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The Surgical Airway
Joseph B. Carter MD, MS, FACS
Department of Otolaryngology - Head and NeckSurgery
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Goals and Objectives
I will discuss:
Brief history
General principles
Complications, acute and delayed
Indications
Routine management
Basic technique
Hopefully you will gain: Understanding of basic principles, procedures, risks, and
possible complications
Appreciation of indications and limitations of various
techniques
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Tracheotomy in Popular Culture
M*A*S*H (TV) - Father Mulcahy performs atracheotomy on a patient whose swollen tongueprevents him from breathing
House M.D. Several episodes (including the pilot)include tracheotomies - often in great detail
Scrubs episode (My Drive-By), Dr. Turk used aknife from a nearby taco stand to perform a trach on a
man choking on a burrito Jerico (pilot episode), JakeGreen performs
emergency trach on a young girl who sustained aneck injury
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Tracheotomy or Tracheostomy?
Used interchangeably (incorrectly?) todesignate an opening in the anterior neck into
the trachea Tracheotomy: The incision made into the
trachea
Tracheostomy: Surgical creation of a stomathrough which air may pass to the lungs,bypassing the upper airway (implies suturingskin edges to trachea)
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History of Tracheostomy
Long, and until recently maligned
Earliest buried in legend
Pictured on Egyptian tablets circa 3600 B.C.
Sacred Hindu book Rig Veda, written between 2000 and1000 B.C. The bountiful one who can cause thewindpipe to reunite when the cervical cartilages are cutacross.
Asclepiades (b 124 BC) generally considered first to
carry out the procedure Galen and Aretaeus, 2nd and 3rd centuries A.D. - first
detailed reports
Originally used for emergency management of upperairway obstruction (limited success)
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History of Tracheostomy
Arteria aspera or rough artery - Cartilagedoes not heal - Hippocrates
Known as the Scandal of surgery and Asemi-slaughter throughout the middle ages
No surgeons account until Brasavola (1500 -1570) described his successful surgicalmanagement of Ludwigs Angina in 1546.
Surgical attempts feared - only 28 successfultracheotomies were reported from 1546 - 1833.
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* C. Jackson, Laryngoscope 1909
History of Tracheostomy
1718 Lorenz Heister coined the term tracheotomy
Did not become respectable until Bretonneau and
Trousseau popularized for diptheria in the early 19thcentury, 25% success rate was excellent at that time
Chevalier Jackson, modern incarnation in early 20th
century, standardized technique, reduced operative
mortality from 25% to 2%, proscription against
incising cricoid, 1st ring, or below 5th ring*
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C. Jackson, Laryngoscope, 1909, 1921
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C. Jackson, Laryngoscope, 1909, 1921
The profession hesitates longer to advise tracheotomy than itdid 50 years ago.
The percentage of mortality is almost as high as of stab
wounds inflicted with homicidal intent.
In the hands of the most skillful and experienced the incisionis usually badly placed; in the hands of the unskilled orexcitable, serious accidents have occurred, such as the openingof the esophagus or a large vessel.
Between the skin and the trachea, in the middle line, there isno large vessel, and no important structure. There should be nomore mortality from the operationper se than from opening ofsuperficial abscesses by an incision of equal length.
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History of Tracheostomy
Wilson 1932 - management of airway, toilette,
respiratory paralysis (Polio)
Galloway 1950s, further expanded indications- head injury, severe chest injury, barbiturate
intoxication, post-surgical airway control
1960s-70s, neonatal support, development ofsynthetics, improved tubes, low pressure/high
volume cuffs greatly reduced morbidity
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* Stauffer JL, Am J Med 1981
Not a Slam Dunk
Modern mortality rate 2-5%
Complication rate 14-66%*
Study design
Definition of complication
Patient follow-up
Increased risk of complications in:
Emergency situations ICU patients
Children and infants
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Pediatric Tracheostomy
Consistently associated with a greater
mortality and complication rate
Inverse relationship of age/size to mortality Pre-term and very low birth weight infants
have a mortality ~ 11% related to tracheotomy
Not so much from procedure as care issues: Decanulation
Tube plugging
Poor pulmonary toilette
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Complications of Tracheostomy
Generally convenient though not entirely
accurate to categorize by interval from
procedure to onset
Continuum - overlap
Early
Operative Immediate post-op
Late
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Complications of Tracheostomy
Intra-operative
Hemorrhage
~ 5% rate of intra-op (or immediate post-op) hemorrhage
Major rare but even minor can interfere with identification and
access
Most commonly an error in surgical technique (one of Jacksons
major contributions - meticulous midline dissection)
Frequent sites: Anterior jugular veins
Thyroid isthmus
High innominate artery
Thyroid ima artery
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Complications of Tracheostomy
Intra-operative
