SOFT LIMITS AND COLOR-KINEMATIC DUALITIES IN PERTURBATIVE QUANTUM GRAVITY A DISSERTATION SUBMITTED TO THE DEPARTMENT OF PHYSICS AND THE COMMITTEE ON GRADUATE STUDIES OF STANFORD UNIVERSITY IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY Camille Boucher-Veronneau May 2012
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SOFT LIMITS AND COLOR-KINEMATIC DUALITIES IN
PERTURBATIVE QUANTUM GRAVITY
A DISSERTATION
SUBMITTED TO THE DEPARTMENT OF PHYSICS
AND THE COMMITTEE ON GRADUATE STUDIES
OF STANFORD UNIVERSITY
IN PARTIAL FULFILLMENT OF THE REQUIREMENTS
FOR THE DEGREE OF
DOCTOR OF PHILOSOPHY
Camille Boucher-Veronneau
May 2012
http://creativecommons.org/licenses/by-nc/3.0/us/
This dissertation is online at: http://purl.stanford.edu/xs037jq9002
I certify that I have read this dissertation and that, in my opinion, it is fully adequatein scope and quality as a dissertation for the degree of Doctor of Philosophy.
Lance Dixon, Primary Adviser
I certify that I have read this dissertation and that, in my opinion, it is fully adequatein scope and quality as a dissertation for the degree of Doctor of Philosophy.
Renata Kallosh
I certify that I have read this dissertation and that, in my opinion, it is fully adequatein scope and quality as a dissertation for the degree of Doctor of Philosophy.
Michael Peskin
Approved for the Stanford University Committee on Graduate Studies.
Patricia J. Gumport, Vice Provost Graduate Education
This signature page was generated electronically upon submission of this dissertation in electronic format. An original signed hard copy of the signature page is on file inUniversity Archives.
iii
Abstract
This thesis is a study of the perturbative behavior of quantum gravity through explicit
tree- and loop-level supergravity calculations. First, I discuss how using universal soft
limits could allow us to reconstruct tree-level amplitudes. Second, I obtain loop-level
results in non-maximal (N < 8) supergravity using the double-copy prescription for
generating gravity amplitudes from gauge-theory amplitudes, which follows from the
recently discovered Bern-Carrasco-Johansson (BCJ) duality in gauge theory. I com-
bine N = 0, 1, 2 super-Yang-Mills (sYM) amplitudes with N = 4 sYM amplitudes to
obtain N = 4, 5, 6 supergravity amplitudes. I show how the double-copy prescription
reproduces known one-loop amplitudes, which correspond to the first explicit demon-
stration of the validity of the double-copy prescription in non-maximal (N < 8)
supergravity. I then present and discuss new amplitudes at two loops in N = 4, 5, 6
supergravity.
iv
Acknowledgements
I first and foremost would like to thank my advisor, Lance Dixon, for his mentorship
and guidance. I would like to acknowledge my collaborators: Zvi Bern, Henrik Jo-
hansson, and Andrew Larkoski. I also want to thank John-Joseph Carrasco for his
help and encouragement.
I would like to thank my committee members: JoAnne Hewett, Renata Kallosh,
Michael Peskin and Andras Vasy. I am grateful to my SLAC officemates, Marian-
gela, Yorgos, Michael, Martin, Tomas, Andrew, Jeff, Kassa, and Bart, for interesting
discussions and support. Finally, I also acknowledge all my friends and colleagues at
SLAC and Stanford. The figures of chapters 1, 3 and 4 were drawn using Jaxodraw
4.1 Planar and nonplanar cubic diagrams at two loops . . . . . . . . . . . 84
4.2 Two-loop diagrams related by a Jacobi identity . . . . . . . . . . . . 86
x
Chapter 1
Introduction
The Standard Model successfully describes the strong and electroweak forces. Cal-
culations and predictions are made using perturbation theory within the framework
of quantum field theory. Particles interact by exchanging force carriers which are
the gauge bosons of SU(3) × SU(2) × U(1). Namely, the gluon is the gauge boson
of SU(3), responsible for the strong force. SU(2) × U(1) governs the electroweak
interaction which is carried by the photon and the W and Z bosons.
In perturbation theory, processes are computed through a perturbative series in
powers of the coupling. This series can easily be visualized through Feynman diagrams
such as the ones depicted in figure 1.1. Additional loops correspond to higher orders
in quantum corrections.
Gravity is the only force not currently included in the Standard Model. Moreover,
when one tries to compute a graviton scattering amplitude through a perturbative
Figure 1.1: Two Feynman diagrams. The diagram on the left-hand side is classical or attree level. On the right-hand side, the diagram is at the one-loop level, or at the first orderin quantum corrections.
1
CHAPTER 1. INTRODUCTION 2
expansion, the series diverges at the two-loop level [3]. This led to the widespread
belief that one cannot create a ultraviolet (UV) finite theory of gravity with point-like
particles. However, supersymmetry is known to soften this UV behavior, delaying the
appearance of divergences at least when all particles are in the same multiplet as the
graviton. Whether maximal supergravity (N = 8) is finite is now an interesting open
question. The current status of symmetry constraints on possible counterterms in
supergravity is discussed in section 1.2.
Apart from the UV issues, perturbative gravity calculations are in general harder
to perform than analogous gauge-theory computations. The gravity Lagrangian is
complicated, with an infinite number of vertices. Recently, new techniques have
been developed to streamline calculations, including the use of recursion relations
or of universal limits. Another line of research finds ways to relate complicated
gravity amplitudes to gauge-theory building blocks. We will review these modern
calculational techniques in the latter part of this introduction.
1.1 Extended Supergravity
We will see in the next section that adding supersymmetries to Einstein’s theory of
general relativity can soften its UV behavior. In order to better understand how this
works, we now briefly review the representations of extended supergravity theories.
We will focus on how the particle states are organized in supermultiplets following
the treatment of [4].
The extended supersymmetry (SUSY) algebra with N supercharges is given by
adding N pairs of spinor generators, Qaα ,Q†αa, to the Poincare generators of Lorentz
transformations and translations. The generators Qaα, where a = 1, . . . ,N and
α = 1, 2, are complex, anticommuting spinors in the fundamental representation
of SL(2,C) while the Q†αa are in the conjugate representation. They enter the SUSY
CHAPTER 1. INTRODUCTION 3
algebra as
{Qaα,Q†αb} = 2σµααPµδab ,
{Qaα,Qbβ} = {Q†αa,Q†βb} = 0 ,
[Pµ,Qaα] = [Pµ,Q†α] = 0 , (1.1)
where σµαα = (1, σiαα), with σiαα the Pauli matrices. We now construct a massless
multiplet, choosing a frame such that pµ = (E, 0, 0, E). In this frame, we have,
{Qa1,Q†1b} = 4Eδba , {Qa2,Q†2b} = 0 , (1.2)
meaning that Qa2 plays no role. The generators Q†1a act as creation operators, each
increasing a state’s helicity by 1/2. Note that since Q†1a is an anticommuting spinor,
applying it twice to a given state will nullify it. Thus, starting with a state with
helicity λ, the highest helicity state in the multiplet will have helicity λ + N /2. In
gravity, we require |λ| ≤ 2 which forces N ≤ 8. Similarly, in gauge theory |λ| ≤ 1
forces N ≤ 4.
The number of states of a given helicity in various extended supergravity multiplets
is given in table 1.1. It can be understood by counting the number of ways a state of
a given helicity can be created using the Q†1a. Starting with a state of helicity λ, we
can create N states of helicity λ+ 1/2. To make a state with helicity λ+ 1, we need
to pick two different Q†1a, yielding N (N − 1)/2 states, etc. This procedure leads to a
total of 2N massless states in the supermultiplet. Note that by CPT invariance, the
number of positive helicity states needs to be equal to the number of negative helicity
states. This forces us to add to the supermultiplet the CPT -conjugates of the states
obtained through the procedure described above. For example, it is easy to see that
this forces N = 7 supergravity to be equivalent to N = 8 supergravity (at least in
Table 1.1: Number of states with a given helicity occurring in the massless spectra forvarious extended supergravity and super-Yang-Mills (sYM) theories. The number of su-persymmetries (N ) corresponds to the number of gravitinos (spin 3/2 particles) in thegravity multiplet. Only positive helicity states are listed. By CPT invariance, the numberof negative helicity states is equal to the number of positive helicity states.
1.2 UV Behavior of Supergravity
One can see through power counting that gravity is nonrenormalizable. The cou-
pling constant κ is related to Newton’s constant, κ2 = 32πGN = 32π/M2PL, with
MPL the Planck mass. Remember that for a fixed number of external particles, the
scattering amplitude gains two additional vertices at each loop order (see for example
figure 1.1). Each of these vertices is proportional to κ, which has mass dimension
minus one. Since the amplitude as a whole has a fixed mass dimension, the rest of
the amplitude’s mass dimension must go up by two at each loop order to compen-
sate. Denoting the energy scale by E, the perturbative expansion of the four-graviton
scattering amplitude goes like M = E2GN + E4G2N + . . . . When the energy reaches
1/√GN , the Planck mass, the amplitude will become of order one and would thus
violate unitarity unless new physics or large loop corrections come into play. Thus,
perturbative gravity is a low-energy theory valid at most to the Planck mass unless
its behavior is strongly modified by loop corrections.
Another issue with perturbative quantum gravity comes from the possible prolif-
eration of UV divergences. In quantum field theory, UV divergences are associated
CHAPTER 1. INTRODUCTION 5
with local counterterms. In gravity, the coupling-stripped mass dimension of a coun-
terterm increases at each loop order, following the increase in mass dimension of the
coupling-stripped scattering amplitude. Thus, divergences appearing at each loop or-
der would need to be canceled by a different counterterm, meaning that we would need
an infinite number of counterterms to renormalize the theory, and losing predictivity.
However, in order for a counterterm to be allowed, it must satisfy all symmetries of
the theory. In pure gravity, counterterms associated with on-shell divergences must be
generally covariant; therefore, they take the form of a product of contracted Riemann
tensors. As we will see, supersymmetric theories have additional symmetries which
force additional constraints. If no local counterterm can be constructed below a cer-
tain loop order, the theory will be finite up to that order. However, having an allowed
candidate counterterm at a given loop order does not necessarily imply a divergence.
One needs to explicitly compute its coefficient to ensure that it is nonzero.
As we mentioned previously, pure Einstein gravity diverges at two loops. The
coefficient of the counterterm R3 ≡ RλρµνR
µνστR
στλρ , where Rµν
στ is the Riemann tensor,
was computed explicitly and found to be nonzero [3]. However, better UV behav-
ior can be obtained by adding supersymmetries to the theory. Namely, in all pure
supergravity theories, no two-loop counterterms are allowed [5–7]. This is because
the only candidate, R3, generates a four-graviton amplitude with helicity assignment
(±,+,+,+), which violates the supersymmetric Ward identities [8]. Note that this
argument only applies to pure supergravity theories, where all states are related by
supersymmetry to the graviton. This allows us to only study candidate counterterms
constructed of products of contracted Riemann tensors. Otherwise, counterterms of
the form TµνTµν , where T µν is the matter stress-energy tensor, would give a divergence
already at one loop [9].
