Southwestern Public Service Company Summary of Industry Organization Dues Line No. FERC ACCT Organization Total Amount Allocation to SPS Updated Test Year Amount to SPS Allocation to Texas 213 921 IEEE 1,876 40.29% 756 69.15% 214 921 IMPLEXNET INC 17,500 12 82% 2,244 69.15% 215 921 In House Benefits Counsel Network 100 12 78% 13 69 15% 216 921 Incident Prevention Institute 599 14.36% 86 69.15% 217 921 INFOCOMM 500 11 89% 59 69.15% 218 921 Information Systems Audit and Control 2,285 12.65% 289 69 15% Association (ISACA) 219 921 Information Systems Security Association 115 12.84% 15 69 15% (ISSA) 220 921 INFRAGARD 25 14 32% 4 69.15% 221 921 Institute for Supply Management 211 15 26% 32 69.15% 222 921 Institute of Certified Professional Managers 610 14.22% 87 69.15% 223 921 Institute of Hazardous Materials Management 210 41 85% 88 69.15% Total Requested Texas Amount Brief Purpose of Organization 523 IEEE is the woild's largest professional association dedicated to advancing technological innovation and excellence for the benefit of humanity. IEEE and its members inspire a global community through IEEE's highly cited publications, conferences, technology standards, and professional and educational activities. 1,552 Founded in 1991, Implex is a 'technology service provider based in Minneapolis, Minnesota With three technology-driven divisions - Dataride, Digital Edison, and Qwikcast - Implex is in the unique position to ensure our clients have a single, reliable and professional technology partner to assist them in achieving their technological and media objectives. 9 The In-House Benefits Counsel Network is a vital netwoik of in-house employee benefits attomeys that offers a unique forum for members to share practice issues, concems and ideas in an informal setting. 59 On-Demand E-leaming Exclusively for Utility Safety & Operations ofessionals 41 lnfoCorrun International is a global organization for the professional audio visual industry and presents trade shows, special events and training opportunities 200 As an independent, nonprofit, global association, 1SACA engages m the development, adoption and use of globally accepted, industry-leading knowledge and practices for information systems 10 As an independent, nonprofit, global association, ISACA engages in the development. adoption and use of globally accepted, industry-leading knowledge and practices for information systems 2 InfraGard has 84 chapters with more than 43,000 members nationwide helping to protect and defend critical infrastructures 22 Institute for Supply Management® (ISM(0)) is the first and largest not-for- prof t professional supply management orgamzation worldwide. 60 The institute of Certified Professional Managers is a US-based, non-profit, educational institute and certification body affiliated with the James Madison University College of Business, that provides education and certification in management to managers, supervisors and leaders working in all industries 61 For over thirty years the Institute of Hazardous Materials Management (IHMM), a not-for-profit organization founded in 1984, has been protecting the environment and the public's health, safety, and security through the administration of credentials iecognizing professionals who have demonstrated a high level of knowledge, expertise, and excellence in the management of hazardous materials. u£17f1 - 0 al t iP oll oS
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Southwestern Public Service Company
Summary of Industry Organization Dues
Line No.
FERC ACCT Organization
Total Amount
Allocation to SPS
Updated Test Year Amount
to SPS Allocation to Texas
213 921 IEEE 1,876 40.29% 756 69.15%
214 921 IMPLEXNET INC 17,500 12 82% 2,244 69.15%
215 921 In House Benefits Counsel Network 100 12 78% 13 69 15%
216 921 Incident Prevention Institute 599 14.36% 86 69.15%
217 921 INFOCOMM 500 11 89% 59 69.15%
218 921 Information Systems Audit and Control 2,285 12.65% 289 69 15% Association (ISACA)
219 921 Information Systems Security Association 115 12.84% 15 69 15% (ISSA)
220 921 INFRAGARD 25 14 32% 4 69.15%
221 921 Institute for Supply Management 211 15 26% 32 69.15%
222 921 Institute of Certified Professional Managers 610 14.22% 87 69.15%
223 921 Institute of Hazardous Materials Management 210 41 85% 88 69.15%
Total Requested
Texas Amount
Brief Purpose of Organization
523 IEEE is the woild's largest professional association dedicated to advancing technological innovation and excellence for the benefit of humanity. IEEE and its members inspire a global community through IEEE's highly cited publications, conferences, technology standards, and professional and educational activities.
1,552 Founded in 1991, Implex is a 'technology service provider based in Minneapolis, Minnesota With three technology-driven divisions - Dataride, Digital Edison, and Qwikcast - Implex is in the unique position to ensure our clients have a single, reliable and professional technology partner to assist them in achieving their technological and media objectives.
9 The In-House Benefits Counsel Network is a vital netwoik of in-house employee benefits attomeys that offers a unique forum for members to share practice issues, concems and ideas in an informal setting.
59 On-Demand E-leaming Exclusively for Utility Safety & Operations ofessionals
41 lnfoCorrun International is a global organization for the professional audio visual industry and presents trade shows, special events and training opportunities
200 As an independent, nonprofit, global association, 1SACA engages m the development, adoption and use of globally accepted, industry-leading knowledge and practices for information systems
10 As an independent, nonprofit, global association, ISACA engages in the development. adoption and use of globally accepted, industry-leading knowledge and practices for information systems
2 InfraGard has 84 chapters with more than 43,000 members nationwide helping to protect and defend critical infrastructures
22 Institute for Supply Management® (ISM(0)) is the first and largest not-for-prof t professional supply management orgamzation worldwide.
60 The institute of Certified Professional Managers is a US-based, non-profit, educational institute and certification body affiliated with the James Madison University College of Business, that provides education and certification in management to managers, supervisors and leaders working in all industries
61 For over thirty years the Institute of Hazardous Materials Management (IHMM), a not-for-profit organization founded in 1984, has been protecting the environment and the public's health, safety, and security through the administration of credentials iecognizing professionals who have demonstrated a high level of knowledge, expertise, and excellence in the management of hazardous materials.
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Southwestern Public Service Company
Summary of Industry Organization Dues
Line No.
FERC ACCT Organization
Total Amount
Allocation to SPS
Updated Test Year Amount
to SPS Allocation to Texas
224 921 International Association of Administrative 300 63.33% 190 69.15% Professtonals
225 921 International Association of Arson Investigators 268 59 24% 158 69.15% Inc (IAAI)
226 921 International Association of Privacy 750 12 82% 96 69.15% Professionals (IAPP)
227 921 International Council 135 100 00% 135 69.15% 228 921 International Energy Credit Association (1ECA) 350 14.29% 50 69.15%
229 921 International Secunty Driving Association 75 12 84% 10 69 15%
(ISDA)
230 921 International Society of Aboriculture 120 100.00% 120 69.15%
231 921 1SC 2 340 12.83% 44 69.15%
232 921 IT Service Management Forurn (ITSMFUSA) 878 11 89% 104 69.15%
233 921 Minneapolis Government Center 20 12.79% 3 69.15% 234 921 Minnesota Association for Financial 575 12 81% 74 69 15%
Professionals
235 921 Minnesota Business Aviation Association 1,500 12.78% 192 0.00%
131 The International Association of Administrative Professionals (IAAP) is a 51 (c)(6) registered not-for-profit professional association for administrative professionals. IAAP strives to ensure individuals working in office and admintstrative professions have the opportunity to connect, learn, lead, and
110 Texhceellnternational Association of Arson Investigators® (IAAIt) is an international professional association of more than 9,000 fire investigation professionals.
66 The International Association of Privacy Professionals (IAPP) is a resource for piofessionals who want to develop and advance their careers by helping their organizations successfully manage these risks and protect their data In fact, we're the world's largest and most comprehensive global information privacy commundy.
93 35 The 1ECA is the leading global membership organization for credit
professionals in the energy industry and promotes the education and understanding of credit and nsk management in relation to energy commerce.
7 The ISDA serves the protective services community by supporting an international fon= of protective services providers who share knowledge to enhance the profession.
83 Through research, technology, and education, the International Society of Arbonculture (ISA) promotes the professional practice of arboriculture and fosters a greater worldwide awareness of the benefits of trees.
30 The International Information System Security Certification Consortium is a non-profit organization winch specializes in information security education and certifications.
72 The itSMF USA, a chapter of itSMF International, is the independent professional organization and fonnn for IT Service Management professionals in the US A not-for-profit organization, itSMF is a prominent player in the on-going development and promotion of IT Service Management (ITSM) best practices, standards and qualifications in the United States
2 51 The Miimesota Association for Financial Professionals (aka MNAFP or
Minnesota AFP) provides it forum for the exchange of ideas, concepts and teclunques related to the fields of treasury management, finance, investment management, and banking.
excluded expense 12 The IvINCMN is a non-profit network of change management practitioners,
leaders and educators.
Total Requested
Texas Amount Brief Purpose of Organization
147 Minnesota Interactive specializes in e-marketing, eCommerce, Minneapolis SEO, paid search, social media and web based busmess solutions.
10 MPA is a voluntary, non-profit professional association composed of paralegals living or working in the State of Minnesota dedicated to fostering the growth and development of the paralegal profession.
2,644 The Minnesota Safety Council is a member-based, private, not-for-profit organization dedicated to preventing unintentional injunes - a leadmg cause of death, disability and economic loss.
303 53 The MNCPA is a not-for-profit professional organization that, since 1904,
has offered services and professional development for CPAs and other accounting professionals.
266 The National Association of Business Political Action Committees (NABPAC), a 501(c)(6) non-profit trade association, was founded in 1977 and is the sole national orgaruzmion dedicated to promoting, defending and professionalizing PACs and political action professionals
55 NABE is a professional association for business economists and others who use economics in the workplace.
13 The National Association of Fire Investigators is a non-profit association of fire investigation professionals dedicated to the education of fire investlgators and has helped lead the charge to bnng fire investigation science to the 21st century
18 The NAPW is an Amencan professional association and is the largest business network for professional women m the United States,
62 The NASPP is the leading membership association devoted to meeting the needs of stock plan professionals. We have nearly 6, membeis whose responsibilities relate, directly or indirectly, to stock plan design and administration, including compensation and human resources professionals, stock plan administrators, securities and tax attomeys, accountants, compensation consultants, corporate secretaries, transfer agents, stock brokers, and software vendors
13 The N13MBAA is a non-profit organization dedicated to the enhancement
and development of educational and economic empowerment for African 0
Amencans. 0 0
342 The National Coal Transportation Association provides education and 0 n p7.
facilitation for tlle resolution of coal transportation issues in order to serve t7 so 11Q the needs of the general public, industry and all modes of transportation 1,) ts.) 41. 2,
239 The National Fire Protection Association is a United States trade association, albeit with some international members, that creates and maintains private, copyrighted, standards and codes for usage and adoption by local governments
139 NIRI is a professional associanon for investor relations professionals. 70 NIRI is a professional association for investor relations professionals 48 National Notary Association is the nation's leader in providing Notary
information, products, services, classes, bonds, stamps, applications and more.
7 NSBE's motto is to increase the number of culturally responsible Black engineers who excel academically, succeed professionally, and positively impact the community.
492 In 1934, a group of professional engineers met in New York City to establish an organization dedicated to the non-technical concerns of licensed professional engineers. The National Society of Professional Engineers stands today as the only national organization committed to addressing the professional concems of licensed PEs across all disciplines
154 158 The Network of Employees for Traffic Safety is an employer-led
public/pnvate partnership dedicated to improving the safety and health of employees, their families and members of the communities in which they live and work by preventing traffic crashes that occur both on- and off-the-job.
The New Mexico Amigos is a pnvate, non-profit, non-partisan corporation chartered under the laws of the State of New Mexico and officially designated Goodwill Ambassadors for New Mexico, the Land of Enchantment
90 The NM Society of CPAs is an association of professionals dedicated to the CPA profession by promoting and advocating for the CPA profession and acting as stewards for continued success for the profession.
33 The Judiciaty of New York (officially the New York State Unified Court System) is the judicial branch of the Government of New York, comprising all the courts of the State of New York.
172 NHRG was established in Austin in 1989 with the vision of providing the best possible technical search, contract and human resources services
10 1,556 NOREX is a member-driven, peer to peer collaborative network of
hiformation Technology professionals.
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Total
Requested
Texas
Amount Brief Purpose of Organization
553 The NAEMA is an independent, nonprofit trade association representing
entities involved in the marketing of energy or in providing services to the
energy industry.
2 OCEG is a nonprofit tlunk tank that is dedicated to achieving a world where
every organization and every person strives to achieve objectives, address
uncertainty and act with integnty
40 PACT (Professional Association for Computer Traimng), located in the St.
Paul/Minneapolis area of Minnesota, is one of the oldest professional
computer training associations in the United States.
38 Penton empowers informative business decisions through critical data,
engaging vital connections and advancing suppliers connections with users.
34 The Public Relations Society of America is a nonprofit trade association for
public relations professionals headquartered in New York City. It was
founded m 1947 by combining the American Council on Public Relations
and the National Association of Public Relations Councils.
15 The mission of the association is to enhance the professional competence of
those who practice administer energy law.
199 Our multidisciplinary perspective helps us see challenges in unique ways
We apply leaderslup and expertise to social issues . We act resposibly, our
passion and perseverance create lasting change.
83 Shareholder services agents look after investor record-keepign and
commurucation and other administrative responsibilities.
284 SHRM is the world's largest human resources professional society,
representing 258,000 members M more than 165 cotmtries. The Society is
the leading provider of resources serving the needs of HR professionals and
advancing the practive of human resource management.
125 SCCE is a meinber-based association that provides education. news updates
and a professional community for eithics and compliance officers and staff
229 The Society is a non-profit organization comprised of corporate secretaries
and busines executives in governance, ethics and compliance ftmctions at
public, pnvate and not-for-profit organizations
105 The Society for Human Resource Management (SFIRIv1) is the world's
largest FIR professional society, representing 285,000 members in more than
165 countries. For neatly seven decades, the Society has been the leading
provider of resources serving the needs of HR professionals and advancing
the practice of human resmuce management.
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Southwestern Public Service Company
Summary of Industry Organization Dues
Line
No.
FERC
ACCT Organization
Total
Amount
Allocation
to SPS
Updated Test
Year Amount
to SPS
Allocation
to Texas
263 921 North American Energy Market Association 3,000 26.65% 800 69.15%
264 921 Open Compliance and Ethics Group (OCEG) 29 11.90% 3 69 15%
265 921 PACTWEB.ORG 398 14 46% 58 69.15%
266 921 Penton Busmess Books 504 10.98% 55 69 15%
267 921 Public Relations Society of America 380 12 78% 49 69.15%
268 921 Rocky Mountain Bar Association 170 12 78% 22 69.15%
269 921 Rotary Club of Amarillo 199 100 00% 199 100 00%
20 The Texas Municipal Clerks Certification Association has 17 chapters across the State of Texas TMCA chapters offer an excellent opportunity for networking colleagues from nearby cities. Additionally, chapters can offer educational opportunities, peer recognition and support
New Mexico Home Builders Association (NMHBA) is a 1,9+ member trade association that was chartered with the National Association of Home Builders in 1959 to improve conditions in the construction industry, thereby providing the citizens of New Mexico with safe, quality housing
44 TEI is the preeminent, global association of in-house tax professionals. TEI serves its members and advances the profession by education, networking, and advocacy.
5,720 As the state chamber of commerce, TAB is the most influential and dommant voice for public policy issues affecting business in Texas Through proven results-oriented advocacy and member services, TAB develops a climate in Texas which enables more than 4, business members and their 6, +employees to operate efficiently and profitability, thus creatingnew jobs.
2 1,191 The Council for Adult and Exponential Learning (CAEL) works at all levels
within the higher education, public, and private sectors to make it easier for adults to get the education they need
17 The eLearning Guild is a community of practice for designers, developers and managers of eLeaming.
373 The IIA is the internal audit profession's global voice, recognized authority, acknowledged leader, chief advocate, and principal educator.
- excluded expense - excluded expense 35 TCCN is a professional membenhip organization dedicated to providing
networking opportumties and educational services for people in the compensation and benefits profession.
27 Financial institutions and corporate members across the Midwest choose UMACHA as a key resource to enhance their understanding of electronic payments We're known for our extensive knowledge base, our high quality services, as well as our national presence in the payments industry
26 The Utility Safety & Ops Leadership Network (USOLN) was created in 29 out of the need for utility safety and operations personnel to network, share ideas and and professionally develop in order to build strong safety cultures within their utility work enviromnent. The organization is a 51c6 corporation
tE'tfl
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Total Requested
Texas Amount
Brief Purpose of Organization
52 The mission of the Vibration Institute is to dissemmate practical
information on evaluatmg machinery behavim and condition without
commercial interest The Institute offers programs including education,
training, certification, and opportunities for exchanging technical
knowledge, information, procedures, and data that are offered through
meetmgs, pubhcations, formal training and networking.
9 The purpose of the Association is to facilitate the exchange and
dissemination of information, ideas and experiences in the field of state and local taxation.
4 WEN is a national organization who shared the mission of creating a safe
and fun networking community of women in energy sectors and offers an
expanded suite of both corporate and individual membership services and
res01.11Ces.
99 WorldatWork is a global association for human resources management
professionals and business leaders focused on attracting, motivating, and
retaining employees
19 The Society for Tecluucal Comnumication is the world's largest and oldest
professional association dedicated to the advancement of the field of
technical communication.
1,148 The American Gas Association, founded in 1918, is an Amencan trade
orgamzation representing over 2 natural gas supply companies and others
with an interest in the manufacturing of gas appliances as well as the
production of gas
7,907 AWEA is a national trade association that represents the mtcrests of
Amenca's wind energy industry
1,523 AEIC encourages research and the exchange of technical mfoimation and
best practices thiough a committee structure, staffed with experts from
management of member companies
15,337 AECT is a Texas-based advocacy group for electric companies providing an ti) open forum for members to communicate with government at all levels.
0 Lobbying portion of $75,555 excluded
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Southwestern Public Service Company
Summary of Industry Organization Dues
Line No.
FERC ACCT Organization
Total Amount
Allocation to SPS
Updated Test Year Amount
to SPS Allocation to Texas
288 921 Vibration Institute 75 100 00% 75 69.15%
289 921 VISTAPRINT.COM 35 12 79% 5 69.15%
290 921 Western States Association of Tax 100 12.84% 13 69 15%
Representatives
291 921 Woinen's Energy Network 50 12.80% 6 69 15%
292 921 World at Work 1,000 14 30% 143 69.15%
293 921 WWW.STC.ORG 220 12.78% 28 69 15%
294 930 2 American Gas Association 11,875 14% 1,660 69.15%
295 930 2 Amencan Wind Energy Association 80,000 14% 11,436 69.15%
296 930 2 Association of Edison Illummating Companies 17,149 13% 2,203 69.15%
297 930 2 Association of Electric Companies of TX INC 90,892 100% 90,892 16.87%
Total Requested
Texas Amount
Brief Purpose of Organization 3,802 Baker Botts L.L P is a major United States-based international law firm of
around 725 lawyers, with a long, prominent histoly and significant political connections, claiming morc than half of the Fortune 1 companies among its clients. Headquartered in One Shell Plaza in Downtown Houston, Texas, the firm has a major list of energy related clients It is said to be the second-oldest law firm west of the Mississippi, with Rose Law Firm of Little Rock, Arkansas laying claim to the title of oldest
39 Formed in March 26, the Center for Energy Workforce Development (CEWD) is a non-profit consortium of electric natural gas and nuclear utilities and their associations - Edison Electric Institute, AMerICsil Gas Association, American Public Power Association, Nuclear Energy histitute, and National Rural Electric Cooperative Association. CEWD was formed to help utilities work together to develop solutions to the coming workforce shortage in the utility industry
excluded expense
2,766 The Clovis Industrial Development Corporation is helping Clovis and Curry County grow by attracting businesses and industries to eastern New Mexico.
221 The Colorado Bar Association is to improve the quality of its members' legal practice, to support and improve the justice system, and to support the conununity through voluntaiy and educational endeavors
158,448 The Edison Electnc Institute (EEI) is the association that represents all U S. investor-owned electric companies. Organized in 1933. EEI provides public policy leadership, strategic business intelligence, and essential conferences and fonims.
153,314 The Electric Power Research Institute conducts research on issues related to the electnc power industry in USA. EPRI is a nonprofit organization funded by the electric utility industry, founded and headquartered in Palo Alto, Califonna. EPRI is primarily a US-based organization, but receives international participation. EPRrs area covers different aspects of electric power generation, delivery and its use.
39 The Energy Bar Association strives to promote professional excellence and C4
'18 ethical integrity of rts members in the practice, admuustration, and development of energy laws, regulations and policies providing superior F,
c> 0 educational programing, networking opportumnes and information 0 n pc- resources. n c-j Ps° .-.•
2,315 Energy Central is the community and content platform for global power '7' --. industry professionals P F t 1
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Southwestern Public Service Company
Summary of Industry Organization Dues
Line No.
FERC ACCT Organization
Total Amount
Allocation to SPS
Updated Test Year Amount
to SPS Allocation to Texas
298 930.2 Baker Botts LLP 38,400 14% 5,498 69.15%
299 930.2 Center for Energy Work 395 14% 57 69 15%
300 930 2 City of Carlsbad 343 100% 343 0 00% 301 930.2 Clovis hidustrial Development Corporation 4,000 100% 4,000 69 15%
302 930 2 Colorado Bar Association 2,500 13% 320 69 15%
303 930.2 Edison Electric Institute 1,602,598 14% 229,151 69.15%
304 930.2 Electric Power Research Institute (EPRI) 1,303,559 17% 221,726 69 15%
305 930 2 Energy Bar Association 205 27% 56 69.15%
306 930 2 Energy Central 23,990 14% 3,348 69.15%
Total Requested
TOMB Amount
Brief Purpose of Organization 148 Environmental initiative builds partnerships with non-profit, business and
government leaders to work collaboratively to solve environment problems
48 Launched in 212, the GMEI Utility is designed to provide a single, universal standard identifier to any organization or firm involved in a financial transaction internationally
156 Gulf Coast Power Association (GCPA) bas served Texas and the Gulf Coast for over 3 years as a regional electric power trade organization dedicated to promoting an improved understanding of the issues and opportunities impacting contemporary power markets
177 IEEE is the world's largest professional association dedicated to advancing technological innovation and excellence for the benefit of humanity IEEE and its members inspire a global community through 1EEE's highly cited publications, conferences, technology standards, and professional and educational activities
1,860 The International Emissions Trading Association (IETA) is a nonprofit business organization created in June 1999 to establish a functional international framework for tiading in greenhouse gas emission reductions.
1,328 Keystone's unique strategies and services provide a blueprint for policymakers and leaders to address today's most pressing and vexing policy issues with shared, action-oriented solutions.
3,997 M.J. Bradley & Associates LLC (MJB&A) provides strategic consulting services to address energy and environmental issues for the private, public, and non-profit sectors
106 The Midwest Energy Research Consortium is focused on the growth and economic competitiveness of the Energy, Power & COMI01 Industry cluster across the Midwest Region. consisting of the states of Wisconsin, Illinois, Minnesota, Iowa, Missouri, Indiana, Miclugan and Oluo.
50,547 The Electric Power Research Institute conducts research on issues related to the electric power industry. EPRI is a nonprofit organization funded by the electric utility industry.
1,284 The NPC, a federally chartered and privately funded advisory committee, was established by the Secretary of the Intenor in 1946 The purpose of the NPC is solely to advise, inform, and make recommendations of the ci5
0 0 Secretary of Energy with respect to any matter relating to oil and natural gas 0 n .0 or to the oil and gas industries submitted to it or approved by the Secretary g,tzi
314 930.2 Midwest Energy Research Consortium 1,000 15% 153 69.15%
315 930 2 EPRI 257,687 28% 73,102 69.15%
316 930 2 National Petiolcum Council 14,462 13% 1,857 69 15%
ts.)
00
Total Requested
Texas Amount Brief Purpose of Organization
New Mexico Hospitality Association (formerly Tourism Association of New Mexico and New Mexico Lodgers Association, merged in Jan 215) is a nonprofit (51c6) that is focused on serving its members and all segments of the hospitality industry.
