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    Page 1

    OPK File

    Illlusion

    [Translators note:OPK is the abbreviation for a security process, which is explained on

    the bottom of page 3 of the PDF, in English. Translation reprinted below.]

    MfS XV 4088/87

    Surveillance operation Illusion

    (File No.: 1068/91, vol. 1)

    Inclusive dates 1987 1989

    Synopsis:

    Operative personal monitoring operation (OPK) targeted at a freelance journalist wholived in Berlin. The state security service had noted that this journalist had also authored

    poems and song lyrics that opposed the current SED politics. The OPK operation was

    launched because the journalist had mounted a banner on a rooftop on the eve of May 1,

    1987 that read: To learn from the Soviet Union is learning how to win and because hewas suspected of intending to form a subversive group.

    Page 2

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    Table of contents

    OPK file Illusion

    1.Table of contents 1

    2. Overview form of OPK 2

    Initiation report to the OPK 3-7

    Catalogue of measures for the OPK 8-9

    Progress report on the OPK 10-18

    Info on the incident on May 1st, 1987 19-20

    Info on the formation of a hostile group 21-24

    Note to the file on the conversation with _____ 25-28

    IM report on _______________ 29-31

    Handwriting samples 32

    Final report 33

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    Page 3

    [Translators note: The top half of the page is translated into English on the bottom halfof the page.]

    Page 4

    Overview form on the OPK

    Reasons for initiation

    ________________ is performing songs and poems of his own composition in public

    which display a critical viewpoint of the societal system.

    Objectives of the OPK

    - Investigation of hostile activities , plans and intentions of _________, the objective is toprovide efficient prevention of these

    - Explication of significant contacts and relationships including potential

    instigators/organizers from operational area

    -Development of character profile for _________________ in order to identify reasons

    and motives for his hostile disposition

    Decision of initiation

    ______________________ Colonel, August 31st, 1987

    IMs/GMs in charge of the operation

    IM Uwe Wenzel

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    IM Paul Steinke

    Page 5

    Reasons for termination of the OPK

    Due to the changed political development in the GDR, as well as the abandonment of

    previous erroneous security policies, further pursuit of the OPK is not justified anymore.

    Dec 6th, 1989 Signature

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    Page 6

    Major division XX/9 Berlin, August 11th, 1987

    Initiation report on the OPK Illusion

    According to the ministry guidelines, instructions are given to conduct an OPK on

    Name: ______________________

    Place and date of birth: ____________________________

    Profession: journalist

    Occupation: freelance copywriter

    Party membership: SED 1967 -1985, resigned

    Marital status:_______________

    Home address: 1055 Berlin

    Police record: none

    1.Personal data

    ___________________ was born to the administrative employee _____________ and the

    salesclerk ________________________. He has a sister,

    ___________________________.

    After completing elementary school and high school, _____________ studied journalism

    from 1967 -1971 at the Karl-Marx University in Leipzig, according to a resolution of

    the FDJ in Karl-Marx-Stadt [todays Chemnitz].

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    After successful completion of his degree, he began his position as a journalist at____________________, at the editorial office of ______________________.

    Page 7

    Both at school and at university, as well during his position as a journalist at

    _____________, which ended in 1979, _________________ was uniformly held in high

    regard for his outstanding professional skills as well as for active social engagement. The

    final assessment in his high school diploma is quite representative of this:

    Ever since the school was founded, we have rarely had a young person who fulfilledtheir duties with such enthusiasm, conscientiousness and calm, while also adhering firmly

    to his principles.

    Since the beginning of his professional career, his political views began to deteriorate.

    When he moved from ______________ to ________________ he began to socialize with

    people who hold a predominantly negative view of the political development in our state.

    _____________ began to identify himself more and more with their views and alsoexpressed this in the texts he wrote. This caused a dispute on political and ideological

    matters with __________ of the writers association in Neubrandenburg, where he had

    been registered as a party member. This dispute resulted with the expelling of _________from the SED in 1985. He commented on this in the following way: I am in a conflict

    with the party, my main conflict is that I am being forced to pretend and to lie in my work

    as a journalist. I am not able to represent and endorse party politics any longer. I am notwilling to keep quiet any more, instead, I want to freely put my thoughts onto paper. I

    root for an unrestrained freedom of press as Rosa Luxemburg had imagined it; the SED

    has alienated itself from the masses.