At three loops, the counterterm R4, which stands for a particular contraction
of Riemann tensors, is allowed by pure N = 1 (minimal) supergravity [6,10]. How-
ever, explicit field-theory calculations showed that N = 8 supergravity is finite at
three loops [11,12]. It was later understood that some non-minimal theories contain
additional symmetries which prevent the appearance of the R4 counterterm. For in-
stance, N = 8 supergravity realizes a non-compact non-linear symmetry called E7(7).
CHAPTER 1. INTRODUCTION 6
The latter symmetry group is spontaneously broken to its maximal compact sub-
group, SU(8). The exceptional group E7(7) has 133 generators while SU(8) has 63
(82 − 1). We are then left with 70 scalars (133 - 63) acting as the Goldstone bosons.
It has been shown recently that this E7(7) symmetry prevents the appearance of a
three-loop counterterm. Stelle et al. showed that, while it is possible to write the
N = 8 supergravity theory in a manifestly E7(7)-invariant form, it is not possible
to write a E7(7)-invariant three-loop counterterm [13]. Moreover, as the Goldstone
bosons of the coset E7(7)/SU(8), the scalars satisfy relations analogous to Alder’s
soft pion theorems [14]. In contrast with the soft pion case, it was first noticed in
[15] that the N = 8 supergravity single-soft limits are always vanishing. However,
the six-point matrix element generated by R4 has a non vanishing single-soft limit,
which makes this three-loop counterterm inconsistent with the E(7)7 symmetry [16].
Moreover, the divergence appears to be delayed up to at least seven loops, where the
first E7(7)-invariant counterterm can be constructed [13,17]. The pure-gravity com-
ponent of this counterterm includes an operator of the form D8R4 with D a covariant
derivative.
Theories with N = 4, 5, 6 are invariant under smaller duality groups, which can
be used to extract constraints in analogy to the procedure carried out in N = 8 su-
pergravity. Namely, N = 6 supergravity is invariant under SO∗(12), the noncompact
version of SO(12). SO∗(12) is spontaneously broken to its maximal compact sub-
group, U(6), generating 30 Goldstones which are scalars of the theory (66 − 36).
The candidate counterterms R4 and D2R4 are not SO∗(12)-invariant, preventing the
presence of three- and four-loop divergences [13]. Similarly, N = 5 supergravity is in-
variant under SU(5, 1). The latter is broken to U(5), yielding 10 Goldstones (35−25).
R4 is also not invariant under SU(5, 1), delaying the first potential divergence to the
four-loop order.
However, N = 4 supergravity is invariant under SU(1, 1) (broken to U(1)) and
R4 is also invariant under this symmetry group. We would thus expect a divergence
already at the three-loop order. But, very recently the theory was shown to be finite
at this order through an explicit field-theory calculation [18]. Shortly after, Tourkine
and Vanhove speculated that this finiteness could be explained by the factorization
CHAPTER 1. INTRODUCTION 7
of a D2R4 term from the two-loop four-graviton string amplitude in the CHL model
[19].
It is interesting to note that while there has been a long-standing belief that su-
pergravity will diverge, not a single counterterm with a non-zero coefficient has been
found. It is thus important to perform more high-order calculations in a variety of
supergravity theories to test various counterterm predictions. However, as previously
mentioned, these computations are complicated and difficult to perform. In the fol-
lowing sections, we will explain recent techniques to simplify them. In addition, in
chapter 2, we will explore new methods based on kinematic limits and present ex-
plicit examples of their applicability to tree-level gravity-amplitude computations.
In chapters 3 and 4, we will use novel techniques to obtain loop-level supergravity
results.
1.3 Color Structure in Gauge Theory
Traditionally, amplitudes in quantum field theory have been computed using Feyn-
man rules derived from a Lagrangian. However, even though the method is well-
defined, it can soon become unwieldy by involving a very large number of diagrams,
of which a large number often ultimately cancels. Moreover, calculations involve off-
shell intermediate virtual states and individual terms are not gauge invariant. Thus,
various alternative calculational techniques have been introduced. In the following,
we will discuss some of these methods. We start with the idea of using universal kine-
matic limits to constrain or even reconstruct an amplitude. We will then study how
graviton scattering amplitudes can be related to simpler gauge-theory amplitudes at
tree and loop level. But before delving into these issues we will very briefly review
some general properties of amplitudes in order to set up notation. Namely, we will
discuss how to organize the color structure of gauge-theory amplitudes and review
the spinor-helicity formalism.
From now on, all external particles will be massless and will be defined as outgo-
ing. If desired, incoming particles can be obtained by crossing (an outgoing particle
with momentum p corresponds to an incoming particle of momentum −p). We now
CHAPTER 1. INTRODUCTION 8
consider a SU(Nc) gauge theory and focus on particles transforming in the adjoint
representation. For example, in quantum chromodynamics (QCD), we have Nc = 3
and the adjoint particles are the gluons in the octet representation. The generators
of SU(Nc) in the fundamental representation are the N2c − 1 traceless hermitian ma-
trices T ai , where ai = 1, . . . , N2c −1 is an adjoint index. We normalize them such that
Tr(T aT b) = δab. Their commutator defines the structure constants, fabc,
[T a, T b] = i√
2fabcT c , (1.3)
which we can rewrite as,
fabc =−i√
2
(Tr(T aT bT c)− Tr(T aT cT b)
). (1.4)
In a scattering amplitude with adjoint particles, Am, the SU(Nc) color factors
come in through a factor of fabc for each Feynman-diagram three-vertex and a factor
of contracted structure constants, fabcf cde, for each four-vertex. Our goal is to find
a color decomposition that will allow us to separate these color factors from the
kinematic factors in the amplitude. Namely, we wish to rewrite the amplitude as a
sum of products of color factors times color-stripped partial amplitudes. Using (1.4)
and Fierz rearrangement,
(T a)j1
i1(T a)
j2i2
= δj2
i1δ
j1i2− 1
Nc
δj1
i1δ
j2i2
, (1.5)
we can expand the structure constants and express a full-color tree-level gauge-theory
Note that the U(1)-decoupling identity (1.8) is a special case of (1.9) in which {β}has a single element.
CHAPTER 1. INTRODUCTION 10
1
σ2σ2 σ3 σm−1
m
Figure 1.2: Graphical representation of a color factor from the color decomposition (1.10).Its value is obtained by replacing each vertex with a structure constant fabc and eachpropagator with a δab.
This redundancy in the color decomposition (1.6) leads to wonder if one could find
another decomposition in terms of fewer partial amplitudes. Indeed one can write
We can see from (1.13) that in order to have real momentum, |i] and 〈i| need to
be complex conjugates of each other. Thus, the inner products of (1.12) correspond
to the square roots of the kinematic invariants sij up to a possible phase. In this
formalism, gauge-theory polarization vectors are expressed as
εµ+(i) =〈q|γµ|i]√
2〈qi〉, εµ−(i) = − [q|γµ|i〉√
2[qi], (1.15)
while gravity polarization tensors are
εµν+ (i) =〈q|γµ|i]〈r|γν |i]
2〈qi〉〈ri〉 , εµν− (i) =[q|γµ|i〉[r|γν |i〉
2[qi][ri]. (1.16)
In the equations above, q and r are reference spinors. It is easy to see that changing
their values correspond to a gauge transformation. The transverse conditions, kµi εµ =
0, and kµi εµν = 0, kνi εµν = 0, are also trivially satisfied.
1.5 Universal Soft Limits
Taking an external particle’s momentum to zero is usually referred as taking a
soft limit of the amplitude. In cases where the soft particle is a gauge boson which
couples to a conserved current, we obtain a universal behavior. Let us illustrate this in
CHAPTER 1. INTRODUCTION 12
kj
ki
Figure 1.3: A Feynman diagram contributing the the soft limit as the momentum of particlej goes to zero. The propagator connecting particle j to the rest of the diagram (the shadedblob) is singular.
the simplest case, a soft photon emitted from a tree-level quantum-electrodynamics
(QED) amplitude, AQEDm . Only diagrams where the soft photon is attached to an
external line will contribute as the propagator connecting the soft photon to the rest
of the amplitude diverges. We now sketch the contribution of the diagram illustrated
in figure 1.3. We have:
limkj→0DQEDm = DQED
m−1
ieQi
2kj · kiε(kj) · ki , (1.17)
where DQEDm−1 corresponds to the Feynman diagram of figure 1.3 with particle j re-
moved, e is the QED coupling constant, and Qi is the charge of particle i. The soft
limit is obtained by summing over all diagrams such that the photon can attach to
all possible charged external particles. After performing this sum, we will obtain
the factorization of the amplitude into a lower-point amplitude times a universal soft
factor:
limkj→0AQEDm =
m∑i=1
(i 6=j)
ieQi
2kj · kiε(kj) · ki
×AQEDm−1 . (1.18)
Analogous universal soft behavior is also present in Yang-Mills and in gravity
[28,29]. For a generic tree-level color-ordered Yang-Mills amplitude, we write,
where the bar over j on the right-hand side denotes the fact that gluon j has been
removed from the amplitude and the (m− 1)-particle amplitude is on-shell. Similar
expressions also exist at loop level. The universal soft factor S takes the following
form in gauge theory if j has positive helicity:
S(j+) =√
2
(−ki · ε+(j)
sij+kl · ε+(j)
sjl
)=〈il〉〈ij〉〈jl〉 . (1.20)
Note that it only depends on the momenta of the two particles, i and l, that are
adjacent to the particle taken soft. Because of the color ordering, the soft particle
only shares a color line with the two neighboring particles. Through parity, one
obtains the soft factor for negative helicity particle by conjugating (1.20). Namely,
S(j−) =−[il]
[ij][jl]. (1.21)
The gravity soft factor is more complicated than its gauge-theory analog. This is
in part due to the lack of color ordering, which requires its expression to be symmetric
under permutation of all external particles. To express the soft factor, we first define
the coupling-stripped amplitude Mm,
Mm(1, 2, . . . ,m) =(κ
2
)m−2
Mm(1, 2, . . . ,m). (1.22)
Taking particle 1 to be a soft graviton, the soft limit of the amplitude is
limk1→0
M treem (1, 2, . . . , n)
M treem−1(2, . . . , n)
=m∑i=2
kµi kνi εµν(1)
si1. (1.23)
Requiring an amplitude to satisfy soft limits of the form (1.19) or (1.23) for all glu-
ons and gravitons imposes strong constraints. One could also wonder if it is possible
to “invert” (1.19) and construct a higher-point amplitude by multiplying a lower-
point amplitude by an “inverse-soft factor”. This idea was first proposed in [30]. One
obvious issue is the fact that (1.19) is only valid in the limit where the soft parti-
cle’s momentum is null. One would then need to deform the momentum of the other
CHAPTER 1. INTRODUCTION 14
external particles in order to add a “soft” particle with nonzero momentum while
maintaining momentum conservation on both sides of (1.19). One may also wonder
whether a procedure based on soft limits alone could produce enough constraints to
reconstruct the higher-point amplitude. In chapter 2, we will study in detail in which
cases this construction is possible, both for gauge-theory and gravity amplitudes.
