetime GAD and major depressive disorder than genetic factors,

although this may have been the result of insufficient statistical power. They also note that

environmental influences shared between siblings (twins and singletons) are associated with

GAD, but not SAD, whereas non-shared environmental factors were associated with both

(Ehringer, et al., 2006). Shared environmental influences predicting the development of

anxiety disorders include negative or overcritical and particularly overprotective or over-

controlling parenting styles (Bögels & Brechman-Toussaint, 2006; McLeod, Wood, & Weisz,

2007; Rapee, 1997; Wood, McLeod, Sigman, Hwang, & Chu, 2003), and non-shared

environmental factors include peers, hobbies, parental treatment, and social support (J.

Dunn & Plomin, 1990; La Greca & Lopez, 1998).

Personality factors also increase the risk of anxiety during adolescence. Meeus, Van de

Schoot, Klimstra, and Branje (2011) found that an over-controlling personality style was

associated with future anxiety, whereas resilience appeared to have a protective effect

against future anxiety. Furthermore, Prior, Smart, Sanson, and Oberklaid (2000) reported an

association between shy-inhibited temperament persisting from childhood to adolescence

and adolescent anxiety. Prinzie, van Harten, Deković, van den Akker, and Shiner (2014)

reported a similar finding, with shyness, irritability and altruism during childhood predicting

more problematic adolescent anxiety and depression. The same study also found that

energy, optimism, compliance and trait anxiety during childhood predicted adolescent

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anxiety symptoms, but shyness, irritability and compliance were moderated by over-reactive

parenting (Prinzie, et al., 2014). Therefore, it seems that an interaction between certain

personality and environmental factors during childhood may further increase the risk of

developing anxiety during adolescence.

Finally, various disorders, such as insomnia, have been associated with the

development of anxiety (Jansson-Fröjmark & Lindblom, 2008). A discussion about the

mechanisms that underlie the relationship between insomnia and anxiety can be found in

studies 1, 2 and 3.

1.7.2. Epidemiology of anxiety

Anxiety disorders are the most prevalent mental health problems experienced during

adolescence (Beesdo, Knappe, & Pine, 2009). Beesdo, et al. (2009) argues that estimates of

prevalence rates vary because of differences in assessment instruments (e.g., Composite

International Diagnostic Interview, and Kiddie-Schedule for Affective Disorders), information

source (e.g., self-report, parent/teacher report), method of data aggregation (from multiple

information sources or multiple assessment waves), diagnostic criterion (e.g., DSM-III-R,

DSM-IV, and ICD-10), definitions (e.g., any anxiety disorder), and strictness of symptom

severity (e.g., impairment required or not) used across studies. Nevertheless, a recent meta-

analysis found that 11% of adolescents aged 13 – 18 suffer from any anxiety disorder, 6.7%

suffer from specific phobias, 5.0% from SP, 2.3% from SAD, 1.9% from GAD, and 1.1% from

PD (Costello, Egger, Copeland, Erkanli, & Angold, 2011).

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1.7.2.1. Epidemiology of anxiety and gender

Similarly to insomnia and depression, females report higher rates of anxiety than

males across all anxiety disorders (Beesdo, et al., 2009). Gender differences tend to increase

during adolescence to approximately 2:1 – 3:1 (Pine, Cohen, Gurley, Brook, & Ma, 1998;

Wittchen, Nelson, & Lachner, 1998). As with insomnia and depression, the gender effect is

likely to be associated with biological and psychosocial factors, namely post-pubertal

changes to hormones and brain structures, female hormonal development, increased social

issues for girls relative to boys, and a combination of all. Nevertheless, more research is

needed to further identify the risk-factors that are relevant to adolescent girls for the

development of anxiety problems.

1.7.2.2. Epidemiology of anxiety and age

Prevalence rates of anxiety disorders remain constant after puberty for some disorders

but increase for others. In their review, Beesdo, et al. (2009) note that the prevalence rates

for SAD, and specific and social phobia are similar in children and adolescents, but are higher

in adolescents for PD. The meta-analysis conducted by Costello et al. (2011) found similar

results. The causes of the increase in prevalence rate in PD are likely to be similar to those

for insomnia and depression, such as post-pubertal changes to hormones and brain

structures, and increased social, academic and familial pressures from childhood to

adolescence.

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1.7.3. Concurrent and longitudinal associations with anxiety during

adolescence

Anxiety can impact the school life of adolescents. Various studies have suggested that

anxiety disorders during childhood and adolescence are associated with premature

withdrawal from school and difficulties with concentration and motivation, both of which

can compromise school performance and impact the quality of relationships with peers and

family (Stein & Kean, 2000; Van Ameringen, Mancini, & Farvolden, 2003; Varley & Smith,

2003). Because anxiety is often chronic in nature (see below), the transitional process from

childhood to adolescence can be impaired by the consequent feelings of worthlessness and

low self-esteem (Varley & Smith, 2003). Indeed, SAD has been associated with victimisation

at school (R. S. Siegel, La Greca, & Harrison, 2009), which could further disrupt the

transitional process and hence impact on academic achievement and quality of life at school.

Longitudinal data suggests that anxiety symptoms and disorders consistently present

during adolescence. Adolescent anxiety disorders have been found to predict anxiety

disorders in the short and long term (Lewinsohn, Zinbarg, Seeley, Lewinsohn, & Sack, 1997;

Woodward & Fergusson, 2001). Furthermore, various studies have reported that GAD, OCD,

SP, and specific phobias during adolescence predict the same disorders 1.3 to 15 years later

(Berg et al., 1989; Bittner et al., 2004; W. Hale, Raaijmakers, Muris, Van Hoof, & Meeus,

2008; Merikangas, Avenevoli, Acharyya, Zhang, & Angst, 2002; Pine, et al., 1998; Stein et al.,

2001). Therefore, like insomnia and depression, anxiety disorders are likely to be chronic,

and/or relapsing conditions that persist well into adulthood.

Anxiety during adolescence is considered a risk-factor for other health and

psychological outcomes. Berg, et al. (1989) showed that 56% of adolescents with OCD

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developed other anxiety and mood disorders at 2-year follow-up. Studies have also shown

an association between anxiety at ages 14 – 16 and other subtypes of anxiety, depression,

illicit drug dependence, and failure to attend university at ages 16 – 21 after controlling for

various covariates (Essau, Conradt, & Petermann, 2002; Woodward & Fergusson, 2001).

Furthermore, anxiety disorders in adolescent females have been associated with more

medical problems in young adulthood, including anaemia, arthritis, cancer, hepatitis,

diabetes, serious back trouble, heart trouble, kidney and bladder infections, epilepsy, acne,

colitis, menstrual problems, and migraines (Bardone, et al., 1998). Finally, Johnson, Roth,

and Breslau (2006) found that prior anxiety predicts insomnia during adolescence. Together,

the evidence suggests that anxiety problems during adolescence are risk-factors for a

number of psychological, behavioural, and medical problems, including insomnia and

depression. The following section discusses the association between insomnia, anxiety and

depression in adolescents.

1.8. The relationship between insomnia, depression and

anxiety

Studies investigating the relationship between insomnia, depression and anxiety have

defined the latter two as either a single variable (Gregory & O'Connor, 2002; Kaneita, et al.,

2009), or two separated constructs (Liu & Zhou, 2002). Regarding the former, Gregory and

O'Connor (2002) found a correlation between sleep problems and depression/anxiety at age

15 (r= 0.52). Moreover, Kaneita, et al. (2009) reported an association between the Japanese

version of the Pittsburgh Sleep Quality Index (PSQI) overall score, which is highly sensitive in

detecting primary insomnia in Japanese adolescents (Doi et al., 2000), and mental health

status as measured by the Japanese version of the 12-item General Health Questionnaire

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(GHQ-12), which contains a depression/anxiety subscale. The same authors subsequently

validated the GHQ-12 in Japanese adolescents and found that current subjective insomnia

symptoms were associated with both the depression/anxiety and loss of positive emotions

subscales (Suzuki et al., 2011). In addition, Liu and Zhou (2002) found that Chinese

adolescents who reported experiencing insomnia symptoms ‘often’ within the past month

also reported higher levels of anxiety/depressive symptoms than those who did not report

experiencing insomnia symptoms (25.4% vs 9.9% respectively). Given the above studies have

been conducted in different countries, the association between insomnia and

depression/anxiety seems to be present irrespective of culture.

Interestingly, the magnitude of the association between sleep problems and

depression/anxiety may be affected by developmental changes overtime (Gregory & Sadeh,

2011). Gregory and O’Connor (2002) found a positive correlation between sleep problems

and depression/anxiety, which significantly increased from r = .39 at age 4 to r = .52 at age

15. Furthermore, Johnson, Chilcoat, and Breslau (2000) reported a greater association

between troubles sleeping and depression/anxiety at age 11 (OR= 9.7) than at age 6 (OR=

4.7). These findings may be explained by the physical and social changes experienced during

adolescence that can impact on the development of insomnia, anxiety and depression, such

as increased autonomy and psychosocial (e.g., peer groups), familial, and educational

demands (Kaneita, et al., 2009; Lipton, et al., 2008).

Various studies have also reported an association between insomnia and depression,

and insomnia and anxiety. Kirmil-Gray and associates (1984) found that 66.7% of adolescents

who reported insomnia symptoms at least once a week also reported pathological

depressive symptoms, whereas 36% of those who slept well reported depressive symptoms

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(p < 0.05). Also, Ohayon et al., (2000) demonstrated that 76.5% of adolescents aged 15 – 18

with an anxiety disorder and 67.6% with a depressive disorder reported at least one current

symptom of insomnia. Furthermore, Roane and Taylor (2008) found that adolescents aged

12 – 18 with clinically significant insomnia symptoms were 3.27 times more likely to display

clinically significant depression symptoms than those without clinically significant insomnia

symptoms. Regarding anxiety subtypes, Alfano, Zakem, Costa, Taylor, and Weems (2009)

reported that sleep disturbances are associated with clinically significant symptoms of GAD,

PD/agoraphobia, and SP, but not OCD or SAD in adolescents. Considering the evidence, it

seems that a relationship between insomnia and depression, and insomnia and anxiety

(assessed as an overall construct) during adolescence is consistently reported across

definitions and severity criteria, but not subtypes of anxiety.

1.8.1. Potential mechanisms that underlie the relationship between

insomnia, depression and anxiety

There are various mechanisms that may underlie the consistently reported

associations between insomnia and depression, and insomnia and anxiety. These disorders

may arise due to common risk-factors, or there may be a causal relationship. Both

mechanisms are likely to underlie the relationship between insomnia, depression and

anxiety, although to what extent is unclear. The following section describes common risk-

factors and causality in more detail.

1.8.1.1. Common risk-factors

Common risk-factors have been theorised to explain the relationship between

disorders in two ways. Neale and Kendler (1995) proposed that common risk-factors, all

independent and of small effect, are alternative forms of the same disorder, suggesting that

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a disorder may manifest in different ways (e.g., via insomnia or depression). In contrast,

Staner (2010) notes that such risk-factors may result in two distinctive yet associated

disorders if risk-factors are common to both conditions.

Although both theories have merit, the evidence seems to contradict the prior theory

and support the latter theory when considering the relationships between insomnia and

depression. Various studies have reported a predictive relationship between insomnia and

depression after controlling for covariates (i.e., common risk-factors) (Baglioni, et al., 2011;

Jansson-Fröjmark & Lindblom, 2008; Meijer, Reitz, Deković, van den Wittenboer, & Stoel,

2010), suggesting that the disorders are separate constructs even when considering

common risk-factors. Furthermore, cross-sectional and longitudinal studies have reported

that anxiety and other covariates (e.g., age and gender) partially account for the relationship

between insomnia and depression, suggesting that although insomnia and depression are

separate disorders, comorbid insomnia and depression is at least partially due to common

risk-factors (i.e., anxiety, age and gender) (Alfano, et al., 2009; Gregory, et al., 2009; Jansson-

Fröjmark & Lindblom, 2008). Therefore, the current evidence indicates that common risk-

factors are a mechanism that underlies the relationship between insomnia and depression,

but other factors are also likely to explain this relationship.

The relationship between insomnia and anxiety, however, is less clear. Cross-sectional

and longitudinal studies have reported mixed findings, where covariates (e.g., depression,

gender and age) have been found to completely account for the relationship between

insomnia and anxiety in some studies (Alfano, et al., 2009), and partially account for this

relationship in other studies (Jansson-Fröjmark & Lindblom, 2008; Meijer, et al., 2010). One

reason for the contrast in results could be that anxiety is often assessed as an overall

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variable (i.e., the different anxiety disorders are grouped as one), and studies have reported

that the relationship between insomnia and anxiety differs across anxiety subtypes (Alfano,

Ginsburg, & Kingery, 2007). Even so, it seems safe to assume that insomnia and anxiety

disorders are separate constructs given the different symptoms, diagnostic criteria and

recommended treatments for each disorder (although some do overlap) (American

Psychiatric Association, 2013). Therefore, the above evidence likely indicates that the

mechanisms underlying the relationship between insomnia and anxiety are either partially

or entirely explained by common risk-factors.

1.8.1.2. Cause-effect relationship

Insomnia, depression and anxiety may also have a causal relationship, where the

development of an insomnia disorder results in the development of a depressive or anxiety

disorder, or vice-versa. Although the notion of causality is difficult to ascertain, Hill (1965)

proposed a widely used criteria that focusses on nine aspects of a relationship by which

causal inferences can be made. Such aspects of the relationship include the magnitudes of

the effect-sizes that are reported in studies, the consistency of a significant effect across

different studies and cultures, the specificity of the observed association (is it limited to a

particular population or circumstance?), the bidirectionality of the relationship, the dose-

response linear relationship of two variables, the biological plausibility (are there biological

mechanisms that can explain the relationship?), coherence (correspond with the known

facts of the disorder), the experimental evidence available, and analogy (can a judgment be

made in similar circumstances?) (Hill, 1965).

Hill (1965) notes that these criteria do not bring irrefutable evidence for a cause-effect

relationship. In fact, the specificity, dose-response linear relationship, biological plausibility

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and analogy criteria are features he argues cannot be demanded. Rather, such criteria aim to

assist in determining whether or not there is a more logical explanation than a cause-effect

relationship. With this in mind, the findings of the relationships between insomnia and

depression and insomnia and anxiety largely satisfy Hill’s (1965) criteria. Studies across many

cultures have consistently reported a wide range of dose-linear associations, with varying

effect-sizes, and have not seriously conflicted with the known facts about insomnia,

depression or anxiety (Gregory & O'Connor, 2002; Gregory, et al., 2009; Jansson-Fröjmark &

Lindblom, 2008; Kaneita, et al., 2009; J. M. Kim et al., 2009). Such studies have often control

for potential covariates, and hence further strengthen the notion of a cause-effect

relationship. There has also been experimental evidence based on treatment studies (Alfano,

et al., 2007; Manber et al., 2008), and various biologically plausible explanations (see

Chapters 3, 4 and 5).

The bidirectionality of the relationships between insomnia and depression, and

insomnia and anxiety has also been assessed (Gregory & O'Connor, 2002; Jansson-Fröjmark

& Lindblom, 2008). Bidirectionality refers to whether insomnia predicts or is predicted by

anxiety and depression. The following section introduces the topic of bidirectionality,

describes the research within this area of study, and highlights the methodological issues

within this literature.

1.9. The bidirectionality of the relationship between

insomnia, depression and anxiety

Research that assesses the bidirectionality of the relationship between insomnia,

depression and anxiety aims to explore the potential overlapping developmental courses of

these problems. Anxiety may be a risk factor for insomnia, and insomnia may be a risk factor

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for depression (Johnson, Roth, & Breslau, 2006), or each may be associated with the

development of the other (Jansson-Fröjmark & Lindblom, 2008). Such research can help

identify key aetiological factors for insomnia, depression and anxiety, establish whether the

onset of one is a risk-factor for the others, and inform public health campaigns and clinical

interventions for each disorder (Jansson-Fröjmark & Lindblom, 2008; Johnson, Roth, &

Breslau, 2006; Kaneita, et al., 2009). Bidirectionality can only be established by considering

whether insomnia is associated with the development of depression or anxiety, and whether

depression or anxiety is associated with the development of insomnia, in subsequent

analyses. A recent meta-analysis of longitudinal studies found that baseline insomnia

predicts follow up depression, but did not establish directionality because the association

between baseline depression and follow-up insomnia was not assessed simultaneously

(Baglioni, et al., 2011).

Recent evidence on bidirectionality has been limited and contentious. After controlling

for gender, race, and prior disorders of insomnia, anxiety or major depressive disorder,

Johnson, Roth, and Breslau (2006) reported significant associations between prior anxiety

disorders and onset of insomnia disorder [Hazard Ratio=3.5; the hazard in an exposed group

divided by the hazard in an unexposed group (Hernán, 2010)], and prior insomnia disorder

and onset of major depressive disorder (Hazard Ratio=3.8). However, a significant

relationship was not found between prior insomnia disorder and onset of an anxiety

disorder, or prior major depressive disorder and onset of insomnia disorder. Similarly,

Ohayon and Roth (2003) found that adults with current but no previous history of any

anxiety disorder presented with insomnia symptoms simultaneously and after the anxiety

disorder more often than before (38.6% , 43.5% and 18% respectively), whereas those

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without a history of mood disorders presented with insomnia symptoms more often before

mood disorders than simultaneously or after (41%, 29.4% and 28.9% respectively). These

studies suggest the possibility of two separate cause-effect relationships (Figure 1), where

anxiety leads to insomnia (Figure 1a) and insomnia leads to depression (Figure 1b) (Johnson,

Roth, & Breslau, 2006), but not vice-versa. Consequently, insomnia, depression, and anxiety

are thought to have distinct natural courses of development during adolescence, from

anxiety to insomnia and insomnia to depression (Johnson, Roth, & Breslau, 2006).

Therefore, the relationship between insomnia, depression, and anxiety may predominately

follow a pathway from anxiety to insomnia to depression (Figure 1c) (Johnson, Roth, &

Breslau, 2006).

In contrast, Jansson-Frojmark and Lindblom (2008) demonstrated an association

between symptoms of anxiety and depression, and new episodes of insomnia at 1-year

follow-up (OR=4.27 and 2.28, respectively). They also reported an association between

symptoms of insomnia, and new cases of anxiety (OR=2.30) and depression (OR=3.51) at 1-

year follow-up. Similarly, after controlling for predictor variables at baseline, Morphy and

Figure 1. Aetiologically exclusive relationships between insomnia, anxiety and depression. (1a) Anxiety leads to insomnia (1b) Insomnia leads to depression (1c) Anxiety leads to insomnia, which

leads to depression

Anxiety Insomnia

Depression Insomnia

(1a)

(1b)

Anxiety Insomnia Depression

(1c)

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colleagues (2007) reported a relationship between symptoms of anxiety and depression at

baseline, and symptoms of insomnia at 12-month follow-up , and vice-versa. Among

adolescents, Kaneita and associates (2009) found a significant relationship between poor

sleep quality present at baseline and follow-up, and mental health status

(depression/anxiety symptoms) at follow-up (OR=5.81) in participants who did not display

poor mental health at baseline. Poor mental health status present at baseline and follow-up

also predicted poor sleep quality at follow-up (OR=6.9) in participants who did not display

poor sleep quality at baseline. Gender, baseline sleep quality or mental health status, and

baseline lifestyle and contentment with daily life were used as covariates in each analysis

(Kaneita, et al., 2009). These studies suggest a bidirectional relationship between insomnia,

depression, and anxiety, where each contribute to the development of one another

(Jansson-Fröjmark & Lindblom, 2008; Kaneita, et al., 2009; Morphy, et al., 2007) (Figure 2).

Consequently, insomnia, depression and anxiety are thought to have overlapping courses of

development rather than two distinct associations, which may be facilitated by familial,

social and environmental stressors (Kaneita, et al., 2009) or abnormalities to

neurotransmitters associated with the sleep wake cycle, anxiety and depression such as

dopamine, hypocretin-1 and serotonin (Holmes, 2003; Nestler & Carlezon, 2006; Peroutka,

1998; Tseng & O'Donnell, 2007; Yoshioka, Matsumoto, Togashi, & Saito, 1996).

Insomnia

Anxiety

Depression

Insomnia

Figure 2. A bidirectional relationship between insomnia, anxiety and depression.

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1.9.1. Methodological variations across studies

The inconsistent nature of the evidence may relate to variations in the type of

methodologies employed to date. Studies that support the model depicted in Figure 1 have

used cross-sectional designs and retrospective reports (Johnson, Roth, & Breslau, 2006;

Ohayon & Roth, 2003). Cross-sectional designs assess variables at a single time-point rather

than over a period of time, and retrospective reports often display recall bias (poor recall of

past events), rounding (participants excessively report ages ending with 0 or 5) and

telescoping effects (onset of disorders are often reported more recently or less recently than

in reality), thus compromising the accuracy of memory (Golub, Johnson, & Labouvie, 2000).

Cross-sectional designs and retrospective reports cannot separate cause-effect relationships

from associations and hence are unsuitable for accurate investigations of bidirectionality.

Conversely, studies supporting the bidirectional theory have used longitudinal designs and

prospective reports (Jansson-Fröjmark & Lindblom, 2008; Kaneita, et al., 2009; Morphy, et

al., 2007), resulting in more power to suggest (but not assume) causality and reliability to

assess the bidirectionality of the relationship between insomnia, anxiety and depression

over time. They have also accounted for the baseline covariates, which is essential in

establishing bidirectionality (Chilcoat & Breslau, 1998). However, the study that investigated

adolescents used a combined depression/anxiety variable, which could mask the different

relationships between insomnia and depression, and insomnia and anxiety. Therefore,

inferences cannot be suggested about the developmental pathways of insomnia, depression

and anxiety during adolescence.

The inconsistent populations and variables that have been investigated in the

literature is another important variation. Some studies have assessed sleep quality in

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adolescents (Kaneita, et al., 2009), while others have assessed insomnia in adults (Jansson-

Fröjmark & Lindblom, 2008). The related yet slightly inconsistent variables used across

studies may contribute to the contradictory findings.

1.9.2. Overlapping methodological issues within the literature

The supporting studies of both theories also contain overlapping methodological issues

(Jansson-Fröjmark & Lindblom, 2008; Johnson, Roth, & Breslau, 2006; Kaneita, et al., 2009;

Morphy, et al., 2007; Ohayon & Roth, 2003). Firstly, the effects of different types of anxiety

subtypes on the bidirectionality of the relationship between insomnia, depression and

anxiety have not been considered. Johnson et al., (2006) suggested that insomnia may

present more often in adolescents with OCD and less with simple phobias than with other

forms of anxiety disorders and major depressive disorder and depression during

adolescence, although this was not tested specifically tested by the authors. Also, Alfano,

Ginsburg, and Kingery (2007) found that youths aged 6 to 17 who suffered from GAD or SAD

were more likely to experience insomnia than youths who did not, but did not find a

significant difference between youths who suffered from SP and youths who did not.

Therefore, it may be that bidirectionality may differ across anxiety subtypes.

Secondly, the bidirectionality of the relationship between insomnia, depression, and

anxiety has only been assessed using categorical variables, assuming that each disorder as

present or absent. However, symptoms of insomnia, depression, and anxiety can differ in

severity, and the relationship between these symptoms likely in part depends on severity

levels. That is, the more severe the insomnia symptom, the more severe the depression or

anxiety symptom. Indeed, youth studies have reported positive correlations between sleep

problems and depression (Alfano, et al., 2009), and insomnia and anxiety (Alfano, et al.,

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2007). Furthermore, a study that performed two meta-analyses reported the reliability and

validity of measures of psychopathology increase by 15% and 37% respectively when

assessed as continuous variables compared to categorical variables (Markon, Chmielewski, &

Miller, 2011). Therefore, assessing bidirectionality using continuous variables will allow for

the consideration of symptom severity, and is potentially a more reliable and valid method

to assess insomnia, depression and anxiety.

1.9.2.1. Chronotype

Finally, the impact of chronotype on the relationships between insomnia and

depression, and insomnia and anxiety has not been considered in previous studies.

Chronotype refers to a circadian rhythm position indicator that categorises individuals

according to both their body clock position relative to the 24 hour day (Roenneberg et al.,

2004) and the time he/she prefers to engage in cognitively and physically demanding

activities (Ferraz, Borges, & Vianna, 2008). People who wake and sleep earlier are classified

as morning types, whereas those who wake and sleep later are classified as evening types.

As noted in section 1.4., adolescents become more evening orientated with age during

adolescence (Crowley, et al., 2007). Such a phenomenon may be problematic, as studies

have suggested that a preference for evenings is associated with insomnia, depression and

anxiety during adolescence. Giannotti, et al. (2002) found that an evening chronotype at age

14 – 16 predicted anxiety/depression at age 16.1 – 18.6. Eveningness was also associated

with insomnia at ages 14 – 16 and 16.1 – 18.6. Furthermore, Randler, Bilger, and Díaz-

Morales (2009) reported that adolescents with an evening chronotype have longer sleep

onset latencies that are indicative of sleep onset insomnia, and Gau et al. (2007) found that

eveningness is more predictive of anxious/depressive symptoms than morningness.

