in Government Act of1978 FOR CALENDAR YEAR 2009 (5 vs.c ,v,],. ~ 7 07-~10 1. Pcz~on R cportin[ (~azt name, fir~ middle i~J~]) 2. Court or O rganization 3. Date o[ Repo rt DLOTr, SUSAN L US SOUTH~IL~ DISTRICT OF OH iO 4/14/2010 4. Title (A~clc I~ jud ges indicatc active or s~mior stat~; 5~. R~por~ Type (c.h~ck apiuopriatc type) 6. Rcport~ag Period magix~tcjudgcs indicat~ full- or pad-time) [] NomLu~a, D~, 01/01/2009 IZ~B1!2009 mod ific~tior~s pertaining tbcx~o, it J~, in m y op inion~ in om plitlc¢ US COURT HOUSE with applicable Laws snd regulations. 2ND FLOOR ROOM 227 C]~CIN~ATI OHIO 45202 Reviewing OW w.e r D a te I MPORTANT NOTES: T~e i~utruct~r~ accomj,~,in~ this form mu~t be fdlm~e,! Complete all part~ che~king the NONE box for each part where yo u hm,e no repor table information, Sign on last pag~ D NONE (N o reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY 1 . CO-PEtLSONAL REPRESENTATIVE , : : ~ ] ESTATE [~ NONE (No reporlable agreements.) DATE PARTIES AND TERMS i. Dlott, Susan J.
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8/3/2019 Susan J Dlott Financial Disclosure Report for 2009
in Government Act of1978F OR C A LEN D A R Y EA R 2 0 0 9 ( 5 v s . c , v , ] ,. ~ 7 0 7 - ~ 1 0
1 . P c z ~ o n R c p o r t i n [ ( ~ a z t n a m e , f i r ~ m i d d l e i ~ J ~ ] ) 2 . C o u r t o r O r g a n i z a t io n 3 . D a t e o [ R e p o r t
D LO Tr , S U S A N L U S SO U T H~I L ~ D I ST R I C T O F O H iO 4/14/2010
4. Ti t le (A~clc I~ jud ges indicatc act ive or s~mior s tat~; 5 ~ . R ~ p o r ~ T y p e ( c . h ~ c k a p i u o p r i a t c t y p e ) 6 . Rcpor t~ag Per iod
m ag ix~ t c j udgcs i nd i ca t~ f u l l - o r p ad - tim e)[] NomLu~a, D ~ , 01/01/2009
I Z ~ B 1 ! 2 0 0 9
m o d i f ic ~ t io r ~ s p e r t a i n i n g t b c x ~ o , i t J ~ , i n m y o p i n i o n ~ i n o m p l i t l c¢
U S C O U R T H O U S E with applicable Laws snd regula tions .
2 N D F L O O R R O O M 2 2 7C ] ~ C I N ~ A T I O H I O 4 5 2 0 2
R e v i ew i n g O W w . e r D a te
I M P O R T A N T N O T E S : T~e i~utruct~r~ accomj,~,in~ this form mu~t be fdlm~e,! Complete all part~che~king the NONE box for each part where yo u hm,e no repor table information, Sign on last pag~
D N O N E (N o reportable positions.)
P O S I T I O N NAME OF ORGANIZATION/ENTITY
1 . C O -P EtLSO N A L R EP R ESEN T A T IV E , : :~ ] ESTA T E
[~ NONE (No r e po r la b le a gr e e me n t s . )
DATE PARTIES AND TERMS
i.