1.6 Color-Kinematic Duality and Double Copies
The color-kinematic duality of gauge theory can be observed when the amplitude
is expressed in a color decomposition similar to the structure-constant decomposition
of (1.10). Namely, we express any full-color gauge-theory amplitude with external
particles in the adjoint representation in terms of graphs with only cubic vertices as
follows,
Atreem = gm−2
∑j∈Γ3
njcj∏αjp2αj
, (1.24)
where g is the gauge coupling. The sum is over the set Γ3 of scalar diagrams j
with only three-point vertices, and the product in the denominator is over the Feyn-
man propagators associated with the internal lines αj of each of these cubic graphs.
The value of the color coefficient cj is obtained by dressing each three-vertex of the
associated diagram j with a structure constant defined as
fabc = i√
2fabc = Tr([T a, T b]T c) . (1.25)
Finally, the nj are kinematic numerators, which are a function of kinematic invariants
and spinors. Contact terms can easily be converted to cubic terms of the form (1.24)
using inverse propagators (multiplying the terms by 1 = p2j/p
2j) and assigned the
resulting expressions to various graphs according to the color structures. For example,
the four-gluon vertex has color factors of the form fabcf cde, facef bde, fadef bce, and its
contribution will be split among three cubic graphs.
The structure constants fabc satisfy the usual Jacobi identities,
fabe f cde = face f bde + fade f cbe , (1.26)
CHAPTER 1. INTRODUCTION 15
= +
1
2 3
4 1
2 3
4 41
2 3
4
Figure 1.4: Tree-Level Jacobi identity, cs = cu + ct.
which are represented graphically in figure 1.4. In this figure, we can see how Jacobi
identities relate the color factors of the three cubic graphs with four external particles.
The same identities can be used to relate diagrams with more external particles as
depicted in figure 1.5. There, we relate three graphs which are identical apart from a
region containing a four-point subgraph in which the Jacobi identity is applied. Note
that these relations among color factors, ci = cj+ck, allow us to shuffle terms around,
implying that the representation (1.24) is not unique.
A cubic representation (1.24) is said to satisfy the Bern-Carrasco-Johansson (BCJ)
duality if, for each triplet of diagrams with color factors cj related by a Jacobi identity,
the kinematic factors are also related by the same identity. Namely,
ci = cj + ck ⇒ ni = nj + nk . (1.27)
The numerators also need to obey the same antisymmetry as the structure constant
fabc under the interchange of two legs attached to a cubic vertex,
ci → −ci ⇒ ni → −ni . (1.28)
It is easy to find a BCJ-satisfying representation for tree-level amplitudes with
four external particles. We will follow the treatment in [31] and start by expanding
CHAPTER 1. INTRODUCTION 16
= +
Figure 1.5: Three color graphs related by a Jacobi identity. The identity is applied on thefour-point subgraphs inside the red, dashed circle. Everything outside of this circle is thesame in the three graphs.
the color-ordered partial amplitudes in terms of their poles:
Atree4 (1, 2, 3, 4) ≡ ns
s+ntt,
Atree4 (1, 3, 4, 2) ≡ −nu
u− ns
s,
Atree4 (1, 4, 2, 3) ≡ −nt
t+nuu, (1.29)
where s, t, u are the usual Mandelstam invariants (s = (p1 + p2)2, t = (p2 + p3)2,
u = (p1 + p3)2). Remember that color ordering prevents Atree4 (1, 2, 3, 4) from having
a u-channel pole since particle 1 is not adjacent to particle 3, explaining why each
amplitude in (1.29) is expanded as a sum of only two terms. The amplitudes (1.29)
are not independent. They are related by a U(1)-decoupling identity (1.8),
Atree4 (1, 2, 3, 4) + Atree
4 (1, 3, 4, 2) + Atree4 (1, 4, 2, 3) = 0 . (1.30)
Since this identity is valid for any helicity configuration of the external particles
and for any number of space-time dimensions, the cancellation cannot rely on four-
dimensional spinor identities and must rely solely on kinematic-invariant identities.
which is a KK relation (1.9).1 This five-point argument can easily be generalized
to higher point amplitudes. The recently discovered BCJ relations are then directly
related to the known KK relations through string theory. Note that the KK rela-
tions come from group theory alone while the BCJ relations go beyond, containing
dynamical information. It is thus remarkable that they have a common origin!
1.6.2 BCJ at Loop Level
BCJ duality can be generalized to loop level. Loop-level amplitudes can also be
expressed in a cubic basis,
A(L)m = iL gm−2+2L
∑j∈Γ
(L)3
∫ L∏l=1
dDpl(2π)D
1
Sj
njcj∏αjp2αj
, (1.49)
1The field-theory relation (1.48) can be derived using only U(1)-decoupling (1.8). Indeed, forless than seven external particles, the KK relations are equivalent to the U(1)-decoupling identities.However, for a generic number of external particles, the real part of (1.44) can yield KK relationswhich are independent of the U(1)-decoupling identities.
CHAPTER 1. INTRODUCTION 22
= +
4
2 3
11
2 3
41
2 3
4
Figure 1.7: One-loop color Jacobi identity
where Sj gives the symmetry factor of the diagram and the sum is over the set Γ(L)3
of all L-loop cubic graphs. The rest of the notation is the same as in the analogous
tree-level formula (1.24). At loop level, color-Jacobi identities, ci = cj + ck, still
relate triplets of diagrams that are identical apart from a four-point tree subgraph, as
illustrated in figure (1.7). Again, a given representation will satisfy the BCJ duality
(1.27), (1.28) if the kinematic numerators satisfy the same relations as the color
factors.
For example, it is easy to see that the one-loop four-gluon N = 4 supersymmetric
Yang-Mills amplitude satisfies the duality. We have [35,36],
A1-loopN=4 (1, 2, 3, 4) = istg4Atree(1, 2, 3, 4)
(c1234I1234
4 + c1243I12434 + c1423I1423
4
), (1.50)
where I12344 is the scalar box integral,
I1234 =
∫dDp
(2π)D1
p2 (p− k1)2 (p− k1 − k2)2 (p+ k4)2, (1.51)
and the color factors are given by replacing the vertices with structure constants in
the associated boxes, for example,
c1234 = f ba1cf ca2dfda3ef ea4b . (1.52)
Looking at figure 1.7, we can see that since there is no triangle diagram in (1.50)
(or more generally in N = 4 sYM at one loop [37]), the duality forces the kinematic
numerators to be permutation symmetric. On the other hand, it is easy to verify that
CHAPTER 1. INTRODUCTION 23
(1.33) is equivalent to the permutation symmetry of stAtree:
where G(n− 1, n+, i) is a “gravity soft factor” which is a term in the full gravity soft
factor arising when taking particle n soft. As mentioned before, the full gravity soft
factor is a sum of many terms and we use each of them individually in our inverse-soft
procedure. The sum over i corresponds to summing over the (n − 2) nonzero two-
particle BCFW diagrams or, equivalently, to adding the particle n next to all other
possible particles. The primes again denote the deformation of momentum required
to make room for the soft particle. At NMHV, we are able to construct amplitudes
with seven or fewer external particles as
Mn =
2(n−2)∑j=1
G(pj)A′n−1(pj) +
(n−2)(n−3)∑j=1
( 2∑i=1
G(pi,j)
)G ′(pj)A′n−2(pj) , (2.3)
where we sum over the distinct two- and three-particle diagrams in the first and
second term respectively. Using our method, four- or higher-particle factorization
CHAPTER 2. AMPLITUDES FROM SOFT LIMITS 30
channels cannot be constructed in gravity which limits us to at most seven-point
amplitudes.
We will begin in earnest in Sec. 2.4 by studying the two-particle factorization
terms in the BCFW expansion. The relationship between these terms and the soft
limits of the amplitude was first discussed in [60]. These terms will be shown to be
of the form S(i)A(i), where particle i has been removed from the amplitude factor.
We will use this result to uniquely define the form of the soft factor that we will
use in studying gravity amplitudes. It should be noted that the soft factor we find
is distinct from that presented in [28,57]. Since MHV amplitudes only contain two-
particle factorization terms in BCFW, we will present a compact inverse-soft recursion
relation for these amplitudes in gauge theory and gravity.
In Sec. 2.5, we continue by studying higher-point factorization terms in the BCFW
recursion. We show explicitly that arbitrary three-particle factorization terms can be
built-up from two-particle factorization terms using inverse soft. This leads to the
immediate result that any tree-level amplitude in gauge theory and gravity up to
seven points can be represented in the form of Eq. 2.1 or 2.3. There will be some
barriers to constructing arbitrary amplitudes in this manner which we will discuss in
detail. However, there exist classes of gauge-theory NMHV amplitudes that can be
straightforwardly constructed using inverse soft for any number of external legs1. We
also present explicit examples of the procedure for six-point NMHV amplitudes in
gauge theory and gravity.
This chapter is organized as follows. In Sec. 2.2, we review the soft limits in gauge
theory and gravity and BCFW recursion. In Sec. 2.3, we define inverse soft precisely
and discuss the philosophy of the procedure. As previously discussed, Secs. 2.4 and
2.5 are the meat of the chapter where we present the inverse-soft procedure and its
relationship to BCFW. In Sec. 2.6, we present our conclusions. In appendix A, we
show the inverse-soft construction of the NMHV six-point gravity amplitude.
1All NMHV gauge-theory amplitudes can be extracted from a single NMHV N = 4 sYM su-peramplitude. One might think that we could have used a supersymmetric version of inverse softto construct all NMHV amplitudes. However, such an approach is not expected to help constructgravity amplitudes as the problem with higher numbers of legs is due to the need to sum over manypermutations and there exists only one NMHV graviton amplitude for a given number of legs.
CHAPTER 2. AMPLITUDES FROM SOFT LIMITS 31
2.2 Properties of Gauge Theory and Gravity
In this chapter, we will consider tree-level gauge-theory and gravity amplitudes
with only gluons and gravitons on the external legs. In a Yang-Mills gauge theory, it
is well known that tree-level amplitudes can be expanded in a sum of color-ordered
partial amplitudes multiplied by single-trace color factors. For simplicity, we will
study these partial amplitudes in the following; the full amplitude can easily be
reconstructed from them. Due to the lack of color ordering, amplitudes in gravity
contain all possible orderings of external legs which will add some complications.
Because all external states are massless, it is very convenient to work in the spinor-
helicity formalism [26,27]. We will need expressions for the polarization vectors and
tensors of gauge theory and gravity in this formalism. In gauge theory, because
of gauge freedom, the polarization vector for an external particle i is defined with
reference to an arbitrary vector q. Gauge invariant amplitudes must be independent
of q, but particularly good choices can simplify computation greatly. Explicitly, the
polarization vectors are
εµ+(i) =〈qγµi]√
2〈qi〉, εµ−(i) = − [qγµi〉√
2[qi]. (2.4)
In gravity, symmetric tensor gauge freedom means that there are two arbitrary vectors
q and r which define the polarization tensor. The dependence on these reference
vectors must be symmetrized over and are
εµν+ (i) =〈qγ(µi]〈rγν)i]
2〈qi〉〈ri〉 , εµν− (i) =[qγ(µi〉[rγν)i〉
2[qi][ri]. (2.5)
With this setup, we can express the soft limits of gauge theory and gravity. In
general, taking an external particle’s momentum soft leads to a factorization of the
amplitude into a universal soft factor and a lower-point amplitude where the soft
particle has been removed [29]. The soft factor depends on the momenta of the
particles that were affected by taking that particle soft. In particular, in a color-
ordered amplitude in gauge theory, only particles adjacent to a soft particle appear
CHAPTER 2. AMPLITUDES FROM SOFT LIMITS 32
in the soft factor. This is because only adjacent external particles share a color line.
