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TEND INOPATHY
1Department of Orthopedic Surgery, Columbia University, 650W
168th St, New York,NY 10032, USA. 2Department of Biomedical
Engineering, Washington University inSt. Louis, 1 Brookings Drive,
St. Louis, MO 63130, USA. 3Department of BiomedicalEngineering,
Columbia University, 1210 Amsterdam Ave, New York, NY 10027,
USA.4Institute of Infection, Immunity and Inflammation, College of
Medicine, Veterinaryand Life Sciences, University of Glasgow, 120
University Ave., Glasgow, ScotlandG12 8TA, UK. 5Departments of
Orthopedic Surgery and Cell Biology and Physiology,Washington
University in St. Louis, 660 S. Euclid Ave., St. Louis, MO 63110,
USA. 6ShrinersHospital for Children, 4400 Clayton Ave, St. Louis,
MO 63110, USA. 7Department of Or-thopedic Surgery, Mount Sinai, 5 E
98th St., New York, NY 10029, USA.*These authors contributed
equally to this work.†Corresponding author. Email:
[email protected]
Abraham et al., Sci. Transl. Med. 11, eaav4319 (2019) 27
February 2019
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Targeting the NF-kB signaling pathway in chronictendon
diseaseAdam C. Abraham1*, Shivam A. Shah2*, Mikhail Golman3, Lee
Song1, Xiaoning Li1, Iden Kurtaliaj3,Moeed Akbar4, Neal L. Millar4,
Yousef Abu-Amer5,6, Leesa M. Galatz7, Stavros Thomopoulos1,3†
Tendon disorders represent the most common musculoskeletal
complaint for which patients seek medical attention;inflammation
drives tendondegeneration before tearing and impairs healing after
repair. Clinical evidence has implicatedthe nuclear factor
kappa-light-chain-enhancer of activated B cells (NF-kB) pathway as
a correlate of pain-free return tofunctionafter surgical
repair.However, it is currentlyunknownwhether this response is a
reaction toor adriverofpathology.Therefore, we aimed to understand
the clinically relevant involvement of the NF-kB pathway in
tendinopathy, to determineitspotential causative roles in
tendondegeneration, and to test its potential as a therapeutic
candidate. Transcriptional profil-ingof early rotator cuff
tendinopathy identified increases inNF-kBsignaling, including
increasedexpressionof the regulatoryserine kinase subunit IKKb,
which plays an essential role in inflammation. Using cre-mediated
overexpression of IKKb intendon
fibroblasts,weobserveddegenerationofmouse rotator cuff tendonsand
theadjacenthumeral head. These changeswere associated with
increases in proinflammatory cytokines and innate immune cells
within the joint. Conversely, geneticdeletion of IKKb in tendon
fibroblasts partially protected mice from chronic overuse–induced
tendinopathy. Furthermore,conditional knockout of IKKb improved
outcomes after surgical repair, whereas overexpression impaired
tendon healing.Accordingly, targeting of the IKKb/NF-kB pathway in
tendon stromal cells may offer previously unidentified
therapeuticapproaches in the management of human tendon
disorders.
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INTRODUCTIONTwenty percent of all consultationsmade to primary
care physicians arerelated to musculoskeletal diseases; 30% of
these are associated withtendon injuries, namely tendinopathies (1,
2), representing a highlyprevalent problem
inmusculoskeletalmedicine. In the shoulder, rotatorcuff
tendinopathy is a frequent source of pain and disability for
morethan 17 million individuals in the United States alone, leading
to lostdays from work, occupational challenges, recreational
limitations, andincreased likelihood of tendon tears (3).
Unfortunately, treatment out-comes are variable,
operativemanagement is equivalent to nonoperativecare in some cases
(4–6), and surgical repair failure rates range from 20to 94%
(7–10). Factors associatedwith failure include tear size,
chronicity,patient age, and other environmental factors (9, 11,
12). Therefore, dis-secting the cellular and molecular processes of
tendon degenerationand healing after surgical repair will allow
clinicians to implement pre-ventative interventions and prescribe
therapeutics to improve outcomes.
The role of inflammation in tendon degeneration and healing
hasbeen debated over the past three decades. Growing evidence
supportsits fundamental role in disease progression (2, 13–15). It
is hypothesizedthat chronic inflammation may drive degeneration
before tearing andmay lead to fibrovascular scarring during healing
and therefore is anattractive target for therapeutic intervention
(15–17). Targeted blockadeof inflammatory mechanisms after tendon
repair can improve pre-clinical outcomes, but the mechanism of
action remains unknown(18–20). Recent clinical investigations have
revealed that early stages
of tendinopathy involve nuclear factor
kappa-light-chain-enhancerof activated B cells (NF-kB) (13, 15), a
protein complex that controlscytokine production and apoptosis.
Pathologic tendon stromal cellsexhibit phenotypic plasticity with
higher NF-kB target gene expressionevenwithout proinflammatory
stimulus (21). Dissecting the pivotal rolethat the NF-kB signaling
pathway plays inmediating tendinopathy andtendon healing is crucial
to developing therapeutic strategies.
