NGAN HANG VI~T NAM THLJONG T[N C¢NG HOA xA HOI CHU NGHTAVI~T NAM DQc I~p - TV do - Hanh phuc Soc Trang, ngay)<; thimg ~ nem 2017 BAocAo HOAT f)ONG COA BAN KIEM SOAT TAl f)~1 HOI f)bNG co f)ONG THlJONG NII~NNAM 2017 Can ctr Lu?t esc TCTD ruim 2010; Can ctr cturc nang va nhiem V?, cas Ban Kiein soet cJU'C;c quy cJjnhtrpiKhoen 3, fJieu 52 fJieu I~ cue Ng[m hang Vi~l Nam Tturanq Tin (VIETBANK). Can ctr Beo ceo ts! chinh hap nh8't nem 2016 cva VIETBANK cJU'C;c Conq ty kiein loan Ernst & Young Vi~tNam tturc hi~n kiein loan I?p ngay 201312011. Ban Kiem scat VIETBANK bao cao tnroc Dai h9i dong co dong thuang nien narn 2017 cac noi dung nhir sau: I. VE HO~T m)NG COA BAN KIEM SOAT: Ban Kiem scat Vietbank gam 04 thanh vien, da thuc hien cac nhiern vu trong narn 2016 theo quy dinh tai Luat cac TCTD narn 2010 va £)ieu 1$cua Vietbank, bao gam: Giarn sat viec tuan thu cac quy djnh phap lucfltva £)ieu l~ ngan hang trong cong tac quan trj va dieu hanh ngan hang; Thy'c hi$n chuc nang kiem toan n9i b9, chi d,?o, dieu hanh va giam sat hO'?td9n9 cLla Kiem toan n9i b9 de ra soat, danh gia m9t cach d9C Icflpkhach quan doi voi h$ thong kiem soat n9i b9; Tham dinh bao cao tai chfnh hang nam cLla ngan hang. Ban Kiem soat thy'c hi~n nhi~m vl,Jthong qua cac hO;;lt d¢ng sau : To chuc day dLl cac CU9Ch9P dinh ky hang quy de trien khai chuc nang, nhi$m Vl,lcLla Ban Kiem soat, danh gia ket qua lam vi~c cLla Ban Kiem toan n9i b9 va trien khai ke ho,?ch cong vi$c cLla cac quy tiep theo; Giam sat hO'?td9n9 cLla Ban Kiem toan n9i b9, Cl,lthe: • Phe duy$t va giam sat vi$c trien khai ke ho,?ch kiem toan hang nam cLla Ban Kiem toan n9i b9 de danh gia tinh tuan thLl va tlnh hlnh hO'?td9n9 clla cac dan vi .Trong nam 2016 Ban Kiem toan n9i b9 da trien khai kiem toan doan t,?i42 dan vi; phan cong nhan Sy'giam sat thuang xuyen h0<iltd9n9 cap tin dl,lng t,?im9t so dan vi trong do chu trc;mgkiem tra cac ha SCi co du nq W 5 tY tro len; giam sat hO'?td9n9 tin dl,lng, giao dich - ngan quy cLla toan h~ thong qua cac tieu chi kiem tra tran TCBS; to chuc kiem tra d9t xuat, ch9n mau trong cong tac quan ly an toan kho quy, quy trlnh quan ly va Stl dl,lng an chi co gia, con dau; ...); • Xem xet ket qua kiem toan va giam sat vi$c kh~k phl,lc cac tOn t<ilitheo kien nghi cLla kiem toan n9i b9, kien nghi cLla Thanh tra NHNN; 1/3 -v.!;
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TAl f)~1HOIf)bNG co f)ONG THlJONG NII~NNAM BC hoat dong Ban... · • Giarn sat viec thuc hien cac cong viec phat sinh theo yeu cau cua Ngan Hang Nha Nuoc, Ban lanh dao nhU'kiern
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NGAN HANG
VI~T NAM THLJONG T[N
C¢NG HOA xA HOI CHU NGHTAVI~T NAM
DQc I~p - TV do - Hanh phuc
Soc Trang, ngay)<; thimg ~ nem 2017
BAocAoHOAT f)ONG COA BAN KIEM SOAT
TAl f)~1 HOI f)bNG co f)ONG THlJONG NII~NNAM 2017
Can ctr Lu?t esc TCTD ruim 2010;
Can ctr cturc nang va nhiem V?, cas Ban Kiein soet cJU'C;cquy cJjnhtrpiKhoen 3, fJieu 52 fJieu I~ cue
Ng[m hang Vi~l Nam Tturanq Tin (VIETBANK).
Can ctr Beo ceo ts! chinh hap nh8't nem 2016 cva VIETBANK cJU'C;cConq ty kiein loan Ernst &
Young Vi~t Nam tturc hi~n kiein loan I?p ngay 201312011.
