1 The Articles of The Articles of Confederation Confederation To the To the CONSTITUTION CONSTITUTION States and Constitutions States and Constitutions Colonies become States, Draft new Colonies become States, Draft new Constitutions, By 1777 ten had constitutions. Constitutions, By 1777 ten had constitutions. Battle between those who want well Defined Battle between those who want well Defined Rules and Order (conservatives) and those who Rules and Order (conservatives) and those who want to protect individual rights (liberals). want to protect individual rights (liberals). State Constitutions were approved by a vote of State Constitutions were approved by a vote of the people or State legislatures. the people or State legislatures. State Constitutions Cont.. State Constitutions Cont.. Each State Constitution had a list/bill of rights Each State Constitution had a list/bill of rights State governments had three branches State governments had three branches Legislative Legislative- created laws, most were Bicameral created laws, most were Bicameral Executive Executive- and elected governor and elected governor Judicial Judicial- power over court systems power over court systems Property requirements for office holding was the Property requirements for office holding was the norm norm Articles of Confederation Articles of Confederation Weak Central government, limited power. Weak Central government, limited power. Unicameral Legislature, used Committees Unicameral Legislature, used Committees No Executive No Executive No Judicial No Judicial Each state had one vote Each state had one vote 9/13 states were needed to pass laws 9/13 states were needed to pass laws Amendments had to be Unanimous Amendments had to be Unanimous Accomplishments Accomplishments Was the constitution during the winning of the Was the constitution during the winning of the Revolutionary War Revolutionary War The country was not ready for a strong central The country was not ready for a strong central government, and therefore needed a government, and therefore needed a GLORIOUS FAILURE. GLORIOUS FAILURE. But it did have successes: But it did have successes: Passed the Land Ordinance of 1785 Passed the Land Ordinance of 1785 Passed the Northwest Ordinance of 1787 Passed the Northwest Ordinance of 1787 Westward settlement Westward settlement
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The Articles of The Articles of
ConfederationConfederationTo the To the
CONSTITUTIONCONSTITUTION
States and ConstitutionsStates and Constitutions
�� Colonies become States, Draft new Colonies become States, Draft new
Constitutions, By 1777 ten had constitutions.Constitutions, By 1777 ten had constitutions.
�� Battle between those who want well Defined Battle between those who want well Defined
Rules and Order (conservatives) and those who Rules and Order (conservatives) and those who
want to protect individual rights (liberals).want to protect individual rights (liberals).
�� State Constitutions were approved by a vote of State Constitutions were approved by a vote of
the people or State legislatures.the people or State legislatures.
State Constitutions Cont..State Constitutions Cont..
�� Each State Constitution had a list/bill of rightsEach State Constitution had a list/bill of rights
�� State governments had three branchesState governments had three branches
�� LegislativeLegislative-- created laws, most were Bicameralcreated laws, most were Bicameral
�� ExecutiveExecutive-- and elected governorand elected governor
�� JudicialJudicial-- power over court systemspower over court systems
�� Property requirements for office holding was the Property requirements for office holding was the
normnorm
Articles of ConfederationArticles of Confederation
�� Weak Central government, limited power.Weak Central government, limited power.
�� Unicameral Legislature, used CommitteesUnicameral Legislature, used Committees
�� No ExecutiveNo Executive
�� No JudicialNo Judicial
�� Each state had one voteEach state had one vote
�� 9/13 states were needed to pass laws9/13 states were needed to pass laws
�� Amendments had to be UnanimousAmendments had to be Unanimous
Accomplishments Accomplishments
�� Was the constitution during the winning of the Was the constitution during the winning of the
Revolutionary WarRevolutionary War
�� The country was not ready for a strong central The country was not ready for a strong central
government, and therefore needed a government, and therefore needed a
GLORIOUS FAILURE.GLORIOUS FAILURE.
