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The Role of Traditional Chinese Herbal Medicines in Cancer Therapy - from TCM Theory to Mechanistic Insights Hsiao WWL, Liu L. Planta Med 2010; 76(11): 1118-1131. DOI: 10.1055/s-0030- 1250186 Abstract Traditional Chinese medicine-based herbal medicines have gained increasing acceptance worldwide in recent years and are being pursued by pharmaceutical companies as rich resources for drug discovery. For many years, traditional Chinese medicines (TCM) have been applied for the treatment of cancers in China and beyond. Herbal medicines are generally low in cost, plentiful, and show very little toxicity or side effects in clinical practice. However, despite the vast interest and ever-increasing demand, the absence of strong evidence-based research and the lack of standardization of the herbal products are the main obstacles toward the globalization of TCM. In recent years, TCM research has greatly accelerated with the advancement of analytical technologies and methodologies. This review of TCM specifically used in the treatment of cancer is divided into two parts. Part one provides an overview of the philosophy, approaches and progress in TCM-based cancer therapy. Part two summarizes the current understanding of how TCM-derived compounds function as anticancer drugs. Abbreviations AFAP-1: actin filament-associated protein 1 AIF: apoptosis-inducing factor BAD: Bcl-2-associated death promoter BAK: BCL2-antagonist/killer BAX: BCL2-associated X protein BCL2: B cell leukemia/lymphoma 2 BCLXL: B cell leukemia/lymphoma xL BID: BH3 interacting domain protein BIM: Bcl-2 interacting mediator Casp3: caspase 3 Casp6: caspase 6 Casp7: caspase 7 Casp8: caspase 8 Casp10: caspase 10 cytoC: cytochrome C ERK1/2: extracellular signal-regulated kinase 1/2 FADD: FAS-associated death domain FASL: FAS ligand
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The Role of Traditional Chinese Herbal Medicines in Cancer Therapy - from TCM Theory to Mechanistic Insights Hsiao WWL, Liu L. Planta Med 2010; 76(11): 1118-1131. DOI: 10.1055/s-0030-1250186

Abstract

Traditional Chinese medicine-based herbal medicines have gained increasing acceptance worldwide in recent years and are being pursued by pharmaceutical companies as rich resources for drug discovery. For many years, traditional Chinese medicines (TCM) have been applied for the treatment of cancers in China and beyond. Herbal medicines are generally low in cost, plentiful, and show very little toxicity or side effects in clinical practice. However, despite the vast interest and ever-increasing demand, the absence of strong evidence-based research and the lack of standardization of the herbal products are the main obstacles toward the globalization of TCM. In recent years, TCM research has greatly accelerated with the advancement of analytical technologies and methodologies. This review of TCM specifically used in the treatment of cancer is divided into two parts. Part one provides an overview of the philosophy, approaches and progress in TCM-based cancer therapy. Part two summarizes the current understanding of how TCM-derived compounds function as anticancer drugs.

