Stephen M McNamee Financial Disclosure Report for 2009

8/3/2019 Stephen M McNamee Financial Disclosure Report for 2009

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,~o l0 FINANCIAL DISCLOSURE REPORT R e p o , i R e q n i r e d b y t h e E t h i c ~in Government Act of]978R e v . 1 / 2 0 I o F O R C A L E N D A R YEAR 2009 ( 3 ~ ; . s . c . ~ , ~ , . , ~ , ~ / 0 1 - I l l )I . Per~n Report ing ( last name, f i rst , middle ini t ial ) 2 . Cour t o r Organ i zat ion 3 . D a t e o f R e p o r t

M CN A M EE, ST EP H EN M . U .S . D IST R IC T CO U RT O F A Z 08 /01/20104 . T it l e {A r t i c le 1 1 1 j u dg es in di c a t e ac t i v e o r s e ni o r s ~ at u s; 5 a. R ep or t T y p e ( c h ec k a pp r o pr i a t e ~ y pe ) 6 . Repor t i ng Per iodm a g i s t r a t e j u d g e s i n d i c a t e f i ~ l l - o r p a r d - t i m e )

U .S .DIS TR IC T JU DGE S E NIOR S TATU S -AC TIVE [ ] N o m i n a t i o n , D a t e 0I / 0 ! / 2009[] hlidat [] A .... I [] Final tol 2/31/20095 b. [ ] A m e n d e d R e p o r t

7 . Chambers or Of f ic e Addres s 8 . On the basi s o f t he i nfo rmat ion cont a i ned i n Ib is Repor t and anym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t is , in m y o p i n i o n , i n c o m p l i a n c eS A N D R A D A Y O C O N N O R U S C O U R T H S wi th appl i cabl e l aws and r egu l a t ions .40 1 W W A SH I N G T O N ST , SP C 60PHOENIX , AZ 85003-2158 Rev iewing Of f i cer D a t e

I M P O R T A N T N O T E S : The instruct ions accompanying this form mast be fol lowe~L Complete al l parts,checking the NONE box for each part where yoa have no reportable information. Sign on lastpage.

I . P O S I T I O N S . t ~ , o , t i~ i . ~ v ~ u ~ o u t ~ : s e t u p . 9 - , of filing instructions.)D N O N E (No repor table pos i t i ons .)

POSITION NAME OF ORGANIZATION/ENTITYI. U N I V E R S I T Y O F C I N C I N N A T I A L U M N I A S S O C I A T I O N B O A R D " M E M B E R

4. ,- .--~

I I . A G R E E M E N T S . ~..~o.,i.~ i.di.ia.,,t ,,,ay:~] NONE (No reportable agreements..)

D A T E P A R T I E S A N D T E R M S


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FIN AN C IAL D ISC LOS U RE REPO RT N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tPage 2 of 12 MCNAMEE, S T E P H E N M . 0 8 / 0 1 / 2 0 1 0

I l L N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp, 17-24 of fiting instructions.)A. Filers Non-Iavestment Income[--] NONE (No reportable non-investment income.)

D A T E S O U R C E A N D T Y P E 1 N C O M E(you rs , no t spouses )l . 2009 ST A T E O F A RI Z O N A , 2 0 0 8 I N CO M E T A X REF U N D $4,259.00

2.3.4.

B . S p o u s e s N o n - i n v e s tm e n t I n c o m e - t f yoa were married during any portion of the reporting year, complete this section.( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t . fo r h o n o r a r i a . )[~] NONE (No repor table non- inves tment i ncom e.)

D A T E S O U R C E A N D T Y P EI . 2009 ST LU K ES H E~. LT H I N I T I A T I V E - SA LA RY2 . 2009 H EA LT H CA RE EXCEL- BO A RD M EM BER

3. 2009 H CE Q U A LI T Y O U EST - BO A RD M EM BER4.

I V . R E I M B U R S E M E N T S - -t r an s p o rt a ti on , lodging, food, e n t e r t a i n m e n t .( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t e h i l d r e n . " s e e p p . 2 5 - 2 7 ~ ? f ! li n g i n s t r u c t i o n s .)

NONE (No reportable reimbursements.)SOURCE DATES LOCAT1ON PURPOSE ITEMS PAID OR PROVIDED

1.2.

3.4.5.