The NMUSA represents over 12, New Mexican utility shareholders. We work effectively with the states legislature and Public Regulation Commission on issues that impact utility companies operating in New Mexico
27,177 The NATF promotes the highest levels of reliability in the operation of the electric transmission systems.
59 North Central Electric is a leading company in the power generation, transmission and distribution industry
121 PPROA's main purpose is to lobby and represent membership before political parties, state and federal agencies, develop policy and positon papers, along with proposed legislation that could or will be hamiful to our members.
5,687 Since 1995, the SGS Statistical Services Transmission Reliability Benclunarking Study has set the standard for transmission reliability benchmarking in the US Our Study offers the inost complete and detailed system and voltage class reliability performance comparisons available in any benchmarking forum
3,455 The SEPA is an educational non-profit organization dedicated to helping utilities integrate solar power into their energy portfolios. With more than 850 utility and solar industry members. SEPA provides unbiased utility solar market intelligence, up-to-date information about technologies and business models, and peer-to-peer interaction.
1,767 The Business Council is an association of the Chief Executive Officers of the worlds most important business enterprises. Mernbership is by invitation only.
1,188 The Climate Registry is a non-profit organization governed by U.S. states and Canadian provinces and territories. TCR designs and operates voluntary and compliance greenhouse gas reporting programs globally, and assists organizations in measuring, reporting and verifpng the carbon in their
1/1 operations in order to manage and reduce it '71 1,328 The purpose of the GridWise Alliance is to transfomi the U.S electric grid 0
to achieve a sustainable eneigy future. The GndWise Alhance is a member Ci o 0
of the Global Smart Grid Federation n (159) CJ ns
9,802 Utility Solid Waste Activities Group X Ucin 9 F t.8 9 •O•
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Southwestern Public Service Company
Sununary of Industry Organization Dues
Line No.
FERC ACCT Organization
Total Amount
Updated Test Allocation Year Amount Allocation
to SPS to SPS to Texas
317 930.2 New Mexico Hospitality Assoication 575 100% 575 0.00%
336 931 Association of Energy Engineers 595 6 80% 40 69 15%
337 931 BOMA 675 6 87% 46 69.15%
338 931 CCIM Institute 755 6 86% 52 69 15%
339 931 City of St. Paul 328 1% 4 0 00%
Total Requested
Texas Amount Brief Purpose of Organization
39 The Utility Safety & Ops Leadership Network (USOLN) was created in 29 out of the need for utihty safety and operations personnel to network, share ideas and and professionally develop in order to build strong safety cultures within their utility work environment. The organization is a 5 Ic6 corporation
1,959 The Utility Variable-Generation Integration Group (UV1G) is the leading source of global expertise for wind and solar operations and power system integration
2,528 A geological and geotechmcal consulting firm with principal areas of practice including geotechnical engineering, engineenng geology, environmental geology, ground water hydrology, geological hazard evaluations, earthquake engineering, and forensic engineering
- ACI is New Mexico's statewide business advocate We work to promote commonsense, pro-business policies that will grow our economy and create better opportunities for all New Mexicans
29 The Archaeological Institute of Amenca (AIA) was founded in 1857 and is an advocate for the value of architecture and to give architects the resources they need to do their best work.
25 The Society and its members focus on building systems, energy efficiency, indoor air quality, refrigeration and sustainability within the industry.
10 ASME is a not-for-profit membership organization that enables collaboration, knowledge sharing, career enrichment, and skills development across all engineering disciplines, toward a goal of helping the global engineering community develop solutions to benefit lives and livelihoods
28 The Association of Energy Engineers, founded in 1977, is a nonprofit professional society of over 16, members in 9 countries. AEE offers a full array of informational outreach programs including seminars, conferences, journals, books, and certification programs
32 Founded in 197, BOMA represents the owners and inanagers of all coimnercial property types including nearly 1.5 billion square feet of U.S. office space that supports 1.7 million jobs and contributes $234.9 billion to the U.S GDP Its mission is to advance a vibrant commercial real estate '18 industry through advocacy, influence and knowledge
36 CCIM Institute is commercial real estate's most influential professional o 0 0
organization, providing real-world education since 1967 0 n Pc' - excluded expense P.1. CJ 4 =
'— X C a a' P LA' ,. .4.
Brief Purpose of Organization The organization's mission is to advance the practice of corporate real estate through professional developrnent opportunities, publications, research, conferences, designations and networking in 47 local chapters globally.
Green Business Certification Inc. is an American organization that provides third-party credentialing and verification for several rating systems relating to the built environment Green Business Certification Inc is an American organization that provides third-party credentialmg and verification for several rating systems relating to the built environment. Founded in the summer of 22 by Atlanta-based Conway Inc. and its founder McKinley Conway, IAMC bas grown mto a highly influential professional association of more than 6 dues-paying members. IAMC is the leading trade association for corporate real estate executives focused on the needs of an industrial portfolio
Founded in 1980, IFMA is the worlds largest and most widely recognized intemational association for facility management professionals, supporting 24,000 members in 100+ countries.
New York's unique system of professional reguathon that encompasses nearly 900,000 practioners and over 30,000 professional practice business entities in more than 50 professions
PUR has been the leading provider of information and analysis to the electric, natural gas, water and telecommunications industries for more than 85 years.
BOMA provides members with advocacy support, education and training, and networking opportunities.
USGBC works with government, member businesses and allied organizations to support policies and programs that advance greener buildings and communities
Green Building Education Services (GBES) was founded in 27 (back then we were www.greenexamprep.com) and created the original LEED practice tests as the LEED movement was growing.
C4 AWEA is a national trade association that represents the interests of
'78 Arnenca's wind energy industry. AECT is a Texas-based advocacy group for electric companies providing an
0 0 open forum for members to communicate with government at all levels 0 n Non-lobbying portiom 2. The Democratic Governors Association provides expert advice in policy 7°
." • i.,.) areas to Democratic governors and candidates, with several policy • 0 y' conferences a year.
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Southwestern Public Service Company
Summary of Industry Organization Dues
Line No.
FERC ACCT Organization
Total Amount
Allocation to SPS
Updated Test Year Amount
to SPS Allocation to Texas
Total Requested
Texas Amount
340 931 Corenet Global Inc 1,654 6.88% 114 69.15% 79
Amount to SPS to SPS to Texas Amount Brief Purpose of Organization
354 426.4 Democratic Legislative Campaign Committee 25,000 12.78% 3,195 0% - The DLCC's mission is to elect local Democrats to statehouses across America.
356 Total Industry Organization Dues $ 5,149,391 19.37% $ 997,524 61.05% $ 608,983
G-U4.3
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Southwestern Public Service Company
Schedule G-U4.3b Sponsors: Davis, Grant
Page 1 of 1 Docket No. 47527
Summary of Business & Economic Dues
Line No.
FERC Acct Organization(1)
Total Amount
Allocation to SPS
Updated Test Year Amount to
SPS Allocation to Texas
Total Requested
Texas Amount
I 426.4 Amarillo Chamber of Commerce $ 200 100% $ 200 100% $ 200 2 426.4 Artesia Chamber of Commerce 550 100% 550 0% 3 426.4 Borger Chamber of Commerce 1,000 100% 1,000 100% 1,000 4 426.4 Canyon Chamber of Commerce 1,000 100% 1,000 100% 1,000 5 426 4 Carlsbad Chamber of Commerce 425 100% 425 0% 6 426.4 Clovis/Cuny County Chamber of Commerce 2,620 100% 2,620 0% - 7 426.4 Crosbyton Chamber of Commerce 120 100% 120 100% 120 8 426.4 Dalhart Area Chamber of Commerce 1,000 100% 1,000 100% 1,000 9 426.4 Denver City Chamber of Commerce 450 100% 450 100% 450
10 426.4 DSC Chamber of Commerce 1,170 100% 1,170 0% - 11 426.4 Dumas Moore County Chamber of Commerce 500 100% 500 100% 500 12 426.4 Eunice Chamber of Commerce 605 100% 605 0% - 13 426.4 Farwell Chamber of Commerce 50 100% 50 100% 50 14 426 4 Fiona Chamber of Commerce & Agnculture 200 100% 200 100% 200 15 426.4 Hale Center Chamber of Commerce & Agriculture 200 100% 200 100% 200 16 426 4 Hobbs Chamber of Commerce 3,050 100% 3,050 0% - 17 426.4 Levelland Chamber of Commerce 545 100% 545 100% 545 18 426.4 Littlefield Chamber of Commerce and Agriculture 350 100% 350 100% 350 19 426.4 Muleshoe Chamber of Commerce and Agriculture 500 100% 500 100% 500 20 426.4 Pampa Chamber of Commerce 1,600 100% 1,600 100% 1,600 21 426.4 Perryton Ochiltree Chamber of Commerce 500 100% 500 100% 500 22 426 4 Plainview Chamber of Commerce 850 100% 850 100% 850 23 426.5 Post Area Chamber of Commerce 500 100% 500 100% 500 24 426.4 Ralls Chamber of Commerce and Agriculture 495 100% 495 100% 495 25 426.4 Roosevelt County Chamber of Commerce 2,500 100% 2,500 0% - 26 426.4 Roswell Chamber of Commerce 2,500 100% 2,500 0% - 27 426.4 Slaton Chamber of Commerce 400 100% 400 100% 400 28 426.4 Spearman Chamber of Commerce 225 100% 225 100% 225 29 426.4 Tahoka Area Chamber of Commerce 500 100% 500 100% 500 30 426.4 Tucumcari Chamber of Commerce 500 100% 500 0% _ 31 426 4 Wheeler Chamber of Commerce 240 100% 240 100% 240 32 426.4 Wolfforth Area Chamber of Commerce & Agriculture 75 100% 75 100% 75
33 Total Business & Economic Development Contributions $ 25,420 100.00% $ 25,420 45.24% $ 11,500. G-U4.3 G-U43
Notes: olChamber of Commerce organizations assist associated city or cities and counties with improving economic opportunities, emphasizing growth, building strong communities, encouraging membership, and promoting key issues of communities.
0213
Total
Requested
Texas Amount Brief Purpose of Organization
$ - All Rotary Clubs world-wide strive to fulfill Rotary International's
Mission. This Mission is to provide service to others, to promote high
ethical standards, and to advance world understanding, goodwill, and
peace through its fellowship of business, professional, and community
leaders
4 The ABNs most important stated activities are the setting of academic
standards for law schools, and the formulation of model ethical codes
related to the legal profession
65 The CFA Institutes mission is to lead the investment profession globally
by promoting the highest standards of ethics, education, and professional
excellence for the ulthnate benefit of society
10 The Colorado Bar Association is to improve the quality of its members'
legal practice, to support and improve the justice system, and to support
the community through voluntary and educational endeavors
12 The Society is a professional association of Minnesota CPAs and
accounting professionals, that provides continuing education, resources,
networking and advocacy
4 The Minnesota Society of Professional Engineers (MNSPE) is a
ofessional association of licensed engineers, engineering graduates,
and student members
34 The Minnesota State Bar Association is a voluntary bar association for the state of Minnesota, including as members lawyers, judges, and other
legal practitioners, such as clerks, registrars, and paralegals
267 The purpose of the Minnesota State Society is to encourage social,
educational, charitable, patriotic and civic programs, promote and
encourage activities which will serve effectively to enhance and promote
the prestige of the State of Minnesota, and sustain a sense of pride for the State of Minnesota among the members of the Society as well as
visitors and the public in general
37 In 1934, a group of professional engineers met in New York City to
establish an organization dedicated to the non-technical concerns of
licensed professional engineers The National Society of Professional
Engineers stands today as the only national organization committed to
addressing the professional concerns of licensed PEs across all disciplines
69 The Office of the Secretary is an elected state office that oversees the
entire elechon process, regulates state govemment ethics, including
regulating lobbyist activity, reporting of campaign finances, and the
filing of financial disclosures by candida
8,837 The Republican Governors Association provides expert advice in policy
areas to Republican governors and candidates
The Republican State Leadership Committee is a political organization
designed to assign Republicans in capturing and holding control of state
legislatures across the United States.
Our multidisciplinary perspective helps us see challenges in unique
ways We apply leadership and expertise to social issues We act
responsibly, our passion and perseverance create lasting change
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Southwestern Public Service Company
Summary of Professional Dues
Line
No.
FERC
ACCT Description Total Amount
Updated Test
Allocation Year Amount Allocation
to SPS to SPS to Texas
1 426 4 Amarillo Club 554 100 00% 554 0%
2 426 4 American Bar Association 48 12.78% 6 69 15%
3 426 4 CFA Institute 350 26 75% 94 69 15%
4 426 4 Colorado Bar Association 115 12 78% 15 69 15%
5 426 4 Minnesota Society of CPAs 137 13 08% 18 69.15%
6 426 4 Minnesota Society of Professional Engineers 94 6 32% 6 69 15%
7 426 4 Minnesota State Bar Association 382 12 78% 49 69 15%
8 426 4 Minnesota State Society of Washington DC 3,000 12 88% 386 69 15%
9 426 4 National Society of Professional Engineers 54 100 00% 54 69 15%
10 426 4 New Mexico Office of the Secretary 100 100 00% 100 69 15%
22 506 Texas Department of State Health 64 100 00% 64 69 15%
Ch
Total
Requested
Texas Amount Brief Purpose of Organization
$ - All Rotary Clubs world-wide strive to fulfill Rotary International's
Mission This Mission is to provide service to others, to promote high
ethical standards, and to advance world understanding, goodwill, and
peace through its fellowship of business, professional, and community
leaders
8 The State Bar of Wisconsin is a mandatory professional association,
created by the Wisconsin Supreme Court, for all attorneys who hold a
Wisconsin law license. The State Bar aids the courts in improving the
administration of justice, provides continuing legal education and other
services for its members, support the education of law students, and
educates the public about the legal system The State Bar of Wisconsin
also provides public services, including attorney referrals, public
education and reduced-fee legal assistance for low-income state
residents.
13 The Office of Attorney Regulation Counsel helps the Colorado Supreme
Court regulate the practice of law in Colorado though various programs
The office oversees attomey admissions, attorney registration,
mandatory continuing legal and judicial education, attorney diversion
and discipline, regulation of the unauthorized practice of law, and
4 The Office of the Secretaiy is an elected state office that oversees the
entire election process, regulates state government ethics, including regulating lobbyist activity, reporting of campaign finances, and the
filing of financial disclosures by candidates and state officials, and
maintains records virsl to commerce and industry in New Mexico.
2 The Office of Attorney Regulation Counsel helps tbe Colorado Supreme
Court regulate the practice of law in Colorado though various programs The office oversees attorney admissions, attorney registration,
mandatory continuing legal and judicial education, attorney diversion
and discipline, mgulation of the unauthorized practice of law, and
1,061 The Texas Ethics Commission was established in 1991 to "provide
guidance on various public ethics laws" within the state of Texas
44 The Project Management Institute is a US nonprofit professional
organization for project management The PMI provides services
including the development of standards, research, education,
publication, networlung-opportunities in local chapters, hosting conferences and training seminars, and providing accreditation in
65 The Board's role in the protection of the public is to license qualified
engineers, enforce the Texas Engineering Practice Act, and to regulate
the practice of professional engineering in Texas Currently, more than
49, licensed engineers offer engineering services in 27 engineering
disciplines The Board handles over 75 enforcement cases per year, and 0
provides a system of rules and regulations for the ethical and acceptable tZ, tr, • ri) 0 0 practice of professional engineering 0 (1▪ 9-
1,317 77'
44 The mission of the Texas Department of State Health Services is to c4
improve the health, safety, and well-being of Texans through good Z C.-17
stewardship of public resources, and a focus on core public health
functions " " C) L—r
0"'")
Total Requested
Texas Amount Drier Purpose of Organization $ - All Rotary Clubs world-wide stnve to fulfill Rotary International's
Mission This Mission is to provide service to others, to promote high ethical standards, and to advance world understanding, goodwill, and peace through its fellowship of business, professional, and community leaders
4 The Minnesota I3oard of Architecture, Engineering, Land Surveying, Landscape Architecture, Geoscience and Interior Design regulates the professions and enforces the statutes and rules in order to protect the health, safety and welfare of the public
15 The Constniction Specifications Institute (CSI) is an organization that keeps and changes the standardization of construction language as it pertains to building specifications.
8 The National Council of Architectural Registration Boards (NCARB) is a nonprofit organization made up of the architectural licensing boards of 54 states and territories While each jurisdiction is responsible for regulating the practice of architecture within its borders, NCARB develops and administers national programs for licensure candidata and architects to ensure they have the mobility to go wherever their career
4 The Project Management Institute is a US nonprofit professional organization for project management The PMI provides services including the development of standards, research, education, publication, networking-opportunities in local chapters, hosting conferences and training seminars, and providing accreditation in
52 The National Council of Examiners for Engineering and Surveying is a national non-profit organization composed of engineering and land surveying licensing boards representing all U S states and territories
138 New Mexico Board of Professional Engineers and Surveyors protect the public's safety and property by promoting standards for competence and integrity through licensing and regulating the Boards professions
28 The Boards role in the protection of the public is to license qualified engineers, enforce the Texas Engineenng Practice Act, and to regulate the practice of professional engineering in Texas Currently, more than 49, licensed engineers offer engineering services in 27 engineering disciplines The Board handles over 75 enforcement cases per year, and provides a system of rules and regulations for the ethical and acceptable practice of professional engmeenng
28 The Board's role in the protection of the public is to license qualified engineers, enforce the Texas Engineering Practice Act, and to regulate the practice of professional engineering in Texas Currently, more than 49, licensed engineers offer engineering services an 27 engineering disciplines The Board handles over 75 enforcement cases per year, and provides a system of rules and regulations for the ethical and acceptable practice of professional engineenng
32 The AICPA represents the CPA profession nationally regarding rule-making and standard-setting, and serves as an advocate before legislative bodies, public interest groups and other professional organizations
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Southwestern Public Service Company
Summary of Professional Dues
Line No.
FERC ACCT Description Total Amount
Updated Test Allocation Year Amount Allocation
to SPS to SPS to Texas 1 426 4 Amarillo Club 554 100 00% $ 554 0%
23 507 Board of AELSLAGID 122 4 86% 6 69 15%
24 507 Construction Specifications Institute 425 5 05% 21 69 15%
44 560 Texas Board of Professional Engineers 568 89 77% 509 69 15%
45 561 2 NERC 325 100 00% 325 69 15%
46 561 2 Texas Board of Professional Engineers 40 100 00% 40 69 15%
47 562 New Mexico State Board of Licensure for PE and PS 90 100 00% 90 69 15%
Total Requested
Texas Amount Brief Purpose of Organization
$ - All Rotary Clubs world-wide strive to fulfill Rotary InternationaPs
Mission This Mission is to provide service to others, to promote high
ethical standards, and to advance world understanding, goodwill, and
peace through its fellowship of business, professional, and community
leaders
244 The Project Management Institute is a US nonprofit professional
organization for project management The PMI provides services
including the development of standards, research, education,
publication, networking-opportunities in local chapters, hosting
conferences and training seminars, and providing accreditation in
project management
48 The Office of Attorney Regulation Counsel helps the Colorado Supreme
Court regulate the practice of law in Colorado though various programs
The office oversees attomey admissions, attorney registration,
mandatory continuing legal and judicial education,
352 The Board's role in the protection of the public is to license qualified
engineers, enforce the Texas Engineering Practice Act, and to regulate
the pracGce of professional engineering in Texas Currently, more than
49, licensed engineers offer engineering services in 27 engineering
disciplines The Board handles over 75 enforcement cases per year, and
provides a system of rules and regulations for the ethical and acceptable
practice of professional engmeenng
225 North American Electric Reliability Corporation is a not-for-profit international regulatory authority whose mission is to assure the
reliability and secunty of the bulk power system in North America
28 The Board's role in the protection of the public is to license qualified
engineers, enforce the Texas Engineering Practice Act, and to regulate
the practice of professional engineering in Texas Currently, more than
49, licensed engineers offer engineenng services in 27 engineering
disciplines The Board handles over 75 enforcement cases per year, and
provides a system of rules and regulations for the ethical and acceptable
practice of professional engineering
62 New Mexico Board of Professional Engineers and Surveyors protect the
public's safety and property by promoting standards for competence and 0 0 r1
integrity through licensing and regulating the Board's professions 75'
z (2 w < 0
t.ri -P. --.1 0 ,c)
""h sm.
oz•
17ri-9
ompo
lps
cz ...„ Q., ks.) 1..1 GO
Updated Test Total Allocation Year Amount Allocation Requested
to SPS to SFS to Texas Texas Amount Brief Purpose of Organization 100 00% 554 0%
100 00% 180 69 15%
100 00% 129 69 15%
100 00% 50 69 15%
$ - All Rotary Clubs world-wide stove to fulfill Rotaty International's
Mission This Mission is to provide service to others, to promote high
ethical standards, and to advance world understanding, goodwill, and
peace through its fellowship of business, professional, and community leaders.
124 New Mexico Board of Professional Engineers and Surveyors protect the
public's safety and property by promoting standards for competence and
integrity through licensing and regulating the Board's professions
89 The Project Management Institute is a US nonprofit professional
organization for project management The PMI provides services
including the development of standards, research, education, publication, networking-opportunities in local chapters, hosting
conferences and training seminars, and providing accreditation in
project management
35 The Board's role in the protection of the public is to license qualified
engineers, enforce the Texas Engineering Practice Act, and to regulate
the practice of professional engineering in Texas Currently, more than
49, licensed engineers offer engineering services in 27 engineering
disciplines The Board handles over 75 enforcement cases per year, and
provides a system of rules and regulations for the ethical and acceptable
practice of professional engineering
1 66% 2 69 15% 1
1 68% 7 69 15% 5
1 89% 4 69 15% 3
The Minnesota Board of Architecture, Engineering, Land Surveying,
Landscape Architecture, Geoscience and Interior Design regulates the
professions and enforces the statutes and rules in order to protect the health, safety and welfare of the public
The Construction Specifications Institute (CSI) is an organization that
keeps and changes the standardization of construction language as it
pertains to building specifications
The National Council of Architectural Registration Boards (NCARB) is
a nonprofit organization made up of the architectural licensing boards of
54 states and territories While each jurisdiction is responsible for C/)
regulating the practice of architecture within its borders, NCARB
develops and administers national programs for licensure candidates and
architects to ensure they have the mobility to go wherever their career t7) 0 0
takes them 0
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Southwestern Public Service Company
Summary of Professional Dues
Line No.
FERC ACCT Description Total Amount
1 426 4 Amarillo Club 554
48 566 New Mexico State Board of Licensure for PE and PS 180
49 566 Project Management Institute 129
50 566 Texas Board of Professional Engineers 50
51 567 Board of AELSLAGID 122
52 567 Construction Specifications Institute 425
53 567 NCARB 225
Southwestern Public Service Company
Summary of Professional Dues
Line
No. 1
54
FERC
ACCT Description Total Amount
Allocation
to SPS
Updated Test Year Amount
to SPS
Allocation
to Texas
426 4
567
Amarillo Club
Project Management Institute
554
159
100.00%
2 15%
$ 554
3
0%
69 15%
55 570 Texas Board of Professional Engineers 20 100 00% 20 69 15%
56 571 New Mexico Professional Surveyors 100 100 00% 100 69 15%
57 580 American Society of Civil Engineers 423 43 42% 184 69 15%
58 580 Association of Energy Engineers 300 100 00% 300 69 15%
59 580 Board of AELSLAGID 152 11 36% 17 69 15%
60 580 Land Surveyors 76 100 00% 76 69 15%
CD> ks.)
Total Requested
Texas Amount Brief Purpose of Organization
$ - All Rotary Clubs world-wide strive to fulfill Rotary International's
Mission This Mission is to provide service to others, to promote high
ethical standards, and to advance world understanding, goodwill, and peace through its fellowship of business, professional, and community
leaders,
2 The Project Management Institute is a US nonprofit professional
organization for project management The PMI provides services
including the development of standards, iesearch, education,
publication, networking-opportunities in local chapters, hosting
conferences and training seminars, and providing accreditation in
project management
14 The Board's role in the protection of the public is to license qualified
engineers, enforce the Texas Engineering Practice Act, and to regulate
the practice of professional engineering in Texas Currently, more than
49, licensed engineers ofTer engineering services in 27 engineering
disciplines The Board handles over 75 enforcement Cases per year, and
provides a system of rules and regulations for the ethical and acceptable
practice of professional engineenng.