Abbreviations

AFAP-1: actin filament-associated protein 1

AIF: apoptosis-inducing factor

BAD: Bcl-2-associated death promoter

BAK: BCL2-antagonist/killer

BAX: BCL2-associated X protein

BCL2: B cell leukemia/lymphoma 2

BCL‐XL: B cell leukemia/lymphoma xL

BID: BH3 interacting domain protein

BIM: Bcl-2 interacting mediator

Casp3: caspase 3

Casp6: caspase 6

Casp7: caspase 7

Casp8: caspase 8

Casp10: caspase 10

cytoC: cytochrome C

ERK1/2: extracellular signal-regulated kinase 1/2

FADD: FAS-associated death domain

FASL: FAS ligand

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FOXO1: forkhead box 1

Gp130: glycoprotein 130

GRB2: growth factor receptor-bound protein 2

HER2: human epidermal growth factor receptor 2

IκB: IkappaB

IKK: IkappaB kinase

IL-6: interleukin-6

IL-6R: interleukin-6 receptor

JAK: Janus kinase

MCL-1: myeloid cell leukemia sequence 1

MDM2: murine double minute 2

MEK1/2: MAP kinase kinase 1/2

MMP: matrix metalloproteinase

Mule: Mcl-1 ubiquitin ligase E3

NF‐kB: nuclear factor-kappaB

NIK: MEK kinase 14

p90RSK: p90 ribosomal S6 kinase

PARP: poly (ADP-ribose) polymerase

PI3K: phosphoinositide 3-kinase

PIP3: phosphatidylinositol 3,4,5-trisphosphate

PUMA: p53 upregulated modulator of apoptosis

SH2: Src-homology 2

SOS: son of sevenless

STAT3: signal transducer and activator of transcription 3

t-BID: truncated BH3 interacting domain protein

TIMP: tissue inhibitor of matrix metalloproteinase

TNFαR1: TNF-alpha R1

TNFαR2: TNF-alpha R2

Topo I: topoisomerase I

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Topo II: topoisomerase II

TRADD: TNFRSF1A-associated death domain

TRAF2: TNF receptor-associated factor 2

TRAIL: TNF-related apoptosis-inducing ligand

TRAILR: TRAIL receptor

VEGF: vascular endothelial growth factor

VEGFR: vascular endothelial growth factor receptor

XIAP: X-linked inhibitor of apoptosis protein

Introduction

TCM views of cancer and the approach toward cancer treatment

Cancer is one of the major causes of mortality in humans throughout the world. According to a report dealing with the incidence and mortality of cancers in the USA, a total of 1 479 350 new cancer cases and 562 340 deaths from cancer were projected to occur in 2009 [1]. For cancer treatment by conventional medicine, surgery, chemotherapy and radiotherapy have been the primary approaches, but they are not always effective. As of today, cancer is still the most threatening and difficult to treat disease.

Cancerous conditions are well-known in the traditional Chinese medical system. In the classics of TCM, “Huang Di Nei Jing Di” (黃帝內經) published more than 2000 years ago, there are descriptions of the pathogenesis, appearances and treatment principles of tumors (瘤), such as muscle, tendon and bone carcinomas; however, this term does not differentiate between malignant and nonmalignant tumors. It was not until the Sung Dynasty (ca. 1300 AD) that the first reference to cancer - the Chinese word Ai (癌) meaning malignant carcinoma - first appeared in the ancient medical book “Wei Ji Bao Shu” (衛濟寶書). According to the theories of TCM, cancer is caused by imbalances between endogenous physical conditions of the body and exogenous pathogenic factors. The internal condition of the body plays a dominant role in the onset of cancer. In other words, factors can induce cancer only when the body's own defense system fails. Those pathogenic factors, in Chinese medicine terms, include accumulated toxins, heat and blood stasis, and they attack when a person is in a weak physical condition, without the strength to resist. Furthermore, malfunction of the body-mind communication network may also trigger the development of cancer [2]. So, TCM doctors view cancer as a systemic disease associated with the state of the whole body (or disturbance of the signaling network, to use a modern term). “Systemic” in the TCM doctors' views, means “state of the whole body”. “Cancer is the manifestation of a breakdown in the body's ability to handle pathogenic factors, not a local disease of cells or organs.” Accordingly, the treatment philosophy and strategy of TCM emphasizes holistic modulation and improvement of the whole body rather than removing the tumor mass or killing the cancerous cells. This treatment strategy is particularly enforced for cancer patients at the late stages. In these stages, the focus of treatment is extending the life expectancy and improving the quality of life of the patient; in other words, the focus is on the patient not the tumor mass (帶瘤生存).

The other major principle of TCM is the emphasis on an individual therapy. For the same type of cancer in different persons, the diagnosis and treatment schemes could be very different. This is called the principle of “treatment based on symptom pattern differentiation (辨證論治)”. In other words, TCM doctors make the diagnosis and prepare a treatment scheme based on the assessment of the pattern of symptoms manifest in each individual. When herbs are called for, most commonly, several are used together, and the whole herbs are used, not purified compounds. Thus, in the prescription, there will be multiple effective components delivering a comprehensive, integrated treatment of cancer through multiple targets and their associated pathways. This approach is in line with the view of TCM that cancer is a systemic disease that requires a holistic approach and medicines that can produce therapeutic actions through multiple targets. While this approach differs from that of conventional medicine, the effects of treatment still come down to biochemistry. If treatments are effective, then there must be underlying mechanisms that can be investigated and verified scientifically. Understanding these mechanisms can help us expand the efficacy of both Western and Chinese medicines in a logical, rational way.