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FINANCIAL DISCLOSURE REPORT Name of Person Reporting D ate of ReportPage 3 of 12 M C N A M ~ E , S T E P H E . N M . 0 8 . / 0 1 / 2 0 1 0

V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-M of filing instructions)N O N E (No reportable gifts.)

SOURCE D E S C R I P T I O N VALUE1.2.

3.

4.

5.

V I . L I A B I L I T I E S . a n c l u d e ~ t h o . ~ e o I , ~ p . .. . .. .. d dependent children; s e e p p . 3 2 - 3 3 of filing instruction,~.)N O N E (No reportable liabilities.)

CREDITOR D E S C R I P T I O N VALUE CODEI.2.

3.4.

5.


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FINANCIAL DISCLOSURE REPORT Name of Person Reporting Da c e of Re portPage 4 of 12 M C N A ~ m B , S r ~ e~ r ~ N M . o 8 / o l /2 O l O

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o . e , v a l ~ e , ~ . . . . .. . a o . . ~ (Includes those O f s p . . . . . d dependent chi ld ren; see p p . 3 4 - 6 0 of f i l ing instruc tions.)N O N E ( N o reportable income, asse~s, or transactions.)

D e s c r i p t i o ~ o f A s s e t s ln cum e during Gro~ value a t end Transac t ions du r i ng r e i n ing per iod( i ncluding t~st as~t s) r ~ o n i n g ~ r i ~ of r~9o~i~xg p~od ....................O) [ (~) O) (2 ) O) ~) (3) ~ (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e ~ A m o u n t ~ T~e (e .g .. Va lue V~lue ~ T)~e ( e . g . D a t e V a l u e ~ G a i n I d e n t i t y o f. . . . pt f~om prior di~lo . . . . . C o d e l : ~ d i . . . . . . L ~ Code2 M e t h o d [ b u y . s e l l ~ ~ m m / d d i ) ~ C o d e 2 C o d e l [ buyer/sel ler~ ( A - H ) ( i f p r i v a t e......................................... ~ ~ ~ O - w ) i ................ 2

IRA ,US BANK, Pt tOEN1X, AZ-CD A I n t er es t J T2, I RA , U S BA N K , P I I O EN I X, A Z - CD A I n t er es t J T3. M ERRI LL LY N CH - I RA #1 :

4. - F IA C AR D S VC S (FM R L Y M L B ANK A D i v i d e n d J TUSA)

5. - C D M O R G A N S T A N L E Y A I n t er es t J T6. - A M ERI CA N CA P I T A L W O RLD BO N D A D i v i d e n d J TFU ND C L F ~7. - A M E R I C A N H I G H I N C O M E T R U S T C L A D i v i d e n d J YF8. - IS H AR E S IBOX X C OR P B OND FU ND A D i v i d e n d J T9. - I S H A R E S B A R C L A Y S A G E N C Y B O N D A D i v i d e n d J TF U q X l D

1 0 . MERRILL LYNCH-IRA 02:

I 1 . - F I A CA Rl ) SERV I CES ( F M RLY M L A D i v i d e n d J TB A N K U S A )12 . - C U R R N C E Y S H A R E S J A P A N E S E A I n t er es t S o ld OIH 3/09 ,! A1 3. - P O W ERSI I A RES F T SE RA F I U T I LI T Y A D i v i d e n d Sold 04/22/09 J AP R F U

! 1 4 ~ -POW E R S H AR E S FTS E R AFI C ONS U M A D i v i d e n d Sold 0 4 / 1 6 1 0 9 J AP R F $ (par t)1 5 . S o ld 05/11/091 J A1 6. -POW E R S H AR E S FTS E R AFI INDU S T A D i v i d e n d Sold 04/16/09 J AP R F N (par t)1 7 . S o ld 05/I 1/09 J A

( S e e C o l u m n s C I a n d I)3) N -,$250. f l01 - $5~M~.(~ O =$500.00l - $1.~.000 P] =Sl.~0,001 - $5.0~,000 P 2 = $5 . 000 , 001 - 5 25 . ~ 0 , 000 t


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N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tFINANCIAL D ISC LOSU RE REPORTI M C N A M E E , S T E P H E N M .

