Original article Sleep disorders in multiple system atrophy: a correlative video-polysomnographic study Roberto Vetrugno a, * , Federica Provini a , Pietro Cortelli b , Giuseppe Plazzi a , Enrico M. Lotti a , Giulia Pierangeli a , Carlotta Canali a , Pasquale Montagna a a Department of Neurological Sciences, University of Bologna, Via Ugo Foscolo 7, Bologna 40123, Italy b Institute of Clinical Neurology, University of Modena and Reggio Emilia, Via Dal Pozzo, Modena 41100, Italy Received 12 February 2003; received in revised form 17 June 2003; accepted 20 July 2003 Abstract Objective: The reciprocal relation between breathing, heart and motor system abnormalities during sleep was studied in multiple system atrophy (MSA) by means of video-polysomnographic recordings (VPSG). Patients and Methods: Nineteen consecutive MSA patients underwent VPSG with scoring for sleep, respiratory abnormalities, heart (HR) and breathing (BR) rates, and abnormal motor activities. A comparative analysis was performed versus 10 patients with obstructive sleep apnoea syndrome (OSAS). Results: All MSA patients displayed snoring, 42% stridor, and 37% OSAS. Mean sleep SaO 2 was 92.7%, and lowest SaO 2 86%. Patients with stridor had a significant increase in BR from Wake to NREM and REM sleep, and higher HR during sleep. Respiratory muscles and tibialis anterior EMG tonic activity was frequently found, more often in patients with stridor. All patients had REM sleep behaviour disorders (RBD) and 88% periodic limb movements during sleep (PLMS). No OSAS patient had RBD or respiratory muscles and tibialis anterior tonic activity. Conclusions: MSA patients, especially those with associated stridor, commonly display impaired breathing and abnormal control of respiratory and limb muscles during sleep. Breathing and motor abnormalities are often concomitant in the same patient, indicating a diffuse impairment of sleep homeostatic integration that should be included within the diagnostic features of MSA. q 2003 Elsevier B.V. All rights reserved. Keywords: Multiple system atrophy; Sleep; Stridor; Snoring; Video-polysomnography 1. Introduction Several sleep-related respiratory and motor disturbances have been reported in multiple system atrophy (MSA). Subjective sleep complaints reported by patients or relatives include insomnia, excessive daytime sleepiness (EDS), snoring or other respiratory noises, and motor restlessness while asleep, sleep talking or overt violent behaviours [1]. Video-polysomnographic recordings (VPSG) demonstrate abnormal sleep architecture, respiratory disturbances such as nocturnal alveolar hypoventilation [2–4], obstructive and central sleep apnoeas [5–8] and nocturnal stridor [9–13] and motor abnormalities including periodic limb move- ments during sleep (PLMS) [14] and REM sleep behaviour disorder (RBD), the latter often forerunning the disease [15–19]. The relation between abnormal motor control and sleep- related breathing abnormalities in MSA, and the occurrence in the same patient of sleep-related breathing and motor abnormalities have not been systematically analysed, except by questionnaire analysis [1], which may be open to criticism when not checked against VPSG recordings. We performed VPSG recordings in 19 consecutive MSA patients, monitoring respiration, heart (HR) and breathing rate (BR) and limb muscular EMG activity, to define the extent and reciprocal relation of sleep-related autonomic and motor disturbances in MSA. 1389-9457/$ - see front matter q 2003 Elsevier B.V. All rights reserved. doi:10.1016/j.sleep.2003.07.002 Sleep Medicine 5 (2004) 21–30 www.elsevier.com/locate/sleep * Corresponding author. Tel.: þ39-051-644-2225; fax: þ39-051-644-2165. E-mail address: [email protected] (R. Vetrugno).
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Original article
Sleep disorders in multiple system atrophy: a correlative
video-polysomnographic study
Roberto Vetrugnoa,*, Federica Provinia, Pietro Cortellib, Giuseppe Plazzia,Enrico M. Lottia, Giulia Pierangelia, Carlotta Canalia, Pasquale Montagnaa
aDepartment of Neurological Sciences, University of Bologna, Via Ugo Foscolo 7, Bologna 40123, ItalybInstitute of Clinical Neurology, University of Modena and Reggio Emilia, Via Dal Pozzo, Modena 41100, Italy
Received 12 February 2003; received in revised form 17 June 2003; accepted 20 July 2003
Abstract
Objective: The reciprocal relation between breathing, heart and motor system abnormalities during sleep was studied in multiple system
atrophy (MSA) by means of video-polysomnographic recordings (VPSG).