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Evaluation of the Therapeutic Effects of TCM Herbal Medicines in Cancer Treatment - The Benefits and the Obstacles

To provide the scientific basis for the effectiveness of TCM against cancer, a number of clinical and laboratory studies have been done in the past decades. However, due to various factors - including inconsistency in treatment schemes, the limited sampling sizes, and lack of quality assurance of the herbal products - well-designed randomized controlled trials (RCT) to prove the effectiveness of TCM as adjuvant therapy for cancer are scarce. In general, most of the published clinical studies are at evidence level III; in other words, they were trials without rigorous randomization or they involved single group pre-post, cohort, time series, or matched case-control studies [3]. As a result, there are a number of contradictory reports regarding the therapeutic effectiveness of TCM on the treatment of cancer.

In TCM prescriptions, herbs are generally used in combination as ‘formulas', in the belief that the combinations enhance their benefits and simultaneously reduce side effects. With proper diagnosis and understanding of the component herbs, practitioners can adjust or customize the formulas to suit individual cancer patients. Through synergistic interactions between different effective ingredients, the herbal preparation, according to the clinical experiences, can exert its effects in several ways: (i) they can protect the noncancerous cells and tissues in the body from the possible damage caused by chemo/radiotherapy; (ii) they can enhance the potency of chemo/radiotherapy; (iii) they can reduce inflammatory and infectious complications in the tissues surrounding the carcinoma; (iv) they can enhance immunity and body resistance; (v) they can improve general condition and quality of life; and (vi) they can prolong the life span of the patients in the late stages of cancer ([Fig. 1]). So, for an evaluation of the effect and benefit of TCM therapy for cancer patients, all of these above-mentioned aspects need to be considered. A typical example of the synergistic, complex function of the herbs has been given in the study of PHY906, a Chinese herbal preparation made from the herbs of Scutellaria baicalensis, Paeonia lactiflora, Ziziphus jujuba and Glycyrrhiza glabra. PHY906 is derived from a classic herbal formula used for treatment of diarrhea and inflammatory conditions. Based on the properties and functions of Chinese medicinal herbs, each formula has a principle herb and adjuvant herbs. Here, the S. baicalensis acts as a principle herb, while the rest of the herbs in the formula are assistant herbs. The phase I/IIA randomized clinical study of PHY906 demonstrated a reduction of gastrointestinal toxicity and enhancement of the tumoricidal effect of the chemotherapy in patients with advanced colorectal cancer [4]. Recently, it has been also found effective in increasing the therapeutic efficacy and reducing adverse effects of the cytotoxic drug capecitabine in patients with advanced hepatocellular carcinoma in a phase I/II clinical study [5]. Further animal study demonstrates that removing one or three herbs from the PHY906 formulation would dampen the effect of PHY906 in antitumor activity, reduces toxicity, and reduces the bioavailability of the principle herb (personal communication from Y. C. Cheng). Other than this, many studies have demonstrated that specific combinations of medicinal herbs can be synergistic with cytotoxic chemotherapy through both pharmacodynamic and pharmacokinetic interactions. In a cohort study, a combined treatment of traditional Chinese medicine and Western medicine (WM) or treatment with WM alone was conducted on 222 patients with stage II and III colorectal cancer after radical operation. The survival of WM alone and the WM and TCM combined treatment is 16 months and 26.5 months, respectively, in which WM was administrated as the routine protocol while a TCM formula was given according to the treatment principle of differentiation for symptom patterns [6].

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Fig. 1 Schematic presentation of the actions of TCM as adjuvant cancer therapy based on the theory and clinical practice of TCM.

