SPACINGOFCRACKSINREINFORCEDCONCRETE
ByZdenekP.Bazant,1F.ASCEandByungH.Oh2
ABSTRACT:Thespacingandwidthofcracksinaparallelcracksystemisap-proximatelyanalyzedusingtheenergycriterionoffracturemechanicsaswell
asthestrengthcriterion.Theenergycriterionindicatesthatthecrackspacing
isafunctionoftheaxialstrainofthebarsandalsodependsonbarspacing,
bardiameter,fractureenergyofconcrete,anditselasticmodulus.Boththe
energyandstrengthcriteriayieldaminimumstrainnecessarytoproduceany
cracks.Theenergycriterionandthebondslipconditionsfurtheryieldalower
boundonpossiblespacingofcontinuouscracks.Therulesfortheformation
ofshorter,partiallength,cracksarealsosetup.Approximateexpressionsfor
thecrackwidthat,andaway,fromthebarsarederived.Numericalcompari-sonsindicatesatisfactoryagreementwithexistingtestdata,andlendtheoretical
supporttooneaspectoftheempiricalGergely-Lutzformulaobtainedbysta-tisticalregressionanalysisoftestdata.Finally,formationofskewcracksina
biaxiallystressedandbiaxiallyreinforcedplateisanalyzedandacrackspacing
formulaisderivedforonetypicalcase. INTRODUCTION Thewi dt
handspacingofcracksinparallelcracksyst emsinreinforced
concretestructureshaveamajorinfluenceonstructuralperformance,
includingshear,tensileandbendi
ngstiffnesses,energyabsorptionca-pacity,ductility,andcorrosionresistanceofreinforcement.Muchhas
beenlearnedalreadyaboutcrackwi dt
handspacing(1,2,5-14,16,18-20,22-25,29,30),butacompletelyrationalandgeneralmet
hodofpredictionis stillunavailable.Wewillat t
empthereanadvanceinthisdirection,pay-ingparticularattentiontocrackspacingsinceitisalreadyknownrea-sonablywellhowtocalculatet
hewi dt honcet
hecrackspacingisde-termined,e.g.,asisshowninanearlierst
udyoftension-stiffening(5). Theexistingformulasfort
hespacingofcracks(2,11-13,18)arebased onthest rengt
hcriterion.Theneedforempiricalrelationssuggest s, however,thatt
hest rengt hconceptmaybeinsufficient.Theoretically,
crackingisfractureandsot heenergyrequiredtoformt hecracksshoul d
bealsotakenintoaccount.Aswewillsee,thisgivesreasonableresults
wheret hest rengt hconceptdoesnot .Theenergyapproachhasalready
beenusedtoderiveaformulafort hespacingoft hermalcracksinrock
(8,10)andofdryingcracksinconcrete(7).Wewillempl oyhereasimilar
approach,restrictingourattentiontocrackscausedbyappl i edloads.
CRACKINGCRITERION
Applicabilityoffracturemechanicstoconcretehasbeendeniedbymost
specialistsbecauseofnegativeexperi ment alevidence.However,some
^rof.ofCiv.Engrg.andDir.,CenterforConcreteandGeomaterials,Tech-nologicalInst.,NorthwesternUniv.,Evanston,111.
60201. 2Asst.Prof.,Dept.ofCiv.Engrg.,TechnicalUniv.,Seoul,Korea.
Note.DiscussionopenuntilFebruary1,1984. Toextendtheclosingdateone
month,a writtenrequestmustbefiledwiththeASCE ManagerofTechnicaland
ProfessionalPublications.Themanuscriptforthispaperwassubmittedforre-viewandpossiblepublicationonApril12,1982.