The canonical NF-kB pathway constitutes a family of
“rapid-acting”protein complexes that are bound to dimer-specific
inhibitor of NF-kBproteins (IkB) andheld in latencywithin the
cytoplasm(22). Inflammatorystimuli, acting through
receptor-specific mechanisms, induce the re-cruitment of the IkB
kinase (IKK) complex, which phosphorylatesIkB, leading to its
degradation. NF-kB dimers are then free to trans-locate to the
nucleus and induce transcription. Thus, IKK is an in-dispensable
fulcrum for NF-kB signaling. The IKK complex iscomposed of the
scaffolding protein NF-kB essential modifier(NEMO) and catalytic
subunits IKKa and IKKb, the latter of whichregulates inflammation
and fibrosis by targeting the IkBa:p50:p65NF-kB complex. Therefore,
specifically restraining IKKb expressionor activity may slow or
arrest tendinopathy progression andmay im-prove healing outcomes
without altering other essential physiologicactivities of the NF-kB
pathway. Here, we (i) confirm increased ca-nonical NF-kB signaling
in human rotator cuff tendinopathy, (ii) re-capitulate tendon
degeneration through persistent IKKb activationin tendon stromal
cells in vivo, (iii) identify IKKb as a necessarycomponent of
tendinopathy in animal models, and (iv) demonstratethe therapeutic
potential of blocking IKKb activity.
RESULTSNF-kB signaling is increased in clinical
tendinopathyClinical samples of early-stage tendinopathy exhibited
dysregulation ofmore than 65% of the NF-kB–associated genes assayed
(Fig. 1, A andB). Transcripts of the NF-kB complex subunits [Nfkb1:
mean, 6.95-foldincrease (P = 0.019); Rel: mean, 8.41-fold increase
(P = 0.007); Relb:
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mean, 13.53-fold increase (P=0.019); Fig. 1C] and IKKcomplex
proteins[Chuk: mean, 11.47-fold increase (P < 0.001); Ikbkb:
mean, 6.71-foldincrease (P = 0.045); Fig. 1D] were up-regulated in
patients with rotatorcuff disease. Because NF-kB signaling is
present in the pathogenesisof rotator cuff disease, and IKKb is
essential for p65 phosphorylation(23) and nuclear translocation
(Fig. 2A), we next asked whetherIKKb activation in tendon stromal
cells was sufficient to drive tendondegeneration.
Abraham et al., Sci. Transl. Med. 11, eaav4319 (2019) 27
February 2019
Chronic IKKb overexpression inmurine tendon fibroblasts
mimicshuman rotator cuff diseaseConditional modulation of IKKb
wasachieved using the tendon-specificscleraxis (Scx) promoter (24)
drivingcre-mediated recombination of LoxPsites flanking either exon
7 of the Ikbkbgene (IKKbKOScx) or a stop codon pre-ceding a
constitutively active form ofIKKb within an inserted Rosa26
locus(IKKbCAScx) (Fig. 2B) (25,26). IKKbCAScx
mice exhibited noticeable hair loss by8 weeks old, which became
progressivelyworse throughout adulthood, whereasIKKbKOScx mice had
no overt pheno-type (Fig. 2C). Cultured tendon fibro-blasts from
IKKbCAScx mice respondedto interleukin-1b (IL-1b) stimulus
withincreased expression of the downstreamtranscriptional targets
tumor necrosisfactor–a (Tnfa) and prostaglandin-endoperoxide
synthase 2 (Ptgs2) of theNF-kB pathway in a dose-dependentmanner
(Tnfa, P = 0.0024; Ptgs2 ,P < 0.0001; fig. S1). Expression
ofmatrixmetalloproteinase (MMP)–1a, MMP-3,andMMP-13was
significantly decreasedin IKKbKOScx compared to wild-type(WT) and
IKKbCAScx tendon fibroblastsin vitro (MMP-1a: P < 0.0001,
MMP-3:P < 0.0001, and MMP-13: P < 0.0001;fig. S1). Expression
of Scx, a marker oftendon fibroblast differentiation, was
notaffected by IKKb modulation, whereasexpression of tenomodulin
(Tnmd) wassignificantly increased in IKKbCAScx
compared to WT and IKKbKOScx ten-don fibroblasts (Tnmd,P
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Fig. 2. Modulation of IKKb expression in murine tendon
fibroblasts. (A) Schematic of NF-kB signaling and gene
transcription. NF-kB signaling was controlled by targetinginhibitor
of NF-kB kinase subunit b (IKKb), which acts upstream of the NF-kB
complex. Tendon fibroblast IKKb modulation was achieved by deletion
of IKKb (IKKbKOScx) andactivation of IKKb (IKKbCAScx) using
Cre-loxP–mediated recombination under the Scx promoter. (B)
Expression of IKKb in tendon fibroblasts from WT, IKKbKOScx, and
IKKbCAScx
mice. Culturedmouse osteoclasts were used as a positive control
(pos. CTL) (51). (C) Photograph of 16-week-oldmice to demonstrate
hair loss. (D) Secreted cytokines and growthfactors in vehicle and
IL-1b–treated tendon fibroblasts from WT, IKKbKOScx, and IKKbCAScx
mice (n = 5 per group). (E) Immunolabeling for CD68 (brown) in the
supraspinatustendon fromWT, IKKbKOScx, and IKKbCAScx mice. T,
tendon; E, enthesis. (F) Microcomputed tomography (mCT)
three-dimensional reconstruction of coronal section from
proximalhumerus. Arrows denote the supraspinatus tendon attachment
site. (G) Quantification of bone morphometry: Bone volume
normalized to total volume (BV/TV), trabecularthickness (Tb.Th),
cortical thickness (Ct.Th), and total cortical area (Tt.Ar) (n = 8
to 9 per genotype). (H) Quantification of mechanical properties of
the supraspinatus tendon-to-bone attachment (n = 8 to 9 per
genotype). Data are shown as means ± SD with individual points
representing biologically independent samples. Statistically
significantdifferences were calculated using one-way analysis of
variance (ANOVA) (genotype) with Fisher’s least significant
difference (LSD) post hoc test. ****P < 0.0001, ***P <
0.001,**P < 0.01, *P < 0.05.