    In his current activity as a freelance writer, he is composing poems and lyrics that include

    hostile and negative content, and he does so for the operatively known singers:

    ___________________________________________

    _____________ himself likes to read his texts____________________ in public.

    __________ wife: ______________, resides in 1055 Berlin.

    __________ son: _______________, born on ________ in Berlin.

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    Pages 8-10

    __________ wife: ______________, resides in ______________

    __________ son: _______________, born on ________ in Berlin.

    2. Operative issues at hand

    It has come to our attention that ______ is planning to start an underground group and

    gain public attention through hostile activities, but without breaking criminal law andother legal regulations. The following intentions and objectives are being pursued:

    1. Attaching slogans to subway trains in Berlin. By combining different slogans that are

    being used in our political system on various occasions, an anti-slogan shall be createdwhich is designed to ridicule slogans used in public. These activities are furthermore

    meant to demonstrate to the public that an underground movement exists, and that there is

    resistance against the monotonous politics of the SED and the lack of individual

    influence on this politics.

    ____________ imagines these slogans to be stamped onto posters in public, as well as

    onto inside Berlin subway trains.

    2. Distribution of leaflets in apartment buildings in Berlin.

    3. Distribution of bulk mail.

    In conversation with unofficial sources, _____________ has already expressed theintention to make these hostile and negative activities known to western mass media.

    As a test for the planned activities and their confidentiality, ________ and two other

    operatively known persons mounted a banner on the rooftop of a house in SchnhauserAllee in Berlin that read, Learning from the Soviet Union means learning how to be

    victorious.

    When he was questioned about his reasons for making the banner, ______________

    replied that he was a proponent of the current political development in the UdSSR and

    wanted to alert the public to the fact that these processes were of great importance for theGDR as well.

    As far as we know, ________ intends to involve the following individuals in his

    activities:

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    1._____________, living in 1100 Berlin

    2._____________, see above

    3.____________, living in 1055 Berlin

    4.______________, living in 1058 Berlin

    5. _____________

    As an author and member of the group, _____________ makes public appearances withthe poems and songs he writes. There is unofficial consensus that these texts demonstrate

    a clearly negative view of the existing political system in the GDR. Their overarching

    message is that the current circumstances need to be criticized, rejected and changed.

    In addition to cooperating with the hostile group ___________, __________ advises the

    singers____________ and ___________, and is preparing them for a public performance

    at ____________________.

    Due to the reasons considered above, we come to the conclusion, that ________:

    1.intends to sabotage party politics in public without breaking criminal law and other

    legal regulations.

    2. is distributing his hostile and negative views towards our state through his poems and

    song lyrics and is thereby making them public.

    To elucidate, investigate and estimate the issues at hand, a separate catalogue of measuresis being created.

    Major _____________ Captain ______________

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    Page 11

    Major division XX/9 Berlin, August 11,1987

    Catalogue of Measures OPK Illusion

    Due to the issues at hand concerning

    ________________[Name, date and place of birth]

    living in 1055 Berlin,

    the following catalogue of measures is proposed for their elucidation, investigation and

    assessment:

    1. Extensive utilization of all sources in ______s social circles to assess

    - hostile activities , plans and intentions, with the objective to provide efficient prevention

    of these

    - significant contacts and relationships including potential instigators/organizers from the

    operational area

    - a character profile for _________________ in order to identify reasons and motives for

    his hostile disposition

    The following IMs will be used primarily:

    Uwe Wenzel, HA XX/9

    Paul Steinke, HA XX/9

    IMs of division II in Frankfurt/Oder

    Date: ongoing

    Officer in charge: captain ______________

    2. Identify and select potential IMs from ______s social environment. In particular, the

    following persons should be tested on their willingness to cooperate with the Ministry of

    Security: ____________

    Date: Sept 30th, 1987

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    Officer in charge: Captain ____________

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    3. Investigate __________s behavior within his neighborhood, in particular in thehousing board of the National Front.

    Date: October 31st, 1987

    Officer in charge: Captain ___________

    4. Assess the possibility of constructing a supervision base in the neighborhood. Include

    comrade ______ of division 22 (XXII) to investigate ___________s conduct in hisresidential building as well as monitor visitors to the apartment.

    Date: Dec 31st, 1987

    Officer in charge: Captain ___________

    5. Employ operative technical methods of division M. [Translators note: This could

    encompass any technical components of the actual supervision process from the

    building of supervision containers to the installment of bugging devices.]

    Date: ongoing

    Officer in charge: Captain ___________

    6. Gain insights on ____________s contacts and relationships.

    Date: September 30th

    , 1987

    Officer in charge: Captain ___________

    7. Evaluate ___________s texts and lyrics by IM experts, considering both their formal

    aspects and their political agenda.

    Date: October 15th, 1987

    Officer in charge: Captain ___________

    8. Any new leads on _____________ should be brought to our attention immediately.

    Please report on the progress of the OPK by Dec 21 st, 1987.

