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1 English 306A; Harris 1 Pragmatics Interpersonal function Austinian Speech Acts Gricean Conversational Principles English 306A; Harris 2 Speech Acts Sam-I-Am’s been here. I can’t find any whisky! Conversational maxims English 306A; Harris 3 Functions Ideational function: What does “The cat is on the mat” mean as an expression in the system of English? How? Denotation, truth conditions, event schemata, semantic roles, … Interpersonal function: What does “The cat is on the mat” mean to hearer X, when said by speaker Y, in context Z? How? Speech acts, conversational maxims, face principles, deixis, … English 306A; Harris 4 Functions Ideational function: What does “The cat is on the mat” mean as an expression in the system of English? How? Denotation, truth conditions, event schemata, semantic roles, … Interpersonal function: What does “The cat is on the mat” mean to hearer X, when said by speaker Y, in context Z? How? Speech acts, conversational maxims, face principles, deixis, …
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1

English 306A; Harris 1

Pragmatics

Interpersonal functionAustinian Speech ActsGricean Conversational Principles

English 306A; Harris 2

Speech Acts

Sam-I-Am’sbeen here.

I can’t find any whisky!

Conversational maxims

English 306A; Harris 3

Functions

Ideational function:What does “The cat is on the mat” mean as an expression in

the system of English?How?

Denotation, truth conditions, event schemata, semantic roles, …

Interpersonal function:What does “The cat is on the mat” mean to hearer X, when

said by speaker Y, in context Z?How?

Speech acts, conversational maxims, face principles, deixis, …

English 306A; Harris 4

Functions

Ideational function:What does “The cat is on the mat” mean as an expression in

the system of English?How?

Denotation, truth conditions, event schemata, semantic roles, …

Interpersonal function:What does “The cat is on the mat” mean to hearer X, when

said by speaker Y, in context Z?How?

Speech acts, conversational maxims, face principles, deixis, …

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English 306A; Harris 5

Meaning

SemanticsPropositionsTruth/falsityContext-freeLanguage-in-vitro

PragmaticsUtterancesAppropriatenessContext-dependentLanguage-in-vivo

English 306A; Harris 6

Ideational function

What we’ve been studying to this point:Language from the perspective of encoding ideas, and the mechanicsof transmitting those ideas, within the system of a language.

English 306A; Harris 7

Interpersonal function

Language from the perspective of making andmaintaining human contact, so we cancoöperate, negotiate, decide, get along, buildbridges, and generally function as socialanimals.

English 306A; Harris 8

Interpersonal function

A supplement to the ideational function—not asubstitute—but a crucial supplement.

The ideational function is necessary, but notsufficient.

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English 306A; Harris 9

Phatic communionsocial contact

Communicativemental contact

Interpersonal function

English 306A; Harris 10

Interpersonal functionPhatic

The use of language to establish or maintainsocial relations

Sam!

English 306A; Harris 11

Phatic

Utterances whosechief function is toestablish or maintaincontact; much likecanine gluteus-maximus reciprocalolfactory analysis.

Hi, Hello, yo, …How are you, How’s it going,

How’s it hanging, …Live long and prosper, Keep

on truckin, Keep it real, …Nice weather, Cold enough

for you?, Hope the raindon’t hurt the rhubarb, ….

English 306A; Harris 12

Interpersonal functionCommunicative

The use of language to encode and transmitintentions

I will try them. You will see.

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English 306A; Harris 13

Interpersonal functionCommunicative

The use of language to encode and transmitintentions

Wait! Hold the presses.That sounds like theideational function!What gives?

English 306A; Harris 14

Interpersonal functionCommunicative

The use of language to encode and transmitintentions

Not quite. Notice theword is “intentions,”not “ideas”.

English 306A; Harris 15

Interpersonal functionCommunicative

The use of language to encode and transmitintentions

Take, for instance, theutterance, If you will let me be,I will try them. You will see.

Ideationally, it’s just a pair ofpropositions.

Communicatively, it’s asurrender, a capitulation, acollapse of my resolve, and aprediction that I won’t like yourdamn viridescent chow!

English 306A; Harris 16

Communicative

Utterances whosechief function is toshare mental contents

InformationAttitudesWorldviews

The cat is on the mat.Homer eats crap.Huh?Try them, try them, and you

may, I say.My kingdom for a horse.Please put the lid back down.Put the F&^#ing lid down!e = mc2

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English 306A; Harris 17

Phatic and Communicative

=Sam!If you will letme be, I will try them. You will see.

