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Sun to Fiber: a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung Kim, Ernest Demaray, Nobuhiko Kobayashi Department of Electrical Engineering, University of California, Santa Cruz Advanced Studies Laboratories, NASA Ames Laboratory
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Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

Mar 16, 2020

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Page 1: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

Sun to Fiber: a thin film optical funnel for

energy conversion and storage

Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, TaesungKim, Ernest Demaray, Nobuhiko Kobayashi

Department of Electrical Engineering, University of California, Santa CruzAdvanced Studies Laboratories, NASA Ames Laboratory

Page 2: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

Outline• Discuss energy needs that inspire the Sun to Fiber (S2F) coupler• Propose our solution to meet these energy needs• Possible approaches for this coupler• Our specific design chosen for the coupler• Collaborations and large-scale implementation plans

Page 3: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

Solar concentrators for solar thermal

High daytime electricity usage

Only works when the sun is shining locally

Reasons to Transport Sunlight

Many energy needs could be met by moving sunlight to where it’s needed

Himawari, La Foret Engineering, Ltd.

Cerro Dominador Solar Thermal Plant

Page 4: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

Solar heat to create biochar fuel in developing countries

Lighting for underground Mars base

The ability to concentrate and transport sunlight will improve third-world fuel & sanitation, and reduce energy needs during space exploration.

Smaller Scale Uses For Sun to Fiber

Page 5: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

• Optical Waveguides for transporting Solar Energy (‘S2F’ Project)

• Concentrate with Parabolic Mirrors or with Lenses• Optical Waveguide/Coupler: Capture; Focus &

Transport; Couple to Fibers• Optical Fibers: Transport

Proposed Solution

Concentrator MirrorOr Lens

Optical Fibers

Power Conversion

Natural Lighting

ConcentratedPhotovoltaic

Sun

This Project

Solar Thermal Power Plants

Synthetic FuelsS2F coupler will capture, focus, and direct solar energy into fiber optic cable, for direct use or conversion where needed

Page 6: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

Our Design:Planar Tapered Waveguide

Page 7: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

Waveguides for datacom/telecom• Single-wavelength• Fiber input, chip output• ~500 um length• Semiconductors for transparency at

certain lasing wavelengths outside the visible spectrum

Waveguides for clean energy• Broadband• Thin film input, fiber output• ~1-100 cm length• Metal Oxides for visible spectrum

transparency

Similar previous work

Waveguide tapers are not new, but guiding broadband, visible spectrum light requires new innovation

Our work

Waveguide Collection

Transmission andMode Conversion

inputoutput

input

output

optiwave.com 2014 and Zengerle et al. IEEE Photon Tech Lett 1995

Page 8: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

Reactive Scanning Magnetron Sputtering with AC Substrate Bias

20 nm

Without biasWith bias

20 nm

TixHf1-xO yWith bias Without bias

5 nm5 nm

Niobium oxideThis method yields a uniform film, with precise control over stoichiometery, crystallinity/amorphousness, and index of refraction

Page 9: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

Angle Dependency of Taper

Taper must be over five times as long as it is wide to achieve >90% efficiency

Works only if L > 5W

Page 10: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

One shape-changing approach

Straight Taper50% output efficiency

Irregular Taper86%-92% output efficiency from λ = 1300nm-1700nm

Non-intuitive shapes can increase the amount of input light guided into the fiber, but is still very wavelength dependent

Felici et al. LEOS 2002

Felici et al. LEOS 2002

Page 11: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

Laterally graded index with uniform index vertically, increases efficiency to 75%

Index Grading Approach

If we do not want to make L >> W, then a non-uniform core index can increase efficiency,

without changing waveguide geometry

Top View

Side View

Uniform index of refraction vertically, and graded index (1.38-1.47) horizontally

High index

Low index

Constant index

Page 12: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

Index Grading Approach

Index graded both vertically and laterally, with matching to the fiber core, yields 96% efficiency across the visible spectrum

Top View

Side View

Wavelength (nm)

94%

400 600 800 1000 1200 1400

Pow

er ra

tio (P

out/P

in) 98%

96%

92%

100%

High index

Low index

High index

Low index

Page 13: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

Specific Applications

Page 14: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

Indoor Solar Daylighting

Effective rooftop sunlight capturing systems have already been developed by the Himawari Corporation

Himawari, La Foret Engineering, Ltd. Himawari, La Foret Engineering, Ltd.

Page 15: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

• S2F coupler will reduce the need for 12 Fresnel to only one larger lens.

• Highly directed light from the S2F coupler permits use of low numerical aperture fiber, and also reduces the number of fiber optics needed.

S2F coupler for the Himawari system

S2F couplers to replace lens array

S2F couplers will reduce the need for 12 fiber optic cables into only two fiber optic cables

Illuminates ~100 sq ft per unit

Himawari-UCSC collaboration with NASA Ames Sustainability Base will improve upon this promising technology

Himawari, La Foret Engineering, Ltd.

Page 16: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

High emission losses

High working fluid transmission losses

High thermal conversionlosses because of Low Tworking

A common set of problems across technologies

PS10 - Abengoa

Stirling Energy Systems

Solana - Abengoa

Problems with Concentrated Solar Power

S2F Coupler can improve all types of concentrated solar power systems

Page 17: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

http://www.aboutmyplanet.com http://www.ipadwallpaperhd.com www.eia.gov

Concentrator Mirror

This Project:Optical Coupler

Optical Fibers

Energy Conversion/Storage

The S2F coupler can be used for high-power energy conversion

S2F for Large-Scale Energy Generation

SecondaryMirrors

Primary Mirror TargetWaveguide

Page 18: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

$0

$100

$200

$300

$400

$500

$600

$700

$800

$900

SAM-HT S2FC

Tota

l Pro

ject

Cos

t, $M

MSAM Model Comparison: Power Tower & S2FC - 115 MW Plant

Site Improvement

Heliostat Field

Balance of Plant

Power Block

Storage

Tower & Receiver total

S2FC & Fiber total

Contingency

EPC & Owner Cost

Land

Sales Tax

11.7 ₵/kWe

8.5 ₵/kWe

• 70% smaller heliostat field• Lower total system cost • Enables substantially lower

economic system size with goal of 20 – 50 kW

• Potential for easy diversion of power to storage

Cost analysis of an S2F solar plant compared to a power tower

Electricity generated with S2F technology is predicted to cost <75% of current state of the art solar thermal technology

Page 19: Sun to Fiber: a thin film optical funnel for energy ... · a thin film optical funnel for energy conversion and storage Matthew Garrett, Juan J. Díaz León, Kailas Vodrahalli, Taesung

• We have designed and modeled a planar optical waveguide coupler transformer

• The effective coupler utilizes thin metal oxide films, with high visible spectrum transparency

• These films rely on a graded index of refraction and a tapered shape

• The coupler allows broadband light to be directed, with near-zero loss, into fiber optic cable, and transmitted away from the point of collection

• Captured light can be harnessed for daylighting, electricity generation, or for storage thermally or as synthetic fuels

Conclusions