69 New Mexico Board of Professional Engineers and Surveyors protect the
public's safety and property by promoting standards for competence and
integrity through licensing and regulating the Board's professions
127 The American Society of Civil Engineers (ASCE) is a tax-exempt
professional body founded in 1852 to represent members of the cavil
engineering profession worldwide
207 The Association of Energy Engineers, founded in 1977, is a nonprofit
professional society of over 16, members in 9 countries AEE offers a
full array of informational outreach programs including seminars,
conferences, journals, books, and certification programs
12 The Minnesota Board of Architecture, Engineering, Land Surveying,
Landscape Architecture, Geoscience and Interior Design regulates the
professions and enforces the statutes and rules in order to protect the C/2 health, safety and welfare of the public
53 Where thousands of professional land surveyors, students of surveying 6 '6" 0 and educators are united through collaborative knowledge and purpose
zd c° • c)
Lit
Total
Requested
Texas Amount Brief Purpose of Organization
$ - All Rotary Clubs world-wide strive to fulfill Rotary International's
Mission This Mission is to provide service to others, to promote high
ethical standards, and to advance world understanding, goodwill, and
peace through its fellowship of business, professional, and community
leaders
25 The Minnesota Society of Professional Engineers (MNSPE) is a
professional association of licensed engineers, engineering graduates,
and student members
173 The National Council of Examiners for Engineering and Surveying is a
national non-profit organization composed of engineering and land
surveying licensing boards representing all U.S states and teiritories
17 In 1934, a group of professional engineers met in New York City to
establish an organization dedicated to the non-technical concerns of licensed professional engineers. The National Society of Professional
Engineers stands today as the only national organization committed to addressing the professional concerns of licensed PEs across all
disciplines
12 The Project Management Institute is a US nonprofit professional
organization for project management The PMI provides services
including the development of standards, research, education,
publication, networking-opportunities in local chapters, hosting
conferences and training seminars, and providing accreditation in
project management
63 The Board's role in the protection of the public is to license qualified
engineers, enforce the Texm Engineering Practice Act, and to regulate
the practice of professional engineering in Texas Currently, more than
49, licensed engineers offer engineering services in 27 engineering
disciplines The Board handles over 75 enforcement cases per year, and
provides a system of rules and regulations for the ethical and acceptable
practice of professional engineenng
15 The North Dakota State Board of Registration for Professional
Engineers and Land Surveyors was established by the state legislature to
regulate the professions of engineering and land surveying The
legislature enacted a series of laws that spell out the composition of the 0 board, the board's powers, responsibilities and standards for issuing
licenses to engineers and land surveyors 1Zi 6 0 n c,1) Z (Pti
oo 0
tji
ts.) 5 0.1 o
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Southwestern Public Service Company
Summary of Professional Dues
Line
N..
FERC
Accr Description Total Amount
Allocation
to SPS
Updated Test
Year Amount
to SPS
Allocation
to Texas
1 426 4 Amanllo Club 554 100 00% 554 0%
61 580 Minnesota Society of Professional Engineers 317 11 36% 36 69 15%
62 580 National Council of Examiners for Engineering and Surveying (NCEES) 250 100 00% 250 69 15%
63 580 National Society of Professional Engineers 24 100 00% 24 69 15%
64 580 Project Management Institute 159 11.36% 18 69 15%
65 580 Texas Board of Professional Engineers 92 100 00% 92 69 15%
66 580 WWW NDPELSBOARD ORG 22 100 00% 22 69 15%
IN)
Brier PlIrpooe Or organization All Rotary Clubs world-wide strive to fulfill Rotaiy International's Mission This Mission is to provide service to others, to promote high ethical standards, and to advance world understanding, goodwill, and peace through its fellowship of business, professional, and community leaders Founded in 194, the American Wood Protection Association (AWPA) is a non-profit organization which is responsible for promulgating voluntary wood preservation standards AWPA Standards are developed by its technical committees in an open, consensus-based process that involves individuals from all facets of wood preservation
The National Notary Association is committed to serving and educating notaries throughout the U.S
In 1934, a group of professional engineers met in New York City to establish an organization dedicated to the non-technical concerns of licensed professional engineers. The National Society of Professional Engineers stands today as the only national organization committed to addressing the professional concerns of licensed PEs across all disciplines
New Mexico Board of Professional Engineers and Surveyors protect the public's safety and property by promoting standards for competence and integrity through licensing and regulating the Board's professions
The Board's role in the protection of the public is to license qualified engineers, enforce the Texas Engineering Practice Act, and to regulate the practice of professional engineering in Texas Currently, more than 49, licensed engineers offer engineering services in 27 engineering disciplines The Board handles over 75 enforcement cases per year, and provides a system of rules and regulations for the ethical and acceptable practice of professional engineering
The Texas Board of Professional Land Surveying will license only competent surveyors and will regulate the practice of surveying
Seeking to educate and inform the public of the integral role of mrveyors in our society
The Construction Specifications Institute (CSI) is an organization that keeps and changes the standardization of construction language as it pertains to building specifications
CI)
Southwestern Public Service Company
Summary of Professional Dues
Line No.
FERC ACCT Description Total Amount
Allocation to SPS
Updated Test Year Amount
to SPS Allocation to TelLAS
Total Requested
Tesas A11101Int
1 426 4 Amarillo Club 554 100 00% 554 0% -
67 583 AWPA 263 100 00% 263 69 15% 182
68 588 National Notary Association Services 18 100.00% 18 69.15% 12
69 588 National Society of Professional Engineers 1,014 100 00% 1,014 69 15% 701
70 588 New Mexico State Board of Licensure for PE and PS 360 100 00% 360 69 15% 249
71 588 Texas Board of Professional Engineers 200 100 00% 200 69 15% 138
72 588 Texas Board of Professional Land Surveying 179 100 00% 179 69 15% 124
73 588 Texas Society of Professional Surveyors (TSPS) 411 100 00% 411 69 15% 284
74 589 Construction Specifications Institute 425 1 61% 7 69 15% 5
Southwestern Public Service Company
Summary of Professional Dues
Line No.
FERC ACCT Description Total Amount
I 426 4 Amarillo Club 554
75 589 NCARB 225
76 589 Project Management Institute 159
77 592 New Mexico State Board of Licensure for PE and PS 90
78 592 Texas Board of Professional Engineers 10
79 593 State of MI Licensing 9
80 901 American Inshtute of CPAs 425
81 903 National Notary Association Services 163
Co4
Updated Test Total Allocation Year Amount Allocation Requested
to SPS to SPS to Texas Texas Amount Brief Purpose of Organization 100 00% $ 554 0% $ - All Rotary Clubs world-wide stnve to fulfill Rotary International's
Mission This Mission is to provide service to others, to promote high ethical standards, and to advance world understanding, goodwill, and peace through its fellowship of business, professional, and community leaders
1 62% 4 69.15% 3 The National Council of Architectural Registration Boards (NCARB) is a nonprofit organization made up of the architectural licensing boards of 54 states and terntories While each jurisdiction as responsible for regulating the practice of architecture within its borders, NCARB develops and administers national programs for licensure candidates and architects to ensure they have the mobility to go wherever their career takes them
100 00% 90 69 15% 62
100 00% 10 69 15% 7
100 00% 9 69 15% 6
7 08% 30 69 15% 21
7.09% 12 69 15% 8
1 38% 2 69 15% 2 The Project Management Institute is a US nonprofit professional organization for project management The PMI provides services including the development of standards, research, education, publication, networking-opportunities in local chapters, hosting conferences and training seminars, and providing accreditation in project management.
The MI Bureau of Professional Licensing is responsible for licensing and regulating over 700,000 individuals who are regulated by either the Michigan Occupational Code or the Public Health Code
rt)
The AICPA represents the CPA profession nationally regarding rule- '8 making and standard-setting, and serves as an advocate before legislative tn bodies, public interest groups and other professional organizations 0 0
0 n CD r, 1.1 t, cm SS
The National Notary Association is committed to serving and educating notaries throughout the U.S.
P ,— ,17* c) -11.• .. i....,
...., ...3 Q
cal ts.a i--,
New Mexico Board of Professional Engineers and Surveyors protect the public's safety and property by promoting standards for competence and integrity through licensing and regulating the Board's professions.
The Board's role in the protection of the public is to license qualified engineers, enforce the Texas Engineering Practice Act, and to regulate the practice of professional engineering in Texas Currently, more than 49, licensed engineers offer engineenng services in 27 engineering disciplines The Board handles over 75 enforcement cases per year, and provides a system of rules and regulations for the ethical and acceptable practice of professional engineering
oCt1
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Southwestern Public Service Company
Summary of Professional Dues
Line
No.
FERC
ACCT Description Total Amount
Allocation
SPS
Updated Test Year Amount
to SPS
Allocation
to Texas
1 426 4 Amatillo Club 554 100 00% $ 554 0%
82 908 New Mexico State Board of Licensure for PE and PS 180 100 00% 180 69 15%
89 921 American Bar Association 2,165 12 78% 277 69 15%
Total
Requested
Texas Amount Brief Purpose of Organization
$ - All Rotary Clubs world-wide stnve to fulfill Rotary InternationaPs
Mission This Mission is to provide service to others, to promote high
ethical standards, and to advance world understanding, goodwill, and
peace through its fellowship of business, professional, and community
leaders
124 New Mexico Board of Professional Engineers and Surveyors protect the
public's safety and property by promoting standards for competence and
integrity through licensing and regulating the Board's professions
113 The Project Management Institute is a US nonprofit professional
organization for project manageinent The PMI provides services
including the development of standards, research, education, publication, networking-opportunities in local chapters, hosting
conferences and training seminars, and providing accreditation in
project management.
55 The Board's role in the protection of the public is to license qualified engineers, enforce the Texas Engineenng Practice Act, and to regulate the practice of professional engineering in Texas Currently, more than
49, licensed engineers offer engineenng services in 27 engineering
disciplines The Board handles over 75 enforcement cases per year, and
provides a system of rules and regulations for the ethical and acceptable
practice of professional engineering
4 United States Court of Appeals
48 Since 196, the American Board of Industrial Hygieneg (ABII-10) has
been the world's largest, organization for certifying professionals in the practice of industrial hygiene The ABM administers the Certified
Industrial Hygienist01) (CRIS) credential, which is a means to objectively
assess and measure the professional knowledge and understanding of
practitioners engaged in industrial hygiene
20 American Conference of Governmental Industrial Hygienists (safe
handling of rubber chemicals)
C4 17 American Conference of Governmental Industrial Hygienists (safe '0
handling of rubber chemicals) 0
191 The ABA's most important stated activities are the setting of academic t.:J En C4 0 0 0
standards for law schools, and the formulation of model ethical codes 0 n related to the legal profession CD
9 .--. .P.- ....1 0 0 C
I-4) .-.1 4=.• 1,.) i•-+ i...)
Total Requested
Texas Amount Brief Purpose of Organization
- All Rotary Clubs world-wide strive to fulfill Rotary International's
Mission This Mission is to provide service to others, to promote high
ethical standards, and to advance world understanding, goodwill, and peace through its fellowship of business, professional, and community
leaders.
382 The AICPA represents the CPA profession nationally regarding rule-
making and standard-setting, and serves as an advocate before legislative
bodies, public interest groups and other professional organizations
28 The Austin Bar Association enhances the legal profession, the administration of justice, and the Austin oammunity through education,
networking and public service
147 The Board of Accountancy provides assurance to the public that the
CPA profession operates at the highest level of professional competence through •Venfication of education and experience credentials,
monitoring the requirements for continuing education & Investigation of
consumer complaints
22 The Minnesota Board of Architecture, Engineering, Land Surveying,
Landscape Architecture, Geoscience and Interior Design regulates the professions and enforces the statutes and rules in order to protect the
health, safety and welfare of the public
267 The Board of Certified Safety Professionals is recognized as the leader
in high quality credentialing for safety, health, and environmental
practitioners in order to enhance the safety of people, property, and the environment BCSP
14 The purpose of the Board of Continuing Legal Education is to oversee
and review the ndes governing the Continuing Legal Education system,
which makes mandatory a minimum amount of continuing education for
practicing attorneys and judges in order to foster and promote
competence and professionalism in the practice of law and the
administration of justice
41 The California Society of CPAs supports the CPA profession with
advocacy, community, top-quality CPE and free ethics
69 The CFA Institutes mission is to lead the investment profession globally 0 EA
by promoting the highest standards of ethics, education, and professional 6 C, o
excellence for the ultimate benefit of society
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Southwestern Public Service Company
Summary of Professional Dues
Line
No.
FERC
ACCT Description Total Amount
Allocation
to SPS
Updated Test Year Amount
to SPS
Allocation
to Texas
1 426 4 Amarillo Club 554 100 00% 554 0%
90 921 Amencan Institute of CPAs 3,855 14 34% 553 69 15%
91 921 Austin Bar Association 320 12 84% 41 69 15%
116 921 Texas Board of Professional Engineers 320 100 00% 320 69 15%
117 921 Texas State Board of Public Accountancy 66 100 00% 66 69 15%
118 921 U S Noithern District Court of Appeals 206 12 84% 26 69 15%
Southwestern Public Service Company
Summary of Professional Dues
Line No.
FERC ACCT Description Total Amount
Updated Test Allocation Year Amount Allocation
to SPS to SPS to Texas I 426.4 Amarillo Club 554 100.00% 554 0%
119 921 United States District Court 221 12 79% 28 69 15%
120 931 Board of AELSLAGID 122 6 75% 8 69 15%
121 931 Construction Specifications Institute 425 6 90% 29 69 15%
122 931 NCARB 225 6 86% 15 69 15%
123 931 Project Management Institute 159 6 81% 1 I 69 15%
124 Total Professional Dues 200 130 $ 37,757
G-U4.3
Total Requested
Texns Amount Brief Purpose of Orgnnization - All Rotary Clubs world-wide strive to fulfill Rotaiy International's
Mission This Mission is to provide service to others, to promote high ethical standards, and to advance world understanding, goodwill, and peace through its fellowship of business, professional, and community leaders
20 The United States district courts are the general Mal courts of the United States federal court system
6 The Minnesota Board of Architecture, Engineering, Land Surveying, Landscape Architecture, Geoscience and Interior Design regulates the professions and enforces the statutes and rules in order to protect the health, safety and welfare of the public
20 The Construction Specifications Institute (CSI) is an organization that keeps and changes the standardization of construction language as it pertains to building specifications
11 The National Council of Architectural Registration Boards (NCARB) is a nonprofit organization made up of the architectural licensing boards of 54 states and territories While each jurisdiction is responsible for regulating the practice of architecture within its borders, NCARB develops and administers national programs for licensure candidates and architects to ensure they have the mobility to go wherever their career takes them
7 The Project Management Institute is a US nonprofit professional organization for project management The PMI provides services including the development of standards, research, education, publication, networking-opportunities in local chapters, hosting conferences and training seminars, and providing accreditation in
S 23 438
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Amount Allocated to
Texas Brief Purpose of Organizatioo
$ 700 Membership in Amarillo Business and Professoonal Club - The Amanllo Club WU established in 1947 Since that tune the Club has been •
place of monotone evenings. life event celebrations, business meetings, special receptioni and much more
210 Ktsvunnns clubs, located in 8 nations, help thew communiticn in countless wows
Each conimuility's needs are different—so each Kiwams club os different By working together, members achieve what one person cannot accomplosh alone When you give a child the chance to tenni, experience, dream, grow, succeed and thrive, great things happen
1,000 Membership ill Aaisrnllo Execulove Club 480 The Rotaiy Club of Denver, formed no 1911, contains a diverse gmup of
professional lawless from the conommity that our Club serves We are the oldest service club in the world We are business and professional le.den who Woe an active role m our commundies while greatly ennclung our personal and
professoonol lives
658 The Rotary lideonstional is to provode service to others, promote integrity, and advance world understanding. goodwill, and peace through Its fellowship of business, professional, and community leaders
480 Lions Clubs International is o secular, non-politocal service organozation founded by Melvm Jones on 1917
4,399 Hillcrest Golf mid Country Club is a convenient location for many business meetings with parties in and around Lubbock
To be a prenner country club pmvideng diverse recre.lional opporlininies for members and their famolies in a manner Mat is wholesome, enjoyable, family oriented and of consistent high quality.
540 KIW21113 clubs, located in 8 nations, help their communion. in countless ways Each com lllll nity's needs are different—so each Kovno club Is different By
working together, members aclueve what one person cannot nccomplish alone Wben you give a child the chance to leant, experienœ, dream, grow, succeed
and thrive, great (lungs happen
The New Mexico Aniigos is a pnvate, non-profil, non-parlosan corporation chartered under the laws of the Stale of New Mexico and officially designated Goodwill Ambassadors for New Mexoco, the Land of Enchantment
3,239 Plainview Country Club os a convenient location for many business inecOngs with pant. throughout SPS's service territory but outside Annollo.
- The Roswell Country Club Wag organized in the summer of 195 by members of
the Roswell community who wanled to create recreatoonal facilities for its members and families
1,166 Our niullidisciplinary perspective helps us see challenges in unique ways We apply leadership and experlue to social Inaen We act resposibly, our passion and perseverance create lasting change
- All Rotary Clubs world-wide strive to fulfill Rotary lodemanonal's Mission This
Mission is to provide service to others, to promote high ethical standards, mid to advance world understandong, goodwill, and peace through its fellowshm of business, pmfessional, and community le•ders
400 Rotary bongs together • glob.] network of volunteer twirlers dedicated to tackling the world's most pressing humanitarian challenges
292 Lions Clubs lidananonal is • secular, non-polaical service organintion founded by Melvin Jones in 1917
130 Rotary bongs together a global network of solunteer leoolers &Mailed to tackling the world's most pressing humanitarian challenges
$ 13,745
G-U4.3
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Southwestern Public Service Company
Summary of Social, Recreational, Frsternal, or Religious Expenses
Line No.
FERC ACCT Orgonization
Total
Amount
Allocation
to SPS
Test Year Amount to
SPS Allocation to Texas
1 425 5 Antal-1110 Business and Professional Club 700 100% 700 100%
4 426 5 Antenna Executive Club 1,000 100% 1,000 100%
5 426 5 Denver City Rotary Club 480 IN% 480 100%
6 426 5 Dumas Rotary Club 658 100% 658 100%
7 426 5 Hereford Lions Club 480 100% 480 100%
8 426 5 Hincrest Golf and Country Club 4,399 100% 4,399 100%
9 426 5 Hobbs Country Club 3,632 100% 3,632 0%
10 426 5 KINVOIlls CIA of Plainview 540 100% 540 100%
4 426 5 New Mexico Amigos 413 100% 413 0%
5 426 5 Plainview Country Club 3,289 100% 3,289 100%
25 426 5 Roswell Country Club 4.350 WO% 4,350 0%
26 426 5 Rolmy Club of Amardlo 1,166 100% 1,166 1 0 0./.