Inability to identify trachea
Recurrent nerve injury
Tube misplacement
Into bronchus
Outside tracheal lumen
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* Rabuzzi DD, Laryngoscope 1971
Complications of Tracheostomy
Intra-operative
Pneumothorax / pneumomediastinum
Adults 2-5%
Peds up to 17% (70% in children < 2 years old*) Exact cause not always apparent
Generally accepted mechanism - forceful inspiration leads to high
negative intra-thoracic pressure - pathway through wound edges
into mediastinum - air trapping / rupture through pleura
Direct injury to apical pleura (esp in children due to highposition)
Rupture of lung bleb
Surgical technique / errors
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* Barlow DW, Otol Rhinol Laryngol 1994
Complications of Tracheostomy
Intra-operative
Pneumothorax / pneumomediastinum
Prevention - meticulous operative technique
Maintain midline dissection Minimize amount of dissection
Airway control - ET tube or rigid bronchoscope (less negativepressure and better identification of trachea)
Avoid tight closure / packing
Evaluation - the role of the post-op CXR Historically routine in all
Children, difficult , or emergent, displaced tube, signs orsymptoms of intra-thoracic complication*
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Complications of Tracheostomy
Intra-operative
Fires
One of the most common causes of operative fires High O2 concentrations
Electrocautery
Post obstructive pulmonary edema
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Complications of Tracheostomy
Tube obstruction / decannulation
Common
Impingement on posterior tracheal wall
Displacement (partial or total) into mediastinum
Blood clot
Mucous plug
Most serious post-op complication in children -
decannulation in first 24 hours - 25% mortality
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False Passage
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Complications of Tracheostomy
Infection
Clean contaminated wound
Incidence of infection highly dependent upon
criteria Reported rates of stomal infections 3-36%
True cellulitis / purulence 3-8%
Stomal infections usually indolent, mildcellulitis/granulation - respond to local care
Serious infections, mediastinitis, fasciitis, abscess,clavicular osteomyelitis rare
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* Sasaki CT, Laryngoscope 1979
Complications of Tracheostomy
Infection
Bacterial colonization, 75% pseudomonas within10 days
Stomal cultures meaningless Antibiotic prophylaxis highly controversial
Most feel not efficacious and only selects for resistantorganisms
Infectious contribution to sub-glottic stenosis*
Local wound care
Ascetic acid (0.25% to 0.5%)
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* Weymuller EA, Ann Otol Rhinol Laryngol 1983
Late Complications
Tracheal damage
Direct pressure necrosis from cuff or tip of tube
Capillary flow occluded at 30 - 50 mm Hg*
Tube / cuff can exert > 400 mm Hg*
Modern tubes 25 mm Hg
Mucosal ulceration -> cartilage exposure ->bacterial colonization/invasion -> necrosis ->
fibrosis with contraction / stricture / malacia
Alternatively, progressive tracheal dilationIncreasing the tube size is not the answer!
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Late Complications
Tracheal damage
Typical stenosis at cuff or tip site, 1 to 3.5 cm
below stoma 0.5 to 4.0 cm in length
Granulation at site of tube fenestration
Stenosis at stoma - excessive traction on trach tube
by connecting tubing or patient motion (much less
frequent now due to light, flexible connectors, etc.,
but vigilance still needed)
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* Bryant LR, Am J Surg 1978
Late Complications
Tracheal damage
Stomal stenosis - role of tracheal incision
In children - vertical incision in trachea - do not
remove cartilage In adults
Vertical tracheal incisions or incisions incorporatingfirst ring or cricoid increase risk
Excessive cartilage removal Transverse, H incisions, Bjork flaps better
Incisions that disturb anatomy least are best.*
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* Jones JW, Ann Surg 1977
Late Complications
Massive hemorrhage from vessel erosion
Dramatic
Usually erosion into innominate artery, right carotid
reported Tracheal necrosis from erosion/infection, usually at distalend of tube
Associated with low placement of tube (not below 5thring) and/or high innominate artery
0.4% to 4.5% 50% sentinel bleed ( > 10ml p 24 hours)
Peak incidence 1-2 weeks p surgery, 72% in first 3 weeks*
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* Jones JW, Ann Surg 1977
Late Complications
Massive hemorrhage - Management
Suspicion mandates tube removal, flexible scope exam
Angiography not helpful and may dangerously delaydefinitive treatment
Protect airway / Control bleeding - Prompt tamponade
Finger pressure - successful in 89%*
Tube balloon - 85%*
Fluid resuscitation
Surgical intervention Resection of artery and muscle flap best
Attempt at repairing/grafting artery > 85% mortality
Of 175 documented cases in 1991 - only 24% long term survivors
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Late Complications
Tracheo-esophageal fistula
Rare, 0.1% - Ive never seen one other than
tumor
Not as dramatic as tracheo-innominate fistula but
same potential morbidity/mortality
Incidental damage at time of surgery - rare
Pressure necrosis of party wall by trach tube andstiff NG tube
Poor perfusion
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Late Complications
Tracheo-esophageal fistula
Increased tracheal secretions, coughing, esp. with
feedings N.B. all patients with trachs aspirate!