This paperis partoftheJournal ofStructuralEngineering,Vol.109,
No.9,September,1983.ASCE,ISSN0733-9445/83/0009-2066/$01.00.PaperNo.18238
2066 J. Struct. Eng. 1983.109:2066-2085.Downloaded from
ascelibrary.org by Maharaj Vijayaram Gajapathi Raj College Of
Engineering (MVGR) on 07/11/15. Copyright ASCE. For personal use
only; all rights
reserved.recentresearchers,e.g.,Hillerborg,etal.(17),
Petersson(26),A.Ingraf-fea(privatecommunications,1981,1982),andthewriters(3),indicate
thatasatisfactoryagreementwithessentiallyallfracturetestdatacan
beachievedprovidedonetakesintoaccountthefactthat,duetoma-terial
heterogeneity,thefractureprocesszoneis long,spanningalength
ofatleastseveralaggregatesizes.Asaconsequenceofthisfact,the linear
fracturemechanicscannot be used(except forvery largestructures
suchasdams)andtheenergycriterionoffracturemechanics,aswellas
thestrengthcriterion,mustbeappliedgloballyoverregionsthatmea-sureatleastseveralaggregatesizes.Thisisclearevenwithoutexperi-mentalevidence,sincestructuralanalysisimpliesthehypothesisof
smoothingofaheterogeneousmaterialbyanequivalenthomogeneous
continuuminwhich,ifoneusesthelanguageofthestatisticaltheory
ofrandomlyheterogeneousmaterials,thestressesandstrainsmustbe
understoodastheaveragesoftheactualstressesandstrainsinthemi-crostructureovertheso-calledrepresentativevolumewhosesizemust
betakento beatleastseveraltimesthesizeoftheinhomogeneities.On
asmallerscale,thecontinuumconceptsaremeaningless.
Whenthefractureprocesszoneis notnegligiblysmall,onemusttake
intoaccountthestress-strainrelationofthematerial,includingthede-cline
ofstressto zero at very large strains(strain-softening).Its
twoprin-cipalcharacteristics,whichseemsufficientformostpracticalpurposes,
arethetensilestrength,/,'(determinedasthepeakstressindirectten-siontests),andthefractureenergy,b/2,
Fig.1(g)] orverydensecracks[s b/2,Fig.l(z)j,but
notthecaseinFig.1(h)forwhichs/b-1.Forthissituation,wewill
thereforehavetodeviseacertainapproximateinterpolationtechnique.
Itmustbeadmittedthatthemethodofstresslinesisoftencorrect only
intheorderofmagnitude,anda twoor three-folderrorispossible.
However,therelativeerrorremainsaboutthesameforsimilargeome-tries,andthemethodgivescorrectstructureoftheexpressionforthe
energyrelease,exceptfora numericalfactor.Sincewewillcalibratethe
numericalfactorbytestdata,themethodseemsacceptable. It is well
knownthatthebondshearstressesmaycausethesteelbars
toslip.Tomakeexplicitformulasattainable,wewillassumethateither
thereisnobondsliporthebondslipoccursovertheentirelengthof
thebarandthebondshearforceperunitlength,Fb,isconstantand equalto
itsultimatevalue,FJ,. Inreality,Fb is ofcoursevariable; itequals
2069 J. Struct. Eng. 1983.109:2066-2085.Downloaded from
ascelibrary.org by Maharaj Vijayaram Gajapathi Raj College Of
Engineering (MVGR) on 07/11/15. Copyright ASCE. For personal use
only; all rights
reserved.zeroatintersectionswiththecracksandatthemidlengthbetweenthe
cracks,causingthelengthLb ofbondsliptobecomeinrealitylessthan
thecrackspacing.Furthermore,thevalueofF'b neednotbethesame
asthatfrompullouttests.Becausewedealherewithamuchshorter
bondsliplengthandsmallerslipdisplacements,F'b canbehigherthan
inthesetests.
Doweneedtoconsiderthatatransitionfromano-slipsituationto
bondslipcanoccurduringcrackformation?Withinourassumptionswe
donot,aslongasweassumethebondsliptooccurovertheentire
lengthofthebarbetweenthecracks.Weconsiderthecracktoformat
aconstantoveralldeformation,andsothecrackformationgenerallyre-lievesthestresses.Afterthecrackspacingishalved,thesituationis
geometricallysimilarandstressdistributionisthenalsosimilarforour
assumptions.Thus, if there is no bondslip beforecracking,there
isnone aftercracking
inourmodel.Anexceptionistheformationoffirstcracks
duringwhichthebondslipcanoccur.Althoughitwouldbepossibleto
analyzethiscasewithourmethod,weomititforthereasonsalready
explained. ConditionsforInitiationofMicrocrackBands.Ifthereisnobond
slip,thestrengthcriterionrequiresthat es >|(no slip)(2) in
which/',=tensilestrengthofconcrete;andEc =its Young'smodulus.
(Thisconditionalsoappliestotheformationoffirstcracks.)
