Dare ______ _ POSITION iAME ORGA0lZATIONiENTJY ·-- -- -- -- ··--- ---- -- -- -- -- --· ------------------'------- . -£ /l.;port Required by th<' Ethics FINANCIAL DISCLOSURE REPORT AO JO in Gowmmet Act o(/978 Rev 1/2010 FOR CALENDAR YEAR 2009 (5 US.C. opp . . § JO/-//J) 1. Person Reporting (bst name. frst. middl. inlllal) Thap.H, Amul R. 4. Tille (Article Ill judges indicate ac!i"e or senior stlus: r:1agi⅔trnti: JUJgts inJical full- or part-lime) Active District Judge 2. Court or OrganiLalion CS. District Court fDKY 5a. Report T)·pc (ch.ik appropriate type) O ⁰omin::ion. D;t. O lnLt1al [ Annu.:.I O Final 3. !ate or Report 04125120 I 0 b. Rcporliog Period 01101/2009 to I 2i3 )12009 ⅓h. D :\mtr.dcd fcpon 7. Chambers or Onice Address United States Listrict Cour 310 S. Main Street, Suite 444 London, Kentucky 40741 8. On the basis of the information cuutained in this Rlpurf xnd lrll m(ldificatio1s pcrtaininl thl·reto, it is. in my opinion, in compliance ''irh applinble lawV and rei:ulationM. Revie\.. inmOrficer_____ - - - · Jil PORTANT NOTES: The it1struction,,· accompanying rhisjiirm 11.w beji1llowed. Com p lete all parts, checkinJ tile .ONE box/Or ea(·h part where you hare 110 rt•porrable infor111atio11. Sign on last page. I. POSJ 1.10NS. (Reportin; indi-·iduol mrr; :ee pp. 9-/3 of fling ;nstructimo.J D NO:E (No reponahle positions.) OF I. Natwnal Advisory Council torth Amtri1an South AMian ONr A.Oociation 2. •\djund Professor (Spring 2009) Chase Colleg of Law :· " 4. · 5. ' · . . •' -. , f I. A GREEI1 ENTS. (R•porting indiriduo/ 1m/y; ·"" f'P- 14-lo 4Jiling inw1uion<.) [ NONE (io reportabl. agree111r1.1·_) P.'RTIES AND TERMS I. 2. J. Thapar, Amul R.
10
Embed
Thapar, Amul R · dare _____ _ position jame orgailzationientiy ·-----··-----· -----'-----. - financial disclosure report
This document is posted to help you gain knowledge. Please leave a comment to let me know what you think about it! Share it to your friends and learn new things together.
/l.;port Required by th<' Ethics FINANCIAL DISCLOSURE REPORT AO JO in Gowmment Act o(/978 Rev 1/2010 FOR CALENDAR YEAR 2009 (5 US.C. opp . . § JO/-// J)
1. Person Reporting (bst name. first. middl.:! inlllal)
Thap.H, Amul R.
4. Tille (Article Ill judges indicate ac!i"e or senior stalus: r:1agi trnti:: JUJgt:s inJicalt.: full- or part-lime)
Active District Judge
2. Court or OrganiLalion
CS. District Court fDKY
5a. Report T)·pc (ch..:i.:k appropriate type)
O omin:i:ion. D;it..;
O lnLt1al [{] Annu.:i.I O Final
3. !late or Report
04125120 I 0
b. Rcporliog Period
01101/2009 to
I 2i3 )12009 h. D :\mt:r.dcd f?cpon
7. Chambers or Onice Address
United States LJistrict Court 310 S. Main Street, Suite 444 London, Kentucky 40741
8. On the basis of the information cuutained in this Rl'purf xnd ltrll m(ldificatio11s pcrtaininl-! thl·reto, it is. in my opinion, in compliance ''irh applinble law and rei::ulation .
Revie\..in Orficer_____ ----·
Jilf PORTANT NOTES: The it1struction,,· accompanying rhisjiirm 11111.w beji1llowed. Complete all parts,
checkin tile .NONE box/Or ea(._·h part where you hare 110 rt•porrable infor111atio11. Sign on last page.