Patients and Methods: Nineteen consecutive MSA patients underwent VPSG with scoring for sleep, respiratory abnormalities, heart (HR)
and breathing (BR) rates, and abnormal motor activities. A comparative analysis was performed versus 10 patients with obstructive sleep
apnoea syndrome (OSAS).
Results: All MSA patients displayed snoring, 42% stridor, and 37% OSAS. Mean sleep SaO2 was 92.7%, and lowest SaO2 86%. Patients
with stridor had a significant increase in BR from Wake to NREM and REM sleep, and higher HR during sleep. Respiratory muscles and
tibialis anterior EMG tonic activity was frequently found, more often in patients with stridor. All patients had REM sleep behaviour disorders
(RBD) and 88% periodic limb movements during sleep (PLMS). No OSAS patient had RBD or respiratory muscles and tibialis anterior tonic
activity.
Conclusions: MSA patients, especially those with associated stridor, commonly display impaired breathing and abnormal control of
respiratory and limb muscles during sleep. Breathing and motor abnormalities are often concomitant in the same patient, indicating a diffuse
impairment of sleep homeostatic integration that should be included within the diagnostic features of MSA.
q 2003 Elsevier B.V. All rights reserved.
Keywords: Multiple system atrophy; Sleep; Stridor; Snoring; Video-polysomnography
1. Introduction
Several sleep-related respiratory and motor disturbances
have been reported in multiple system atrophy (MSA).
Subjective sleep complaints reported by patients or relatives
include insomnia, excessive daytime sleepiness (EDS),
snoring or other respiratory noises, and motor restlessness
while asleep, sleep talking or overt violent behaviours [1].
With stridor (range) 54.1 (49–66) 55.7 (49–66) 57/9
(51–71)
59.3 (54–71) 65 (59–73) 8,8 (7–10) 3/8
(2–6)
Disease duration is expressed regarding either to the first symptom(s) (versus onset) or to the appearance of stridor (versus stridor). AF, autonomic failure;
C, cerebellar; P, parkinsonian; RBD, REM sleep behaviour disorder.
R. Vetrugno et al. / Sleep Medicine 5 (2004) 21–3022
in SaO2) [22–24]. The average number of apnoea–
hypopnoea episodes per hour of sleep was the respiratory
disturbance index (RDI). As a criterion for OSAS, we chose
an RDI above 10, which is an accepted international scoring
standard [24–26].
Respiratory noise was inspiratory when synchronous
with down-deflection of oral and thoracic-abdominal
respiratory traces representing inspiration and with inter-
costal EMG burst activity; expiratory if synchronous with
up-deflection of respiratory traces and positive excursion of
endoesophageal pressure. Stridor was defined as a strained,
high-pitched, harsh respiratory sound on audio–video
monitoring. Paradoxical breathing (PB) was identified as a
phase-out of thoracic as opposed to abdominal respiratory
traces [24]. Sleep time with snoring or with stridor was
arbitrarily defined as the number of epochs with at least 50%
of respiratory movements associated with snoring or stridor,
and the percentage of time of snoring (sleep time with
snoring/total sleep time) and percentage of time of stridor
(sleep time with stridor/total sleep time) were then
calculated. Intercostalis EMG activity was evaluated and
limb EMG activity was scored for PLMS according to
Coleman’s criteria [27]: a series of four or more consecutive
movements lasting 0.5–5 s with an intermovement interval
of 4–90 s. The PLMS index (number of PLMS per hour of
sleep) was calculated. EMG activity of tonic type (in the
shape either of continuous muscle recruitment pattern or of
repetitive uninterrupted motor unit potentials at rates greater
than 5–7 impulses per second [28]) on the tibialis anterior,
mylohyoideus, and intercostalis muscles was analysed and
scored whenever it was present in at least two consecutive
epochs. Given its high frequency among MSA patients (see
later) and to ensure reliability, it was arbitrarily scored as
pathological when present in at least one third of total VPSG
epochs. PLMS and other simple or complex motor events
during sleep, in particular REM behavioral disorders
(RBD), the latter defined according to Mahowald and
Schenck [29], were checked against the video recordings.
Mean HR and mean BR were calculated for every 5 min
of noise and/or artefact-free epochs.
Ten OSAS patients were subjected to the same
procedures as the MSA patients. Endoesophageal pressure
was obtained in all of them.