0 8 1 0 1 t 2 0 1 0P a g e 5 o f 1 2V I I . I N V E S T M E N T S a n d T R U S T S . - i .c , ,~,~, ~. l , , , t r ,, , ,cao,s an a,a,~. ,ho,e o/ ,po, , , , ,~a a,p , .a, ,, chu a, ,n; s , , ~. 3 4-~0 of Jiltng instructions.) .~ NONE (No reportable income, assets, or transactiom.)

A. B. C. D .D e s c r i p t i o n o f A s s e ~ s I n c o m e d n r i n g G r o s s v a l u e a t e n d Transac t ions du r i ng r eposing ~r iod

Place "(X)" af t . . . . . basse t I ~ m ~ u ~ t ~ T ~ e ( e . g . , I V a l u e V a h m T ~e ( e . g . , Date t Vahle Gain ldent i tyofe x e m p t f r o m p r i o , d i~ l o s u r e I ~ t ? d ~ . . ? d i v . . . . t. C,~ : [ M e t h o d b u y . s e l l , ~ m m d * ~ 3 I C od e 2 C od e I b u y e r , s e l l e r[ ( ,~ H ) o r i n t . ) [ ( J - P ) ~ Co d 3 r e d e m p t i o n ) ~ ~ ( J -P ) ~ (A-H ) ( i f p r i v a r e

1 8 . - P O W E R S H A R E S F T S E R A F I C O N G O A D i v i d e n d So l d ~/16,"09 J AP R F G (pa i l )19 . Bu y 1 4 / 2 2 / 0 9 J( ad f f l )

2 0 . S o ld 05/I 1/09 J A2 1 . -POW E R S t IAR E S FTS E R AFI E NR GY A D i v i d e n d Bu y 04,22/09 JPRFE ( a d d l )i 2 2 . Sold 05/11/09 J A

2 3 . - P O W ERSI I A RES F T SE RA F I H EA LT H A D i v i d e n d So l d 04/19/09 J AP R F H ( p a r t )24 . Bu y 04/2 2 /09 JI ( a d d l )2 5 . Sold 05/11/09 .1 A

2 6 . - P O W ERSH A RES F T SE RA F I T E P REQ A D i v i d e n d S o ld 05/! 1/09 J A2 7 . - V A N G U A R D L A R G E C A P E T F A D i v i d e n d Sold 04/22/09 J A2 8 . - V A N G U A R D G R O W T H E T F A D i v i d e n d S o ld 04/22/09[ J A2 9 . -V A N G UA R D P A C I FI C " E T F A D i v i d e n d J T3 0 . -VAN(}I . ."ARD MEGA CAP 300 A D i v i d e n d Sold 04/22/09 J A

3 l. - W I SD ( ) M T REE I N T L C( ) M M A D i v i d e n d J T So l d 03/11/09 J A "( p a r t )32 . S o ld 03/17;09 J A( par l )3 3 . Sold 05/20/09 J A(par t)3 4 . S o ld 08/06/09 J A( p a r 0


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FINANCIAL DISCLOSURE REPORT I N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tP a g e 6 o f 12[ M C N A M E E , S T E P H E N M .

08/01/2010

V I I. IN V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , t . . . . . . . l io n s " ( I n c l u d e s " t h o s e o f s p ...... d d e p e n d e n t children; see pp. 34-60 offlling itlslructiong)[] N O N E (No reportable income, assets, or transact ions.)

A . B. C, I) .D e s e r i p l i o n o f A s s e t s I n c o m e d n r i n g G r o s s v a l u e a t e n d T r a r . ,s a c f i o n s d u r i n g r c p o r l i n g p e r i o d( i n c l u d i n g t a t s t a s s e t s) r e p o r t i n g p e r i t } d o f r e p o r t i n g p ~ i o d

P l a c e " ( X )" a f t e r e a c h a s s e t A m o u n t ! " f y p e ( e , g . , Vatue Value T y p e ( e . g . , Date Valuc Gain I d e m i t y o fe x e m p t f ro m p r i o r d i s c l o s u r e C o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l . i ~ m l ~ i d d / v v . .. Code 2 ] Code I buye r/se lle r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t io ~ ~ i ( J - P i IA-H) ( i f p r i v a t e( Q - W ) i I . t r a n s a c t i o n )