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Therefore, the developmental relationship between insomnia, depression and anxiety may

be affected by chronotype rather than exclusively unidirectional or bidirectional. Indeed,

people with sleep-onset insomnia exhibit a phase delay pattern in body temperature rhythm

(Morris, Lack, & Dawson, 1990) that, coupled with retirement before sleepiness, could lead

to prolonged wakefulness in bed and hence present an opportunity for hyperarousal and

rumination as per psychophysiological insomnia. Regarding depression and anxiety,

homeostatic, circadian and personality factors (particularly low self-control) have been

hypothesised to underlie the association between an eveningness chronotype and poor

mental and physical health (Saxvig, Pallesen, Wilhelmsen-Langeland, Molde, & Bjorvatn,

2012). Furthermore, Gaspar-Barba et al. (2009) argue that the association between

depression, anxiety disorders and eveningness may be related to corticotropin-releasing

factor (Arborelius, Owens, Plotsky, & Nemeroff, 1999).

Nevertheless, the effects of chronotype on the bidirectionality of the relationship

between insomnia, depression and anxiety during adolescence is unclear. That is, whether

eveningness predicts insomnia after accounting for depression and anxiety; depression after

accounting for insomnia and anxiety; and anxiety subtypes after controlling for insomnia and

depression; or accounts for the relationship between these variables is still unknown. The

evidence above suggests that eveningness predicts insomnia, depression and anxiety.

However, depression and anxiety were not controlled in the previous studies when the

relationship between chronotype and insomnia was assessed, nor was insomnia controlled

when the relationships between chronotype and depression, and chronotype and anxiety

were assessed. Furthermore, the analyses that assessed the relationship between insomnia

and chronotype were cross-sectional, meaning an educated guess about the effects of

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eveningness on the development of insomnia is difficult to make based on the current

literature. Eveningness would be a risk factor for the development of insomnia should it

predict insomnia at follow-up after controlling for depression and anxiety at baseline, and

therefore appear chronologically before insomnia. Similarly, eveningness would be

considered as a risk factor for the development of depression and/or anxiety should it

predict these variables at follow-up after controlling for insomnia, and depression or anxiety

at baseline, and therefore appear chronologically before depression and/or anxiety. In

contrast, eveningness would account for the relationships between insomnia and

depression, or insomnia and anxiety, should these associations no longer be significant in

any direction once chronotype was controlled.

1.10. Aims of the thesis

There were two aims of the thesis. Firstly, this thesis investigated the bidirectionality

of the relationship between insomnia, depression and different subtypes of anxiety during

adolescence, and secondly, the independent effect of chronotype on these relationships.

Three studies were conducted that contributed to the investigation of these aims.

Study 1 intended to identify the inferences that can be made about the bidirectionality of

the relationship between insomnia, depression and anxiety based on previous studies. A

systematic review was conducted that focused on the differences in results according to the

sleep variables that were assessed, as various studies have discussed and compared the

results of different sleep variables. Study 1, therefore, primarily assessed the first aim.

Study 2 aimed to investigate the independent cross-sectional relationships between

insomnia and depression, and insomnia and subtypes of anxiety during adolescence, and the

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independent effect of chronotype on these relationships. The anxiety subtypes that were

assessed in study 2 included GAD, OCD, PD, SAD, and SP. Continuous variables were used to

indicate the severity of symptoms for insomnia, depression and subtypes of anxiety. The

results of this study contributed to the research of both aims, by providing a base to predict

the findings of study 3.

Study 3 assessed both aims, and hence was the main study of this thesis. The

methodology was longitudinal and prospective, with two data collection points (one baseline

and one follow-up assessment six months apart). This study investigated the bidirectionality

of the relationship between insomnia and depression, and insomnia and subtypes of anxiety

during adolescence after chronotype and other covariates were controlled, along with the

independent predictive power of chronotype on insomnia, depression and anxiety subtypes

after controlling for baseline anxiety subtypes, depression, and/or insomnia. Continuous

variables were also used to indicate the severity of symptoms for insomnia, depression and

subtypes of anxiety.

1.11. Significance/Contribution to the discipline

This thesis will contribute to the understanding of the aetiological relationship

between and hence prevention of insomnia, depression and anxiety during adolescence.

Unidirectionality would suggest that subtypes of anxiety are related to the development of

insomnia, and insomnia is related to the development of depression, but not vice-versa. The

treatment of anxiety subtypes or insomnia may then prevent the development of

subsequent insomnia or depression, respectively (Johnson, Roth, & Breslau, 2006).

Bidirectionality would suggest that insomnia is a risk-factor for the development of

depression and subtypes of anxiety, and vice-versa. The presence of insomnia, anxiety or

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depression that is preceded by key contributing symptoms may indicate targets for most

effective/efficient therapy (e.g. target prior insomnia rather than current depression).

Therefore, the successful treatment of primary insomnia may prevent the onset or

exacerbation of subsequent depression or anxiety disorders, and vice-versa (Kaneita, et al.,

2009).

An examination of the cross-sectional effects and longitudinal predictive power of

chronotype on the relationships between insomnia and depression, and insomnia and

subtypes of anxiety would identify potential underlying mechanisms of these relationships.

Chronotype (most likely eveningness) would be considered a risk-factor for the development

of insomnia, depression or subtypes of anxiety should eveningness (or morningness) predict

either variable after controlling for baseline covariates (insomnia, depression or subtypes of

anxiety). In constrast, chronotype would be considered a risk factor for the interaction

between insomnia, subtypes of anxiety and depression during adolescence should

chronotype partly account for these relationships. Consequently, prevention and treatment

strategies could target chronotype to limit the development or exacerbation of these

problems. Similarly, insomnia, subtypes of anxiety and/or depression would not be

considered as aetiologically related should the association between these variables no

longer be significant once chronotype has been controlled. Such a finding would suggest that

insomnia, depression and subtypes of anxiety do not directly impact on the development of

each other. Instead, the relationship between these variables would mainly result from a

certain chronotype, which, if targeted by public health campaigns and treatment efforts,

could reduce the relationship between insomnia, depression and subtypes of anxiety.

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This research project offers the possibility for an improvement in the identification of

symptoms of insomnia, depression and subtypes of anxiety, along with an enhanced

understanding of the relationship between these symptoms in the adolescent population.

The consequent treatment of insomnia, depression and subtypes of anxiety may also

prevent the development or reduce the risk of unhealthy behaviours during adolescence. For

instance, Johnson and Breslau’s (2001) longitudinal study found an association between the

use of cigarettes, alcohol and any illicit drug, and adolescents’ report of sleep disturbances

after adjusting for age, sex, race and family income. Controlling for internalising (depression

and anxiety) and externalising (deviance and aggression) problems reduced this association,

suggesting that the relationship between insomnia and unhealthy behaviours is partially

attributable to psychological problems.

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Chapter 2: Exegesis

Chapter 1 presented the definitions of major concepts such as adolescence, sleep,

adolescent sleep, insomnia, depression, anxiety and chronotype. An examination of the

epidemiology and consequences of insomnia, anxiety and depression during adolescence,

past research of the bidirectionality of the relationship between insomnia, depression and

anxiety, and methodological issues within the bidirectionality research were also presented.

Finally, chapter 1 discussed the significance and contribution of the thesis and studies in

detail.

Chapter 2 presents an exegesis aimed to explain additional information about the

thesis and each study that goes beyond the scope of the manuscripts or that was excluded

from the manuscripts because of the journal word limit. In particular, this exegesis outlines

the reasons why each study was conducted, the methodological overlap and differences

between each paper, and provides explanations about important decisions that were made.

2.1. The thesis

The concept of this thesis was conceived from a desire to understand potentially

important theories of and relationships between mental health problems, sleep

disturbances, and other factors that are not common knowledge. Assessing the birectionality

of the relationship between insomnia, depression and anxiety was considered after reading

a paper (Johnson, Roth, & Breslau, 2006) that was recommended by Dr Jodie Harris (co-

supervisor). Following several meetings with Dr Rachel Roberts (primary supervisor) and Dr

Jodie Harris, the topic of this thesis was developed.

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I decided to use self-report methods due to funding restrictions. Standardised

questionnaires were chosen that assessed insomnia, depression, generalised anxiety

disorder (GAD), obsessive compulsive disorder (OCD), panic disorder (PD), separation anxiety

disorder (SAD), social phobia (SP) and chronotype. Various potential covariates were also

assessed, such as chronotype, total sleep time, total time in bed, academic achievement,

exercise, caffeine intake, amount of time spent on homework, amount of time spent

working (occupation) outside of school hours, and alcohol and drug use. The decision to

include chronotype was based on previous research (Giannotti, et al., 2002; Randler, et al.,

2009). The decision to include the other variables was also based on previous research,

which showed an association between each construct and insomnia, anxiety and depression

(Benvegnú, Fassa, Facchini, Wegman, & Dall'Agnol, 2005; Bootzin & Stevens, 2005; Brand, et

al., 2010; Curcio, et al., 2006; Fergusson & Woodward, 2002; Kovacs & Devlin, 1998).

Although chronotype was assessed, other potential covariates were excluded from

the analyses for studies 2 and 3. Total sleep time and time in bed were used to tabulate data

on delayed sleep phase syndrome (see study 2). Academic achievement was not deemed to

have been measured reliably, as only two participants at baseline and one at follow-up

reported lower than average grades. The distributions were extremely skewed and the

amount of outliers exceeded 25% for exercise, caffeine intake, amount of time spent on

homework, amount of time spent working (occupation) outside of school hours, and alcohol

and drug use. These results are likely due to the decision to develop only one or two items

for the assessment of each variable that were not based on empirically validated

questionnaires. The decision to use few and non-validated items rather than empirically

validated questionnaires was based on a request from the Department for Education and

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Child Development to limit the amount of questions that were asked to the adolescents.

Furthermore, the above variables were not the main focus of the thesis.

There was approximately 11% of data missing for the drug and alcohol use

variables, as the Department for Education and Child Development would only grant ethics

committee approval if students from public schools received a copy of the questionnaire

without the drug and alcohol items. Of those who answered the questions, approximately

90% and 98% stated they have never consumed alcohol or illicit drugs, respectively. The lack

of identification of alcohol and illicit drug consumption may have resulted from a caveat that

was placed on the information sheets stating the following: “the information regarding drug

and alcohol use collected in this study could in principle be obtained by court order: that is, it

could be required to be handed over to the police and used as evidence in a court of law

against your child. However, this is unlikely, and the researchers will make every effort to

ensure that any information gathered will remain confidential”. The Human Research Ethics

Committee of the University of Adelaide would only grant ethics approval if this caveat was

on the information sheets.

The above caveat was a rollover effect of a request from the Human Research Ethics

Committee and the requirement of Australian psychologists who conduct research with at-

risk populations to identify and follow-up participants with potential mental health disorder.

Drs Rachel Roberts and Jodie Harris are both registered clinical psychologists, and

adolescents are considered an ‘at-risk’ population. The participants were required to write

their names on the top of the questionnaire, and were informed (along with their parents) of

the reasons for this. Once data was collected, each questionnaire was locked in a secure

location, and data was de-identified as soon as possible.

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Adolescents were identified as at risk and requiring identification of follow-up if

they reported clinically significant scores in the questionnaire that assessed depression and

subtypes of anxiety AND reported thinking about death often or always (the RCADS, see

methods section of studies 2 and 3 for specific details regarding how the scores were

tabulated). Parents were contacted when students were identified as at risk. They were

informed of the findings, and sent a resources sheet containing various treatment options

and information sources via email or mail. The treatment options on each resources sheet

were based on the sector of Adelaide/South Australia the adolescent resided (e.g., north,

south, east, west or central).

2.2. Study 1 - A Systematic Review Assessing

Bidirectionality between Sleep Disturbances, Anxiety,

and Depression

Study 1 was conducted to give an overview of the current literature, along with the

shortcomings and potential future directions of research. Such a study was deemed a useful

introductory paper for this thesis, and lead into assessing the bidirectionality of the

relationship between insomnia, depression, and anxiety.

Participants of any age and variables of any sleep disturbance were included in study 1,

as only one study assessed bidirectionality between insomnia, anxiety and depression during

adolescence (Johnson, Roth, & Breslau, 2006), and five independent studies assessed

insomnia in various age groups (Buysse et al., 2008; Hasler et al., 2005; Jansson-Fröjmark &

Lindblom, 2008; Johnson, Roth, & Breslau, 2006; J. M. Kim, et al., 2009; Morphy, et al.,

2007). Another study was originally included in the systematic review that assessed the

place of chronic insomnia in the course of development of anxiety and depressive disorders,

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and vice-versa (Ohayon & Roth, 2003). However, this study did not use significance testing,

and, after a discussion between all authors, was deemed not to adequately assess

bidirectionality.

The terms sleep disturbance encompassed any variable that was indicative of disrupted

sleep, including clinically significant and diagnosed disorders. The terms sleep problems

portrayed an overall variable consisting of items representing more than one sleep

disturbance that was assessed by a study included in the systematic review. For example, a

questionnaire that contained items about insomnia and nightmares would be considered as

sleep problems. Sleep problems was consistently referred to as childhood sleep problems, as

each sleep problem variable was assessed in children. Sleep quality was reflected by

variables that assessed how well an individual slept, and often contained insomnia items.

Insomnia was defined as troubles with sleep initiation, sleep maintenance, night-time

awakenings, and sleep latency following night-time awakenings. Some articles that assessed

insomnia also assessed daytime functioning. Although not specifically a sleep disturbance

variable, time in bed was included in the systematic review, as lower amounts of time in bed

suggests sleep loss.

2.3. Study 2 – The Independent Relationships between

Insomnia, Depression, Subtypes of Anxiety, and

Chronotype during Adolescence

Study 2 was a cross-sectional study of 318 high school students that used self-report

measures. There were two main aims; firstly, to assess the relationship between the main

variables of the thesis at baseline; and secondly, to discover whether or not chronotype

predicts insomnia, depression and subtypes of anxiety once covariates are controlled.

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Chronotype was deemed to potentially predict insomnia, depression and subtypes of

anxiety, as previous studies have found that chronotype was correlated to each variable

during adolescence (Ferber, 1990; Giannotti, et al., 2002; Randler, et al., 2009; Russo, Bruni,

Lucidi, Ferri, & Violani, 2007). Study 2 originally assessed the mediation effects of

chronotype on the relationship between insomnia and depression above and beyond

anxiety, and insomnia and each subtype of anxiety above and beyond depression. However,

a reviewer for study 2 suggested that such an investigation lacked theoretical support, and

hence suggested that moderation or prediction be assessed. The authors decided on

prediction to be consistent with study 3 and the overall aim of the thesis.

The decision to use generalised linear equations to analyse the aims of study 2 was

based on the recommendation of a statistician at the University of Adelaide (statistical

justifications can be found in the methods section of the study). Furthermore, although

outliers were found, the 5% trimmed mean for insomnia, depression, subtypes of anxiety

and chronotype subscales were very similar to the actual means (differences ranged from

.09 to .26), suggesting the outliers would have a minimal effect on the results. Indeed,

sensitivity analyses showed this to be the case. Therefore, these data were retained (Pallant,

2011).

Less than 2% of the data from study 2 was missing for the insomnia, depression,

subtypes of anxiety and chronotype scales. Although some evidence suggests that

missingness may have been non-random, the sample size was large and the missing values

were very small. Therefore, on the recommendation of Tabachnick and Fidell (2007),

participants with missing data were only excluded for the analyses that assessed the

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variables containing their missing data and retained for the analyses where all data was

present.

2.4. Study 3 – Bidirectional relationships between

insomnia and depression, and insomnia and subtypes of

anxiety during adolescence: does chronotype effect

these relationships?

Study 3, a longitudinal report of 255 high school students, was the main paper for this

thesis. The aims were to investigate the bidirectionality of the association between

insomnia, depression and subtypes of anxiety, and the effects of chronotype on these

relationships. Chronotype was used as a predictor for study 3.

Bootstrap step-wise regression analyses were used rather than generalised linear

equations in study 3 after consulting a statistician. Different analyses were needed, as study

3 was longitudinal and study 2 was cross-sectional. The statistician noted that because

mediation analyses were not conducted for study 3, deciding on the statistical analysis to

use should be based on whether cluster variables (schools in this case) have a large enough

effect on the outcome variables. He recommended not accounting for clustering if schools

explain less than 5% of the outcome variables, but if they did, further tests were to be

conducted. The amount of variance explained by schools for each outcome variable was

below 4%, with most below 2%, therefore suggesting minimal clustering.

The amount of missing data for study 3 was a little higher than that of study 2, but still

below 3% for depression, each anxiety subtype and chronotype, and below 7% for insomnia

(approximately 6.6%). The evidence suggested that missing data was random, while the

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sample size was large and the amount of missing values was very low. Therefore,

participants with missing data were only excluded from the analyses when they had missing

data for all major variables (i.e., insomnia, anxiety subtypes, depression and chronotype)

(Tabachnick & Fidell, 2007).

Outliers were also found in study 3, and the 5% trimmed means for the outcome

variables were slightly higher than those found in study 2. However, as suggested by Pallant

(2011), the outliers were retained, as the differences between the 5% trimmed means and

original means were still very low (ranging from 0.12 to 0.45). These findings, paired with the

sensitivity analyses, suggested that the outliers had a negligible impact on the results.

Originally, there was a debate regarding the length of time between baseline and

follow-up for study 3. Bidirectionality studies have typically used 12 or 24 month intervals

between baseline and follow-up (Jansson-Fröjmark & Lindblom, 2008; Kaneita, et al., 2009; J.

M. Kim, et al., 2009; Meijer, et al., 2010), but the current study used a six month interval.

This makes for a more reliable study, as potential confounders such as schools, classrooms,

friends and lifestyle (e.g., driving and dating) is more likely to remain constant. It could be

argued that seasonal affective disorders are more likely to bias the results when using a six

month follow-up, as baseline and follow-up would occur at opposing seasons. However,

studies have found low prevalence rates of winter seasonal affective disorders within

Australia [3.65% (Kasof, 2009), 1.7% (Morrissey, Raggatt, James, & Rogers, 1996), 0.7% and

0.5% (Murray, 2004)], suggesting that seasonal affective disorders are not expected to

greatly impact the results. Furthermore, such prevalence rates are likely to be exaggerated;

the Seasonal Pattern Assessment Questionnaire was used by each study to assess seasonal

affective disorders, which has been found to overestimate the prevalence rate of seasonal

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affective disorders compared to clinical assessments (for a discussion see Mersch,

Middendorp, Bouhuys, Beersma, & Van Den Hoofdakker, 1999). Finally, summer seasonal

affective disorders are likely to occur in tropical climates (Morrissey, et al., 1996) and

therefore should not affect the study population, because South Australian weather

resembles a Mediterranean climate.

The choice of a 6-month follow-up had a repercussion on the statistical analyses.

Although study 1 argued that outcome variables must be controlled at baseline to accurately

assess bidirectional relationships, it was deemed inappropriate to control for baseline

outcome variables due to the 6-month follow-up. Firstly, symptoms and disorders of

insomnia, depression and subtypes of anxiety are often chronic (see chapter 1 for a review

of the chronicity of each disorder). Secondly, 6 months is unlikely to be enough time for

many new cases of clinically significant insomnia and mental health problems to develop

either independently or as a result of one another, although some new cases may arise.

Indeed, Pearson’s correlation analyses between baseline and follow-up variables showed r

values that ranged between .66 and .78 for insomnia, depression, generalised anxiety

disorder, separation anxiety disorder, and chronotype, and an r value of .61 for obsessive

compulsive disorder and .59 for panic disorder. Furthermore, paired samples t-tests did not

find a significant difference between baseline and follow-up insomnia, depression or anxiety

subtypes, except for PD. However, the Cohen’s d statistic was small in magnitude (d= 0.12)

(Cohen, 1992), suggesting the change was unlikely to be meaningful. Moreover, Baglioni, et

al. (2011) stated that a long-term evaluation of the relationship between insomnia and

depression should have a follow-up of no less than a 12 month. Thirdly, a minimum criterion

of GAD is the presentation of symptoms more often than not for at least 6 months. The

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current thesis did assess clinically significant symptoms of GAD, but this assessment was

based on, and has been validated against (see chapters 4 and 5 for a review of the validation

literature) the DSM-IV diagnostic criteria (American Psychiatric Association, 2000).

Therefore, the development of clinically significant GAD symptoms is likely to reflect the

development of GAD that is diagnosed according to the DSM-IV diagnostic criteria. Indeed,

Mathyssek et al. (2013) psychometric evaluation of the Revised Children’s Anxiety and

Depression Scale (RCADS, the inventory that was used to assessed symptoms of anxiety

subtypes in this research project) suggests that measured stability or changes of anxiety

symptoms over time are highly indicative of true stability or changes in anxiety levels over

time. Nevertheless, the authors recognise the validity of the argument for controlling

baseline outcome variables, and have therefore presented such the results in an appendix in

chapter 7.

2.5. Sample size rationale for studies 2 and 3

Tabachnick and Fidell (2007) recommended the following equation to attain a sample

size that would yield adequate power (α = .05, β= .20), as dependent variables were

expected to be skewed (which was the case) and possibly small in magnitude:

N ≥ (8/f2) + (m – 1)

Where f2= R2/(1 – R2), and m= number of predictors.

An examination of the recent literature found that effect sizes (f2) generated by studies

that assessed the bidirectionality of the relationship between anxiety, depression and sleep

disturbances ranged from 0.02 - 0.33 (Gregory & O'Connor, 2002; Gregory, et al., 2009;

Jansson-Fröjmark & Lindblom, 2008; Kaneita, et al., 2009; J. M. Kim, et al., 2009), with the

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majority between .04 and .08. An f2 statistic of .03, considered to be a small effect size

(Cohen, 1992), was used to calculate the target sample size to be conservative.

N ≥ (8/.03) + (4 – 1)

N ≥ 228.57 + 3

N ≥ 231.57

Therefore, approximately 232 participants were needed at follow up to achieve

adequate power. A further 25% was added to the target sample size at baseline to account

for dropouts. Therefore, the target sample size was 290 at baseline.

2.6. Summary

The current chapter described information that was important to but beyond the

scope of the manuscripts due to journal word limits. The reasons for conducting each study

were discussed, along with the methodological overlap and differences between the

manuscripts, and reasons for important decisions such as sample size.

The next chapter presents the first study entitled ‘A systematic review assessing

bidirectionality between sleep disturbances, anxiety and depression’. It follows a normal

structure for a systematic review, which begins with an abstract, followed by an

introduction, methods, results and discussion. The main difference between the structure of

a systematic review and an original article is in the methods section, where a systematic

review outlines the assessment of quality for each study that is included in the analyses.

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Chapter 3: Study 1

A Systematic Review assessing Bidirectionality between Sleep Disturbances, Anxiety and Depression.

Alvaro, P.K., Roberts, R.M., & Harris, J.K.

School of Psychology, University of Adelaide

Published: 2013, Sleep, 36 (7), 1059 – 1068.

Pasquale Alvaro (PhD Candidate)

I collected data, performed each synthesis, interpreted data, wrote the manuscript and

acted as the corresponding author. I also made the decisions on what data and arguments to

present in this paper. I later made the revisions to the paper based on the reviewers’

comments.

XPasquale Alvaro

PhD Candidate

Date: 25/08/14

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Rachel Roberts (Co-Author)

I was the primary supervisor for the research project that led to this paper, so was involved

in the design of the study described in the paper and discussions of results, particularly in

the case of adolescent literature. Mr Alvaro was responsible for writing the paper, and I was

responsible for providing editorial comments and advice on making changes following

review. I hereby give my permission for this paper to be included in Mr Alvaro’s submission

for the degree of PhD at the University of Adelaide.

Jodie Harris (Co-Author)

I was the co-supervisor for the research project that led to this paper. I was involved in the

design of the study described in the paper and discussions of results, particularly where the

sleep variables were concerned. I also provided editorial comments and advice on making

changes following review. I hereby give my permission for this paper to be included in Mr

Alvaro’s submission for the degree of PhD at the University of Adelaide.

XRachel Roberts

Co-author

XJodie Harris

Co-author

Date: 25/08/14

Date: 25/08/14

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A Alvaro, P.K., Roberts, R.M. & Harris, J.K. (2013) A systematic review assessing bidirectionality between sleep disturbances, anxiety and depression. Sleep, v. 36(7), pp. 1059-1068

NOTE:

This publication is included on pages 66-92 in the print copy of the thesis held in the University of Adelaide Library.

It is also available online to authorised users at:

http://doi.org/10.5665/sleep.2810

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Chapter 4: Study 2

The independent relationships between insomnia, depression, subtypes of anxiety, and chronotype during adolescence.

Alvaro, P.K., Roberts, R.M., & Harris, J.K.