�� But it did have successes:But it did have successes:
�� Passed the Land Ordinance of 1785Passed the Land Ordinance of 1785
�� Passed the Northwest Ordinance of 1787Passed the Northwest Ordinance of 1787
Westward settlementWestward settlement
2
Managing the Frontier in the Early Managing the Frontier in the Early
RepublicRepublic
Land Ordinance of 1785Northwest Ordinance of 1787Indian Intercourse Act of 1790
Battle of Fallen TimberBattle of Tippecanoe
The Frontier During the RevolutionThe Frontier During the Revolution
� Patriots and Loyalists
� Tribal alliances
� Warfare in the
Backcountry
� The Impact of the Peace of Paris (1783)
The Complexity of Western Land ClaimsThe Complexity of Western Land Claims
� The question of western lands
� Americans and the “right of
conquest”
� Ceding the western land
Formation of the Northwest TerritoryFormation of the Northwest Territory
� The Land Ordinance of 1785
� Surveying the land
� Selling the land
� Speculators and Squatters
The Northwest Ordinance of 1787The Northwest Ordinance of 1787
� Thomas’ Jefferson’s plan of government
� The Northwest Ordinance
� Government and statehood
� slavery
� Indian land rights
� The Indian Intercourse Act of 1790
� The status of Indian nations
� “to promote civilization”
Northwest OrdinanceNorthwest Ordinance
�� Approved by Congress July 13, 1787Approved by Congress July 13, 1787
�� Area north of the Ohio River and East of the Area north of the Ohio River and East of the
Mississippi River.Mississippi River.
�� Interim federal control while local governments Interim federal control while local governments
were being developedwere being developed
�� Governor, Secretary and Three Judges, Governor, Secretary and Three Judges,
appointed by Congressappointed by Congress
3
Northwest OrdinanceNorthwest Ordinance
�� Whenever a district reached a population of Whenever a district reached a population of
5000 free males, it could elect a bicameral 5000 free males, it could elect a bicameral
legislature and send a nonlegislature and send a non--voting member to voting member to
Congress.Congress.
�� When the population reached 60,000 free When the population reached 60,000 free
inhabitants the district would be eligible for inhabitants the district would be eligible for
statehood.statehood.
Guarantees of the Guarantees of the
Northwest OrdinanceNorthwest Ordinance
�� Freedom of religionFreedom of religion
�� Trial by juryTrial by jury
�� Each would enter the union "on an equal Each would enter the union "on an equal
footing with the original states." footing with the original states."
�� that revenue generated from the sale of a that revenue generated from the sale of a
portion of each township in the state would go portion of each township in the state would go
to fund public educationto fund public education——the first instance of the first instance of
federal aid for education in American history. federal aid for education in American history.
Nine of the thirteen states Nine of the thirteen states
needed to approve lawsneeded to approve laws
13 out of 13 states needed 13 out of 13 states needed
to approve Amendmentsto approve Amendments
�� No coordination of No coordination of
committees, no uniform committees, no uniform
domestic policydomestic policy
�� Rarely were all the Rarely were all the
delegates present, states delegates present, states
voted in blocks, 5 Small voted in blocks, 5 Small
versus 8 large.versus 8 large.
�� Never could get the 13 Never could get the 13
states to agreestates to agree
4
ContinuedContinued
No power to regulateNo power to regulate
interstate commerceinterstate commerce
No power to enforceNo power to enforce
treatiestreaties
�� Led to disputes between Led to disputes between
states, could not regulate states, could not regulate
to protect American to protect American
business, tariffsbusiness, tariffs
�� Could not force the Could not force the
British to leave American British to leave American
territoryterritory
ContinuedContinued
No power to enforce laws, No power to enforce laws,
LIMITED national court LIMITED national court
system state courts system state courts
interpreted national lawsinterpreted national laws
�� Could only ask and Could only ask and
request could not force request could not force
states to follow the lawsstates to follow the laws
Timeline Timeline —— Prequel to the Prequel to the
ConstitutionConstitution�� Dec. 1773 Dec. 1773 —— Boston Tea PartyBoston Tea Party
�� Apr. 1775 Apr. 1775 —— first battles of Revolutionary War, at first battles of Revolutionary War, at Lexington and Concord, MALexington and Concord, MA
�� July 4, 1776 July 4, 1776 —— Declaration of Independence adopted Declaration of Independence adopted by Congress by Congress
�� Nov. 15, 1777 Nov. 15, 1777 —— Articles of Confederation adopted Articles of Confederation adopted by Congressby Congress
�� Mar. 1, 1781 Mar. 1, 1781 —— Articles of Confederation ratified by Articles of Confederation ratified by statesstates
(cont(cont’’d)d)
Timeline (contTimeline (cont’’d)d)
�� 1783 1783 —— Revolutionary War ends with peace treatyRevolutionary War ends with peace treaty
�� The Aborted Annapolis MeetingThe Aborted Annapolis Meeting�� An attempt to discuss changes to the Articles of Confederation.An attempt to discuss changes to the Articles of Confederation.