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tendon and epitenon) and loss of metachromasia at the
enthesis(implying a loss of proteoglycans at the fibrocartilaginous
tendon-to-bone attachment) (Fig. 2E, fig. S3, and table S1).
Furthermore,IKKbCAScx mice exhibited structural and functional
losses of therotator cuff, including less cortical and trabecular
bone of the humeralhead (Fig. 2G) and reduced tendon mechanical
properties (Fig. 2H).These outcomes are similar to patients with
rotator cuff disease, whoalso present with increased CD68+
tissue-resident macrophages(13, 15), loss of cortical and
cancellous bone near the tendon enthesis(29), and increased
compliance of the tendons (30). On the basis ofthese data, we next
investigated the therapeutic potential of modulatingthe IKKb/NF-kB
signaling pathway for mitigating tendinopathy.
Chronic overuse degrades tissue functionDownhill treadmill
running is a rodent model of overuse tendinopathy(31, 32); however,
how closely this model aligns with clinical cases ofrotator cuff
disease and NF-kB signaling is unknown. Four weeks ofoveruse did
not induce chronic dysregulation of NF-kB signaling(Fig. 3, A and
B). Histologically, the tendons and tendon enthesesof IKKbKOScx
mice appeared similar to those in WT mice (Fig. 3C).The tendons
were populated with spindle-shaped fibroblasts alignedwith the
direction of collagen fibers. The tendon entheses were pop-ulated
by chondrocytes aligned in columns from tendon to bone. Therewere
increased cell numbers and a loss of cell organization in
thetendons and tendon entheses of IKKbCAScx mice.
Treadmill running down-regulated Ikbkb and
tendon-associated(Scx, Col1a1, Col3a1, and Bgn) transcripts (Fig.
3D) across genotypeswhen compared to cage activity controls.WTmice
exhibited degenera-tion of the tendon-to-bone attachment mechanical
properties due tooveruse (Fig. 3E). Abolishing IKKb signaling in
IKKbKOScx mice pro-tected from losses of ultimate stress and
Young’smodulus (Fig. 3E). Ac-tivation of IKKb in IKKbCAScx mice,
coupled with treadmill running,did not worsen the mechanical
properties compared to cage activity.Overuse did not have an
apparent effect on the bone microstructure(fig. S4). These results
suggest that changes in tendon function due tochronic overuse are
not solely dependent on the IKKb/NF-kB signalingaxis. To examine
the role ofNF-kB signaling after a tendon tear, we nextinvestigated
murine acute rotator cuff injury with immediate repair.
Blocking IKKb improves surgical repair outcomes afteracute
injuryTo examine the role of IKKb during tendon healing, mice
underwentsurgical transection and immediate repair of the
supraspinatus tendon(Fig. 4, A and B). Injury and repair led to
increased NF-kB signalingwithin the tendon 2 weeks after surgery
(Fig. 4C), including up-regulation of protein coding genes for the
IKK andNF-kB complexes(Fig. 4D). Injury and repair resulted in
significant hypertrophy of thesupraspinatus tendons fromWTand
IKKbKOScxmice (WT:P=0.0051and IKKbKOScx: P = 0.0024; Fig. 4E). The
structural andmaterial prop-erties of the tendon-to-bone attachment
were reduced inWTmice. De-letion of IKKb resulted in no significant
differences in stiffness (P = 0.21),resilience (P = 0.29), or
Young’s modulus (P = 0.13) when compared tocontralateral sham
operation limbs (Fig. 4E). Constitutive activation ofIKKb
suppressed healing, resulting in significantly lower tendon
failurestrength (P = 0.033). The acute injury and repair procedure
did not haveany apparent effect on the bone microstructure (fig.
S5). On the basis ofthese results, we tested the potential
therapeutic efficacy of pharmaco-logical inhibition of IKKb using a
small-molecule inhibitor in an in vitrohuman inflammatory
tendinopathy model.
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February 2019
In vitro inhibition of IKKb in human tendon stromal cellsblocks
NF-kB signaling and cytokine productionTendon fibroblasts were
isolated from healthy human hamstringtendons and cultured with
IL-1b to model inflammatory tendinopathyin vitro. IKKb inhibitor
VIII successfully repressed transcription ofmost NF-kB signaling
genes in the IL-1b–treated fibroblasts (Fig. 5A).Production of IL-6
and CCL-2 was reduced to control concentrationsby the inhibitor
treatment (Fig. 5B). These two cytokines were themost abundant in
cultured tendon fibroblasts from IKKbCAScx miceand are present in
human tendinopathy (17). Treatment did not signif-icantly change
the expression of extracellular matrix transcripts Col1a1or Col3a1
(Col1a1: P = 0.21 and Col3a1: P = 0.61; fig. S6).
Together,pharmacological inhibition of IKKb desensitized human
tendon fibro-blasts to IL-1b stimulation in vitro while maintaining
their transcrip-tional identity.
DISCUSSIONThe NF-kB signaling pathway plays a central role in
inflammation,stress response, and cell survival (22). In this
study, we observed in-creases in NF-kB signaling in the
subscapularis tendons of patients un-dergoing surgical repair of
the rotator cuff. Intact subscapularis tendonsin rotator cuff
disease served as a model for the early stages of tendino-pathy due
to mechanical overuse (33). Studies of early-stage tendino-pathic
tissues, including the subscapularis, have previously
revealedincreases in NF-kB complex protein expression, downstream
proin-flammatory cytokine transcripts, and immune cell recruitment
and ac-tivation (13, 15). This inflammatory phenotype persists in
patients withchronic pain after subacromial decompression treatment
(17, 21). Spe-cifically, fibroblasts within the diseased tendon
microenvironmentcontinued to exhibit phenotypic “memory” 4 years
after treatment, wereprimed to bemore responsive to IL-1b
stimulation in vitro, and did notresolve mRNA expression of IL-6
and IL-8 after cessation of stimulus(21). Dakin et al. (21)
proposed that this memory function is a crucialmechanism in the
development of chronic inflammation. Therefore,resolution of
NF-kB–mediated inflammation may be critical for suc-cessful
outcomes in human tendon disease.