In the past decade, there have been a few systematic reviews regarding the clinical trials against various cancers treated with a TCM formula. One systematic review on colorectal cancer showed that TCM therapy alone or in combination with chemotherapy is useful during the postoperation period in relieving intestinal obstruction, reducing postoperative ileus symptoms and urinary retention [7]. Another systematic review evaluating randomized clinical trails (RCT) of TCM oral therapy for hepatocellular cancers found that many RCTs, although the herbs they studied were effective, were not randomized [8]. With respect to non-small cell lung cancer (NSCLC), although it is one of the common cancers with the highest death rate, there are few reliable reports assessing TCM therapy. One RCT study done in China analyzing the survival time, Karnofsky score, clinical symptoms and adverse reactions shows that chemotherapy plus Kangliu Zengxiao Decoction (KLZXD) is able to prolong the survival time of patients up to 15.57 months versus 11.17 months in the patients treated with chemotherapy alone. The symptoms of fatigue and dyspnea and the adverse effects of leukopenia and dyspepsia caused by chemotherapy were reduced by treatment with KLZXD [9]. However, another study comparing the efficacy of TCM and chemotherapy against NSCLC found uncertain results. Nevertheless, TCM treatment seems to stabilize the tumor mass, relieve clinical symptoms, and elevate quality of life. It is also inexpensive and more convenient compared with the conventional chemotherapy [10]. With regard to advanced breast cancer, the herbal preparation Shenqi Fuzheng Injection (SFI), was demonstrated to alleviate bone marrow inhibition and cellular immunity suppression caused by chemotherapy, and to relieve clinical symptoms, raise the quality of life and prolong survival time compared to patients receiving only chemotherapy [11]. Similarly, a systematic review on nasopharyngeal carcinoma (NPC) suggests that TCM therapy is efficacious as a concomitant therapy for NPC patients, but rigorous controlled clinical trials are still required to confirm these results [12]. A report on TCM therapy for progressive gastric cancer shows some benefits to the patient but the study was not well designed, hence its conclusions are suspect [13]. Unfortunately, a systematic review on esophageal cancer shows no evidence to support the effectiveness of TCM therapy [14]. Based on the above reports, the efficacy of TCM therapy in cancers is still unproven by the current RCT standards.

Aside from the therapeutic effect of TCM therapy on suppressing cancer growth, other potential benefits to patients, such as enhancement of organ functions, improvement of quality of life, reduction of clinical symptoms including pain, and reduction of adverse effects of chemo-/radiotherapy are the indexes closely associated with the characteristics and advantages of TCM treatment as a supplementary remedy to the conventional chemo-/radiotherapy and those indexes have not always been taken into consideration in assessing the therapeutic outcome of TCM in RCT evaluations. For instance, a review analyzing the effectiveness of TCM for liver protection and chemotherapy completion among cancer patients shows that although there is no significant difference in outcome between the TCM-treated and the control groups, TCM therapy alongside the standard chemotherapy resulted in protection of liver function during the course of chemotherapy, as manifested by lower serum AST and ALT levels [15]. As we know, normal liver function is critical for successful completion of a standard course of chemotherapy. Thus, protection of liver function will not only protect the liver organ itself but will also enhance the cytotoxic potency of chemotherapeutic drugs. A systematic review on huangqi decoction in alleviation of chemotherapy side effects in colorectal cancer patients was recently reported [16]. Despite the low quality of the clinical studies, the results suggest that huangqi decoction may stimulate immunocompetent cells and decrease side effects in patients treated with chemotherapy. In addition to the alleviation of chemotherapy side effects, a reduction in cancer pain may also be a beneficial result from TCM treatment according to a recent systematic reviews of 115 articles on clinical research in TCM treatment for cancer pain management [17].

In recent years, improvement of quality of life and prolongation of survival time of cancer patients, whether the cancerous carcinoma disappears or not in the body, have become important factors for evaluating the benefits of any intervention for cancer patients. Another recent study evaluated the effect of the combined Ganji Recipe therapy with the Fructus Bruceae oil emulsion (FBE) intervention or the transhepatic arterial chemical embolization (TACE) on the quality of life and survival time of patients with advanced primary hepatic cancer. The results showed significant improvements in the quality of life and the life expectancy of the patients receiving Ganji and FBE treatment compared to patients treated with TACE or the Fructus Bruceae oil emulsion intervention alone [18]. Studies on non-small cell lung cancer indicate that TCM therapy is able to markedly reduce the adverse postradiation reactions and improve the quality of life of patients through intensive analysis using QLQ‐C30, LC13, QLQ‐C30 and LC30 questionnaires [19]. In another cohort study, the herbal preparation of Quxie Capsule was demonstrated to be effective in improving significantly the quality of life and in prolonging the survival of advanced colorectal cancer patients in an RCT study [1].