    Officer in charge: Captain ___________

    Supervision: Major _____________

    [Translators note: The short hand-written note on the bottom left corner is ineligible]

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    Page 13

    Major division XX/9 Berlin, June 17th, 1988

    Progress report

    On the OPK Illusion, Registration no XV/4088/87

    The person in question

    _________________[Name]

    _________________date and place of birth

    residing in 1055 Berlin

    profession:

    occupation: freelance author

    is under investigation through an OPK since September 8, 1987.

    Objectives of the OPK

    - Investigation of hostile activities , plans and intentions of _________, the objective is toprovide efficient prevention of these

    - Explication of significant contacts and relationships including potentialinstigators/organizers from operational area

    -Development of character profile for _________________ in order to identify reasons,motives and contributing circumstances for his hostile disposition

    Investigative results so far

    Early in 1987, _______________ was planning to start a hostile group that would

    discredit party politics by means of public activities. He planned to alert the public to theexistence of an underground opposition by displaying posters and banners during major

    social events and holidays.

    As a preliminary test for future activities, ______ and _________

    [Name:]_______ Date and place of birth:________

    residing in 1100 Berlin, __________ profession: teacher

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    Page 14

    mounted on the eve of May 1st, 1987 a banner which read:

    Learning from the Soviet Union means learning how to be victorious

    on the roof of a house in Schnhauser Allee 74. It was removed on May 1st in the early

    morning through officers of the MdI.

    When he was questioned about his reasons for making the banner by the police,

    ______________ replied that he was a proponent of the current political development in

    the UdSSR and wanted to alert the public to the fact that these processes were of great

    importance for the GDR as well.

    After this activity became known and ____________ was questioned by the police, he

    stated that he would refrain from undertaking such actions again, in particular because

    __________________.

    [Name]:______Date and place of birth:________ residing in 1100 Berlin,_______

    It is the unofficial estimate that ________has realized in the meantime that spectacular

    such as these do not yield the personal and artistic recognition he had hoped to gainamong his friends.

    The sources we consulted uniformly agree that ________ is now increasingly trying to

    express his political views through his artwork, and in particular through his lyrics forvarious singers and songwriters.

    On every possible occasion, _________ is promoting a complete taking on of the currentpolitical processes in the UdSSR. He also expressed this opinion during his public

    appearances.

    His outlook is based primarily on wrong or exaggerated expectations, which lead to a

    general frustration with the political developments in our state, as well as the rejection of

    political realities.

    These political views are also the reason for his current attitude towards the Ministry of

    Security. He considers our organization as crucial for the oppression of the further

    democratization of the GDR. He feels that his position is justified, among other things,by the Ministrys offensive measures against hostile provocations both from within and

    from outside over the last few months.

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    In a letter to a friend, he wrote the following:

    [Translators note: Personal data redacted here.]

    The longer this situation in Moscow continues, the more uncomfortable it will getaround here. We will show them! (I am talking about the Ministry of Security) Theyshould rather take care of the real public enemies! The hustlers and sell-outs and

    philistines and those who betrayed their ideals.

    Related to the arrests during and after the Luxemburg/Liebknecht tribute in January 1988,

    _______ initiated plans for a protest riot in the neighborhood. The protest riot was

    successfully prevented by IMs.

    IM experts assessed that while ___________ s texts do reflect a partly abstract and

    utopian humanism, they do not question the socialist political system as a whole. He

    displays a great sensibility for existing grievances and the insufficient exploration of our

    humanist potential.

    His poems bespeak some literary talent, he also quite gifted in his use of modern poeticlanguage.

    Over the last few months, _____________ has made quite a name for himself in thesinger/songwriter scene. To our knowledge, his texts are currently published by the

    following singers/songwriters:

    ______________

    residing in 1040 Berlin

    ______________

    residing in 7010 Leipzig

    The latter three singers/songwriters (bands) have also participated with ________s lyrics

    at the 9thchanson festival of the GDR in 1988, which took place in Frankfurt/Oder.

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    Since April 1988, _________ is participating in the singer/songwriter event seriesLiedernacht in the youth club: Erich Franz in Prenzlauer Berg, Berlin.

    He considered this event series a consequence of the Luxemburg/Liebknecht tribute

    incidents in January 1988. Under the slogan We are still there, this series is supposedto demonstrate that the opposition against current party politics

    __________________________________________ is also continued in the GDR even

    after their [Translators note:Name/s of the people to whom this relates are redacted

    here.] emigration to West Germany.

    Even though _________ has a good relationship to ________, he is critical of herdecision to have emigrated to the Federal Republic of Germany rather than continuing the

    fight in the GDR. He believes that it is important to stay now and to say the truth in a

    way that one will be able to say it in the future (This is borrowed from a famous Brecht

    quote). This means that political criticism needs to be formulated in such a way that onecannot be prosecuted because of it. His complete literary work is constructed around this

    principle.