I. POSJ1.,10NS. (Reportin;: indi-.·iduol mr r; :see pp. 9-/3 of filing ;nstructimo.J
D NO:-<E (No reponahle positions.)
OF
I. Natwnal Advisory Council t'orth Amt!ri1.:an South A ian O r A.s ociation
2. •\djund Professor (Spring 2009) Chase Colleg of Law
:· "\
4. ·
5.
' · .
. •' -. ,
f I. A GREEI\1 ENTS. (R•porting indiriduo/ 1m/y; ·"" f'P- 14-lo 4Jiling inw11uion<.)
VJ. LJ.ABJ LI Tl ES. (lndudes thu..e of•pouse and Jepende/11 d1ildr.-n; ·'"pp. 31-JJ ojjiling instruaiom.)
[Z] NONE (No reportable liabiiities.)
DESCRIPTION CODE
I.
2.
3.
4. _ .. ___ -----
5.
II)
c
(" (Jj ( )
----11.
I I ;
, i Is
'9_
I
' lu
; I
I I
8
T
T
I
:
i I
i
I I
I
I I
I ! :
I
(I)
Date of Report Name of Person Rt'porting FINANCIAL DISCLOSURE REPORT Page 5of10 04125!1010Thapar, Amul R.
vJI. J NV ESTl\'I ENTS and TR u STS - inrnnre, l'O/ue, lrQnJ(IC/i<lns (INduJes tlwse vf.>pflUst and d<'pendenl chi/drm: SU pp. JJ.60 of filing inslructivm.)
NONE (Nu reportable income. assers. or transacrions.) Q A B.
Description eif Ass1.·ts Income during (indudmg trust as ets) rcr )ning pcno<l L
Pl<1cc "(X)" :itkr CJd1 asset i Aml1ur,t i Type (e g. Code Ic'cmpt fwrn priur disthlsu:-c Ji...· .. rent.
j (1\-JI) l'f int.}
D. Ciro . ..; \<due at cr-d of r1.·p •rting pl'riod
(:) (l) (5)\';i.luc v iluc Typ<.' {c.µ. D:itt.· \':ilut: Gain ldc:ntity of
U-1') Code 3 r dc.-mption l (J-P) (A-II) (if private (Q-W) 1rans.ictiCl11}
ING Direct Accounts I !
2. Vanguard Prune Money rv1arkct
, TO Bank USA (Ameritrade Muncy Market) ' -
4_ Fifth Third Bank (Checking Acct.)
Paypal Inc. (Money Market)
'(,_ Autuzonc loc. (AZO) Commun
7_ Nuance Comm. Inc. (NLIAN) Common
- Select Comfort Corp (SCSS) Curnmon
Volcom Inc. (\'LCM) Common I'
10. Drcamworks Animation (DWA) Common
IL Accenture Ltd (ACN) Common
12. Daw un Geophysical Co. (D\VSN) Commu1
Lh.:ctro Scirnufic InJus. Inc. (ESIO) Commrin
14. I lussman Strategic Growth Fund (I ISGFX)
15. LJ,1yds TSB Gwup ,\DR (L YG)
16. Grupl' Arcorhirtuario Del Pac (P/\Ci
17. Zumicz Inc. (ZUMZ) Comm,111
A
l\
A
A
A
A
A
/\
Interest K
]11h:n;M J
l11tcrLst K
lntL rcst J
Interest J
!\one J
:-.Jone J
None J
:'Jnnc J
l)nC J
Dividend J
l)!1C J
Nc0n..;
Dividend J
D1vidc-nd J
Dividend J
'.\IL1f1C J
T
T
T
T
T
T
T
T Uuy
1
T
Sold
T
T
T
·r
--
511 3 09 J
<•I J.09 J
!