Gastric distention, paralytic ileus from insufflation
Dx.
Contrast esophagram
Endoscopy (usually simplest flex via trach stoma)
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Late Complications
Tracheo-esophageal fistula
No evidence these ever close spontaneously
Virtually 100% mortality if not addressedsurgically
Direct closure with muscle flap interposition
Staged closure
Esophageal diversion
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Late(er) Complication
Ugly scars
Persistent tracheocutaneous fistula
Vertical vs. horizontal skin incisions?
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* Fisher SR, Laryngoscope 1991
Persistent Tracheocutaneous
Fistulae Difficulty with phonation, skin irritation from
secretions, susceptibility to respiratory
infections, dysphagia 3.3 - 29%
Directly related to duration of cannulation
70% if cannulation > 16 weeks*
Surgical closure, most simple, some frustrating
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Vertical vs. Horizontal Skin
Incisions Horizontally
Cosmetically better?
Vertical
Less bleeding or bleeding less likely
Tube can seek its own level
Helps keep you in the midline?
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Laryngeal Function
Inhibited by tracheostomy
Limitation of laryngeal elevation prevents supra-glottic closure
Dysphagia from tube/cuff pressure on posteriortracheal wall
Adductor reflex threshold increase
Diminished -> absent abductor activity (phasicactivity returns in 3-5 minutes with airflow -implications for periodic plugging of tube)
Increased aspiration
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Indications for Tracheostomy
Decreasing
Improved endotracheal airway management /
expertise Better training
Better equipment
Tubes
Cuffs
Flexible endoscopes
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Indications for Tracheostomy
Respiratory obstruction
Secretion / Foreign body retention
Respiratory insufficiency / support
If you think about doing a tracheotomy, do it(sooner rather than later)
vs.If you think about doing a tracheotomy,intubate and think again
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Indications for Tracheostomy
Respiratory obstruction Trauma
Facial fractures
Laryngotracheal injuries
Laryngeal / pharyngeal surgery Head and neck surgery
Foreign bodies
Irritants/corrosives
Infections (esp. supraglottic)
Congenital anomalies Angio-edema
Laryngeal dysfunction
Cysts, neoplasms
OSA
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Indications for Tracheostomy
Secretory retention
Obstruction of the trachea or lower airway
Alveolar hypoventilation
Respiratory insufficiency
Presently the most common indication for tracheostomy is
in the elderly /ventilator dependent patient with cardio-pulmonary deficiencies
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Obstructive Sleep Apnea and
Tracheostomy
Effective but radical?
Permanent stoma
Dynamic stoma, Eliashar
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Advantages of Tracheostomy
Emergency control of airway
Sparing further direct laryngeal injury from
trans-laryngeal tube Facilitating care
Oral
Tracheo-bronchial toilette Increasing patient mobility - more secure tube
Faster transfer from ICU / hospital
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Advantages of Tracheostomy
Improved comfort
Speech
Facilitating oral nourishment Psychological
Better and more flexible airway control - long
term ventilation Assisting weaning
Decreased work of breathing
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Disadvantages of Tracheostomy
A hole in my neck?
Surgical procedure
(remember all those complications?)
Lack of understanding / discomfort of care
givers Skilled care placement
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Patient Selection
Who?
When?
Where? How?
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Timing of Elective Tracheostomy
Adult
Controversy still exists concerning ideal time ofconversion from trans-laryngeal intubation to
tracheostomy Consideration of complications:
Cuff / tip - same with both
Laryngeal - trans-laryngeal only
Stomal - tracheostomy only
Surgical - tracheostomy only
Other - sinusitis, lip, commissure, etc.
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Timing of Elective Tracheostomy
Currently accepted guidelines (adult)
If anticipated need < 10 days, use trans-laryngeal
route If > 21 days, perform tracheostomy
Obviously large middle ground
Individual circumstances
Frequent evaluation
Communication (team, family, etc.)