English 306A; Harris 18

Phatic and Communicative

Every utterance has bothphatic and communicativedimensions.

English 306A; Harris 19

Speech Acts & Conversational Maxims

J. L. AustinPeople do things with words beyond assertingtruth. We act through speech.

H.P. GriceThe way people coordinate theirspeech is very intricate. We follow maxims.

English 306A; Harris 20

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English 306A; Harris 21

Speech acts

Locutionthe utterance of a sentence withspecific denotation

Illocutionthe making of a statement, offer,promise, …

Perlocutionthe bringing about of effects onthe audience by means of utteringa sentence (persuading,entertaining, scaring, …)

English 306A; Harris 22

Locutionthe utterance of a sentence withspecific denotation

Illocutionthe making of a statement, offer,promise, …

Perlocutionthe bringing about of effects onthe audience by means of utteringa sentence (persuading,entertaining, scaring, …)

Speech acts

English 306A; Harris 23

Locutionthe utterance of a sentence withspecific denotation

Illocution= the speech act

Perlocutionthe bringing about of effects onthe audience by means of utteringa sentence (persuading,entertaining, scaring, …)

Speech acts

English 306A; Harris 24

Illocutions/Speech Acts

statement

statement

statementconfirmation

despisement

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English 306A; Harris 25

Acts through speech

Offer, decline, accept, promise, bet, warn, threaten,suggest, advise, declare, marry, christen, compliment,insult, joke, …

Try them! Try them!Try them and you may

I say!

Sam!If you will let me be, I

will try them. You will see. English 306A; Harris 26

Performative verbs

Verbs which describethe action speakersperform with thecorrespondingsentences.

They do not needto be present;diagnostics.

English 306A; Harris 27

Performative verbs

ask, tell, describe,state, …

promise, advise,request, …

pronounce,christen,sentence, …

English 306A; Harris 28

ask, tell, describe,state, …

promise, advise,request, …

pronounce,christen,sentence, …

Performative verbs

Informative

Obligative

Constitutive

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English 306A; Harris 29

Performative verbs—informativeask, tell, describe, assert, …

I ask you: is the cat onthe mat?

I’m telling you, the catis on the mat.

I assert: the cat is onthe mat.

English 306A; Harris 30

Performative verbs—obligativepromise, advise, request, …

I promise you: the catis on the mat.

I advise you: the cat ison the mat.

I request of you: putthe cat on the mat.

English 306A; Harris 31

Performative verbs—constitutivepronounce, christen, sentence, …

I pronounce youhusband and wife.

I christen this vesselthe Good ShipLollipop.

I sentence you tothirty days in thehole.

English 306A; Harris 32

Performative acts withoutperformative verbsSpeech acts withoutperformative verbs

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English 306A; Harris 33

Speech acts withoutperformative verbs

I ask you, is the cat onthe mat?

ORIs the cat on the mat?

OR

The cat is on the mat?

English 306A; Harris 34

Speech acts withoutperformative verbs

I’m sorry.vs.

I apologize.

I’m sorry for The Cat.vs.

I apologize for The Cat.

English 306A; Harris 35

Categories of speech acts(Dirven and Verspoor, Table 1, chapter 7)

Ritualized social circumstances (thank someonewhen something has been exchanged, sentence attermination of trial, pronunciation of marriage,…);utterance primarily constitutes act.

Communicate, or request communication ofinformation (assert facts, question truth of facts, solicitthe completion of an assertion, …); utterance primarilyengages in trafficing information.

Commit self or solicit others to do something (offerassistance, request favour, make a bet, …); utteranceprimarily concerns future conduct.

Constitutive

Informative

Obligative

English 306A; Harris 36

Categories of speech acts(Dirven and Verspoor, Table 1, chapter 7)

Expressive

Declarative

Assertive

Interrogative

Directive

Commissive

thanking, apologizing, …

sentencing, pronouncing, …

asserting, describing, …

asking

requesting, ordering, …

promising, offering, …

Constitutive

Informative

Obligative

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English 306A; Harris 37

Speech Act?

Would you? Could you?In a box?Could you? Would you?With a fox?

English 306A; Harris 38

Speech Act?

Would you? Could you?In a box?Could you? Would you?With a fox?

Obligative (Commissive)Offering

English 306A; Harris 39

Speech Act?

Would you? Could you?In a box?Could you? Would you?With a fox?

Obligative (Commissive)OfferingObligative (Directive)Urging

English 306A; Harris 40

Speech Act? Not in a box.Not with a fox. …I would not eat green eggs and ham.I do not like them, Sam-I-am.