NF-kB may drive degeneration before tearing and impair
healingafter surgical repair. To better understand the intrinsic
degenerativemechanisms of rotator cuff tendinopathy, NF-kB was
selectively ac-tivated or inhibited in tendon fibroblasts of
geneticallymodifiedmice(fig. S7). Analysis of mice with
constitutively active IKKb demonstratedthat activation of the
canonical NF-kB pathway was sufficient to inducedegeneration in
vivo, paralleling hallmarks of rotator cuff disease.Tendon stromal
cells in these mice perpetually secreted various cy-tokines that
are present in exercise adaptation and clinical tendinopathy(27,
34, 35). Cytokines of the interleukin family can exhibit
variouseffects on tendon extracellular matrix remodeling. For
example, IL-6increases total collagen synthesis (36); however,
IL-17 and IL-33 in-crease the ratio of type III to type I collagen
and up-regulate MMP pro-duction (17). In addition to interleukins,
we found that the tendonstromal compartment from IKKbCAScx mice
produced many chemo-tactic (CCL-2, CCL-5, CXCL1, CXCL2, and CXCL10)
and G-CSFproteins with and without IL-1b stimulation. These factors
may drivethe observed increases in CD68+ cells in tendons from
IKKbCAScx
mice. Clinical samples of early- and advanced-stage disease
tendonsexhibit active recruitment of CD14+ monocytes that mature
intoCD68+ macrophages (13, 15). Changes in tendinopathy gene and
pro-tein signatures are believed to follow macrophage activation.
However,
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Fig. 3. Modulation of IKKb/NF-kB signaling with chronic overuse.
(A) Ten-week-old mice were subjected to a chronic overuse protocol
with 1 week of progressive training,followed by 4 weeks of downhill
running. Control mice were permitted normal cage activity. (B)
NF-kB pathway–related gene regulation due to overuse. (C)
Hematoxylin andeosin (H&E) images of WT, IKKbKOScx, and
IKKbCAScx mice. B, bone; black arrowhead, spindle-shaped tendon
fibroblast; white arrowhead, enthesis chondrocyte. (D)
mRNAexpression of Ikbkb, IL-1b, Scx, Col1a1, Col3a1, and Bgn in
tendon from control cage-active or treadmill overuse–subjected WT
(n = 4 to 6 per group), IKKbKOScx (n = 3 to 4per group), and
IKKbCAScx (n = 3 per group) mice. (E) Failure load, ultimate
stress, and Young’s modulus of the supraspinatus tendon-to-bone
attachment in cage-active andtreadmill overuse–subjected mice (n =
5 to 13 per group). Data are shown as means ± SD with individual
points representing biologically independent samples.
Statisticallysignificant differences were calculated using two-way
ANOVA (genotype, overuse) with Fisher’s LSD post hoc test. **P <
0.01 and *P < 0.05.
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recent studies of fibroblast-macrophage signaling circuits in
vitro de-monstrated that dysregulation of the stromal compartment
results inuntetheredmacrophage expansion and activation,
potentially overload-ing organ-carrying capacity and leading to
degeneration (37). After atendon tears, animal models have shown
that macrophages are theprimary immune cell at the site of injury
and promote scar formation,cell death, and matrix degradation (38).
Modulating macrophage be-havior by promoting M2 polarization using
adipose-derived stem cells
Abraham et al., Sci. Transl. Med. 11, eaav4319 (2019) 27
February 2019
and growth factors has a protective effect on tendon fibroblasts
in thiscontext (39, 40). Yet, tendon healing may also be improved
by physicalactivity that drives a robust inflammatory response
characterized by anincreased cytokine transcription and a delayed
switch to M2 polariza-tion (41, 42). However, detensioning of
engineered human tendontissue also increases the expression of
proinflammatory mediatorsand alters the response to growth factors,
indicating that properlybalanced mechanical loading is required to
develop, maintain, and heal
WT IKKβKOScx IKKβCAScx0.0
0.5
1.0
1.5
Tend
onC
SA
(mm
2 ) ** **
WT IKKβKOScx IKKβCAScx0
5
10
15
Stif
fnes
s(N
/mm
)
**
WT IKKβKOScx IKKβCAScx0
2
4
6
8
Failu
re lo
ad (N
)
Non-injured controlAcute injury & repair
***
*
*
WT IKKβKOScx IKKβCAScx0
10
20
30
40
Res
ilienc
e(k
J*m
–3)
*
WT IKKβKOScx IKKβCAScx0
20
40
60
You
ng's
mod
ulus
(MP
a)
**
WT IKKβKOScx IKKβCAScx0
5
10
15
Ulti
mat
e st
ress
(MPa
) ***
A
T
GP
S
BT
E
B
2 weeksNon-injured control
10 weeks old
Acute injury & repair
–2 –1 0 1 2 3 40
1
2
3
4
5
6
Log2(Fold change:Repaired/control)
–Log
10(P
val
ue)
Unchanged Up-regulatedDown-regulated
Chuk Ikbkb Ikbkg
0.0
0.5
1.0
1.5
2.0
2.5
Fold
chan
gein
mR
NA
Non-injured controlAcute injury & repair*
*
Nfkb1 Nfkb2 Rel Rela Relb
0
1
2
3
4
5
Fold
chan
gein
mR
NA
**
***
***
***
***
C D500 μm
B
AC
Fig. 4. Modulation of IKKb/NF-kB signaling with acute
supraspinatus injury and repair. (A) Experimental protocol.