�� Attended by only 12 delegates from 5 states.Attended by only 12 delegates from 5 states.
�� Sept. 1786 Sept. 1786 —— Hamilton proposes another convention, this time Hamilton proposes another convention, this time in Philadelphia to revise the Articles of Confederationin Philadelphia to revise the Articles of Confederation
�� May 1787 May 1787 —— Philadelphia Convention commences workPhiladelphia Convention commences work
�� Sept. 17, 1787 Sept. 17, 1787 —— Convention concludes its work with a Convention concludes its work with a proposed Constitutionproposed Constitution
(cont(cont’’d)d)
ConstitutionConstitution
�� DefinitionDefinition
�� ““The fundamental and organic law of a nation or state, The fundamental and organic law of a nation or state,
establishing the conception, character, and organization of its establishing the conception, character, and organization of its
government, as well as prescribing the extent of its sovereign government, as well as prescribing the extent of its sovereign
power and the manner of its exercise.power and the manner of its exercise.””
—— BlackBlack’’s Law Dictionarys Law Dictionary
�� Sets the broad rules of the game.Sets the broad rules of the game.
�� The rules are not neutralThe rules are not neutral-- some participants and policy some participants and policy
options have advantages others donoptions have advantages others don’’t.t.
�� Hamilton asks for another convention to Hamilton asks for another convention to ““reviserevise”” the Articles. the Articles. This time at Philly. The CONSTITUTIONAL CONVENTIONThis time at Philly. The CONSTITUTIONAL CONVENTION
�� Stated PurposeStated Purpose: :
��revise the Articlesrevise the Articles
��12 of 13 states sent delegates12 of 13 states sent delegates
�� Not a cross section of the country, but Not a cross section of the country, but the elite. Real purpose:the elite. Real purpose:�� Secret meetingSecret meeting
�� Write a new constitutionWrite a new constitution
�� Purpose of government is Limited governmentPurpose of government is Limited government
5
A Convention of A Convention of DemiDemi--Gods?Gods?
�� FranklinFranklin
�� MadisonMadison
�� HamiltonHamilton
�� WashingtonWashington
�� William PattersonWilliam Patterson
�� Edmund Edmund RandolfRandolf
Issue of RepresentationIssue of Representation
�� Virginia PlanVirginia Plan––Edmund Randolph Edmund Randolph
�� Framework for a new constitutionFramework for a new constitution
�� Representation was to be based on the population of Representation was to be based on the population of
each state or the proportion of each state's revenue each state or the proportion of each state's revenue
contributioncontribution
�� New Jersey PlanNew Jersey Plan––William PattersonWilliam Patterson
�� Each state should be equally represented regardless Each state should be equally represented regardless
of populationof population
Connecticut Compromise Connecticut Compromise
(Great Compromise)(Great Compromise)
�� Created a bicameral legislatureCreated a bicameral legislature
�� The first chamber of Congress would be The first chamber of Congress would be
apportioned according to number of inhabitants apportioned according to number of inhabitants
in each state (House).in each state (House).
�� In the second chamber, each state would have In the second chamber, each state would have
�� Fundamental difference lies between slave and nonFundamental difference lies between slave and non--slave slave statesstates
�� Over 90 percent of the slaves lived in five states (Georgia, Over 90 percent of the slaves lived in five states (Georgia, Maryland, North Carolina, South Carolina, and Virginia)Maryland, North Carolina, South Carolina, and Virginia)
�� Compromise result: five slaves would be counted as three Compromise result: five slaves would be counted as three persons. persons. �� Supported by slave states to increase representationSupported by slave states to increase representation
�� Supported by Supported by nonslavenonslave states that advocated principle of property states that advocated principle of property representationrepresentation
�� Left slavery question unresolved until Civil WarLeft slavery question unresolved until Civil War
Other CompromisesOther Compromises
�� Electoral CollegeElectoral College
�� House of Reps elected by the people, but the House of Reps elected by the people, but the
Senate appointed by State Legislators (the elite) Senate appointed by State Legislators (the elite)
provide for the common defense, promote the provide for the common defense, promote the
general welfare, and secure the blessings of general welfare, and secure the blessings of
liberty . . . do ordain and establish this liberty . . . do ordain and establish this
Constitution for the United States of America.Constitution for the United States of America.””
““We the people . . .We the people . . .””
“In adopting [the Constitution], the Framers envisioned a uniform national system, rejecting the notion that the Nation was a collection of States, and instead creating a direct link between the National Government and
the people of the United States. . . .