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English 306A; Harris 41

Speech Act? Not in a box.Not with a fox. …I would not eat green eggs and ham.I do not like them, Sam-I-am.

Obligative (Commissive)Declining

English 306A; Harris 42

Speech Act? Not in a box.Not with a fox. …I would not eat green eggs and ham.I do not like them, Sam-I-am.

Informative (Assertive)Warranting

English 306A; Harris 43

H. P. Grice

English 306A; Harris 44

How to talk

Make your conversationalcontribution such as isrequired, at the stage atwhich it occurs, by theaccepted purpose ordirection of the talk-exchange in which you areengaged.

(Grice 1975: 45)

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English 306A; Harris 45

How to talk

Coöperate.

English 306A; Harris 46

Relation

Quality

Quantity

Manner

Be relevant.

Be truthful.

Be sufficient (but not prolix).

Be perspicacious.

How to talk, more specificallyGrice’s Maxims

English 306A; Harris 47

How to talk and interpret; conversational implicatureGrice’s Maxims

Not moral or social injunctionsEmpirically derived principles

Maxims that people naturallyfollow, and generally expectothers to follow

To speak

To understand (conversationalimplicature)

Observable mostly in violation

English 306A; Harris 48

Maxim of relationIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be relevant.A1: Yep, there’s a gas station at

King and Weber. [closed]A2: Nope, you’ll have to go all the

way to Erb Street;everything’s closed aroundhere because of the anthraxscare.

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English 306A; Harris 49

Maxim of qualityIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be truthfulSay what you believe to

be true.Don’t say what you

believe to be false.

English 306A; Harris 50

Maxim of qualityIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be truthfulSay what you believe to be

true.Don’t say what you believe

to be false.A1: Nope. [ommitting that there

is gas bar at the CanadianTire.]

A2: Well, there’s a gas bar, if youjust need some gas.

English 306A; Harris 51

Maxim of qualityIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be truthfulSay what you believe to be

true.Don’t say what you believe

to be false.A1: Nope. [false; there is one]A2: Yep, two lights up on the left

there’s a new PetrosaurusStation.

English 306A; Harris 52

Maxim of quantityIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Provide enough informationBut not too muchA1: Yep.A2: Sure, King and Erb.A3: Yep, King and Erb.

They have a sale ongumboots at thehardware store acrossthe street from it, too.

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English 306A; Harris 53

Maxim(s) of mannerIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be clearDon’t be obscureDon’t be ambiguousBe briefBe orderly

English 306A; Harris 54

Maxim(s) of mannerIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be clearYes. Somewhere near the

theatre.Don’t be obscureDon’t be ambiguousBe briefBe orderly

English 306A; Harris 55

Be clearDon’t be obscure

Yep. Next to the old Smithplace.

Don’t be ambiguousBe briefBe orderly

Maxim(s) of mannerIs there a gas station around here?

(=Do you know where I can get some gas? I’m a stranger)

English 306A; Harris 56

Be clearDon’t be obscureDon’t be ambiguous

Maybe there is, maybethere isn’t.

Be briefBe orderly

Maxim(s) of mannerIs there a gas station around here?

(=Do you know where I can get some gas? I’m a stranger)

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English 306A; Harris 57

Be clearDon’t be obscureDon’t be ambiguousBe brief

Sure quite a few. I know where every gasstation built in the KW area since the GreatWar was located. First, there was the OlliePetrie Service Station at the corner of …

Be orderly

Maxim(s) of mannerIs there a gas station around here?

(=Do you know where I can get some gas? I’m a stranger)

English 306A; Harris 58

Be clearDon’t be obscureDon’t be ambiguousBe briefBe orderly

Sure. At Erb, turn right off King. To get to King,take Westmount, and turn left when you get there.Before that, go three lights down University andturn left at Westmount. First, however, …

Maxim(s) of mannerIs there a gas station around here?

(=Do you know where I can get some gas? I’m a stranger)

English 306A; Harris 59

[T]hough some maxim isviolated at the level ofwhat is said, the hearer isentitled to assume thatthat maxim, or at least theoverall cooperativeprinciple, is observed at thelevel of what is implicated.

How to listen(Conversational implicature)

English 306A; Harris 60

Grice’s Maxims

The important point:Grice charted the many,many ways we coordinateour speech to each other’sneeds and expectations.

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English 306A; Harris 61

Intention; figuration

All language dialogic (conversational).Grice’s maxims form a baseline of expectations.Figures of thought (tropes) function by violating

maxims, deviating from baseline.The ‘first reading’ doesn’t make sense, so hearers figure

out the speaker’s intention--not what the utterancemeans, but what the speaker means by thatutterance.