    Our investigations so far have come to the conclusion that __________ has a large circle

    of friends and acquaintances. Among them are several people that are operatively known

    to the Ministry of Security.

    In his neighborhood, they are the following:

    ______________, residing in 1055 Berlin

    - Is in touch with persons who have been prosecuted due to the production and

    distribution of hostile writings

    - Participates in so-called intercession masses

    - His wife, _______, makes photocopies of the material at work

    - Owns an artists studio in _______s building, to which ________ has access at alltimes

    Page 17

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    _________________, residing in 1058 Berlin

    - Has contacts to privileged persons who are being suspected by the HA to havecommitted intelligence activities against the GDR and are under surveillance

    because of that.

    - Has contacts to representatives of political underground scene in the GDR

    - makes photos and slides for ____________ and his events.

    _________________, residing in 1058 Berlin

    - organizes secret so-called house and yard parties

    __________________

    - is part of the singer/songwriter scene

    _________________, residing in 1113 Berlin

    - close friendship, public appearances and performances together

    _________________, residing in 1054 Berlin

    - close friendship, public appearances and performances together

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    Page 18

    _________________, residing in 1055 Berlin

    - public appearances and performances together

    _________________

    - writes lyrics for _____, is currently performing with ________ in an event series

    _________________, residing in 1143 Berlin

    - work-related contact

    __________________

    - is organizing the event series Liedernacht together with ______

    _________________, residing in 7010 Leipzig

    - is striving for an intense collaboration with _______, has also written lyrics for_____________.

    _________________, residing in 1055 Berlin

    - work-related contact

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    Page 19

    In the greater area of Neustrelitz:

    ______________ in ____________

    - previously convicted for the producing and distributing of subversive writings

    according to 106 of the penal code

    - a close friend of _____, who frequents his apartment often, also when ______ is

    absent

    - extensive relationships to hostile and subversive persons in the GDR

    ___________________, resides in 1950 Neuruppin

    - contacts to church-related subversive activists

    ___________________, resides in 2060 Waren/Mritz

    - has written and publicized subversive political texts

    ___________________, resides in 2080 Neustrelitz

    - was under surveillance under 1985 , suspected of having left the GDR illegally

    Contacts to persons in non-Socialist foreign countries:

    ___________________,

    - was caught in 1986 during the attempt to leave the GDR illegally, was arrested andreleased from prison to the Federal Republic of Germany.

    - active letter correspondence

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    Page 20

    _____________________,

    - former citizen of the GDR, moved legally to Zurich in 1985 after marrying a Swissnational

    - 1983 personal contact to ________, signed a petition against the military service

    law.

    - active letter correspondence with ________

    In his neighborhood, _______ is co-organizing so-called house and yard parties.According to unofficial assessments, these events are viewed as alternative citizens

    initiatives that are partly organized for the benefit of the elderly and children and partly to

    promote their political views.

    Currently, _________ is gathering support to start a citizens initiative against the alleged

    comprehensive rehabilitation of the neighborhood. By contacting governmentinstitutions, as well as architects and sociologist, they strive to prevent the demolition of

    the neighborhood (according to our information, there is no governmental plan for this

    neighborhood).

    Our unofficial sources believe that _________ cares more about the opportunity to be in

    touch with governmental institutions rather than being concerned about his own

    apartment.

    ______________ organizes irregular meetings in his apartment. One part the guests are

    intellectuals, the other part comes from the singer/songwriter scene. There are so-calledroundtables on literature, environmental concerns, or include scholarly presentations on

    various subjects, film screenings and the organization of the house and yard parties.

    During these events, _______ talks openly about his political views and attempts to

    convince others of them. In the past, up to 50 persons have been observed attending these

    parties on several occasions. This defies all legal regulations.

    _____ is estimated to be financially well off. Even though he does not hold a regular job,

    he makes enough money by selling his writings/lyrics ____________ and through

    public performances to earn a living.

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    Page 21

    Even though ___________ has a large circle of friends and acquaintances, there are onlyfew people whom he trusts completely.

    He is generally suspicious and withdrawn towards new acquaintances. He is aware ofbeing supervised by the Ministry of Security and takes precautions against potential

    surveillance.

    He does not discuss his romantic relationships out of principle and keeps occasional

    girlfriends separate from his circle of friends.

    Currently, _________ maintains an intimate relationship with __________, residing in1100 Berlin.

    He met _______ in 1985, during the chanson festival of the GDR in Frankfurt/Oder. The

    relationship became more intimate about half a year ago.

    ___________ intends to study music in 1990 and become a freelance singer/songwriterlater on.

    Unofficial sources estimate that she is not interested in politics.