3 5 . - W I SD O M T REE I N T L CO N N - CY A D i v i d e n d J T S o ld 03/11/09 J A( p a a )3 6 . So l d 03/17/09 J A( p a r t )3 7 . So l d ( 1 5 / 2 0 / 0 9 J A(par t)3 8 . So l d 08/06/09 J A( p a r t )3 9 . So l d I0/22/09 J A(par t)40 . -WI S D O M T R E E I N T L UT L A D i v i d e n d S o ld 03/11/09 3 A( p a r t )41 . S o ld 03/17/09 J A(par t)42 . S ~ . ~ l d 04/09/09 J A43 . - W I SD O M T REE I N T L H !C A D i v i d e n d J T So l d 03/11/09 J A( p a r t )

1 4 4 . So l d 03/17/09 J A( p a r t )

4 5 . So l d 05/20/09 J A( p a r t )4 6 , - RY D EX ST REN G l t F , N I N G A D iv id e n d S o ld 06/09/09 J A

4 7 . - C U R R E N C Y S H A R E S A I n t er esl Bu y 0t!13 /094 8 . Sold 02/05/09 3 A

4 9 , -CURRENCY StlARES JAPANESE A I n t e r e s t B u y 0 2 / 0 6 / 0 9 J5 0 , S o ld 03!03/09 J A

5I . - CU RRE, N CY SH A RES BR A I n t e r e s t Bu y 03/03/09 J

{ S e e C o I u ma s B I a n d D 4(~e Co unns C and D3) N . . $25 0 , 001 - $5 00 . ~ 0 O -$500,001 - $1.~0.~0 P I =S t { K 0 ~ 0 ~ . $ 5 ,0 ~ L 0 0 0 P2=$5,~0,001-25.~0.~


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N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tF I N A N C I A L DI S CL O S UR E REPORT] M C NAlVlE E , S TE PH E N M .age 7 of 12 o 8 / o l/ 2 O l O

V I L I N V E S T ME N T S and TRUSTS - i .... ,, ,mlue, transactioas (Inch, des those o/ sp .... and dependent children ; see pp. J4.60 of f!llng instrnctiol*s.)N O N E ~ o reporlable income, assets, or transactions.)

A. B. C. D .D e s c r i p t i o n o f A s s e t s l acome dur i ng G r o s s v a l u e a t e n d Tran~ct ions du r i ng r eposing per iod( i n c l u d i n g t r u s t a s s e t s )~ r ~ o r t in g p e r i o d

of ~portlng ~rk~ ...............~ ........1 D a t e Value Gain , [ 0 e n t i t y o fl a c e " ( X ) " a f t e r ~ c h ~ g e t A m o u n i T~e ( e ,g . . Value ~ V a l u e T y p e ( e . g .. ~ I . . . . pt t?om prior di~:l . . . . . . C o d e 1 d i v . , r e n t , C o d e 2 [ M e t h o d [ b u y , sel l , m m i d ~ . [ Co d e 2 [ Co d e 1 [ buyer/sel ler( A - H ) orim.) ( J - P ) C od e 3 ~ r e d e m p U o n ) ~ ~ (J-p) i (A-H) (ifp6 va te( Q - W ) ~ ~ t r a n s a c t i o n

5 2 . S o ld 03/17/09 J A5 3 . - W I SD O M T REE I N T L EN ERG Y A D i v i d e n d J T Bu y 03/17/09 J5 4 . S o ld 05/20/09 J A

( p a r t )5 5 . Sold 10/22/09 J A( p a r t )5 6 , -WISDOMTREE INTL TEC A D i v i d e n d J T Bu y 03/11/09 J5 7 . S o ld 03//7/09 J A( p a r t )5 8 . S o ld 05/20/09 J A( p a r t )5 9 . - C U R R E N C Y S I I A R E S S W I S S A I n t er es t Bu y 03/17/09 J6 0 . Sold 0 3 . / 2 4 , 1 0 9 J A6 1 . - C U R R E N C Y S H A R E S A U S T R A L I A N A I n t e r e s t J T Bu y 03/2 4/09 J6 2 . -WISDOM TREE IN i"L FI A D i v i d e n d J T Bu y 04/09/09 J

6 3 . Sold 05/20/09 J A( p a n )6 4 . Sold 0 8 / 0 6 / ( 1 9 J A( p a r t )6 5 . Sold 10/02/09 J A( p a r t )6 6 . - V A N G U A R D E M E R G I N G M A R K E T S A D i v i d e n d J T Bu y 04/22/09 JM K T S6 7 . - V A N G U A R D S M A L L C A P A D i v i d e n d J T Bu y 104/22/09 J