(cont’d)
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““We the people . . .We the people . . .”” (cont(cont’’d)d)
““. . . [The] Congress of the United States, therefore, . . . [The] Congress of the United States, therefore,
is is not a confederation of nationsnot a confederation of nations in which in which
separate sovereigns are represented by appointed separate sovereigns are represented by appointed
delegates, but is instead delegates, but is instead a body composed of a body composed of
representatives of the peoplerepresentatives of the people..””
—— U.S. Term Limits v. Thornton, 514 U.S. 779 (1995)U.S. Term Limits v. Thornton, 514 U.S. 779 (1995)
FederalismFederalism
Federal government
State governments
The US ConstitutionThe US Constitution
�� The Basic StructureThe Basic Structure�� PreamblePreamble
�� Article I:Article I: The Legislative BranchThe Legislative Branch
�� Article II:Article II: The Executive BranchThe Executive Branch
�� Article III:Article III: The Judicial BranchThe Judicial Branch
�� Article IV:Article IV: National Unity and PowerNational Unity and Power
�� Two things you donTwo things you don’’t want to see being made:t want to see being made:
�� SausageSausage
�� LawsLaws
Article I Article I –– Legislative branchLegislative branch
Article I Article I –– Legislative branchLegislative branch
�� Structure of the legislative branchStructure of the legislative branch
�� Apportionment of Senators and Representatives Apportionment of Senators and Representatives among the states among the states
�� Qualifications for holding officeQualifications for holding office
�� Roles of House and Senate in impeachmentsRoles of House and Senate in impeachments
�� Basic functioning of the two housesBasic functioning of the two houses
�� Role of Congress and president in making law: Role of Congress and president in making law: PresidentPresident’’s power to veto, Congresss power to veto, Congress’’s power to s power to overrideoverride
Article I Article I —— Powers of CongressPowers of Congress
�� Enumeration of CongressEnumeration of Congress’’s powers s powers
(Art. I, sec. 8)(Art. I, sec. 8)�� 17 specific enumerated powers17 specific enumerated powers
�� 1 catch1 catch--all: all: ““necessary and propernecessary and proper”” aka. Elastic aka. Elastic
ClauseClause
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Article I Article I —— Limitations on Limitations on federal federal legislative powerlegislative power
�� Specific limitations on the federal legislative Specific limitations on the federal legislative
power (Art. I, sec. 9):power (Art. I, sec. 9):
�� No prohibiting importation of slaves before 1808No prohibiting importation of slaves before 1808
�� No suspension of habeas corpusNo suspension of habeas corpus
�� No bills of attainder or ex post facto lawsNo bills of attainder or ex post facto laws
�� No granting titles of nobilityNo granting titles of nobility
Article I Article I —— Limitations on Limitations on statestatelegislative powerlegislative power
�� Limitations on Limitations on statestate legislative power (Art. I, legislative power (Art. I, sec. 10)sec. 10)States may not:States may not:
�� Enter into treatiesEnter into treaties
�� Issue their own moneyIssue their own money
�� Pass bills of attainder or ex post facto laws, or Pass bills of attainder or ex post facto laws, or impair contractsimpair contracts
�� Except with consent of Congress, impose Except with consent of Congress, impose duties on imports or exports, keep troops, or duties on imports or exports, keep troops, or enter into an agreement with another stateenter into an agreement with another state
Article II Article II –– Executive branchExecutive branch
�� Election of President and Vice President, Election of President and Vice President, qualifications for office (Art. II, sec. 1)qualifications for office (Art. II, sec. 1)�� Revised by 12Revised by 12thth AmendmentAmendment
�� SuccessorshipSuccessorship, in case of President, in case of President’’s death or s death or disabilitydisability�� Revised by 25Revised by 25thth AmendmentAmendment
(cont(cont’’d)d)
Article II (contArticle II (cont’’d)d)
�� Powers of the President (Art. II, sec. 2)Powers of the President (Art. II, sec. 2)
�� Commander in chiefCommander in chief
�� Entering treaties and making appointments, with Entering treaties and making appointments, with advice and consent of the Senateadvice and consent of the Senate
�� ““take Care that the Laws be faithfully executedtake Care that the Laws be faithfully executed””(Art. II, sec. 3)(Art. II, sec. 3)