Ten-week-old mice were subjected to a unilateral acuteinjury of the
supraspinatus tendon and immediate repair, followedby 2weeks of
recovery. Shamoperationswere performedon contralateral limbs. (B)
H&E image of the repairedtendon and newbone formation around
the suture tunnel after 2weeks of recovery. GP, growth plate; S,
suture hole; AC, articular cartilage. The mCT image (right) shows
the bonetunnel (BT) below the epiphysis. (C) NF-kB signaling gene
expression 2 weeks after acute injury and repair (n = 4 to 5 per
group). (D) mRNA expression of IKK complex–relatedgenes and NF-kB
complex–related genes in tendon 2 weeks after recovery (n = 4 to 5
per group). (E) Quantification of murine tendon cross-sectional
area (CSA), stiffness, failureload, resilience, Young’s modulus,
and ultimate stress 2 weeks after injury and repair (n = 4 to 5 per
group). Data are shown as means ± SD with individual points
representingbiologically independent samples. Statistically
significant differences were calculated using two-way ANOVA
(genotype, injury) with Fisher’s LSD post hoc test. ***P <
0.01,**P < 0.01, *P < 0.05.
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tendons (43). Thus, further studies examining the cross-talk
amongresident stromal, immune-sensing, and infiltrating
compartments, aswell as mechanical loading in tendinopathy and
healing, are required.
At the tissue level, the constitutive activation of IKKb
resulted inmechanically weaker attachment of the supraspinatus
tendon to thehumeral head compared to WT controls. Recent advances
in ultra-sound elastography have revealed that clinically diagnosed
tendinopathycorrelates with increased compliance of the tendon
(44). Similar resultshave been observed in many animal injury
models (38), including thetreadmill overuse protocol. We also found
a loss of bone microstructurewithin the adjacent humeral head.
Similarly, patients with partial- andfull-thickness rotator cuff
tears lose bone mass near the tendon insertionsite, which might be
attributed to decreased mechanical loading after atear (29).
However, we found that the constitutive activation of thecanonical
NF-kB pathway in tendons can also drive bone loss, suggest-ing a
cellular signaling network beyond the local microenvironment.
To determine the role of the canonical NF-kB pathway in
clinicallyrelevant pathologic scenarios, we genetically ablated
IKKb-mediatedsignaling in the tendon fibroblasts of mice and
subjected them totreadmill overuse (tomodel tendinopathy before a
tendon tear) or acute
Abraham et al., Sci. Transl. Med. 11, eaav4319 (2019) 27
February 2019
supraspinatus tendon injury and repair(to model tendon healing
after surgicalrepair). In both cases, IKKbKOScx micewere partially
protected from biomech-anical degeneration compared to WTcontrols
or IKKbCAScx mice. In vitro,IKKbKOScx tendon fibroblasts
wereprotected from IL-1b stimulus: Theyshowed decreases in
transcription ofmatrix turnover enzymes (Mmp-1a,Mmp-3, and Mmp-13)
and in transla-tion of proinflammatory cytokines andchemokines,
while maintaining tenogenicmarkers (Scx) and matrix
production(Col1a1). These data support the idea thatNF-kB signaling
is a key checkpoint forsustaining inflammatory signaling net-works
and directing tendon remodeling(17, 27). Many downstream
effectors,such as cytokines, have been found atthe tissue level in
human and animalmodels of tendinopathy; however, thereis limited
evidence for increases in NF-kB signaling specifically in
nonmyeloidcells of diseased tendons (14, 15, 21).Our
findingsmechanistically demonstratethe capacity of the tendon
stromal com-partment to shape the healing niche andprovide a
molecular target for improvingthe treatment of clinical
tendinopathy. Apotential crux of NF-kB–directed therapyis
specifically targeting tendon stromalcells while allowing resident
and infiltrat-ing immune cells to initiate tissue repair.Leveraging
technology such as nanoparticle-based delivery of NF-kB–targeted
smallinterfering RNA in a cell-specific mannercould provide a
platform for advancingtendon therapeutics (45).
A limitation of the human biopsy portion of the study was the
useof hamstrings tendon as healthy control samples. A second
limitation isthat murine models of tendinopathy cannot fully
recreate the humancondition (46). We chose to examine two different
models of clinicallyrelevant tendinopathy that address various
aspects of tendon remodelingand surgically repaired healing.
Although we did not observe the chronicdysregulation of NF-kB
signaling due to treadmill overuse, IKKbKOScx
mice were partly protected from degeneration. These results
highlight apossible novel role of this pathway in tendon
fibroblasts. Last, the in vitromodel demonstrated therapeutic
potential for suppressing the NF-kBpathway but only provides a
limited model of inflammatory tendinopa-thy (i.e.,
inflammationwasmodeledwith a single cytokine). Future in
vivostudies are necessary to determine the efficacy of IKKb
inhibition fortreating tendinopathy and/or improving tendon
healing.
In summary, we observed increases in the canonical NF-kB
sig-naling in patients with rotator cuff tendinopathy.
Overexpression ofIKKb inmurine tendon fibroblasts recreated rotator
cuff disease in vivo.Inhibiting IKKb in tendon fibroblasts limited
biomechanical degenera-tion of the supraspinatus tendon due to
overuse injury and partially im-proved healing after surgical
repair.