27 426 5 Rotary Club of Clovis 530 ILO 0% 530 0%
28 426 5 Rotary Club of Lodlefield 400 100% 400 100%
29 426 5 Staten Loons Club 292 100% 292 100%
30 426 5 The Austin Club 3,078 100% 3,078 0%
31 506 Rotary Club of Amarillo 130 100% 130 100%
32 Total Social, Recreational, Fraternal or Religious Expenses* S 37,961 100% S 37,961 36%
G-U4.3
Schedule G-U6 Page 1 of 1
Sponsor: Dietenberger Southwestern Public Service Company Docket No. 47527
Summary of Updated Test Year Affiliate Transactions July 1, 2016 through June 30, 2017
Line No. Description Schedule No. Amount
1 Updated Test Year Expense by Affiliate G-6.1 $ 123,019,444 2 Adjustments to Updated Test Year Expense by Affiliate G-6.2 (15,835,702)
3 Total Requested Expense from Affiliates $ 107,183,742
0231
Schedule G-U6.1 Page 1 of 10
Sponsor: Dietenberger Southwestern Public Service Company Docket No. 47527
Summary of Updated Test Year Expense by Affiliate July 1, 2016 through June 30, 2017
Line No. FERC Account Affiliate Class Amount 1 408.1 Northern States Power - MN Property Services 237 2 506 Northern States Power - MN ES VP Operations 178 3 507 Northem States Power - MN ES Engineering & Construction 1,521 4 507 Northern States Power - MN Property Services 14,201 5 507 Northern States Power - MN VP Distribution Operations 1 6 511 Northern States Power - MN ES Technical Services 310 7 511 Northem States Power - MN ES VP Operations 130 8 511 Northern States Power - MN Transmission & Substations 214 9 512 Northern States Power - MN ES Engineering & Construction 3,696
10 512 Northern States Power - MN ES Technical Services 8,658 11 512 Northern States Power - MN ES VP Operations 598 12 512 Northern States Power - MN Transmission & Substations 409 13 513 Northem States Power - MN Business Systems 11,522 14 513 Northern States Power - MN ES Engineenng & Construction 538 15 514 Northern States Power -IVIN ES VP Operations 643 16 550 Northem States Power - MN ES Engineering & Construction 333 17 550 Northem States Power - MN Property Services 2,538 18 550 Northern States Power - MN VP Distnbution Operations 0 19 553 Northern States Power - MN ES Technical Services 199 20 566 Northern States Power - MN Transmission & Substations 2,000 21 567 Northern States Power - IvIN ES Engineering & Construction 718 22 567 Northern States Power - MN Property Services 6,970 23 570 Northem States Power - MN Transmission & Substations 141 24 570 Northern States Power - MN VP Distnbution Operations 2,774 25 571 Northern States Power - MN Property Services 3 26 588 Northern States Power - MN Transmission & Substations 177 27 589 Northern States Power - MN ES Engmeenng & Construction 517 28 589 Northern States Power - MN Property Services 4,656 29 592 Northern States Power - MN VP Distnbution Operations 89 30 920 Northern States Power - MN Business Systems 489,563 31 920 Northern States Power - IvlN Nuclear Financial Management & Controls 289 32 921 Northern States Power - MN Business Systems 1,626 33 925 Northern States Power - MN Property Services 7 34 926 Northern States Power - MN Property Services 543 35 931 Northern States Power - MN ES Engineering & Construction 6,566 36 931 Northem States Power - MN Property Services 54,760 37 931 Northern States Power - MN VP Distribution Operations 16 38 408 1 Northern States Power - WI Property Services 23 39 507 Northem States Power - WI Property Services 593 40 550 Northern States Power - WI Property Services 589 41 566 Northern States Power - WI Transmission & Substations 2,500 42 567 Northern States Power - WI Property Services 4,651 43 570 Northern States Power - WI VP Distribution Operations 89 44 580 Northern States Power - WI VP Distribution Operations 220,546 45 589 Northern States Power - WI Property Services 290 46 592 Northern States Power - WI VP Distribution Operations 412 47 925 Northern States Power - WI Property Services 2 48 926 Northern States Power - WI Property Services 78 49 931 Northern States Power - WI Property Services 10,828 50 408 1 Public Service Company of Co Property Services 2 51 506 Public Service Company of Co ES VP Operations 29,801 52 507 Public Service Company of Co Property Services 824 53 510 Public Service Company of Co ES Technical Services 3,811 54 511 Public Service Company of Co ES Technical Services 40,665 55 511 Public Service Company of Co ES VP Operations 513 56 512 Public Service Company of Co ES VP Operations 2,517 57 513 Public Service Company of Co ES Technical Services 678 58 513 Public Service Company of Co ES VP Operations 7,150 59 514 Public Service Company of Co ES Technical Services 415
0232
Schedule G-U6.1 Page 2 of 10
Sponsor: Dietenberger Southwestern Public Service Company Docket No. 47527
Summary of Updated Test Year Expense by Affiliate July 1, 2016 through June 30, 2017
Line No. FERC Account Affiliate Class Amount 60 514 Public Service Company of Co Transmission & Substations 178 61 560 Public Service Company of Co Transmission & Substations 6,932 62 560 Public Service Company of Co VP Distribution Operations 3,988 63 560 Public Service Company of Co Workforce Relations & Safety 862 64 561.2 Public Service Company of Co Transmission & Substations 1,000 65 567 Public Service Company of Co Property Services 351 66 570 Public Service Company of Co ES VP Operations 572 67 570 Public Service Company of Co Gas Operations 81 68 570 Public Service Company of Co Transmission & Substations 471 69 570 Public Service Company of Co VP Distnbution Operations 1,014 70 571 Public Service Company of Co VP Distribution Operations 66 71 580 Public Service Company of Co Distnbution Business Operations 23,900 72 580 Public Service Company of Co Distribution Electnc Engineering 125 73 580 Public Service Company of Co VP Distribution Operations 389 74 580 Public Service Company of Co Workforce Relations & Safety 862 75 587 Public Service Company of Co VP Distnbution Operations 50 76 588 Public Service Company of Co Gas Operations 121 77 588 Public Service Company of Co Transmission & Substations 1,844 78 588 Public Service Company of Co VP Distribution Operations 11,335 79 589 Public Service Company of Co Property Services 551 80 592 Public Service Company of Co Transmission & Substations 2,752 81 593 Public Service Company of Co VP Distnbution Operations 267 82 903 Public Service Company of Co VP Distnbution Operations 385 83 920 Public Service Company of Co Gas Operations 9,023 84 920 Public Service Company of Co VP Distnbution Operations 690 85 925 Public Service Company of Co Property Services 1 86 926 Public Service Company of Co Property Services 7 87 408.1 Xcel Energy Services Inc. Aviation & Travel Services 8,067 88 408.1 Xcel Energy Services Inc. Business Systems 187,554 89 408.1 Xcel Energy Services Inc. Chief Administrative Office 10,301 90 408.1 Xcel Energy Services Inc. Chief Executive Officer 14,487 91 408.1 Xcel Energy Services Inc. Chief Financial Officer 7,812 92 408.1 Xcel Energy Services Inc. Chief Security Officer 58,613 93 408.1 Xcel Energy Services Inc. Controller 222,123 94 408.1 Xcel Energy Services Inc. Corporate Development 15,481 95 408.1 Xcel Energy Services Inc. Corporate Giving 1,602 96 408 1 Xcel Energy Services Inc. Corporate Secretary & Executive Services 61,160 97 408.1 Xcel Energy Services Inc. Customer Care 182,148 98 408.1 Xcel Energy Services Inc. Distribution Business Operations 40,463 99 408 1 Xcel Energy Services Inc. Distribution Electric Engineering 16,688 100 408.1 Xcel Energy Services Inc. Distribution Planning & Perfonnance 6,260 101 408.1 Xcel Energy Services Inc. ES Engineering & Construction 59,711 102 408 1 Xcel Energy Services Inc. ES Environmental 40,762 103 408 1 Xcel Energy Services Inc. ES Technical Services 457,170 104 408.1 Xcel Energy Services Inc. ES VP Energy Supply 5,617 105 408.1 Xcel Energy Services Inc. ES VP Operations 10,699 106 408 1 Xcel Energy Services Inc ETO 30,322 107 408.1 Xcel Energy Services Inc. Financial Planning 271,838 108 408.1 Xcel Energy Services Inc. Gas Operations 4,443 109 408.1 Xcel Energy Services Inc. GC Claims 7,763 110 408.1 Xcel Energy Services Inc. GC Legal Services 110,578 111 408.1 Xcel Energy Services Inc. GC Policy & Strategy 50,407 112 408.1 Xcel Energy Services Inc. GC VP General Counsel 6,669 113 408.1 Xcel Energy Services Inc. Human Resources 117,303 114 408.1 Xcel Energy Services Inc. Investor Relations 5,358 115 408.1 Xcel Energy Services Inc. Marketing 27,253 116 408.1 Xcel Energy Services Inc. OS Senior VP - Commercial Operations 271,651 117 408 1 Xcel Energy Services Inc. OS Supply Chain 12,532 118 408.1 Xcel Energy Services Inc. Property Services 36,756 119 408.1 Xcel Energy Services Inc. PSCo President 4,059 120 408.1 Xcel Energy Services Inc Resource Planning 130,603
0233
Schedule G-U6.1 Page 3 of 10
Sponsor: Dietenberger Southwestern Public Service Company Docket No. 47527
Summary of Updated Test Year Expense by Affiliate July 1, 2016 through June 30, 2017
Line No. FERC Account Affiliate Class Amount 121 408 1 Xcel Energy Services Inc. Risk Management & Audit Services 51,459 122 408.1 Xcel Energy Services Inc. SS Company Benefits 48,289 123 408.1 Xcel Energy Services Inc. Strategic Revenue Initiatives 3,688 124 408.1 Xcel Energy Services Inc. Tax Services 31,718 125 408.1 Xcel Energy Services Inc. Transmission & Substations 481,707 126 408.1 Xcel Energy Services Inc. Treasurer 25,265 127 408.1 Xcel Energy Services Inc. Vegetation Management & Pole Program 11,197 128 408 1 Xcel Energy Services Inc. VP Distribution Operations 10,443 129 408.1 Xcel Energy Services Inc. Workforce Relations & Safety 135,091 130 408 2 Xcel Energy Services Inc Business Systems (6,910) 131 408.2 Xcel Energy Services Inc. Chief Security Officer 0 132 408 2 Xcel Energy Services Inc. Controller (164) 133 408.2 Xcel Energy Services Inc. Corporate Secretary & Executive Services 219 134 408 2 Xcel Energy Services Inc. Financial Planning 13 135 408.2 Xcel Energy Services Inc GC Legal Services 477 136 408 2 Xcel Energy Services Inc GC Policy & Strategy 4,530 137 408.2 Xcel Energy Services Inc. Marketing 705 138 408.2 Xcel Energy Services Inc. OS Senior VP - Commercial Operations 514 139 408.2 Xcel Energy Services Inc. Property Services 152 140 408.2 Xcel Energy Services Inc. Risk Management & Audit Services (64) 141 500 Xcel Energy Services Inc. Business Systems 5,603 142 500 Xcel Energy Services Inc ES Technical Services 440,944 143 500 Xcel Energy Services Inc. ES VP Energy Supply 25,856 144 500 Xcel Energy Services Inc. ES VP Operations 28,844 145 500 Xcel Energy Services Inc Financial Planning 44,866 146 501 Xcel Energy Services Inc. Controller 17,081 147 501 Xcel Energy Services Inc. Corporate Development 183 148 501 Xcel Energy Services Inc ES VP Energy Supply (217) 149 501 Xcel Energy Services Inc OS Senior VP - Commercial Operations 649,558 150 501 Xcel Energy Services Inc. Workforce Relations & Safety 14,111 151 502 Xcel Energy Services Inc. ES Environmental 2,343 152 502 Xcel Energy Services Inc ES Technical Services 5,960 153 502 Xcel Energy Services Inc Workforce Relations & Safety 47,596 154 505 Xcel Energy Services Inc. ES Techmcal Services 6,124 155 506 Xcel Energy Services Inc. Business Systems 1,142,991 156 506 Xcel Energy Services Inc. Chief Security Officer 1 157 506 Xcel Energy Services Inc. ES Engmeenng & Construction 1,224,425 158 506 Xcel Energy Services Inc. ES Environmental 336,878 159 506 Xcel Energy Services Inc. ES Technical Services 4,377,268 160 506 Xcel Energy Services Inc. ES VP Operations 87,394 161 506 Xcel Energy Services Inc. Financial Planning 111,786 162 506 Xcel Energy Services Inc. Transmission & Substations 4,795 163 506 Xcel Energy Services Inc. Workforce Relations & Safety 273,495 164 507 Xcel Energy Services Inc. Aviation & Travel Services 191 165 507 Xcel Energy Services Inc. Business Systems 3,691 166 507 Xcel Energy Services Inc. Chief Security Officer 18,875 167 507 Xcel Energy Services Inc Financial Planning (8,892) 168 507 Xcel Energy Services Inc Human Resources 29,811 169 507 Xcel Energy Services Inc. Property Services 3,795,770 170 510 Xcel Energy Services Inc. Business Systems 7,906 171 510 Xcel Energy Services Inc. ES Engineering & Construction 77,483 172 510 Xcel Energy Services Inc. ES Technical Services 386,405 173 511 Xcel Energy Services Inc ES Engineenng & Construction 13,775 174 512 Xcel Energy Services Inc ES Engmeering & Construction 61,682 175 512 Xcel Energy Services Inc. ES Environmental 382 176 512 Xcel Energy Services Inc. ES Technical Services 339,416 177 512 Xcel Energy Services Inc. Transmission & Substations 18,856 178 513 Xcel Energy Services Inc. ES Engineenng & Construction 4,588 179 513 Xcel Energy Services Inc. ES Technical Services 752,834 180 513 Xcel Energy Services Inc. Transmission & Substations 17,510 181 514 Xcel Energy Services Inc. Business Systems 507
0234
Schedule G-U6.1 Page 4 of 10
Sponsor: Dietenberger Southwestern Public Service Company Docket No. 47527
Summary of Updated Test Year Expense by Affiliate July 1, 2016 through June 30, 2017
Line No. FERC Account Affiliate Class Amount 182 514 Xcel Energy Services Inc. ES Engineering & Constuction 8,028 183 514 Xcel Energy Services Inc. ES Environmental 943 184 514 Xcel Energy Services Inc. ES Technical Services 3,991,205 185 539 Xcel Energy Services Inc. ES Engineering & Construction 4,145 186 546 Xcel Energy Services Inc. ES Technical Services 21,040 187 546 Xcel Energy Services Inc. ES VP Energy Supply 1,533 188 546 Xcel Energy Services Inc. ES VP Operations 1,909 189 546 Xcel Energy Services Inc. Financial Planning 2,651 190 548 Xcel Energy Services Inc. ES Technical Services 885 191 549 Xcel Energy Services Inc Business Systems 55 192 549 Xcel Energy Services Inc. ES Environmental 4,723 193 549 Xcel Energy Services Inc ES Technical Services 6,961 194 549 Xcel Energy Services Inc. ES VP Operations 2,760 195 549 Xcel Energy Services Inc. Financial Planning 923 196 549 Xcel Energy Services Inc OS Senior VP - Commercial Operations 65,426 197 549 Xcel Energy Services Inc. Resource Planning 46,053 198 550 Xcel Energy Services Inc. Aviation & Travel Services 20 199 550 Xcel Energy Services Inc. Business Systems 289 200 550 Xcel Energy Services Inc. Chief Security Officer 625 201 550 Xcel Energy Services Inc. Financial Planning (10,639) 202 550 Xcel Energy Services Inc. Human Resources 892 203 550 Xcel Energy Services Inc. Property Services 270,817 204 551 Xcel Energy Services Inc. ES Engineering & Construction 58 205 552 Xcel Energy Services Inc. ES Engineering & Construction 0 206 552 Xcel Energy Services Inc. ES Technical Services 31,325 207 553 Xcel Energy Services Inc. ES Technical Services 80,590 208 556 Xcel Energy Services Inc. Business Systems 168,296 209 556 Xcel Energy Services Inc OS Senior VP - Commercial Operations 1,039,853 210 557 Xcel Energy Services Inc. Controller 24,424 211 557 Xcel Energy Services Inc. Financial Planning 185 212 557 Xcel Energy Services Inc. GC Policy & Strategy 220 213 557 Xcel Energy Services Inc. OS Senior VP - Commercial Operations 1,506,477 214 557 Xcel Energy Services Inc. Resource Planning 564,006 215 557 Xcel Energy Services Inc. Risk Management & Audit Services 93,751 216 560 Xcel Energy Services Inc. Business Systems 45,255 217 560 Xcel Energy Services Inc. Chief Security Officer 263 218 560 Xcel Energy Services Inc. Corporate Secretary & Executive Services 818 219 560 Xcel Energy Services Inc. Distribution Electric Engineering 31,730 220 560 Xcel Energy Services Inc. Distribution Planning & Performance 10,419 221 560 Xcel Energy Services Inc. ES Engineering & Construction 1,038 222 560 Xcel Energy Services Inc. ES Environmental 25,002 223 560 Xcel Energy Services Inc. ES Technical Services 10,008 224 560 Xcel Energy Services Inc. ETO I 10 225 560 Xcel Energy Services Inc. Financial Planning 430,333 226 560 Xcel Energy Services Inc Gas Operations 2,512 227 560 Xcel Energy Services Inc GC Policy & Strategy 276 228 560 Xcel Energy Services Inc. OS Supply Chain 34,980 229 560 Xcel Energy Services Inc. Tax Services 70 230 560 Xcel Energy Services Inc. Transmission & Substations 9,183,641 231 560 Xcel Energy Services Inc Vegetation Management & Pole Program 1,323 232 560 Xcel Energy Services Inc Workforce Relations & Safety 361,816 233 561.2 Xcel Energy Services Inc. Business Systems 1,345,045 234 561.2 Xcel Energy Services Inc. ES Technical Services 3,690 235 561.2 Xcel Energy Services Inc Transmission & Substations 151,070 236 561.5 Xcel Energy Services Inc Business Systems 108 237 561.6 Xcel Energy Services Inc. Transmission & Substations 71,387 238 561.7 Xcel Energy Services Inc. Transmission & Substations 13,830 239 562 Xcel Energy Services Inc. Business Systems 48,723 240 562 Xcel Energy Services Inc. Transmission & Substations 25,615 241 563 Xcel Energy Services Inc. Transmission & Substations 18,534 242 566 Xcel Energy Services Inc. Business Systems 17,953
0235
Southwestern Public Service Company
Schedule G-U6.1 Page 5 of 10
Sponsor: Dietenberger Docket No. 47527
Summary of Updated Test Year Expense by Affiliate July 1, 2016 through June 30, 2017
Line No. FERC Account Affiliate Class Amount 243 566 Xcel Energy Services Inc. Controller 2,304 244 566 Xcel Energy Services Inc Financial Planning 92,671 245 566 Xcel Energy Services Inc. OS Senior VP - Commercial Operations 96,922 246 566 Xcel Energy Services Inc. OS Supply Chain 29,399 247 566 Xcel Energy Services Inc. Transmission & Substations 735,156 248 567 Xcel Energy Services Inc. Aviation & Travel Services 108 249 567 Xcel Energy Services Inc Business Systems 1,269 250 567 Xcel Energy Services Inc. Chief Security Officer 5,848 251 567 Xcel Energy Services Inc. Financial Planning (15,996) 252 567 Xcel Energy Services Inc Human Resources 9,959 253 567 Xcel Energy Services Inc. Property Services 1,377,532 254 568 Xcel Energy Services Inc. Transmission & Substations 149,210 255 570 Xcel Energy Services Inc. Business Systems 1,431 256 570 Xcel Energy Services Inc Gas Operations 3,303 257 571 Xcel Energy Services Inc. Aviation & Travel Services 0 258 571 Xcel Energy Services Inc. Business Systems 2,404 259 571 Xcel Energy Services Inc. Chief Security Officer 13 260 571 Xcel Energy Services Inc. Human Resources 57 261 571 Xcel Energy Services Inc. Property Services 2,131 262 571 Xcel Energy Services Inc. Vegetation Management & Pole Program 45,249 263 575.1 Xcel Energy Services Inc OS Senior VP - Commercial Operations 171,732 264 575.2 Xcel Energy Services Inc. OS Senior VP - Commercial Operations 151,535 265 575.5 Xcel Energy Services Inc. OS Senior VP - Commercial Operations 5,906 266 575 6 Xcel Energy Services Inc. OS Senior VP - Commercial Operations 16,189 267 580 Xcel Energy Services Inc. Business Systems 56,993 268 580 Xcel Energy Services Inc. Corporate Secretary & Executive Services 42,961 269 580 Xcel Energy Services Inc. Distnbution Business Operations 95,955 270 580 Xcel Energy Services Inc. Distribution Electric Engineering 249,354 271 580 Xcel Energy Services Inc Distribution Planning & Performance 16,510 272 580 Xcel Energy Services Inc ES Engineering & Construction 7 273 580 Xcel Energy Services Inc. ETO 23,177 274 580 Xcel Energy Services Inc Financial Planning 490 275 580 Xcel Energy Services Inc Gas Operations 60,379 276 580 Xcel Energy Services Inc. Human Resources 420 277 580 Xcel Energy Services Inc. OS Supply Chain 104,287 278 580 Xcel Energy Services Inc. PSCo President 70,742 279 580 Xcel Energy Services Inc. Transmission & Substations 1,093,421 280 580 Xcel Energy Services Inc. Vegetation Management & Pole Prograrn 0 281 580 Xcel Energy Services Inc. Workforce Relations & Safety 544,510 282 581 Xcel Energy Services Inc Business Systems 257,446 283 581 Xcel Eneru Services Inc Distribution Electric Engmeenng 721 284 581 Xcel Energy Services Inc. PSCo President (36,102) 285 582 Xcel Energy Services Inc. Business Systems 131,993 286 583 Xcel Energy Services Inc. Business Systems 6,180 287 583 Xcel Energy Services Inc Vegetation Management & Pole Program 97,970 288 586 Xcel Energy Services Inc. Business Systems 15,972 289 586 Xcel Energy Services Inc Distribution Business Operations 260,653 290 587 Xcel Energy Services Inc Business Systems 5,304 291 588 Xcel Energy Services Inc. Business Systems 600,560 292 588 Xcel Energy Services Inc. Chief Security Officer 0 293 588 Xcel Energy Services Inc. Corporate Secretary & Executive Services 10,951 294 588 Xcel Energy Services Inc Distribution Business Operations 75,747 295 588 Xcel Energy Services Inc Distribution Electric Engineering (1,539) 296 588 Xcel Energy Services Inc Financial Planning 3,260 297 588 Xcel Energy Services Inc Gas Operations 7,634 298 588 Xcel Energy Services Inc. OS Supply Chain 2,217 299 588 Xcel Energy Services Inc. Transmission & Substations 8,530 300 589 Xcel Energy Services Inc. Aviation & Travel Services 69 301 589 Xcel Energy Services Inc. Business Systems 1,194 302 589 Xcel Energy Services Inc. Chief Security Officer 6,186 303 589 Xcel Energy Services Inc. Financial Planning (4,208)
0236
Schedule G-U6.1 Page 6 of 10
Sponsor: Dietenberger Southwestern Public Service Company Docket No. 47527
Summary of Updated Test Year Expense by Affiliate July 1, 2016 through June 30, 2017
Line No. FERC Account Affiliate Class Amount 304 589 Xcel Energy Services Inc. Human Resources 10,610 305 589 Xcel Energy Services Inc. Property Services 1,253,414 306 590 Xcel Energy Services Inc. ES Environmental 22,065 307 592 Xcel Energy Services Inc. Business Systems 1,560 308 593 Xcel Energy Services Inc. Business Systems 2,832 309 593 Xcel Energy Services Inc. Distribution Electric Engineenng 9,555 310 593 Xcel Energy Services Inc. Vegetation Management & Pole Program 139,210 311 901 Xcel Energy Services Inc. Business Systems 12 312 901 Xcel Energy Services Inc. Customer Care 34,184 313 902 Xcel Energy Services Inc. Busmess Systems 291,320 314 902 Xcel Energy Services Inc. Chief Security Officer 0 315 902 Xcel Energy Services Inc. Customer Care 23,318 316 902 Xcel Energy Services Inc. Marketing 796 317 903 Xcel Energy Services Inc. Business Systems 1,327,268 318 903 Xcel Energy Services Inc. Chief Financial Officer 33,071 319 903 Xcel Energy Services Inc. Chief Secunty Officer 1 320 903 Xcel Energy Services Inc. Corporate Secretary & Executive Services 453 321 903 Xcel Energy Services Inc. Customer Care 2,837,303 322 903 Xcel Energy Services Inc. Fmancial Planning 8 323 903 Xcel Energy Services Inc GC Claims 57 324 903 Xcel Energy Services Inc. GC Legal Services 0 325 903 Xcel Energy Services Inc. Transmission & Substations 713 326 908 Xcel Energy Services Inc. Business Systems 1,209 327 908 Xcel Energy Services Inc. Corporate Secretary & Executive Services 23,947 328 908 Xcel Energy Services Inc. Customer Care 89,878 329 908 Xcel Energy Services Inc. Financial Planning 8,803 330 908 Xcel Energy Services Inc. Marketing 55,471 331 908 Xcel Energy Services Inc OS Senior VP - Commercial Operations 178,026 332 908 Xcel Energy Services Inc. Risk Management & Audit Services 600 333 909 Xcel Energy Services Inc. Controller 174 334 909 Xcel Energy Services Inc. Corporate Secretary & Executive Services 82,610 335 909 Xcel Energy Services Inc. Customer Care 21 336 909 Xcel Energy Services Inc. Human Resources 29 337 909 Xcel Energy Services Inc. Marketing 68,706 338 909 Xcel Energy Services Inc. Workforce Relations & Safety 16,490 339 912 Xcel Energy Services Inc. Business Systems 675 340 920 Xcel Energy Services Inc. Aviation & Travel Services 118,048 341 920 Xcel Energy Services Inc. Business Systems 1,185,127 342 920 Xcel Energy Services Inc. Chief Administrative Office 133,239 343 920 Xcel Energy Services Inc. Chief Executive Officer 188,986 344 920 Xcel Energy Services Inc. Chief Financial Officer 103,406 345 920 Xcel Energy Services Inc. Chief Security Officer 622,828 346 920 Xcel Energy Services Inc. Controller 2,701,713 347 920 Xcel Energy Services Inc Corporate Development 200,958 348 920 Xcel Energy Services Inc. Corporate Giving 23,125 349 920 Xcel Energy Services Inc Corporate Secretary & Executive Services 717,180 350 920 Xcel Energy Services Inc. Customer Care 2,724 351 920 Xcel Energy Services Inc. Distribution Business Operations 195,146 352 920 Xcel Energy Services Inc. Distribution Planning & Performance 74,961 353 920 Xcel Energy Services Inc ES Engineering & Construction 270,428 354 920 Xcel Energy Services Inc. ES Environmental 480,490 355 920 Xcel Energy Services Inc. ES Technical Services 1,222,818 356 920 Xcel Energy Services Inc. ES VP Energy Supply 73,337 357 920 Xcel Energy Services Inc. ES VP Operations 132,989 358 920 Xcel Energy Services Inc. ETO 326,081 359 920 Xcel Energy Services Inc. Financial Planning 2,019,845 360 920 Xcel Energy Services Inc Gas Operations 43,841 361 920 Xcel Energy Services Inc. GC Claims 123,254 362 920 Xcel Energy Services Inc. GC Legal Services 1,260,790 363 920 Xcel Energy Services Inc. GC Policy & Strategy 563,374 364 920 Xcel Energy Services Inc. GC VP General Counsel 38,457