8/3/2019 Susan J Dlott Financial Disclosure Report for 2009
F I N A N C IA L D I S C L O S U R E R E P O R T ~,,,ofP . . . .R . p o m . g D.t,,fa,~n
Page 4 o f 1 5 D L O T T . S U S A N J . 4 1 1 4 n 0 ~ 0
I . BOND-GREEN OI~O INCOME TAX RE~ D I n t ~ r ~ M T
COMM, LEARNING CENTER
2 . BONI~-AKRON OHIO SEWER SYS REV C I n f a r c t M a t u r e d 1 2 / 0 1 / 0 9 L AS E R I E S 1 9 9 8 4 . 6 @ / , D U E I 2 / I ~ 9
3. B O N D - B L L rE A S H O H S E R V G A R A G E & C l n tm’ r s t M TFIR EHOU SE 3 % DUE ] 1 1 1 11 0
4. B O N D - C I N C I 2f f N A T I O H I O C I T Y S C H L - D I n t . ~ m s t M a t u r e d 1 2 ] 0 1 1 0 9 M AF A C C O N S & I MP R 5% DUEI 2 / I /09
5. B O N D - F R A N K L I N C O , O H H O S P R E V C I n t r u s t M a t u r r d 06/01/09 M A
H O L Y C R O S S 5 % D U E 611109
6. B O N D - C I N C I N N A T I O H I O C I T Y D lntr re .s t M TSCHOOL DISTRICT 5° / , DUE 12/1 /15
7. B O N D . F A I R F I EL D & U N I O N L O C A L D In~’rst M TSCH OOL, 3 ,875%, DUE 12 /1112
8, C A S H h e l d i n c u s t o d i a n a t Jo h n s o n N o n e N T[ n v rn s t m m t s ( # 9 ~ )
9. C A S H h e l d i n c u s t o d i a n ~ Jo h n s o n N o n e J TI nvc s t rm rn t s (#8932)
1 0 . Womr n s cap i t a l c l ub p ar t n r ~h i p (2 .5% A Dis t r ibu t ion K Wo n w r r ~ i p ) )
1 1 . I L L n qO I S E D U C F A C A U T H R M O R R I S C I n t r u s t M a t u ~ x i 0~/01109 M AC O L L E G E 5 % D U E 6 / 1 / 0 9
1 2 . B O N D - L O R A I N C O O H R E V C A T H D Int~st M THEAL T HC AR E 5 .2 % DUE 91 1 1 1 0
! 3 . F fF T H T H ] ’ R D B A N K C H F J Z KI N G A C C T ~ A In teres t I T
1 4 . S H S S Y S C O C O R P A D i ~ d d c n d S o l d 02/13109 L E
1 5 . S H S A D O B E S Y S T E M S I N C N o n e S o l d 02/04/09 K A
1 6 . B O N D - L A K E O H L O C A L SC H D I ST D In t~ r~ t M TGEN OBLIG 5.35% DUE 12/01/11
1 7 . SH S A KA M A I TEC H N O LOGIES No n e Sold 02/12/09 K A
8/3/2019 Susan J Dlott Financial Disclosure Report for 2009
( i a d u d i ~ g t ’ s t r a m ) r epo ,~g lm iOd o f r t po r t i ~ Ix~od
CD (2) O) ~ 2 ) O) (~) O) (4)P l a c e " C A ’ ) " a R r r t a r . h a s s e t A m o un t T y p e (e . g ., Value Va lu e T y p e ( ~ g . , D a t ~ V a l u e O ~ i n I d e n t i t y o f
e x c e p t f i ’ o m p r i ~ " d i s c l o s u r ~ C o d e 1 d i v . , r e n t , Code 2 M r th o d buy, sel l , m m / d d ~ y Co de 2 C od e I buy~r/sd ler
( A - H ) o r i n t . ) ( I - P ) C o d e 3 r c d c m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v s t e
(~w)
35 . S H A R E ~ G E N E R A L E L E C T R IC C I ) i v i d end K T S o l d 10/01/09C O M P A r e ’ (par t)
36 . S I I S E X X O N M O B I L C O R P O R A T I O N C D i v i d e n d L T S o l d 02/04109
3 7 . S H A R F ~ R O Y A L D U T C H P E T R O L EU M A D i v i d e n d S o l d 02/13/09
C O M P A N Y ( N E T H E e J . A N D S )
3 8 . S H S I O H N S O N & J O H N S O N C D i v i d , n d M T
39.- SHARES NOVARTIS AG ADR A D i v i d e n d K T
40 . L A K E 3 V O O D O H I O G E N 5 .0 % D U E D r m t e m s t M T
12/1114 DATED 5~26105
41 . G A H A N N A O H I O G E N 5 .0 % D U E 1 2 / 1 / 1 8 D Intcr r .s t M TDATED 911105
42 . I A C K S O N O H I O L O C A L S C I tO O L D I S T D In teres t M T
5 .0 % DUE 1 2 /1 /1 6 DAT ED 4 /2 1 1 0
43 . ~OR OHIO GEN 5.0% DUE 12/1/15 C I n t t a - r s t M T
D A T E D I 0 / !/ 0 5
44 . U N I O N C O U N T Y O H I O 4 . 5 % D U E D I n t c r r s t M T
12/1 /14 DATED 7/1 /05
45 . U N I V E R S I T Y O F C I N C I N N A T I G E N C In teres t M T
4 .0% DUE 6/1112 DATED 311105
46 . O C C I D E N T A L P E T R O L E U M A D i v i d e n d S o l d 0 3 1 0 6 1 0 9 J B
CORPORATION
4 7 . STR.YKER CORPORATION A D i v i d t m d S o l d 10/19/09, K A
4 8 . BOND - OHIO HOUSING FINANCY C I n t ~ r c s t M T
A G E N CY M O R T R E W ’ , 3 . 9 5 % , D U E 9 1 1 1 1 5
4 9 . OI~O STATE DEPT OF ADMIN D I n t ~ - c s t M T
SERVI CF~ C OP , 5%, DUE 911 / 11
50 . P I C K E R I N T O N O H I O L O C A L S C H O O L , C I n t e r e s t L T4 . 125%, DUE 12 / 1 /16
51 . S T A T E O F O H I O I N F R A S T R U C T U R E C Intr~cst M T
IMP, 4%, DU E 2/1/13
8/3/2019 Susan J Dlott Financial Disclosure Report for 2009
N a m e o f P e r s o n R e p o r { l n g D a | e D f l ~ e l ~ r ~~I~ I)ISCLOSUR~ REPORT DLo~r, S~S~ J.