Molecular Mechanisms of TCM-Based Herbal Medicines as Anticancer Drugs

Proponents of Chinese traditional medicines point out that these medicines, unlike Western drugs in which the therapeutic effects are derived from a single compound with a well-defined target, have synergistic pharmacological effects because each herbal formula consists of several herbs, each with specific therapeutic activities toward the disease or symptoms. Nonetheless, the majority of reports in the literature have taken a reductionist approach, namely working on mostly the TCM-derived pure compounds; few have studied extracts derived from a single herb, and very few have

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studied TCM formulations which are the form that have historically given the most benefit. At the time of this review, there were two comprehensive reviews published in 2003 on antitumor agents from TCM, focusing on both the chemical properties and the mechanisms of action of those compounds [20], [21]. Therefore, this second part of the review will only touch upon a few studies in or before 2003, and will mainly cover reports after 2003 that appeared in the databases, including Ovid MEDLINE®, AMED, CDSR, ACP Journal Club, DARE, CCTR, CLCMR, CLHTA, CLEED, EMBASE‐DP, Global Health, restricted to TCM-based herbal medicines. [Table 1] summarizes the articles selected out of ∼ 500 original works on anticancer herbal medicines that meet the criteria mentioned above, i.e., (i) the article describes work on TCM-derived herbal medicine(s), and (ii) it is a mechanistic study at the molecular level. Due to the enormous volume of reports on apoptosis, this review in this area of study will mainly cover reports since 2006. In the review, we will also try to link the current understanding of anticancer TCM herbs based on the experimental and clinical studies with the understanding of the functions of the herbs based on TCM theory and concepts as developed during more than a thousand years of clinical experiences.

Fig.  2  The  altered  protein  molecules  (shown  in  [Table  1])  upon  treatments  of  TCM  herbal  medicines  and  the  associated  cellular  signaling  networks.

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Fig.  3  Chemical  structures  of  the  TCM-­‐derived  active  components  shown  in  [Table  1].

Anticancer Effects and Underlying Mechanisms of TCM-Derived Compounds or Herbal Extracts

The anticancer herbal drugs can be divided into three categories based on their target: (i) drugs that uniquely target topoisomerases (Topos) and perturb DNA replication; (ii) drugs that kill tumor cells through apoptotic pathways; and (iii) drugs that alter signaling pathway(s) required for the maintenance of transforming phenotypes of the tumor cells. It is known that many natural products extracted from medicinal herbs show a direct killing effect on tumor cells. There is no

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exception for the compounds isolated from various traditional Chinese medicines claimed to have anticancer effects. Drugs targeting topoisomerase I & II (Topo I & II) as well as on pro-apoptotic pathways are known to induce cell death. Camptotheca acuminata (Xi Shu) is a TCM herb commonly used for cancer treatment in China. The compound camptothecin (CPT) isolated from the plant has been found to uniquely target Topo I, an enzyme which produces a DNA single-strand break in DNA replication. Interference of Topo I induces apoptosis and cell cycle perturbations [22], [23], [24], [25]. This finding along with the discovery of natural product-derived taxol have been considered as historic achievements in natural products and have subsequently led to the identification of a series of TCM-derived compounds targeting Topo I & II ([Table 1]).

Apoptosis is a common mode of action of chemotherapeutic agents, including the natural product-derived drugs [26], [27]. It appears that this is true for TCM-derived compounds and their extracts. As shown in [Table 1], 85 out of 104 independent studies of herbal medicines derived from 62 different TCM-based herbal plants revealed that apoptosis is the key mode for cell killing in a wide variety of cancer cells upon the treatment with various tested herbal medicines. For example, solanine, a steroid alkaloid isolated from Solanum nigrum Linn. that is a TCM commonly used in treating digestive system cancer, was found to possess anticancer effects and induce apoptosis mediated by the inhibition of the expression of Bcl-2 pro-apoptotic protein [28]. The Antrodia camphorata crude extract (ACCE), an extract obtained from a rare traditional Chinese herbal medicine Zhan-Ku (a camphor tree mushroom), has shown rather significant inhibitory effects on the growth of various transitional cell carcinomas (TCC) including RT4, TSGH-8301, and T24 cell lines. Interestingly, at high concentrations, ACCE causes p53-independent overexpression of p21 with simultaneous down-alteration of pRb and senescence in RT4 cells. On the other hand, ACCE at a low concentration simultaneously downregulated Cdc2 and Cyclin B1 with suppression of the absolute migrating capability of the two cell lines TSGH-8301 and T24, and eventually caused cell death [29]. The concentration-dependent cellular responses seem to provide a new avenue to explore the anticancer effects of TCM, especially at nontoxic dosages. The dried root of Astragalus membranaceus (Huangqi) has a long history of medicinal use for immunodeficiency diseases and a relatively short history of equal effectivity for alleviating the adverse effects of chemotherapeutic drugs. Total Astragalus saponins induce growth inhibition and apoptosis in colon cancer cell line HT-29 and the xenograft [30]. Artemisinin is the active principle isolated from a well-known TCM herb, Artimisia annua L. an effective antimalaria drug. Later, studies showed that artemisinin and its derivatives have profound anticancer effects as assessed both in in vitro and in vivo models [31]. Artesunate, a derivative of artemisinin was found to inhibit angiogenesis and induce apoptosis through p53-dependent and independent pathways. The drug also inhibits NF-kappaB and downregulates the anti-apoptotic Bcl-2 while it activates the pro-apoptotic Bax. Coptidis rhizoma (huanglian) and its major active component, berberine, were the most extensively studied herb of the last decade. Berberine as well as Huanglian show diverse biological activities, including antibacterial, anti-inflammatory, antiangiogenesis and pro-apoptotic activities [32]. A recent study elegantly demonstrated that berberine directly targets and modifies cysteine 179 of IkappaB kinase (IKK), leading to the downregulation of NFkappaB and its series of target genes in anti-apoptosis, cell proliferation, inflammation and invasion [33].