    _________________, Captain

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    Page 22

    Major Division XX/9 Berlin, May 2,1987

    Information

    On the mounting of a banner on the roof of the building Schnhauser Allee 74,

    Prenzlauer Berg, Berlin.

    -----------------------------------------------------------------------------------------------------

    According to unofficial information, a banner with the slogan

    Learning from the Soviet Union means learning how to be victorious

    (measuring about 2x 15 meters, yellow fabric, black inscription, applied with

    airbrush)

    was mounted on May 1st, at about 3 am. Furthermore, we were informed that

    ____________, residing in 1055 Berlin

    claimed to have made the banner together with

    ____________, residing in 1100 Berlin.

    The material (cloth, paint) was allegedly taken from the puppet theatre Zinnober.

    The banner was mounted by

    ____________, residing in 1058 Berlin.

    _______________ was included in this activity since _____________ believed the

    location of the apartment of ______________to be ideal for the mounting of the banner.

    As far as the motives for the mounting are concerned, we have been informed that

    ________ thought they should move away from the traditional celebrations on May 1 st

    and replace them with alternative versions. This included not participating in the official

    May 1stprotest march, instead, he encouraged smaller, private get-togethers.

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    Page 23

    By mounting the banner, ________ intended to promote his oppositional views after all,people in the GDR could and should learn from Gorbatschow as well.

    The IM was instructed

    - to investigate the persons listed above, as well as

    - to attend future meetings in order to anticipate and prevent planned hostile

    activities and intentions

    The investigation and check-up on ________ is in process.

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    Page 24

    Major division XX/9 Berlin, May 20th,1987

    Total of 4 copies

    1stcopy

    Information

    On the planned formation of an underground group

    According to unofficial information, the following person

    _____________, residing in 1055,

    occupation: freelance writer

    has assumed a leading role in the formation of a new underground group that wants to

    gain public attention through negative political activities.

    The following circle of person, who know each other through common cultural and

    artistic activities and have not participated in hostile-negative activities within an

    underground movement now has to be considered a part of it:

    1. ____________, residing in 1100 Berlin

    2. ____________, residing in 1100 Berlin

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    Page 25

    3. ____________, residing in 1113 Berlin

    4. ____________, (personal data still to be verified)

    It is the groups objective to carry out conspiratorially planned public activities without

    violating criminal law and other legal regulations.

    An IM procured the following information during previous meetings, which occurred

    irregularly in various participants apartments:

    1. Attaching slogans to subway trains in Berlin.

    By combining different slogans that are being used in our political system onvarious occasions, an anti-slogan shall be created which is designed to ridicule

    slogans used in public. These activities are furthermore meant to demonstrate to

    the public that an underground movement exists, and that there is resistance

    against the monotonous politics of the SED and the lack of individual influenceon this politics.

    Of particular interest for the group are the KPdSUs current politics on the

    democratization in the Soviet Union, as well as the interview with comrade Haderpublished in the West German magazine Stern.

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    They are planning to create several posters with hitherto unknown slogans and__________s poems using stamping and screen-printing technique. The posters

    will have the same format as the subway advertisements and to attach them to

    subway cars with sticky tape during an important political event (either during a

    visit by Gorbatschow or for Pentecost 1987. Judging from the information we

    have gained so far, two people respectively will attach the posters shortly beforethe end of the subway service on the route Ostkreuz-Bernau.

    Page 26

    2. Distribution of leaflets in apartment buildings in Berlin

    3. Distribution of bulk mail.

    As a test for the planned activities and their confidentiality, the aforementioned

    banner was mounted on the rooftop of a house in Schnhauser Allee 73a in Berlin,

    which is discussed further in a separate information note.

    Currently, there is no information about existing contacts between the circle of

    persons mentioned above and the operational area. [Translators note: Operational

    area (Operationsgebiet) is the term used by the Ministry of Security for the

    Federal Republic of Germany and West Berlin).] Unofficial sources have discovered

    that there are plans to collaborate with _______________, a FGR journalist who is

    well respected in the GDR, in order to assure a same-day reporting on the activities inthe evening news (Abendschau) in West German television.

    Instructions:

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    1. Short-term elucidation of the aforementioned circle of persons and obtaining ofshort statements (see attachments).

    2. Employ IM Steinke of division HA XX/9 with the objective to elucidate further

    intentions and plans as well as the prevention of hostile-negative activities

    3. Interrogate _________ and ___________ through the police division of

    Prenzlauer Berg, Berlin on the incident on May 1st, 1987, based on the police

    regulation 11 (3) (on the enforcement of legal regulations, prevention of threatsand the elimination of disturbances) with the objective

    - to ascertain intentions, circumstances, persons involved, and to prevent further

    plans

    - check whether a violation of regulative law applies here and criminal proceedings

    can be justified against the persons involved

    - impose appropriate requirements

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    4. Interrogation of ________ by the HVA/X in order to convince him to abstain fromfurther hostile-negative activities.