P age 13 of 15
V II I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S .
P A R T V I I
L I S T ED S T O C K S A R E C O M M O N S H A R E S U N L E S S O T I i~ R W I S E N O T E D .
A L L W O M E N ’ S C L U B I N V E S I ’M E N T S A R E R E P O R T E D A T T H E A G G R E G A T E V A L U E . J U D G E D L O T T O W N S
L I N ES 8 A N D 9 A R E C A S H A C C O U N T S H E L D I N I N V E S TM E N T A C C O U N T S F O R F U T U R E P U R C H A S E S .
L I N E S 1 0 2 ,1 0 3 , A N D 1 1 2 A R E D I S T R I B U T I O N S O F S E C U R I T I E S L IT I G A T I O N S E T T L E M E N T S F R O M I N V E S T M E N T S H E L D P R I O R T O T H I S " Y E A R
L I N E 1 0 9 T A R G E T W A S S O L D I N T H E C U R R E N T Y E A R I N F h 4 T I R E - F Y A N D W A S I N L C U D E D O N L I N E 1 9 I N T H E P R I O R Y E A R
L I N E 1 3 5 S t I A R E S O F H O L O G I C S A R E T H E T O T A L C O M B I N E D F R O M T H E P R I O R Y E A R L I N E S 5 6 A N D 1 2 4 A N D ! 9 2
L I N E 9 1 JO H N S O N M I D C A P W A S C O M B I N E D D U E T O S A L E I N ~ C U R R E N T Y E A R A N D W A S S H O W N O N L I N E S 6 0 & 1 8 2 IN T H E P R I O I ~
L I N E 1 2 8 1 M E D T R O N I C S W A S S H O W N O N L I N E 7 1 I N P R I O R Y E A R - M O V E D F O R E A S I E R D I S P L A Y
L I N E 9 9 X T O E N E R G Y W A S O N I !h i E 84 M O V E D I N G R O U P I N G FOK EASE OF ENT R Y
L I N E 1 0 4 A L L S T S ’ I’ E C O R P O R A T I O N W A S S H O W N O N L I N E 8 5 I N P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R . T I N G
L I N E 1 22 A M D O C S W A S S H O W N O N L I N E 1 2 0 IN P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R T I N G
L I N E 1 3 3 S U N C O R . W A S S H O W N O N L I N E 1 2 1 l lq P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R T I N G
L I N E 1 17 B P P L C A D S W A S S H O W N O N L I N E 1 2 2 IN P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R T I N G
L I N E 1 3 0 P ET M E D E X P R E S S W A S S H O W N O N L I N E 1 2 6 I N P R I O R Y E A R M O V E D I N G R O U P I N G F O R . E A S E O F R E P O R . IN G
L I N E 1 14 F I R S T A ~ C A N T R E A S U R Y O B L I G A T I O N F U N D S W A S S H O W N O N L I N E 1 28 I N P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F
REPOR.TIING
L I N E I 1 5 A M E R I C A N E X P R E S S C R E D IT C O R P W A S S H O W N O N L I N E 1 30 I N P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R T I N G
S A L E
L I N E 1 31 S C I tL U M B E R G E R W A S S H O W N O N L I N E 1 3 1 IN P R I O R Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R T I N G
L I N E 1 3 4 I S II A R E S W Y E T H W A S S H O W N O N L I N E 1 3 2 I N P R I O R Y E A R M O V E D I N GROUPI NG F O R E A S E O F R E P O R T I N G
L I N E 1 2 5 I S IL A R E S M S C I E A F E ] IN D E X W A S S H O W N O N L I N E 1 3 3 I N P R I O R Y E A R M O V E D I N GRO U PING F O R E A S E O F R E P O R T I N G
L I N E 1 2 6 IS H A R E S T R N I S C I E M E R G I N G M A R K E T W A S S H O W N O N L I ] ¢ E 1 3 6 I N P R I O R Y E A R M O V E D I N GROUPING F O R E A S E O FR E P O R T I N G