6 8 . - V A N G U A R D S M A L L C A P G R G \ V T I t A D i v i d e n d J T Bu y 04/22/09 J

{ S e e C o l , ~ n s C I a n d I ) 3 ) N


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FINANCIAL DISCLOSURE REPORT r ~ . , n , , o m . s , ., , a e ~ r , i .g [ D . t e o r R e ~ , , , .Page8ofl2 MC NAM EE, S----M. I 0 8 / 0 1 , 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i n c om e , va l u e , Wa~c don s ( I n c l u de s t h o~ o f spouse and de~ndent chi ldren; s e e p ~ 3 4 - 6 0 of filing instructio~.)NONE ~o reportable income, assets, or transactionsOA . B . ~ C . D .~ser i p t ion o f Asse~ I n c o m e d u r in g } G r o s s v a l u e a t c m d T r a n s a c t i o n s d u r i n g r e ~ i n g ~ i o d( in clud ing lrust a sse ts) repo~ing period [ o f r e ~ i n g p e r i o d

P i a c e " ~ X ) " a f t e r e ac h a s s e t A m o u n t { T~e ( e . g . , ~ Value Value T y p e ( e . g ., V ~ e l d~ t i t y o fe x e m p t f r o m p r i o r d i s c lo s u r e Code 1 { d i v . , r e n t . ~ C o d e 2 M eth o d bu y s el], ~ ,m m "d ~y y C od e 2 C o d e I b u y e r ! s e l l e r(A-H) ~ o r i n L ) ~ ( J - P ) C ~ e 3 ~ d e m p t i o n ) : { {l-P) ( A - I I ) ( i f p r i v a t e

6 9 . - P O W E R S H A R E S E X C H A N G E P T H A D i v i d e n d J T Bu y 05/11/09 J7 0 . - P O W E R S H A R E S E X C H A N G E P X I A D i v i d e n d J T Bn y 05/11/09 J7! . -POW E R S H AR E $ E X C t tANGE PS L A D i v i d e n d J T Bu y 0 5 / 1 1 , : 0 9 J7 2 . - P O % , V ERSH A RES EXCH A N G E P Y Z A D i v i d e n d J T Bu y 05/11/09 J7 3 . -POW E R S I IAR E S E X C H ANGE PE Z A D i v i d e n d J T Bu y 0 5 / 1 I . ! 0 9 J7 4 . - P O W ERSI - I A RES D Y N O I L A N D G A S A D i v i d e n d J T Bu y 0501109 J

7 5 . - P O W E R S H A R E S E T F T R D Y N A M I C A D i v i d e n d J T Bu y I ) 5 / 1 1 / 0 9 JS O F T W A R E P O R T7 6 . - P O W ERSI I A RES ET F T R D Y N A M I C A D i v i d e n d J "1" Bu y 07!21/09 JS E M I C O N D U C T O R7 7 . - P O W E R S H A R E S E T F D Y N A M I C A D i v i d e n d J T Bu y 05/!1 /09 JLEI SU RE & EN T P O RT F O LI O7 8 . - P O W ERSI I A RES ET F T R D Y N A M I C A D i v i d e n d J T Bu y 05/11!09 .1Iv IEDIA PORTFOLIO7 9 . - P O W ERSl l A RES ET F T R D Y N A M I C A D i v i d e n d J T Bu y 0 5 1 1 1 1 0 9 JN ET W O RK . I N G P O RT F O LIO8 0 . - P O W E R S H A R E S E T F D Y N A M I C F O O D A D i v i d e n d J T l i t , > , 0 5 1 1 1 1 1 ) 9 JA N D I : I EV ERA G E P O RT F O LI O

: 8 1 . - P O W E R S H A R E S E T F D Y N A M I C A D i v i d e n d J T Bu y 0 5 . " 1 1 i 0 9 JBI O T ECH A N D G EN O8 2 . -POW~~SI lARES ETF TR D~ . ,NAMIC A D i v i d c n d J T Bu y 1 ) 5 1 1 1 / 0 9 JRETAIl . PORTFOLIO8 3 . - P O W ERSH A RES ET F T R D Y N A M I C A D i v i d e n d J T Bvy 0 6 / 0 9 , ! ) 9 JE N E R G Y E X P L8 4 . -C U R R E NC Y S I IAR E S B R None Bu y 0 6 . : 1 9 1 0 9 J