School of Psychology, University of Adelaide

Published: 2014, Sleep Medicine, 15 (8), 934 – 941.

Pasquale Alvaro (PhD Candidate)

I collected data, performed each analysis, interpreted data, wrote the manuscript and acted

as the corresponding author. I also made the decisions on what data and arguments to

present in this paper. I later made the revisions to the paper based on the reviewers’

comments.

XPasquale Alvaro

PhD Candidate

Date: 25/08/14

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95

Rachel Roberts (Co-Author)

I was the primary supervisor for the research project that led to this paper, so was involved

in the design of the study described in the paper and discussions of results, particularly in

the case of adolescent literature. Mr Alvaro was responsible for writing the paper, and I was

responsible for providing editorial comments and advice on making changes following

review. I hereby give my permission for this paper to be included in Mr Alvaro’s submission

for the degree of PhD at the University of Adelaide.

Jodie Harris (Co-Author)

I was the co-supervisor for the research project that led to this paper. I was involved in the

design of the study described in the paper and discussions of results, particularly where the

sleep variables were concerned. I also provided editorial comments and advice on making

changes following review. I hereby give my permission for this paper to be included in Mr

Alvaro’s submission for the degree of PhD at the University of Adelaide.

XRachel Roberts

Co-author

XJodie Harris

Co-author

Date: 25/08/14

Date: 25/08/14

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4.1. Abstract

4.1.1. Objectives

This study investigated the independent effects of depression and subtypes of anxiety

on insomnia, and vice-versa, and the independent effect of chronotype on insomnia,

depression and subtypes of anxiety.

4.1.2. Methods

Three-hundred and eighteen South Australian high school students from grades 7 to

11 (age range 12-18, mean 14.97 ± 1.34) participated in this cross-sectional study. Validated

self-report questionnaires were used to assess insomnia, depression, subtypes of anxiety

and chronotype.

4.1.3. Results

After confounder variables were controlled, insomnia predicted depression and panic

disorder PD, whereas insomnia was predicted by depression and generalised anxiety

disorder (GAD). Obsessive compulsive disorder (OCD), separation anxiety (SAD) and social

phobia (SP) were not significantly related to insomnia. Eveningness predicted the models

where depression and PD predicted insomnia and vice-versa. Eveningness also predicted the

models when insomnia was predicted by OCD, SAD and SP.

4.1.4. Conclusions

Insomnia independently predicts depression and is predicted by depression and GAD,

but not other forms of anxiety. The independent prediction of insomnia on panic disorder

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(PD), is unlikely to be clinically significant. Chronotype independently predicts insomnia and

depression, but not subtypes of anxiety. Theoretical and clinical implications are discussed.

4.2. Introduction

Insomnia is a very common sleep problem in the general population, with a lifetime

prevalence rate of approximately 11% in adolescents aged 13 to 16 (Johnson, Roth, Schultz,

et al., 2006). Recent studies have consistently found an association between insomnia and

depression, and insomnia and anxiety disorders in adolescent populations (Gregory &

O'Connor, 2002; Johnson, Roth, & Breslau, 2006), which is expected given that the presence

of insomnia is a possible criteria for the diagnosis of depression and various anxiety

disorders, and these disorders contain overlapping neurobiological, psychological and social

risk-factors (Casey, et al., 2008; Holmes, 2003; Kaneita, et al., 2009; Lipton, et al., 2008;

Nestler & Carlezon, 2006; Peroutka, 1998; Tseng & O'Donnell, 2007; Yoshioka, et al., 1996).

Insomnia comorbid with anxiety or depression can further intensify the problematic

outcomes associated with each disorder, such as alcohol and drug abuse during adolescence

(Johnson & Breslau, 2001).

Despite their well-documented association, various aspects and mechanisms of the

relationships between insomnia and anxiety, and insomnia and depression are unclear.

Firstly, the significance of the relationship between insomnia and anxiety may differ across

anxiety disorders. A recent study found an association between insomnia and separation

anxiety disorder, and insomnia and generalised anxiety disorder, but not between insomnia

and social anxiety disorder (Alfano, et al., 2007). Indeed, some associations between sleep

difficulties and anxiety disorders (generalised anxiety disorder) are expected given the

symptom overlap for diagnosis. Another study found that youths with generalised anxiety

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disorder reported higher rates of trouble sleeping overall than youths with separation

anxiety disorder, social phobia, and obsessive compulsive disorder (Alfano, Pina, Zerr, &

Villalta, 2010). Secondly, the mediated and independent effects of insomnia on anxiety or

depression, and vice-versa, remain unclear. Anxiety may mediate the relationship between

insomnia and depression, while depression may mediate the relationship between insomnia

and anxiety due to the common underlying neurobiological, psychological and social factors

mentioned above. Finally, chronotype, defined as an individual’s natural inclination for

mornings (morningness) or evenings (eveningness), could uniquely predict insomnia, anxiety

and depression. Recent studies suggest that an eveningness chronotype predicts higher

levels of insomnia, anxiety and depression during adolescence (Ferber, 1990; Giannotti, et

al., 2002; Randler, et al., 2009; Russo, et al., 2007). These studies, however, have yet to

demonstrate whether eveningness predicts insomnia beyond depression and anxiety,

anxiety beyond insomnia and depression, or depression beyond insomnia and anxiety. Such

findings would suggest that eveningness is an independent risk factor for insomnia, anxiety

and depression. These findings would be particularly important, because adolescents tend to

develop a preference for evenings due to circadian rhythm and environmental changes

(Crowley, et al., 2007), which sometimes develops into and is the main symptom of delayed

sleep phase syndrome (American Academy of Sleep Medicine, 2005). This syndrome affects

approximately 8% of adolescents (Saxvig, et al., 2012), and has been associated with

insomnia, anxiety and depression (Reid et al., 2012).

This study, therefore, adds to the previous literature by investigating in one study the

independent effect of depression and various types of anxiety on insomnia, and vice-versa,

and the effect of chronotype on insomnia, depression and subtypes of anxiety that is

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independent from other predictors. The anxiety subtypes assessed in the current study

include Generalised Anxiety Disorder (GAD), Obsessive Compulsive Disorder (OCD), Panic

Disorder (PD), Separation Anxiety Disorder (SAD) and Social Phobia (SP). It was hypothesised

that insomnia will be independently related to some but not other mental health problems,

in particular, to depression, GAD and SAD, but not SP. It was also hypothesised that

chronotype will independently predict insomnia, depression, and subtypes of anxiety above

and beyond other predictors. The independent effect was defined as the amount of variance

of a dependent variable (Y) that is explained by an independent variable (X) after controlling

for confounder variables (Cx). Insomnia, anxiety subtypes and depression were used as

predictor and outcome variables, as recent studies have suggested that insomnia, anxiety

and depression are bidirectionally related (Alvaro, Roberts, & Harris, 2013). Understanding

the pathways of the relationship between insomnia and anxiety subtypes, and insomnia and

depression can inform public health campaigns and clinical interventions for each disorder,

and also enhance the understanding of the interaction between these disorders.

4.3. Method

4.3.1. Participants

Three-hundred and eighteen South Australian secondary school students aged 12–18

(M= 14.96, SD= 1.34) participated in the study. One-hundred and sixty-four (51.6%) students

were male and 154 (48.4%) were female. Nine students were in grade 7, 102 were in grade

8, 66 in grade 9, 52 in grade 10 and 89 in grade 11. The study was voluntary, and required

student and parental consent for participation. Participants were eligible for this study if

their parents consented, were in grades 7 to 11, and were fluent in English. This study was

approved by the Human Research Ethics Committee (HREC) from the University of Adelaide,

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the Department for Education and Child Development (DECD), and Catholic Education South

Australia (CESA).

4.3.2. Measurements

A questionnaire composed of several inventories was used to assess adolescent sleep

and mental health. Demographic questions include date-of-birth, gender, and

socioeconomic status as assessed by postcode (Australian Bureau of Statistics, 2008b).

Personal questions such as previous sleep or mental-health problems, previous therapy for

sleep or mental health problems, previous or current disabilities/chronic illnesses (e.g.,

asthma, diabetes, deafness, etc), current medications that may affect sleep or mental health

and the frequency of drug and alcohol consumption were adaptations from the School Sleep

Habits Survey (SSHS) (Wolfson & Carskadon, 1998). Total Sleep time, bed time and rise time

on weekdays and weekends were also reported, the latter two of which were used to

calculate total bed time. These questions were asked to give an account of the general

characteristics of the sample.

Insomnia was measured by the Insomnia Severity Index (ISI) (Morin, 1993), a 7-item

inventory that assesses the severity of subjective symptoms and consequences of insomnia

based on the DSM-IV (American Psychiatric Association, 2000). Each item was scored on a 0

to 4 Likert scale. Total scores were calculated by the sum of each item and ranged from 0 to

28. Higher scores indicate more severe insomnia. Morin (1993) provides a scoring guideline:

0–7 no clinically significant insomnia, 8–14 subthreshold insomnia, 15–21 moderate clinical

insomnia, and 22–28 severe clinical insomnia. The symptoms assessed included difficulty

falling sleep, difficulty staying asleep, and problems waking up too early, while the

consequences assessed included impaired quality of life, worry/distress about current sleep

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patterns, and perceived interference of sleep problems with daily life. Although designed for

adults, the ISI has been widely used in the adolescent population (Brand et al., 2011; Luo,

Zhang, & Pan, 2012; Short, Gradisar, Lack, & Wright, 2013). Furthermore, a recent study has

validated the ISI in an adolescent population, reporting significant correlations with clinical

ratings of insomnia, the Sleep-Wake Habits Questionnaire, General Mental-Health

Questionnaire, Epworth Sleepiness Scale, smoking habits, alcohol use, number of naps per

week, and academic performance (Chung, Kan, & Yeung, 2011). A Cronbach’s alpha of 0.83,

and a 2-week test-retest reliability of 0.79 for the ISI in an adolescent population (Chung, et

al., 2011) were also reported.

The Morningness-Eveningness Scale for Children (MES) (Carskadon, Vieira, & Acebo,

1993), a 10-item adaptation of the Composite Scale of Morningness (Smith, Reilly, & Midkiff,

1989), was used to assess adolescents’ orientation towards Morning and Evening

chronotypes. Seven items are scored on a Likert scale from 1 to 4, while 3 items are scored

on a Likert scale from 1 to 5. Total scores are calculated by the sum of each item and range

from 10 to 42. Lower scores indicate a tendency towards eveningness. The MES successfully

discriminates between morningness and eveningness in adolescents (Díaz-Morales, De León,

& Sorroche, 2007). In accordance with previous research (Giannotti, et al., 2002; Russo, et

al., 2007), evening and morning-types were defined as below the 10th and above the 90th

percentile, respectively, and scores in between were identified as neither types (cut-off

scores were below 20 for eveningness and above 33 for morningness). Previous studies have

reported good internal consistency, with Cronbach’s α of 0.73 (Giannotti, et al., 2002), 0.82

(Díaz-Morales, et al., 2007), and 0.82 (Warner, Murray, & Meyer, 2008) in Italian, Spanish,

and Australian adolescents respectively. Good test-retest reliability (0.78) (S. Kim, Dueker,

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Hasher, & Goldstein, 2002) and external validity have been reported (Díaz-Morales, et al.,

2007), and the MESC has been shown to predict daytime functioning, academic achievement

and various behavioural outcomes in adolescents (Giannotti, et al., 2002; Warner, et al.,

2008). Two items were altered to keep the language consistent with the Australian

population and the age of the sample. First, the phrase “gym class” was changed to “Sports

class”. Second, the item “Your parents have decided to let you set your own bed time. What

time would you pick?” was changed to “What time would you prefer to go to bed?”

Adolescents who met the following criteria were deemed to likely suffer from delayed

sleep phase syndrome (Johnson, Roth, Schultz, et al., 2006; Sivertsen et al., 2013); a

minimum of 1-hour shift in bed and rise times from weekdays to the weekend; moderate,

severe or very severe complaints of difficulty falling asleep; no or mild complaint of difficulty

maintaining sleep; AND not at all easy to wake up in the morning.

Subtypes of anxiety and depression were assessed by the Revised Child Anxiety

Depression Scale (RCADS) (Chorpita, Yim, Moffitt, Umemoto, & Francis, 2000), a 47-item self-

report questionnaire that is an adaption of the Spence Children’s Anxiety Scale (Spence,

1997) and corresponds to diagnostic categories of DSM-IV. Each item is scored on a 0 to 3

Likert scale, with higher scores corresponding to more severe depression or anxiety.

Subscales are provided for Generalised Anxiety Disorder (GAD, 6 items, scores ranging from

0 to 18), Panic Disorder (PD, 9 items, scores ranging from 0 to 27), Obsessive Compulsive

Disorder (OCD, 6 items, scores ranging from 0 to 18), Separation Anxiety Disorder (SAD, 7

items, scores ranging from 0 to 21), Social Phobia (SP, 9 items, scores ranging from 0 to 27),

and Major Depressive Disorder (MDD, 10 items, scores ranging from 0 to 30). An overall

scale for anxiety (37 items, scores ranging from 0 to 111) is also provided. Scales are

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calculated by the sum of each item. The RCADS users guide [available on the University of

California, Los Angeles website (Chorpita, 2011)] converted raw scores into standardised T

scores, where T scores between 65 and 69 indicate borderline clinical threshold and T scores

≥ 70 indicate above clinical threshold. A recent study reported the following Cronbach’s α in

Hawaiian adolescents: SP, α=0.81; PD, α=0.85; GAD, α=0.80; MDD, α=0.76; SAD, α=0.78; and

OCD, α=0.71 (Chorpita, et al., 2000). The same study provided strong support for the

structural, convergent and discriminant validity of the RCADS. The RCADS has also been

validated in Australian adolescents; De Ross and colleagues (2002) provided support for the

internal consistency for MDD, and anxiety overall, and anxiety subscales. Good convergent

validity was also demonstrated (2002) with moderate to strong correlations between the

subscales of RCADS with scores on the Revised Manifest Anxiety Scale (RCMAS) (Reynolds &

Richmond, 1985) and the Children’s Depression Inventory (CDI) (Kovacs, 1981). Indeed, the

RCADS has been extensively used in the adolescent population (Austin & Chorpita, 2004;

Weems & Costa, 2005), including in studies that have assessed the relationship between

sleep problems, anxiety and depression (Alfano, et al., 2009).

4.3.3. Procedure

Every secondary school within a 40km radius of the Adelaide CBD that was listed by

the Department for Education and Child Development (DECD) in South Australia or in the

2010 Annual Report of the Advisory Committee on Non-Government Schools in South

Australia (n= 71 within catchment area) was approached to participate in the study. Each

principal was sent a letter that invited the school to participate and outlined the study

details, along with the relevant documents including the questionnaire, information letters

to students and parents, and consent forms. Principals who did not respond to the letter

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received a follow-up phone call or email. Once principals agreed to participate, information

letters and consent forms for the students and parents were given to each student in

selected grades. Students were asked to return consent forms to their home-group teachers,

and those who did not were unable to participate. Questionnaires were completed in class

time under the supervision of teachers. Eight secondary schools in South Australia

participated in the current study.

4.3.4. Statistical analyses

Descriptive statistics were reported using means and standard deviations, or numbers

and percentages. Spearman’s rho (Spearman, 1910) was used to calculate correlations to

account for the slightly skewed data. Direct effects were assessed when a predictor variable

was correlated with an outcome variable.

Two analyses were conducted to assess the independent effect of insomnia on

depression or subtype of anxiety, and vice-versa, and the unique effect of chronotype on

insomnia, depression and subtypes of anxiety. One analysis used insomnia, chronotype, and

depression, an anxiety subtype or anxiety overall as the predictor variables, and an anxiety

subtype or depression as the outcome variable (Figure 5). The other analysis used insomnia

as the outcome variable, and depression or an anxiety subtype, chronotype and anxiety

overall or depression as predictor variables (Figure 5). When anxiety subtypes were

analysed, chronotype and depression were assessed as predictors. When depression was

analysed, chronotype and an anxiety overall variable were used as predictors. The overall

anxiety variable was used to control for all anxiety symptoms.

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Figure 5. Steps for analyses.

Insomnia

Depression

Chronotype

Anxiety

overall

Insomnia

Anxiety

Subtype

Chronotype

Depression

Depression

Insomnia

Chronotype

Anxiety

overall

Anxiety

subtype

Insomnia

Chronotype

Depression

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Generalised Estimating Equations (GEE) were used to assess the above analyses. GEE

accounts for clustered and skewed data (Galbraith, Daniel, & Vissel, 2010) that commonly

occur when data are collected from schools. GEE also produces regression coefficients (β)

and confidence intervals (CI). β represents the magnitude of the effects of X on Y, and is

used to generate the coefficients of each unique independent effect. The independent effect

of X on Y is represented by the β that is calculated after each predictor is accounted for CIs

are used for significance testing, where CIs that contain 0 fail to reject the null hypothesis.

Sample size analysis for the GEE was based on multiple regression, as both apply to the

class of generalised linear models and produce β coefficients. The difference between GEE

and multiple regression is that GEE generates robust standard errors that account for

clustered data (Galbraith, et al., 2010), and hence should have more power to detect an

effect when analysing clustered data.

4.4. Results

4.4.1. Descriptive statistics

Tables 6, 7 and 8 report descriptive statistics for demographic information, sleep and

mental health variables, and frequencies of clinically significant and sub-threshold mental

health and insomnia cases. Approximately 25% of adolescents reported suffering from past

sleep or mental health problems, while approximately 17% reported previous treatment for

sleep or mental health problems. Approximately 20% reported other medical issues, while

14% reported previous or ongoing treatment for such issues. Insomnia was the most

frequently identified clinically significant problem (11.19%), whereas MDD was the most

common mental health problem (8.39%).

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Table 6 Demographic and personal history

Variable Group Number Percent

Self-report past mental health symptoms Depression 22 6.9 Anxiety 21 6.6 Sleep problems 25 7.9 Depression, Anxiety 4 1.3 Depression, Anxiety and Insomnia 5 1.6 Other 8 2.5 No 233 73.3 Self-report past treatment for symptoms of depression, anxiety, sleep problems Psychologist 11 3.5 Counsellor 24 7.5 GP 5 1.6 Other 20 6.2 None 263 82.7 Permanent disabilities or illnesses Asthma 40 12.6 Chronic pain 3 0.9 Other 19 5.8 None 255 80.2 Medication No 272 85.5 Asthma medication e.g., Ventolin puffer 32 10.1 ADHD medication 1 0.3 Sleep medication 1 0.3 Prescribed antidepressants 0 0

Non-prescribed antidepressants or sleep medication 1 0.3

Other 12 3.7 Alcohol use Yes 30 80.2 No 255 9.4 Missing data 33 10.4 Drug use Yes 5 1.6 No 279 87.7 Missing data 34 10.7 Subjective sleep sufficiency Too little sleep 143 44.9 Enough sleep 170 53.4 Too much sleep 5 1.6 Frequency of sufficient sleep Never 7 2.2 Rarely 50 15.7 Sometimes 112 35.2 Usually 133 41.8 Always 16 5.0 Chronotype Eveningness 37 11.64 Neither 252 79.25 Morningness 26 8.18 Missing 3 0.94

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Table 7

Descriptive statistics for sleep and mental health variables

Variable N Missing data Mean SD Minimum Maximum

Insomnia 312 6 7.63 5.28 0 25

Major Depressive Disorder 314 4 7.62 4.69 0 28

Generalised Anxiety Disorder 314 4 5.63 3.2 0 16

Obsessive Compulsive Disorder 313 5 4.36 3.01 0 17

Panic Disorder 314 4 6.55 4.37 0 24

Separation Anxiety 314 4 3.68 3.15 0 14

Social Phobia 314 4 6.69 4.4 0 25

Morningness-Eveningness 315 3 27.17 5.41 10 40

Total Sleep Time weekday 313 5 8.31 1.27 4 11.5

Total Sleep Time weekend 314 4 9.43 1.72 4.5 15

Total Time in Bed weekday 316 2 8.7 1.1 4 11.5

Total Time in Bed weekend 311 7 9.67 1.48 3.5 13.5

Table 8

Number and frequency of clinically significant cases

Depression GAD OCD PD SAD SP Insomnia

Clinical case frequency 29 21 7 14 17 15 39

Total case frequency 314 314 313 314 314 314 312

Clinical frequency 9.24% 6.69% 2.24% 4.46% 5.41% 4.78% 12.50%

GAD= Generalised Anxiety Disorder, PD= Panic Disorder, OCD= Obsessive Compulsive Disorder, SAD= Separation Anxiety Disorder, SP= Social Phobia.

Correlations are reported in Table 9. ISI was moderately to highly correlated with each

subscale from the RCADS. The results also depicted small to medium correlations between

chronotype and each subscale from the RCADS, except for GAD, where no significant

correlation was found. The difference between total sleep time on weekends and weekdays

was significantly correlated with an eveningness chronotype, insomnia, depression, PD, OCD,

and SP.

Table 9 Spearman's rho correlations between anxiety, subtypes of anxiety, depression, insomnia and chronotype

Anxiety overall Depression GAD PD OCD SAD SP Insomnia CP

Anxiety overall 1 0.744** 0.790** 0.800** 0.797** 0.843** 0.866** 0.580** -0.207** Depression 1 0.484** 0.683** 0.693** 0.578** 0.659** 0.672** -0.369** GAD 1 0.537** 0.573** 0.649** 0.590** 0.414** 0.030 PD 1 0.637** 0.643** 0.593** 0.503** -0.218** OCD 1 0.619** 0.597** 0.457** -0.193** SAD 1 0.659** 0.447** -0.178** SP 1 0.496** -0.222** Insomnia 1 -0.438** Chronotype 1

**. Correlation is significant at the 0.01 level (2-tailed). GAD= Generalised Anxiety Disorder, PD= Panic Disorder, OCD= Obsessive Compulsive Disorder, SAD= Separation Anxiety Disorder, SP= Social Phobia.

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Generalised estimation equations were run with and without participants who were

identified with delayed sleep phase syndrome tendencies (complete data available for 300

participants, n= 18, percentage= 6%). No differences were found, and therefore all available

data were retained.

4.4.2. Depression and Insomnia

The depression scale contained an item similar to insomnia, which was thought to

possibly inflate the regression coefficients of the relationship between insomnia and

depression. The overall pattern of results remained the same when analyses were

conducted with and without the insomnia-based MDD item. Therefore, the original MDD

scale was retained.

The analyses of depression and insomnia included 302 participants. Depression had a

significant independent effect on insomnia (β= 0.526, 95% CI= 0.406 - 0.645), and vice-versa

(β= 0.3767, 95% CI= 0.276 - 0.477). Chronotype and anxiety uniquely predicted insomnia

(chronotype β= -0.210, 95% CI = -0.306 – -0.113; anxiety β= 0.040, 95% CI = 0.0017 – 0.063)

and depression (chronotype β = -0.103, 95% CI = -0.169 – -0.036; anxiety β= 0.167, 95% CI=

0.137 – 0.196).

4.4.3. GAD and Insomnia

Three-hundred and seven participants were included in the analyses for the

relationship between GAD and insomnia. Chronotype and GAD were not associated before

potential confounders were controlled. Therefore, chronotype was not used to predict GAD.

Significant independent effects were found when GAD predicted insomnia (β= 0.258,

95% CI= 0.025 - 0.336) but not when insomnia predicted GAD (β= 0.116, 95% CI= -0.005 -

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0.236). Chronotype and depression predicted insomnia (chronotype β= -0.227, 95% CI= 0-

0.330 - -0.124; depression β= 0.522, 95% CI= 0.385 – 0.659), and depression predicted GAD

(depression β= 0.245, 95% CI= 0.158 – 0.345).

4.4.4. OCD and Insomnia

The analyses for the relationship between OCD and insomnia contained 303

participants. A significant independent effect was not found when OCD predicted insomnia

(95% CI= -0.117 – 0.080) nor when insomnia predicted OCD (95% CI= -0.050 – 0.034).

Depression and chronotype predicted insomnia (depression β= 0.618, 95% CI= 0.499 – 0.738;

chronotype β= -0.194, 95% CI= -0.286 – -0.103), whereas depression but not chronotype

uniquely predicted OCD (depression β= 0.400, 95% CI= 0.351 – 0.449; chronotype 95% CI= -

0.041 – 0.096).

4.4.5. Panic Disorder and Insomnia

The sample size for the analyses of the relationship between PD and insomnia

contained was 304. An independent significant effect was found when insomnia predicted

PD (independent β = 0.064, 95% CI= 0.007 – 0.121) but not when PD predicted insomnia

(95% CI= -0.003 – 0.201). Depression and chronotype predicted insomnia (depression β=

0.562, 95% CI= 0.463 – 0.661; chronotype β= -0.199, 95% CI= -0.290 – -0.108), but

depression and not chronotype predicted PD (depression β = 0.464, 95% CI= 0.395 – 0.532;

chronotype 95% CI= -0.010 – -0.081).