Ifthereisbondslip,thecracksinitiateonlyifthestressproducedin
segment01[Fig.l(g,i)]bythebondforceaccumulatedoverthebond
sliplength,Lb,equalsf't.Wenowdistinguishthecaseofverysparse
cracks(sb/2)andverydensecracks(sb/2).Forsb/2[Fig.
1(g)],theequilibriumconditionisF'bLb=-n{b2-D2)/',/4,andsinceLb
^s,wemaywriteforsb/2: IT/;4 s^'h^^ For s
b/2[Fig.l(i)],theequilibriumconditionis F'bLb= tr[{2ks+Df
-D2]/'(/4,andsinceLb
2(s),inwhich2(s)=asmoothfunctionwhichasymptotically
approachesh2whens>>b/2,andg2(s)whensb/2[Fig.2(a)].A
simplefunctionwhichhasthesetwoasymptoticpropertiesiscj>2(s)=
\hl+g2(s)"]v"-(Fromtestdatafitting,thevaluen= 4 wasfoundtobe
reasonable.)Thus,foranys/b V ALZ =- Ece2;V= 247c tr(&
-D)2(2b+D) \trks2(ks+D) n-i-1/n (no slip)(10) isobtained.
Supposenowthatthesteel barsslip. Thestress,o-j, inconcreteinthe
crosshatchedregionsofFig.l(g,i)beforecrackingnolongerisEcesand
mustbefiguredoutfromtheultimatebondforces,Fj ,
,appliedoncon-cretealongthebar[Fig.1(/)].Theirresultantis F'bs,
andsotheaverage
stressonthecrosssection,01,inFig.1(/)orFig.l(g,i)is,approxi-mately,fors>>b/2:
0(fulllength)(23)
Thisconditiondoesnotinvolvees,andsothesolutionisafixedlower
limitonthespacingofthecracksoffulllength[smlninFig.2(b,c)].The
left-handsideofEq.23hastheformP(s)/s3inwhichP(s)=asixth-order
polynomial in s.Thesolutionof Eq.23 can beobtainedbyNewton
iteration. AnapproximationtothesolutionofEq.23
can,however,beobtained byreplacingEq.13
withthelimitingvalueforsparsecracks,SpecimenNo. S2S a /
(c)SpecimenNo. S3/ it1iIIt (d)SpecimenNo. S4S So
0OO040.00080.00120.00160.00040.0008 SteelSt r ai n,es 0.00120.0016
(e)BeamNo.30 _Theory 0Hognestad(1962) -""o (g)BeamNo.1-22 _Theory
0Mathey, Watstein (I960)jy' -? 3-***' aooo,/es
inwhiches=steelstrain[Fig.7(b)]. Thecoefficientofvariation
oferrorsinthistypeofregressionisfoundtobew =0.126. The 95%
confidencelimitscorrespondingtowareplottedas thedashed
curvesinFig.7(a,b). Thesecurvesarehyperbolas,butduetothelarge 2080
J. Struct. Eng. 1983.109:2066-2085.Downloaded from ascelibrary.org
by Maharaj Vijayaram Gajapathi Raj College Of Engineering (MVGR) on
07/11/15. Copyright ASCE. For personal use only; all rights
reserved.TABLE1.ParametersforTestData TestSeries (D 1.Clark
2.Chi,Kirstein 3.Kaar,Mattock 4.Hognestad 5.Mathey,Watstein Ec, in
thousand poundsper squareinch (2) No.13,212 23,192 33,457 41,912
No.14,277 23,713 33,422 41,500 No.12,891 23,149 33,028 43,120
No.12,514 23,312 No.13,246 23,272 %,in pounds perinch (3) 0.505
0.411 0.412 0.393 0.684 0.661 0.611 0.204 0.287 0.304 0.524 0.217
0.109 0.328 0.251 0.259 /',in poundsper squareinch (4) 385 357 367
290 476 447 422 207 259 273 329 240 170 286 299 303 d>in inches
(5) 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.5 1.5 1.5 1.5 1.5 1.5 1.0 1.0
Fi,in pounds perinch (6) 3,876 3,499 3,199 3,783 5,950 6,426 6,391
2,771 3,470 3,504 3,868 3,735 2,830 4,173 3,226 3,187 F?, l n
pounds perinch (7) 3,895 3,619 3,040 3,743 5,805 6,299 6,322 2,328
3,819 3,676 4,189 3,885 2,888 4,142 3,344 3,287 Note: psi=6,895
N/m2; lb/in.=175.1 N/m;in.=25.4 mm; ksi=1,000psi. All numbers
except d, hadto be estimated,in order to get optimum fit,because
they werenot reportedby theexperimentalists. size
ofourstatisticalsamplestheyarealmoststraight,inwhichcasethe
95%confidencelimitsrelativetomeanY areapproximately1.96co.