However, in gravity where there is no color, all external particles are affected by
the limit where one particle goes soft. All helicity information of the particle which
is taken soft is contained in the soft factor. The factorization of a color-ordered
amplitude in gauge theory is
limj→0
A(1, . . . , i, j, k, . . . , n) =√
2
(−i · ε(j)
sij+k · ε(j)sjk
)A(1, . . . , i, j, k, . . . , n) . (2.6)
Particles i and k are adjacent to the soft particle j and here j means that j has been
removed from the amplitude. The sum in parentheses is the soft factor, is gauge
invariant and has an especially simple form in spinor-helicity notation. If j has +
helicity, the soft factor is
√2
(−i · ε(j)
sij+k · ε(j)sjk
)=〈ik〉〈ij〉〈jk〉 . (2.7)
In contrast to gauge theory, there is no such compact form for the soft factor in
gravity. In general the soft factor when particle 1 is taken soft is [28,29]
lim1→0
M(1, 2, . . . , n)
M(2, . . . , n)=
n∑i=2
iµiνεµν(1)
si1. (2.8)
This sum is independent of q and r and using conservation of momentum and proper-
ties of the spinor products can be simplified slightly. Its independence on the choice
of the reference momenta q and r means that the individual terms in the sum can
be very different while keeping the sum fixed. In our analysis here, we will need a
particular form for each term and that form will be determined to satisfy some simple
requirements. The requirements will be discussed in later sections and will be related
to the BCFW on-shell recursion formula, which we now discuss.
The BCFW on-shell recursion relations are an efficient method for computing
amplitudes at tree level in gauge theories [49,50] and gravity [61,62]. Two external
CHAPTER 2. AMPLITUDES FROM SOFT LIMITS 33
particles, i and j, are singled out and their helicity spinors are deformed as:
i〉 → i〉 − z j〉 , i]→ i] ,
j〉 → j〉 , j]→ j] + z i] , (2.9)
where z is a complex variable. The BCFW recursion relation relates an amplitude to a
sum of products of lower-point, on-shell amplitudes with momenta of particles i and j
deformed as above. The amplitudes in the sum consist of all possible factorizations of
the amplitude with i and j on opposite sides of the cut. These products of amplitudes
are evaluated at the value of z determined by the location of the pole in the given
factorization channel. If the deformed amplitude A(z) vanishes as z → ∞, then the
recursion relation is schematically
A(1, . . . , n) =∑R,L
AL(i)1
P 2L
AR(j) . (2.10)
Here, the hats indicate to evaluate the amplitude at the shifted momenta and the
sum runs over all possible factorizations. A BCFW recursion exists in gauge theory
and gravity for specific helicity choices of the deformed particles i and j [61–63]. In
this chapter, we will explicitly develop a relationship between BCFW and the soft
limits of amplitudes.
In all expressions in this chapter, we will suppress the gauge and gravity couplings.
Namely a factor of ign−2 and i(κ/2)n−2, where n is the number of external particles,
is omitted for gauge theory and gravity respectively. However, the fact that the gauge
coupling is dimensionless and the Planck mass is dimensionful (in 3 + 1 dimensions)
leads to distinct behavior of the amplitudes in the soft limits.
2.3 Inverse-Soft Construction of Gauge Theories and Grav-
ity
The idea of inverse soft is to “undo” the soft limit of an amplitude. In particular,
in a gauge theory, motivated by Eq. 2.6, we can consider the following trial form for
We present the inverse-soft expression of the NMHV six-point gravity amplitude in
appendix A.
2.6 Conclusions
We have shown that inverse soft, with BCFW as our guide, can be used to con-
struct gauge-theory and gravity amplitudes. In particular, for specific amplitudes,
each term in the BCFW expansion can be built up from soft factors multiplied by a
lower-point amplitude. This procedure works for all tree-level gauge-theory and grav-
ity amplitudes with seven or fewer external legs because, as was shown in Sec. 2.5,
inverse soft can produce three-particle factorization BCFW diagrams. Also, certain
classes of NMHV gauge-theory amplitudes can be constructed with any number of
legs which contain a set of consecutive particles with helicities (−,−,+) or (−,+,−).
As we have developed it, inverse soft does not explicitly need information from
the collinear limits of amplitudes to be able to reconstruct the amplitude. Presum-
ably, inverse soft could be used to compute amplitudes in any massless theory with
universal soft limits and a BCFW recursion. This property may seem surprising, es-
pecially because inverse soft can be used to construct NMHV amplitudes. However,
this property is similar to the way that BCFW exploits complex factorization to con-
struct amplitudes. In that case, only a subset of factorization channels are needed to
reproduce all factorization channels present in an amplitude. One can imagine con-
structing an inverse soft/collinear procedure which incorporates information about
both the soft and collinear limits to create amplitudes. Perhaps such a procedure is
necessary to extend the applicability to arbitrary helicity configurations and number
of legs.
CHAPTER 2. AMPLITUDES FROM SOFT LIMITS 52
Nevertheless, it is interesting to consider how far inverse soft can be extended.
In particular, it should be possible to use inverse soft to construct higher-point loop
amplitudes, perhaps along the lines of [56]. Using the supersymmetric BCFW formal-
ism of [64], supersymmetric inverse soft could be used to construct arbitrary NMHV
gauge-theory amplitudes. This is because we have an inverse-soft construction valid
for classes of NMHV amplitudes with any number of legs and the various helicity
orderings of NMHV Yang-Mills amplitudes can be extracted from a unique N = 4
sYM NMHV superamplitude. However, supersymmetry would likely not be useful in
finding a gravity all-point NMHV inverse soft construction because the problems we
encountered were caused by the need to sum over many permutations. To go further,
it is unclear if BCFW should continue to be our guide. Indeed, in gravity, it is not
clear what the “best” or most useful form of the gravity soft factor is for inverse soft.
Inverse soft has a particularly simple form in the twistor-space representation
[54]. Nguyen, et al., showed that their tree formula for gravity MHV amplitudes
also has a twistor-space representation. In [59], Hodges conjectured a new BCFW
recursion relation in N = 7 supertwistor space and used it to construct an inverse-
soft procedure for MHV amplitudes. It would then be interesting to see if N = 7
BCFW could be used as a guide to construct multiparticle factorization channels and
NMHV amplitudes with a possibly different soft factor. It would also be interesting
to study whether or not our inverse-soft procedure for gravity extended to N = 8
supergravity has a twistor-space representation. If so, what is the representation?
Are there symmetries of N = 8 amplitudes that become apparent, analogous to dual
superconformal symmetry [65] and the Yangian in N = 4 sYM [66]? How does the
E7(7) symmetry of the moduli space [67] manifest itself? More work in these directions
is necessary to fully elucidate the symmetries and simplicity of scattering amplitudes.
Chapter 3
One-Loop Amplitudes
Z. Bern, C. Boucher-Veronneau and H. Johansson, “N ≥ 4 Supergravity Amplitudes
from Gauge Theory at One Loop,” Phys. Rev. D 84, 105035 (2011).
3.1 Introduction
One of the remarkable theoretical ideas emerging in the last decade is the notion
that gravity theories are intimately tied with gauge theories. The most celebrated
connection is the AdS/CFT correspondence [68] which relates maximally supersym-
metric Yang-Mills gauge theory to string theory (and supergravity) in anti-de Sitter
space. Another surprising link between the two theories is the conjecture that to
all perturbative loop orders the kinematic numerators of diagrams describing grav-
ity scattering amplitudes are double copies of the gauge-theory ones [31,39]. This
double-copy relation relies on a novel conjectured duality between color and kine-
matic diagrammatic numerators of gauge-theory scattering amplitudes. At tree level,
the double-copy relation encodes the Kawai-Lewellen-Tye (KLT) relations between
gravity and gauge-theory amplitudes [43].
The duality between color and kinematics offers a powerful tool for construct-
ing both gauge and gravity loop-level scattering amplitudes, including nonplanar
contributions [39–41,69]. The double-copy property does not rely on supersymme-
try and is conjectured to hold just as well in a wide variety of supersymmetric and
53
CHAPTER 3. ONE-LOOP AMPLITUDES 54
non-supersymmetric theories. In recent years there has been enormous progress in
constructing planar N = 4 super-Yang-Mills amplitudes. For example, at four and
five points, expressions for amplitudes of this theory—believed to be valid to all loop
orders and nonperturbatively—have been constructed [70]. (For recent reviews, see
refs. [69,71].) Many of the new advances stem from identifying a new symmetry, called
dual conformal symmetry, in the planar sector of N = 4 super-Yang-Mills theory [72].
This symmetry greatly enhances the power of methods based on unitarity [37,46,73]
or on recursive constructions of integrands [74]. The nonplanar sector of the theory,
however, does not appear to possess an analogous symmetry. Nevertheless, the du-
ality between color and kinematics offers a promising means for carrying advances
in the planar sector of N = 4 super-Yang-Mills theory to the nonplanar sector and
then to N = 8 supergravity. In particular, the duality interlocks planar and nonpla-
nar contributions into a rigid structure. For example, as shown in ref. [39], for the
three-loop four-point amplitude, the maximal cut [75] of a single planar diagram is
sufficient to determine the complete amplitude, including nonplanar contributions.
Here we will explore one-loop consequences of the duality between color and kine-
matics for supergravity theories with 4 ≤ N ≤ 6 supersymmetries. These cases are
less well understood than the cases of maximal supersymmetry. (Some consequences
for finite one-loop amplitudes in non-supersymmetric pure Yang-Mills theory have
been studied recently [76].) Since the duality and its double-copy consequence re-
main a conjecture, it is an interesting question to see if the properties hold in the
simplest nontrivial loop examples with less than maximal supersymmetry. In par-
ticular, we will explicitly study the four- and five-point amplitudes of these theories.
These cases are especially straightforward to investigate because the required gauge
theory and gravity amplitudes are known. Our task is then to find rearrangements
that expose the desired properties. The necessary gauge-theory four-point amplitudes
were first given in dimensional regularization near four dimensions in ref. [77], and
later in a form valid to all orders in the dimensional regularization parameter [78].
At five points, the dimensionally regularized gauge-theory amplitudes near four di-
mensions were presented in ref. [79]. The four-graviton amplitudes in theories with
N ≤ 6 supersymmetries were first given in ref. [80]. More recently, the MHV one-loop
CHAPTER 3. ONE-LOOP AMPLITUDES 55
amplitudes of N = 6 and N = 4 supergravity were presented, up to rational terms in
the latter theory [81].1
Here we point out that the double-copy relations can be straightforwardly ex-
ploited, allowing us to obtain complete integrated four- and five-point amplitudes
of N ≥ 4 supergravity amplitudes as a simple linear combinations of corresponding
gauge-theory amplitudes. Because these relations are valid in any number of dimen-
sions, we can use previously obtained representations of QCD and N = 4 super-Yang-
Mills four-point amplitudes valid with D-dimensional momenta and states in the loop
to obtain such representations for N ≥ 4 supergravity. These D-dimensional results
are new, while our four-dimensional results reproduce ones found in refs. [80,81]. Rela-
tions between integrated N = 4 super-Yang-Mills and N = 8 supergravity four-point
one- and two-loop amplitudes had been described previously in refs. [82].