4.4.6. Separation Anxiety and Insomnia

Three hundred and three participants were used for the analyses of the relationship

between SAD and insomnia. A significant independent effect was not found when SAD

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predicted insomnia (95% CI= -0.028 – 0.276), nor when insomnia predicted SAD (95% CI= -

0.016 – 0.113). Depression and chronotype predicted insomnia (depression β= 0.581, 95%

CI= 0.479 – 0.684; chronotype β= -0.200, 95% CI= -0.294 – -0.106), whereas depression but

not chronotype uniquely predicted SAD (depression β= 0.239, 95% CI= 0.161 – 0.318;

chronotype 95% CI= -0.058 – 0.061).

4.4.7. Social Phobia and Insomnia

The sample size for the analyses of the relationship between SP and insomnia was 304.

The results failed to show a significant independent effect when SP predicted insomnia (95%

CI= -0.048 – 0.143), and vice-versa (95% CI -0.065 – 0.191). Depression and chronotype

uniquely predicted insomnia (depression β= 0.578, 95% CI= 0.481 – 0.676; chronotype β= -

0.197, 95% CI= -0.285 – -0.109), whereas depression but not chronotype predicted SP

(depression β= 0.663, 95% CI= 0.522 – 0.804; chronotype 95% CI= -0.051 – 0.168).

4.5. Discussion

The first aim of the study was to investigate the independent relationship between

insomnia and depression, and insomnia and different subtypes of anxiety. The results were

consistent with previous adolescent studies that reported a positive association between

insomnia and depression (Gregory & O'Connor, 2002; Johnson, Roth, & Breslau, 2006),

insomnia and GAD, but not between insomnia and SP (Alfano, et al., 2007). The current

study, however, adds to these findings by showing that insomnia is related to depression

and GAD after chronotype and anxiety or depression (respectively) are controlled for. Higher

levels of insomnia were significantly predicted by higher levels of depression, and,

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conversely, higher levels of insomnia significantly predicted higher levels of depression and

GAD.

The relationships observed between insomnia, GAD and depression may be at least

partially explained by abnormalities to neurotransmitters and brain structures such as

dopamine, hypocretin-1, serotonin, the brainstem and thalamus, which are associated with

the sleep-wake cycle, anxiety and depression (Casey, et al., 2008; Holmes, 2003; Nestler &

Carlezon, 2006; Peroutka, 1998; Tseng & O'Donnell, 2007; Yoshioka, et al., 1996).

Consequently, insomnia, anxiety and depression may have overlapping courses of

development, and hence contribute to the development of and result from one another

(Jansson-Fröjmark & Lindblom, 2008; Kaneita, et al., 2009; Morphy, et al., 2007).

Psychological and social factors that are common during adolescence such as increased

autonomy, and psychosocial (e.g., peer groups), familial and educational stressors (Kaneita,

et al., 2009; Lipton, et al., 2008) may also predispose adolescents to the development of

insomnia, anxiety and depression.

This study also showed that while associations between insomnia, OCD, SAD and SP

were evident, the relationships were no longer significant when depressive symptoms were

controlled for. In contrast, a previous study reported an association between insomnia and

SP (Alfano, et al., 2007), and suggested that depression has a large yet partial mediation

effect when social phobia predicts insomnia (Buckner, Bernert, Cromer, Joiner, & Schmidt,

2008). These studies used different methodologies; the items used in the current study, as

opposed to the other (Buckner, et al., 2008), are based on DSM-IV (American Psychiatric

Association, 1994) criteria and hence may better represent the symptoms that are assessed

for a clinical diagnosis of insomnia, depression and subtypes of anxiety. Furthermore, the

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previous study used an overall sleep construct that assessed insomnia via one item (Alfano,

et al., 2007), whereas the current study used a validated 7-item instrument that is specific to

insomnia. An explanation for the current study’s findings could be that symptoms of

depression and GAD may lead to significant and persistent distress and cognitive arousal at

night, whereas symptoms of PD, SAD and SP are triggered by particular stimuli that may not

be present nocturnally (American Psychiatric Association, 1994).

The findings from this study also suggest that depression has a stronger role in either

the development or maintenance of sleep and anxiety symptoms than insomnia. Depression

and not insomnia (or chronotype) predicted each anxiety variable. Furthermore, insomnia

predicted each anxiety subtype before but not after depression was entered into the

models, suggesting that depression may explain the relationship between insomnia and

anxiety subtypes. Nevertheless, this study improves upon current clinical theories by

indicating that insomnia has a stronger relationship with depression than anxiety subtypes,

insomnia is independently related to some but not other anxiety subtypes, and depression

may be a mediating factor between insomnia and subtypes of anxiety. Such findings, paired

with the high correlations between insomnia and all anxiety subtypes before covariates were

controlled further consolidate the notion of a complex and intertwined relationship between

insomnia, anxiety and depression (Jansson-Fröjmark & Lindblom, 2008).

The second aim of this study was to investigate the effect of chronotype on insomnia,

depression, and subtypes of anxiety that is unique from other predictors. The current study

found that an evening chronotype predicted insomnia and depression after controlling for

other predictors, which replicates the findings from previous studies that reported an

association between chronotype and sleep problems, and chronotype and depression

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(Ferber, 1990; Giannotti, et al., 2002; Randler, et al., 2009; Russo, et al., 2007). However, in

contrast to previous research (Ferber, 1990; Giannotti, et al., 2002; Randler, et al., 2009;

Russo, et al., 2007), chronotype did not predicted OCD, PD, SAD and SP. This result is likely

due to the effect of insomnia, as chronotype was significantly correlated with OCD, PD, SAD

and SP, but did not predict either anxiety subtype after insomnia was controlled for. Also,

the results regarding PD may better reflect the large sample size, as the effect size was small

and confidence intervals approached zero. Together, these results suggest that chronotype

may have a more direct association with insomnia and depression than with anxiety

subtypes, and that the relationship between chronotype and anxiety subtypes may be

largely due to the presence of insomnia.

The independent effect of chronotype on insomnia and depression may be explained

by symptoms that are common to depression, insomnia and an evening preference during

adolescence such as persistent sleep deprivation, sleep displacement, difficulty adjusting to

social constraints and an alternating lifestyle are also related to poor sleep and mental

health (Giannotti, et al., 2002). Carskadon (Carskadon, et al., 2004) and Kaneita (Kaneita, et

al., 2009) suggested that daily pressures of life accumulate during adolescence and hence

promote later bedtimes, poorer sleep and more mental health problems in older

adolescents. Furthermore, Russo and colleagues (Russo, et al., 2007) found that later bed

and rise times occur with older age on the weekends, indicating that rise times are dictated

by school schedule. Consequently, total sleep time on school nights decreases with age but

remains constant on the weekend, suggesting that sleep deprivation may occur during the

week (Russo, et al., 2007). The results of this study showed a similar pattern.

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The current study has public health and clinical implications. Given that depression and

GAD independently predict insomnia, prevention and treatment plans for insomnia may also

focus more broadly on depression and GAD. Similarly, given that insomnia independently

predicts depression, prevention and treatment plans for depression might also consistently

focus on improving sleep. Eaton, Badawi and Melton(Eaton, Badawi, & Melton, 1995)

estimated that 47% of cases of depression could have been prevented had sleep problems

been successfully treated one year prior. Furthermore, Ohayon and Roth found that

insomnia was a precursor for relapse of anxiety and depression (Ohayon & Roth, 2003). Also,

given that chronotype and anxiety predicted insomnia and depression, prevention and

treatment plans for depression and insomnia could simultaneously focus on anxiety and the

eveningness chronotype. Finally, given the importance of depression, prevention and

treatment plans for various subtypes of anxiety disorders should also consider depression.

Therefore, interventions that focus on mental health, sleep and circadian rhythms could

prevent the development or help alleviate symptoms of insomnia, depression and the

subtypes of anxiety.

4.5.1. Limitations

The current study contained some limitations. First, directionality could not be inferred

due to the cross-sectional methodology used, and knowledge about the aetiological aspect

of the relationship between these problems remains unclear. This is particularly relevant to

the finding that GAD predicted insomnia, but insomnia did not predict depression. Such a

finding can only infer a relationship, and longitudinal studies are needed for a clearer

understanding of the direction of this relationship. Future studies, then, could assess the

longitudinal relationships between insomnia and subtypes of anxiety, and insomnia and

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depression after accounting for potential covariates, thereby expanding the current

knowledge base of the direction and hence aetiological relationship between these

problems.

Second, this study is based on self-reported sleep and mental health symptoms rather

than methods that allow a clinical diagnosis. Regarding mental health problems,

comprehensive interviews are required to detect the presence of other disorders that may

confound the results, such as adjustment or conduct disorder. Nevertheless, the RCADS has

been extensively used in the adolescent population (Austin & Chorpita, 2004; Weems &

Costa, 2005), including in studies that have assessed the relationship between sleep

problems, anxiety and depression (Alfano, et al., 2009). Furthermore, recent studies have

shown inconsistencies between subjective and objective reports of poor sleep in paediatric

populations diagnosed with Major Depressive Disorder (Bertocci et al., 2005; Forbes et al.,

2008) and anxiety disorders (Forbes, et al., 2008). The same studies also showed that

objective and subjective reports of sleep were more similar in the general population than in

youths diagnosed with anxiety or depression (Bertocci, et al., 2005; Forbes, et al., 2008).

Indeed, the current study assessed the general population, and prevalence rates of clinically

significant insomnia, depression and SP were similar to those found in other studies using

the general population (Australian Bureau of Statistics, 2008a; Costello, et al., 2011;

Johnson, Roth, & Breslau, 2006). The RCADS and ISI are also measures of mental health

disorders and insomnia that are based on the DSM-IV diagnostic criteria (American

Psychiatric Association, 1994). Future studies could use objective measures and/or clinical

methods of assessment for insomnia, depression and subtypes of anxiety.

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Moreover, other sleep problems were not assessed. However, disorders such as

obstructive sleep apnoea are unlikely to confound the results due to the relatively low

prevalence rates [range from 0.4% (Johnson & Roth, 2006) - 2.9% (Sánchez-Armengol et al.,

2001)] in paediatric populations. In any case, future studies could use polysomnography and

sleep diaries to detect other sleep disorders, and even assess biological measures that are

directly relevant to chronotype and therefore could better detect delayed sleep phase

syndrome such as core body temperature and dim light melatonin onset.

4.5.2. Conclusions

In conclusion, this study adds to the current literature by assessing the independent

relationship between insomnia and depression, and insomnia and anxiety across subtypes of

anxiety, while investigating the effects of chronotype on insomnia, anxiety and depression

above and beyond potential confounders. The general adolescent population was the

targeted sample, and psychometrically sound measures based on the DSM-IV (American

Psychiatric Association, 1994) criteria for insomnia, subtypes of anxiety and depression were

used. The results suggested that insomnia is independently related to symptoms of

depression and GAD, but not the other subtypes of anxiety. Furthermore, an evening

preference uniquely predicted insomnia and depression, but not GAD, PD, OCD, SAD or SP.

Prevention and treatment efforts for insomnia and depression should potentially consider

and concurrently focus on mental health, sleep and the eveningness chronotype, whereas

prevention and treatment efforts for anxiety subtypes may consider also focussing on

insomnia and depression.

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Acknowledgements

Dr Stewart Howell contributed to the statistical analyses.

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Chapter 5: Study 3

Bidirectional relationships between insomnia and depression, and insomnia and subtypes of anxiety during adolescence: does chronotype affect these relationships?

Alvaro, P.K., Roberts, R.M., Harris, J.K., & Bruni, O.

School of Psychology, University of Adelaide

Prepared for submission

Pasquale Alvaro (PhD Candidate)

I collected data, performed each analysis, interpreted data, wrote the manuscript and acted

as the corresponding author. I also made the decisions on what data and arguments to

present in this paper.

XPasquale Alvaro

PhD Candidate

Date: 25/08/14

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Rachel Roberts (Co-Author)

I was the primary supervisor for the research project that led to this paper, so was involved

in the design of the study described in the paper and discussions of results, particularly in

the case of adolescent literature. Mr Alvaro was responsible for writing the paper, and I was

responsible for providing editorial comments. I hereby give my permission for this paper to

be included in Mr Alvaro’s submission for the degree of PhD at the University of Adelaide.

Jodie Harris (Co-Author)

I was the co-supervisor for the research project that led to this paper. I was involved in the

design of the study described in the paper, the write up of the introduction, and discussions

of results, particularly where the sleep variables were concerned. I hereby give my

permission for this paper to be included in Mr Alvaro’s submission for the degree of PhD at

the University of Adelaide.

XRachel Roberts

Co-author

XJodie Harris

Co-author

Date: 25/08/14

Date: 25/08/14

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Oliviero Bruni (Co-Author)

I was responsible for Pasquale Alvaro during his academic visit to La Sapienza Unverity of

Rome. As a co-author of this paper, I was heavily involved in editing the write-up, and

statistical analyses. I also contributed to the design of the study, the introduction, and the

discussions of results, particularly where the adolescent sleep research was concerned. I

hereby give my permission for this paper to be included in Mr Alvaro’s submission for the

degree of PhD at the University of Adelaide.

XOliviero Bruni

Co-author

Date: 20/08/14

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5.1. Abstract

5.1.1. Study Objectives

To assess (1) the bidirectionality of the relationship between insomnia and various

subtypes of anxiety, and insomnia and depression after controlling for confounders; (2) the

independent predictive effects of chronotype on insomnia, depression, and each subtype of

anxiety during adolescence.

5.1.2. Design

Prospective, longitudinal study with a 6-month follow-up. Assessment of insomnia,

subtypes of anxiety, depression and chronotype was made via self-report questionnaires.

5.1.3. Settings

Community sample from eight high schools in Adelaide, South Australia.

5.1.4. Participants

The study was completed at baseline and follow-up by 255 high-school students aged

12 – 18 (M= 14.96, SD= 1.34), attending school grades 7 to 11 at baseline.

5.1.5. Measurement and Results

Participants completed the Insomnia Severity Index, the Revised Child Anxiety and

Depression Scale to assess subtypes of anxiety and depression, and the Morningness-

Eveningness Scale to assess chronotype. After accounting for covariates, insomnia was

bidirectionally related to depression (covariates were baseline age, gender, chronotype and

anxiety overall) and Generalised Anxiety Disorder (GAD, covariates were baseline age,

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gender, chronotype and depression), but was not related to other subtypes of anxiety

(covariates were baseline age, gender, chronotype and depression). Chronotype predicted

insomnia after accounting for covariates (baseline age, gender, depression and anxiety), but

not depression (covariates were baseline age, gender, insomnia and anxiety overall) or any

anxiety subtypes (covariates were baseline age, gender, insomnia and depression).

5.1.6. Conclusion

Evidence suggests that insomnia is related to depression and GAD above and beyond

other factors, and vice-versa, but not to other anxiety subtypes. An eveningness chronotype

independently predicts the development of insomnia above and beyond other factors, but

not depression or anxiety subtypes. Eveningness, then, predisposes an individual to the

development of insomnia, which is a risk-factor for depression or GAD.

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5.2. Introduction

Insomnia, anxiety and depression are common disorders during adolescence, with

prevalence rates of 10.7% (Johnson, Roth, & Breslau, 2006), 17% (Johnson, Roth, & Breslau,

2006), and 5.6% (Costello, et al., 2006) respectively. In adolescents, symptoms of insomnia,

anxiety and depression have been associated with various problematic outcomes, such as

reduced satisfaction with life (Roberts, Roberts, & Duong, 2008), poor academic

achievement (Paavonen, et al., 2000; Varley & Smith, 2003), suicidal ideation (Choquet, et

al., 1993; Glied & Pine, 2002), excessive use of tobacco, alcohol and drugs (Johnson &

Breslau, 2001), and various medical and psychiatric problems in adulthood (Bardone, et al.,

1998; Franko, et al., 2005). Insomnia is also often comorbid with anxiety and depression,

perhaps partly attributable to insomnia being a possible criterion for anxiety and depressive

disorders, but also to the overlapping neurobiological, psychological and social risk-factors

(Casey, et al., 2008; Holmes, 2003; Kaneita, et al., 2009; Lipton, et al., 2008; Nestler &

Carlezon, 2006; Peroutka, 1998; Tseng & O'Donnell, 2007; Yoshioka, et al., 1996). Such

comorbidity can exacerbate the consequences associated with each disorder, particularly

the use of tobacco, alcohol and illicit drugs (Johnson & Breslau, 2001). These findings, paired

with the increased risk of developing insomnia, anxiety and depression following puberty

(Beesdo, et al., 2009; Johnson, Roth, & Breslau, 2006; Thapar, et al., 2012), highlight the

importance of understanding the relationship between these disorders during adolescence.

A recent systematic review has suggested that insomnia and anxiety, and insomnia and

depression are bidirectionally related (Alvaro, et al., 2013). That is, insomnia is related to the

development of anxiety and depression, and anxiety and depression are related to the

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development of insomnia (Jansson-Fröjmark & Lindblom, 2008; Kaneita, et al., 2009;

Morphy, et al., 2007).

However, various uncertainties remain about the nature of these bidirectional

relationships. One study in teenagers aged 13 to 15 found that prior anxiety predicted

insomnia and prior insomnia predicted depression, but prior depression did not predict

insomnia and prior insomnia did not predict anxiety (Johnson, Roth, & Breslau, 2006).

However, this study was retrospective, and longitudinal adolescent studies have depicted

bidirectional relationships between other sleep and mental health problems (Kaneita, et al.,

2009; Meijer, et al., 2010).

Moreover, a recent adolescent study found significant associations between insomnia

and Separation Anxiety Disorder (SAD), and insomnia and Generalised Anxiety Disorder

(GAD), but not between insomnia and Social Anxiety Disorder (Alfano, et al., 2007). Although

such findings are expected given the symptom overlap for diagnosis, the bidirectionality of

the relationship between insomnia, anxiety and depression during adolescence, particularly

for different anxiety disorders, remains unclear.

Finally, recent studies have reported an association between an evening chronotype

(chronotype refers to a circadian rhythm position indicator that categorises individuals

according to both their body clock position relative to the 24 hour day (Roenneberg, et al.,

2004) and the time he/she prefers to engage in cognitively and physically demanding

activities (Ferraz, et al., 2008)) and insomnia, anxiety and depression during adolescence

(Ferber, 1990; Giannotti, et al., 2002; Randler, et al., 2009; Russo, et al., 2007). Such

relationships are important, because adolescents tend to become more evening-orientated

(i.e., become evening stimulus seeking and exhibit delayed bedtimes) with age due to

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circadian rhythm and environmental changes that are experienced during adolescence

(Crowley, et al., 2007). In some cases, eveningness tendencies predispose adolescents to the

development of delayed sleep phase syndrome (American Academy of Sleep Medicine,

2005), which affects approximately 8% of adolescents (Saxvig, et al., 2012), and has been

associated with insomnia (Reid, et al., 2012), anxiety (Reid, et al., 2012; Saxvig, et al., 2012),

depression (Saxvig, et al., 2012), smoking (Saxvig, et al., 2012), alcohol use (Saxvig, et al.,

2012), and poor academic achievement (Saxvig, et al., 2012) during adolescence.

Nevertheless, the independent predictive effect of an evening chronotype on insomnia after

accounting for depression and anxiety; on depression after accounting for insomnia and

anxiety; and on anxiety subtypes after controlling for insomnia and depression are still

unknown. An evening chronotype may be a predisposing, precipitating or perpetuating

factor in depressive, anxiety and/or insomnia symptoms during adolescence.

The current study, therefore, investigated the bidirectionality of the longitudinal

relationships between insomnia and subtypes of anxiety [Generalised Anxiety Disorder

(GAD), Obsessive Compulsive Disorder (OCD), Panic Disorder (PD), Separation Anxiety

Disorder (SAD) and Social Phobia (SP)], and insomnia and depression during adolescence.

Note that although OCD was removed from the anxiety disorders category in the current

Diagnostic and Statistical Manual of Mental Disorders (DSM 5) (American Psychiatric

Association, 2013), it was included in the current study because of the strong associations

reported with insomnia, depression and other subtypes of anxiety in adolescents (Johnson,

Roth, & Breslau, 2006).

This study also considered the predictive effect of chronotype on insomnia once

depression and anxiety were controlled, on depression once insomnia and anxiety were

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controlled, and on anxiety subtypes once insomnia and depression were controlled. It was

hypothesised that insomnia would be bidirectionally related to depression and some anxiety

subtypes, but not others, and that an evening chronotype will predict insomnia, depression

and subtypes of anxiety. Such an investigation will add to the current knowledge of the

potential pathways of insomnia, depression and subtypes of anxiety, inform public health

campaigns and clinical interventions for each problem, and enhance the understanding of

the interaction between each problem.

5.3. Methods

5.3.1. Participants

Three-hundred and eighteen South Australian secondary school students aged 12 – 18

(M= 14.96, SD= 1.34) volunteered to participate in the study at baseline. Of these, 255

completed the study by returning the questionnaire at follow up (approximately 20%

attrition rate; M age = 15.49, SD= 1.32). One-hundred and forty (54.90%) were male and 115

(45.10%) were female. At follow up, 68 students were in grade 8, 39 in grade 9, 76 in grade

10, 29 in grade 11 and 42 in grade 12. Participants were eligible if their parents consented,

they completed the questionnaires at baseline and follow-up, were in grades 7 to 11 at

baseline, and were fluent in English.

Attrition was not found to be related to baseline insomnia, depression, GAD, OCD,

SAD, SP or chronotype. However, there was a significant difference in mean severity of panic

disorder symptoms [t(313)= 3.21, p<.01] between adolescents who dropped out (M= 5.20,

SD= 5.36) and those who completed the study (M= 3.89, SD= 3.61). Nevertheless, Cohen’s

effect size was of small magnitude (d= 0.35) (Cohen, 1992), suggesting that the symptoms of

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PD in those who dropped out were only marginally more severe than those who completed

the study.

5.3.2. Measures

The demographic questionnaire contained items about personal history of mental

health and sleep problems, medical history, treatment for mental health, sleep or medical

problems, chronic illnesses, alcohol use and drug use; sleep duration, variability and

sufficiency (defined as how often the adolescent thought they had sufficient sleep); and total

sleep time on weeknights and weekends. The questionnaire also contained measures of

insomnia, chronotype, depression and subtypes of anxiety.

5.3.2.1. Insomnia

The Insomnia Severity Index (ISI) (Bastien, Vallières, & Morin, 2001) was used to assess

insomnia. The ISI is a 7-item self-report inventory that assesses the severity of subjective

symptoms and consequences of insomnia based on the DSM-IV (American Psychiatric

Association, 2000). Each item is scored on a 0 to 4 Likert scale, and total scores are

calculated by summing each item (total score range 0 to 28). Higher total scores denote

more severe insomnia. Scores between 0–7 indicate no clinically significant insomnia, 8–14

indicates subthreshold insomnia, 15–21 indicates moderate clinical insomnia, and 22–28

indicates severe clinical insomnia (Morin, 1993). Items include questions assessing difficulty

falling sleep, difficulty staying asleep, problems waking up too early, satisfaction with current

sleep patterns, worry/distress about current sleep patterns, and perceived interference of

sleep problems with daily life. The ISI has been widely used (Brand, et al., 2011; Luo, et al.,

2012; Short, et al., 2013) and also validated in the adolescent population (Chung, et al.,

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2011). A recent study reported significant correlations between the ISI and clinical diagnosis

of insomnia, the Sleep-Wake Habits Questionnaire, General Mental-Health Questionnaire,

Epworth Sleepiness Scale, smoking habits, alcohol use, number of naps per week, and

academic performance during adolescence (Chung, et al., 2011) . Furthermore, a Cronbach’s

alpha of 0.83, and a 2-week test-rest reliability of 0.79 for the ISI in an adolescent population

(Chung, et al., 2011) were reported. In the current study, a Cronbach’s alpha of 0.86 and

0.84 were obtained for baseline and follow-up, respectively.

5.3.2.2. Chronotype

The Morningness-Eveningness Scale (MES) (Carskadon, et al., 1993) was used to assess

adolescents’ chronotype. It is a 10-item adaptation of the Composite Scale of Morningness

(Smith, et al., 1989). Seven items are scored on a 1 to 4 Likert scale, and 3 items are scored

on a 1 to 5 Likert scale. Total scores range from 10 to 42 and are calculated by summing each

item. Higher scores indicate a tendency towards morningness. The MES can differentiate

morningness from eveningness in adolescents (Díaz-Morales, et al., 2007). Extreme evening

and morning-types were defined as below the 10th and above the 90th percentile,

respectively, and scores in between were identified as neither types (cut-off scores were 20

and below for eveningness and 34 and above for morningness) (Giannotti, et al., 2002;

Russo, et al., 2007). Recent studies have reported Cronbach’s α of 0.73 (Giannotti, et al.,

2002), 0.82 (Díaz-Morales, et al., 2007), and 0.82 (Warner, et al., 2008) in Italian, Spanish,

and Australian adolescents. Good external validity and high test-retest reliability (0.78) (S.