I I I
.\ "-$1.!lHIJ 1.-·r ln. O -'SJ.1/!il. S .)r:o C-S:'..'i1JI - S5,IHJfr n )S.Onl -S15.:1t10 E ""Si:'i,011t - 550.(){10( c-C' c-.;!unins BI :md IHJ F =$50.0!J I • \I 00,lJtlO c; ,._ 1011.no St,1J1Hl,00t1 Ill -'!>l,Oi>1!,1tl)J. S .Ouf1.ooo II "'Mr>rc th1n S5.000.0ul)
:! V11h,1t" C.:-. .: l =St.\noo or le-:.;'" h ::!!l .Plll. S"o.onu L - -n.1HJJ - qno.m111 \.1 s1on.1111! .515r,,rwoC> t" (\.Ju•1111:0 CJ .1:i.d IHl 1' ,,, :::sr,_001 . S5!Jo.ooo (I :(,)11:1.111;1 - Sl.llUJ.\J{ll) Pl -SI 000,!lf•I . $5_>1110,or111 I':?,. "S,.;; OOIJ 001 - !'i.fHJO OOfl
A. D.::ii.:riptiun of :\ss l5 (indudmg trnst assets)
Place"{ X)" ;Jfta ca h .:is ct c;1.cmpl frl,m priM d1sdmurc
ll. Income durin
reporting rr.::riod
1Arn0w1t i . Codo I ! (A-II)
Type 1.c.g . ci1\' .. rent.
or int.)
I - Grn« v c at cn,I ofrcp ... >rting pcriud
(I)V:ilur.:
Cnck2 (1-PJ
(2)\\1lue
Mel hod CuJc 3 (()-\\')
(!} Typi! 1.c.g,
huy, sell. redemption)
D Tr;:msac!itl:1 during reporting pl!'riuJ
(2) D:i1r.:
mm/d,t'yy
C))\':i!uc
CoCc 2 1J-r>
(.l)Gain
Codo I (.>\-II)
\5)Idcntily vf
buyer'sdler
(1f pri\·atc
lrnn-,;.ictiun)
-----
Montpelier Re Holdings Ltd (MRH)Common
Sanderson Farms Inc. (SAl'l\I) Common
! 17. l.ln:tcd Fire & Casualty Company (UFCS)Common
.18. Apple Inc. (AAPL) Common
; _\9. Berkshire llathaway Inc. Del C!Jss B I BRK.fl) Common
Cebstar Curp. (CLST) Common
Co,tco Wholesale Corp. (COST) Common
Cryptologic Inc. ICRYP) Common
[uon Mobil Corp (XOM) Common
Flame! Tech Spon ADR (Fl.ML) Common
.is. FreightcJr i\rnerica Inc. (RAIL) Common
46. Intel Corp. (ll'\TC) Common
'vlarkel Co1p. (l\IKLi Common
i 49. Buffalo Wild Wings tBWLD) Common
50. CTRll'.com lnlernational ((TRI') Common
A
A
A
A
A
A
A
A
A
I. 11mc Gdm C ndcs. (Sl·e Columns 131 ar.J D4)
1 Va!ut: Codc:i ISC'e Cn!ur.m!> l'I ;rnJ DJ)
J \',1h1 klfhn1 ('.oJe) {:..ec:L·il11mnC2)
{\ SI ,UOf1 nr k.s:, t-: S5tJ,1Jtl I - SI no,ono J =-Sl5,IWO or le-s!i. N .. szsn.uo1 - ssoo,0c11 ['.l :-5 ;,uoo,001 - $5\J,OO(:,OIH}() -Appr:ii JJ 11 "-D1">i.'k. \'.due
Dividend
Divi<lcm..I
Oividl.'.nd
NonL·
Xone
DividenJ
Dividend
Dividend
[)ividenJ
Di\.Itknd
l)j.,.jJ,,:nJ
None
Dividt."nd
None
B -SI.Ml - S .51}il G '"-Sllli.i,UOI - Sl.0U(JJl1Jfl K :$J"i,Hfli - 50,0HO {) ·S5llfl,POI - S l ,{JUU,lHl!1
D -'-)5.•Hil -Sl5.oon H:? '-MMt> than 5,000,fif)O M = i!.0.1101 - 1.25\l,(1(10 PZ ·=s5 111)0.orn • )25,iion,0011
E "7515,00I - 50,fir.10
FINANCIAL DISCLOSURE REPORT Pagc7ofl0
Name of Pl·non Reporting
Thapar, ,\ruul K.