For cases with larger numbers of external legs, the loop momentum is expected
to become entangled with the relations making them more intricate. Nevertheless,
we expect that the duality should lead to simple structures at one loop for all mul-
tiplicity, and once understood these should lead to improved means for constructing
gravity loop amplitudes. Indeed, the duality has already been enormously helpful for
constructing four- and five-point multiloop amplitudes in N = 8 supergravity [39–
41,69].
This chapter is organized as follows. In section 3.2 we review some properties of
scattering amplitudes, including the conjectured duality between color and kinemat-
ics and the gravity double-copy property. Then in section 3.3, we give some one-loop
implications, before turning to supergravity. We also make a few comments in this
section on two-loop four-point amplitudes. We give our summary and outlook in sec-
tion 4.7. Two appendices, B and C, are included collecting gauge-theory amplitudes
and explicit forms of the integrals used in our construction.
1While completing the present chapter, version 2 of ref. [81] appeared, giving the missing rationalterms of the N = 4 supergravity five-point amplitudes.
CHAPTER 3. ONE-LOOP AMPLITUDES 56
3.2 Review
In this section we review some properties of gauge and gravity amplitudes perti-
nent to our construction of supergravity amplitudes. We first summarize the duality
between color and kinematics which allows us to express gravity amplitudes in terms
of gauge-theory ones. We then review decompositions of one-loop N = 4, 5, 6 su-
pergravity amplitudes in terms of contributions of matter multiplets, simplifying the
construction of the amplitudes.
3.2.1 Duality between color and kinematics
We can write any m-point L-loop-level gauge-theory amplitude where all particles
are in the adjoint representation as
(−i)Lgm−2+2L
Aloopm =
∑j
∫dDLp
(2π)DL1
Sj
njcj∏αjp2αj
. (3.1)
The sum runs over the set of distinct m-point L-loop graphs, labeled by j, with only
cubic vertices, corresponding to the diagrams of a φ3 theory. The product in the
denominator runs over all Feynman propagators of each cubic diagram. The inte-
grals are over L independent D-dimensional loop momenta, with measure dDLp =∏Ll=1 d
Dpl. The ci are the color factors obtained by dressing every three vertex with
an fabc = i√
2fabc = Tr{[T a, T b]T c} structure constant, and the ni are kinematic
numerator factors depending on momenta, polarizations and spinors. For supersym-
metric amplitudes expressed in superspace, there will also be Grassmann parameters
in the numerators. The Sj are the internal symmetry factors of each diagram. The
form in eq. (4.1) can be obtained in various ways; for example, starting from covariant
Feynman diagrams, where the contact terms are absorbed into kinematic numerators
using inverse propagators.
Any gauge-theory amplitude of the form (4.1) possesses an invariance under “gen-
eralized gauge transformations” [31,38,39,83,84] corresponding to all possible shifts,
ni → ni + ∆i, where the ∆i are arbitrary kinematic functions (independent of color)
CHAPTER 3. ONE-LOOP AMPLITUDES 57
constrained to satisfy ∑j
∫dDLp
(2π)DL1
Sj
∆jcj∏αjp2αj
= 0 . (3.2)
By construction this constraint ensures that the shifts by ∆i do not alter the amplitude
(4.1). The condition (3.2) can be satisfied either because of algebraic identities of the
integrand (including identities obtained after trivial relabeling of loop momenta in
diagrams) or because of nontrivial integration identities. Here we are interested in ∆i
that satisfy (3.2) because of the former reason, as the relations we will discuss below
operate at the integrand level. We will refer to these kind of numerator shifts valid at
the integrand level as point-by-point generalized gauge transformations. One way to
express this freedom is by taking any function of the momenta and polarizations and
multiplying by a sum of color factors that vanish by the color-group Jacobi identity,
and then repackaging the functions into ∆i’s over propagators according to the color
factor of each individual term. Some of the resulting freedom corresponds to gauge
transformations in the traditional sense, while most does not. These generalized gauge
transformations will play a key role, allowing us to choose different representations of
gauge-theory amplitudes, aiding our construction of gravity amplitudes from gauge-
theory ones.
The conjectured duality of refs. [31,39] states that to all loop orders there exists
a form of the amplitude where triplets of numerators satisfy equations in one-to-one
correspondence with the Jacobi identities of the color factors,
ci = cj − ck ⇒ ni = nj − nk , (3.3)
where the indices i, j, k schematically indicate the diagram to which the color factors
and numerators belong to. Moreover, we demand that the numerator factors have the
same antisymmetry property as color factors under interchange of two legs attaching
to a cubic vertex,
ci → −ci ⇒ ni → −ni . (3.4)
At tree level, explicit forms satisfying the duality have been given for an arbitrary
CHAPTER 3. ONE-LOOP AMPLITUDES 58
number of external legs and any helicity configuration [85]. An interesting conse-
quence of this duality is nontrivial relations between the color-ordered partial tree
amplitudes of gauge theory [31] which have been proven in gauge theory [86] and in
string theory [34]. Recently these relations played an important role in the impressive
construction of the complete solution to all open string tree-level amplitudes [87]. The
duality has also been studied from the vantage point of the heterotic string, which
offers a parallel treatment of color and kinematics [83]. A partial Lagrangian un-
derstanding of the duality has also been given [38]. The duality (3.3) has also been
expressed in terms of an alternative trace-based representation [88], emphasizing the
underlying group-theoretic structure of the duality. Indeed, at least for self-dual field
configurations and MHV amplitudes, the underlying infinite-dimensional Lie algebra
has been very recently been identified as area preserving diffeomorphisms [89].
At loop level, less is known though some nontrivial tests have been performed. In
particular, the duality has been confirmed to hold for the one-, two- and three-loop
four-point amplitudes of N = 4 super-Yang-Mills theory [39]. It is also known to hold
for the one- and two-loop four-point identical helicity amplitudes of pure Yang-Mills
theory [39]. Very recently it has also been shown to hold for the four-loop four-point
amplitude of N = 4 super-Yang-Mills theory [40], and for the five-point one-, two-
and three-loop amplitudes of the same theory [41].
3.2.2 Gravity as a double copy of gauge theory
Perhaps more surprising than the gauge-theory aspects of the duality between
color and kinematics is a directly related conjecture for the detailed structure of
gravity amplitudes. Once the gauge-theory amplitudes are arranged into a form
satisfying the duality (3.3), corresponding gravity amplitudes can be obtained simply
by taking a double copy of gauge-theory numerator factors [31,39],
(−i)L+1
(κ/2)n−2+2LMloop
m =∑j
∫dDLp
(2π)DL1
Sj
njnj∏αjp2αj
, (3.5)
CHAPTER 3. ONE-LOOP AMPLITUDES 59
where Mloopm are m-point L-loop gravity amplitudes. The ni represent numerator
factors of a second gauge-theory amplitude, the sum runs over the same set of dia-
grams as in eq. (4.1). At least one family of numerators (nj or nj) for gravity must
be constrained to satisfy the duality (3.3) [38,39]. This is expected to hold in a large
class of gravity theories, including all theories that are low-energy limits of string
theories. We obtain different gravity theories by taking the ni and ni to be numer-
ators of amplitudes from different gauge theories. Here we are interested in N ≥ 4
supergravity amplitudes in D = 4. For example, we obtain the pure supergravity
theories as products of D = 4 Yang-Mills theories as,
where the subscript “mat” denotes a matter multiplet contribution. Thus, in the
rest of the chapter, we will consider only one-loop amplitudes with the two types of
matter going around the loop in addition to the N = 8 amplitudes. The remaining
N ≥ 4 amplitudes (with generic amounts of N ≥ 4 matter) can be assembled by
linear combination of these three types.
3.3 Implications of the duality at one loop
In this section we first present a few general one-loop implications of the duality
between color and kinematics. Our initial considerations are general and apply as well
to non-supersymmetric theories. We will then specialize to N ≥ 4 supergravity four-
and five-point amplitudes, taking advantage of special properties of N = 4 super-
Yang-Mills theory.
3.3.1 Implications for generic one-loop amplitudes
As shown in ref. [25] all color factors appearing in a one-loop amplitude can be
obtained from the color factors of “ring diagrams”, that is the (m−1)!/2 one-particle-
irreducible (1PI) diagrams in the shape of a ring, as illustrated in fig. 3.1 for the cyclic
ordering 1, 2, . . . ,m. We will denote the color and kinematic numerator factors of such
a diagram with external leg ordering 1, 2, . . . ,m by c123···m and n123···m(p). Its color
factor is given by the adjoint trace,
c123...m = TrA[fa1 fa2 fa3 · · · fam ] , (3.9)
CHAPTER 3. ONE-LOOP AMPLITUDES 62
3
p1
2
m
Figure 3.1: The one-loop m-gon master diagram for the cyclic ordering 1, 2, . . . ,m.
where (fai)bc = f baic.
The color factors of the one-particle-reducible diagrams are simply given by anti-
symmetrizations of ring-diagram ones as dictated by the Jacobi relations (3.3). For
example, the color factor of the diagram with a single vertex external to the loop
shown in fig. 3.2 is
c[12]3···m ≡ c123···m − c213···m . (3.10)
If we have a form of the amplitude where the duality holds, then the numerator of
this diagram is
n[12]3···m(p) ≡ n123···m(p)− n213···m(p) . (3.11)
The color factors of other diagrams, with multiple vertices external to the loop, can
similarly be obtained with further antisymmetrizations such as c[[12]3]···m = c[12]3···m −c3[12]···m. In this way all color factors and numerators can be expressed in terms of
the ones of the ring diagram, so it serves as our “master” diagram.
It is also useful to consider representations where the dual Jacobi relations do not
hold. For any m-point one-loop amplitude, we can use the color-group Jacobi identity
to eliminate all color factors except those of the master diagram and its relabelings.
Indeed, this is how one arrives at the adjoint-representation color basis [25]. In this
color basis we express the one-loop amplitude in terms of a sum over permutations
of a planar integrand,
A1-loop(1, 2, . . . ,m) = gm∑
Sm/(Zm×Z2)
∫dDp
(2π)Dc123...m A (1, 2, . . . ,m; p) , (3.12)
CHAPTER 3. ONE-LOOP AMPLITUDES 63
3
p1
2
m
3
p1
2
m
3
p2
1
m
Figure 3.2: The basic Jacobi relation between three one-loop graphs that can be used toexpress any color factor or kinematic numerator factor for any one-loop graph in terms ofthe parent m-gons.
where A (1, 2, . . . ,m; p) is the complete integrand of the color-ordered amplitude,
A1-loop(1, 2, . . . ,m). The sum runs over all permutations of external legs (Sn), but
with the cyclic (Zm) and reflection (Z2) permutations modded out. In this repre-
sentation all numerator factors except for the m-gon ones are effectively set to zero,
since their color factors no longer appear in the amplitude. This is equivalent to a
generalized gauge transformation applied to the numerators2
where the product∏p2α runs over the inverse propagators of the m-gon master dia-
gram. In this representation the m-gon numerators are in general nonlocal to account
for propagators carrying external momenta present in the one-particle reducible (1PR)
diagrams but not in master diagrams. In general, the new numerators in eq. (3.13)
will not satisfy the duality relations (3.3).