Kim, et al., 2002) have been reported (Díaz-Morales, et al., 2007). The MES can also predict

daytime functioning, academic achievement and various behavioural outcomes in

adolescents (Giannotti, et al., 2002; Warner, et al., 2008), and successfully discriminate

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morningness from eveningness in adolescents (Díaz-Morales, et al., 2007). Two items were

altered. First, the phrase “gym class” was changed to “sports class” to keep the language

relevant to the Australian population. Second, the item “Your parents have decided to let

you set your own bed time. What time would you pick?” was changed to “What time would

you prefer to go to bed?” to be more age-appropriate for the sample. Cronbach’s alpha for

the MES in the current study was 0.80 and 0.82 for baseline and follow-up, respectively.

5.3.2.3. Depression and subtypes of anxiety

Depression and subtypes of anxiety were assessed by the Revised Child Anxiety and

Depression Scale (RCADS) (Chorpita, et al., 2000). The RCADS is a 47-item adaption of the

Spence Children’s Anxiety Scale (Spence, 1997) that corresponds to the DSM-IV(American

Psychiatric Association, 1994) diagnostic criteria for Major Depressive Disorder (MDD; 10

items), Generalised Anxiety Disorder (GAD; 6 items), Panic Disorder (PD; 9 items), Separation

Anxiety Disorder (SAD; 7 items), Obsessive Compulsive Disorder (OCD; 6 items) and Social

Phobia (SP; 9 items). Each item is scored on a 0 to 3 Likert scale with higher scores indicating

more severe depression or subtype of anxiety. Total scores are calculated by the sum of each

item for each scale. MDD scores range from 0 to 30, GAD ranges from 0 to 18, PD ranges

from 0 to 27, SAD ranges from 0 to 21, OCD ranges from 0 to 18, and SP ranges from 0 to 27.

An overall 37-item scale for anxiety is also provided, with scores ranging from 0 to 111. A

recent study reported Cronbach’s alphas in Hawaiian adolescents for each subscale: SP,

alpha=0.81; PD, alpha=0.85; GAD, alpha=0.80; MDD, alpha=0.76; SAD, alpha=0.78; and OCD,

alpha=0.71 (Chorpita, et al., 2000). The majority of Cronbach’s alphas for each subscale at

baseline and follow-up in the current study ranged from 0.80 to 0.90, with OCD at baseline

(alpha= 0.76), and SAD at baseline (0.68) and follow-up (0.73) falling below this range. This

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study also reported good support for the structural, convergent and discriminant validity of

the RCADS. Furthermore, internal consistency for MDD, anxiety subscales and overall anxiety

has been found in Australian adolescents (De Ross, et al., 2002). Good convergent validity

was also demonstrated (De Ross, et al., 2002) via moderate to strong correlations between

the subscales of RCADS with scores on the Revised Manifest Anxiety Scale [RCMAS (Reynolds

& Richmond, 1985)] and the Children’s Depression Inventory [CDI (Kovacs, 1981)].

Standardised T scores converted from raw scores are used to indicate the clinical significance

of each variable. Scores between 65 and 69 indicate borderline clinical threshold and T

scores ≥ 70 indicate above clinical threshold (Chorpita, 2011).

5.3.3. Procedure

All principals of high schools within a 40km radius of the Adelaide CBD that were listed

with the Department for Education and Child Development in South Australia (Department

for Education and Child Develpoment, 2012) or in the 2010 Annual Report of the Advisory

Committee on Non-Government Schools in South Australia (Government of South Australia,

2011) (n= 71 within catchment area) were approached. Each school principal received a

package via mail that contained an invitation to participate in the study, a copy of the

questionnaire, information letters for students and parents, and consent forms. The schools

that did not respond to the letter received a follow-up phone call or email. Eight schools

agreed to participate in the study. Information letters and consent forms for the students

and parents were then given to each student in grades that were selected by the school.

Questionnaires were completed in class time under the supervision of teachers at baseline

and six months later. Baseline data was collected from May 2012 until August 2012, while

follow-up data was collected from October 2012 to February 2013 follow-up range 5 – 7

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months. This study was approved by the Human Research Ethics Committee from the

University of Adelaide, the Department for Education and Child Development, and Catholic

Education South Australia.

5.3.4. Statistical Analyses

The analysis of missing data was based on the recommendations of Tabachnick and

Fidell (2007). Less than 2% of the baseline data was missing for the insomnia, depression,

subtypes of anxiety and chronotype scales. Some evidence suggests that missingness at

baseline may have been non-random, as the missing data group had a significantly higher

SAD symptom severity score than those without missing data. However, the missing data

group for this analysis only contained one participant, which is not enough to adequately

represent the remaining participants with missing data. Furthermore, the evidence

suggested that missing data at follow-up was random, as no significant differences were

found in predictor or outcome variables between those with and without missing data. In

any case, a large the sample size was retained after attrition and the amount of missing

values was very low (below 3% for measures of depression, anxiety subtype and chronotype,

and 6.6% for the insomnia measure). Therefore, on the recommendation of Tabachnick and

Fidell (2007), participants with missing data at baseline and/or follow-up were only excluded

for the analyses that assessed the variables containing their missing data.

Means, standard deviations, and frequencies were used to report descriptive statistics.

Paired samples t-tests were used to assess significant differences between baseline and

follow-up mean symptom severity. Statistics of frequencies for chronotype groups (evening-

types, morning-types and neither-types) according to those who were and were not

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identified with sub-threshold and clinically significant insomnia were also reported.

Pearson’s r was used to calculate correlations.

Two sets of step-wise regression analyses (Pallant, 2011) were conducted to

investigate the bidirectionality of the relationship between insomnia and subtypes of

anxiety, and insomnia and depression during adolescence, along with the effect of

chronotype on these relationships. Insomnia and chronotype at baseline were used to

predict depression or anxiety subtypes at follow-up for the first analysis, while depression or

anxiety subtypes and chronotype at baseline was used to predict insomnia at follow-up for

the second analysis.

Four steps were used to assess the hypotheses. Firstly, the predictor variable was

regressed on the outcome variable at follow-up. Secondly, chronotype at baseline was

added as a predictor when correlated with the predictor and outcome variable. Thirdly,

anxiety overall or depression was added as a predictor to statistically control these variables.

Finally, age at baseline and gender were added as a predictor and hence statistically

controlled for to impart control for physical development of adolescents (see Figure 6).

Bidirectionality is indicated if insomnia predicted depression or an anxiety subtype at the

fourth step, and vice-versa. Chronotype is suggested to independently predict insomnia,

depression, or an anxiety subtype should it predict an outcome variable at step 4.

Bootstrapping, a technique that is used when outcome variables are skewed, produces

confidence intervals based on resampling with replacement. Bootstrapping was used to

calculate correlations and hierarchical regression analyses, as the skewed coefficients and an

inspection of the histograms for each variable suggested that the data may be slightly

skewed. Based on Preacher and Hayes’ (Preacher & Hayes, 2008) recommendations, 5000

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resamples were used for final reporting, and bias-corrected and accelerated (BCa) 95%

confidence intervals were calculated.

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Insomnia

Depression

Chronotype

Anxiety overall

Age

Gender

Step 1, 2, 3, 4

Step 2, 3, 4

Step 3, 4

Step 4

Anxiety

subtype

Insomnia

Chronotype

Depression

Age

Gender

Step 1, 2, 3, 4

Step 2, 3, 4

Step 3, 4

Step 4

Depression

Insomnia

Chronotype

Anxiety overall

Age

Gender

Step 1, 2, 3, 4

Step 2, 3, 4

Step 3, 4

Step 4

Figure 6. Steps for regression analyses

Chronotype

Depression

Age

Gender

Step 1, 2, 3, 4

Step 2, 3, 4

Step 3, 4

Step 4

Insomnia

Anxiety

subtype

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5.4. Results

Demographic information, personal history and subjective sleep variables are reported

in Table 10. Descriptive statistics for symptoms of insomnia, depression and anxiety

subtypes at baseline and follow-up were reported in Table 11. A significant difference was

not found between baseline and follow-up mean scores for insomnia, depression and each

anxiety subtype, except PD. However, Cohen’s d was of small magnitude (d= 0.12),

suggesting a small increase in PD symptom severity across the two waves. Adolescents slept

longer on the weekends than weekdays at baseline (9 hours and 25 minutes vs. 8 hours and

17 minutes respectively) and follow-up (9 hours and 19 minutes vs. 8 hours and 10 minutes).

Frequencies for sub-threshold and clinically significant mental health and insomnia,

and circadian preferences were reported in Table 12. Insomnia was the most common

clinically significant problem at baseline and follow-up (11.60% and 10.08%), whereas OCD

at baseline (2.79%) and OCD and GAD (4% each) at follow-up were the least common

clinically significant problems. Furthermore, at baseline and follow-up, respectively,

approximately 12.60% and 7.87% of participants reported one clinically significant problem,

3.94% and 6.69% reported two clinically significant problems, and 7.09% and 4.72% reported

three or more clinically significant problems. The distribution of chronotypes in participants

with sub-threshold and clinically significant insomnia showed a higher prevalence of evening

type at baseline and follow-up (Table 13).

Table 14 shows the bootstrapped correlations involving baseline and follow-up

variables. Correlations were found between all variables at baseline. Insomnia, depression,

and subtypes of anxiety at baseline and follow-up were correlated with insomnia,

depression, subtypes of anxiety at follow-up. Chronotype at baseline was associated with

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insomnia, depression, GAD and PD at follow-up, but not with OCD, SAD or SP. Therefore,

chronotype at baseline was not entered into the models that predicted OCD, SAD or SP.

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Table 10 Demographic and personal history

Variable Baseline Follow-up

Mean (SD) Mean (SD) Age 14.94 (1.30) 15.49 (1.32) Group Number (%) Number (%) Gender Male 140 (55.12) 140 (55.12) Female 114 (44.88) 114 (44.88) Grade 7 8 (3.15) 0 (0) 8 77 (30.31) 68 (26.77) 9 57 (22.44) 39 (15.35) 10 48 (18.90) 76 (29.92) 11 64 (25.20) 29 (11.42) 12 0 (0) 42 (16.54) Past mental health and sleep problems Depression 16 (6.30) 11 (4.33) Anxiety 14 (5.51) 17 (6.69) Sleep problems 23 (9.06) 18 (7.10) Depression, Anxiety 4 (1.57) 5 (1.97)

Sleep problems, Depression 1 (0.39) 2 (0.79)

Sleep problems, Anxiety 3 (1.18) 1 (0.40)

Sleep problems, Depression, Anxiety 1 (0.39) 2 (0.79)

Other 6 (2.36) 8 (3.15) No 186 (73.23) 190 (74.80) Past treatment depression, anxiety, insomnia Psychologist 10 (3.94) 7 (2.76) Counsellor 16 (6.30) 10 (3.94) GP 3 (1.18) 5 (2.0) Psychologist and GP 1 (0.39) 0 (0)

Psychologist, GP and Counsellor 2 (0.79) 1 (0.39)

GP and other 1 (0.39) 1 (0.39) Counsellor and other 1 (0.39) 0 (0) Other 6 (2.36) 8 (3.14) None 214 (84.25) 216 (85.04) Chronic illnesses Asthma 31 (12.20) 29 (11.48) Chronic pain 3 (1.18) 3 (1.18) Asthma, others 3 (1.18) 4 (1.57) Other 16 (6.30) 13 (5.19) None 201 (79.13) 207 (81.50) Medication

Asthma medication e.g., Ventolin puffer 24 (9.45) 21 (8.27)

Sleep medication 1 (0.39) 0 (0) Valerian 1 (0.39) 0 (0) Other 7 (2.75) 8 (3.15) None 221 (87.01) 225 (88.58) Alcohol consumption during the last two weeks Yes 24 (9.45) 31 (12.20) No 201 (79.13) 192 (75.59) Missing data 29 (11.42) 31 (12.20) Drug use during the last two weeks Yes 3 (1.18) 3 (1.18) No 221 (87.01) 220 (86.61) Missing data 30 (11.81) 31 (12.20) Subjective opinion on amount of sleep Too little sleep 113 (44.5) 105 (41.3) Enough sleep 137 (53.9) 146 (57.5) Too much sleep 4 (1.6) 2 (0.79) Missing data 0 (0) 1 (0.39)

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Table 10 cont…

Variable Baseline Follow-up

Subjective opinion of sufficient sleep Never 4 (1.57) 4 (1.57) Rarely 40 (15.74) 36 (14.17) Sometimes 87 (34.25) 92 (36.22) Usually 110 (43.30) 103 (40.55) Always 13 (5.12) 18 (7.09) Missing data 0 (0) 1 (0.39)

Table 11

Descriptive statistics for sleep and mental health symptoms at baseline and follow-up

Baseline Follow-up Significance

test

Variable N Range

(min/max) Mean (SD) N Range

(min/max) Mean (SD) p

Insomnia 250 0-25 7.45 (5.22) 238 0-26 7.50 (5.01) .63

Depression 252 0-24 6.68 (3.25) 247 0-24 6.80 (5.37) .47

GAD 253 1-19 5.63 (3.20) 250 0-18 6.06 (3.78) .47

OCD 251 0-17 3.92 (3.13) 250 0-18 3.87 (3.33) .82

PD 252 0-18 3.42 (3.64) 250 0-26 3.80 (4.08) .05

DAD 251 0-14 3.00 (2.72) 248 0-14 2.97 (2.87) .95

SP 252 0-25 9.65 (5.44) 249 0-26 10.44 (5.64) .74

Chronotype 252 10-40 27.19 (5.29) 250 13-39 27.50 (5.36) .15

TST WD 250 4-11.50 8.28 (1.23) 241 3-13.17 8.16 (1.38) .18

TST WE 251 4.5-15 9.41 (1.73) 244 4-13.00 9.32 (1.56) .42

GAD= Generalised Anxiety Disorder, PD= Panic Disorder, OCD= Obsessive Compulsive Disorder, SAD= Separation Anxiety Disorder, SP= Social Phobia, TST WD= Total sleep time weekday, TST WE= Total sleep time weekend

Table 12

Amount of cases of clinically significant and sub-threshold insomnia, subtypes of anxiety and depression, and morningness, neutral and eveningness chronotype at baseline and follow-up

Baseline Follow-up

Variable

Sub-threshold n

(%)

Clinically significant

n (%) Total n (%) Sub-threshold n

(%)

Clinically significant n

(%) Total n (%)

Insomnia 80 (32.00) 29 (11.6) 109 (43.60) 84 (35.29) 24 (10.08) 108 (45.38)

Depression 11 (4.37) 23 (9.16) 34 (13.49) 12 (4.86) 20 (8.10) 22 (8.91)

GAD 16 (6.32) 17 (6.72) 33 (13.04) 9 (3.60) 10 (4.00) 19 (7.60)

OCD 12 (4.78) 7 (2.79) 19 (7.57) 8 (3.20) 10 (4.00) 18 (7.20)

PD 12 (4.76) 11 (4.37) 23 (9.13) 10 (4.00) 16 (6.40) 26 (10.40)

SAD 20 (7.97) 17 (6.77) 37 (14.74) 16 (6.45) 24 (9.68) 40 (16.13)

SP 10 (3.97) 12 (4.76) 22 (8.73) 10 (4.00) 14 (5.60) 24 (9.60)

Morningness N/A N/A 26 (10.24) N/A N/A 25 (9.84)

Neither N/A N/A 200 (78.74) N/A N/A 201 (79.13)

Eveningness N/A N/A 28 (11.02) N/A N/A 28 (11.02)

GAD= Generalised Anxiety Disorder, PD= Panic Disorder, OCD= Obsessive Compulsive Disorder, SAD= Separation Anxiety Disorder, SP= Social Phobia, subthreshold insomnia= Insomnia Severity Index scores between 8 – 14, clinically significant insomnia= Insomnia Severity Index scores ≥15, subthreshold mental health variables= Revised Children’s Anxiety and Depression Scale standardised T scores between 65 and 69, clinically significant mental health variables= Revised Children’s Anxiety and Depression Scale standardised T scores ≥70, Eveningness= Morningness-Eveningness Questionnaire scores ≤20, Neither= Morningness-Eveningness Questionnaire scores between 21 – 33, Morningness= Morningness-Eveningness Questionnaire scores ≥34.

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Table 13

Amount (%) of chronotypes according to insomnia status at baseline and follow-up

Eveningness n (%) Morningness n (%) Neither n (%)

Baseline

Without clinically significant insomnia 14 (10.07) 25 (17.99) 100 (71.94) Subthreshold insomnia 12 (15.19) 8 (10.13) 59 (74.68) Clinically significant insomnia 14 (50.00) 1 (3.57) 13 (46.43)

Follow-up

Without clinically significant insomnia 9 (6.92) 33 (25.39) 88 (67.69) Subthreshold insomnia 20 (24.10) 7 (8.43) 56 (67.47) Clinically significant insomnia 12 (50.00) 2 (3.57) 10 (46.43)

Without clinically significant insomnia= Insomnia Severity Index scores between 0 – 7. Subthreshold insomnia= Insomnia Severity Index scores between 8 – 14 Clinically significant insomnia= Insomnia Severity Index scores ≥15 Eveningness= Morningness-Eveningness Questionnaire scores ≤20 Morningness= Morningness-Eveningness Questionnaire scores ≥34 Neither= Morningness-Eveningness Questionnaire scores between 21 – 33

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Table 14

Correlations involving baseline and follow-up depression, subtypes of anxiety, insomnia and chronotype

Baseline Follow-up

Depression GAD OCD PD SAD SP Insomnia Chronotype Depression GAD OCD PD SAD SP Insomnia Chronotype

Baseline

Depression 1

GAD .56** 1

OCD .60** .65** 1

PD .65** .61** .62** 1

SAD .51** .65** .60** .62** 1

SP .60** .61** .59** .56** .65** 1

Insomnia .69** .52** .40** .49** .36** .43** 1

Chronotype -.36** -.19** -.15** -.18** -.14** -.17** -.40** 1

Follow-up

Depression .72** .52** .46** .48** .42** .50** .59** -.30** 1

GAD .444** .67** .52** .49** .53** .46** .41** -.15** .62** 1

OCD .39** .53** .61** .42** .4** .45** .33** -.10 .66** .69** 1

PD .48** .48** .41** .59** .43** .39** .40** -.14** .62** .58** .64** 1

SAD .42** .58** .47** .47** .66** .51** .37** -.13 .61** .66** .62** .65** 1

SP .43** .51** .43** .42** .49** .71** .35** -.10 .66** .62** .68** .53** .63** 1

Insomnia .67** .46** .41** .40** .31** .46** .71** -.38** .71** .50** .47** .45** .43** .53** 1

Chronotype -.32** -.21** -.19** -.140** -.11 -.17** -.35** .79** -.33** .19** .16** .16** -.12 -.15 -.43** 1

Note. Bootstrapped correlations between baseline data (n= 245 – 252) are presented in the top left-hand corner, bootstrapped correlations between baseline and follow-up (n= 234 – 249) are presented in the bottom left hand corner, and bootstrapped correlations between follow-up data (n= 232 – 250) are presented in the bottom right hand corner. GAD= Generalised Anxiety Disorder, PD= Panic Disorder, OCD= Obsessive Compulsive Disorder, SAD= Separation Anxiety Disorder, SP= Social Phobia, **= Significant correlation according to the confidence intervals

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5.4.1. Step-wise regression analyses

Insomnia at baseline predicted depression and GAD in steps 1, 2, 3, and 4, and

depression and GAD predicted insomnia across each step. Insomnia did not predict other

subtypes of anxiety once depression was entered into the model (i.e., step 3). Similarly,

other subtypes of anxiety did not predict insomnia once depression was entered into the

model (i.e., step 2 or 3, depending if chronotype was assessed as a predictor). Chronotype

predicted insomnia in steps 1, 2, 3, and 4 across each analysis, but did not predict depression

or subtypes of anxiety. Age at baseline predicted follow-up depression, but no other

outcome variables. Gender did not predict any outcome variables. Table 15 reports the final

step of the regression analyses where insomnia was used as the outcome variable, while

Table 16 reports the final step of the regression analyses where insomnia was used as a

predictor variable. The full step-wise regression analyses can be found in the appendix1.

1 Note there are two separate appendices, one in section 5.5 and one in section 7. The former is a part of the third study that will be submitted for publication, so we decided to keep it in the same section. The latter adds information that is beyond the scope of study 3. Therefore, we decided to separate the two appendices.

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Table 15 Regression analyses with insomnia as the outcome variable

Model Predictor β (Bootstrap) CI Lower CI Upper R2adjusted

1 Depression 0.45 0.25 0.60 0.42

Chronotype -0.15 -0.25 -0.06

Anxiety 0.05 -0.01 0.11

Age 0.42 0.02 0.83

Gender -0.48 -1.17 0.69

2 GAD 0.22 0.04 0.43 0.42 Chronotype -0.14 -0.23 -0.05 Depression 0.45 0.29 0.60 Age 0.38 -0.04 0.82 Gender -0.34 -1.40 0.74 3 OCD 0.15 -0.11 0.41 0.40 Chronotype -0.15 -0.25 -0.05 Depression 0.48 0.32 0.65 Age 0.38 -0.02 0.79 Gender -0.28 -1.32 0.82 4 PD 0.05 -0.17 0.26 0.40 Chronotype -0.14 -0.23 -0.04 Depression 0.52 0.36 0.68 Age 0.35 -0.06 0.76 Gender -0.31 -1.34 0.74 5 SAD -0.01 -0.27 0.27 0.40 Chronotype -0.13 -0.23 -0.03 Depression 0.55 0.40 0.71 Age 0.37 -0.03 0.78 Gender -0.25 -1.35 0.80 6 SP 0.14 -0.02 0.25 0.41 Chronotype -0.14 -0.14 -0.04 Depression 0.45 0.31 0.60 Age 0.36 -0.05 0.75 Gender -0.60 -1.65 0.42

a. Dependent Variable: Insomnia * β= regression co-efficient, CI= Bca 95% Confidence Interval, GAD= Generalised anxiety disorder, OCD= Obsessive compulsive disorder, PD= Panic disorder SAD= Separation anxiety disorder, SP= Social phobia

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Table 16 Regression analyses with insomnia as the predictor variable

Outcome Variable Predictor β (Bootstrap) Lower Upper R2

adjusted

Depression Insomnia 0.39 0.24 0.54 0.486 Chronotype -0.04 -0.16 0.07 Anxiety 0.13 0.08 0.17 Age 0.42 0.03 0.83 Gender 0.42 -0.67 1.48 GAD Insomnia 0.16 0.04 0.28 0.22 Chronotype 0.02 -0.08 0.13 Depression 0.22 0.09 0.37 Age -0.06 -0.39 0.27 Gender 0.57 -0.34 1.45 OCD Insomnia 0.08 -0.04 0.19 0.16 Depression 0.19 0.07 0.33 Age 0.16 -0.15 0.46 Gender 0.13 -0.71 0.10 PD Insomnia 0.13 -0.02 0.27 0.25 Chronotype 0.06 -0.03 0.16 Depression 0.29 0.11 0.49 Age 0.36 0.01 0.70 Gender SAD Insomnia 0.10 -0.03 0.20 0.25 Depression 0.13 0.02 0.24 Age 0.06 -0.19 0.31 Gender 0.59 -0.92 1.28 SP Insomnia 0.13 -0.04 0.30 0.22 Depression 0.32 0.14 0.51 Age 0.16 -0.31 0.70 Gender 1.28 -0.98 2.55

*GAD= Generalised anxiety disorder, OCD= Obsessive compulsive disorder, PD= Panic Disorder, SAD= Separation anxiety disorder, SP= Social phobia, CI= Bca 95% Confidence Interval

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5.5. Discussion

This study supported previous research that has found a bidirectional relationship

between insomnia and depression, (Alvaro, et al., 2013; Jansson-Fröjmark & Lindblom, 2008)

and extended upon this research by depicting a bidirectional relationship after controlling

for chronotype, anxiety and age in adolescents. Whereas previous studies have reported a

bidirectional relationship between insomnia and anxiety as an overall construct (Jansson-

Fröjmark & Lindblom, 2008; Morphy, et al., 2007), the current study clarified a bidirectional

relationship between insomnia and GAD during adolescence. In contrast, a previous

adolescent study found that anxiety predicted the development of insomnia and insomnia

predicted the development of depression, but not vice-versa (Johnson, Roth, & Breslau,

2006). This study, however, was retrospective, and other longitudinal adolescent studies

have depicted bidirectional relationships between sleep and mental health problems

(Kaneita, et al., 2009; Meijer, et al., 2010). Therefore, it seems likely that insomnia and

depression, and insomnia and GAD are bidirectionally related during adolescence.