L I N E 1 3 2 P O R . T F O L I O R E C O V E R . A S S O C I A T E S W A S S H O W N O N L I ] qE 1 3 8 IN P R I O R Y E A R M O V E D I N GROUPI NG F O R E A S E O F R E P O R T I N G
L I N E 1 21 A P P L E I N C W A S S H O W N O N L l l qE 1 4 3 I N P R I O R Y E A R M O V E D I N G R O U P I N G F O P . E A S E O F R E P O R T I N G
L I N E 7 6 G O L D M A N S A C H S I S T H E T O T A L C O M B I !, /E D F R O M T I I E P R I O K Y E A R L I N E S 1 4 5 A N D 1 6 2
L I N E 1 9 C H E V R O N C O R P I S T I l E T O T A L C O M B I N E D F R O M T H E P R I O R . Y E A R L I N E S 1 5 3 A N D 3 1
I .! N E 7 8 I N T U I T I V E SU R G I C A L I S T H E T O T A L C O M B I N E D F R O M T H E P R I O R . Y E A R L I N E S 1 6 5 A N D 1 6 6
L A S T Y E A R C O A C t t [N C L I N E S 190 A N D 10 6 A M O U N T S - T H E S A L E W A S R E P O R T E D O N UNE 1 0 6 FO R B O T H L O T S T H E R E F O R E C O A C H W A S
R E M O V E D F R O M T I lE S C I I E D U L E
L I N E 1 0 8 B O E I ] q G I N C W A S S H O W N O N L I N E 1 9 3 I N P R I O P . Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O P . T I N G
L I N E 9 9 XT O E N E R G Y W A S S H O W N O N L 1 2 N ’ E 8 4 IN P R I O R . Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R . T I ~ I G
L I N E 3 2 C I S C O S Y S T E M S I S T H E T O T A L C O M B I N E D F R O M T H E P R I O R . Y E A R L I N F ~ 7 3 A N D 5 9
L I N E 9 8 W A L G R E E N S W A S S H O W N O N L l ]q E 4 0 I N P R I O R . Y E A R M O V E D I N G R O U P I N G F O R E A S E O F R E P O R T I N G
L I N E 1 0 0 & 1 0 ! G A M E S T O P W A S B O U G t I T A N D S O L D I N O N E Y E A R A N D T H E R E W A S N O R O O M T O R E P O R T T H E B U Y A N D S E L L O N O N E
L INE
L I N E I I 0 & 1 1 1 F R E EP O R T M C M O R A N C O P P E R A N D G O L D W A S B O U G H T A N D S O L D I N O N E Y E A R A N D T H E R E W A S N O R O O M T O R E P O R TT HE B L ry" A N D S E L L O N O N E L I N E
8/3/2019 Susan J Dlott Financial Disclosure Report for 2009
F I N A N C I A L D I S C L O S U R E R E P O R T I ~ . . . . ~ P .r ,on . .po~n~ ~. ,. of Re ~.
P age 15 of 1 5 D L O T T , S U S A N J . 4 1 1 4 / 2 0 1 0
I X . C E R T I F I C A T I O N .
I c e r t if y th a t a l l i n f o rm a t i o n g i v e n a b o v e ( i n c l u d i n g I n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , I f a n y ) Is
a c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - ~ i s c l o s u r e .
I f u rt h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r ia a n d t h e a c c e p t a n c e o f g i ft s w h i c h h a v e b e e n r e p o r t e d a r e inc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e L s e q . , 5 U . S .C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t in n s o
S i g n a t u ~
N O T E . : A N Y I N D I V I D U A L W I l O K N O W I N G L Y A N D W 1 L F U L L Y F A L S I F I ES O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C M LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )
FILING INSTRUCTIONS
M a i l s i g n e d o r ig i n a l a n d 3 a d d i ti o n a l c o p i e s t o :
C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i s t ra t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 -3 0 1O n e C o l u m b u s C i r c le , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4