�� Grounds for impeachment of President, VP, Grounds for impeachment of President, VP, and other officials (Art. II, sec. 4)and other officials (Art. II, sec. 4)
Article III Article III –– Judicial branchJudicial branch
�� Structure of the judicial branchStructure of the judicial branch
�� Creates the Supreme Court, and authorizes Creates the Supreme Court, and authorizes Congress to create lower courts (Art. III, sec. 1)Congress to create lower courts (Art. III, sec. 1)
�� Establishes rules regarding judges: life tenure, no Establishes rules regarding judges: life tenure, no reducing salaryreducing salary
�� Describes the types of cases that courts can hear Describes the types of cases that courts can hear and decide (Art. III, sec. 2)and decide (Art. III, sec. 2)
�� Assigns the Supreme Court original and Assigns the Supreme Court original and appellate jurisdiction (Art. III, sec. 2) appellate jurisdiction (Art. III, sec. 2) BUT NOT BUT NOT Judicial ReviewJudicial Review
�� Defines the grounds for treason (Art. III, sec. 3)Defines the grounds for treason (Art. III, sec. 3)
Article IV Article IV –– Relations among the Relations among the
statesstates
Relations among the states:Relations among the states:
�� States must give States must give ““full faith and creditfull faith and credit”” to judicial to judicial decisions and other official actions of other states decisions and other official actions of other states (Art. IV, sec. 1)(Art. IV, sec. 1)
�� States must extradite accused persons to other States must extradite accused persons to other states (Art. IV, sec. 2)states (Art. IV, sec. 2)
�� Each state is guaranteed Each state is guaranteed ““a republican form of a republican form of governmentgovernment”” (Art. IV, sec. 4)(Art. IV, sec. 4)
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Article V Article V —— Amendment of the Amendment of the
ConstitutionConstitution
�� Amending the ConstitutionAmending the Constitution
�� Amendments proposed by Congress or state Amendments proposed by Congress or state
conventionsconventions
�� Ratification by Ratification by ¾¾ of statesof states
Article VI Article VI —— SupremacySupremacy
��Supremacy:Supremacy:
�� Constitution and federal law overConstitution and federal law over--rule state rule state
lawlaw
So now it written, butSo now it written, but……�� Need to get 9 of 13 to ratify????Need to get 9 of 13 to ratify????
�� What happened to 13 of 13 to change the A of C?What happened to 13 of 13 to change the A of C?
�� Federalists:Federalists:�� HamiltonHamilton
�� Madison?????Madison?????
�� JayJay
�� Gouverneur Morris Gouverneur Morris (Madison took much of (Madison took much of the Preamble from his the Preamble from his Massachusetts state Massachusetts state ConstitutionConstitution
�� John Dickinson (wrote John Dickinson (wrote the Articles of the Articles of ConfederationConfederation
�� AntiAnti--Federalists:Federalists:�� Patrick HenryPatrick Henry
�� James MonroeJames Monroe
�� MelanctonMelancton SmithSmith
�� George Mason George Mason
�� Elbridge GerryElbridge Gerry
�� George ClintonGeorge Clinton
�� Samuel AdamsSamuel Adams
�� Richard Henry Lee Richard Henry Lee (introduced the idea of (introduced the idea of the Dec. of the Dec. of Independence)Independence)
Ratifying the ConstitutionRatifying the Constitution
�� FederalistsFederalists
�� Large landowners, wealthy Large landowners, wealthy
merchants, professionalsmerchants, professionals
�� Strong national governmentStrong national government
�� Limits National Government (9Limits National Government (9thth--1010th th Amendment) Amendment)
MEMORIZE THE 1MEMORIZE THE 1STST 10 FOR THE TEST10 FOR THE TEST
Hierarchy of sources of lawHierarchy of sources of law
The people(i.e., ¾ of the states)
U.S.
Constitution
State constitutions
State statutes and common law
Federal statutesand common law
Assessing the Constitution:Assessing the Constitution:
AchievementsAchievements�� Created unified nation capable of defending Created unified nation capable of defending
itselfitself
�� Facilitated the countryFacilitated the country’’s economic developments economic development
�� Outlawing separate state currenciesOutlawing separate state currencies
�� Outlawed state tariffsOutlawed state tariffs
�� Created a presidency that was first filled by Created a presidency that was first filled by WashingtonWashington
Assessing the Constitution:Assessing the Constitution:
The Constitution TodayThe Constitution Today�� Constitution continues to give many groups/interests Constitution continues to give many groups/interests
opportunities to voice their concernsopportunities to voice their concerns