Several factors may explain the bidirectional associations between insomnia,

depression and GAD during adolescence, all of which may coexist. Firstly, these disorders

may involve overlapping neurobiological underpinnings such as abnormal levels of

dopamine, hypocretin-1 and serotonin (Holmes, 2003; Nestler & Carlezon, 2006; Peroutka,

1998; Tseng & O'Donnell, 2007; Yoshioka, et al., 1996). Secondly, as Batterham and

colleagues (2012) note, biological factors such as increased inflammatory dysregulation in

response to sleep disturbances (Patel, et al., 2009) are also associated with anxiety (Maes, et

al., 1998) and depression (Müller, et al., 2011). Also, various psychosocial changes in an

adolescent’s life are triggers for the onset of insomnia, depression and GAD, such as

increased autonomy, and peer group, familial and educational stressors (Kaneita, et al.,

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2009; Lipton, et al., 2008). Indeed, insomnia, depression and GAD may be related, where

only the order of appearance of symptoms may alter, or be independent but mutually

influencing disorders (Kaneita, et al., 2009).

Interestingly, the results failed to depict a significant relationship between insomnia

and OCD, PD, SAD or SP once controlling for chronotype (in the case of PD), depression and

age. These findings are unlikely to be the result of a bias towards more severe PD symptoms

in those who dropped out of the study, as the effect-size was small and therefore unlikely to

greatly affect the results. Rather, it seems that depression completely accounted for the

relationships between insomnia and OCD, PD, SAD and SP, as these relationships were no

longer significant when depression was the sole variable that was controlled. Furthermore,

the largest r2 increase occurred after depression was entered into each model of anxiety

subtype from both directions. Together, these results suggest that the relationship between

insomnia and OCD, PD, SAD and SP may be better explained by a common association with

depression. Therefore, the course of development for insomnia may be bidirectionally

related to depression and GAD but not to OCD, PD, SAD or SP, and the significance of the

relationship between insomnia and anxiety differs across subtypes of anxiety. Symptoms of

depression and GAD (American Psychiatric Association, 1994) may result in substantial

nocturnal distress and cognitive arousal, contributing to insomnia, whereas symptoms of PD,

SAD and SP are specific to certain objectively non-threatening stimuli that are likely to be

absent at night (American Psychiatric Association, 1994).

Previous studies have reported an association between an eveningness chronotype

and insomnia, anxiety and depression during adolescence (Ferber, 1990; Giannotti, et al.,

2002; Randler, et al., 2009; Russo, et al., 2007). In particular, eveningness significantly

predicted depression/anxiety after controlling for insomnia and various other variables

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(Giannotti, et al., 2002). However, this finding may be a function of the sample size from the

former study (742 evening-types, 1005 morning-types) given that eveningness only

explained 1% of the variance after all other variables were controlled (Giannotti, et al.,

2002). Indeed, the current study found that once age, depression, and anxiety were

controlled, eveningness significantly predicted insomnia, but once insomnia was controlled,

eveningness did not depression or anxiety subtypes. These findings suggest that insomnia

accounts for the relationships between chronotype and depression, chronotype and

subtypes of anxiety. Therefore, eveningness is not a direct predisposing factor for future

depression or anxiety subtypes during adolescence, but rather a risk-factor for the

development of insomnia, which predisposes adolescents to the development of depression

or GAD. Should depression present following insomnia, it may in turn contribute to the

development of OCD, PD, SAD or SP. Nevertheless, further research is needed for more

definitive conclusions about this possible pathway.

Various studies have also reported an association between eveningness and insomnia

during adolescence (Adan, Fabbri, Natale, & Prat, 2006; Fernández-Mendoza, et al., 2009;

Ong, Huang, Kuo, & Manber, 2007). In particular, one study of adolescents and young adults

found that eveningness predicted insomnia complaints after controlling for age, gender and

various sleep variables (Fernández-Mendoza, et al., 2009). These results, paired with those

found in the current study suggest that a preference for evenings may contribute to the

development of insomnia during adolescence and early adulthood above and beyond

depression, anxiety, and other sleep parameters.

Various mechanisms may explain the independent predictive effect of eveningness on

insomnia. Firstly, factors associated with an evening preference such as sleep-wake

irregularity may contribute to the development and maintenance of insomnia (Adan, et al.,

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2006; Fernández-Mendoza, et al., 2009; Ong, et al., 2007). Similarly, adolescents may

experience symptoms of sleeplessness and sleep deprivation induced by an evening

preference and an enforced school schedule. Teenagers often become more evening-

orientated with age due to various circadian rhythmic and environmental changes, yet often

rise early during the week for school and sleep later on weekends (Crowley, et al., 2007).

Consequently, total sleep time on school nights decreases with age but remains constant on

weekends (Russo, et al., 2007). The results of this study showed a similar pattern at baseline

and follow-up, in that total sleep time on school nights was negatively correlated with age

but remained constant on the weekend.

5.5.1. Clinical implications

The results of this study have prevention and treatment implications for symptoms and

disorders of insomnia, depression and anxiety. The bidirectional relationship between

symptoms of insomnia and depression, and insomnia and GAD suggests prevention and

treatment plans for insomnia disorder that also consider symptoms of depression and/or

GAD may prevent or alleviate the primary insomnia disorder, and vice-versa. Alternatively,

prevention and treatment programs may focus on symptom overlap and processes that

mutually contribute to the development of clinically significant (or even disordered)

insomnia, depression and GAD. For example, excessive worry is common to GAD,

depression, and insomnia disorder (American Psychiatric Association, 2013; Harvey &

Greenall, 2003; Jansson-Fröjmark & Linton, 2006a), and hence may be one of many

underlying processes that is key to efficiently and effectively address bidirectionality and

comorbidity between these disorders. Indeed, Danielsson, Harvey, MacDonald, Jansson-

Fröjmark, and Linton (2013) found that catastrophic worry partially mediates the

relationship between sleep disturbances and depression in adolescents, and a study

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reported symptom improvements in adolescents diagnosed with GAD after cognitive-

behavioural therapy that focussed on excessive worry (Leger, Ladouceur, Dugas, & Freeston,

2003). Future research is needed to further consolidate this notion, and could investigate

the mediation effects of excessive worry on the relationship between symptoms of insomnia

disorder and GAD, or the efficacy of treatment for insomnia disorder and depression in

adolescents that focusses on excessive worry.

The chronotype construct may be useful for identifying a cohort of adolescents who

are at increased risk for developing an insomnia disorder. At baseline and follow-up, half of

the adolescents who were identified with clinically significant insomnia reported an evening

chronotype. Similarly, Giannotti, et al. (2002) found higher prevalence rates of clinically

significant sleep onset insomnia symptoms in evening-type adolescents relative to morning-

types. Together, the results suggest that clinically significant insomnia and an evening

chronotype are likely to co-present, and therefore, a large cohort of adolescents with

insomnia will also report a delayed sleep phase. Early clinical assessment, then, could aim to

detect delayed sleep phases in adolescents by assessing chronotype preference, and in turn

identify at risk cohorts or individuals before more severe insomnia symptoms (and perhaps

insomnia disorder) develop. Future research could consolidate this notion by aiming to

further improve the identification processes of insomnia disorder. In particular, research

could also randomly assign adolescents with an evening circadian preference who are not

diagnosed with an insomnia (or sleep) disorder to a control group or

treatment/prevention/education group that aims to stabilise circadian rhythms, and

compare the longitudinal outcomes across treatment groups. A larger prevalence rate of

insomnia disorder in the control group would suggest that early assessment of insomnia

disorder should aim to identify adolescents with a delayed sleep phase.

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Given the research discussed above and the predictive effect of baseline eveningness

on insomnia severity at six month follow-up, prevention and treatment plans for insomnia

that also consider evening tendencies could lead to improved outcomes in the cohort of

adolescents with a delayed sleep phase. Furthermore, such prevention and treatment plans

for this adolescent cohort could also improve clinically significant symptoms of depression,

OCD, PD, SAD and SP, given that baseline insomnia predicted follow-up depression, and

baseline depression completely accounted for the relationships between insomnia and OCD,

PD, SAD and SP. Indeed, Golden and colleagues’ (2005) meta-analysis found high efficacy for

bright light therapy when treating seasonal affective disorder and nonseasonal depression,

although the included studies used adult samples.

Nevertheless, the small magnitude of the predictive effect of baseline eveningness on

follow-up insomnia suggests that for the majority of adolescents with clinically significant

insomnia (or an insomnia disorder), alternative treatments are likely to be more efficacious

than treatments that only focus on circadian rhythms for the majority of adolescents. An

integrated approach that focusses on the various potential underlying processes of the

relationship between insomnia, depression, anxiety subtypes and chronotype may be the

best form of intervention. For example, early intervention for maintaining school attendance

(i.e., addressing school refusal) is likely to maximise social and educational functioning, and

in turn improve sleep, mood and anxiety symptoms (Egger, Costello, & Angold, 2003).

Furthermore, stress management programs may reduce stress levels that are associated

with disorders of insomnia, depression and anxiety (Hammen, 2005; McEwen, Eiland,

Hunter, & Miller, 2012; Morin, Rodrigue, & Ivers, 2003). Moreover, emotional literacy

programs could aim to improve social support, a known preventative barrier for insomnia,

depression, and anxiety disorders (Dumont & Provost, 1999; La Greca & Harrison, 2005;

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Roberts, et al., 2002), by creating an environment that allows for open and honest

discussions about mental health symptoms. Finally, large scale and individual based

interventions (e.g., bright light therapy, behavioural sleep scheduling, pharmacotherapy);

and education for adolescents, parents and teachers about delayed sleep phases, circadian

rhythm disorders, sleep, mental health, and the importance of understanding (and hence

not pathologising) symptoms that are likely to be a normal part of the transition to

adulthood may play an important role in improving the awareness of clinically significant

symptoms and disorders of insomnia, depression, subtypes of anxiety; circadian rhythms;

and their impact on emotional well-being. Such an integrated approach could help reduce

the social and educational impact of DSM disorders, and also prevent the onset of later

insomnia, depression and anxiety disorders.

5.5.2. Limitations

Self-report questionnaires were used to assess symptoms of insomnia, depression and

anxiety subtypes, which arguably does not accurately represent DSM diagnoses of insomnia,

depression and anxiety disorders. Indeed, some studies have reported inconsistencies

between data that derives from self-report paediatric measures of symptoms and data that

derives from measures considered the gold standard of paediatric sleep and mental health

disorders, namely clinical assessments of DSM disorders and objective methods of sleep

parameters (Bertocci, et al., 2005; Forbes, et al., 2008). Nevertheless, while a perfect

reflection may be impossible, standardised and well validated psychometric inventories can

be very good indicators DSM disorders. Wolpert, Cheng, and Deighton’s (In Press) review

article of four patient reported outcome measures found that the RCADS has the most

empirical support for sensitivity to change over time in paediatric populations, and

Mathyssek, et al. (2013) found that changes to symptoms of anxiety disorders over time as

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assessed by the RCADS most likely reflects true changes to anxiety disorders. Furthermore,

studies have shown that the RCADS is a valid screening tool for depression and anxiety

disorders in paediatric populations (Chorpita, Moffitt, & Gray, 2005; Esbjørn, Sømhovd,

Turnstedt, & Reinholdt-Dunne, 2012; Mathyssek, et al., 2013), which is expected given that

psychometric measures of depression, anxiety and even insomnia symptoms yield similar

results to objectively or clinically assessed diagnoses in the general adolescent population

(Bertocci, et al., 2005; Forbes, et al., 2008). Indeed, the prevalence rates of clinically

significant insomnia, depression and SP at baseline and follow-up in this study were similar

to those found in the general population (Australian Bureau of Statistics, 2008a; Costello, et

al., 2011; Johnson, Roth, & Breslau, 2006). Together, the evidence suggests that well-

validated psychometric measures of symptoms can accurately reflect DSM disorders, and

therefore, studies assessing symptoms are applicable to diagnoses.

Other psychiatric, medical and sleep disorders, as well as potential genetic or

neurobiological vulnerabilities that may confound the results were not assessed in the

current study. For example, delayed sleep phase syndrome is common in adolescents and

may contribute to insomnia, depressive and anxiety symptoms (Reid, et al., 2012).

Nevertheless, although approximately 11% of students were identified as having an evening

chronotype, the insomnia construct in the current study is likely to be a valid measure of

primary insomnia given the results remained the same when those with clinical indicators of

delayed sleep phase syndrome were excluded from the analyses [see (Alvaro, Roberts, &

Harris, 2014) for details of the procedure]. Regarding genetic or neurobiological

vulnerabilities, an increased sensitivity to natural or experimental alterations of the

serotonergic system has been associated with and hence may contribute to the

development of depression and sleep (Jans, Riedel, Markus, & Blokland, 2006). Future

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studies could replicate the current study but use objective measures and/or clinical

assessments for insomnia, depression and subtypes of anxiety, assess other sleep and

psychiatric disorders, and consider genetic and neurobiological vulnerabilities.

5.5.3. Conclusions

This study added to the literature by assessing the bidirectional relationship between

insomnia and subtypes of anxiety, and insomnia and depression during adolescence after

circadian preference is controlled for, and the independent predictive effect of chronotype

on insomnia, depression and different subtypes of anxiety. Insomnia was bidirectionally

related to depression and GAD, but not to OCD, PD, SAD, nor SP. An evening chronotype

predicted insomnia, but not any mental health problem once insomnia was statistically

controlled. Eveningness during adolescence may lead to insomnia, which may result in

depression or GAD, and depression could in turn contribute to the development of other

anxiety subtypes. Prevention and treatment efforts for insomnia should potentially consider

and concurrently focus on depression, GAD and circadian rhythm dysregulation, whereas

prevention and treatment efforts for depression and GAD may consider also focussing on

insomnia. Finally, prevention and treatment plans for OCD, PD, SAD and SP should

concurrently focus on depression.

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5.5. Appendix

Appendix a Stepwise regression analyses with insomnia as the outcome variable

Model Step Predictor β (Bootstrap) CI lower CI upper R2

adjusted

1 Step 1

0.38

Depression 0.61 0.49 0.75

Step 2

0.40

Depression 0.55 0.42 0.70

Chronotype -0.15 -0.24 -0.05

Step 3

0.41

Depression 0.45 0.27 0.63

Chronotype -0.16 -0.26 -0.07

Anxiety 0.05 -0.01 0.10

Step 4

0.42

Depression 0.43 0.25 0.61

Chronotype -0.15 -0.25 -0.06

Anxiety 0.05 -0.01 0.11

Age 0.42 0.02 0.83

Gender -0.48 -1.17 0.69

2 Step 1

0.13

GAD 0.55 0.36 0.75

Step 2

0.27

GAD 0.66 0.39 0.73

Chronotype -0.37 -0.47 -0.27

Step 3

0.41

GAD 0.24 0.06 0.43

Chronotype -0.18 -0.27 -0.08

Depression 0.47 0.33 0.62

Step 4

0.42

GAD 0.22 0.04 0.43

Chronotype -0.14 -0.23 -0.05

Depression 0.45 0.29 0.60

Age 0.38 -0.04 0.82

Gender -0.34 -1.40 0.74

3 Step 1

0.16

OCD 0.66 0.45 0.88

Step 2

0.27

OCD 0.58 0.39 0.78

Chronotype -0.32 -0.42 -0.22

Step 3

0.40

OCD 0.14 -0.10 0.39

Chronotype -0.16 -0.25 -0.06

Depression 0.49 0.33 0.67

Step 4

0.40

OCD 0.15 -0.11 0.41

Chronotype -0.15 -0.25 -0.05

Depression 0.48 0.32 0.65

Age 0.38 -0.02 0.79

Gender -0.28 -1.32 0.82

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Appendix a cont…

Model Step Predictor β (Bootstrap) CI lower CI upper R2

adjusted

4 Step 1 0.16

PD 0.55 0.38 0.73

Step 2 0.25

PD 0.45 0.30 0.63

Chronotype -0.30 -0.40 -0.20

Step 3 0.39

PD 0.04 -0.18 0.24

Chronotype -0.14 -0.24 -0.04

Depression 0.54 0.37 0.71

Step 4 0.40

PD 0.05 -0.17 0.26

Chronotype -0.14 -0.23 -0.04

Depression 0.52 0.36 0.68

Age 0.35 -0.06 0.76

Gender -0.31 -1.34 0.74

5 Step 1

0.09

SAD 0.59 0.32 0.87

Step 2

0.20

SAD 0.49 0.26 0.74

Chronotype -0.32 -0.44 -0.21

Step 3

0.40

SAD -0.01 -0.24 0.23

Chronotype -0.14 -0.24 -0.04

Depression 0.56 0.41 0.72

Step 4

0.40

SAD -0.01 -0.27 0.27

Chronotype -0.13 -0.23 -0.03

Depression 0.55 0.40 0.71

Age 0.37 -0.035 0.78

Gender -0.25 -1.35 0.80

6 Step 1

0.22

SP 0.43 0.31 0.56

Step 2

0.30

SP 0.38 0.26 0.51

Chronotype -0.28 -0.38 -0.18

Step 3

0.41

SP 0.12 -0.01 0.25

Chronotype -0.15 -0.25 -0.05

Depression 0.47 0.32 0.63

Step 4

0.41

SP 0.14 -0.02 0.25

Chronotype -0.14 -0.14 -0.04

Depression 0.45 0.31 0.60

Age 0.36 -0.05 0.75

Gender -0.60 -1.65 0.42

a. Dependent Variable: Insomnia * CI = Bias-corrected and accelerated confidence interval, GAD= Generalised anxiety disorder, OCD= Obsessive compulsive disorder, PD= panic disorder, SAD= separation anxiety disorder, SP= social phobia

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Appendix b Baseline insomnia, chronotype, anxiety and age regressed on follow-up depression

Outcome Variable Step Predictor β (Bootstrap) CI lower CI upper R2

Depression Step 1

0.37

Insomnia 0.63 0.52 0.74

Step 2

0.37

Insomnia 0.62 0.50 0.73

Chronotype -0.03 -0.15 0.08

Step 3

0.47

Insomnia 0.40 0.25 0.55

Chronotype -0.06 -0.18 0.05

Anxiety 0.14 0.09 0.19

Step 4

0.47

Insomnia 0.39 0.24 0.54

Chronotype -0.04 -0.16 0.07

Anxiety 0.13 0.08 0.17

Age 0.42 0.03 0.83 Gender 0.42 -0.67 1.48

GAD

Step 1

.18

Insomnia 0.31 0.23 0.39

Step 2

.18

Insomnia 0.31 0.23 0.40

Chronotype 0.01 -0.10 0.10

Step 3

.22

Insomnia 0.16 0.03 0.28

Chronotype 0.03 -0.07 0.13

Depression 0.24 0.10 0.38

Step 4

.22

Insomnia 0.16 0.04 0.28

Chronotype 0.02 -0.08 0.13

Depression 0.22 0.09 0.37

Age -0.06 -0.39 0.27 Gender 0.57 -0.33 1.45

OCD

Step 1

0.12

Insomnia 0.22 0.14 0.30

Step 2

0.16

Insomnia 0.08 -0.04 0.20

Depression 0.20 0.08 0.32

Step 3

0.16

Insomnia 0.08 -0.04 0.20

Depression 0.2 0.08 0.32

Age 0.16 -0.13 0.45

PD

Step 1

0.16

Insomnia 0.34 0.22 0.42

Step 2

0.17

Insomnia 0.34 0.22 0.45

Chronotype 0.03 -0.06 0.12

Step 3

0.24

Insomnia 0.13 -0.02 0.28

Chronotype 0.06 -0.03 0.16

Depression 0.31 0.13 0.51

Step 4

0.25

Insomnia 0.12 -0.02 0.27

Chronotype 0.07 -0.03 0.16 Depression 0.31 0.13 0.50

Age 0.36 -0.01 0.74

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Appendix b cont…

Outcome Variable Step Predictor β (Bootstrap) CI lower CI upper R2

SAD

Step 1

0.14

Insomnia 0.21 0.14 0.28

Step 2

0.19

Insomnia 0.09 -0.01 0.19

Depression 0.17 0.07 0.27

Step 3

0.25

Insomnia 0.10 -0.01 0.20

Depression 0.13 0.02 0.24

Age 0.06 -0.19 0.31

Gender 0.59 -0.92 1.28 SP

Step 1

0.13

Insomnia 0.39 0.25 0.52

Step 2

0.19

Insomnia 0.13 -0.04 0.29

Depression 0.37 0.18 0.57

Step 3

0.22

Insomnia 0.13 -0.04 0.30

Depression 0.32 0.14 0.51

Age 0.16 -0.31 0.70

Gender 1.28 -0.98 2.55

* CI= Bias-corrected and accelerated confidence interval, GAD= Generalised anxiety disorder, OCD= Obsessive compulsive disorder, PD= panic disorder, SAD= Separation anxiety disorder, SP= social phobia

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Chapter 6: Discussion

Chapter 1 defined and reviewed the literature of the major concepts of the thesis.

Chapter 1 also presented a literature review about the bidirectionality of the relationship

between insomnia, depression and anxiety. The literature review depicted inconsistent

findings from the studies that have assessed the direction of the relationship between

insomnia, depression and anxiety, with one-way and bidirectional models as the two most

supported hypotheses. It was argued that these inconsistencies are the result of different

methodologies employed by previous studies, and overlapping methodological issues within

the literature should be addressed. In particular, chronotype had not been considered in

previous research. These arguments formed the basis of the two main research aims

addressed in this thesis, which were to investigate:

(1) The bidirectionality of the relationship between insomnia, depression and different subtypes

of anxiety;

(2) The independent effect of chronotype on these relationships.

Aim 1 was assessed by studies 1 and 3, whereas aim 2 was assessed by study 3, and

study 2 contributed to the research base of both aims. Study 1 systematically reviewed the

current literature on the bidirectionality of the relationship between insomnia, depression

and anxiety. Study 2 investigated the cross-sectional independent relationships between

insomnia and depression, and insomnia and subtypes of anxiety, along with the independent

effects of chronotype on insomnia, depression, and subtypes of anxiety. Study 3 assessed

the bidirectionality of the relationship between insomnia and depression over time, and

insomnia and subtypes of anxiety during adolescence after chronotype and other covariates

were controlled. This study also assessed the independent predictive power of chronotype

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on insomnia, depression and anxiety subtypes after controlling for baseline anxiety

subtypes, depression, and/or insomnia.

The current chapter summarises the results of each paper, then discusses these results

according to the aims stated above, with an attempt to avoid as much overlap with the three

studies as possible. Some overlap was unavoidable, and the author again apologises for the

instances where overlap is present.

This chapter also expands on the discussions provided in the above studies with

information that could be not included because of word restrictions. Section 6.2 focuses on

the bidirectionality of the relationships between insomnia and depression, and insomnia and

subtypes of anxiety, and section 6.3 discusses the independent effect of chronotype on

these problems. Additional inferences about the aims are made from considering the results

of studies 1, 2 and 3. Section 6.4 discusses the theoretical implications of the results, while

section 6.5 focusses on the clinical implications of the results. Section 6.6 discusses the

limitations and future research that are directly relevant to the thesis but beyond the scope

of the studies.

6.1. Summary of the results from Studies 1, 2 and 3

Study 1 found that the bidirectionality of the relationship between sleep disturbances

and depression, and sleep disturbances and anxiety differs across sleep variables. Childhood

sleep problems predicted higher levels of depression and a combined depression/anxiety

variable, but not vice-versa. A one-way relationship was also found where anxiety predicted

excessive daytime sleepiness, but excessive daytime sleepiness was not associated with

depression. Insomnia and sleep quality were bidirectionality related to anxiety and

depression, and depression/anxiety, respectively. Definitive conclusions about

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bidirectionality were not made in study 1 for excessive daytime sleepiness, childhood sleep

problems and sleep quality due to the small number studies, the heterogeneity of samples

across studies, and the overall nature of the sleep and mental health variables used that may

mask potentially differences between different sleep and mental health variables.

Nevertheless, best available evidence supports the bidirectional theory of the relationship

between insomnia, depression and anxiety.

Study 2 reported prevalence rates of 12.50%, 9.24%, 6.69%, 2.24%, 4.46%, 5.41% and

4.78% for clinically significant insomnia, depression, GAD, OCD, PD, SAD and SP, respectively,

which were similar to prevalence rates reported in previous studies (Myers & Troutman,

1993; Ohayon, 2002). Correlations between insomnia and each mental health variable

before controlling for covariates were also reported. After covariates were controlled,

insomnia predicted depression, whereas insomnia was predicted by depression and GAD.

Interestingly, OCD, SAD and SP were not significantly related to insomnia once depression

was entered into the model, suggesting depression may be the factor underlying these

relationships. Eveningness uniquely predicted insomnia and depression once all covariates

were controlled. Eveningness was correlated with each anxiety subtype (except GAD) before

covariates before but not after insomnia was controlled, suggesting insomnia may account

for these relationships. Although insomnia independently predicted panic disorder (PD), the

effect was not likely to be clinically significant.