    5. Initiate preventive measures such as check-ups during specific times and atknown locations.

    6. Consider contacting ___________ through the HA XX/9.

    Attachments

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    Page 28

    Note

    Berlin, May 27th, 1987

    Conversation with ________ on May 26th , 1987, 3 -5:30 pm

    The conversation with _______ was carried through in a calm, constructive manner. In

    the beginning, we emphasized that this was not another control measure, but rather that

    the conversation was motivated my pure interest in the development of ______.

    As a result of the conversation, it can be estimated (following the assessment of _______)

    that further conversations with ____ may be carried out in the future and may even be

    sought out by him.

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    ________ answered the questions directed at him in great detail. He assured usrepeatedly, that he was not an enemy of our state, but that not all of his thoughts and

    views were supported by official representatives of the state.

    The main issues touched upon in the conversation were:

    - personal development since 1985

    - his retirement from the SED

    - his return to Berlin

    - the writing of texts/lyrics for different singers-songwriters

    - his connections to _________, in his role as a writer

    ________ supports the current political development in the Soviet Union with all his

    heart. His wishes for a similar development in the GDR. He particular suffers from the

    intolerance and ignorance he perceives in the artistic sphere.

    Page 29

    He claims that artists were often forced into opposition to the GDR by the actions ofofficial institutions (example:______. However, he says that he does not agree with the

    direction this person is going, even though he has also authored texts for him).

    He says that artists are a sensitive bunch that cannot be handled roughly. Their opinionshould be accepted, or at least tolerated. He always promotes public discussion and

    honesty over repression.

    ___________ claims that he has many friends in the so-called [intellectual/art] scene who

    feel persecuted and intimidated. Often this leads to spiteful reactions, which are reflected

    in certain undertakings (also in the cultural scene). He has felt persecuted and supervised

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    himself before. Not so much currently. But he is certain that his actions are still beingmonitored.

    On ____________ he said the following:

    They [the group] had a program that was approved by the board for concerts and

    performances, and which they performed in various cities in the GDR (on May 27 th,1987, for example, they were in Potsdam). They are driving to the various performancesusing a Wartburg station wagon (four people, instruments included). The reception varied

    depending on the audience.

    They are increasingly facing difficulties obtaining performance permits, especially in

    Berlin. _______ will be performing at an arts competition in Frankfurt/Oder in the fall of

    1987 .

    Pages 30-31

    At the end of the conversation, we told ______ that he could reach out to us over the

    phone if there were any further problems (He was given the phone number used in thisoperation). We are interested in staying in touch.

    _________ is currently in Italy. It seems that _______ is in touch with her over mail. He

    received a few pieces of furniture and painting from her former apartment in___________. According to ______ , he was trying to dissuade______ from leaving the

    GDR until the last minute. He cannot understand her decision. This is not an option for

    him. We have no information who is now living in the former apartment of ______. This

    will be clarified by a visit to the former wife of _______ and to the KD Neustrelitz. Since

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    _____ is regularly involved in the Liederbhne series in Neustrelitz and often spendsthe night with friends after his performances, it can be assumed that he still has contacts

    there.

    Apartment of _____

    ________ just recently moved from _____ to _________. Even though his apartment in

    ______ was better equipped (gas heating, shower), he says he preferred the apartment in

    ________. He says it suited him better because he was able to carry out constructionwork (he merged two separate into one by removing a dividing wall). He received the

    apartment through a regular exchange process at the KWV. His current apartment had

    apparently been uninhabited for two years. Since he had registered the apartment in

    ______ as available back in April but had not handed in his keys even after being orderedto do so, the KVW opened the door by force and ____ claims that some of his

    possessions that had remained there were stolen (camera, tin jug, dishes).

    ___________ also told us that he has not been in touch with _________ for a long time.

    His children _______________________visit him regularly in Berlin. They take the

    train and he picks them up in ______ Oranienburg.

    Note:

    During all our conversations, he did not comment on the incident with the national police,

    even though he had several opportunities to do so.

    In the apartment of ________

    Page 32

    Major administration A Berlin, October 20,

    1988

    Division II 4/412-th

    IM report on ___________

    I have known ___________ for about 10 years.