–4 0 4 8 120
2
4
6
8
Log2(Fold change: IL-1 /control)
–Log
10(P
val
ue)
Up-regulatedUnchangedDown-regulated
IKK
–4 0 4 8 120
2
4
6
8
Log2(Fold change: IKK inhibitor/control)
–Log
10(P
val
ue)
IKK
–4 0 4 8 120
2
4
6
8
Log2(Fold change: IL-1 + IKK inhibitor/control)
–Log
10(P
val
ue)
A
FinofiinCtrafem
ig. 5. Small-molecule inhibition of IKKb in anvitro model of
inflammation. (A) Volcano plots
f NF-kB signaling array in healthy human tendonbroblasts treated
with IL-1b with or without IKKbhibitor. (B) Proinflammatory
cytokines IL-6 andCL-2 produced by healthy human tendon
fibroblastseated with IL-1b with or without IKKb inhibitor. Datare
shown as means ± SD. Statistically significant dif-rences were
calculated using one-way ANOVA (treat-ent) with Fisher’s LSD post
hoc test. *P < 0.05.
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MATERIALS AND METHODSStudy designThe goal of this study was to
investigate the role of the NF-kB pathwayin rotator cuff
degeneration and healing.We compared gene signaturesbetween
patients with early-stage rotator cuff tendinopathy and
controlhamstrings samples from patients undergoing anterior
cruciate liga-ment reconstruction. We further explored the
mechanistic role of thissignaling pathway in vivo using genetically
modified mice by intro-ducing gain- and loss-of-function IKKb
mutations in tendon fibro-blasts. Last, we hypothesized that
ablating IKKb/NF-kB signaling couldprotect tendon fibroblasts from
inflammation in the context of chronicoveruse and acute injury and
repair. Statistical analysis and sample sizeswere determined from
previous studies (13, 16, 39, 47) that were suf-ficiently powered
to detect meaningful differences in clinical tendino-pathy samples,
murine rotator cuff microstructure, and biomechanicalfunction and
using an in vitro model of tendinopathy. Samples for bio-mechanical
testing, mCT, and histological scoring were randomized,and analysis
was performed by a blinded investigator. Sample sizeand replication
are provided in the figure legends.
Study approvalHuman study procedures and protocols were approved
by the NationalHealth Service West of Scotland Ethics Committee
(REC 11/S0704/7).Full informed consent was obtained from all
patients. Animal studieswere approved by Washington University and
Columbia UniversityInstitutional Animal Care and Use
Committees.
Clinical samplesSamples of “early-stage” tendinopathy were
obtained using a previouslyestablished protocol (13). The
subscapularis tendon (n = 5; age, 33 to56 years) was obtained from
patients with rotator cuff tears undergoingreparative surgery using
a standard three-portal technique. The tendonwas arthroscopically
biopsied from the superior border of the tendon1 cm lateral to the
glenoid labrum. Control hamstring tendons (con-firmed by H&E
staining; Bonar score 1) were taken from patients un-dergoing
anterior cruciate ligament autograft and used as healthycontrols
for gene expression (n = 4; age, 22 to 44 years) or primary
cellextraction (n = 3).
Generation of tendon-specific IKKb miceGeneticmanipulation of
the canonicalNF-kB signaling in tendon fibro-blasts was achieved
using cre-loxP cross-breeding. Tendon specificitywas determined
using an Scx promoter driving a cre-recombinase(ScxCre) sequence in
a bacterial artificial chromosome transgene (48).IKKb expression
was ablated in tendon fibroblasts by crossing ScxCremice with
Ikbkbtm2Cgn (IKKb-floxed) mice to yield IKKbKOScx (25).IKKb
overexpression was accomplished using Gt(Rosa26)tm4(Ikbkb)Rsky
(IKKbCA-floxed) mice harboring an internal ribosomal entry
site–enhanced green fluorescent protein and complementary DNA
(cDNA)sequence encoding Ikbkb preceded by a floxed stop codon to
yieldIKKbCAScx (26). All initial breeding pairs were set up with
8-week-oldmice to produce the 31 female and 83malemice used in this
study [WT,n = 57 (19 females and 38 males); IKKbKOScx, n = 29 (6
females and23 males); and IKKbCAScx, n = 28 (6 females and 22
males)].
Tendon fibroblast isolation and cultureAfter euthanasia, tail
tendons were dissected from mice, minced,and placed in
alpha-modified Eagle’s medium (alpha-MEM; Gibco).Tissue was
digested in 0.2% collagenase type A (Sigma-Aldrich) in
Abraham et al., Sci. Transl. Med. 11, eaav4319 (2019) 27
February 2019
phosphate-buffered saline for 3 hours. The digested tissue was
passedthrough a 100-mm cell strainer, pelleted by centrifugation at
460g for5 min; the supernatant was discarded; and the cells were
resuspendedand plated in supplemented culture medium [alpha-MEM
with 10%fetal bovine serum(Sigma-Aldrich),
1%penicillin/streptomycin (Gibco),and 1% amphotericin B
(Invitrogen)] at 37°C, 5% CO2, and 95%humidity. The cells were used
on passage 2. Human tendon–derivedcells were extracted from
biopsied hamstring tendon explants (age, 22to 44 years). Cultures
were maintained at 37°C in a humidified atmo-sphere of 5%CO2 for 28
days. Cells were subcultured and trypsinized atsubconfluency and
used at passage 3.
In vitro model of tendinopathyMouse tendon stromal cells were
plated in six-well plates at a density of2 × 106 cells perwell with
1.5ml of supplemented culturemedium.After24 hours, cells were
treated with IL-1b (10 ng/ml; R&D Systems). Theculture medium
was collected after 24, 48, and 72 hours and stored at−80°C. Human
tendon cells were plated in 12-well culture plates at adensity of 5
× 104 cells per well with 1 ml of supplemented culture me-dium,
expanded for 48 hours, treated with 1 ng of IL-1b, 50 mM
IKKbinhibitor VIII (MilliporeSigma), or both for 4 hours, and
compared tovehicle-treated controls. The supernatant was sampled to
determineinflammatory cytokine concentration, and RNA was isolated
fromcell lysates.