Statistical analysis was done with non-parametric tests of
significance (the Wilcoxon test for continuous variables and
the Mann –Whitney test for nominal variables). We
considered statistically significant P values of less than
0.05 ðP , 0:05Þ:
4. Results
4.1. MSA: subjective complaints and clinical findings
All patients complained of autonomic symptoms and 15
had mild–moderate symptomatic postural hypotension
(dizziness, syncope and visual disturbances). The most
frequent sleep-related subjective complaints were abnormal
violent motor behaviours during sleep and respiratory
noises.
Eight out of the 19 patients (42%), six with MSA-C
(three men) and two with MSA-P (one man) complained of
nocturnal stridor upon admission. Mean BMI was 25.9 (24.1
in patients without stridor). Remarkably, RBD was reported
as the initial (or among the initial) complaints of disease in
12 patients, and in three patients isolated RBD had preceded
other symptoms by 2–15 years. Diurnal and nocturnal
irregular respiration, e.g. gasp, snoring and respiratory
stridor, were a complaint in 10 patients. None of these
symptoms was, however, the cause for referral, evaluation
or admission.
Mean age at disease onset was slightly lower in patients
with stridor (54.1 versus 55.6 years), and disease duration
shorter in patients with stridor (8.8 versus 9.6 years).
Patients with stridor had RBD earlier than patients without
stridor (55.7 versus 56.9 years, Table 1). These differences
between MSA with and without stridor were not significant.
4.2. MSA: VPSG findings
4.2.1. Sleep structure
Sleep structure was characterized by increased NREM
R. Vetrugno et al. / Sleep Medicine 5 (2004) 21–30 25
in part to a first night effect, the decreased sleep efficiency,
striking in MSA compared to the OSAS patients who were
subjected to the same procedures, seems to indicate that lack
of sleep is characteristic of MSA, and cannot be attributed
entirely to the disturbing effects of our investigational
procedures.
Lack of sleep is also a potentially relevant finding when
trying to explain the prevalence of sleep-related respiratory
abnormalities in MSA. Indeed sleep disruption may
promote sleep apnea. Such a possibility cannot be
discounted in our patients, even though a comparison of
the sleep efficiency with RDI did not disclose any obvious
correlation in our MSA patients (Table 2).
5.2. Respiratory abnormalities during sleep
Significant findings in our MSA sample were the high
rates of respiratory disturbances observed during sleep.
Inspiratory noise was universal, while noise upon expiration
was found in nearly 4/5 of patients. More relevantly, stridor
was found in nearly half of our patients, while, based on our
adopted diagnostic criterion for OSAS (RDI above 10), 37%
had OSAS. Remarkably, patients spent more than 1/3 or
nearly 1/2 of their sleep time snoring or with stridor. OSAS
and stridor were not always coincidental, since four patients
had OSAS only in the absence of stridor. Stridor also
persisted also during relaxed wakefulness in 75% of
patients. These sleep-related respiratory disturbances in
MSA remained generally unassociated with marked SaO2
changes, especially when MSA was compared to OSAS.
Mild (93.3%) O2 desaturation, however, occurred during
sleep in MSA even unassociated with OSAS or stridor,
indicating that sleep-related O2 desaturation may be
intrinsic to the disease. SaO2 was only slightly worsened
in MSA associated with OSAS (mean SaO2 at 92.1%) or
Fig. 2. NREM sleep recording (excerpts) in an MSA-C patient (no. 17) with inspiratory stridor (microph.). Abbreviations as per Fig. 1. Note the additional
intercostalis (interc.) expiratory activation with concomitant slightly positive endoesophageal pressure, the normal thoracic and abdominal respiratory traces
and the absence of significant SaO2 changes.
Table 3
Mean breathing and heart rates during Wake, NREM and REM sleep
Wake
(mean ^ SD)
NREM sleep
(mean ^ SD)
REM sleep
(mean ^ SD)
Mean breathing rate
MSA patients (no. 19) 19 ^ 4 20 ^ 6 21 ^ 5
Without stridor (no. 11) 19 ^ 2 18 ^ 3 19 ^ 3
With stridor (no. 8) 19 ^ 5 23 ^ 8 23 ^ 9
Mean heart rate
MSA patients (no. 19) 70 ^ 10 67 ^ 11 69 ^ 11
Without stridor (no. 11) 69 ^ 10 65 ^ 10 66 ^ 10
With stridor (no. 8) 72 ^ 11 71 ^ 13 73 ^ 12
SD, standard deviation.