Ban Kiem scat VIETBANK bao cao tnroc Dai h9i dong co dong thuang nien narn 2017 cac noi dung
nhir sau:
I. VE HO~T m)NG COA BAN KIEM SOAT:
Ban Kiem scat Vietbank gam 04 thanh vien, da thuc hien cac nhiern vu trong narn 2016 theo quy
dinh tai Luat cac TCTD narn 2010 va £)ieu 1$cua Vietbank, bao gam:
Giarn sat viec tuan thu cac quy djnh phap lucfltva £)ieu l~ ngan hang trong cong tac quan trj va
dieu hanh ngan hang;
Thy'c hi$n chuc nang kiem toan n9i b9, chi d,?o, dieu hanh va giam sat hO'?td9n9 cLla Kiem
toan n9i b9 de ra soat, danh gia m9t cach d9C Icflpkhach quan doi voi h$ thong kiem soat n9i
b9;
Tham dinh bao cao tai chfnh hang nam cLla ngan hang.
Ban Kiem soat thy'c hi~n nhi~m vl,Jthong qua cac hO;;lt d¢ng sau :
To chuc day dLl cac CU9Ch9P dinh ky hang quy de trien khai chuc nang, nhi$m Vl,l cLla Ban
Kiem soat, danh gia ket qua lam vi~c cLla Ban Kiem toan n9i b9 va trien khai ke ho,?ch cong
vi$c cLla cac quy tiep theo;
Giam sat hO'?td9n9 cLla Ban Kiem toan n9i b9, Cl,lthe:
• Phe duy$t va giam sat vi$c trien khai ke ho,?ch kiem toan hang nam cLla Ban Kiem toan
n9i b9 de danh gia tinh tuan thLl va tlnh hlnh hO'?td9n9 clla cac dan vi .Trong nam 2016
Ban Kiem toan n9i b9 da trien khai kiem toan doan t,?i42 dan vi; phan cong nhan Sy' giam
sat thuang xuyen h0<iltd9n9 cap tin dl,lng t,?im9t so dan vi trong do chu trc;mgkiem tra cac
ha SCi co du nq W 5 tY tro len; giam sat hO'?td9n9 tin dl,lng, giao dich - ngan quy cLla toan
h~ thong qua cac tieu chi kiem tra tran TCBS; to chuc kiem tra d9t xuat, ch9n mau trong
cong tac quan ly an toan kho quy, quy trlnh quan ly va Stl dl,lng an chi co gia, con dau; ...);
• Xem xet ket qua kiem toan va giam sat vi$c kh~k phl,lc cac tOn t<ilitheo kien nghi cLla kiem
toan n9i b9, kien nghi cLla Thanh tra NHNN;
1/3-v.!;
• Giarn sat viec thuc hien cac cong viec phat sinh theo yeu cau cua Ngan Hang Nha Nuoc,
Ban lanh dao nhU' kiern tra hoat d¢ng g6p von mua co phan, kiern tra cac ha SCi, cac vu
viec theo yeu cau cua H¢i d¢ng quan tr! va Ban lanh dao, g6p 'I xay dl/ng va hoan thien
cac quy trinh, quy dinh nghi$p vu, ...
Can CLfket qua kiem toan n¢i bo, Ban Kiem soat va Kiem toan n¢i b¢ da kip thai gU'i bao cao
den H9i dong quan tr], Tong Glarn doc va cac thanh vien Ban dieu hanh de xem xet cac n¢i
dung tOn tal, bat cap nharn c6 bien phap XU'1'1va ngan ngua cac rui ro, g6p phan nang cao
hieu qua kinh doanh, hoan thi$n va tang CU'anghi$u qua cua h$ thong kiem scat n¢i b¢.
II. VE KET QUA THAM D!NH BAo cAo TAl CHfNH:
Ban Kiem soat da thl/c hi$n vi$c tham d!nh va thong nhat vai Bao cao tai chfnh h<?,pnhat va bao
cao tai chfnh rieng nam 2016 dU'<?,cI$p ngay 20/3/2017 do Cong ty kiem toan Ernst & Young Vi$t
Nam kiem toano Ban Kiem soat bao cao m¢t so chi tieu cM yeu cLla nam tai chfnh 2016 nhU'sau:
DVT: tri~udong
Nam 20165TT Chi tieu
BCTC rieng BCTC h<;1pnhat
Va cae chi tieu kinh doanh
1 Tong tai san 36.701.696 36.698.310
2 Tong dU'nQ'khach hang (sau DPRRTD) 26.085.980 26.085.980
3 Tong huy d(lng 32.965.074 32.961.392
4 LQ'inhu~n trU'ac thue 68.977 69.637
va von diau I~ va cae quy
1 Von chu sa hO'u 3.066.820 3.066.820
2 Von dieu 1$ 3.249.000 3.249.000
3 Cac quy dl/ trO' 79.859 79.859
4 Lai (10)luy ke (262.039) (262.039)
Nhan xet:
Bao cao tai chfnh nam 2016 gam Bang can doi ke toan, Bao cao ket qua hO<;ltd¢ng kinh doanh
dU'Q'ctrinh bay trung thl/C, hQ'p 1'1,phu hQ'pvai cac chuan ml/c ke toan, h$ thong ke toan cac
TCTD Vi$t Nam va cac quy dinh cLla NHNN c6 lien quan den vi$c I$p va trinh bay bao cao tai