8 5 . Sold 09/01/09 J A


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FINANCIAL DISCLOSURE REPORT [ N ameofPerson Report ing DateofReportPage 9 of 12 [ ] MCNAMEE, STEPHEN M. 0 8 / 0 1 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ , c o . . .. t . e , t ransact ions ( lnc lud~ those of spouse and de~ndent cMld~n; see p ~ 3 4 - 60 Grilling instruction~)N O N E ~0 reportable income, ~sets, or transactions.)

A . B. C . D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t e n d Trmxs~f ions du~ng r eposing per i~( i ncluding t~st ~set s) ~r e ~ i n g p e r i o d ( 2 ) o f r e p o r t i n g ( i ) p ~ i ~ ( 2 ) t (I ) [~2) [ (3) [ (4 ) (5 )P i a ~ " ( X ) " a f t er e a c h a s ~ t A m o u n t ~ T ~ , ~ e ( g ., Value ~ V a l u e T s ~ e ( e . g ., ~ Date [ Value ~ Gain I dcnt i~ o fe x e m p t ~ r o m p r i o r d i s c lo s u r e C o d e I ~ d i v . . r e n t . C o d e 2 M et h o d b u y . s ~ l l , m m i d ~ / y y C o d e 2~ (A - H ) o r i r a . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ~ C o d e I b u y s / s e l l e r,~

( J P ) ( A - H ) ( i f p r i v a t e, ( Q - W ) ~ s a c t i o n )

8 6 . - W I SD O M T REE I N T L BA SI C A D i v i d e n d ,I T Bu y 08/06/09 J8 7 . So l d 1 0 / 2 2 1 0 9 J A8 8 . - W I S D O M T R E E ~ T I _ C O N S A D i v i d e n d 3 T Bu y 05/20/09 J8 9 . So l d 08/06/09 J A9 0 . - C U R ~ N C Y S H A R E S S W E E D I S H A I n t e r e s t Bu y 09 /01/09 J9 1 . So l d 1 I / 1 1 / 0 9 J A9 2 . -W1SDOMTREE INTL IND SEC A DivideJ~d J T Bu y 1 0 / 2 2 , 0 9 J9 3 . - C U R R E N C Y S I f A R E S R U S S I A N Bu y I l i i 1/09 J9 4 . So l d t 2 / 0 8 / 0 9 J A9 5 , C U R R E N C Y S H A R E S J A P A N E S E A I n t er es t J T Bu y 12/08/099 6 . M E R R I L L L Y N C H - I R R A

9 7 . - F I A C A R D S V C E ( F M R L Y M L B A N K A D i v i d e n d .I 3 "U S A )9 8 . - D A V I S N E W Y O R K V E N T U R E F D C L None So l d 0]/08/09 J AY9 9 . - F R. A N K LI N h l I O T ECH D I SCO V ERY F D None Sold 01/08/09 J ACLAt00. - M F S V A L U E F D C L A None So l d 01/08/09 J A1 01 . -C D FIR S T NATL B K A I n t e r e s t J T

1 0 2 . -C D W A C H O V I A B A N K F S B A I n t er esl

I . In come G a i n C od a : A = $ I , t ~ O or l e s s I , ~ = $ 1 , 0 0 [ - $ 2 . 5 0 0 C =-$2,501 - 55.~0 D = $ 5 . 0 0 1 - S t 5 . t ~ ) O E =$15.001 - SSO.~)2. Value C~ J - $ 1 5 , 0 ( X 1 o r l e s s K ::$15,~1 - $50,~) 1 . = $ 5 0 , 0 0 1 - $ ~ 0 0 , 0 ~ ) M =$100 ,001 - $25 0 . ~


10/12

FINANCIAL DISCLOSURE REPORT . ~ , ~ o f e ~ . o ~ a e p o ~ i ~ g [ r o t e o f R ~ p o .Page 10 of 12 ~ , IC ~ A ~ , J E m ~ , S , ~ . ~ ~ " I

V I I . I N V E S T M E N T S a n d T R U S TS - i , ,~ o . ,, ~ . ~ , ~ . , ~ . ~ o ~ ~ a . a ~ , t ,o , ~ o ~ , ~ . . ~ . a ae~naent ehilaren; see ~NONE (~b reportab& income, assets, or transact ions.)