Recall that generalized gauge invariance implies that only one of the two copies
of numerators needs to satisfy the duality in order for the double-copy property to
2Here we have absorbed a phase factor i into the numerator definition, i nj → nj , compared toeq. (4.1), as is convenient for one-loop amplitudes. For the remaining part of the chapter we willuse this convention.
CHAPTER 3. ONE-LOOP AMPLITUDES 64
work. For the first copy we use the duality-violating representation (3.13) where
all one-particle reducible numerator factors are eliminated in favor of nonlocal m-
gon master numerator factors. For the second copy we use the duality-satisfying
numerators, n12...m. Then according to the double-copy formula (3.5), by making the
substitution ci → ni in eq. (3.12), we obtain a valid gravity amplitude. We then have
M1-loop(1, 2, . . . ,m) =(κ
2
)m ∑Sm/(Zm×Z2)
∫dDp
(2π)Dn123...m(p) A (1, 2, . . . ,m; p) ,
(3.14)
where n12...m(p) is the m-gon master numerator with the indicated ordering of legs
and we have replaced the gauge-theory coupling constant with the gravity one.
At first sight, it may seem surprising that only the m-gon numerators are needed,
but as noted above, these master numerators contain all the nontrivial information in
the amplitudes. The nontrivial step in this construction is to find at least one copy
of m-gon numerators ni such that the duality relations (3.3) hold manifestly.
So far these considerations have been general. An important simplification occurs
if the numerators of one of the gauge-theory copies are independent of the loop mo-
menta, n123...m(p) = n123...m. We can then pull these numerators out of the integral
in eq. (3.14) giving relations between integrated gravity and gauge theory amplitudes.
Below we will identify two cases where this is indeed true: the four- and five- point
one-loop amplitudes of N = 4 super-Yang-Mills theory [35,41]. Taking one copy to
be the N = 4 super-Yang-Mills amplitude and the other to be a gauge-theory ampli-
tude with fewer supersymmetries, we then get a remarkably simple relation between
integrated one-loop (N + 4) supergravity and super-Yang-Mills amplitudes with Nsupersymmetries,
M1-loopN+4 susy(1, 2, . . . ,m) =
(κ2
)m ∑Sm/(Zm×Z2)
n123...mA1-loopN susy(1, 2, . . . ,m) , (3.15)
valid for m = 4, 5. This construction makes manifest the remarkably good power
counting noted in refs. [81,92]. We do not expect higher points to be quite this
simple, but we do anticipate strong constraints between generic one-loop amplitudes
CHAPTER 3. ONE-LOOP AMPLITUDES 65
of gravity theories and those of gauge theory.
3.3.2 Four-point one-loop N ≥ 4 supergravity amplitudes
We now specialize the above general considerations to four-point supergravity am-
plitude. There is only one independent four-graviton amplitude,M1-loopN susy(1−, 2−, 3+, 4+),
as the others either vanish or are trivially related by relabelings. As a warmup exer-
cise, we start with N = 8 supergravity and we reevaluate this supergravity amplitude
using the above considerations. Our starting point is the N = 4 super-Yang-Mills
one-loop four-point amplitude [35,36],
A1-loopN=4 (1, 2, 3, 4) = istg4Atree(1, 2, 3, 4)
(c1234I
12344 + c1243I
12434 + c1423I
14234
), (3.16)
where s = (k1 + k2)2 and t = (k2 + k3)2 are the usual Mandelstam invariants, and the
tree amplitude is
Atree(1−, 2−, 3+, 4+) =i 〈1 2〉4
〈1 2〉 〈2 3〉 〈3 4〉 〈4 1〉 , (3.17)
where the angle brackets 〈i j〉 (also [i j] below) denotes spinor products. (See e.g.
ref. [26].) The function I12344 is the massless scalar box integral defined in eqs. (C.6)
and (C.7) of appendix C. The other box integrals are just relabelings of this one.
The expression in eq. (3.16) in terms of the box integral (C.6) is valid in dimensions
D < 10.
The first color factor in eq. (3.16) is given by
c1234 = f ba1cf ca2dfda3ef ea4b , (3.18)
and the others are just relabelings of this one. The kinematic numerator in each case
where the integrals I2, J4 and ID=6−2ε4 are defined in appendix C. Using eq. (3.22) we
can see that the bubble integrals cancel and we have the amplitude in a form valid
to all orders in ε. Also using the relation J4 = −εID=6−2ε4 , we get
M1-loopN=6,mat.(1
−, 2−, 3+, 4+) =(κ
2
)4 1
s[stAtree(1−, 2−, 3+, 4+)]2 (3.24)
×[ID=6−2ε
4 (t, u) + ε(−ID=6−2ε
4 (t, u) + ID=6−2ε4 (s, t) + ID=6−2ε
4 (s, u))].
Using the explicit value of ID=6−2ε4 given in eq. (C.14), we get the remarkably simple
result to order ε0,
M1-loopN=6,mat.(1
−, 2−, 3+, 4+)
=icΓ
2
(κ2
)4
[stAtree(1−, 2−, 3+, 4+)]21
s2
[ln2
(−t−u
)+ π2
]+O(ε)
= −icΓ
2
(κ2
)4 〈1 2〉4 [3 4]4
s2
[ln2
(−t−u
)+ π2
]+O(ε) , (3.25)
3Here we removed the factor of i(−1)m+1(4π)2−ε present in the integrals of ref. [78], where m is 2for the bubble, 3 for the triangle and 4 for the box. (Compare eq. (C.1) with eq. (A.13) of ref. [78].)
CHAPTER 3. ONE-LOOP AMPLITUDES 68
where the constant cΓ is defined in eq. (C.3). On the last line we plugged in the value
of the tree amplitude, stAtree(1−, 2−, 3+, 4+) = −i 〈1 2〉2 [3 4]2. Indeed, this reproduces
the known result from ref. [80].
Now consider the four-graviton amplitude with an N = 4 supergravity matter
multiplet going around the loop. We take the four-gluon amplitudes with a scalar in
where the integral functions are given in appendix C. Using eq. (3.22), we immediately
have a form for the contributions of an N = 4 supergravity matter multiplet valid to
all orders in ε,
M1-loopN=4,mat.(1
−, 2−, 3+, 4+) =(κ
2
)4
[stAtree(1−, 2−, 3+, 4+)]2 (3.27)
×(−(t− u)
s3J3(u)− (u− t)
s3J3(t)
− t
s3I2(u)− u
s3I2(t) +
1
s2ID=6−2ε
3 (u) +1
s2ID=6−2ε
3 (t)
+tu
s3ID=6−2ε
4 (t, u)− 1
s2K4(t, u)− 1
s2K4(s, t)− 1
s2K4(s, u)
).
Expanding this through order ε0 and using integral identities from refs. [78,93] (see
also appendix C) to reexpress everything in terms of six-dimensional boxes, bubbles
CHAPTER 3. ONE-LOOP AMPLITUDES 69
1
2
3
5
4
1
2
3 4
5
Figure 3.3: Pentagon and box integrals appearing in the N = 4 super-Yang-Mills five-pointone-loop amplitudes. The complete set of such integrals is generated by permuting externallegs and removing overcounts.
and rational terms, we obtain
M1-loopN=4,mat.(1
−, 2−, 3+, 4+) =1
2
(κ2
)4 〈1 2〉2 [3 4]2
[1 2]2 〈3 4〉2[icΓs
2 + s(u− t)(I2(t)− I2(u)
)− 2ID=6−2ε
4 (t, u)stu]
+O(ε) , (3.28)
matching the result of ref. [80].
3.3.3 Five-point one-loop N ≥ 4 supergravity amplitudes
Our construction at five points is again directly based on eq. (3.14). We only
need to construct M1-loopN susy(1−, 2−, 3+, 4+, 5+); the other nonvanishing amplitudes are
related by parity and relabeling. Our starting point is the known one-loop five-
point amplitudes of N = 4 super-Yang-Mills theory. The original construction of the
amplitude [37,79] uses a basis of scalar box integrals. Rearranging these results into
the adjoint-representation color basis gives
A1-loop(1, 2, 3, 4, 5) = g5∑
S5/(Z5×Z2)
c12345A1-loop(1, 2, 3, 4, 5) . (3.29)
The sum runs over the distinct permutations of the external legs of the amplitude.
This is the set of all 5! permutations, S5, but with cyclic, Z5, and reflection symme-
tries, Z2, removed, leaving 12 distinct permutations. The color factor c12345 is the one
of the pentagon diagram shown in fig. 3.3, with legs following the cyclic ordering as in
CHAPTER 3. ONE-LOOP AMPLITUDES 70
eq. (3.9). The color-ordered one-loop amplitudes of N = 4 super-Yang-Mills theory
are
A1-loopN=4 (1, 2, 3, 4, 5) =
i
2Atree(1, 2, 3, 4, 5)
(s34s45I
(12)3454 + s45s15I
1(23)454 (3.30)
+ s12s15I12(34)54 + s12s23I
123(45)4 + s23s34I
234(51)4
)+O(ε) ,
where sij = (ki + kj)2 and the I
abc(de)4 are box integrals where the legs in parenthesis
connects to the same vertex, e.g. I(12)3454 is the box diagram in fig. 3.3. The explicit
value of I(12)3454 is given in eq. (C.9), and the values of the remaining box integrals are
obtained by relabeling. If we insert these explicit expressions in eq. (3.31) then the
polylogarithms cancel after using identities (see refs. [37,79]) leaving the expression for
A1-loopN=4 given in eq. (B.1) of appendix B. The representation (3.31) of the amplitude
does not manifestly satisfy the duality.
A duality satisfying representation of the amplitude was found in ref. [41]:
A1-loopN=4 (1−, 2−, 3+, 4+, 5+) = g5 〈1 2〉4
( ∑S5/(Z5×Z2)
c12345n12345I123455
+∑S5/Z2
2
c[12]345n[12]3451
s12
I(12)3454
), (3.31)
where I123455 is the scalar pentagon, and I
(12)3454 is the one-mass scalar box integral, as
shown in fig. 3.3. The explicit values of these integrals through O(ε0) are collected in
appendix C. Each of the two sums runs over the distinct permutations of the external
legs of the integrals. For I123455 , the set S5/(Z5 × Z2) denotes all permutations but
with cyclic and reflection symmetries removed, leaving 12 distinct permutations. For
I(12)3454 the set S5/Z
22 denotes all permutations but with the two symmetries of the
one-mass box removed, leaving 30 distinct permutations. Note that we pulled out
an overall factor 〈1 2〉4, which we do not include in the numerators. (If promoted to
its supersymmetric form it should then be included [41].) The numerators defined in
and the others are given by the natural label swaps, c1i = c13|3↔i and c2i = c1i|1↔2.
The rational terms follow the notation of ref. [81],
R5 = Rb5 +
∑Z2(12)×Z3(345)
Ra5 , (3.45)
where
Ra5 = −1
2〈1 2〉4 [3 4]2 [2 5] 〈2 3〉 〈2 4〉
〈3 4〉2 〈2 5〉 〈3 5〉 〈4 5〉, Rb
5 = −〈1 2〉4 [3 4] [3 5] [4 5]
〈3 4〉 〈3 5〉 〈4 5〉 . (3.46)
The sum in eq. (3.45) corresponds to the composition of the two permutations of
CHAPTER 3. ONE-LOOP AMPLITUDES 75
1
2 3
41
2 3
4
Figure 3.4: The two-loop cubic diagrams appearing in the two-loop four-point N = 4 andN = 8 supergravity amplitudes.
negative-helicity legs 1 and 2 and the three cyclic permutations over the positive-
helicity legs 3, 4 and 5, giving six terms in total. (Results for general MHV amplitudes
may be found in ref. [81].)