    _______________________________________

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    _________________________________________________________________________________________

    _______________This has become particularly apparent in the change of his personal

    circumstances. Around 1980 he quit his position as a respected editor, became afreelance writer and also moved from a large city to an idyllic rural area. He was

    burning all bridges to his previous life and wanted to start anew. He immediately

    became very socially engaged in the villages close to his home. To him, this was trueliving and he was not open to hear otherwise. After two or three years he became

    increasingly dissatisfied with his life. He started visiting Berlin again, moved about

    and around, tried to cover up his frustration with himself and his environment bykeeping busy. I think the main reason for his frustration is that he failed to make

    progress with his work as a writer. Judging from most of his literary work at the time,

    you can tell that he was trying to force something and became increasingly rigid.

    Many of his poems until 1985 reflect a black and white perception of things. Duringthis time he also decided to leave the party. It is my impression that he actually did

    not want this decision, but at some point he was too proud to turn around. I am sure

    that he regrets it today, even though he does not want to admit to it when talking withothers; however, this does not mean that he is not very critical of certain political

    developments in our country. His latest musical program _______________ and other

    writings are proof for this.

    Page 33

    I do believe, however, that he became more balanced ___________________, whichhas also become apparent in his political verdicts. Due to his black and whiteperspective, he still cannot see that a differentiated view of things is also necessary in

    artistic and literary circles.

    _______________ had been friends with _________ for four years. Together they

    worked on a production of _______________. __________ admired the

    independent and famous _______________ for a long time. But long before

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    _______, he distanced himself from _________. Today, he speaks very negatively ofhim. _______ thinks that _____ presents himself as the ultimate messiah and guru of

    the GDR and is now miserably trying to improve his image as _____________. He

    believes that __________ does not care about socialism, but only about himself.

    Even though we rarely see each other, I can see that ________ has overcome his

    crisis. He writes a lot now, is successful with his lyrics, they are performed by well-

    known bands and singers, he collaborates on projects with them, he seems to besomewhat financially stable, too (He does not complain about being short on money,

    even though his apartment is only modestly furnished and he does not care for

    expensive clothing either). He does not seem to have any problems with women,however, he does not have any committed or only short-term relationships.

    ____________________________________________________________________

    _______

    ____________________________________________________________________

    _______________________

    He has distanced himself decidedly from certain friends of his past, in particular hisformer best friend ______________. He accuses him of having abandoned his

    principles for the sake of his career and is writing demagogic articles even though he

    should know better. (For example on the Soviet film Regret).

    Page 34

    He does dare contacting the journalist _________, since he has a guilty conscience

    due to his resignation from the party. It appears that _______ was a role model forhim when it came to political questions.

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    Signed IM

    Page 35

    Handwriting samples

    _____________________________

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    Page 36

    Berlin, May 25, 1987

    Capital letters

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    In our current time, it is simply necessary that the individual countries promote the sloganMore socialism and more democracy! Only where more socialism and more democracy

    prevail, freedom can be guaranteed. Democracy and socialism form an inseparable unit.

    Page 37

    Berlin, May 25, 1987

    Block letters

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    In our current time, it is simply necessary that the individual countries promote the sloganMore socialism and more democracy! Only where more socialism and more democracy

    prevail, freedom can be guaranteed. Democracy and socialism form an inseparable unit.

    Page 38

    Berlin, May 25, 1987

    Handwriting

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    In our current time, it is simply necessary that the individual countries promote the sloganMore socialism and more democracy! Only where more socialism and more democracy

    prevail, freedom can be guaranteed. Democracy and socialism form an inseparable unit.

    Page 39

    Berlin, May 25, 1987

    Block letters

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    In our current time, it is simply necessary that the individual countries promote the sloganMore socialism and more democracy! Only where more socialism and more democracy

    prevail, freedom can be guaranteed. Democracy and socialism form an inseparable unit.

    Page 40

    Berlin, May 25, 1987

    Capital letters

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    In our current time, it is simply necessary that the individual countries promote the sloganMore socialism and more democracy! Only where more socialism and more democracy

    prevail, freedom can be guaranteed. Democracy and socialism form an inseparable unit.

    Page 41

    Berlin, May 25, 1987

    Handwriting

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    In our current time, it is simply necessary that the individual countries promote the sloganMore socialism and more democracy! Only where more socialism and more democracy

    prevail, freedom can be guaranteed. Democracy and socialism form an inseparable unit.

    Page 42

    HA XX/9 Berlin, December 5,

    1989

    Confirmed:_______

    Head of the division

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    Final report on the OPK Illusion, Registration no XV 4088/87

    The person in question

    ____________________, residing in 1058 Berlin, ________________

    freelance author

    was subjected to personal operative control on September 9 th, 1987. At the time, ______

    was publicly promoting texts and lyrics that were directed against party politics.

    The OPK came to the conclusion, that from todays perspective, _____________s

    endorsement of gen. Gorbatschows reform politics and his advocating of similar changes

    in the GDR did not violate any criminal or constitutional laws of our country.