A . ~. ~ ........U ...... . . . . . . . . . . . . . . . . . . .. ~; .............................D e s c f p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l n e a ~ e n d Transac t ions du r i ng r e~aing per iod( iocluding t~st ~set s) __S~amg ~! ~.. of ~poaing periodPI~ "~)" a t2e r each ~se t A m o u n t [ T~e (e .g . , :~ Value V a k ~ e T ~ g e ( e .g . . ~ D a ~ e ~ V a l u e G a i n l dent i~ o fe x e m p t f r o m p r i o r d i s c l o s u r e Code I [ d i v . , r e n t , C o d e 2 M e t h o d b o y , s e l l , m ~ i d d ; 3 3 " ~ C o d e 2 C o d e I buys ; se l l e r( A - H ) ~ o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) [ : . (J-P) ~ A - H } ( i f p r i v a t e[ (Q-W) .................. 1. ~ ..... t r a n s a c t i o n ~

10 3 . - CD CO W L1T Z BK A I n t er es t J T10 4 . -EA T O N V A N C E F LO A T I N G A D i v i d e n d l T11)5 . -CD BLOOMFIELD STATE BANK A l n t er es! J T1 0 6 . - I S H A R E S I B O X X A D i v i d e n d J T1 07 . - IS I -IAR E S B AR C L AY S AGE NC Y A D i v i d e n d J T1 08 . -P IM C O FOR E IGN B OND A I n t er es t J T1 0 9 . - S P D R G O L D T R U S T None J T

A I n t er es t J T Bu y 0!/08 /09 .I IC D A U R O R A BANK] l I . M E R R IL L L Y NC H C M A B ANKING A I n t er es t J TA D V A N T A G E A C C O U N T112. IBM COMMON STOCK A Dividend J T ]1 1 3 . INTERNATIONAL RECTIFIER N on e J TC O M M O N S T O C K1 1 4 . W E L L S FAR GO B ANK, C KG AC C OU NT None J T ]P H X, A Z i115 . F A I RF I ELD EST A T ES F LA G ST A F F None J W i1 1 6 . M A RRI O T CA N Y O N V I LI . A S P I I O EN I X None .I W i1 1 7 . ST LU K ES H EA LT H 40 3 ( B) 7 :

1 1 8 . - V A N G U A RD 5 0 0 I N D EX F D B D M d e n d M Y Par t i c i pant 01/01/09 K

1 1 9 . U S B A N K C H E C K I N G A C C O U N T ( X ) A I n t er es t J T

tSee Columns CI and I)31 N -$251),001 - ~500.000 O =$500.001 - $/.000,000 PI =$1,000.00t - $5.000.000 P2 .=$5,0~0.001 - $25.(~.)0,000 ,


11/12

FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tPage 1 1 of t2 MCNAM EE, STEPHEN M . 0 8 / 0 1 / 2 0 1 0VIII . ADDITIONAL INFORM ATION OR EXPLANATIONS.

P A R T V I I L I N ES 1 !7 & 118 - V E S T E D P A R T I C I P A N T 01 /01 S T , L UK E S 4 03 ( B) P L A N W i I L E G UL A R M O N T HL Y C O N T K I B UT I O N S


12/12

Name of Person Reporting IFINANCIAL DISCLOSURE REPORT ] ~CNA~~E, S~e~N D . t e o r R e p ~ .Page 1 2 of 12 M . 0 ~ / 0 ~ / 2 0 ~ 0

IX. CERTIFICATION.I c e r t i fy t h a t a l l i n f o rm a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , t ru e , a n d o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .I f u r t h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o u o r a r ia a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t t ~l a r e i ncom p l i ance w i th t he p rov i s ions o f 5 U .S .C . app . 501 e t . s eq , , 5 U .S .C . 7353 , and Ju d i c i a l C onfe r ence r eg u l a t i ons .

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J EC T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

F I L I N G I N S T R U C T I O N SM a i l si g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p ~ e s t o :

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i s t r a t iv e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N . E .W , x s h i n g t o n , D . C . 2 0 5 44

Stephen M McNamee Financial Disclosure Report for 2009

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