There are two major pathways by which chemotherapeutic agents can induce apoptosis of the treated cells. One is known as the mitochondria-mediated pathway, which is activated by cytochrome c, followed by the release of cytochrome c and Apaf-1, and activation of caspases-9 and − 3. The caspase-3 then induces degradation of many signaling molecules, including a DNA repair molecule and poly-ADP-ribose polymerase (PARP), and leads to irreversible cell death. The second pathway, the extrinsic receptor-mediated pathway involves death receptors, such as FAS, TNFαR1 & R2, and TrailR. The latter pathway plays a major role in immune responses, but a lesser role in the response to genotoxic stress. As shown in [Table 1], there are only a small number of TCM-derived compounds that cause apoptosis via the extrinsic pathway. For example, matrine, an alkaloid purified from the Chinese herb Sophora flavescens Ait that is known as an anti-inflammation, antifibrotic and anticancer drug from TCM, activates caspase-3 through Fas/FasL in a gastric cancer cell line [34]. Triptolide is a purified component isolated from Tripterygium wilfordii that has been effective in treating a variety of inflammatory and autoimmune diseases. Tripolide also shows potent antitumor properties [35]. A study has demonstrated that triptolide not only inhibits XIAP, a potent cellular caspase inhibitor elevated in acute myeloid leukemia (AML) and a factor causing resistance to TNFα-related apoptosis-inducing ligand (TRAIL), but also activates p53 signaling and promotes apoptosis of AMLs. In a separate study [36], tripolide was also found to overcome desmethasone-resistance and to enhance bortezomib/PS‐341-induced apoptosis. It is believed that tripolide acts through multiple signaling pathways, including the PI3K/Akt/NF-kappaB observed in human myeloma cells. Wogonin isolated from Huang-Qin (Scutellaria baicalensia Georgl.) showed phospholipaseCγ1- and Ca++-dependent apoptosis [37]. Paeonol from the root bark of the TCM herb Peoinia moutan is a TCM herb used to activate blood flow and remove blood stasis. Treatment of mice with a series of concentrations of paeonol induced apoptosis of the HepA-xenograft, and meanwhile caused elevation of blood IL-2 and TNF-α in the tumor-bearing mice [38].

Summarizing data from more than 80 independent research papers, it appears that herbal medicines predominately affect apoptotic signaling molecules, including increasing the ratio of Bax/Bcl-2, and upregulating caspases-3, ‐8, ‐9 and p53/p21 signals. An intriguing observation is that the elevation of PARP-1 cleavage seems to be a common event in cancer cell lines upon the treatment of TCM drugs. It is known that the inhibition of PARP-1 can potentiate both chemo- and radiotherapies for cancer and therefore the search for inhibitor(s) against PARP-1 has been an active area for the

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development of anticancer drugs [39]. Conversely, excessive expression of PARP-1 can cause translocation of the mitochondrial apoptosis-inducing factor (AIF) to the nuclei, and cause PARP-1-dependent cell death.