Inserting the results from eq. (3.41) into eq. (3.8) immediately converts the results
we obtained for the matter multiplets into those for the N = 4, 5, 6 gravity multiplets
(the pure supergravities). For the N = 4 and N = 6 gravity multiplets these match
the results of ref. [81].
Thus we have succeeded in expressing the four- and five-point integrated ampli-
tudes ofN ≥ 4 supergravity amplitudes as simple linear combination of corresponding
gauge-theory ones. To generalize this construction to higher points, one would need
to find duality satisfying representations of m-point one-loop N = 4 super-Yang-Mills
amplitudes.
3.3.4 Comments on two loops
An interesting question is whether the same considerations hold at higher loops.
Consider the two-loop four-point amplitude ofN = 4 super-Yang-Mills theory [36,42]:
A2-loop4 (1, 2, 3, 4) = −g6stAtree
4 (1, 2, 3, 4)(cP
1234 s I2-loop,P4 (s, t) (3.47)
+ cP3421 s I
2-loop,P4 (s, u) + cNP
1234 s I2-loop,NP4 (s, t)
+ cNP3421 s I
2-loop,NP4 (s, u) + cyclic
),
where ‘+ cyclic’ instructs one to add the two cyclic permutations of (2,3,4) and
the integrals correspond to the scalar planar and nonplanar double-box diagrams
displayed in fig. 3.4. As at one loop, the color factor for each diagram is obtained by
dressing each cubic vertex with an fabc. It is then simple to check that all duality
CHAPTER 3. ONE-LOOP AMPLITUDES 76
relations (3.3) hold.
According to the double-copy prescription (3.5), we obtain the corresponding
N = 8 supergravity amplitude by replacing the color factor with a numerator fac-
tor,
cP1234 → is2tAtree(1, 2, 3, 4) , cNP
1234 → is2tAtree(1, 2, 3, 4) , (3.48)
including relabelings and then swapping the gauge coupling for the gravitational one.
Indeed, this gives the correct N = 8 supergravity amplitude, as already noted in
ref. [42].
As explained in section 3.2, generalized gauge invariance implies that we need
have only one of the two copies in a form manifestly satisfying the duality (3.3). The
color Jacobi identity allows us to express any four-point color factor of an adjoint
representation in terms of the ones in fig. 3.4 [25]. If the duality and double-copy
properties hold we should then be able to obtain integrated N ≥ 4 supergravity am-
plitudes starting from N ≤ 4 super-Yang-Mills theory and applying the replacement
rule (3.48). Indeed, in ref. [95], explicit expressions for the four-point two-loop N ≥ 4
supergravity amplitudes, including the finite terms, are obtained in this manner.
Two-loop supergravity amplitudes are UV finite and their IR behavior is given in
terms of the square of the one-loop amplitude [96,97]:
M(2-loop)4 (ε)/Mtree
4 =1
2
[M1-loop
4 (ε)/Mtree4
]2
+ finite . (3.49)
The amplitudes of ref. [95] satisfy this relation and the finite remainders are given in
a relatively simple form. These two-loop results then provide a rather nontrivial con-
firmation of the duality and double-copy properties for cases with less than maximal
supersymmetry.
3.4 Conclusions
The duality between color and kinematic numerators offers a powerful means
for obtaining loop-level gauge and gravity amplitudes and for understanding their
CHAPTER 3. ONE-LOOP AMPLITUDES 77
structure. A consequence of the duality conjecture is that complete amplitudes are
controlled by a set of master diagrams; once the numerators are known in a form that
makes the duality between color and kinematics manifest, all others are determined
from Jacobi-like relations. In this form we immediately obtain gravity integrands via
the double-copy relation.
In the present chapter, we used the duality to find examples where integrated
supergravity amplitudes are expressed directly as linear combinations of gauge-theory
amplitudes. In particular, we constructed the integrated four- and five-point one-loop
amplitudes ofN ≥ 4 supergravity directly from known gauge-theory amplitudes. This
construction was based on identifying representations ofN = 4 super-Yang-Mills four-
and five-point amplitudes that satisfy the duality. Because the relations are valid
in D dimensions, by using known D-dimensional forms of gauge-theory four-point
amplitudes we obtain corresponding ones for supergravity. The agreement of our
four- and five-point N ≥ 4 supergravity results with independent evaluations [80,81]
in D = 4 provides evidence in favor of these conjectures holding for less than maximal
supersymmetry. The two-loop results in ref. [95] provide further nontrivial evidence.
The examples we presented here are particularly simple because the numerator
factors of one copy of the gauge-theory amplitudes were independent of loop mo-
menta. In more general cases, we expect useful constraints to arise at the integrated
level. These constraints, for example, lead to KLT-like relations visible in box-integral
coefficients, such as those found in refs. [58,98]. It would be very interesting to further
explore relations between gravity and gauge theory after having carried out the loop
integration.
There are a number of other interesting related problems. It would of course be
important to unravel the underlying group-theoretic structure responsible for the du-
ality between color and kinematics. Some interesting progress has recently made for
self-dual field configurations and for MHV tree amplitudes, identifying an underlying
diffeomorphism Lie algebra [89]. Another key problem is to find better means for find-
ing representations that automatically satisfy the duality and double-copy properties.
Such general representations are known at tree level for any choice of helicities [85].
We would like to have similar constructions at loop level, instead of having to find
CHAPTER 3. ONE-LOOP AMPLITUDES 78
duality satisfying forms case by case. In particular, no examples have as yet been
constructed at loop level at six and higher points.
In summary, using the duality between color and kinematics we exposed a sur-
prising relation between integrated four- and five-point one-loop amplitudes of N ≥ 4
supergravity and those of gauge theory. We look forward to applying these ideas to
further unravel the structure of gauge and gravity loop amplitudes.
Chapter 4
Two-Loop Amplitudes
C. Boucher-Veronneau and L. J. Dixon, “N ≥ 4 Supergravity Amplitudes from Gauge
Theory at Two Loops,” JHEP 1112, 046 (2011).
4.1 Introduction
It is well known that pure Einstein gravity is ultraviolet (UV) divergent at two
loops [3]. This result, along with general power-counting arguments, has led to the
widespread belief that a UV finite pointlike theory of gravity cannot be constructed.
However, explicit calculations of scattering amplitudes in maximally supersymmet-
ric (N = 8) supergravity have displayed an ultraviolet behavior that is much better
than prior expectations, showing that the theory in four dimensions is finite up to
at least four loops. Furthermore, N = 8 supergravity exhibits the same UV be-
havior, when continued to higher spacetime dimensions, as does N = 4 super-Yang-
Mills (sYM) [40,44,90]. Surprising cancellations are also visible at lower loop or-
ders [11,12,41,42,58,64,92,99], and even at tree level where the amplitudes are nicely
behaved at large (complex) momenta [15,62–64,100].
In pure supergravity theories (where all states are related by supersymmetry to
the graviton) no counterterm can be constructed below three loops. This is because
the only possible two-loop counterterm, R3 ≡ RλρµνR
µνστR
στλρ , where Rµν
στ is the Rie-
mann tensor, generates non-zero four-graviton amplitudes with helicity assignment
79
CHAPTER 4. TWO-LOOP AMPLITUDES 80
(±,+,+,+) [5–7]. Such amplitudes are forbidden by the Ward identities for the
minimal N = 1 supersymmetry [8]. The counterterm denoted by R4 is allowed by su-
persymmetry and could appear at three loops [6,10]. However, as mentioned earlier,
N = 8 supergravity was found to be finite at this order [11,12]. It was recently under-
stood that the R4 counterterm is forbidden [16,101] by the nonlinear E7(7) symmetry
realized by the 70 scalars of the theory [67,102]. In fact, E7(7) should delay the di-
vergence in N = 8 supergravity to at least seven loops, where the first E7(7)-invariant
counterterm can be constructed [13,17,103]. Non-maximal (N < 8) supergravity does
not have this extra E7(7) symmetry, and may therefore diverge at only three loops in
four dimensions.
Recently, the constraints that the smaller duality symmetries of non-maximal
supergravities impose on potential counterterms have also been investigated [13,103].
In four dimensions, N = 6 supergravity is expected to be finite at three and four
loops, and N = 5 supergravity should be finite at three loops [13]. These results
still allow for a three-loop divergence in N ≤ 4 supergravities. In particular, for
N = 4 supergravity, although the volume of superspace vanishes on shell, it has been
argued that the usual three-loop R4 counterterm can appear [103]. The finiteness
results for N = 5, 6 could in principle be checked, and potential divergences for
N ≤ 4 investigated, via explicit three-loop amplitude calculations in non-maximal
supergravities. Because the same situation, in which the superspace volume vanishes
on shell, and yet a counterterm appears to be allowed, holds for N = 8 supergravity
at seven loops, as for N = 4 supergravity at three loops, this latter case may be of
particular interest.
On the other hand, relatively few loop amplitudes have been computed for any
non-maximal supergravities. At one loop, the four-point amplitudes with N ≤ 8
supersymmetries were presented in ref. [80,94], while the N = 6 supergravity all-
point maximally-helicity-violating (MHV) and six-point non-MHV amplitudes were
first obtained in ref. [81]. The N = 4 supergravity one-loop five-point amplitude
was also computed in refs. [81,104]. In the following, we present expressions for the
two-loop four-graviton amplitudes in N = 4, 5, 6 supergravity. The calculations were
performed using the gravity “squaring” relations [38,39], or double-copy property,
CHAPTER 4. TWO-LOOP AMPLITUDES 81
which follows from the color-kinematics, or Bern-Carrasco-Johansson (BCJ), duality
obeyed by gauge-theory amplitudes at the loop level [31].
The BCJ relations allow us to combine the N = 4 sYM amplitude [36] with the
N = 0, 1, 2 sYM amplitudes [105] in order to obtain the corresponding amplitudes
in supergravity. Although they have been tested now in several loop-level amplitude
computations [31,39–41], the underlying mechanism or symmetry behind the general
loop-level BCJ relations is still not well understood. (In the self-dual sector at tree
level, a diffeomorphism Lie algebra appears to play a key role. [89].) Therefore it is
important to validate results obtained using BCJ duality. We will verify the expected
infrared divergences and forward-scattering behavior for the two-loop amplitudes that
we compute.
This chapter is organized as follows. In section 4.2 we review BCJ duality and
the squaring relations for gravity. In section 4.3 we illustrate the method for N = 8
supergravity at two loops. In section 4.4 we present our main formula for the two-loop
amplitudes in N = 4, 5, 6 supergravity. In section 4.5 we expand the (dimensionally
regulated) amplitudes for D = 4−2ε around ε = 0. We discuss the infrared (IR) pole
structure, which agrees with general expectations, thus providing a cross check on
the construction. We present the finite remainders in the two independent kinematic
channels. In section 4.6 we examine the behavior of the amplitudes in the limit
of forward scattering. In section 4.7, we present our conclusions and suggestions
for future research directions. Appendix D provides some one-loop results that are
required for extracting the two-loop finite remainders.