    Consequently, further prosecution of this case by the Ministry of Security is not deemednecessary.

    Major __________

    Page 43

    [Translators note: pages 43 and 44 are identical to page 42. It is possible that several

    copies of the same final report were sent to different divisions]

    HA XX/9 Berlin, December 5,

    1989

    Confirmed:_______

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    Head of the division

    Final report on the OPK Illusion, Registration no XV 4088/87

    The person in question

    ____________________, residing in 1058 Berlin, ________________

    freelance author

    was subjected to personal operative control on September 9 th, 1987. At the time, ______was publicly promoting texts and lyrics that were directed against party politics.

    The OPK came to the conclusion, that from todays perspective, _____________sendorsement of gen. Gorbatschows reform politics and his advocating of similar changes

    in the GDR did not violate any criminal or constitutional laws of our country.

    Consequently, further prosecution of this case by the Ministry of Security is not deemednecessary.

    Major __________

    Page 44

    [Translators note: pages 43 and 44 are identical to page 42. It is possible that several

    copies of the same final report were sent to different divisions]

    HA XX/9 Berlin, December 5,

    1989

    Confirmed:_______

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    Head of the division

    Final report on the OPK Illusion, Registration no XV 4088/87

    The person in question

    ____________________, residing in 1058 Berlin, ________________

    freelance author

    was subjected to personal operative control on September 9 th, 1987. At the time, ______was publicly promoting texts and lyrics that were directed against party politics.

    The OPK came to the conclusion, that from todays perspective, _____________sendorsement of gen. Gorbatschows reform politics and his advocating of similar changes

    in the GDR did not violate any criminal or constitutional laws of our country.

    Consequently, further prosecution of this case by the Ministry of Security is not deemednecessary.

    Major __________

    Page 45

    File containing 33 pages was sealed on December 5th, 1989.

    Seal no 5569.

    Major ____________

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    Pages 46-48

    List of abbreviations

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    Abbreviation

    Division XXII

    BV [Bezirksverwaltung]

    FGR [German: BRD]

    GDR [German: DDR]

    EOS [Erweiterte Oberstufe]

    FDJ [Freie Deutsche

    Jugend]

    HA II

    Abt II

    HA VI

    HA XX

    Full term

    Division 22

    District administration

    Federal Republic ofGermany /West Germany

    German Democratic

    Republic

    Higher secondary school inthe GDR, high schoolequivalent comparable to the

    West German

    Gymnasium, the diplomaallowed for study at the

    university

    Literally translated: Free

    German Youth

    Major division 2

    Division 2

    Major division 6

    Major division 20

    Additional explanation

    Transformed into HA division

    XXII, in charge of terrorism

    prevention

    Official socialist youth

    organization in the GDR

    In charge of counterintelligence

    Within the Major

    Administration A, this was the

    division that was in charge oforganizations in the FGR

    In charge of passport control

    In charge of supervising

    cultural, church, stateapparatus, and underground

    matters

    In charge of foreign espionage

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    HV A or Hauptverwaltung

    A

    IM [Inoffizieller

    Mitarbeiter

    KD [Kreisdienststelle]

    KMK [Kreisemeldekartei]

    KPdSU

    KWV [Kommunale

    Wohnungsverwaltung]

    M

    MdI

    MfS

    NSA

    OG

    OPK

    PKW

    Major Administration A

    Unofficial collaborator

    District office

    District registration index

    Communist party of the

    Soviet Union

    Communal housing

    administration

    Division M

    Ministry of the Interior

    Ministry of Security

    Non Socialist Foreign

    Countries

    Operational area the

    Ministry of Securitys termfor West Germany

    Operative personal control

    Vehicle/car

    by the GDR

    Unofficial agent for the

    Ministry of Security, workingconspiratorially and usually

    unpaid

    District office of the Ministry

    of Security

    Related to the passport and

    registration divisions in thelocal police registration offices

    [See definition in page 1 of this

    document]

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    PKZ

    [Personenkennzeichen]

    PZF [Postzollfahndung]

    Reg. -Nr.

    SED

    StGB [Strafgesetzbuch]

    SU

    UdSSR [Union derSozialistischenSowjetrepubliken]

    VP [Volkspolizei]

    VSH

    WKK

    [Wehrkreiskommando]

    ZPD [Zentrale

    Personendatenbank]

    Personal index number

    Postal customs investigation

    Registration numberSocialist Unity Party of the

    GDR

    Penal code/criminal code

    Soviet Union

    Soviet Union

    National Police of the GDR

    Vorverdichtungs-, Such-,

    und Hinweiskartei,Military district command

    Central Biographical

    Database

    Identification numberconsisting of twelve digits

    Main index of the

    counterintelligence divisions

    Created in 1980