There are few herbs that do not cause apoptosis; instead, these herbs (listed in [Table 1]) generally induce antiangiogenesis, or induce differentiation and change the transforming phenotypes of the tumor cells as listed in [Table 1]. According to the TCM classification of medicinal herbs for cancer treatment, we have classified the herb plants listed in [Table 1] into six major classes and show them in [Table 2]. To sum up the above actions of the TCM-derived herbal compounds and herbal extracts, we have mapped the found molecular targets from [Table 1] to the known cellular signaling network shown in [Fig. 2]. This schematic diagram shows that MAPK/JNK/p38, JAK/STAT, PI3K/AKTS and NF-kappaB are the common signaling pathways affected in responding to the various treatments of TCM. The drawing also illustrates that the caspase family members and the mitochondria-mediated apoptotic molecules might play a role in the anticancer effects of the herbal medicines. However, the information collected up to the time of this review can only offer a rough and incomplete picture of the action of TCM herbal medicines. Further systemic studies are needed for a true and comprehensive understanding of the nature of the TCM products in cancer prevention and treatment.

Anticancer Effects and Underlying Mechanisms of TCM-Derived Complex Formulas

There are only a few mechanistic studies on the action of TCM formulas as anticancer agents. One study was on San-Zhong-Kui-Jian-Tang (SZKJT) [40], a complex formula comprising 17 different herbs, that is used for cancer therapy in China. SZKJT was found to induce the mitochondrial apoptotic pathway by changing Bax/Bcl-2 ratios, cytochrome c release and caspase-9 activation, but did not act on Fas/Fas ligand pathways in two human breast cancer cell lines, MCF-7 and MDA‐MB-231. A similar study was carried out by the same laboratory [41] on huang-lian-jie-du-tang (HLJDT) known to possess anti-inflammatory activity. The in vitro study conducted in two human liver cancer cell lines, HepG2 and PLC/PRF/5, found that HLJDT caused cell arrest by up-regulating the inactive form of Cdc2 and Cdc25, and downregulating the levels of Bcl-2 and Bcl-XL. Furthermore, HLJDT increased the ratio of Bax and Bak/Bcl-2 and Bcl-XL and the associated cell survival pathways, and subsequently triggered the mitochondrial apoptotic pathway. It was the collective actions of the herbs in the formula that were inhibiting the growth of cancer cells tested both in vitro cell lines and in vivo in nude mice. Another study is the study of a classic formula, Guizhi-fuling decoction (GZFLD) [42]. The formulation consists of five herbs: Cinnamomum cassia, Paeonia lactiflora, Paeonia suffruticosa, Poria cocos, and Prunus persica. Accordingly, GZFLD inhibited the growth of HeLa cells by activating the tissue inhibitor of metallopeptidases (TIMPs) and causing the suppression of the activity of the matrix metallopeptidase (MMPs) that play a key role in the degradation of the extracellular matrix and promotion of cell proliferation. In the same study, GZFLD was also shown to inhibit tumor growth and angiogenesis in an in vivo animal model. Another report [43] concerned a classic formula “bojungbangdocktang (BJBDT)” consisting of Astragalus membranaceus Bunge, Atractylodes japonica Koidzumi, Coiz lacryma-jobi Linne var. ma-yuen stapf, Dioscorea batatas Decaisne, Dolichos lablab Linne, Panax ginseng C. A. Mey, Polygonatum sibiricum Delar. ex Pedouté, Poria cocos (Schw.) Wolf. Two related studies [44], [45] found that BJBDT demonstrated antiangiogenesis by blocking VEGF/VEGFR activities in human umbilical vein endothelial cells. Interestingly, BJBDT can prevent cisplatin-induced toxicity and apoptosis in normal MCF-10A, but not in MCF-7 and MDA MB-231 breast cancer cells, suggesting the herbal formula can be applied as a cancer chemopreventive agent [43]. The synergistic effects of herbs in a TCM formula were well illustrated in a recent study, in which a TCM-based formula, Realgar-indigo naturalis (RIF), was applied in the treatment of acute promyelocytic leukemia (APL). The RIF formula has three components, realgar, indigo naturalis, and Salvia miltiorrhiza of which tetra-arsenic tetrasulfide, indirubin, and tanshinone IIA, respectively, are the major active ingredients [46]. The study demonstrated that tetraarsenic tetrasulfide is the principle component of the formula, while tanshinone IIA and indirubin are the adjuvant ingredients. Together these herbs have shown a synergistic action against APL effective in both in vitro and clinical studies.