Treadmill overuse modelChronic overuse tendinopathy was
established by subjecting10-week-old mice (WT, n = 8 females and n
= 22 males; IKKbKOScx,n = 3 females and n = 12 males; and
IKKbCAScx, n = 2 females andn = 11 males) to 4 weeks of treadmill
running at speeds of 20 m/minfor 30 min/day, five times a week at a
decline of 10°. Before protocolinitiation, mice were subjected to a
training week consisting of 5 minof running on the first day,
followed by increasing durations by5 min/day until 25 min of
running was achieved on the fifth day.Cage activity mice served as
controls (WT, n = 16; IKKbKOScx,n = 8; and IKKbCAScx, n = 8).
Acute injury and repair modelShoulder injury and surgical
repairmethods were adapted fromBell et al.(49). Ten-week-old mice
(WT, n = 7 females and n = 6 males;IKKbKOScx, n = 3 females and n =
4 males; and IKKbCAScx, n = 2females and n = 5 males) were
anesthetized using isoflurane andplaced in a left lateral decubitus
position. An incision in the skinwas made to expose the deltoid.
The deltoid was released to visualizethe humerus, which was grasped
with microforceps for stability. An 8-0Ethilon suture was used to
place a modified Mason-Allen stitch in thesupraspinatus tendon.
After the tendon grasping suture, the supraspi-natus tendon was
sharply detached from the humeral head. A 27-gaugeneedle was used
to create a bone tunnel in the humeral head below thegrowth plate.
The suture was then ligated through the bone tunnel, re-pairing the
supraspinatus tendon to its original attachment site. The del-toid
was reflected back over the humerus, and the skinwas closedwith
a5-0 PROLENE suture. After acute injury and repair, mice were
allowedfree cage activity and euthanized after 2 weeks. The
uninjured contra-lateral shoulder was used as uninjured
control.
Gene expressionTissues were snap-frozen in liquid nitrogen and
physically disruptedusing a ball mill homogenizer
(Mikro-Dismembrator U, Sartorius).
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RNA extraction was performed using guanidinium
thiocyanate–phenol–chloroform (TRIzol, Thermo Fisher Scientific)
and interphaseseparation (Phase Lock Gel, QuantaBio). RNA cleanup
was performedusing spin columns (RNeasy Mini Kit, Qiagen) with
on-columndeoxyribonuclease I treatment (Qiagen). Cells were lysed
in lysis buffer(RLT Buffer, Qiagen), and RNA isolation was
performed using spincolumns (RNeasy Mini Kit, Qiagen). RNA quantity
and quality weredetermined using a spectrophotometer (NanoDrop
1000, ThermoFisher Scientific). For mouse studies, RNA was
reverse-transcribedinto cDNA using the SuperScript VILO cDNA
Synthesis Kit (ThermoFisher Scientific). Quantitative real-time
reverse transcription poly-merase chain reaction (qRT-PCR) was
performed with TaqMan primers(Invitrogen) using a BioMark HD
System. Gene expression changeswere measured for Ikbkb (IKKb,
Mm01222247_m1), RelA (p65,Mm00501346_m1), RelB (p50,
Mm01268877_m1), Chuk (IKKa,Mm00432529_m1), Ikbkg (NEMO,
Mm00494927_m1), and Gapdh(Mm99999915_g1). NF-kB pathway profiling
was performed usingspecies-specific prepared RT2 Profiler arrays
(Qiagen). RNA wasreverse-transcribed into cDNAusing
theHigh-Capacity cDNAReverseTranscriptionKit (Invitrogen).
qRT-PCRwas performedusing PowerUpSYBR green (Invitrogen) and
QuantStudio 6 Flex (Applied Biosystems).All gene expression data
were analyzed using the DDCt method, withthe results first
normalized to a housekeeping gene, as indicated in thefigures, and
then again to WT expression.
Western blotCells were plated in 60-mm Petri dishes at a density
of 3 × 106 in3 ml of supplemented culture medium. After 24 hours,
supplementedculture medium was replaced with 2 ml of alpha-MEM for
2 hours.Cells were lysed with radioimmunoprecipitation assay lysis
buffer(Thermo Fisher Scientific) supplemented with protease
inhibitors(cOmplete, Sigma-Aldrich) and phosphatase inhibitors
(PhosSTOP,Sigma-Aldrich). Total proteinwas quantifiedwith the
Pierce BCAProteinAssay Kit (Thermo Fisher Scientific). Equal
amounts of total cell lysate(100 mg) were subjected to
SDS-electrophoresis on 8% acrylamide gels.Gels were run at a
constant voltage of 100 mV (PowerPac 3000, Bio-Rad) and transferred
onto a nitrocellulosemembrane with the Trans-BlotTurbo Transfer
System (Bio-Rad). Immunoblotting was completed forIKKb (Cell
Signaling Technology) and b-actin (Cell Signaling Tech-nology). A
Li-Cor Odyssey scanner was used to visualize immunoblots,and ImageJ
software (NIH) was used for quantification.
HistologyMouse shoulders were dissected, fixed in 4%
paraformaldehyde, de-calcified in 0.5 M EDTA, and embedded in
paraffin using standardtechniques. Sections (5 mm) were obtained
and stained with H&E.