0237
Schedule G-U6.1 Page 7 of 10
Sponsor: Dietenberger Southwestern Public Service Company Docket No. 47527
Summary of Updated Test Year Expense by Affiliate July 1, 2016 through June 30, 2017
Line No. FERC Account Affiliate Class Amount 365 920 Xcel Energy Services Inc. Human Resources 1,130,507 366 920 Xcel Energy Services Inc. Investor Relations 75,233 367 920 Xcel Energy Services Inc. Marketing 363,063 368 920 Xcel Energy Services Inc. OS Senior VP - Commercial Operations 569,712 369 920 Xcel Energy Services Inc. OS Supply Chain 96,996 370 920 Xcel Energy Services Inc. Property Services 249 371 920 Xcel Energy Services Inc. PSCo President 16,403 372 920 Xcel Energy Services Inc. Resource Planning 10,283 373 920 Xcel Energy Services Inc. Risk Management & Audit Services 430,548 374 920 Xcel Energy Services Inc. SS Company Benefits 4,683,499 375 920 Xcel Energy Services Inc. Strategic Revenue Initiatives 54,260 376 920 Xcel Energy Services Inc. Tax Services 326,518 377 920 Xcel Energy Services Inc. Transmission & Substations 32,387 378 920 Xcel Energy Services Inc. Treasurer 368,720 379 920 Xcel Energy Services Inc. VP Distribution Operations 143,764 380 920 Xcel Energy Services Inc. Workforce Relations & Safety 785,050 381 921 Xcel Energy Services Inc. Aviation & Travel Services 340,032 382 921 Xcel Energy Services Inc. Business Systems 11,711,609 383 921 Xcel Energy Services Inc. Chief Administrative Office 45,236 384 921 Xcel Energy Services Inc. Chief Executive Officer 5,434 385 921 Xcel Energy Services Inc Chief Financial Officer 71,818 386 921 Xcel Energy Services Inc. Chief Security Officer 254,120 387 921 Xcel Energy Services Inc. Controller 53,211 388 921 Xcel Energy Services Inc. Corporate Development 5,036 389 921 Xcel Energy Services Inc. Corporate Giving 3,317 390 921 Xcel Energy Services Inc. Corporate Other 315,182 391 921 Xcel Energy Services Inc Corporate Secretary & Executive Services 139,982 392 921 Xcel Energy Services Inc. Customer Care (282) 393 921 Xcel Energy Services Inc. Distribution Business Operations 30,771 394 921 Xcel Energy Services Inc Distribution Electnc Engineering 988 395 921 Xcel Energy Services Inc. Distribution Planning & Perfonnance 6,121 396 921 Xcel Energy Services Inc. ES Engineering & Construction 17,583 397 921 Xcel Energy Services Inc ES Environmental 2,836 398 921 Xcel Energy Services Inc ES Technical Services 253,191 399 921 Xcel Energy Services Inc. ES VP Energy Supply 2,193 400 921 Xcel Energy Services Inc. ES VP Operations 3,327 401 921 Xcel Energy Services Inc ETO 83,824 402 921 Xcel Energy Services Inc. Financial Planning 57,002 403 921 Xcel Energy Services Inc. Gas Operations 2,126 404 921 Xcel Energy Services Inc GC Claims 10,899 405 921 Xcel Energy Services Inc. GC Legal Services 136,870 406 921 Xcel Energy Services Inc. GC Policy & Strategy 99,722 407 921 Xcel Energy Services Inc. GC VP General Counsel 3,664 408 921 Xcel Energy Services Inc. Human Resources 202,495 409 921 Xcel Energy Services Inc Investor Relations 85,013 410 921 Xcel Energy Services Inc. Marketing 75,207 411 921 Xcel Energy Services Inc. OS Senior VP - Commercial Operations 128,797 412 921 Xcel Energy Services Inc. OS Supply Chain 81,370 413 921 Xcel Energy Services Inc. Property Services 14,799 414 921 Xcel Energy Services Inc. Resource Planning 47,080 415 921 Xcel Energy Services Inc. Risk Management & Audit Services 48,641 416 921 Xcel Energy Services Inc. SS Company Benefits 62,129 417 921 Xcel Energy Services Inc. Strategic Revenue Initiatives 5,762 418 921 Xcel Energy Services Inc. Tax Services 39,432 419 921 Xcel Energy Services Inc. Transmission & Substations 7,097 420 921 Xcel Energy Services Inc. Treasurer 97,876 421 921 Xcel Energy Services Inc. VP Distribution Operations 9,583 422 921 Xcel Energy Services Inc. Workforce Relations & Safety 160,039 423 922 Xcel Energy Services Inc. Business Systems (1,947) 424 922 Xcel Energy Services Inc. SS Company Benefits (76,647) 425 923 Xcel Energy Services Inc Aviation & Travel Services 39,216
0238
Southwestern Public Service Company
Schedule G-U6.1 Page 8 of 10
Sponsor: Dietenberger Docket No. 47527
Summary of Updated Test Year Expense by Affiliate July 1, 2016 through June 30, 2017
Line No. FERC Account Affiliate Class Amount 426 923 Xcel Energy Services Inc. Business Systems 1,771,054 427 923 Xcel Energy Services Inc. Chief Administrative Office 3,211 428 923 Xcel Energy Services Inc. Chief Financial Officer 6,209 429 923 Xcel Energy Services Inc. Chief Security Officer 1,000,296 430 923 Xcel Energy Services Inc. Controller 771,787 431 923 Xcel Energy Services Inc. Corporate Development 17,061 432 923 Xcel Energy Services Inc. Corporate Secretary & Executive Services 131,753 433 923 Xcel Energy Services Inc Distribution Planning & Perfomiance 53 434 923 Xcel Energy Services Inc. ES Engineering & Construction 22,995 435 923 Xcel Energy Services Inc ES Environmental 4,023 436 923 Xcel Energy Services Inc. ES Technical Services 2,135 437 923 Xcel Energy Services Inc. ES VP Energy Supply (28,348) 438 923 Xcel Energy Services Inc. ES VP Operations 63,776 439 923 Xcel Energy Services Inc. ETO 1,977,607 440 923 Xcel Energy Services Inc. Financial Planning 384,631 441 923 Xcel Energy Services Inc. Gas Operations 1,053 442 923 Xcel Energy Services Inc. GC Legal Services 555,349 443 923 Xcel Energy Services Inc. GC Policy & Strategy 1,407 444 923 Xcel Energy Services Inc. Human Resources 98,300 445 923 Xcel Energy Services Inc. Marketing 383,254 446 923 Xcel Energy Services Inc. OS Senior VP - Commercial Operations 468 447 923 Xcel Energy Services Inc. OS Supply Cham 43,429 448 923 Xcel Energy Services Inc. Property Services 36,313 449 923 Xcel Energy Services Inc. Resource Planning 682 450 923 Xcel Energy Services Inc. Risk Management & Audit Services 88,232 451 923 Xcel Energy Services Inc SS Company Benefits 5,131 452 923 Xcel Energy Services Inc. Strategic Revenue Initiatives 10,195 453 923 Xcel Energy Services Inc Tax Services 278,021 454 923 Xcel Energy Services Inc. Treasurer (899) 455 923 Xcel Energy Services Inc. VP Distribution Operations 9,342 456 923 Xcel Energy Services Inc. Workforce Relations & Safety 58,863 457 924 Xcel Energy Services Inc. Aviation & Travel Services 5,897 458 924 Xcel Energy Services Inc. Treasurer 3,415 459 925 Xcel Energy Services Inc. Aviation & Travel Services 131 460 925 Xcel Energy Services Inc. Business Systems 4,309 461 925 Xcel Energy Services Inc. Chief Administrative Office 163 462 925 Xcel Energy Services Inc. Chief Executive Officer 224 463 925 Xcel Energy Services Inc. Chief Financial Officer 19,053 464 925 Xcel Energy Services Inc. Chief Security Officer 920 465 925 Xcel Energy Services Inc Controller 3,876 466 925 Xcel Energy Services Inc Corporate Development 181 467 925 Xcel Energy Services Inc. Corporate Giving 26 468 925 Xcel Energy Services Inc. Corporate Secretary & Executive Services 1,089 469 925 Xcel Energy Services Inc. Customer Care 3,185 470 925 Xcel Energy Services Inc. Distribution Business Operations 725 471 925 Xcel Energy Services Inc. Distribution Electnc Engineering 139 472 925 Xcel Energy Services Inc. Distribution Planning & Perfomiance 111 473 925 Xcel Energy Services Inc. ES Engineering & Construction 1,880 474 925 Xcel Energy Services Inc. ES Environmental 978 475 925 Xcel Energy Services Inc. ES Technical Services 11,364 476 925 Xcel Energy Services Inc. ES VP Energy Supply 84 477 925 Xcel Energy Services Inc. ES VP Operations 196 478 925 Xcel Energy Services Inc. ETO 406 479 925 Xcel Energy Services Inc. Fmancial Planning 4,712 480 925 Xcel Energy Services Inc. Gas Operations 75 481 925 Xcel Energy Services Inc. GC Claims 84 482 925 Xcel Energy Services Inc GC Legal Services 11,207 483 925 Xcel Energy Services Inc. GC Policy & Strategy 859 484 925 Xcel Energy Services Inc GC VP General Counsel 93 485 925 Xcel Energy Services Inc. Human Resources 1,930 486 925 Xcel Energy Services Inc. Investor Relations 70
0239
Schedule G-U6.1 Page 9 of 10
Sponsor: Dietenberger Southwestern Public Service Company Docket No. 47527
Summary of Updated Test Year Expense by Affiliate July 1, 2016 through June 30, 2017
Line No. FERC Account Affiliate Class Amount 487 925 Xcel Energy Services Inc. Marketing 406 488 925 Xcel Energy Services Inc. OS Senior VP - Commercial Operations 4,496 489 925 Xcel Energy Services Inc. OS Supply Chain 371 490 925 Xcel Energy Services Inc. Property Services 393 491 925 Xcel Energy Services Inc. PSCo President (4) 492 925 Xcel Energy Services Inc. Resource Planning 836 493 925 Xcel Energy Services Inc. Risk Management & Audit Services 724 494 925 Xcel Energy Services Inc. SS Company Benefits 80 495 925 Xcel Energy Services Inc. Strategic Revenue Initiatives 38 496 925 Xcel Energy Services Inc, Tax Services 528 497 925 Xcel Energy Services Inc. Transmission & Substations (1,274) 498 925 Xcel Energy Services Inc. Treasurer 893,165 499 925 Xcel Energy Services Inc. Vegetation Management & Pole Program 208 500 925 Xcel Energy Services Inc VP Distribution Operations 170 501 925 Xcel Energy Services Inc. Workforce Relations & Safety 2,430 502 926 Xcel Energy Services Inc. Aviation & Travel Services 28,345 503 926 Xcel Energy Services Inc. Business Systems 660,065 504 926 Xcel Energy Services Inc. Chief Administrative Office 36,641 505 926 Xcel Energy Services Inc. Chief Executive Officer 50,783 506 926 Xcel Energy Services Inc. Chief Financial Officer 27,786 507 926 Xcel Energy Services Inc. Chief Secunty Officer 204,206 508 926 Xcel Energy Services Inc. Controller 778,984 509 926 Xcel Energy Services Inc Corporate Development 51,140 510 926 Xcel Energy Services Inc. Corporate Giving 5,493 511 926 Xcel Energy Services Inc. Corporate Secretary & Executive Services 217,001 512 926 Xcel Energy Services Inc. Customer Care 641,915 513 926 Xcel Energy Services Inc. Distnbution Business Operations 141,580 514 926 Xcel Energy Services Inc. Distribution Electric Engineering 57,191 515 926 Xcel Energy Services Inc. Distribution Planning & Performance 21,948 516 926 Xcel Energy Services Inc. ES Engineenng & Construction 256,330 517 926 Xcel Energy Services Inc. ES Environmental 168,997 518 926 Xcel Energy Services Inc. ES Technical Services 1,963,294 519 926 Xcel Energy Services Inc. ES VP Energy Supply 19,628 520 926 Xcel Energy Services Inc. ES VP Operations 37,869 521 926 Xcel Energy Services Inc. ETO 106,596 522 926 Xcel Energy Services Inc. Financial Planning 920,853 523 926 Xcel Energy Services Inc. Gas Operations 15,611 524 926 Xcel Energy Services Inc. GC Claims 29,234 525 926 Xcel Energy Services Inc GC Legal Services 386,592 526 926 Xcel Energy Services Inc. GC Policy & Strategy 177,398 527 926 Xcel Energy Services Inc. GC VP General Counsel 22,865 528 926 Xcel Energy Services Inc. Human Resources 413,434 529 926 Xcel Energy Services Inc. Investor Relations 18,671 530 926 Xcel Energy Services Inc. Marketing 96,799 531 926 Xcel Energy Services Inc OS Senior VP - Commercial Operations 961,177 532 926 Xcel Energy Services Inc. OS Supply Chain 49,606 533 926 Xcel Energy Services Inc. Property Services 130,755 534 926 Xcel Energy Services Inc. PSCo President 13,136 535 926 Xcel Energy Services Inc. Resource Planning 151,895 536 926 Xcel Energy Services Inc. Risk Management & Audit Services 181,396 537 926 Xcel Energy Services Inc SS Company Benefits 30,159 538 926 Xcel Energy Services Inc. Strategic Revenue Initiatives 11,351 539 926 Xcel Energy Services Inc. Tax Services 111,521 540 926 Xcel Energy Services Inc. Transmission & Substations 1,713,475 541 926 Xcel Energy Services Inc. Treasurer 89,028 542 926 Xcel Energy Services Inc. Vegetation Management & Pole Program 39,339 543 926 Xcel Energy Services Inc. VP Distribution Operations 36,798 544 926 Xcel Energy Services Inc. Workforce Relations & Safety 474,751 545 928 Xcel Energy Services Inc. Resource Planning 4,012 546 930.1 Xcel Energy Services Inc. Corporate Secretary & Executive Services 1,073,554 547 930.1 Xcel Energy Services Inc. Customer Care 1,644
0240
Schedule G-U6.1 Page 10 of 10
Sponsor: Dietenberger Southwestern Public Service Company Docket No. 47527
Summary of Updated Test Year Expense by Affiliate July 1, 2016 through June 30, 2017
Line No. FERC Account Affiliate Class Amount 548 930.1 Xcel Energy Services Inc ETO 5 549 930.1 Xcel Energy Services Inc. Financial Planning (0) 550 930.1 Xcel Energy Services Inc. Human Resources 36,269 551 930.1 Xcel Energy Services Inc. Marketing 1,066 552 930.1 Xcel Energy Services Inc. Strategic Revenue Initiatives 1,043 553 930.1 Xcel Energy Services Inc Transmission & Substations 1,804 554 930.1 Xcel Energy Services Inc. Workforce Relations & Safety 174 555 930 2 Xcel Energy Services Inc. Business Systems 3,118 556 930 2 Xcel Energy Services Inc Chief Executive Officer 116,274 557 930.2 Xcel Energy Services Inc. Controller 85 558 930.2 Xcel Energy Services Inc. Corporate Secretary & Executive Services 546,201 559 930.2 Xcel Energy Services Inc. Distribution Electric Engineering 47,484 560 930.2 Xcel Energy Services Inc. ES Environmental 17,452 561 930.2 Xcel Energy Services Inc. ES Technical Services 45,024 562 930.2 Xcel Energy Services Inc. ETO 2,203 563 930 2 Xcel Energy Services Inc Financial Planning 189,888 564 930 2 Xcel Energy Services Inc Gas Operations 866 565 930 2 Xcel Energy Services Inc. GC Legal Services 70 566 930.2 Xcel Energy Services Inc. GC Policy & Strategy 39,498 567 930.2 Xcel Energy Services Inc. Human Resources 57 568 930.2 Xcel Energy Services Inc. Investor Relations 13 569 930.2 Xcel Energy Services Inc. Marketing 3,075 570 930.2 Xcel Energy Services Inc. OS Senior VP - Commercial Operations 2,833 571 930.2 Xcel Energy Services Inc Transmission & Substations 167,551 572 930 2 Xcel Energy Services Inc. Workforce Relations & Safety 57 573 931 Xcel Energy Services Inc. Aviation & Travel Services 341 574 931 Xcel Energy Services Inc Business Systems 7,492,887 575 931 Xcel Energy Services Inc. Chief Administrative Office 64 576 931 Xcel Energy Services Inc. Chief Security Officer 5,913 577 931 Xcel Energy Services Inc Customer Care 22 578 931 Xcel Energy Services Inc ETO 1 579 931 Xcel Energy Services Inc. Financial Planning (192,030) 580 931 Xcel Energy Services Inc. Human Resources 8,977 581 931 Xcel Energy Services Inc. Property Services 4,234,912 582 931 Xcel Energy Services Inc. Risk Management & Audit Services 45 583 931 Xcel Energy Services Inc. Workforce Relations & Safety 13 584 935 Xcel Energy Services Inc. Aviation & Travel Services 340,082 585 935 Xcel Energy Services Inc. Business Systems 151,055 586 935 Xcel Energy Services Inc. Chief Security Officer 179,480 587 935 Xcel Energy Services Inc. Customer Care 27,149 588 935 Xcel Energy Services Inc. GC Policy & Strategy 9 589 935 Xcel Energy Services Inc. OS Senior VP - Commercial Operations 120 590 S 123,019,444
Amounts may not add or tie to other schedules due to rounding
0241
Schedule G-U6.2 Page 1 of 4
Sponsor: Dietenberger Southwestern Public Service Company Docket No. 47527
Summary of Adjustments to Updated Test Year Expense by Affiliate July 1, 2016 through June 30, 2017
Line No. FERC Account Affiliate Reason for Adjustment Amount 1 408 1 Northern States Power - MN Wage Adjustment March 15, 2017 7 2 408.1 Northern States Power - WI Wage Adjustment March 15, 2017 1 3 408 1 Public Service Company of Co Wage Adjustment March 15, 2017 0 4 408 1 Xcel Energy Services Inc. Aviation Adjustment (8,067) 5 408.1 Xcel Energy Services Inc. Business Area Adjustment (8) 6 4081 Xcel Energy Services Inc. Foundation Adjustment (6,276) 7 408 1 Xcel Energy Services Inc. Incentive Adjustment (7,221) 8 408.2 Xcel Energy Services Inc. Business Area Adjustment (68) 9 500 Xcel Energy Services Inc. Business Area Adjustment (96)
10 500 Xcel Energy Services Inc. Incentive Adjustment (79,380) 11 500 Xcel Energy Services Inc. Pension & Benefit Adjustment 2 12 500 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 5 13 501 Xcel Energy Services Inc. Business Area Adjustment (21) 14 501 Xcel Energy Services Inc. Incentive Adjustment (81,575) 15 501 Xcel Energy Services Inc. Pension & Benefit Adjustment 95 16 501 Xcel Energy Services Inc Wage Adjustment March 15, 2017 247 17 502 Xcel Energy Services Inc. Incentive Adjustment (8,029) 18 502 Xcel Energy Services Inc. Pension & Benefit Adjustment 1 19 502 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 3 20 505 Xcel Energy Services Inc. Incentive Adjustment (1,021) 21 506 Northern States Power - MN Wage Adjustment March 15, 2017 5 22 506 Public Service Company of Co Wage Adjustment March 15, 2017 894 23 506 Xcel Energy Services Inc. Business Area Adjustment (488,818) 24 506 Xcel Energy Services Inc. Incentive Adjustment (841,098) 25 506 Xcel Energy Services Inc. Pension & Benefit Adjustment 45 26 506 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 117 27 507 Northern States Power - MN Incentive Adjustment 0 28 507 Northern States Power - MN Wage Adjustment March 15, 2017 435 29 507 Northem States Power - WI Wage Adjustment March 15, 2017 14 30 507 Public Service Company of Co Incentive Adjustment 0 31 507 Public Service Company of Co Wage Adjustment March 15, 2017 (0) 32 507 Xcel Energy Services Inc. Aviation Adjustment (191) 33 507 Xcel Energy Services Inc. Incentive Adjustment (36,154) 34 507 Xcel Energy Services Inc. Pension & Benefit Adjustment 2 35 507 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 5 36 510 Public Service Company of Co Wage Adjustment March 15, 2017 114 37 510 Xcel Energy Services Inc. Business Area Adjustment (37,729) 38 510 Xcel Energy Services Inc. Incentive Adjustment (60,007) 39 510 Xcel Energy Services Inc. Pension & Benefit Adjustment 31 40 510 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 79 41 511 Northern States Power - MN Wage Adjustment March 15, 2017 20 42 511 Public Service Company of Co Wage Adjustment March 15, 2017 1,235 43 511 Xcel Energy Services Inc. Incentive Adjustment (2,019) 44 511 Xcel Energy Services Inc Pension & Benefit Adjustment 0 45 511 Xcel Energy Services Inc Wage Adjustment March 15, 2017 1 46 512 Northern States Power - MN Wage Adjustment March 15, 2017 361 47 512 Public Service Company of Co Wage Adjustment March 15, 2017 76 48 512 Xcel Energy Services Inc. Business Area Adjustment (23,524) 49 512 Xcel Energy Services Inc. Incentive Adjustment (60,322) 50 512 Xcel Energy Services Inc. Pension & Benefit Adjustment 5 51 512 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 12 52 513 Northern States Power - MN Wage Adjustment March 15, 2017 356 53 513 Public Service Company of Co Wage Adjustment March 15, 2017 235 54 513 Xcel Energy Services Inc Business Area Adjustment (44,963) 55 513 Xcel Energy Services Inc. Incentive Adjustment (110,459) 56 513 Xcel Energy Services Inc. Pension & Benefit Adjustment 2 57 513 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 6 58 514 Northern States Power - MN Wage Adjustment March 15, 2017 19 59 514 Public Service Company of Co Wage Adjustment March 15, 2017 18 60 514 Xcel Energy Services Inc. Business Area Adjustment (581,983)
0242
Schedule G-U6.2 Page 2 of 4
Sponsor: Dietenberger Southwestern Public Service Company Docket No. 47527
Summary of Adjustments to Updated Test Year Expense by Affiliate July 1, 2016 through June 30, 2017
Line No. FERC Account Affiliate Reason for Adjustment Amount 61 514 Xcel Energy Services Inc. Incentive Adjustment (480,045) 62 514 Xcel Energy Services Inc. Pension & Benefit Adjustment 219 63 514 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 569 64 539 Xcel Energy Services Inc. Incentive Adjustment (622) 65 546 Xcel Energy Services Inc. Incentive Adjustment (4,085) 66 546 Xcel Energy Services Inc Pension & Benefit Adjustment 0 67 546 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 0 68 548 Xcel Energy Services Inc. Incentive Adjustment (147) 69 549 Xcel Energy Services Inc. Incentive Adjustment (17,664) 70 549 Xcel Energy Services Inc. Pension & Benefit Adjustment 2 71 549 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 5 72 550 Northern States Power - MN Wage Adjustment March 15, 2017 80 73 550 Northern States Power - WI Wage Adjustment March 15, 2017 14 74 550 Xcel Energy Services Inc. Aviation Adjustment (20) 75 550 Xcel Energy Services Inc. Incentive Adjustment (2,137) 76 550 Xcel Energy Services Inc. Pension & Benefit Adjustment (0) 77 550 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 (1) 78 551 Xcel Energy Services Inc. Incentive Adjustment (I) 79 552 Xcel Energy Services Inc. Incentive Adjustment (4,728) 80 553 Northern States Power - MN Wage Adjustment March 15, 2017 6 81 553 Xcel Energy Services Inc. Incentive Adjustment (12,473) 82 556 Xcel Energy Services Inc Incentive Adjustment (147,270) 83 556 Xcel Energy Services Inc. Pension & Benefit Adjustment 102 84 556 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 264 85 557 Xcel Energy Services Inc. Business Area Adjustment (138) 86 557 Xcel Energy Services Inc Incentive Adjustment (262,170) 87 557 Xcel Energy Services Inc. Pension & Benefit Adjustment 3,084 88 557 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 8,020 89 560 Public Service Company of Co Wage Adjustment March 15, 2017 353 90 560 Xcel Energy Services Inc. Business Area Adjustment (72,564) 91 560 Xcel Energy Services Inc Incentive Adjustment (1,179,027) 92 560 Xcel Energy Services Inc. Pension & Benefit Adjustment 24 93 560 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 62 94 5612 Public Service Company of Co Wage Adjustment March 15, 2017 30 95 561.2 Xcel Energy Services Inc. Business Area Adjustment (1,301) 96 561.2 Xcel Energy Services Inc. Incentive Adjustment (51,173) 97 561.2 Xcel Energy Services Inc. Pension & Benefit Adjustment (11) 98 561.2 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 (29) 99 561.6 Xcel Energy Services Inc. Incentive Adjustment (10,776)
