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STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System
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STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Dec 14, 2015

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Osvaldo Levens
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Page 1: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

STRENTHENING HUMANITARIAN REPONSE

Building a Stronger, More Predictable Humanitarian

Response System

Page 2: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Objective of the presentation

• To provide a general update on the main elements of the Humanitarian Reform

• Gain a better understanding of how the various elements interlink

• Its no longer a reform but rather ‘the way we do business’

Page 3: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Changing Environment:

• Demands for humanitarian relief are likely to grow

• Increase in diverse and fragmented range of humanitarian actors

Page 4: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Challenges include :

• Capacity and coherence of action will need to increase

• Competitive funding environment

• Challenges in maintaining necessary humanitarian space and independence

• Increased public scrutiny of humanitarian action

Page 5: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Why did we need humanitarian reform?

Findings from the 2005 Humanitarian Response Review

• Well-known, long-standing gaps

• Unpredictable capacity

• Ad-hoc responses

• Erratic coordination, weak partnerships

• Insufficient accountability among humanitarian agencies

• Donor policies inconsistent

Page 6: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

PARTNERSHIPS

CA

PA

CIT

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&

PR

ED

ICT

AB

AIL

ITY

FIN

AN

CIN

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SH

IP

STRENGTHENING HUMANITARIAN

RESPONSE

Enhance humanitarian response capacity Predictability, Accountability and Partnership

Page 7: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Support to national authorities• Humanitarian coordination in support of government

leadership of response

• Strengthening preparedness and contingency planning

• Clusters structure in support of and partnership with government structures

• Dialogue and coordination at sectoral level with government counterparts

• Dialogue and coordination through RC or HC

Page 8: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

The Way We Do Business…

National Authorities/ governments sectors

Humanitarian Country Team

Clusters

Inter cluster coordination

Resident Coordinator

Humanitarian CoordinatorPrinciples of Partnership

Way of working:

National Authorities/ governments

Support to Coordination

Preparedness

Support to national capacity

Support to Coordination

HCT Guidelines

HC strengthening

Roll out

Page 9: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Strengthening Partnerships and Support to Coordination

Page 10: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Whose reform?Inter-Agency Standing Committee (IASC)

Composed of NGO consortia, Red Cross and Red Crescent Movement, IOM, World Bank and UN agencies

Why Partnership?Humanitarian agencies acknowledge that no single agency can cover all humanitarian needs A recognition that IASC led reform needed broader support from all partners

Page 11: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Based on what Principles?Partnership is the foundation of the

Humanitarian Reform

Equality

Transparency

Results Oriented Approach

Responsibility

Complementarity

Page 12: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

A ‘Process’:• To create change in the way we do ‘business’,

• Moving away from contractual relationships

• Understanding what are our commonalities and differences?

• What expectations do we have of each other?

• Not only UN vis à vis non-UN

Page 13: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

How to improve partnerships?• Preparedness

• HC selection and appraisal

• HCT

• Clusters

• CERF/ Humanitarian Financing

Page 14: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Strengthening Leadership:the Humanitarian Coordination System

Effective leadership and coordination in humanitarian emergencies

Page 15: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Humanitarian Leadership

• Policy Development

• HC Selection

• Professional Development

• Knowledge Management

• Accountability

Page 16: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Predictable Humanitarian Financing

Adequate, timely and flexible financing

Page 17: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

What is good humanitarian financing? • Plurality, diversity and complementarity of funding

mechanisms (majority of funds are bilateral grants)

• Predictable, impartial, equitable, timely

• Ensure UN and non- UN have equitable and transparent modalities to obtain funding

• Strategies and channels should not inhibit or be to the detriment of partnerships.

Page 18: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Humanitarian Financing components:

Demand (requirements):

Needs Analysis Framework

Consolidated and Flash Appeals

Financial Tracking System

Supply ($):

Bilateral Funding (project based + core funding)

Humanitarian Pooled Funds: CERF, Humanitarian Pooled Funds: CERF, ERFs, and CHFs

Emergency reserves for UN agencies, IOM and IFRC (DREF)

Emergency cash grant (OCHA) or TRAC 1.1.3 (UNDP)

Page 19: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Humanitarian Pooled Funds (HC managed):

CERF

Global

Target: $500m (both loan and grant elements)

CHFs

Country level

(Sudan, DRC and CAR)ERFs

Country level

(12 active funds)

Page 20: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Central Emergency Response Fund:

2 elements, 2 windows

1. Loan element ($50m)

1. Grant element ($450m): rapid response window (2/3)under-funded window (1/3)

Two year evaluation findings of the Fund:

proved itself as a valuable and impartial tool. made considerable progress towards improving the timeliness of

initial response to sudden-onset emergencies and correcting inequities of humanitarian funding of ‘neglected’ emergencies.

served as a catalyst for improved field-level coordination, and evidence-based prioritization.

Page 21: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Ensuring Capacity & Predictability:the Cluster Approach

Adequate capacity and predictable leadership in all sectors

Page 22: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Predictability, Accountability and Partnership• Better support to national-led response efforts

• Common standards and tools

• Predictable stockpiles and trained expertise

• Unified interface for Governments, donors & other actors

• “First port of call” and “provider of last resort”

• Mainstreaming Gender, HIV/AIDS, Environment

• Commitment to Monitoring & Evaluation

Page 23: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Quantitatively- Field Roll-Out• In total, the cluster approach has been used in more than 30

countries since 2006.

• In 2009, application of the cluster approach should be standard practice in all countries with HC and in all major new emergencies.

• Country level cluster leads may not opt out of certain provisions of the cluster approach, such as “accountability” or “partnerships” or “provider of last resort.”

• There is no such thing as a “cluster lite” approach. 

Page 24: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Qualitatively• Capacity of all sector/cluster lead agencies and

coordinators needs to be strengthened

• Increasingly effective leadership from RC and HCs

• Ensuring that IASC-agreed procedures are followed

• Focus often remains on UN Country Team rather than HCT

• Continued support and prioritize strengthened contingency planning is required

Page 25: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Global Capacity-Building• Two-year effort to build predictable and harmonised

response capacity (UN and non-UN) in eleven clusters:

• Common stockpiles,

• Trained deployable staff,

• Harmonised standards, guidelines & tools

• Vital but costly element of reform agenda

• Potential to have most impact in improving response standards/predictability

Page 26: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Cluster Approach: Impact

Stakeholder feedback to date:• Roles and responsibilities clearer• Partnerships and coherence has improved• Engagement with and support to national authorities

is better• Significant potential to enhance overall effectiveness

of humanitarian response• Still some confusion in implementation• Focus on operational impact needs to be

strengthened (Evaluation 2007-08)

Page 27: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

The Way Forward…

for humanitarian response

Page 28: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

The way forward…

• Roles and responsibilities clearer• Partnerships and coherence improved• Fewer response gaps• Engagement with national authorities • Convergence on definitions, guidelines, and

assessment methodologies • Shift towards a more programmatic, rather than

project-based, approach • ‘Significant potential to enhance overall

effectiveness of humanitarian response’

Page 29: STRENTHENING HUMANITARIAN REPONSE Building a Stronger, More Predictable Humanitarian Response System.

Work still to be done…

• Stronger in-country leadership

• Ensuring HCT are in place

• More and better funding

• Better coordination

• Greater accountability

• Sustained political commitment

• OCHA has to step up to the plate