English 306A; Harris 62

Metonymy

Violates quality

Satisfies relation,quantity, manner

English 306A; Harris 63

Metaphor

My love is red,red rose.

English 306A; Harris 64

Repetitio

My love is red,red rose.

Violates manner(brevity)

Satisfies relation,quantity, quality

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English 306A; Harris 65

Polyptoton

Violates manner(brevity)

Satisfies relation,quantity, quality

English 306A; Harris 66

Irony

Violates quality

Satisfies relation,quantity, manner

Lovely day!

English 306A; Harris 67

Paronomasia

Violates manner(clarity)

Satisfies relation,quantity, quality

English 306A; Harris 68

Now, for the high-brow stuff

Polonius:What do you read, my lord?

Hamlet

Words, words, words.

Violates quantity and relation(Satisfies quality and mostly manner)

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English 306A; Harris 69

Now, for the high-brow stuff

Polonius:What is the matter, my lord?

Hamlet

Between whom?

Violates relation(satisfies quantity, manner, … quality?)

English 306A; Harris 70

Slanders, sir; for the satirical rogue sayshere that old men have grey beards, that

their faces are wrinkled, their eyespurging thick amber and plumtree gum, and

that they have plentiful lack of wit,together with most weak hams; all ofwhich though I most powerfully and

potently believe, yet I hold it not honestyto have set it thus down, for yourself, sir,shall grow old as I am, if like a crab you

could go backward.

Now, for the high-brow stuff

Polonius:I mean the matter that you read,

my lord.

Hamlet

English 306A; Harris 71

Slanders, sir; for the satirical rogue sayshere that old men have grey beards, that

their faces are wrinkled, their eyespurging thick amber and plumtree gum, and

that they have plentiful lack of wit,together with most weak hams; all ofwhich though I most powerfully and

potently believe, yet I hold it not honestyto have set it thus down, for yourself, sir,shall grow old as I am, if like a crab you

could go backward.

Now, for the high-brow stuff

Polonius:I mean the matter that you read,

my lord.

Hamlet

Violates

quantity

English 306A; Harris 72

Slanders, sir; for the satirical rogue sayshere that old men have grey beards, that

their faces are wrinkled, their eyespurging thick amber and plumtree gum, and

that they have plentiful lack of wit,together with most weak hams; all ofwhich though I most powerfully and

potently believe, yet I hold it not honestyto have set it thus down, for yourself, sir,shall grow old as I am, if like a crab you

could go backward.

Now, for the high-brow stuff

Polonius:I mean the matter that you read,

my lord.

Hamlet

Violates

relatio

n

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English 306A; Harris 73

Slanders, sir; for the satirical rogue sayshere that old men have grey beards, that

their faces are wrinkled, their eyespurging thick amber and plumtree gum, and

that they have plentiful lack of wit,together with most weak hams; all ofwhich though I most powerfully and

potently believe, yet I hold it not honestyto have set it thus down, for yourself, sir,shall grow old as I am, if like a crab you

could go backward.

Now, for the high-brow stuff

Polonius:I mean the matter that you read,

my lord.

Hamlet

Violates

manner

(clarity, b

revity

, ord

erliness)

English 306A; Harris 74

Slanders, sir; for the satirical rogue sayshere that old men have grey beards, that

their faces are wrinkled, their eyespurging thick amber and plumtree gum, and

that they have plentiful lack of wit,together with most weak hams; all ofwhich though I most powerfully and

potently believe, yet I hold it not honestyto have set it thus down, for yourself, sir,shall grow old as I am, if like a crab you

could go backward.

Now, for the high-brow stuff

Polonius:I mean the matter that you read,

my lord.

HamletQualit

y?

English 306A; Harris 75

Now, for the high-brow stuff

Hamlet English 306A; Harris 76

I ask to be, or not to be.That is the question, I ask of me.This sullied life, it makes me shudder.My uncle's boffing dear, sweet mother.Would I, could I take my life?Could I, should I, end this strife?Should I jump out of a plane?Or throw myself before a train?Should I from a cliff just leap?Could I put myself to sleep?…To sleep, to dream, now there's the rub.I could drop a toaster in my tub.

Hamlet

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English 306A; Harris 77

Pragmatics

Interpersonal functionPhatic and Communicative

Speech actsInformative, Constitutive, and Obligative

Grice’s MaximsThe coöperative principle (and its ramifications)Speaking and understanding (conversational implicature)