100 561.7 Xcel Energy Services Inc. Incentive Adjustment (258) 101 562 Xcel Energy Services Inc. Incentive Adjustment (3,741) 102 563 Xcel Energy Services Inc. Incentive Adjustment (2,007) 103 566 Northern States Power - MN Wage Adjustment March 15, 2017 53 104 566 Northem States Power - WI Wage Adjustment March 15, 2017 75 105 566 Xcel Energy Services Inc. Business Area Adjustment (23) 106 566 Xcel Energy Services Inc. Incentive Adjustment (120,360) 107 566 Xcel Energy Services Inc. Pension & Benefit Adjustment 3 108 566 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 7 109 567 Northern States Power - MN Incentive Adjustment 0 110 567 Northern States Power - MN Wage Adjustment March 15, 2017 215 111 567 Northem States Power - WI Incentive Adjustment 1 112 567 Northern States Power - WI Wage Adjustment March 15, 2017 24 113 567 Public Service Company of Co Incentive Adjustment 0 114 567 Public Service Company of Co Wage Adjustment March 15, 2017 (0) 115 567 Xcel Energy Services Inc. Aviation Adjustment (108) 116 567 Xcel Energy Services Inc. Incentive Adjustment (12,125) 117 567 Xcel Energy Services Inc. Pension & Benefit Adjustment (1) 118 567 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 (3) 119 568 Xcel Energy Services Inc. Incentive Adjustment (24,194) 120 568 Xcel Energy Services Inc. Pension & Benefit Adjustment 1
0243
Schedule G-U6.2 Page 3 of 4
Sponsor: Dietenberger Southwestern Public Service Company Docket No. 47527
Summary of Adjustments to Updated Test Year Expense by Affiliate July 1, 2016 through June 30, 2017
Line No. FERC Account Affiliate Reason for Adjustment Amount 121 568 Xcel Energy Services Inc Wage Adjustment March 15, 2017 2 122 570 Northern States Power - MN Wage Adjustment March 15, 2017 78 123 570 Northern States Power - WI Wage Adjustment March 15, 2017 3 124 570 Public Service Company of Co Wage Adjustment March 15, 2017 64 125 570 Xcel Energy Services Inc Business Area Adjustment (2,531) 126 570 Xcel Energy Services Inc. Incentive Adjustment (57) 127 571 Northern States Power - MN Wage Adjustment March 15, 2017 0 128 571 Public Service Company of Co Wage Adjustment March 15, 2017 2 129 571 Xcel Energy Services Inc. Aviation Adjustment (0) 130 571 Xcel Energy Services Inc. Incentive Adjustment (5,708) 131 575.1 Xcel Energy Services Inc. Business Area Adjustment (26) 132 575.1 Xcel Energy Services Inc. Incentive Adjustment (21,521) 133 575 1 Xcel Energy Services Inc Pension & Benefit Adjustment 5 134 575.1 Xcel Energy Services Inc Wage Adjustment March 15, 2017 14 135 575.2 Xcel Energy Services Inc. Incentive Adjustment (21,258) 136 575 2 Xcel Energy Services Inc. Pension & Benefit Adjustment 6 137 575 2 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 15 138 575.5 Xcel Energy Services Inc Incentive Adjustment (799) 139 575 5 Xcel Energy Services Inc Pension & Benefit Adjustment 0 140 575.5 Xcel Energy Services Inc Wage Adjustment March 15, 2017 0 141 575 6 Xcel Energy Services Inc. Incentive Adjustment (2,217) 142 575 6 Xcel Energy Services Inc. Pension & Benefit Adjustment 1 143 575 6 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 1 144 580 Northem States Power - WI Wage Adjustment March 15, 2017 6,616 145 580 Public Service Company of Co Wage Adjustment March 15, 2017 758 146 580 Xcel Energy Services Inc. Business Area Adjustment (7,513) 147 580 Xcel Energy Services Inc. Incentive Adjustment (299,612) 148 580 Xcel Energy Services Inc. Pension & Benefit Adjustment 27 149 580 Xcel Energy Services Inc Wage Adjustment March 15, 2017 69 150 581 Xcel Energy Services Inc. Business Area Adjustment (23) 151 581 Xcel Energy Services Inc. Incentive Adjustment (5,816) 152 581 Xcel Energy Services Inc. Pension & Benefit Adjustment 0 153 581 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 0 154 583 Xcel Energy Services Inc Incentive Adjustment (7,875) 155 586 Xcel Energy Services Inc. Incentive Adjustment (36,166) 156 587 Public Service Company of Co Wage Adjustment March 15, 2017 2 157 588 Northern States Power - MN Wage Adjustment March 15, 2017 4 158 588 Public Service Company of Co Wage Adjustment March 15, 2017 399 159 588 Xcel Energy Services Inc Business Area Adjustment 32 160 588 Xcel Energy Services Inc. Incentive Adjustment (13,271) 161 588 Xcel Energy Services Inc. Pension & Benefit Adjustment 0 162 588 Xcel Energy Services Inc Wage Adjustment March 15, 2017 0 163 589 Northem States Power - MN Wage Adjustment March 15, 2017 145 164 589 Northem States Power - WI Wage Adjustment March 15, 2017 6 165 589 Public Service Company of Co Incentive Adjustment 0 166 589 Public Service Company of Co Wage Adjustment March 15, 2017 (0) 167 589 Xcel Energy Services Inc Aviation Adjustment (69) 168 589 Xcel Energy Services Inc. Incentive Adjustment (11,678) 169 589 Xcel Energy Services Inc. Pension & Benefit Adjustment 0 170 589 Xcel Energy Services Inc Wage Adjustment March 15, 2017 1 171 590 Xcel Energy Services Inc. Incentive Adjustment (3,161) 172 592 Northern States Power - MN Wage Adjustment March 15, 2017 3 173 592 Northern States Power - WI Wage Adjustment March 15, 2017 12 174 592 Public Service Company of Co Wage Adjustment March 15, 2017 83 175 593 Public Service Company of Co Wage Adjustment March 15, 2017 8 176 593 Xcel Energy Services Inc. Incentive Adjustment (9,607) 177 901 Xcel Energy Services Inc. Business Area Adjustment (916) 178 901 Xcel Energy Services Inc. Incentive Adjustment (3,791) 179 902 Xcel Energy Services Inc. Business Area Adjustment (854) 180 902 Xcel Energy Services Inc. Incentive Adjustment (3,345)
0244
Southwestern Public Service Company
Schedule G-U6.2 Page 4 of 4
Sponsor: Dietenberger Docket No. 47527
Summary of Adjustments to Updated Test Year Expense by Affiliate July 1, 2016 through June 30, 2017
Line No. FERC Account Affiliate Reason for Adjustment Amount 181 902 Xcel Energy Services Inc. Pension & Benefit Adjustment 0 182 902 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 0 183 903 Public Service Company of Co Wage Adjustment March 15, 2017 12 184 903 Xcel Energy Services Inc. Business Area Adjustment (43,006) 185 903 Xcel Energy Services Inc. Incentive Adjustment (388,663) 186 903 Xcel Energy Services Inc. Pension & Benefit Adjustment 41 187 903 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 106 188 908 Xcel Energy Services Inc. Business Area Adjustment (82) 189 908 Xcel Energy Services Inc. Incentive Adjustment (19,606) 190 908 Xcel Energy Services Inc. Wholesale Adjustment (178,559) 191 909 Xcel Energy Services Inc. Business Area Adjustment (21) 192 920 Northern States Power - MN Wage Adjustment March 15, 2017 14,696 193 920 Public Service Company of Co Wage Adjustment March 15, 2017 291 194 920 Xcel Energy Services Inc Aviation Adjustment (118,048) 195 920 Xcel Energy Services Inc. Business Area Adjustment (35,473) 196 920 Xcel Energy Services Inc. Foundation Adjustment (24,357) 197 920 Xcel Energy Services Inc. Incentive Adjustment (2,571,773) 198 920 Xcel Energy Services Inc. Long Term Incentive Adjustment (5,551,534) 199 920 Xcel Energy Services Inc. Pension & Benefit Adjustment (15,916) 200 920 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 (41,388) 201 921 Northern States Power - MN Wage Adjustment March 15, 2017 49 202 921 Xcel Energy Services Inc. Aviation Adjustment (264,829) 203 921 Xcel Energy Services Inc. Business Area Adjustment (109,990) 204 921 Xcel Energy Services Inc. Foundation Adjustment (3,533) 205 921 Xcel Energy Services Inc Incentive Adjustment 195 206 923 Xcel Energy Services Inc Aviation Adjustment (39,216) 207 923 Xcel Energy Services Inc Business Area Adjustment (5,162) 208 924 Xcel Energy Services Inc. Aviation Adjustment (5,897) 209 925 Xcel Energy Services Inc. Aviation Adjustment (131) 210 925 Xcel Energy Services Inc. Business Area Adjustment 25,122 211 925 Xcel Energy Services Inc. Foundation Adjustment (118) 212 925 Xcel Energy Services Inc. Wholesale Adjustment (164) 213 926 Northern States Power - MN Wage Adjustment March 15, 2017 (0) 214 926 Public Service Company of Co Wage Adjustment March 15, 2017 (0) 215 926 Xcel Energy Services Inc. Aviation Adjustment (28,345) 216 926 Xcel Energy Services Inc. Business Area Adjustment (17) 217 926 Xcel Energy Services Inc. Foundation Adjustment (21,883) 218 926 Xcel Energy Services Inc. Pension & Benefit Adjustment 120,926 219 926 Xcel Energy Services Inc. Wage Adjustment March 15, 2017 314,454 220 926 Xcel Energy Services Inc. Wholesale Adjustment (40,399) 221 930.1 Xcel Energy Services Inc. Advertising Adjustment (1,113,055) 222 930.1 Xcel Energy Services Inc. Business Area Adjustment (2,503) 223 930.2 Xcel Energy Services Inc. Business Area Adjustment (896) 224 931 Northern States Power - MN Incentive Adjustment 4 225 931 Northern States Power - MN Wage Adjustment March 15, 2017 1,460 226 931 Northern States Power - WI Wage Adjustment March 15, 2017 260 227 931 Xcel Energy Services Inc. Aviation Adjustment (341) 228 931 Xcel Energy Services Inc. Incentive Adjustment (28,269) 229 931 Xcel Energy Services Inc. Pension & Benefit Adjustment (9) 230 931 Xcel Energy Services Inc Wage Adjustment March 15, 2017 (23) 231 935 Xcel Energy Services Inc. Aviation Adjustment (340,082) 232 Total Adjustments $ (15,835,702)
Amounts may not add or tie to other schedules due to rounding.
0245
Schedule G-U7.1 Page 1 of 1
Sponsor: Koch, Ostrom Docket No. 47527
Schedule G-U7.1(HS) Pages 1 through 14
Are Highly Sensitive Information
HIGHLY SENSITIVE PROTECTED MATERIALS PROVIDED PURSUANT TO PROTECTIVE ORDER
0246
Schedule G-U7.1a(HS) Page 1 of 1
Sponsor: Koch, Ostrom Docket No. 47527
Schedule G-U7.1a(HS) Pages 1 through 3
Are Highly Sensitive Information
HIGHLY SENSITIVE PROTECTED MATERIALS PROVIDED PURSUANT TO PROTECTIVE ORDER
0247
Southwestern Public Service Company
Accumulated Deferred Income Taxes
Line Requested No. Balance on 6/30/2017 Adjustments Adjusted Balances
I Current Deferred Tax Asset5
2 Bad Debts - - $
3 CIP/DSM ST (DTA)
4 Deferred Fuel Costs - DTA
5 Employee Incentive Plans
6 Environmental Remediation
7 Fuel Tax Cr - Inc Addback (R2A Only)
8 Interest Inc/Exp On Disputed Tax - ST DTA
9 Inventory Reserve
10 Litigation Reserve
11 NOL: Fedei al - Current Non-Utility
12 NOL: Fedetal - Current Operating
13 NOL: New Mexico - ST
14 NOL- New Mexico - ST - Valuation Allowance
15 Non-Qualified Pension Plans - ST
16 Performance Recognition Awards
17 Perforinance Share Plan
18 Post Employment Benefits - Retiree Medical (FAS 106) - ST
19 Rate Refund
20 Rate Refimd Reserve
21 Reg A/L - Transmission Attach 0 - ST
22 Reg Liability - Refund Obligation - ST
23 State Tax Deduct Cash vs Acc - DTA (Q4 Only)
24 State Tax Deduction Cash vs Accnral (Fin 48) - Perm - Elec
25 State Tax Deduction Cash vs Accrual (Fin 48) - Penn - Nonreg
26 Unbilled Revenue - Fuel Costs
27 Vacation Accrual
28 Total Current Deferred Tax Assets S - $ - s
GO
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0 , *.-4 4 LO1 4>
i4 416 00
Southwestern Public Service Company
Accumulated Deferred Income Taxes
Line No.
29 Balance on 613012017
Requested Adjustments Adjusted Balances
30 Long Term Defened Tax Assets 31 Bad Debts - LT $ 2,258,045 $ (2,258,045) $ 32 CIP/DSM - LT 1,517,633 (1,517,633) 33 Contributions Canyover 1,446,185 (1,446,185) 34 Credit' Elec Vehicle 7,500 (3,560) 3,940 35 Credit. ITC Grant 202,136 (202,136) - 36 Credit. New Hire Retention 11,000 (4,598) 6,402 37 Credit. R & E 4,622,646 (1,690,126) 2,932,520 38 Deferred Cornp Plan Reserve 693,331 (693,331) 39 Deferred Fuel Costs - LT DTA 11,119,022 (11,119,022) 40 Employee Incentive Plans - LT 545,870 (228,175) 317,695 41 Enviromnental Remediation - LT 31,488 (13,799) 17,689 42 Fuel Tax Cr - Inc Addback - LT (R2A Only) 1,309 (621) 688 43 Int Inc/Exp On Disputed Tax - DTA 623,520 (623,520) 44 Inventory Reserve - LT 123,870 (58,800) 65,070 45 Federal State Unamortized ITC (FAS 109) 154,714 (154,714) 46 Plant Other FT - 190 (FAS 109) 1,590,013 (1,590,013) 47 Plant 190 - Income Statement (APB 11) 80,303,138 (42,056,059) 38,247,079 48 Litigation Reserve - LT _
Note: ( ) Indicates a credits balance PI '1:1 ctna ... 0 PD
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(-A 0 " 1,-) t—tt 0 -....i P ks..)
Schedule G-U7.4a Page 1 of 11
Sponsor: Koch, Ostrom Docket No. 47527
Southwestern Public Service Company ADIT — Description of Timing Differences
Line No.
2. Bad Debts — See explanation for Line No. 14 on Schedule G-U7.1. This timing difference will reverse when customers accounts receivable are paid or charged-off.
3. CIPIDSM ST (DTA) — See explanation for Line 51 on Schedule G-U7.1. This timing difference represents the current portion and will reverse in current period.
4. Deferred Fuel Costs (DTA) — See explanation for Line No. 50 on Schedule G-U7.1. For Texas retail, this timing difference will reverse through customer surcharges. For New Mexico retail, this tirning difference will reverse out every two months. For Texas and New Mexico deferred unbilled, this timing difference will reverse out every month.
5. Employee Incentive Plans — See explanation for Line No. 22 on Schedule G-U7.1. This timing difference will reverse when all eligible employees have received their incentive payout under the plan.
6. Environmental Remediation — See explanation for Line No. 54 on Schedule G-U7.1. This timing difference will reverse as payments are made to vendors contracted to perform the clean-up of the site.
7. Fuel Tax Credit — Income Add Back — See explanation for Line No. 148 on Schedule G-U7.1. This timing difference will reverse within 12 months after the tax return is filed.
8. Interest Inc/Exp on Disputed Tax — See explanation for Line No. 24 on Schedule G-U7.1. This tirning difference will be reversed as outstanding current audit periods become closed and final revenue agent reports ("RAR") are issued resulting in either interest on audit adjustments being paid to governments or received from governments.
9. Inventory Reserve — See explanation for Line No. 150 on Schedule G-U7.1. This timing difference will reverse when all inventory items in question have been written off as obsolete or re-classed back to inventory.
10. Litigation Reserve — For book purposes, accruals in the current year for the possible settlements via legal actions taken by others are included in book expense. Per I.R.C. § 461(h)(2)(C) if the liability of the taxpayer requires a payrnent to another person and — (i) arises under any workers compensation act, or (ii) arises out of any tort, economic performance occurs as the payments to such person are rnade. This reconciling item reverses book accruals and deducts actual payments. This timing difference will reverse when all accrued legal settlement costs have been paid to all parties of the settlement.
11. NOL: Federal — Current Non-Utility — Due to the generation of a Net Operating Loss ("NOL") at the consolidated level for various tax years since 2003, and subsequent utilization of NOL carryforwards at the consolidated level for some tax years, all charitable contributions made/paid by Southwestern Public Service Company ('SPS") during this time period were converted to an NOL carryforward. The charitable
0263
Schedule G-U7.4a Page 2 of 11
Sponsor: Koch, Ostrom Docket No. 47527
Southwestern Public Service Company ADIT — Description of Timing Differences
Line No.
contribution deduction is calculated at the consolidated level (subject to limitations) and then allocated to individual companies within the consolidated group. This timing difference will reverse when taxable income at the consolidated level is sufficient to utilize this NOL carryforward.
12. NOL: Federal - Current Operating — This is due to the generation of an NOL at the consolidated level for various tax years since 2011 based on the consolidated corporation's taking of bonus depreciation. This timing difference will reverse when taxable income at the consolidated level is sufficient to utilize this NOL carryforward.
13. NOL: New Mexico — ST — Xcel Energy Inc. (the parent company of SPS) files a consolidated state income tax return in New Mexico. Presently, Xcel Energy Inc. is in an NOL carryforward position with respect to the state of New Mexico due to a consolidated New Mexico NOL dating back to 2003. This Annual Deferred Income Tax ("ADIT") item reflects that portion of the New Mexico NOL carryforward allocated to SPS. This timing difference will reverse when taxable incorne at the consolidated New Mexico level is sufficient to utilize this NOL carryforward in the current period.
14. NOL: New Mexico — ST — Valuation Allowance — Due to the short carryforward period for the New Mexico NOL through 2012 (5 years) it is probable that not all of the NOL will be utilized in the current period prior to NOL expiration. Therefore, for GAAP purposes the NOL is reduced by the amount which will be lost to expiration. This timing difference will reverse when taxable income at the consolidated New Mexico level is sufficient to utilize this NOL carryforward in the current period.
15. Non-Qualified Pension Plans — ST — See explanation for Line No. 59 on Schedule G-U7.1. This timing difference will reverse as the plan participants are paid in the current period.
16. Performance Recognition Awards — See explanation for Line No. 29 on Schedule G-U7.1. This timing difference will reverse as the plan participants are paid in the current period.
17. Performance Share Plan — See explanation for Line No. 30 on Schedule G-U7.1. This timing difference will reverse as the plan participants are paid in the current period.
18. Post-Employment Benefits — Retiree Medical (FAS106) — ST — See explanation for Line No. 62 on Schedule G-U7.1. This timing difference represents the current portion of the "Other Post-Employment Benefits" accrued and paid to retirees.
19. Rate Refund — See explanation for Line No. 65 on Schedule G-U7.1. This timing difference will reverse as the various rate filings/proceedings underlying the refunds are settled in the current period.
0264
Schedule G-U7.4a Page 3 of 11
Sponsor: Koch, Ostrom Docket No. 47527
Southwestern Public Service Company ADIT — Description of Timing Differences
Line No.
20. Rate Refund Reserve — See explanation for Line No. 65 on Schedule G-U7.1. This timing difference will reverse as amounts are refunded to customers in the current period.
21. Reg A/L — Transmission Attach 0 — ST — See explanation for Line No. 66 on Schedule G-U7.1. This timing difference will reverse in the current period.
22. Reg Liability — Refund Obligation — ST — See explanation for Line No. 65 on Schedule G-U7.1. This timing difference represents the current portion of the refund to be paid to customers.
23. State Tax Deduction Cash vs Acc — DTA (Q4 Only) — See explanation for Line No. 71 on Schedule G-U7.1. This timing difference will reverse by December of the following year after final payments are made to various states for state income taxes and any return-to-accrual adjustments are recorded.
24. State Tax Deduction Cash vs Accrual (FIN 48) — Perm — Elec — See explanation for Line No. 71 on Schedule G-U7.1. This timing difference is associated with state income taxes on short-term permanent FIN 48 differences for electric and will reverse when the underlying FIN 48 differences are reversed.
25. State Tax Deduction Cash vs Accrual (FIN 48) — Perm — NonReg — See explanation for Line No. 71 on Schedule G-U7.1. This timing difference is associated with state income taxes on short-term permanent FIN 48 differences for non-regulated and will reverse when the underlying FIN 48 differences are reversed.
26. Unbilled Revenue — Fuel Costs — See explanation for Line No. 50 on Schedule G-U7.1. This timing difference will reverse when customers are billed. For all retail and wholesale customers, this will be in the following month except for a small portion of wholesale-unbilled fuel true-up, which will be reversed by the end of the second month.
27. Vacation Accrual — See explanation for Line No. 33 on Schedule G-U7.1. This timing difference will reverse as current employees have taken their vacation earned to date.
31. Bad Debts — LT — See explanation for Line No. 14 on Schedule G-U7.1. This timing difference will reverse when customers accounts receivable are paid or charged-off.
32. CIP/DSM — LT — See explanation for Line No. 51 on Schedule G-U7.1. This timing difference will reverse over the next 60 months as per IRS agreement.
33. Contributions Carryover — See explanation for Line No. 19 on Schedule G-U7.1. This timing difference will reverse when taxable income is sufficient to allow contributions previously carried over to be deducted currently.
34. Credit: Electric Vehicle — Fed DIT Only — This item reflects the deferred tax asset resulting from the excess or unused Electric Vehicle Credit. This item will be reversed
0265
Schedule G-U7.4a Page 4 of 11
Sponsor: Koch, Ostrom Docket No. 47527
Southwestern Public Service Company ADIT — Description of Timing Differences
Line No.
at such time that the consolidated income tax liability becomes great enough to begin using carryforward credits.
35. Credit: ITC Grant — Fed DIT Only — This item reflects the deferred tax asset resulting from the excess or unused Investment Tax Credit (ITC") Grant. This item will be reversed at such tirne that the consolidated income tax liability becomes great enough to begin using carryforward credits.
36. Credit: New Hire Retention — Fed DIT Only — This item reflects the deferred tax asset resulting from the excess or unused New Hire Credit. This item will be reversed at such time that the consolidated income tax liability becomes great enough to begin using carryforward credits.
37. Credit: R&E Credit — Fed DIT Only — This item reflects the deferred tax asset resulting from the excess or unused Increased Research Expenditures (R&E") Credit. This item will be reversed at such time that the consolidated income tax liability becornes great enough to begin using canyforward credits.
38. Deferred Compensation Plan Reserve — See explanation for Line No. 20 on Schedule No. G-U7.1. This timing difference will reverse when all current participants have received their final payment.
39. Deferred Fuel Costs (DTA) — See explanation for Line No. 50 on Schedule G-U7.1. For Texas retail, this timing difference will reverse through custorner surcharges. For New Mexico retail, this timing difference will reverse out every two months. For Texas and New Mexico deferred unbilled, this timing difference will reverse out every month.
40. Employee Incentive Plans — LT — See explanation for Line No. 22 on Schedule G-U7.1. This timing difference will reverse when all eligible employees have received their incentive payout under the plan.
41. Environmental Remediation — LT — See explanation for Line No. 54 on Schedule G-U7.1. This timing difference will reverse as payments are made to vendors contracted to perform the clean-up of the site.
42. Fuel Tax Credit — Income Add Back — See explanation for Line No. 148 on Schedule G-U7.1. This timing difference will reverse within 12 months after the tax return is filed.
43. Int Inc/Exp on Disputed Tax — DTA — See explanation for Line No. 24 on Schedule G-U7.1. This timing difference will be reversed as outstanding current audit periods become closed and final RAR are issued resulting in either interest on audit adjustments being paid to governments or received from governments.
44. Inventory Reserve — LT — See explanation for Line No. 150 on Schedule G-U7.1. This timing difference will reverse when all inventory items in question have been written off as obsolete or re-classed back to inventory.
0266
Schedule G-U7.4a Page 5 of 11
Sponsor: Koch, Ostrom Docket No. 47527
Southwestern Public Service Company ADIT — Description of Timing Differences
Line No.
45. Fed & State Unamortized ITC (FAS 109) — For book purposes, per Statement of Financial Accounting Standards ("FAS") No. 109 (Accounting for Income Taxes), regulated enterprises are required to treat unamortized ITC (FERC account 255) as a temporary difference. Therefore, this item reflects ADIT on unamortized ITC based on revenue requirement impact (i.e., "grossed-ur for taxes). This timing difference will be reversed over the remaining life of the underlying utility property to which the investment tax credits relate. The remaining life at 3/31/2017 is approximately 5 years.