Prevalence rates for study 3 at follow-up were similar to those reported at baseline in

study 2, except SAD was more prevalent in study 3 than study 2 (9.68% vs 6.77%). In any

case, the prevalence rates reinforce the frequency and importance of sleep and mental

health problems in adolescents. Study 3 also reported correlations between insomnia and

each mental health variable before covariates were controlled. After accounting for

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covariates, insomnia was bidirectionally associated with depression and GAD. However, after

controlling for baseline depression, insomnia did not significantly predict other subtypes of

anxiety, and vice-versa. Baseline chronotype predicted insomnia at follow-up after

accounting for covariates, but not depression or any anxiety subtype after controlling for

baseline insomnia. Insomnia was interpreted as associated with the development of

depression and GAD above and beyond other factors, and vice-versa. The relationship

between insomnia and other anxiety subtypes was suggested to be the result of a

confounding effect of depression. An eveningness chronotype was interpreted to

independently predict the development of insomnia above and beyond other factors, but

not depression or anxiety subtypes. The relationship between chronotype and mental health

problems was suggested to be the result of a common association with insomnia.

6.2. The Bidirectionality of the relationships between

insomnia and depression, and insomnia and subtypes of

anxiety

The additional inferences discussed in section 6.2 include the consistency of

bidirectionality across age groups, cultures, methods of assessment, follow-up time-periods,

and anxiety subtypes over a period of time. Underlying mechanisms of the relationships

between insomnia, depression and GAD are also discussed.

6.2.1. Bidirectionality across various age groups and cultures

The evidence from studies 1 and 3 support the theory of a bidirectional relationship

between insomnia, depression and anxiety. Whereas study 3 assessed adolescents from

Australia, study 1 identified large population studies that found bidirectional relationships in

young adults (Buysse, et al., 2008; Hasler, et al., 2005), adults (Jansson-Fröjmark & Lindblom,

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2008; Morphy, et al., 2007), and the elderly (J. M. Kim, et al., 2009) across European (Buysse,

et al., 2008; Hasler, et al., 2005; Morphy, et al., 2007) and Asian cultures (J. M. Kim, et al.,

2009). Studies that have assessed the longitudinal associations between insomnia and

depression, or insomnia and anxiety from one direction (e.g., longitudinal association

between baseline insomnia and follow-up depression, or baseline anxiety and follow-up

insomnia) have also found significant relationships across various ages and cultures

(Baglioni, et al., 2011; Jansson-Fröjmark & Linton, 2006b). Indeed, an association between

insomnia and depression, and insomnia and anxiety (overall and subtypes) have been

reported across age and cultures in cross-sectional studies (Alfano, et al., 2009; Cheung &

Wong, 2011), including study 2.

Together, the studies above can be interpreted in various ways. Firstly, the relationship

between insomnia and depression remains bidirectional from adolescence to older

adulthood. Neurobiological and psychological factors that are likely to maintain this

relationship, such as abnormal dopamine secretion and familial stressors, may be constant

throughout life, particularly without treatment. Secondly, the relationship between insomnia

and depression remains bidirectional across cultures. This explanation may support the

notion of a genetic component of the relationship between insomnia and depression, or

similar neurobiological factors and psychological stressors may be experienced across

cultures. Indeed, studies have reported overlapping genetic components of insomnia,

depression and anxiety in youths (Gehrman, et al., 2011). Thirdly, insomnia is likely to be

bidirectionally related to at least some anxiety problems across age and culture, for the

same reasons stated above. Fourthly, insomnia and GAD are more likely to be directly

associated than other subtypes of anxiety during adolescence (an explanation of this was

given in study 3). Finally, the relationships between insomnia and depression, insomnia and

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an overall construct of anxiety, and insomnia and GAD are also stable across age and

cultures, both longitudinally and cross-sectionally.

6.2.2. Bidirectionality across different methods of assessment

Bidirectionality has also been reported across different methods of assessment. Of the

studies identified in the systematic review that reported bidirectional relationships between

insomnia and depression, and/or insomnia and anxiety, two used self-report questionnaires

(Jansson-Fröjmark & Lindblom, 2008; Morphy, et al., 2007), two studies that assessed the

same sample used semi-structured interviews (Buysse, et al., 2008; Hasler, et al., 2005), and

one used structured interviews (J. M. Kim, et al., 2009). The study that found a one-way

relationship was conducted using structured interviews, but was retrospective. This

consistency is in contrast to previous non-bidirectional insomnia and mental health studies

that have reported different results across different methods of assessment (Bertocci, et al.,

2005; Forbes, et al., 2008). Therefore, although a limitation, the use of self-report

questionnaires to investigate bidirectionality may be less problematic than when used in

non-bidirectional studies. The findings that the reliability and validity of measures of

psychopathology increase by 15% and 37% respectively when assessed as continuous

variables compared to categorical variables (Markon, et al., 2011) further support the use of

self-report questionnaires.

6.2.3. Bidirectionality and follow-up time-periods

The studies that have reported bidirectional relationships between insomnia and

depression, and insomnia and anxiety have used different time-periods between baseline

and follow-up. Study 3 used a six-month follow-up period, whereas two studies included in

the systematic review used a one-year follow-up (Jansson-Fröjmark & Lindblom, 2008;

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Morphy, et al., 2007), one study used a two-year follow-up (J. M. Kim, et al., 2009), and the

two studies that assessed the same sample used two-year, five-year and six-year follow-up

periods (Buysse, et al., 2008; Hasler, et al., 2005). These findings indicate a rapid

development (i.e. within six months) and chronic nature (i.e., at least 6 years) of the

bidirectional relationship between insomnia and depression, and insomnia and anxiety

problems across the life-span.

Such a relationship can be both rapidly developing and chronic in nature even during

adolescence. The adolescent studies in the systematic review that assessed sleep quality (a

variable that overlaps greatly with insomnia) found bidirectional relationships with

depression/anxiety variables after one (Meijer, et al., 2010) and two-year follow-ups

(Kaneita, et al., 2009). Therefore, a bidirectional relationship between insomnia and

depression, and insomnia and certain subtypes of anxiety may develop within six-months (as

suggested by study 3) and last for at least 2 years during adolescence.

Together, the above evidence suggests the rapid development of subsequent sleep or

mental health issues following insomnia, depression or GAD, which in turn highlights the

importance of prompt identification and treatment of each problem. A discussion about

prevention and treatment for insomnia, depression and subtypes of anxiety can be found in

section 6.5. below.

6.2.4. Bidirectionality and time-period across subtypes of anxiety

Study 3 reported a bidirectional relationship between insomnia and GAD after

controlling for chronotype and other covariates. The results of study 2 were similar to the

results of study 3 in that both reported relationships between insomnia and GAD once

chronotype and other covariates were statistically controlled. Furthermore, insomnia was

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related to OCD, SAD and SP before but not after depression was controlled. Together, these

results suggest that the nature of the relationship between insomnia and GAD, OCD, SAD

and SP remains constant over a 6 month period.

The results regarding anxiety subtypes support Alfano, et al.’s (2009) finding of a cross-

sectional association between sleep problems and GAD, but not the findings of cross-

sectional relationships between sleep problems and PD, and sleep problems and SP (Alfano,

et al., 2009). Alfano, et al. (2009) used the RCADS to assess the anxiety subtypes, but

assessed depression using the Child Depression Scale, which may account for the differences

in results. Also, Alfano, et al. (2009) assessed sleep problems as an overall construct,

whereas insomnia was assessed as a single variable in the current thesis. The natures of the

relationships are likely to differ between subtypes of anxiety and sleep problems, and even

depression and various sleep problems. Such a premise is further supported by the findings

of study 1. Previous studies did not assess the longitudinal associations between insomnia

and specific subtypes of anxiety.

It must be noted that GAD predicted insomnia in study 2, but not vice-versa, whereas a

bidirectional relationship was found between insomnia and GAD in study 3. The longitudinal

methodology of study 3 allows for reliable directional inferences, whereas the cross-

sectional methodology of study 2 allows only for associational inferences.

6.2.5. Potential mechanisms of the relationship between insomnia,

depression and GAD

Studies 1, 2 and 3 suggested various common mechanisms, risk-factors or processes

that may underlie the bidirectionality of the relationships between insomnia and depression,

and insomnia and GAD, such as neurobiological (Holmes, 2003; Nestler & Carlezon, 2006;

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Peroutka, 1998; Tseng & O'Donnell, 2007; Yoshioka, et al., 1996), psychological and social

factors (Kaneita, et al., 2009; Lipton, et al., 2008). In addition, the diathesis-stress model

(Monroe & Simons, 1991) proposes that stressors may trigger the development of disorders

(e.g., insomnia, depression or GAD) in genetically predisposed or otherwise vulnerable

individuals. Taylor, Lichstein, et al. (2005) infer that insomnia induced stress may precipitate

the development, or trigger the relapse of depression or anxiety, and vice-versa. Those with

sleep initiation problems often spend nocturnal awakenings ruminating about past failures

or worry about future issues, thus resulting in depression or anxiety (Taylor, Lichstein, et al.,

2005). Conversely, daytime stress associated with ruminations regarding past failures or

worry about future issues usually extend to bedtime, increasing psychological and

physiological arousal, and therefore causing insomnia (Taylor, Lichstein, et al., 2005).

Nevertheless, such theories are mostly speculation, and more research is needed to support

or refute such notions. This section will discuss common risk-factors and a potential cause-

effect relationship between symptoms and disorders of insomnia, depression, GAD and

other subtypes of anxiety.

6.2.5.1. Common risk-factors

Neale and Kendler (1995) propose that common risk-factors, all independent and of

small effect, actually reflect alternative forms of the same disorder, suggesting that the same

disorder may manifest in different ways (e.g., via insomnia or depression). In contrast,

Staner (2010) notes that such risk-factors may result in two distinctive yet associated

disorders if risk-factors are common to both conditions. The results of studies 2 and 3

support the latter theory regarding the relationships between insomnia and OCD, PD, SAD

and SP, where depression was found to be the common link. Previous studies have

suggested that hopelessness, a maladaptive core belief and symptom of depression, is

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strongly correlated with insomnia in young adults (Ribeiro et al., 2012) and anxiety during

adolescence (Thompson, Mazza, Herting, Randell, & Eggert, 2005). An adolescent with

depression may contain a hopelessness core belief that may trigger or contribute to the

development of concurrent episodes of insomnia and anxiety. In any case, together, the

results from this thesis and the studies above suggest that depressive symptoms, such as

hopelessness, are the common link between insomnia and various subtypes of anxiety.

Common maladaptive coping strategies may also underlie the developmental overlap

between insomnia, depression and anxiety subtypes. Emotional coping strategies have been

associated with insomnia, depression and anxiety (Morin, et al., 2003; Plancherel &

Bolognini, 1995). Examples of emotional coping strategies include seeking comfort and

support from others, avoiding stress triggers, writing about deep emotions, relaxation

techniques, emotional suppression, self-criticism, and wishing the problem will go away

(Compas, Connor-Smith, Saltzman, Thomsen, & Wadsworth, 2001; Folkman, 1984). For

example, an examination period may trigger physiological anxiety and excessive,

uncontrollable worry in adolescents who fear failure, leading to the avoidance of studying,

which can precipitate the development of depressive symptoms (e.g., hopelessness) and

further physiological arousal, and thus result in sleep initiation problems. Alternatively,

nocturnal insomnia episodes may provide opportunities for excessive rumination about

problems or worry, all of which are likely to exacerbate poor sleep, depressed mood, and

anxiety. Substance abuse has been associated with insomnia, depression and anxiety during

adolescence (Johnson & Breslau, 2001; Kaneita et al., 2006), and hence may represent

another common mechanism that underlies the relationship between these variables.

Depressive or anxious symptoms may precipitate substance use (adolescents often report

alcohol or marijuana use as a coping mechanism for depression), which can precipitate the

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development of insomnia and anxiety (Shibley, Malcolm, & Veatch, 2008). Conversely, an

adolescent with sleep initiation problems may consume excessive amounts of alcohol or

marijuana to assist with sleep, which may precipitate or exacerbate symptoms of depression

and anxiety.

Attentional biases towards threatening stimuli may also underlie the relationship

between insomnia, depression and anxiety. Hankin, Gibb, Abela, and Flory (2010) reported

that adolescents with depression are more likely to have an attentional bias towards sad

facial expressions rather than happy or angry, whereas youths with anxiety are more likely to

focus on angry facial expressions. Interestingly, youths with comorbid anxiety and

depression are more likely to have an attentional bias towards angry and sad facial

expressions, and avoided happy faces. These findings suggest an attentional bias towards

cues that resemble adolescents’ internalising problems. Moreover, Mor and Winquist’s

(2002) meta-analysis of children, adolescents and adults reported an association between

self-focused rumination and negative affect (depression, anxiety and negative mood). The

same study found that private self-focus (self-motivated goals that do not require the

consideration of others) was more strongly related to depression and GAD, whereas public

self-focus (goals that require the consideration of others) was more strongly associated with

SAD (Mor & Winquist, 2002). Therefore, an adolescent may have a self-focussed attentional

bias towards, which may lead to rumination about a threat or hopelessness, and in turn

contribute to sleeplessness or depression.

6.2.5.2. Cause-effect relationship

Finally, Insomnia, depression and GAD may be bidirectionally and causally related,

where the development of an insomnia disorder results in the development of depression

and GAD, and vice-versa. According to Hill’s (1965) widely cited criteria, a causal relationship

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can be inferred (but not confirmed) when: previous studies have consistently reported

significant effects (even across cultures), large effect-sizes and a dose-response linear

relationship; there are clear directions of inference (e.g., insomnia causes depression); the

relationship is biologically plausible and corresponds with the known facts of the disorders;

experimental evidence is available; and a judgment be made in similar circumstances.

Indeed, previous findings, along with the results from the current thesis, largely satisfy

Hill’s (1965) criteria. Studies across many cultures have consistently reported a wide range of

dose-linear associations, with varying effect-sizes, and have not seriously conflicted with the

known facts about insomnia, depression or anxiety (Gregory & O'Connor, 2002; Gregory, et

al., 2009; Jansson-Fröjmark & Lindblom, 2008; Kaneita, et al., 2009; J. M. Kim, et al., 2009).

Such studies have often control for potential covariates, and hence further strengthen the

notion of a cause-effect relationship. There has also been experimental evidence based on

treatment studies (Alfano, et al., 2007; Manber, et al., 2008), and various biologically

plausible explanations that have been discussed in chapters 3, 4 and 5. Furthermore, the

current thesis, in accordance with previous research, supports the notion that insomnia is

bidirectionally related to depression and GAD. Considering the evidence, it seems plausible

to infer a bidirectional and at least partial cause-effect relationship between insomnia and

depression, and insomnia and GAD.

6.3. The effects of chronotype on the relationship

between insomnia, depression and subtypes of anxiety

Section 6.3. discusses the effects of chronotype on the relationship between insomnia,

depression and subtypes of anxiety. Specifically, the prediction and confounding effects of

chronotype will be considered, along with the relationship between chronotype and

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insomnia, depression and anxiety across a 6-month period, and the mechanisms that

underlie these relationships.

6.3.1. The prediction and confounding effects of chronotype

Studies 2 and 3 found that an eveninging chronotype independently predicts insomnia

at 6-month follow-up, but not depression or subtypes of anxiety. Furthermore, chronotype

was not found to account for the relationships between insomnia and depression, or

insomnia and subtypes of anxiety, as each relationship remained significant when

chronotype was the only controlled variable. Together, these results suggest that

chronotype effects the relationships between insomnia, depression and GAD by initiating a

pathway for and hence contributing to the development of insomnia [which may then

contribute to the development of depression or GAD (see section 6.4.1. for further details

about potential pathways between chronotype, insomnia, depression and subtypes of

anxiety)], rather than accounting for these relationships. Such results support the notion of

the reviewer for study 2, who suggested a lack of empirical evidence for assessing the

mediation effect of chronotype on the relationship between insomnia, depression and

subtypes of anxiety.

In study 3, it was noted that eveningness is a risk-factor for the development of

delayed sleep phase syndrome in adolescents. Eveningness is also a risk-factor for the

development of sleep onset insomnia (Weitzman et al., 1981), which is likely reflected in the

findings discussed above. Those with an evening chronotype may retire at a time that is

earlier than, and does not align with their circadian preference, and hence experience

problems with initiating sleep. This process can lead to maladaptive sleeping strategies, such

as spending an excessive amount of time in bed and remaining awake while in bed (Perlis, et

al., 1997; Spielman, et al., 1987), and presents an opportunity for physiological, cognitive

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and somatic arousal. Such arousal can become conditioned to the sleep environment, and

hence can develop into chronic, psychophysiological insomnia (Bonnet & Arand, 2010; Perlis,

et al., 1997; Riemann, et al., 2010). Therefore, an evening chronotype is likely to be a risk-

factor for the development of chronic psychophysiological insomnia.

6.3.2. Chronotype, insomnia, depression, and subtypes of anxiety

across a 6 month period

The results from studies 2 and 3 found that eveningness was no longer associated with

PD once insomnia was controlled, suggesting that the relationships between eveningness

and PD is dependent on insomnia from baseline until at least a 6-month period. However,

the relationships between eveningness and other subtypes of anxiety before controlling for

potential confounders were inconsistent across studies 2 and 3. Eveningness may predict PD

above and beyond insomnia, and chronotype may be correlated to other subtypes of anxiety

given a longer period of time between assessments, but research has yet to be done in this

area. Future studies could replicate the current methodology using longer follow-up time

periods (one or two years).

Interestingly, study 2 found a relationship between depression and eveningness after

insomnia and anxiety overall were controlled, whereas study 3 failed to report a relationship

between chronotype at baseline and depression at follow-up once insomnia at baseline was

controlled. These results suggest an inconsistent nature of the relationship between

eveningness and depression across a 6-month period, in that eveningness is related to

depression above and beyond insomnia and anxiety at a given point in time, but not to

depression six months later above and beyond insomnia at baseline. A theoretical

explanation is difficult to propose, as previous studies have not assessed the longitudinal

associations between chronotype and depression during adolescence. Furthermore, the

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disparity between study 2 and 3 is surprising given that, firstly, the daily pressures of life are

suggested to accumulate during adolescence and hence promote later bedtimes, poorer

sleep and more mental health problems (Carskadon, et al., 2004; Kaneita, et al., 2009), and

secondly, various factors typical of those with an evening preference are also symptoms of

depression and insomnia, such as persistent sleep deprivation, sleep displacement, difficulty

adjusting to social constraints and a changing lifestyle (Giannotti, et al., 2002). The difference

in results cannot be attributed to the differences in statistical analyses, as bootstrapped

regression analyses at baseline yielded identical results as generalised estimating equations.

Additional research is needed to further explore the effects of baseline insomnia on the

longitudinal relationship between depression and chronotype. Biological markers of

chronotype, objective measures of sleep and clinically assessed mental health variables

could be used.

6.3.3. Mechanisms

The finding that baseline eveningness predicted follow-up insomnia may be explained

by the notion that people with sleep-onset insomnia exhibit a phase delay pattern in body

temperature rhythm (Morris, et al., 1990), which, paired with retirement before sleepy,

could lead to prolonged wakefulness in bed and hence present an opportunity for

hyperarousal and rumination as per psychophysiological insomnia. The indirect association

between chronotype and the mental health variables contradicts the notion that personality

factors, particularly low self-control, may explain the association between an eveningness

chronotype, depression and anxiety (Saxvig, et al., 2012). Instead, a shift in preference for

later bed and rise times during adolescence (Russo, et al., 2007) coupled with an enforced

early rise time for school may result in sleep deprivation or insomnia symptoms (particularly

sleep initiation problems), which could lead to depression or GAD. Sleep deprivation and

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insomnia could also result in poorer stress management and coping skills (Killgore et al.,

2008) that would otherwise act as preventative barriers for stress and mental health

problems during adolescence (Dumont & Provost, 1999). Furthermore, the daily life

pressures mentioned above may lead to later bedtimes, which may result in sleep

deprivation during adolescence, and in turn more mental health problems (Carskadon, et al.,

2004; Kaneita, et al., 2009).

These results also add to Gaspar-Barba et al.’s (2009) notion that the association

between depression, anxiety disorders and eveningness may be related to corticotropin-

releasing factor (Arborelius, et al., 1999). This hormone could be a biological factor that

contributes to the relationship between eveningness and insomnia rather than eveningness

and mental health, considering it is hypothesised to be related to the aetiology of insomnia

(Roth, Roehrs, & Pies, 2007). The common association with corticotropin-releasing factors

may also at least partially explain why the relationship between eveningness and depression,

and eveningness and subtypes of anxiety is dependent on insomnia. Conversely, circadian

abnormalities such as mutations to molecular clock genes have been reported to accelerate

or delay circadian cycles (Bunney & Bunney, 2000), which may predispose an adolescent to

sleep initiation problems or delayed sleep phase syndrome, and in turn contribute to the

development of depression.

6.4. Pathways between insomnia, depression, subtypes

of anxiety and chronotype

The results from this thesis suggest that insomnia is likely be developmentally related

to depression and GAD, but not to other subtypes of anxiety during adolescence.

Furthermore, eveningness is likely to be an independent risk-factor for the development of

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insomnia, but not depression or subtypes of anxiety within a 6-month period. Such findings

have theoretical implications on particular developmental pathways between insomnia,

depression, subtypes of anxiety and chronotype. The following section discusses these

pathways in further detail.

Studies 2 and 3 reported independent bidirectional relationships between insomnia

and depression, and insomnia and GAD above and beyond chronotype, anxiety overall or

depression, and age. Such evidence suggests but cannot infer direct (causal) bidirectional

relationships alone, as treatment or induced sleep deprivation studies are needed to infer

causality. Indeed, studies have shown that chronic partial sleep deprivation induced in

caregivers of children with chronic illnesses mediates the severity of depressive symptoms in

the caregivers (Meltzer & Mindell, 2006). Furthermore, an enforced six days of sleep

restriction resulted in sleep EGG abnormalities and endocrine disturbances akin to those in

depression (Spiegel, Leproult, & Van Cauter, 1999). Together, this evidence suggests that the

developmental relationship between insomnia and depression is bidirectional and at least

partially direct. Therefore, a pathway may follow from insomnia to depression or GAD, and

vice-versa (Figures 7 and 8).

Insomnia GAD

GAD Insomnia

Figure 8. Pathways between insomnia and GAD.

Insomnia Depression

Depression Insomnia

Figure 7. Pathways between insomnia and depression.

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Study 3 also reported partial indirect effects when insomnia predicted depression and

GAD, and when GAD predicted insomnia. In particular, the magnitude of the predictive

effect of insomnia on depression and GAD decreased once anxiety (as an overall construct)

and depression, respectively, were statistically controlled. Similarly, the magnitude of the

predictive effect of GAD on insomnia decreased once depression was controlled. These

findings suggest that the relationship between insomnia and GAD may be at least partially

attributable to depression, and that the predictive effect of insomnia on depression may be

at least partially attributable to anxiety. Therefore, a complex interaction between insomnia,

depression and GAD seems to occur during adolescence, where depression may partially

account for the bidirectional relationship between insomnia and GAD, and anxiety may

partially account for the predictive effect of insomnia on depression (Figures 9, and 10).

Figure 9. Indirect pathways between insomnia and GAD.

Insomnia GAD

Depression

GAD Insomnia

Depression

Insomnia Depression

Anxiety

Figure 10. Indirect pathways between insomnia and depression.

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The relationships between insomnia and OCD, PD, SAD and SP were found to be

completely accounted for by depression. These findings suggest that the development of

OCD, PD, SAD or SP may involve insomnia, and vice-versa, despite the fact that insomnia did

not predict OCD, PD, SAD or SP once depression was controlled, and vice-versa.

Consequently, insomnia resulting in depression may in turn result in OCD, PD, SAD or SP; and

OCD, PD, SAD or SP that leads to depression may in turn lead to insomnia (Figure 11). Those

with sleep initiation problems may lie in bed awake in the dark, which might intensify

depressive or anxious feelings about life, and in turn lead to anxiety problems or depression

(Staner, 2010). Similarly, depressive symptoms such as feelings of worthlessness may result

in heightened anxiety about life, which in turn result in problems with sleep initiation.

Alternatively, Staner (2010) suggested that insomnia may reduce an individual’s capacity to

deal with personal and social problems, thereby increasing the likelihood of stressful life

events or poor responses to such events that could result in depression or anxiety.

The results also suggest that eveningness is an independent risk-factor for the

development of insomnia (Figure 12). However, eveningness was found to predict

depression and GAD before but not after insomnia was statistically accounted for, suggesting

that eveningness may to lead to insomnia, which then may lead to depression and GAD

(Figure 13). Moreover, eveningness that leads to insomnia, which leads to depression may in

Figure 11. Pathways between insomnia and OCD, PD, SAD and SP.

Insomnia Depression OCD, PD,

SAD or SP

OCD, PD,

SAD or SP

Depression Insomnia

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turn lead to OCD, PD, SAD and SP (Figure 14), as eveningness predicted OCD, PD, SAD and SP

before but not after insomnia and depression were controlled. These findings suggest that

pathways leading to insomnia, depression and each anxiety subtype may involve an evening

preference in some capacity.