ImmunohistochemistryHistological sections were deparaffinized in
xylene and rehydratedthrough graded ethanol. Endogenous peroxidase
activity was quenchedusing 0.5% H2O2. Antigen retrieval was
performed using Uni-Trieve(Innovex Biosciences). Blocking of
nonspecific binding was performedusing 2.5% horse blocking serum
(Vector Laboratories). Sections wereincubated overnight at 4°C with
anti-CD68 (KP1, ab955, Abcam) orisotype control antibody. Staining
of antigens was performed usingthe ImmPRESS Polymer Detection Kit
(Vector Laboratories). Sectionswere counterstained using Gill’s
hematoxylin (Vector Laboratories),differentiated in 2% glacial
acetic acid, blued in 30% NH4OH, de-hydrated, andmounted using
Cytoseal XYL (Thermo Fisher Scientific).
Abraham et al., Sci. Transl. Med. 11, eaav4319 (2019) 27
February 2019
Cytokine/chemokine quantificationCytokine concentration from
culture supernatant was determinedusing either single-antibody
enzyme-linked immunosorbent assay(ELISA) kits (Invitrogen) or
Milliplex Mouse Cytokine/ChemokineMagnetic Bead Panel (EMD
Millipore) following the manufacturer’sprotocol. Expression of
cytokines and chemokines with three bio-logical replicates and
detectable concentrations was included foranalysis.
Microcomputed tomographyThe humerus with the supraspinatus
tendon attached was dissected forbone morphometry analysis. Samples
were scanned at an energy of55 kilovolt peaks (kVp), an intensity
of 145 mA, and a standard resolu-tion of 12.3 mm(mCT 40, Scanco).
Reconstructed images were evaluatedusing a segmentation algorithm
to separate cortical and trabecular boneof the humeral head
proximal to the growth plate (CTAn, Bruker).
Tendon-to-bone biomechanicsAfter mCT, the supraspinatus muscle
was removed from the tendon inpreparation for biomechanics (50).
The humerus was potted in epoxy(Parbond 101, McMaster-Carr), and
samples were tested in a salinebath at 37°C (30 N load cell;
ElectroPuls 1000, Instron Corp.). Uniaxialload-to-failure tensile
tests consisted of five cycles of preconditioning(5% strain and
0.2%/s), 300-s rest, and then extension to failure at0.2%/s.
Structural properties were determined from load-deformationdata.
Material properties were determined from normalized load
de-formation using tendon cross-sectional area measured from mCTand
strain determined as grip-to-grip displacement relative to
initialgauge length.
Statistical analysisAll data are shown as means ± SD. All
statistical analyses, includingShapiro-Wilk normality test, ANOVA,
Fisher’s least significantdifference (LSD) with Bonferonni
correction for multiple comparisons,and Student’s t test, as
indicated in the figure legends, were performedusing GraphPad Prism
7 software. A P value of
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Funding: This study was funded by the NIH (R01AR055580 and
R01AR057836 to S.T.;5F31AR066452-03 to S.A.S.; and R01AR049192,
R01AR054326, and R01AR072623, to Y.A.-A.),Shriners Hospitals for
Children (Biomedical grant 86200 to Y.A.-A.), Medical
ResearchCouncil, UK (MR/R020515/1 to M.A. and N.L.M.), and
Arthritis Research UK (21346 to N.L.M.)Author contributions:
Conception: A.C.A., S.A.S., and S.T.; research design: A.C.A.,
S.A.S.,
Abraham et al., Sci. Transl. Med. 11, eaav4319 (2019) 27
February 2019
N.L.M., Y.A.-A., and S.T.; data acquisition/analysis: A.C.A.,
S.A.S., M.G., L.S., X.L., I.K., M.A.,N.L.M., Y.A.-A., L.M.G., and
S.T.; resource assistance: M.A., N.L.M., Y.A.-A., and L.M.G.;
writing,drafting, and editing: A.C.A., S.A.S., and S.T.; project
administration: S.T. Competinginterests: The authors declare that
they have no competing interests. Data and materialsavailability:
All data associated with this study are present in the paper or in
theSupplementary Materials.
Submitted 14 September 2018Accepted 31 January 2019Published 27
February 201910.1126/scitranslmed.aav4319
Citation: A. C. Abraham, S. A. Shah, M. Golman, L. Song, X. Li,
I. Kurtaliaj, M. Akbar, N. L. Millar,Y. Abu-Amer, L. M. Galatz, S.
Thomopoulos, Targeting the NF-kB signaling pathway in chronictendon
disease. Sci. Transl. Med. 11, eaav4319 (2019).
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B signaling pathway in chronic tendon diseaseκTargeting the
NF-
Millar, Yousef Abu-Amer, Leesa M. Galatz and Stavros
ThomopoulosAdam C. Abraham, Shivam A. Shah, Mikhail Golman, Lee
Song, Xiaoning Li, Iden Kurtaliaj, Moeed Akbar, Neal L.
DOI: 10.1126/scitranslmed.aav4319, eaav4319.11Sci Transl Med
.βin blocking IKKB target gene transcription. These results
suggest that there may be therapeutic potentialκshowed repressed
NF-
inhibitorβa surgical model of tendon injury and repair, and
human tendon stromal cells treated with an IKKinduced overuse
tendinopathy model and in−mice prevented maladaptive tendon
remodeling in a treadmill running
in tendon in β. Genetic deletion of IKKβwhich was mimicked in
mouse tendon fibroblasts overexpressing IKKB,κinhibiting the
pathway. Clinical tendon samples of human rotator cuff disease
showed up-regulation of NF-
investigated how this signaling pathway causes tendinopathy and
potential therapeutic effects ofet al.Abraham B signaling
contribute to tendon degeneration and injury, such as rotator cuff
injury.κInflammation and NF-
Targeting tendinopathy
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