WeseefromFig.7thatourtheoryachievesasatisfactoryagreement
withtestdata.
Asfortheerrorsinthecrackspacing,wemaycharacterizethemby
thecoefficientofvariation,cos,ofthepopulationofthevaluesofsm/st, s,
andst beingthemeasuredandtheoreticalspacings.Fromallthedata
pointsinFig.4wegetcos=0.145.Weshouldnote,however,thata
statisticalcomparisonoftheerrorsinspacingbasedonFig.4isoflim-itedrelevancesince,as
wementionedbefore,thespacingdataavailable
involvesomeirregularspacings,donothaveasufficientrangetoshow
thehalvingofspacing,anddonotpermitshowingthechangesofreg-ularspacing
withsteelstrain.Because of probableirregularspacing,the firstandthe
lastdatapoints in Fig. 4 werenot includedin thecalculation ofo)s
givenpreviously.
Tocalculatethefractureenergy,"fy,therecentlydevelopednewfor-mulafromRef.3hasbeenused.
Thevaluesofultimatebondforce,F'v,obtainedastheoptimaforfit-tingthedata(Table1)
maybeanalyzedtoseewhethertheyshowsome
systematicpatternandcanbeapproximatelypredicted.Assumingthat F[
dependsonthecompressivestrength,f'c,ofconcrete,andcarrying outa
least-squareregressionanalysisoftheoptimumvaluesofFj, listed
inTable1,wecanobtainthefollowingapproximateformulafortheul-timatebondforceperunitlengthofadeformedsteelbar:
2081 J. Struct. Eng. 1983.109:2066-2085.Downloaded from
ascelibrary.org by Maharaj Vijayaram Gajapathi Raj College Of
Engineering (MVGR) on 07/11/15. Copyright ASCE. For personal use
only; all rights reserved.00.00240.00480.00720.00960.012024681012 X
= wtX = t /eB FIG.7.PlotofMeasured versusTheoreticalValues forCrack
WidthBased on Figs. 5-6 Ft= 0.95/^(34) inwhichF%
=predictedvalueofF{,f'c mustbeinpsi,andF%isinl b/
in.(1psi=6,895Pa,1lb/in.=175.1N/ m).Notethatthevaluesof
FJandF(,aregenerallylarger(roughlyby70%)thantheusualbond
force,U'h,determinedbypullouttestsandusedindeterminingthede-velopmentlengthofsteelbars.Thisisbecausewedealherewithalo-calizedbondslipoccurringonlyoverashortbarlength.
Forall16 datasetslistedinTable1,theerrorsofEq.34,i.e.,Ft-F{,
(withFtandF'hlistedinTable1),havethecoefficientofvariationf=
0.051,whichseemsacceptable.
FormationofSkewCracks.Generalloadingcanproduceasystem of parallel
cracks whichare not normal to thereinforcingbars.Auniaxial
appliedstressinthebardirectionwillobviouslyalwaysproducecracks
normaltothebars,andsotheskewcrackscanonlybeproducedunder
multiaxialappliedstress,inwhichcasethereinforcementwouldnor-mallybedesignedasanorthogonalmeshratherthanasystemofpar-allelbars.
Consideranorthogonalregularreinforcingnet withidentical
barspac-ingsanddiametersforbarsofbothdirection[Fig.2(i-n)].Supposethat
thecracksformatangle45 withthebars[Fig.2(i-n)].Toproducesuch
cracks,theaxialstrainsinthebarsofbothdirectionsmustbethesame.