46. Plant Other FT — 190 (FAS109) — For book purposes, per FAS No. 109 (Accounting for Income Taxes), regulated enterprises are required to adjust a deferred tax liability or asset for enacted changes in tax rates (i.e., ADIT balances must be calculated using the most recent income tax rates in effect as of the balance sheet date). Since plant related deferred taxes are calculated using the Average Rate Assumption Method ("ARAM"), this timing difference represents the difference between plant related deferred taxes calculated using the ARAM and plant related deferred taxes calculated using the most recent income tax rates in effect as of the balance sheet date based on revenue requirement (i.e., "grossed-ur for taxes). This timing difference will reverse over the remaining book life of depreciable assets.
47. Plant 190 — Income Statement (APB 11) — This item reflects ADIT on tax only originating timing differences for Contributions in Aid of Construction, avoided cost interest, pension and benefits capitalized, and ESOP dividends capitalized. (See explanation for Line Nos. 6, 13, 23, and 60 on Schedule G-U7.1 for each respective reconciling item.) These plant related basis differences are increases to taxable income resulting in deferred tax assets as reported in FERC account 190. This timing difference will be reversed over time through book depreciation expense that is allocated to these plant related basis differences.
48. Litigation Reserve — LT — For book purposes, accruals in the current year for the possible settlements via legal actions taken by others are included in book expense. Per I.R.C. § 461(h)(2)(C) if the liability of the taxpayer requires a payment to another person and — (i) arises under any workers compensation act, or (ii) arises out of any tort, economic performance occurs as the payments to such person are made. This reconciling item reverses book accruals and deducts actual payments. This timing difference will reverse when all accrued legal settlement costs have been paid to all parties of the settlement.
49. NOL: Federal —LT — Non-Utility — Due to the generation of an NOL at the consolidated level for various tax years since 2003, and subsequent utilization of NOL carryforwards at the consolidated level for some tax years, all charitable contributions made/paid by SPS during this time period were converted to an NOL carryforward. The charitable contribution deduction is calculated at the consolidated level (subject to limitations) and then allocated to individual companies within the consolidated group. This timing
0267
Schedule G-U7.4a Page 6 of 11
Sponsor: Koch, Ostrom Docket No. 47527
Southwestern Public Service Company ADIT — Description of Timing Differences
Line No.
difference will reverse when taxable income at the consolidated level is sufficient to utilize this NOL carryforward.
50. NOL: Federal — LT Operating — Due to the generation of an NOL at the consolidated level for various tax years since 2011 based on the consolidated corporation's taking of bonus depreciation. This tirning difference will reverse when taxable income at the consolidated level is sufficient to utilize this NOL carryforward.
51. NOL: Kansas — LT — Xcel Energy Inc. (the parent company of SPS) files a consolidated state income tax return in Kansas. Presently, Xcel Energy Inc. is in an NOL canyforward position with respect to the state of Kansas, due to consolidated Kansas NOLs dating back to 2002. This ADIT itern reflects that portion of the Kansas NOL carryforward allocated to SPS. This timing difference will reverse when taxable incorne at the consolidated Kansas level is sufficient to utilize this NOL carryforward.
52. NOL: New Mexico — LT — Xcel Energy Inc. (the parent company of SPS) files a consolidated state income tax return in New Mexico. Presently, Xcel Energy Inc. is in an NOL carryforward position with respect to the state of New Mexico due to a consolidated New Mexico NOL dating back to 2003. This ADIT item reflects that portion of the New Mexico NOL canyforward allocated to SPS. This timing difference will reverse when taxable income at the consolidated New Mexico level is sufficient to utilize this NOL carryforward.
53. NOL: New Mexico — LT — Valuation Allowance — Due to the short carryforward period for the New Mexico NOL through 2012 (5 years) it is probable that not all of the NOL will be utilized in the current period prior to NOL expiration. Therefore, for GAAP purposes the NOL is reduced by the amount which will be lost to expiration. This tirning difference will reverse when taxable income at the consolidated New Mexico level is sufficient to utilize this NOL carryforward in the current period.
54. NOL: Oklahoma — LT — Xcel Energy Inc. (the parent company of SPS) files a consolidated state income tax return in Oklahorna. Presently, Xcel Energy Inc. is in an NOL cam/forward position with respect to the state of Oklahoma, due to consolidated Oklahoma NOLs dating back to 2003. This ADIT item reflects that portion of the Oklahoma NOL canyforward allocated to SPS. This timing difference will reverse when taxable income at the consolidated Oklahoma level is sufficient to utilize this NOL canyforward.
55. Non-Qualified Pension Plans FAS 158 — See explanation for Line No. 59 on Schedule G-U7.1. This timing difference will reverse when the final payment is made to the last surviving retiree (or dependent) covered by this plan.
56. Non-Qualified Pension Plans — See explanation for Line No. 59 on Schedule G-U7.1. This timing difference will reverse when the final payment is made to the last surviving retiree (or dependent) covered by this plan.
0268
Schedule G-U7.4a Page 7 of 11
Sponsor: Koch, Ostrom Docket No. 47527
Southwestern Public Service Company ADIT — Description of Timing Differences
Line No.
57. OCI — Non-Qualified Pension Plans FAS 158 — For book purposes items reported in Other Comprehensive Income (OCI") on the balance sheet must be reported net of tax. One such item included in OCI for SPS relates to unrealized gains or losses for employee non-qualified pensions that are not recoverable by customers. This ADIT amount reflects the taxes on OCI related to these unrealized losses. This timing difference will reverse as loses are realized for book purposes.
58. OCI — Treasury — For book purposes items reported in OCI on the balance sheet must be reported net of tax. One such item included in OCI for SPS relates to derivative instruments used to mitigate market risk and to enhance operations not qualifying for the normal purchases and normal sales exception, as defined by FAS No. 133 (Accounting for Derivative Instruments and Hedging Activities) which are recorded at fair value. This ADIT amount reflects the taxes on OCI related to these types of derivative instruments. This timing difference will reverse as the various "hedging" positions are settled.
59. Performance Recognition Awards — LT — See explanation for Line No. 29 on Schedule G-U7.1. This timing difference will reverse as the plan participants are paid in the current period.
60. Performance Share Plan — LT — See explanation for Line No. 30 on Schedule G-U7.1. This timing difference will reverse as the plan participants are paid in the future periods.
61. Post-Employment Benefits — Long Term Disability (FAS 112) — See explanation for Line No. 63 on Schedule G-U7.1. This timing difference will reverse over the remaining life of those employees currently on long-term disability.
62. Post-Employment Benefits — Retiree Medical (FAS 106) — See explanation for Line No. 62 on Schedule G-U7.1. This timing difference will reverse over the remaining life of retirees eligible for "Other Post Retirement Benefits."
63. Rate Refund — LT — See explanation for Line No. 65 on Schedule G-U7.1. This timing difference will reverse as the various rate filings/proceedings underlying the refunds are settled in a future period.
64. Reg A/L — Transmission Attach 0 — See explanation for Line No. 66 on Schedule G-U7.1. This timing difference will reverse in a future period.
65. Reg Liability — Refund Obligation — See explanation for Line No. 65 on Schedule G-U7.1. This timing difference represents the portion of the refund to be paid to customers in a future period.
66. Renewable Energy Standard — DTA — See explanation for Line No. 68 on Schedule G-7.1. For tax purposes, renewable energy costs are immediately deductible, however for book purposes the costs are deferred as regulatory assets and, once approved through a rate case, are amortized over a period determined within the specified rate case.
0269
Schedule G-U7.4a Page 8 of 11
Sponsor: Koch, Ostrom Docket No. 47527
Southwestern Public Service Company ADIT — Description of Timing Differences
Line No.
67. State Tax Deduction Cash vs Accrual — LT DTA (Q4 Only) — See explanation for Line No. 71 on Schedule G-U7.1. This timing difference will reverse by December of the following year after final payments are made to various states for state income taxes and any return-to-accrual adjustments are recorded.
68. State Tax Deduction Cash vs Accrual FIN 48 Perm LT DTA (Elec) — See explanation for Line No. 71 on Schedule G-U7.1. This timing difference is associated with state income taxes on long-term permanent FIN 48 differences for electric and will reverse when the underlying FIN 48 differences are reversed.
69. State Tax Deduction Cash vs Accrual FIN 48 Perm LT DTA (NR) — See explanation for Line No. 71 on Schedule G-U7.1. This timing difference is associated with state income taxes on long-term permanent FIN 48 differences for non-regulated utilities and will reverse when the underlying FIN 48 differences are reversed.
70. Vacation Accrual — LT — See explanation for Line No. 33 on Schedule G-U7.1. This timing difference will reverse as current employees have taken their vacation earned to date.
71. Texas Margin Tax — For book purposes, per FAS No. 109 (Accounting for Income Taxes), regulated enterprises are required to adjust a deferred tax liability or asset for enacted changes in tax rates (i.e., ADIT balances must be calculated using the most recent income tax rates in effect as of the balance sheet date). Since under GAAP, the Texas Margin Tax is considered an income tax, this ADIT balances reflects the difference between deferred taxes calculated on selected non-plant thning differences at a composite rate incorporating the Texas Margin Tax (apportionment and rate) and deferred taxes calculated on these timing differences at a composite rate excluding the Texas Margin Tax. This timing difference will reverse as underlying selected non-plant differences reverse.
76. Book Unamortized Cost of Reacquired Debt — ST — See explanation for Line No. 16 on Schedule G-U7.1. This timing difference will reverse in the current period.
77. CIP/DSM-Advertising — ST — See explanation for Line No. 21 on Schedule G-U7.1. Specifically this difference relates to advertising costs associated with corporate demand side management programs that are pre-paid at the beginning of the year and then amortized, for tax purposes these costs are deducted when paid. This timing difference will reverse in the current period.
78. Interest Inc/Exp on Disputed Tax — ST — See explanation for Line No. 24 on Schedule G-U7.1. This timing difference will be reversed as outstanding current audit periods become closed and final RAR are issued resulting in either interest on audit adjustments being paid to governments or received from governments.
0270
Schedule G-U7.4a Page 9 of 11
Sponsor: Koch, Ostrom Docket No. 47527
Southwestern Public Service Company ADIT — Description of Timing Differences
Line No.
79. Interest Expense — Deferred Fuel Revenue (DTL) — See explanation for Line No. 110 on Schedule G-U7.1. This timing difference will reverse as part of a surcharge passed on to Texas retail customers for deferred gas costs.
80. Pension Expense (DTL) — ST — See explanation for Line No. 61 on Schedule G-U7.1. This timing difference will reverse in the current period.
81. Pension Payment (DTL) — ST — See explanation for Line No. 61 on Schedule G-U7.1. This timing difference will reverse in the current period.
82. Prepaid Advertising — See explanation for Line No. 31 on Schedule G-U7.1. This timing difference will reverse in the current period.
83. Rate Case/Restructuring Expense — ST — See explanation for Line No. 66 on Schedule G-U7.1. This timing difference will reverse in the current period.
84. Reg A/L — Transmission Attach 0 — ST (DTL) — See explanation for Line No. 66 on Schedule G-U7.1. This timing difference will reverse in the current period.
85. Reg Asset — Texas Surcharge (DTL) - See explanation for Line No. 67 on Schedule G-U7.1. This timing difference will reverse in the current period.
86. Renewable Energy Standard/Credit — See explanation for Line No. 68 on Schedule G-U7.1. For tax purposes, renewable energy costs are immediately deductible, however for book purposes the costs are deferred as regulatory assets and, once approved through a rate case, are amortized over a period determined within the specified rate case.
87. State Tax Deduct Cash vs Acc-Audit — See explanation for Line No. 71 on Schedule G-U7.1. This timing difference will reverse as the state income tax associated with current period audit adjustments reverse or settle with the state revenue departments.
91. Book Unamortized Cost of Reacquired Debt — See explanation for Line No. 16 on Schedule G-U7.1. Book amortization on the cost of reacquired debt is scheduled to run through 8/1/2047.
92. CIP/DSW-Advertising — LT — See explanation for Line No. 21 on Schedule G-U7.1. Specifically this difference relates to advertising costs associated with corporate demand side management programs that are pre-paid at the beginning of the year and then amortized, for tax purposes these costs are deducted when paid. This timing difference will reverse in the current period.
93. Interest Inc/Exp on Disputed Tax — See explanation for Line No. 24 on Schedule G-U7.1. This timing difference will be reversed as outstanding current audit periods become closed and final RAR are issued resulting in either interest on audit adjustments being paid to governments or received from governments.
0271
Schedule G-U7.4a Page 10 of 1 l
Sponsor: Koch, Ostrom Docket No. 47527
Southwestern Public Service Company ADIT — Description of Timing Differences
Line No.
94. Mark-to-Market Adjustment — LT — See explanation for Line No. 26 on Schedule G-U7.1. This timing difference will reverse as the various "hedgine positions are settled in a future period.
95. Pension Expense (DTL) — See explanation for Line No. 61 on Schedule G-U7.1. This tirning difference will reverse in the current period.
96. Prepaid Advertising — LT — See explanation for Line No. 31 on Schedule G-U7.1. This tirning difference will reverse in the current period.
97. Rate Case/Restructuring Expense — LT — See explanation for Line No. 64 on Schedule G-U7.1. This tirning difference will reverse in the current period.
98. Reg A/L — Transmission Attach 0 (DTL) — See explanation for Line No. 66 on Schedule G-U7.1. This timing difference will reverse in a future period.
99. RA — NM NOx Expense — For book purposes, the deferral of the allowances expensed concurrent with the rnonthly ernission of nitric oxide / nitrogen dioxide ("NOx") in New Mexico as allowed in the 2011 New Mexico Rate Case. For tax purposes expense of the allowances are recognized as incurred. This reconciling item reverses the book accrual and deducts actual emission expense. This timing difference will reverse in a future period, and is undetermined at this time.
100. Reg Asset — Texas Surcharge (DTL) — LT — See explanation for Line No. 67 on Schedule G-U7.1. This timing difference will reverse in the current period.
101. Renewable Energy Standard/Credit — LT — See explanation for Line No. 68 on Schedule G-U7.1. This timing difference will reverse in a future period, and is undetermined at this tirne.
102. State Tax Deduct Cash vs Acc-Audit-LT — See explanation for Line No. 71 on Schedule G-U7.1. This timing difference will reverse as the state income tax associated with non-current period audit adjustments reverses or settles with the state revenue departments.
103. Texas Margin Tax — PY— See explanation for Line 71 on this schedule.
104. AFUDC Equity (FAS 109) — Historically, allowance for funds used during construction ("AFUDC") equity capitalized to plant in service has been treated as a perrnanent difference — both in the initial capitalization and when book depreciation on the book higher basis is recorded. However, per FAS No. 109 (Accounting for Income Taxes), regulated enterprises are now required to record accumulated deferred taxes on AFUDC equity. Therefore, this item reflects ADIT on AFUDC equity capitalized to plant in service based on revenue requirement impact (i.e., "grossed-ur for taxes). This timing difference will be reversed over time through book depreciation expense that is allocated to AFUDC equity in the deferred tax calculation.
0272
Schedule G-U7.4a Page 11 of 11
Sponsor: Koch, Ostrom Docket No. 47527
Southwestern Public Service Company ADIT — Description of Timing Differences
Line No.
105. Plant Other FT - 282 (FAS 109) — For book purposes, per FAS No. 109 (Accounting for Income Taxes), regulated enterprises are required to record accumulated deferred taxes on all temporary differences, whether flowed through or normalized. Therefore, this item reflects ADIT on temporary differences previously flowed through based on revenue requirement impact (i.e., "grossed-ur for taxes). This timing is being amortized over regulatory approved periods.
106. Plant — 281 — Income Statement (APB 11) — This item reflects ADIT on method/life depreciation differences between book basis plant in service and tax basis plant in service for pollution control facilities. This accelerated amortization resulting in deferred tax liabilities as reported in FERC account 281. This timing difference will reverse over the book life of the associated pollution control facilities.
107. Plant — 282 — Income Statement (APB 11) — This item reflects ADIT on method/life depreciation differences between all book basis plant in service and all tax basis plant in service (excluding computer software and pollution control). This item also reflects ADIT on originating timing differences for plant acquisition adjustments, AFUDC debt, automotive depreciation capitalized, book capitalized costs (simplified service costs), embedded costs (Section 174 Expenditures), interest income on pollution control bonds, ITC basis differences normalized, pensions & benefits capitalized for book, payroll taxes capitalized, property taxes capitalized, Asset Depreciation Range repair allowance, repair expense, sales taxes capitalized, and tax capital leases. These plant related depreciation and basis differences are for the most part decreases to taxable income resulting in deferred tax liabilities as reported in FERC account 282. Both method/life and originating timing differences will be reversed over time through book depreciation expense that is allocated to these depreciation and basis differences in the deferred tax calculation (i.e., over the remaining book life of depreciable assets).
108. Plant — 283 — Income Statement (APB 11) — This item reflects ADIT on method/life depreciation differences between book basis plant in service and tax basis plant in service for computer software only. This item also reflects ADIT on originating timing differences for computer software expensed for tax purposes but capitalized for book purposes. These "non-plant" depreciation and basis differences are decreases to taxable income resulting in deferred tax liabilities as reported in FERC account 283. Both method/life and originating timing differences will be reversed over time through book computer software amortization expense that is allocated to these depreciation and basis differences in the deferred tax calculation (i.e., over the remaining book life of computer software).
109. Rate Case/Restructuring Expense — Recoverable Meters — See explanation for Line No. 32 on Schedule G-U7.1. For book purposes, these expenditures are amortized and charged to book income over periods prescribed by the applicable regulatory authority. For tax purposes, per I.R.C. § 461, expenses incurred in the rate case process are deductible in the current year.
0273
Southwestern Public Service Company
Schedule G-U7.4b Page 1 of 7
Sponsor: Freitas, Koch, Ostrom Docket No. 47527
Adjustments to ADIT
Line No. 2. Bad Debts - See explanation for Line No. 14 on Schedule G-U7.1 - Not included in
Cost of Service.
3. CIP/DSM ST (DTA) - See explanation for Line 51 on Schedule G-U7.1 - Not included in Cost of Service.
4. Deferred Fuel Costs - DTA - See explanation for Line No. 50 on Schedule G-U7.1 - Not included in Cost of Service.
5. Employee Incentive Plans - See explanation for Line No. 22 on Schedule G-U7.1 - ADIT calculated at composite statutory tax rate.
6. Environmental Remediation - See explanation for Line No. 54 on Schedule G-U7.1 - ADIT calculated at composite statutory tax rate.
7. Fuel Tax Credit - Income Add Back - See explanation for Line No. 148 on Schedule G-U7.1 - ADIT calculated at composite statutory tax rate.
8. Int Inc/Exp on Disputed Tax - ST - See explanation for Line No. 24 on Schedule G-U7.1 - Not included in Cost of Service.
9. Inventory Reserve - See explanation for Line No. 150 on Schedule G-U7.1 - ADIT calculated at composite statutory tax rate.
10. Litigation Reserve - See explanation for Line No. 10 on Schedule G-7.4a - ADIT calculated at composite statutory tax rate.
11. NOL: Federal - Current Non-Utility - See explanation for Line No. 11 on Schedule G-7.4a - Not included in Cost of Service.
12. NOL: Federal - Current Operating - See explanation for Line No. 12 on Schedule G-7.4a - Separately calculated in Cost of Service.
13. NOL: New Mexico ST - See explanation for Line No. 13 on Schedule G-7.4a - Not Texas related.
14. NOL: New Mexico - Valuation Allowance ST - See explanation for Line No. 14 on Schedule G-7.4a - Not Texas related.
15. Non-qualified Pension Plans - ST - See explanation for Line No. 59 on Schedule G-U7.1 - Not included in Cost of Service.
16. Performance Recognition Rewards - See explanation for Line No. 29 on Schedule G-U7.1 - ADIT calculated at composite statutory tax rate.
17. Performance Share Plan - See explanation for Line No. 30 on Schedule G-U7.1 - Not included in Cost of Service.
0274
Schedule G-U7.4b Page 2 of 7
Sponsor: Freitas, Koch, Ostrom Docket No. 47527
Southwestern Public Service Company
Adjustments to ADIT
Line No. 18. Post Employment Benefits - Retiree Medical (FAS106) - ST - See explanation for
Line No. 62 on Schedule G-U7.1 - ADIT calculated at composite statutory tax rate.
19. Rate Refund - See explanation for Line No. 65 on Schedule G-U7.1 - Not included in Cost of Service.
20. Rate Refund Reserve - See explanation for Line No. 65 on Schedule G-U7.1 - Not included in Cost of Service.
21. Reg A/L - Transmission Attach 0 - ST - See explanation for Line No. 66 on Schedule G-U7.1 - Not included in Cost of Service.
22. Reg Liability - Refund Obligation - ST - See explanation for Line No. 65 on Schedule G-U7.1 - Not included in Cost of Service.
23. State Tax Deduction Cash vs Acc - DTA (Q4 Only) - See explanation for Line No. 71 on Schedule G-U7.1 - Not included in Cost of Service.
24. State Tax Deduction Cash vs Accrual (FIN 48) - Perm - Elec - See explanation for Line No. 71 on Schedule G-U7.1. FIN 48 adjustments are considered out of period.
25. State Tax Deduction Cash vs Accrual (FIN 48) - Perm - NonReg - See explanation for Line No. 71 on Schedule G-U7.1 - FIN 48 adjustments are considered out of period.
26. Unbilled Revenue - Fuel Costs - See explanation for Line No. 50 on Schedule G-U7.1 - Not included in Cost of Service.
27. Vacation Accrual - See explanation for Line No. 33 on Schedule G-U7.1 - Not included in Cost of Service.
31. Bad Debts - LT - See explanation for Line No. 14 on Schedule G-U7.1 - Not included in Cost of Service.
32. CIP/DSM - LT- See explanation for Line No. 51 on Schedule G-U7.1. - Not included in Cost of Service.
33. Contributions Carryover - See explanation for Line No. 19 on Schedule G-U7.1 - Not included in Cost of Service.
34. Credit: Electric Vehicle - Fed DIT Only - See explanation for Line No. 34 on Schedule G-7.4a - ADIT is full credit value.
35. Credit: ITC Grant - Fed DIT Only - See explanation for Line No. 35 on Schedule G-7.4a - Not in Cost of Service.
36. Credit: New Hire Retention - Fed DIT Only - See explanation for Line No. 36 on Schedule G-7.4a - ADIT is full credit value.
0275
Schedule G-U7.4b Page 3 of 7
Sponsor: Freitas, Koch, Ostrom Docket No. 47527
Southwestern Public Service Company
Adjustments to ADIT
Line No. 37. Credit: R&E Credit - Fed DIT Only - See explanation for Line No. 37 on Schedule G-
7.4a - ADIT is full credit value.
38. Deferred Compensation Plan Reserve - See explanation for Line No. 20 on Schedule No. G-U7.1 - Not included in Cost of Service.
39. Deferred Fuel Costs (DTA) - See explanation for Line No. 50 on Schedule G-U7.1 - Not included in Cost of Service.
40. Employee Incentive Plans - LT - See explanation for Line No. 22 on Schedule G-U7.1 - ADIT calculated at composite statutory tax rate.
41. Environmental Remediation - LT - See explanation for Line No. 54 on Schedule G-U7.1 - ADIT calculated at composite statutory tax rate.
42. Fuel Tax Credit - Income Add Back - See explanation for Line No. 148 on Schedule G-U7.1 - ADIT calculated at composite statutory tax rate.
43. Int Inc/Exp on Disputed Tax - DTA - See explanation for Line No. 24 on Schedule G-U7.1 - Not included in Cost of Service.
44. Inventory Reserve - LT - See explanation for Line No. 150 on Schedule G-U7.1 - ADIT calculated at composite statutory tax rate.
45. Fed & State Unamortized ITC (FAS 109) - See explanation for Line No. 45 on Schedule G-7.4a - The offset to this ADIT is a Regulatory Liability that is not included in Rate Base.
46. Plant Other FT - 190 (FAS109) - See explanation for Line No. 46 on Schedule G-7.4a - The offset to this ADIT is a Regulatory Liability that is not included in Rate Base.
47. Plant 190 - Income Statement (APB 11) - See explanation for Line No. 47 on Schedule G-7.4a - ADIT calculated at composite statutory tax rate.