Eveningness Insomnia

Figure 12. Pathways between eveningness and insomnia.

Figure 13. Pathways between eveningness, insomnia, and depression or GAD.

Eveningness Insomnia Depression

or GAD

Figure 14. Pathways between eveningness and OCD, PD, SAD or SP.

Eveningness Insomnia Depression OCD, PD,

SAD or SP

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6.5. Clinical implications

The results from the current thesis suggest that prevention and treatment efforts for

insomnia should consider depression and GAD during adolescence, and vice-versa. Public

health interventions and treatment plans that also focus on circadian preferences during

adolescence may prevent and alleviate insomnia, and hence consequent depression and

GAD. Finally, prevention and treatment plans for OCD, PD, SAD and SP should also focus on

depression during adolescence, given that depression was associated with these anxiety

subtypes beyond other covariates. Previous research suggesting that the treatment of sleep

problems can alleviate or prevent depression and anxiety was considered in the discussion

section of study 3. The following section discusses in further detail some prevention and

treatment options for insomnia, depression and anxiety during adolescence.

6.5.1. Prevention

As argued in study 3, adolescents develop a stronger preference for evenings with age

because of various circadian rhythm and environmental changes, but often rise earlier than

desired due to an enforced school schedule (Crowley, et al., 2007). Consequently,

adolescents may experience symptoms of sleeplessness and sleep deprivation, which may

then contribute to mental health issues during adolescence (Liu & Zhou, 2002). Preventative

approaches for insomnia, depression and subtypes of anxiety, then, may benefit from

considering sleep deprivation, and therefore delaying school start time. A recent study found

significant improvements in measures of satisfaction with sleep, motivation, alertness and

class attendance, and reductions in fatigue, depressed mood, and daytime sleepiness

following a 30 minute delay in school start time (J. A. Owens, Belon, & Moss, 2010).

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Therefore, later school starts seem to improve sleep, emotional well-being, and other

elements of adolescent life such as neurocognitive performance.

Recent studies have also suggested that a delay in school start time may result in

improved academic performance (Carrell, Maghakian, & West, 2011), which is expected

given the improvement in measures of motivation, alertness and class attendance described

above (J. A. Owens, et al., 2010), and the association between insomnia, sleep deprivation,

neurocognitive impairment and academic achievement (Curcio, et al., 2006). Furthermore,

Danner and Phillips (2008) reported an increase in total sleep time, a decrease in recovery

sleep on weekends, and a reduction in average motor vehicle collisions by 16.5% two years

after baseline, following an one hour shift in school start times. In contrast, the average rate

of motor vehicle collisions for those who started school at normal time increased by 7.8%

over the two-year period (Danner & Phillips, 2008). Therefore, a delay in school start time

may result not only in improved sleep, mental health and neurocognitive performance, but

also everyday functioning, safety of adolescent (and other) drivers, and less sleep

deprivation relative to adolescents who start school at normal time. Policy managers and

public health strategists should consider postponing school start time in Australia to prevent

the development of insomnia, depression and anxiety disorders, which in turn may improve

academic performance, neurocognitive performance, and overall quality of life.

Alternatively, early regulation of circadian rhythms by, for example, increasing

environmental bright light exposure in mornings and regulating weekend catch-up

opportunities may prevent the onset of clinically significant problems.

As noted in study 3, education is important to preventative efforts for insomnia,

depression and anxiety subtypes. In particular, psychological and emotional literacy can be

taught to students and teachers. Educational sessions or programs can inform students

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about the importance of sleep and mental health, aim to promote emotional well-being, and

teach coping mechanisms that may be effective in enhancing mental health (and thereby

preventing or treating sleep or psychological problems). Such sessions or courses could also

aim to up-skill teachers in identifying the symptoms of insomnia, depression, and anxiety

disorders, along with the potential mechanisms behind disruptive and difficult behaviour

(e.g., school refusal, drug and alcohol use). Indeed, a systematic review of 17 studies

reported that a universal approach to mental health promotion in schools was effective

when implemented continuously for more than a year, and aimed to promote emotional

well-being rather than prevent mental illness (Wells, Barlow, & Stewart-Brown, 2003).

6.5.2. Treatment

Treatment efforts for insomnia, depression and anxiety can be effective when

targeting adolescents. Psychological treatment, in particular, a multifaceted cognitive

behavioural therapeutic approach, emerged as the treatment of choice for insomnia during

adolescence (Edinger & Means, 2005). Cognitive behavioural therapy (CBT) results in

subjective and objective improvements in sleep that are stable over time and effective in

clinical and primary care settings (Edinger & Means, 2005). Schlarb, Liddle, and Hautzinger

(2011) found a reduction in problems with sleep initiation, sleep efficacy, sleep duration,

lethargy, rumination, and mental health following a short-term multifaceted group cognitive

behavioural therapy for adolescents and parents. Such evidence provides support for, and

therefore highlights the importance of using interventions that focus on the psychological

aspects of insomnia.

Recent studies have also provided support for the use of CBT and other psychological

approaches to treat adolescent depression and anxiety (A. James, Soler, & Weatherall, 2005;

Reinecke, Ryan, & DuBois, 1998). In their meta-analysis of six depression treatment studies

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using CBT, Reinecke, et al. (1998) found a large effect of 1.02 (Cohen’s d) from baseline

(before treatment) to follow-up (after treatment). Another systematic review suggested that

CBT is an effective method of treatment for childhood and adolescent anxiety disorders in

comparison to those on a waiting list who did not receive treatment, and those who

received attention only (i.e., diary or support, but not cognitive behavioural therapy) (A.

James, et al., 2005). Furthermore, a meta-analysis by Weisz, McCarty, and Valeri (2006)

found that psychological therapies such as cognitive behavioural therapy are effective,

although not as much as suggested by A. James, et al. (2005) when used to treat adolescent

mental health disorders. In any case, a CBT program may help to increase the adolescents’

knowledge about sleep and mental health topics, such as sleep hygiene and helpful coping

strategies, and in turn assist in cognitive restructuring, behavioural change (Schlarb, et al.,

2011), and hence symptom change.

Pharmacotherapeutic treatment for insomnia, depression and anxiety during

adolescence, on the other hand, may be useful in some settings but not others. A meta-

analysis suggested that tricyclic antidepressants are no more effective than a placebo when

treating depression in children and adolescents (Hazell, O'Connell, Heathcote, Robertson, &

Henry, 1995). Moreover, in a review about the use of melatonin in paediatric insomnia,

Armour and Paton (2004) found that melatonin reduced sleep latency, but was not shown to

consistently improve other types of sleep disturbance. Furthermore, short-term concerns

with regard to melatonin use in paediatric populations included the exacerbation of epilepsy

and asthma (Armour & Paton, 2004). Other commonly used medication for mental health

disorders have yielded dangerous side-effects. For example, selective serotonin reuptake

inhibitors are widely used to treat adolescent depression (Safer, 1997; Weisz & Jensen,

1999), but adverse effects such as suicidal ideation and attempts have been reported

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(Vitiello & Swedo, 2004; Whittington et al., 2004). Also, despite the fact that antidepressants

such as fluoxetine have been reported to produce significantly greater improvements in

adolescent depression than placebo or cognitive behavioural therapy (Treatment for

Adolescents with Depression Study Team, 2004), Weisz, et al. (2006) notes that the U.S.

Food and Drug Administration had issued a warning on all antidepressants in 2004 to

emphasise the possible risk of suicidality. Therefore, the use of medication as a form of

treatment for depression and anxiety needs to be considered carefully during adolescence.

Indeed, data from both published and unpublished studies indicate that the risks of

pharmacotherapeutic treatment in children and young people out-way the benefits

(Whittington, et al., 2004).

Recent studies have suggested that a combination of medication and CBT may be a

superior approach to the use of either forms of treatment alone for adolescent mental

health disorders. Firstly, studies that have assessed the combination effect of medication

and CBT on mental health report fewer or no cases of suicidal ideation or attempts (March,

2004; Treatment for Adolescents with Depression Study Team, 2004; Walkup et al., 2008).

Also, less suicidal ideation in adolescents treated with fluoxetine and CBT have been

reported than in those treated solely with fluoxetine (Treatment for Adolescents with

Depression Study Team, 2004), suggesting that a combination treatment program may yield

less aversive effects and suicidality than medication alone. Finally, recent paediatric studies

have also reported greater improvement in mental health following the combination of CBT

and medication relative to CBT or medication alone (Treatment for Adolescents with

Depression Study Team, 2004; Walkup, et al., 2008). Together, these studies suggest that a

multifaceted treatment approach that considers biological and psychosocial aspects of

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depression and anxiety disorders are safer, more efficacious, and therefore should be the

preferred method of intervention when treating adolescents (Whittington, et al., 2004).

Studies have also suggested that bright light therapy (BLT), a treatment method for

adolescent delayed sleep phase syndrome (of which eveningness is an essential symptom),

may be useful for treating adolescent insomnia and depression when used in conjunction

with CBT and other therapies (Bootzin & Stevens, 2005; Gradisar et al., 2011). Bootzin and

Stevens (2005) note that BLT is used to alter the sleep/wake circadian rhythm, particularly in

those who are phase delayed, cannot initiate sleep until the early morning, and struggle with

morning awakenings. A shift from a delayed sleep phase to a neutral sleep preference may

reduce sleeplessness, depression and anxiety symptoms. Indeed, Gradisar, Dohnt, et al.

(2011) found that, when compared to a waitlist, CBT plus BLT leads to significantly reduced

sleep onset latency, time of sleep onset, wake after sleep onset, sleeplessness and fatigue;

earlier sleep onset and rise times; increased total sleep times on school nights; and less

depressive symptoms. Furthermore, Bootzin and Stevens (2005) reported that adolescents

who completed at least four sessions of a six-session group treatment for sleep disturbances

that included stimulus control instructions, BLT, sleep hygiene education, cognitive therapy

and mindfulness-based stress reduction showed improved sleep onset latency, number of

awakenings, total sleep time, and self-rated quality of sleep; and reduced sleepiness, worry,

mental health distress, and substance abuse problems at 12-month follow-up. Therefore,

not only is a multifaceted program that considers biological and psychosocial factors the

preferred method of treating adolescent insomnia, anxiety and depression, but also delayed

sleep phase syndrome and other psychiatric disorders.

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6.6. Limitations and future research

The limitations discussed in studies 1, 2 and 3 include the use of self-report measures;

insomnia assessed as an overall variable rather than as different symptoms; the lack of

control over potential confounding variables such as other sleep disorders, other psychiatric

disorders, and genetic/neurobiological vulnerabilities. The future research that was

suggested includes bidirectionality studies that assess different insomnia symptoms; and

replication of study 3 with objective measures and/or clinical assessments for insomnia,

depression and subtypes of anxiety, the assessment of other sleep and psychiatric disorders,

and the consideration of genetic and neurobiological vulnerabilities. The current section

discusses the limitations and future research that is directly relevant to the thesis topic, but

beyond the scope of studies 1, 2 and 3. The topics to be discussed include bidirectionality

across insomnia symptoms and sleep deprivation; stressful life events; physical exercise; and

sleep, chronotype and technology. Insomnia symptoms and physical exercise were included

in the current section, because the discussion provided in study 1 was deemed insufficient

considering different anxiety subtypes had been assessed.

6.6.1. Insomnia subtypes

The current study assessed insomnia as an overall variable rather than specific

symptoms. Ohayon (2005) found people who reported non-restorative sleep were 3.64 and

4.02 times more likely to suffer from anxiety and mood disorders respectively than those

who reported other insomnia symptoms (troubles initiating and maintaining sleep).

Similarly, Hartz et al.’s (2007) investigation of risk factors for insomnia in a rural population

found that restless sleep (considered similar to non-restorative sleep) (Hartz, et al., 2007, p.

941) yielded the highest association with low energy levels and depression, whereas anxiety

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symptoms were more often associated with difficulty maintaining sleep. Together, these

results suggest that different aspects of insomnia have different risk-factors and therefore

possibly different aetiologies. Each insomnia subtype (e.g., problems with sleep initiation,

sleep maintenance, early morning awakenings, and non-restorative sleep) would then

require different preventative and treatment strategies. Given the findings of study 3,

depression and certain anxiety subtypes may be risk-factors and aetiologically related to

different types of insomnia.

The current study did not assess bidirectionality across insomnia subtypes, as the

authors could not locate an inventory that assessed different subtypes of insomnia and that

was validated in adolescent populations. Nevertheless, future studies could assess insomnia

subtypes via subjective measures such as sleep diary, objective measures (e.g.,

polysomnography, actigraphy) or clinical interviews. Longitudinal methodology could be

used to investigate bidirectionality, and treatment studies could be used to investigate

aetiology. Large samples would be needed in both cases, which would likely be obtained

through the general population.

6.6.2. Sleep deprivation

Previous research has reported an association between sleep deprivation, depression

and anxiety during adolescence (Fredriksen, Rhodes, Reddy, & Way, 2004; Talbot,

McGlinchey, Kaplan, Dahl, & Harvey, 2010). Fredriksen, et al. (2004) found that increased

sleep deprivation over time independently predicted increased depressive symptoms and

reduced self-esteem over time. Furthermore, Talbot, et al. (2010) reported that younger

adolescents considered their main worry as more threatening when sleep deprived

compared to when well rested. The same study also reported a greater increase in anxiety

during a catastrophic event in younger and middle adolescents when sleep deprived relative

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to when well rested (Talbot, et al., 2010). Considering the research, sleep deprivation may

be a risk-factor for the development of depression and anxiety during adolescence.

Future research could assess the bidirectionality of the relationship between sleep

deprivation, depression and anxiety subtypes. Sleep deprivation could be assessed by

objective measures (e.g., polysomnography, actigraphy), while depression and anxiety could

be assessed by clinical interviews. Longitudinal methodology and treatment studies could be

used to investigate directionality and aetiology.

6.6.3. Insomnia, depression, anxiety and stressful life events

The current study did not assess stressful life events. Bernert, Merrill, Braithwaite, Van

Orden, and Joiner Jr (2007) found that family life stress predicted insomnia at three week

follow-up in older adolescents and young adults after controlling for depression.

Furthermore, Braet, et al. (2013) found that stress induced by different factors strongly

predicts depressive symptoms in younger, middle, and older adolescence. Moreover,

Moksnes, Espnes, and Haugan (2014) reported that stress related to academic performance

significantly predicted symptoms of depression and anxiety, whereas stress related to peer

pressure significantly predicted depression. Finally, stressful life events are risk-factors for

clinically significant symptoms and a diagnosis of post-traumatic stress disorder (PTSD) in

adolescents (Trickey, Siddaway, Meiser-Stedman, Serpell, & Field, 2012), which has been

associated with sleep disturbances (Garrison, Weinrich, Hardin, Weinrich, & Wang, 1993),

depression (Luo, et al., 2012) and anxiety (Giannopoulou et al., 2006). Stressful life events

and PTSD, then, may be a confounding factor for and hence affect the bidirectionality of the

relationship between insomnia, depression and anxiety in adolescents.

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Future research could assess whether stressful life events and PTSD are separate risk-

factors for the development of insomnia, depression and anxiety; mediate the relationships

between these variables; or moderate the relationship between these variables. A

replication of the current study that includes measures of stressful life events may be the

simplest method, but studies using objective measures and clinical assessment of insomnia,

depression and anxiety would be the preferred option. In the case of self-report measures,

inventories based on the DSM-5 could be developed and used.

6.6.4. Insomnia, depression, anxiety and physical activity

Physical activity has also been associated with insomnia, depression, and anxiety.

Brand, et al. (2010) found that adolescent athletes report better sleep and less depressive

and anxiety symptoms. Furthermore, there is emerging evidence that physical activity can be

protective against developing depression and reduce anxiety symptoms that are common in

depression (Martinsen, 2008). This evidence suggests that physical activity may be a risk-

factor for the development of depression and symptoms of anxiety, but it is currently

unknown whether physical activity is a separate risk-factor for the development of insomnia.

Furthermore, physical activity may mediate or moderate the relationships between insomnia

and depression or insomnia and anxiety. The current study included physical activity

variables, but did not include such variables in the analyses due to extremely skewed data.

Future research could assess the effects of a treatment program based on physical

activity to prevent or improve rates of insomnia, depression and anxiety. For example, a

group of adolescents with diagnosed insomnia, depression and/or an anxiety disorder could

be subjected to 45 minutes (the approximate length of period for a class in South Australian

schools) of moderately intensive exercise over a determined time period (e.g., everyday for

one week), and compared to adolescents who have a physically inactive class or a placebo

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intervention. Indeed, group exercise has been found to improve depressive symptoms

compared to usual activity, with improved hormonal responses to stress and physical fitness

in young females (Nabkasorn et al., 2006). Perhaps more interestingly, a study could

assessed the preventative and treatment effects of physical activity and bright light therapy

on insomnia, depression and anxiety. For example, a physical education class could be

moved to the first morning lesson under bright lights (outdoors or indoor gymnasium), and

compared to bright light therapy alone, morning physical education classes under dimmer

light, and no change to school class schedule. Such a study would be inexpensive, effective,

and possible for most schools.

6.6.5. Technology, sleep, and chronotype

Previous research has reported associations between sleep disturbances and night

time technology use (Calamaro, et al., 2009; King, Delfabbro, Zwaans, & Kaptsis, 2013).

Calamaro, et al. (2009) found that high school students who slept between 8 – 10 hours per

night had a 1.5 to two-fold decrease in night time technology use than those with 6 – 8

hours and 3 – 5 hours, while those who fell asleep during school were much more likely to

use technology at night than those who remained awake (OR 69.9). Furthermore, a South

Australian adolescent study reported associations between technology use and sleep

duration on weekdays and weekends, bedtime delays, and sleep interruptions (King, et al.,

2013). The association between sleep disturbances and night time technology use may at

least partially result from a disruption to the circadian rhythm cycle caused by bright light

emitted by the device. Perhaps depending on the timing of duration of exposure (Heath et

al., 2014), bright light suppresses melatonin production (Lewy, Wehr, Goodwin, Newsome, &

Markey, 1980), inducing wakefulness and inhibiting sleep (Cajochen, Kräuchi, & Wirz‐Justice,

2003). Bright lights at night from electronic devices, then, may delay melatonin secretion,

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and consequently result in later bedtimes, and induce sleep onset insomnia and delayed

sleep phases during adolescence. These findings, paired with the notion that technology use

at night increases cognitive, emotional, and physiological arousal at bedtime, and in turn

sleep onset latency while reducing total sleep time (King, et al., 2013), suggests that night

time technology use may be a risk-factor of and hence potentially contribute to the aetiology

of sleep deprivation and insomnia.

Future research could investigate the impact of technology on chronotype and the

development of insomnia during adolescence. A controlled experimental design that

assesses the effects of induced night time technology use on sleep and the circadian rhythm

would be ideal, particularly where technology use is controlled and recorded, and sleep and

the circadian rhythm are assessed in a sleep laboratory via objective means. Such a study

could be run overnight or across several nights. Alternatively, a longitudinal study that

assessed night time technology use via questionnaires, and sleep and circadian rhythm

variables via objective measures or self-report measures would also advance current

research. Variables that could be assessed include melatonin levels, core body temperature,

wakefulness at night, bedtime, duration of sleep onset, time of sleep onset, wake-time, rise-

time, time between wake and rise-time, difficulty falling asleep and rising, sleep efficiency,

sleep quality, and number of awakenings. A significant relationship between technology use

and insomnia from either study design would suggest that the former may be related to the

aetiology of the latter. Lower melatonin levels; progressively later bedtimes, time of sleep

onset, wake-times, and rise-time; and shorter time between wake and rise-time during the

week due to light from induced technology use would suggest a progressively later circadian

preference. Preventative and treatment efforts for insomnia or delayed sleep phase

syndrome during adolescence may then consider night time technology use, which, given

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the results of this thesis, could impact the development or maintenance of depression and

GAD.

6.7. Conclusions

Best available evidence suggests a bidirectional longitudinal relationship between

insomnia and depression, and insomnia and anxiety. After controlling for covariates and

assessing different anxiety subtypes, insomnia seems to be bidirectionally related to

depression and GAD, but not longitudinally related to OCD, PD, SAD or SP. Furthermore,

eveningness at baseline seems to predict insomnia 6 months later after controlling for

covariates, but not depression, GAD, OCD, PD, SAD or SP. Prevention and treatment efforts

for insomnia may also consider depression, GAD and an eveningness preference, whereas

prevention and treatment efforts for depression and GAD may consider insomnia. Finally,

given the strong effect of depression on anxiety subtypes, prevention and treatment plans

for OCD, PD, SAD and SP should concurrently focus on depression.

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7. Appendix – bootstrapped regression analyses when controlling for

outcome variables at baseline

Table 17

Bootstrap regression analysis when predicting insomnia and outcome variable is controlled at baseline.

Model Predictor β (Bootstrap) CI Lower CI Upper R2adjusted

1 Depression 0.178 0.018 0.334 0.538

Chronotype -0.055 -0.146 0.031

Anxiety 0.024 -0.024 0.071

Age 0.254 -0.092 0.615

Gender -0.240 -1.165 0.685 Insomnia 0.498 0.374 0.635

2 GAD 0.069 -0.096 0.261 0.538 Chronotype -0.048 -0.132 0.034 Anxiety 0.209 0.069 0.344 Age 0.233 -0.122 0.588 Gender -0.143 -1.062 0.781 Insomnia 0.495 0.364 0.627 0.069 -0.096 0.261 3 OCD Chronotype 0.136 -0.088 0.351 0.540 Anxiety -0.057 -0.143 0.025 Age 0.172 0.014 0.329 Gender 0.248 -0.091 0.600 Insomnia -0.117 -1.062 0.829 4 PD -0.009 -0.201 0.162 0.536 Chronotype -0.043 -0.129 0.039 Anxiety 0.233 0.085 0.383 Age 0.218 -0.112 0.560 Gender -0.115 -0.997 0.778 Insomnia 0.512 0.386 0.638 5 SAD -0.067 -0.285 0.148 0.536 Chronotype -0.041 -0.127 0.046 Anxiety 0.244 0.103 0.388 Age 0.209 -0.140 0.581 Gender -0.067 -0.974 0.845 Insomnia 0.515 0.390 0.644 6 SP 0.092 -0.011 0.204 0.542 Chronotype -0.052 -0.142 0.033 Anxiety 0.174 0.035 0.315 Age 0.227 -0.128 0.596 Gender -0.332 -1.276 0.619 Insomnia 0.499 0.376 0.624

Note. Bootstrapped regression analyses for when depression and subtypes of anxiety at baseline were used to predict insomnia at follow-up after controlling for insomnia at baseline. 5000 bootstrapped were computed. β= regression co-efficient, CI= Bca 95% Confidence Interval, GAD= Generalised anxiety disorder, OCD= Obsessive compulsive disorder, PD= Panic disorder SAD= Separation anxiety disorder, SP= Social phobia.

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Table 18 Regression analyses with insomnia as the predictor variable

Outcome Variable Predictor β (Bootstrap) Lower Upper R2

adjusted

Depression Insomnia 0.184 0.051 0.318 0.538 Chronotype 0.012 -0.088 0.111 Anxiety 0.049 0.000 0.099 Age 0.382 -0.024 0.764 Gender 0.200 -0.804 1.181 Depression GAD Insomnia 0.029 -0.068 0.121 0.462 Chronotype -0.014 -0.103 0.079 Depression 0.054 -0.066 0.184 Age 0.023 -0.257 0.296 Gender 0.356 -0.389 1.140 GAD 0.604 0.438 0.759 OCD Insomnia 0.086 -0.001 0.172 0.382 Depression -0.039 -0.154 0.077 Age 0.172 -0.101 0.453 Gender 0.275 -0.427 0.988 OCD 0.648 0.457 0.827 PD Insomnia 0.076 -0.051 0.205 0.398 Chronotype 0.034 -0.045 0.117 Depression 0.071 -0.093 0.246 Age 0.419 0.100 0.727 Gender 0.378 -0.477 1.219 PD 0.570 0.350 0.767 SAD Insomnia 0.083 0.006 0.162 0.509 Depression -0.015 -0.093 0.061 Age 0.101 -0.104 0.306 Gender 0.985 0.432 1.558 SAD 0.646 0.511 0.792 SP Insomnia 0.087 -0.036 0.206 0.503 Depression -0.059 -0.217 0.100 Age 0.163 -0.283 0.609 Gender 0.698 -0.388 1.756 SP 0.691 0.567 0.815

Note. Bootstrapped regression analyses for when insomnia at baseline was used to predict depression and subtypes of anxiety at follow-up after controlling predicted variable at baseline. 5000 bootstrapped were computed. GAD= Generalised anxiety disorder, OCD= Obsessive compulsive disorder, PD= Panic Disorder, SAD= Separation anxiety disorder, SP= Social phobia, CI= Bca 95% Confidence Interval

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