Once decision made, expeditious performance
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Logistics of Elective Tracheostomy
OR vs. Bedside
Open vs. Percutaneous
Operating room - costly, scheduling, moving
patients, IVs, hyperal, monitors, Foleys, Chest
tubes, etc. - require multiple people, elevators,
hallways, etc.
Bedside - safety?, less support
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Operating Room vs. Bedside
Contra-indications for bedside
Pediatric
Unprotected airway
Emergent, acute obstruction (if time)
Neck mass (large goiter, tumor, high innominate)
Short, thick neck / non-palpable landmarks
Cricoid at or below sternal notch (some say lessthan 3 cm above notch)
Coagulopathy (relative)
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Open vs. Percutaneous
Contra-indications for percutaneous,
virtually the same
Pediatric
Unprotected airway
Emergent, acute obstruction
Neck mass (large goiter, tumor, high innominate)
Short, thick neck / non-palpable landmarks
Cricoid at or below sternal notch (some say less than 2 cm
above notch)
Coagulopathy (less relative)
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Cricothyroidotomy
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Cricothyroidotomy
1921, C. Jackson, No end of laryngealstenosis is the result of these high operations.
- effectively abolished this procedure 1976, Grow & Brantigan re-introduce -
reporting lower complication rates - flawed,poor f/u
Numerous f/u studies - avoid in acutelaryngeal pathology, professional or high voicedemand patients
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J. Thorac Cardiovasc Surg 71:72-81:1976
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Cricothyroidotomy
While operative simplicity is an advantage,
higher incidence of laryngeal, subglottic, and
tracheal complications and more difficultsurgical repair make this procedure
undesirable except in emergency situations
In controlled situations in cadavers only 33%
of non-surgeons were able to successfully
cannulate the trachea via cricothyroidotomy
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Cricothyroidotomy
Maybe? The emergency procedure of choice
Stabilization / definition of anatomy KEY!
Patient positioning: sniffing position Surgeon position:
Stand on dominant hand side
Scalpel in dominant hand (assume right)
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Landmarks
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Landmarks
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Landmarks
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Landmarks
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Landmarks
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Landmarks
Positioning
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Positioning
NO!
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Cricothyroidotomy
Technique:
Left little finger toward chin
Left thumb on placed on right side of thyroid-cricoid
complex Left third finger placed on the left side of the complex
Index finger, pointing caudal, palpates the cricoid
The thyro-cricoid complex is firmly held between thethumb and third fingers (left hand) - a 3-4 cm vertical
incision is made in the midline with caudal end over but notpast the cricoid - single stroke to underlying cartilage
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Cricothyroidotomy
Technique (2)
Insert forefinger (left hand) into wound and palpate thespace between the thyroid cartilage and cricoid
Keeping your forefinger in the wound - palpate the inferioredge of the thyroid cartilage
Turn the scalpel from vertical to horizontal, place it alongthe index finger into the cricothyroid space
Push it into the airway
To open the airway - twist the knife with the sharp edgeagainst the cricoid
Hold in place until suitable stent (tube) can be inserted
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Cricothyroidotomy
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Charles Vaugh MD, 2005
Cricothyroidotomy
Start to finish takes less than 5 seconds
Critical elements are fixing the airway in the
midline, locating the cricoid - both done withsurgeons non-dominant hand
Can be done blindfolded - or in the dark
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Open Tracheostomy
Basic Technique
Positioning
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Positioning
Maybe OK for this
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MIDLINE!
MIDLINE!
MIDLINE!
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T-Tubes
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T-Tube
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Summary
Usually sick or injured
In an emergency - any landing (airway) you
walk away from keep your head, know your
anatomy!
Minor surgery with potential for disaster
Meticulous technique - MIDLINE - MIDLINE
- MIDLINE!
Teamwork
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Obstructive Sleep Apnea and
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ThatcherGW, Laryngoscope 2003
Obs uc ve S eep p e d
Tracheostomy
Thatcher and Maisel 2000
Retrospective study - 79 patients followed 3 months to 20years
70 men, 9 women Age 25 - 70 years, mean 47 y/o
RDI 45 - 146, mean 81
Eliminated OSA in all
16 patients decannulated
14 deaths
2 related to trach - one postop MI, one tracheo-innominate fistula
5 cardiopulmonary, 2 postop unrelated surgery, 1aspiration
Obstructive Sleep Apnea and
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p p
Tracheostomy
Severe obstructive sleep apnea and its comorbid
conditions are effectively treated by
tracheostomy. Significant morbidity andmortality are low. Chances of obstructive
sleep apnea resolution allowing decannulation
remain poor.