R. Vetrugno et al. / Sleep Medicine 5 (2004) 21–3026
stridor (mean SaO2 at 92.6%). Noticeably, our MSA
patients did not demonstrate worsened SaO2 during REM
sleep and the mean RDI observed during NREM sleep was
higher than during REM sleep, an unusual finding when
compared to the opposite pattern typical of OSAS and
confirmed also in our cohort of OSAS controls. Except for
further emphasizing that REM sleep is distinctly abnormal
in MSA, these latter findings remain difficult to explain.
Finally, sleep-related respiratory disturbances, in particular
stridor, were more frequent in MSA type C.
Fig. 3. Polygraphic recordings in MSA-C patient (no. 16, panel A) show markedly blunted systemic blood pressure oscillations related to the respiratory events
when compared to OSAS (panel B). Abbreviations as per Fig. 1. Time scale is identical in the two panels.
Fig. 4. NREM sleep recordings (excerpts) in MSA type C patient (patient no. 3) showing subcontinuous motor unit potential discharges in the intercostalis and,
to a lesser extent, tibialis anterior muscles EMG. Abbreviations as per Fig. 1. Delt, deltoid muscle; tib, tibialis anterior.
R. Vetrugno et al. / Sleep Medicine 5 (2004) 21–30 27
5.3. Heart and breathing rates
When considering BR and HR, patients with stridor,
already tachypnoic during Wake, had a significant increase
in BR from Wake to NREM and REM sleep. Moreover,
their HR did not significantly decrease in NREM and
actually increased in REM sleep. These findings, striking in
the face of the characteristic fixed pulse rate in MSA,
indicate impaired sleep state-related heart and respiratory
regulation [32–34] in MSA with stridor. In agreement with
the autonomic denervation typical of MSA, however, the
oscillations in HR and blood pressure associated with the
respiratory events were markedly blunted. Abnormal
circadian variations in HR with decreased correlation
between HR and blood pressure have already been reported
in MSA [35]. Our BR findings are also in good agreement
with Isono et al. who reported increased respiratory
frequency during sleep compensating for a reduction of
tidal volume in MSA with stridor [36].
5.4. Motor abnormalities
Major findings of our study were also the abnormal
motor patterns involving limb and respiratory muscles
during sleep. Sustained EMG activity in the intercostalis
muscle, especially during wake but persisting throughout
sleep, was present in MSA patients, in particular those with
stridor. Together with intercostalis expiratory EMG acti-
vation and PB, these findings indicate a pathological sleep-
related respiratory muscle pattern. EMG tonic activity was
not, however, restricted to muscles related to respiration but
also involved skeletal limb muscles such as the tibialis
anterior, in which both tonic discharges of motor unit EMG
potentials and more complex patterns of PLMS were found.
This respiratory and limb motor overactivity throughout
wake and sleep was always more prevalent in MSA with
stridor. Finally, RBD was found in all of our MSA patients.
We entertained the hypothesis that the increased EMG
activity could be due to increased respiratory effort. None of
the 10 OSAS patients, however, in whom airflow restriction
and respiratory effort as measured by endoesophageal
balloon, were clearly more severe, presented sustained
tonic type intercostalis and tibialis anterior EMG activity
during wake or sleep; none had RBD or abnormal lack of
atonia during REM sleep. This clearly shows that the
abnormal sustained EMG activity of respiratory and limb
muscles in MSA does not simply relate to increased
respiratory effort. We think that it reflects central overactive
and disordered motor output, which could best be defined as
a kind of dystonia. Recent EMG data indeed suggest that
stridor in MSA is not simply due to denervation of laryngeal
muscles but rather to abnormal motor control similar to
dystonia [37]. We also consider that the universal
presence of RBD in MSA fits this interpretation of the
EMG findings, reflecting dysfunction in inhibitory brain-
stem pathways [38,39].
5.5. Final considerations
Our data show that disordered breathing and abnormal
motor control during sleep are common and often associated
features in MSA. The clinical relevance of these findings is
underlined by their high prevalence in our cohort of patients,
who were not expressely selected for respiratory or motor
disturbances during sleep. Respiratory and motor sleep-
related abnormalities should rightly be incorporated within
the useful diagnostic markers of the disease [20]. In MSA
with stridor in particular, abnormal breathing patterns and
motor abnormalities during sleep represent a constant
feature found concomitantly in all of our patients.
Our study allows for some pathophysiological consider-
ations on the relevance of stridor in MSA. Stridor is related
to a poorer prognosis in MSA, but how exactly this happens
remains unclear. Recordings in nine MSA patients with
stridor demonstrated airflow limitation only during inspira-
tion, associated with laryngeal narrowing and phasic