Future Prospect of TCM Herbal Medicines in Cancer Research

The cellular and animal studies have provided strong molecular evidences for the anticancer activities of the TCM herbal medicines, tested as pure compounds or as crude extracts of the single herbs or the complex formulas. However, several important questions remain to be answered. Do TCM-derived herbal medicines possess any special effects other than those often seen with conventional drugs for cancer treatment? There has been little investigation to make a side-by-side comparison. An earlier work was conducted on the anticancer effects of protodioscine (glycosides) from the rhizome of Dioscorea collettii var. hypoglauca, a Chinese herbal remedy for the treatment of cervical carcinoma, carcinoma of urinary bladder and renal tumor for centuries, against a 60 NCI human cancer panel [47], and it was found to be specifically effective for cervical carcinoma, bladder and renal cancer cell lines. Moreover, based on an analysis of the COMPARE computer program with protodioscin as a seed compound, no other compounds in the NCI's anticancer drug screen database have a cytotoxicity pattern (mean graphs) similar to those of protodioscin, indicating that a potential

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novel mechanism of anti-cancer action is involved. This may be one of many methods by which the unique properties of TCM can be revealed in a concise manner.

The other question to be addressed in the future is whether the methodologies and the in vitro and in vivo biological models currently employed to investigate the therapeutic nature of traditional Chinese medicines are good enough. In this review, there are 66 herbs that have been used for anticancer studies. We have grouped these herbal plants into seven functional groups based on the traditional usage for cancer treatment ([Table 2]). Interestingly only a small subset of herbs is considered toxic, grouped under the category of “medicinal with cytotoxic function”, the majority is not. On the other hand, the majority of TCM-derived components shown above are in the same category as the conventional anticancer drugs which induce apoptosis. In a previous study [48], we used a cell system by which the inhibitory effects of non-cytotoxic chemicals were assessed by a focus formation assay upon transfection of ras oncogene to the host cells. Using this system, two well-studied medicinal mushrooms Ganoderma lucidum and Tricholoma lobayense with anticancer potential were examined for their possible adverse effects on cell transformation induced by ras oncogene. The results indicated that both species of mushrooms strongly inhibited ras-induced cell transformation. However, the inhibitory effect of the mushroom extracts was not due to a direct killing of the transformed cells; rather, it seems to have been mediated through the surrounding normal cells. This normal cell-dependent growth inhibitory effect is also observed with oleanolic acid isolated from Oldenlandia diffusa [49]. These examples suggest that, at least some, TCM medicines exert their anticancer effects through mechanism(s) other than apoptosis.

Looking forward, we see three specific issues that will require focused attention: (i) more well-designed clinical trials are required to support the effectiveness and the safety of TCM in the management of cancers; (ii) new parameters based on the unique properties and theory of TCM are needed to assess the clinical efficacy of TCM in clinical trials; and (iii) new approaches to research may be needed, given the nature of TCM herbs as being fundamentally different from drugs. There is evidence that the reductionist approach, i.e., searching for one or a few active ingredients in an herb or formula, may not elucidate the efficacy of herbal medicines; a systems biology approach may be more appropriate and productive, in terms of developing effective treatment protocols.

Undoubtedly, the evaluation of the therapeutic effects and the benefits of TCM therapy for cancer patients is a significantly complex, albeit significant, issue. TCM therapy, based on multiple medicinal herbs and an holistic approach to diagnosis as well as treatment, means that a clinical study of TCM treatment is more difficult and complicated than the study of single compound drugs. In addition to the conventional “standards” used for WM clinical trail, there is a need to develop a set of parameters that are suitable to the assessment of TCM therapy. The effects, as well as the toxicity, of individual herbs or, especially, of single compounds derived from the herb cannot completely reflect the benefits and toxicity of the herbal combination. When whole herbs are not studied, improper or biased results and conclusions might be unavoidable [50]. As a goal, to develop TCM into rational cancer therapy, more well-designed intensive clinical evaluations and translational laboratory studies are absolutely needed. And, close collaboration between TCM and conventional Western medicine professions and a combination of TCM with modern multidisciplinary cutting-edge technologies, such as omic methodology on systems biology [51], would provide us with an attractive and effective strategy to achieve this goal.

Acknowledgements

The authors thank Dr. William Tai, Ms. Wing Yan Wong, and Dr. Hau Zhou for their technical assistance, and Prof. Zhi Hong Jiang's kind advice on the phytochemistry of the herbs and his contribution to [Fig. 3] drawings. Specific thanks go to Dr. Lisa Song's professional assistance in literature search and organization of the references. Thanks also go to Dr. Martha Dahlen's editing of this manuscript. This study was financially supported by Research Grants Council of Hong Kong under HKBU2/07C and HKBU 260307 grants to WLWH.

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