48. Litigation Reserve - LT - See explanation for Line No. 48 on Schedule G-7.4a - ADIT calculated at composite statutory tax rate.
49. NOL: Federal -LT Non-Utility - See explanation for Line No. 49 on Schedule G-7.4a - Not in Cost of Service.
50. NOL: Federal - LT Operating - See explanation for Line No. 50 on Schedule G-7.4a - Separately calculated in Cost of Service.
51. NOL: Kansas - LT - See explanation for Line No. 51 on Schedule G-7.4a - Not Texas related.
0276
Schedule G-U7.4b Page 4 of 7
Sponsor: Freitas, Koch, Ostrom Docket No. 47527
Southwestern Public Service Company
Adjustments to ADIT
Line No. 52. NOL: New Mexico- LT - See explanation for Line No. 52 on Schedule G-7.4a - Not
Texas related.
53. NOL: New Mexico LT - Valuation Allowance - See explanation for Line No. 53 on Schedule G-7.4a - Not Texas related.
54. NOL: Oklahoma - LT - See explanation for Line No. 54 on Schedule G-7.4a - Not Texas related.
55. Non-qualified Pension Plans (FAS 158) - LT - See explanation for Line No. 59 on Schedule G-U7.1 - Not included in Cost of Service.
56. Non-qualified Pension Plans - See explanation for Line No. 59 on Schedule G-U7.1 - Not included in Cost of Service.
57. OCI - Non-qualified Pension Plans FAS 158 - LT - See explanation for Line No. 57 on Schedule G-7.4a - The offset to this ADIT is to an OCI account that is not included in Rate Base.
58. OCI - Treasury - See explanation for Line No. 58 on Schedule G-7.4a - The offset to this ADIT is to an OCI account that is not included in Rate Base.
59. Performance Recognition Awards - LT - See explanation for Line No. 29 on Schedule G-U7.1 - ADIT calculated at composite statutory tax rate.
60. Performance Share Plan - LT - See explanation for Line No. 30 on Schedule G-U7.1 - Not included in Cost of Service.
61. Post Employment Benefits Long Term Disability (FAS 112) - See explanation for Line No. 63 on Schedule G-U7.1 - ADIT calculated at composite statutory tax rate.
62. Post Employment Benefits Retiree Medical (FAS 106) - See explanation for Line No. 62 on Schedule G-U7.1 - ADIT calculated at composite statutory tax rate.
63. Rate Refund - LT - See explanation for Line No. 65 on Schedule G-U7.1 - Not included in Cost of Service.
64. Reg A/L - Transmission Attach 0 - See explanation for Line No. 66 on Schedule G-U7.1 - Not included in Cost of Service.
65. Reg Liability - Refund Obligation - See explanation for Line No. 65 on Schedule G-U7.1 - Not included in Cost of Service.
66. Renewable Energy Standard - DTA - See explanation for Line No. 68 on Schedule G-U7.1 - Not included in Cost of Service.
0277
Schedule G-U7.4b Page 5 of 7
Sponsor: Freitas, Koch, Ostrom Docket No. 47527
Southwestern Public Service Company
Adjustments to ADIT
Line No. 67. State Tax Deduction Cash vs Acc -LT DTA (Q4 Only) - See explanation for Line No.
71 on Schedule G-U7.1 - Not included in Cost of Service.
68. State Tax Deduction Cash vs Accrual FIN 48 Perm LT DTA (Elec) - See explanation for Line No. 71 on Schedule G-U7.1 - FIN 48 items are considered out of period.
69. State Tax Deduction Cash vs Accrual FIN 48 Perm LT DTA (NR) - See explanation for Line No. 71 on Schedule G-U7.1 - FIN 48 items are considered out of period.
70. Vacation Accrual - LT - See explanation for Line No. 33 on Schedule G-U7.1 - Not included in Cost of Service.
71. Texas Margin Tax - See explanation for Line No. 71 on Schedule G-7.4a - For this rate case, the Texas Franchise Tax is included in the income tax calculation; this adjustment is the rate change or FAS 109 adjustment made to accumulated deferred income taxes.
76. Book Unamortized Cost of Reacquired Debt - ST - See explanation for Line No. 16 on Schedule G-U7.1 - ADIT calculated at composite statutory tax rate.
77. DSM-Advertising - ST - See explanation for Line No. 21 on Schedule G-U7.1 - Not included in Cost of Service.
78. Int Inc/Exp on Disputed Tax - ST - See explanation for Line No. 24 on Schedule G-U7.1 - Not included in Cost of Service.
79. Interest Expense - Deferred Fuel Revenue (DTL) - See explanation for Line No. 110 on Schedule G-U7.1 - Not included in Cost of Service.
80. Pension Expense (DTL) - ST - See explanation for Line No. 61 on Schedule G-U7.1 - ADIT calculated at composite statutory tax rate.
81. Pension Payment (DTL) - ST - See explanation for Line No. 61 on Schedule G-U7.1 - ADIT calculated at composite statutory tax rate.
82. Prepaid Advertising - See explanation for Line No. 31 on Schedule G-U7.1 - Not in Cost of Service.
83. Rate Case/Restructuring Expense - ST - See explanation for Line No. 64 on Schedule G-U7.1 - Portion not Texas related eliminated and Texas portion of ADIT calculated at composite statutory tax rate.
84. Reg A/L - Transmission Attach 0 - ST (DTL) - See explanation for Line No. 66 on Schedule G-U7.1 - Not in Cost of Service.
85. Reg Asset - Texas Surcharge - See explanation for Line No. 67 on Schedule G-U7.1 - Not in Cost of Service.
0278
Schedule G-U7.4b Page 6 of 7
Sponsor: Freitas, Koch, Ostrom Docket No. 47527
Southwestern Public Service Company
Adjustments to ADIT
Line No. 86 Renewable Energy Standard/Credit - See explanation for Line No. 68 on Schedule G-
U7.1 — Not included in Cost of Service.
87. State Tax Deduct Cash vs Acc-Audit — See explanation for Line No. 71 on Schedule G-U7.1 — Audit adjustments are considered out of period.
91. Book Unamortized Cost of Reacquired Debt - See explanation for Line No. 16 on Schedule G-U7.1 — ADIT calculated at composite statutory tax rate.
92. DSM-Advertising — LT - See explanation for Line No. 21 on Schedule G-U7.1 — ADIT calculated at composite statutory tax rate.
93. Int Inc/Exp on Disputed Tax — ST - See explanation for Line No. 24 on Schedule G-U7.1 — Not included in Cost of Service.
94. Mark to Market Adjustment - LT — See explanation for Line No. 26 on Schedule G-U7.1 — Not included in Cost of Service.
95. Pension Expense (DTL) — See explanation for Line No. 61 on Schedule G-U7.1 — ADIT calculated at composite statutory tax rate.
96. Prepaid Advertising - LT — See explanation for Line No. 31 on Schedule G-U7.1 — Not in Cost of Service.
97. Rate Case/Restructuring Expense - See explanation for Line No. 64 on Schedule G-U7.1 — Portion not Texas related eliminated and Texas portion of ADIT calculated at composite statutory tax rate.
98. Reg A/L — Transmission Attach 0 — See explanation for Line No. 66 on Schedule G-U7.1 — Not in Cost of Service.
99. RA — NM NOx Expense — See explanation for Line No. 99 on Schedule G-7.4a — Not Texas related.
100. Reg Asset — Texas Surcharge (DTL) - LT — See explanation for Line No. 67 on Schedule G-U7.1 — Not in Cost of Service.
101. Renewable Energy Standard/Credit - LT — See explanation for Line No. 68 on Schedule G-U7.1 — Not in Cost of Service.
102. State Tax Deduct Cash vs Acc-Audit-LT — See explanation for Line No. 71 on Schedule G-U7.1 — Audit adjustments are considered out of period.
103. Texas Margin Tax PY — See explanation for Line No. 71 on Schedule G-7.4a — For this rate case, the Texas Franchise Tax is included in the income tax calculation; this adjustment is the rate change or FAS 109 adjustment made to accumulated deferred income taxes.
0279
Schedule G-U7.4b Page 7 of 7
Sponsor: Freitas, Koch, Ostrom Docket No. 47527
Southwestern Public Service Company
Adjustments to ADIT
Line No. 104. FAS 109 — AFUDC Equity — See explanation for Line No. 104 on Schedule G-7.4a —
The offset to this ADIT is a Regulatory Asset that is not included in Rate Base.
105. FAS 109 — Prior Flow Through — See explanation for Line No. 105 on Schedule G-7.4a — The offset to this ADIT is a Regulatory Asset that is not included in Rate Base.
106. Accelerated Amortization & Basis Differences — Poll Cont — See explanation for Line No. 106 on Schedule G-7.4a — ADIT calculated at composite statutory tax rate and Update Period activity.
107. Depreciation & Timing Differences — Plant Related — See explanation for Line No. 107 on Schedule G-7.4a — Eliminate non-utility property, adjustment for unblending of depreciation, and ADIT calculated at composite statutory tax rate and adjustment for extension of bonus depreciation and Update Period activity.
108. Accelerated Amortization & Basis Differences - Software — See explanation for Line No. 108 on Schedule G-7.4a — ADIT calculated at composite statutory tax rate and Update Period activity.
109. Rate Case/Restructuring Expense — Recoverable Meters — See explanation for Line No. 32 on Schedule G-U7.1 — ADIT calculated at composite statutory tax rate and Update Period activity.
0280
Southwestern Public Service Company
Analysis of Income Taxes
Schedule G-U7.6 Sponsor: Freitas, Koch
Page 1 of 1 Docket No. 47527
Analysis of Income Taxes Tax Method 2
Line No.
Gross Revenue Requirement Less Cost of Services Items
Test Period Amount Requested
1,888,871,883 () 694,661,158
Fuel Expense (818,897,899) (i) (70,030,575) Other 0 & M Expense (518,970,215) () (263,315,524) Depreciation and Amortization (166,891,024) (l) (110,391,930) Taxes Other Than Income (64,265,210) (l) (47,889,894) Interest on Customer Deposits Consolidated Tax Adjustment
Less Deductions Not Included Cost of Service Interest Expense on Debt
Contnbution Canyover 444,833 (2) Deferred Fuel Costs (32,485,747) () Federal NOL (36,913,635) (2) (34,875,331) Pension Expense (2,446,928) 0) (1,424,105) Renewable Energy Standard/Credit (215,739) (2) State Income Taxes (2,144,061) (3) Other (Non-Plant Related not itemized) (33,208,121) (2) (1,643,466)
Add Taxable Income Not Included in Cog of Service. Other Income - Non-Operating
Rate Refund
Less. State Tax Adjustments
8,297,571 (i)
(3,488,929) (2) $
Federal NOL 36,913,635 State Income Taxes 2,144,061 (3)
State Cash vs Accrual 1,841,497
State Taxable Income (62,771,543) State Statutory Tax Rate 2 4391% Current State Income Taxes Before Credits & Adjustments (1,531,047) Less Texas Gross Margin Tax 4,192,414
Texas R&E Credit (527,757) Plant Only Liab Adjust 10,451
Current State Income Taxes 2,144,061
Federal Taxable Income (103,670,736) Federal Tax Rate 35 0000% 35.9224% Current Federal Income Taxes Before Credits & Adjustments (36,284,758) Less Amortization of Investment Tax Credits (172,693) (4) (90,718) Plant Only Liab Adjust 59,220 (5)
Jobs Creation Act Production Deduction Impact (i)
Texas Gross Margin Tax (10,360) Current Federal Income Taxes (36,408,590) (90,718)
Current Federal & State Income Taxes (34,264,529)
Deferred Income Taxes Debits 172,011,669 () $ 57,048,552 Credits (Includes R&E Credits Reclassed to Deferred) (50,275,044) (7) (1,767,969)
Total Deferred Income Taxes S 121,736,625 55,240,583
Total Requested Income Taxes 87,472,096 S 55,189,864
(1) Source per G-U7 6 workpaper - summary of Southwestern Public Service Company Regulatory Combined Operating Statements 60
(2) Refer to detail on G-U7.6a, under column titled "Basis Addition/(Deduction) " 61
(3) State Income Taxes.
62
State Income Tax on Current Year Activity (302,564) 63
State Deduction Cash vs Accrual (Schedule G-7 6a, Line 57) (1,841,497)
64
(2,144,06p 65 (4) Refer to Schedule G-U7 la, line 31
66 (5) Refer to Schedule G-U7 I, line 81
67 (6) Refer to detail on G-U7 61, line 74 & 79, under column titled "Deferred Tax Provision FERC Acct 410 " State Deferred Income Taxes of
S938,291 related to the prior year have been removed from the total (7) Refer to detail on G-U7 6a, line 74 & 79, under column titled "Deferred Tax Provision FERC Acct 411." State Deferred Income Taxes of
68 5796,627 related to the pnor year have been removed from the total.
69 (8) Impact calculated by multiplying the Production taxable income by 9% and then multiplying the result by the Federal & State composite 70 income tax rate of 35%.
0281
Schedule G-U7.6a Sponsor: Freitas, Koch
Page 1 of 2 Docket No. 47527
Southwestern Public Service Company
Analysis of Deferred Federal Income Taxes
Line No. 1 2 3 4
Item Deferred
Test Period Amount Booked Amount Requested (2)
Basis Addition/ (Deduction)
Deferred Tax Provision FERC
Acct. 410
Deferred Tax Reversal FERC
Acct 411 Total Deferred
Taxes Basis Addition/ X 35% = Total
(Deduction) Deferred Taxes Plaut Related
$ (6,017,929) (10,205,305)
2,749,491
Allowance for Funds Used Dunng Construclaon ("AFUDC") Debt AFUDC Equity Amortization of computer software
5 Depletion of Water Rights (41,329) 6 Amortization of limited term plant 2,199,853 7 Amortization Pollution Control Facilities (121,493) 8 Avoided cost interest 7,934,323 9 Book Depreciation Provision - Normalized 144,731,685
61 Depletion on Royalty Income (574) - 62 Lobbying Expenses 833,605 63 Meals and Entertainment 658,925 383,492 64 Prnaltes 135,402 65 Adjustment for Split Years and Rounding 77,137 66 Roun&ng (13) _ - 67 State Only NOL (Deferred nixes Only) 107,242 (343,715) (236,473) - - 68 Texas Margin Tax (114,185) (114,185) 1,103,876 69 Fuel Tax Credit - Inc Addback 1,257 (1,257) (352) 127 70 R&E Credit 12,991 (894,096) (881,105) (703,223) 71 Texas R&E Credit (384,367) 72 Total Non-Plant Related (108,314,280) S 81,005,899 $ (44,111,671) S 36,894,228 S (37,942,901) $ 13,785,770 73
0282
Schedule G-U7.6a Sponsor: Freitas, Koch
Page 2 of 2 Docket No. 47527
Southwestern Public Service Company
Analysis of Deferred Federal Income Taxes
74 Total Plant and Non-Plant $ (344,843,094 S 164,444,786 $ (48,366,024) S 116,078,762 (158,549,389) S 55,280.583
75
76 Deferred Reconciline Items 77 Add. Out of Penod Federal Deferred Income Taxes 17,522,413 $ (21,149,541) $ (3,627,128) - $
78 FIN 48 Federal Deferred Income Taxes 2,415,268 (2,801,010) (385,742)
79 State Only Deferred Income Taxes 8,505,174 (2,705,647) 5,799,527
80
81 Total Company Deferred Taxes $ 192,887,640 S (75,022,221) S 117,865,419 $ (158,549,389) 55,280,583
(') Book Depreciation Provision - Permanent = Book depreciation on AFUDC Equity and Meals Capitalized.
(°) Amount Requested - The amount requested basis addition/deduction reflects that portion of the test penod basis additions/deduction allocated to Texas The amount requested total deferred taxes are calculated by applying the 35% federal statutory rate to all temporary timing differences
0283
Southwestern Public Service Company
Analysis of Additional Depreciation Requested July 1, 2016 through June 30, 2017
Plant - Deferred Clean-up (Federal Only) (7) (76) Plant Only Liab Adjust (Federal Only) 169,198 R&E Credit (9) (2,517,442) (15) (1,957,620) State Income Taxes (10) 14,478,683 (15) 2,002,957 State Income Taxes - Rate Adjustment (11) - (16) (794,532)
Add: Additional Charitable Contnbution (12) $
Additional Depreciation (12) (34,271) AFUDC Equity (12) (6,584,488) Club Dues (12)
Deferred Revenue (ITC Grant Accounting) (12) (12,342) Depletion on Royalty Income (12) (574) Lobbying Expenses (12) 833,605 Meals & Entertainment (12) 658,925 (15) 383,492 Penalties (12) 135,402 Suite/Entertainment Tickets (12)
Plant Adj for Accrual Only (12) 77,137 Jobs Creation Act Production Tax Deduction (13)
Other Plant Permanent (14) (13) (4,294,582) Rounding (24) (1)
Taxable Component of Return 162,768,895 98,608,521 Tax Factor (1/(1- 35)(.35) 0.53846154 0 56060655 Total Income Taxes Before Adjustments 87,644,789 55,280,582
Amortization of ITC (172,693) $ (90,718) R&E Credit Jobs Creation Act Production Deduction Impact Total Income Taxes 87,472,096 55,189,864
(1) See Schedule G-7.6, sum Lines 1 through 6, plus Line 24, minus Line 56 (2) See Schedule G-7.6, Line 11 (3) See Schedule G-7 6, Line 43 (4) Pre-Tax Electric Vehicle Credit Amount = N/A (5) Pre-Tax Excess Deferred Taxes (Federal Only) Amount = Plant (S37,264) / 35% + Non-Plant $0 / 35% (6) Pre-Tax NM Rate Change Amount = N/A (7) Pre-Tax Plant - Deferred Clean-up (Federal Only) Amount = ($27) / 35% (8) Pre-Tax Plant Only Liab Adjust (Federal Only) Amount = 559,219 / 35% (9) Pre-Tax R&E Credit Amount = ($881,105) / 35% (10) See Schedule G-7.1a, sum Lines 35, 39 and 41, divided by 35% (11) State Income Taxes - Rate Adjustment = N/A (12) See Schedule G-7.1a, Lines 15 - 24 (13) See Schedule G-7.6, Line 45 / 35% (14) Other Plant Permanent Amount = N/A (15) Refer to Attachment APF-RR-U2
0285
Schedule G-U7.9 Page 1 of 1
Sponsor: Freitas, Ostrom Docket No. 47527
Southwestern Public Service Company
Amortization of Protected and Unprotected Excess Deferred Taxes
Southwestern Public Service Company ('SPS") is requesting an increase to tax expense totaling $2,117,824 prior to being grossed up for taxes for the Updated Test Year (July 1, 2016 through June 30, 2017). Refer to Schedule G-U7.9a(HS) for a detailed calculation of the requested amount. This amount represents the Texas portion of plant related excess federal deferred taxes as calculated on both method/life differences and basis adjustments using the Average Rate Assumption Method ("ARAW). These excess deferred taxes are driven by a composite tax rate of 35.9224 percent. Finally, SPS cannot distinguish between which reserves are in a protected or unprotected excess position.
0286
Schedule G-U7.9a Page 1 of 1
Sponsor: Ostrom Docket No. 47527
Schedule G-U7.9a(HS) Pages 1 through 1
Are Highly Sensitive Information
HIGHLY SENSITIVE PROTECTED MATERIALS PROVIDED PURSUANT TO PROTECTIVE ORDER
30 Subtotal $ 23,672,043 $ 23,225,231 $ 14,628,175 $ 15,714,316 $ 15,450,328 $ 14,786,938 $ 5,273,577 $ 20,060,515 31 0 ce 32 Total Taxes Other Than Income Taxes $ 63,211,610 $ 66,771,458 $ 49,533,187 $ 53,884,830 $ 57,552,961 $ 64,265,210 $ 7,788,266 $ 72,053,475 77'
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Southwestern Public Service Company
Taxes Other Than Income Taxes
(1) Refunds received by Southwestern Public Service Company ('SPS") weie included in the year they were originally paid
(2) Also referred to as City Rental/Franchise Fee. State Fees other than Texas Franchise Fees are not recorded in FERC 408.
Note A: These five columns include only actual taxes paid during each of the five preceding calendar years and will not include any accrued taxes.
Note B: This column is displayed in total because the expense accrual for the three types of payroll taxes are not calculated separately This amount is also included III schedule 0-1.1 & 0-1.6
Ad Valorem: Expense accrual is based on the previous year's taxes and projected increases in values and rates. This amount is divided by 12.
Payroll Taxes: The FICA, FUTA & SUTA tax accrual is created by applying the tax percentage assigned by the federal or state government to the applicable payroll, and then charging it into a clearing account The accrual amount is charged out of the clearing account each month and allocated to various expense, capital, COGS, clearing, and deferred accounts in the general ledger using SPS's labor loading process.
State Franchise:
New Mexico - The annual franchise tax is $50 and it is expensed in the inonth paid.
Oklahoma -The test year expense is the maximum franchise tax that Oklahoma requires to be paid ($20,000) and this amount divided by 12 is what is accrued on a monthly basis.
Kansas - The annual franchise tax is expensed when final payment is made.
State Gross Receipts Tax: Monthly expense accrual is based on the previous three month's receipts divided by three.
Local Gross Receipts (Ci(y Rental/Franchise): Monthly expense accrual is based on actual taxable revenue multiplied by the applicable local franchise fee rates.
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Southwestern Public Service Company
Ad Valorem Taxes & Plant Balances
Updated Test Year July 1, 2016
Line 6 Months Ended through Junc 30, No. Description 2013 2014 2015 2016 June 30, 2017 2017
2 Discounts Taken 131,870 122,651 175,336 176,043 176,043
3 Penalties Paid 41,226 41,226
4 Plant Balances as of January 1 $ 4,611,947,102 $ 5,098,315,343 $ 5,610,695,340 $ 6,166,032,014 $ 6,617,261,999 N/A
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Schedule G-U10 Page 1 of 1
Sponsor: Davis Docket No. 47527
Southwestern Public Service Company
Factoring Expense
Schedule G-10 is not applicable to Southwestern Public Service Company (SPS") because SPS does not sell its accounts receivable to a third party.
0291
Schedule G-U12 Page 1 of 1
Sponsors: Davis, Freitas Docket No. 47527
Southwestern Public Service Company
Below the Line Expenses
Line No.
FERC Acct. Description
Updated Test Year Amount
(July 1, 2016 through June 30, 2017) Adjustment
Adjusted Below the Line
Expenses
1 426.1 Donations $ 1,181,935 $ $ 1,181,935
2 426.2 Life Insurance (42,054) (42,054)
3 426.3 Penalties 385,913 385,913
4 426.4 Expenditures for Certain Civic, Political and Related Activities
138,102 138,102
5 426.5 Other Deductions 243,261 243,261
6 Total Below the Line Expenses $ 1,907,157 $ $ 1,907,157
Note: Southwestern Public Service Company is not requesting any expenses from Federal Energy Regulatory Commission (FERC") Account 426, other than those detailed on Schedule G-4.
0292
Southwestern Public Service Company
Regulatory Commission Expense
Line No. Description Docket No.
Test Year Amount
Company Adjustment Company Request
1 Texas PUCT Assessment 1,439,815 $ (1,439,815) $ 2 TX Rate Case Expenses - Amortization 43695 1,755,761 (1,755,761) 3 TX Rate Case Expenses - Amortization 45524 270,000 (270,000) 4 TX Rate Case Expenses Various 123,641 123,641 5 TX Misc. Expenses Various 649,939 649,939 6 NM Commission Assessment 1,794,193 1,794,193 (1) 7 NM Rate Case 12-00350-UT 431,536 431,536 (1) 8 NM Liberty Fuel Audit 09-00351 UT 23,872 23,872 (1) 9 NM Rate Case 15-00139-UT 30,105 30,105 (1) 10 NM Rate Case 15-269-UT 750,736 (1,236,247) (485,512) (1) 11 NM Misc. Expenses Various 16,513 16,513 (1) 12 FERC Related Various (1,645) (1,645) (1) 13 Regulatory Miscellaneous Exp. 594,500 594,500 (1)
14 Total Requested $ 7,755,324 $ (4,578,182) $ 3,177,142
15 (I) These amounts are not Texas jurisdictional, and therefore not included in the revenue requirements