Date of l«port
04i25i2010
VI I. I NV ESl,1\11 ENTS and TRUSTS - inl·ome. i·alue., 1run.\ac1inns r1m.1udett 1h0Je 11f...puuse and Jere11de111 childn·n; ue PP· 1-1-60 of Jitin1: in. truc1£ons.J
NONE (No reportable incurne, as.lets, or lransac:lions.) 0
F
I I
I
I I
I
06.
-
I (2) (2) 131
:
- - _j
I I
i
!
I I I
I
i
,,,
Dair of Reporl Name of Person Reportin: FINANCIAL DISCLOSURE REPORT
04/25/201 ll Thapar. Amul R. Page 8of10
VII. INVESTMENTS and TR l1 Sl'S - im:ome. t•u/ue, transactions (Includes tlwse 1ifspt>USI! and tf pende11t ,·hi!Jrt.'11," Y£e l'P· 3J-60offiling imtrUl'lions.)
D !\ONE (No reportable income. assels. or transaclions.)
ll. c. D. I>cscriplion t1f Assets lncorm: durir.g. Grnss value at cnJ 1 rano;.ai.:twns Juring n:portmg period
(i:lduding lnbl as cts'1 rl'porting pcriL1d of reporting rcriod. (Ii ( ) ii) (4) (5)
Pl:m: "(X}" JfL('f e;.il..'h as:-.cl A.1m1unt Typ icg, Va/u.: Value Type (e.g .. Va:c V.J.luc (jam Jdi.:n:.1!y of exempt frvm pril1r disclusurc Cmk I di\·.. rent, (ode 2 Method huy, c;;cll, mm"dJ/yy (.'tide 1 i Code l buycr/ ellc;
(See Clllumn;; Cl and DJ) N :o.S250,001 - 50t),001l n s5n 1.on l • !> 1.rn:n.nnn f'J S25JJOO.ll01 - )5u.rr10,ooc:
J. \ J.luc 1e1h0d Cv.les I) -Arrrai ul R =co l (Rt'.t] bt:ile Onl) t tS1..· Culunu; C2) U =-O<.)-.A V:l.!ue \' Ott.e1
l -s.:.5ill - s5.:mo D -"55,i il - :Sl5.11l10
Ill : l,lf(i1}.0fl[ • 5,t}liU.0!10 IL: - lvr th.m i5,0M,fl(l() l.=$5Ct.tJOi -SIOo.tmo M ""'S 1110.1m1 - S 50,f:O:J Pl '1.000.0111 - C,,oun.r m P1 ""S>.OOhpJI - S.?5.f1'HO. l(JO P.J o..\.f •It" !h.rn <;llJlfl'l_l!(\(I S ''·:\$.:it"S ln<lll
W··f.;111n... tL"d
N:une or Per on Rl·porting Date of Report FINANCIAL DISCLOSURE REPORT
Page 9 of 10 Thapar, Amul R. 0412512010
VIII. ADDITIOl\'AL INFORMATION OR EXPLANATIONS. (lndicatepartojReporl)
FINANCIAL DISCLOSURE RF.PORT N:am of p,:n.on Reporting Datt- of Report
Page 10 of 10 Thapar, Amul R. 04/25/20 I 0
IX. CERTIFICATION.
I certify that all information given a hove (induding in formation pf'rtaining to tn}' !iipou. c and minor or dependent children, if any) is acruratc, truc, and complete to the be t of my kn1rnledi:c and belief, and that any information not reported was withheld because it mcl applicable statutory pro\·isions permitting non-disclosure.
I further i:crtify that earned incom e from outsidl' t·mployment and honorarin and the acceptance of girts" hich ha\'l" bt·en reported are in compliance nith the proYhions of 5 U.S.C. app. 50 I l'I. seq., 5 lJ.S.( '. § 7J J. and Judicial Conffrcnce rtgulation<.
Signa
i'>OTE: ANY 1:-IDIVIDUAL \\'110 KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY Bf. SUB.JECT TO CIVIi. ANO CRll\111'\AI. SANCTIONS (5 lJ.S.C. app. § !04)
FILING INSTRlJCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure /\dministrativ.:.- Office of the United States Couns