Beforethefirstcracking,theconcretewouldberoughlyinastateof biaxial
tension,ax= ay. Formationof a crack in y-directionwouldrelieve
someofthestress,ux,butwouldhavenoeffectoncy.Applyingagain
themethodofinclinedstresslines(withk=1),wemayconsiderthat
theformationofverticalcracksinFig.2(;'-Z)wouldrelievestress,ax,
fromtheverticallycrosshatchedtriangularregionsandwouldhaveno
effectonthestressintheremainingregions. We may nowcomparetwo
possiblecrack locations: thecracksrunning throughthe
barcrossings[Fig.2(/)],andthecracksrunninginthemid-dlebetweenthesecrossings[Fig.2(l,m)].Comparingtheareasofthe
2082 J. Struct. Eng. 1983.109:2066-2085.Downloaded from
ascelibrary.org by Maharaj Vijayaram Gajapathi Raj College Of
Engineering (MVGR) on 07/11/15. Copyright ASCE. For personal use
only; all rights reserved.regionsof reliefof
axforbothcases(verticallycrosshatchedregions),we
seethattheirareaissomewhatsmallerforthesecondofthesetwocases [Fig.
2(l,m)]. Therefore,thestrainenergyrelease,AU,forcracksrunning
throughthebarcrossingsappearstobelarger,andsothisisthetype
ofcrackswhichshouldform[Fig.2(j,k)],Thisnowrestrictsthepossible
spacingstos=nb/V2inwhichn=1,2,3,Wenotehoweverthat AU
percrackisthesameforallthesecrackspacings.
Therefore,cracksofthedensestspacing[Fig. 2(k)]: S^ 2:P 5 )
shouldformimmediatelywhentheminimumnecessaryaxialstrain,es,
inthebarsisreached.Forthisspacing,thestress,0,andsoalargerstrainisrequiredto
producethesecracks.
Subsequentincreaseofstraincannot,accordingtoouranalysis,pro-ducefurthercontinuousskewcracks.Itcan,however,produceshorter,
discontinuouscracksofthetypealreadyanalyzed[Fig.2(n)].Theseare
likelynottobeparalleltothecontinuouscracks. Thereare
manymoreinterestingquestionswithregardto skewcracks
underbiaxialstress,buttheyarebeyondthescopeofthisstudy.
SUMMARYANDCONCLUSIONS
Thespacingandwidthofcracksinaparallelcracksystemisapprox-imatelyanalyzedusing
theenergycriterionof fracturemechanicsaswell
asthestrengthcriterion.Followingpreviousworksonrocks(8,10),the
energycriterionisappliedhereinanovelwayintegrally,considering
theformationoftheentirecrackasoneevent.Forcracksthatarenot
longenoughcomparedtotheaggregatesize,thisapproachappearsto
bemorerealisticthantheusualfractureanalysiswhichpertainstoen-ergy
balanceat infinitesimalcrack lengthincrements(i.e.,
balanceofen-ergyreleaseandconsumptionrates).Theenergycriterioninvolvesnot
onlythereleaseofstrainenergyandtheenergyconsumedtoproduce
thecrack,butalsotheenergyconsumedbybondslipduringcracking (ifany).
Theenergycriterionindicatesthatthecrackspacingisafunctionof
theaxialstrainofthebarsandalsodependsonbarspacing,bardi-ameter,fractureenergyofconcrete,anditselasticmodulus.Boththe
energyandstrengthcriteriayieldaminimumstrainnecessarytopro-2083 J.
Struct. Eng. 1983.109:2066-2085.Downloaded from ascelibrary.org by
Maharaj Vijayaram Gajapathi Raj College Of Engineering (MVGR) on
07/11/15. Copyright ASCE. For personal use only; all rights
reserved.duceanycracks.Theenergycriterionandt hebondslipcondi t i
onsalso yieldalowerboundonpossiblespacingofcont i
nuouscracks.Therul es fortheformationofshorter,partiall engt
hcracksarealsosetup.Ap-proximateexpressionsfort hecrackwi dt
hat,andaway,fromt hebars arederived. Numericalcompari
sonsindicatesatisfactoryagreementwi t hexisting testdata,andalsol
endtheoreticalsuppor ttooneaspectoft heempirical
Gergely-Lutzformulapreviouslyobtainedbystatisticalregressi
onanal-ysisoftestdata.Finally,formationofskewcracksinabiaxiallystressed
andbiaxiallyreinforcedplateisanalyzedandacrackspaci ngformulais
derivedforonetypicalcase. ACKNOWLEDGMENT FinancialsupportunderU.
S.NationalScienceFoundat i onGrantNo. CEE8009050toNort hwest
ernUniversityisgratefullyacknowledged.Mary Hillistobet
hankedforherexcellentsecretarialassistance. APPENDIX.REFERENCES
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2085 J. Struct. Eng. 1983.109:2066-2085.Downloaded from
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