4.2 Review of the BCJ duality and squaring relations
We now briefly review BCJ duality and the gravity squaring relations that follow
from it. For a more complete treatment see, for example, the recent reviews [33,69].
Here, we will focus solely on applications to loop amplitudes.
We can write any m-point L-loop-level gauge-theory amplitude, where all particles
CHAPTER 4. TWO-LOOP AMPLITUDES 82
are in the adjoint representation, as
A(L)m = iL gm−2+2L
∑j
∫ L∏l=1
dDpl(2π)D
1
Sj
njcj∏αjp2αj
, (4.1)
where g is the gauge coupling. The sum runs over the set of distinct m-point L-loop
graphs, labeled by j, with only cubic vertices, corresponding to the diagrams of a φ3
theory. The product in the denominator runs over all Feynman propagators of each
cubic diagram. The integrals are over {pµl }, a set of L independent D-dimensional
loop momenta. The ci are the color factors, obtained by dressing every three-vertex
with a structure constant, defined by fabc = i√
2fabc = Tr([T a, T b]T c
). The nj are
kinematic numerator factors depending on momenta, polarizations and spinors. The
Sj are the internal symmetry factors for each diagram. The form of the amplitude
presented in eq. (4.1) can be obtained in various ways. For example, one can start
from covariant Feynman diagrams in Feynman gauge, where the contact terms are
absorbed into kinematic numerators using inverse propagators, i.e. by inserting factors
of 1 = p2αj/p2
αj.
Triplets (i, j, k) of color factors are related to each other by ci = cj + ck if their
corresponding graphs are identical, except for a region containing (in turn for i, j, k)
the three cubic four-point graphs that exist at tree level. The relation holds because
the products of two fabc structure constants corresponding to the four-point tree
graphs satisfy the Jacobi identity
fabe f cde = face f bde + fade f cbe , (4.2)
and the remaining structure constant factors in the triplet of graphs are identical. The
relations ci = cj + ck mean that the representation (4.1) is not unique; terms can be
shuffled from one graph to others, in a kind of generalized gauge transformation [39].
A representation (4.1) is said to satisfy the BCJ duality if the three associated
kinematic numerators are also related via Jacobi identities. Namely, we must have:
ci = cj + ck ⇒ ni = nj + nk , (4.3)
CHAPTER 4. TWO-LOOP AMPLITUDES 83
where the left-hand side follows directly from group theory, while the right-hand side
is the highly non-trivial requirement of the duality. Moreover, we demand that the
numerator factors have the same antisymmetry property as the color factors under
the interchange of two legs attached to a cubic vertex,
ci → −ci ⇒ ni → −ni . (4.4)
The relations (4.3) were found long ago for the case of four-point tree amplitudes [32];
the idea that the relations should hold for arbitrary amplitudes is more recent [31,39].
As remarked earlier, the representation (4.1) is not unique. Work is often required
in order to find a BCJ-satisfying representation of a given amplitude in a particular
gauge theory. At loop level, such representations were found initially at four points
through three loops for N = 4 sYM, and through two loops for identical-helicity pure
Yang-Mills amplitudes [39]. A BCJ-satisfying representation was recently obtained
at five points through three loops in N = 4 sYM [41]. Very recently, a four-point
four-loop representation was found in the same theory [40].
As a remarkable consequence of the BCJ duality, one can combine two gauge-
theory amplitudes in the form (4.1), in order to obtain a gravity amplitude, as long
as one of the two gauge-theory representations manifestly satisfies the duality [38,39].
We have,
M(L)m = iL+1
(κ2
)m−2+2L ∑j
∫ L∏l=1
dDpl(2π)D
1
Sj
njnj∏αjp2αj
, (4.5)
where either the nj or the nj must satisfy eqs. (4.3) and (4.4). Here κ is the gravita-
tional coupling constant, which is related to Newton’s constant GN and the Planck
mass MPlanck by κ2 = 32πGN = 32π/M2Planck. The proof of eq. (4.5) at tree level is
inductive, and uses on-shell recursion relations [49,50] for the gauge and gravity the-
ories, which are based on the same complex momentum shift [38]. The extrapolation
to loop level is based on reconstructing loop amplitudes from tree amplitudes using
(generalized) unitarity.
The relations (4.5) are similar in spirit to the KLT relations [43]. Both types of
relations express gravity amplitudes as the “square” of gauge-theory amplitudes, or
CHAPTER 4. TWO-LOOP AMPLITUDES 84
1
2 3
41
2 3
4
a
b
Figure 4.1: The planar and nonplanar cubic diagrams at two loops. The marked (colored)propagators in the planar diagram are used in the text to describe different color andkinematic Jacobi identities.
more generally as the product of two different types of gauge-theory amplitudes, as
the ni and nj numerator factors may come from two different Yang-Mills theories.
However, the KLT relations only hold at tree level, which means that at loop level
they can only be used on the (generalized) unitarity cuts. Although the gravity cuts
can be completely determined by the KLT relations in terms of local Yang-Mills
integrands, the gravity integrand found in this way is not manifestly local. That
is, it does not manifestly have the form of numerator factors multiplied by scalar
propagators for some set of φ3 graphs. Reconstructing a local representation can be
a significant task [11,12,44].
In contrast, eq. (4.5) is a loop-level relation, and furnishes directly a local integrand
for gravity. Most of the applications of this formula to date have been to maximal
N = 8 supergravity, viewed as the tensor product of two copies of maximal N = 4
super-Yang-Mills theory. The squaring relations were shown to reproduce the N = 8
supergravity four-point amplitudes through four loops [39,40] and the five-point am-
plitudes through two loops [41]. Quite recently, in the first loop-level applications for
N < 8, the one-loop four- and five-point N ≤ 8 supergravity amplitudes were shown
to satisfy the double-copy property [104]. In this chapter, we would like to extend
this kind of analysis for N < 8 supergravity to two loops. First, however, we briefly
review the N = 8 case.
CHAPTER 4. TWO-LOOP AMPLITUDES 85
4.3 Two-loop N = 8 supergravity
In this section we review the construction of the two-loop four-graviton ampli-
tude in N = 8 supergravity based on squaring relations, as preparation for a similar
construction for N = 4, 5, 6 supergravity in the next section.
As mentioned previously, a manifestly BCJ-satisfying representation of the four-
gluon N = 4 sYM amplitude is known at two loops [36,39],
A(2)4 (1, 2, 3, 4) = −g6stAtree
4 (1, 2, 3, 4)(c
(P)1234 s I(P)
4 (s, t) + c(P)3421 s I(P)
4 (s, u) (4.6)
+ c(NP)1234 s I(NP)
4 (s, t) + c(NP)3421 s I(NP)
4 (s, u) + cyclic),
where s, t, u are the usual Mandelstam invariants (s = (k1 + k2)2, t = (k2 + k3)2,
u = (k1 + k3)2) and “+ cyclic” instructs one to add the two cyclic permutations of
(2,3,4). The tree-level partial amplitude is
Atree4 (1, 2, 3, 4) = i
〈j k〉4〈1 2〉 〈2 3〉 〈3 4〉 〈4 1〉 , (4.7)
where j and k label the two negative-helicity gluons. The two-loop planar and non-
and they are depicted in fig. 4.1. The color factors c(P,NP)ijkl are obtained by dressing each
vertex of the associated diagram with a factor of fabc, and each internal line with a δab.
All helicity information is encoded in the prefactor stAtree4 (1, 2, 3, 4), which is invariant
under all permutations, thanks to a Ward identity for N = 4 supersymmetry.
CHAPTER 4. TWO-LOOP AMPLITUDES 86
= +
1
2 3
4 1
2 3
4 1
2 3
4
a a
a
Figure 4.2: Two-loop diagrams related by a Jacobi identity. The Jacobi identity is applied tothe four-point tree-level subdiagram that contains the (light blue) intermediate line markeda. The rest of the diagram is unchanged.
Comparing eqs. (4.1) and (4.6) we can identify the numerators as
n(P)1234 = n
(P)3421 = n
(NP)1234 = n
(NP)3421 = s× stAtree
4 (1, 2, 3, 4) ,
n(P)1342 = n
(P)4231 = n
(NP)1342 = n
(NP)4231 = u× stAtree
4 (1, 2, 3, 4) ,
n(P)1423 = n
(P)2341 = n
(NP)1423 = n
(NP)2341 = t× stAtree
4 (1, 2, 3, 4) . (4.8)
It is easy to see that the two-loop expression (4.6) satisfies the duality [39]. For
instance, let’s look at the diagrams related by a Jacobi identity applied to a four-
point tree-level subdiagram of the planar double-box graph on the left-hand side
of fig. 4.1. The tree subdiagram is the one whose intermediate propagator is the light-
blue line marked a in the figure. We replace the “s-channel” tree subdiagram with
the corresponding t- and u-channel tree subdiagrams, by appropriately permuting
the attachments of line a to the rest of the graph. This Jacobi identity is illustrated
in fig. 4.2. Because the N = 4 sYM diagrams with triangle one-loop subdiagrams
all have vanishing coefficients in eq. (4.6), the duality (4.3) requires the equality of
the planar and nonplanar numerator factors, n(P)1234 = n
(NP)1234 . Similarly, applying a
Jacobi identity to the red propagator marked b in the planar double-box diagram
in fig. 4.1, we find two graphs, one of which again contains a vanishing triangle
subgraph. Therefore the numerator of the planar box graph should be symmetric
under the exchange of legs 1 and 2, or equivalently n(P)1234 = n
(P)3421. Looking at eq. (4.8),
we see that these two conditions are satisfied.
Having verified that eq. (4.6) satisfies the BCJ relations, we may combine two
copies of (4.6) following prescription (4.5) to obtain the two-loop four-graviton N = 8
CHAPTER 4. TWO-LOOP AMPLITUDES 87
amplitude. We obtain
M(2)4 (1, 2, 3, 4) = −i
(κ2
)6
[stAtree4 (1, 2, 3, 4)]2
(s2 I(P)
4 (s, t) + s2 I(P)4 (s, u)
+ s2 I(NP)4 (s, t) + s2 I(NP)
4 (s, u) + cyclic), (4.9)
which is precisely the known result [42]. We also recall that the four-graviton and
four-gluon tree-level partial amplitudes are related to each other by
Table 4.1: State multiplicity as a function of helicity for relevant supersymmetric multipletsin pure supergravities and super-Yang-Mills theories. By CPT invariance, the multiplicityfor helicity −h is the same as that shown for h.
Now we move to the main subject of this chapter, the construction of the two-
loop four-graviton amplitudes for N = 4, 5, 6 supergravity. As we mentioned earlier,
only one of the two gauge-theory amplitudes entering the double-copy formula (4.5)
needs to satisfy the BCJ duality. We will combine the duality-satisfying N = 4 sYM
amplitude (4.6) with four-gluon amplitudes for N ≡ NYM = 0, 1, 2 sYM, in order
to obtain the corresponding two-loop four-graviton amplitudes in supergravities with
CHAPTER 4. TWO-LOOP AMPLITUDES 88
N = 4 + NYM = 4, 5, 6. Looking at the multiplicities of states for various super-
gravities and super-Yang-Mills theories in table 4.1, we can see that at the level of